CONG TY CO PHANDAY cAp DI:E:NVI:E:TNAM

CQNG HoA xA HQI CHU NGHiA VI:E:T NAMDQc l~p - Tt;r do - Hanh phuc

Tp.HCM ngay .),.3.... thang 1nam 2018

CONG BO THONG TIN TREN CONG THONG TIN DI:¢N TU CVA uv BANCHUNG KHoANNHA.NU'OC vA. SGDCK TPHCM

(co thd su dung ad cong b6 thong tin a6ng thai ain UBCKNN va SGDCK)

Kinh gUi: - Dy ban Chung khoan Nha mnrc- SO'Giao djch Chung khoan TP HCM

Cong ty: C6 phan Day cap dien Viet NamMa clnrng khoan: CAVDia chi t11,1sa chinh: 70-72 Nam Ky Khai Nghia, Phuong Nguyen Thai Binh, Q.l, TPHCMDi~n thoai: 38299443Fax: 38299437Nguoi thirc hien cong b6 thong tin: Le Quang DinhDia chi: 70-72 Nam Ky Khai Nghia, Phuong Nguyen Thai Binh, Ql, TPHCMDien thoai (di dQng, co quan, nha rieng): 38299443Fax: 38299437Loai thong tin cong b6 D 24 gio D 72 gio D bftt thirong D thea yeu cdU ~ dinh ky

NQi dung thong tin cong b6 (*):- Cong ty CP Day cap dicn VN cong b6 thong tin v~ bao cao Bao cao tinh hinh quan tri

cong ty nam 2017

- Thong tin nay da duoc cong b6 tren trang thong tin dien tu cua cong ty vao ngay29/01//20 18 t~i dUOngdfu1:www.cadivi-vn.comlvnlbao-cao-quan-tri.html

Chung toi xin cam k~t cac thong tin cong b6 tren day la dUng SlJ th~t va hoan toan chiu trachnhi~m tru6c phap lu~t v~ nQi dung cac thong tin da cong b6.

Tai li~u dinh kern:

LE QUANG DINH

CONG TY co pHAN DAY cAp DI~N VI~T NAM (CADIVI)Dja chi: 70-72 Nam Ky Khll'i Nghia - Qu~n 1 - TP.HCMDi~n thotli: Tel: 38.299.443 - 38.292971; Fax: 38.299437E-mail: cadivi@cadivi.vn; Website: www.cadivi.vn

CADIVI

CONG TV CO PHANDAY cAp DltN VItT NAM

CONG gOA xA HOI CHU NGIDA VI~T NAMDQc l$p - TV do - Hanh phuc

-----------------'----S6: ...()~ .. .lBC-lIDQT TP.HCM, ngay ..1.5 thdng 1nam 2018

sAo cAo TiNH HiNH QUAN TRI CCNG TV NIEM YET·•REPORT ON CORPORATE GOVERNANCE OF LISTING COMPANY

(Narn 2017)

Kinh 9LPi: OV BAN CHUNG KHOAN NHA NU'6'CSO GIAO DICH CHUNG KHOAN

To: - The State Securities Commission- The Stock Exchange

_Ten cong ty niem y~t/Name of listing company: CTY CP DAY cApDI~N vrer NAM_Dia chi tru s6 chinh I Address of head office: 70-72 Nam Ky Kh61Nghla- Q.l- TP.HCM_Bien tho~Tel: (08)38299443-38292971; Fax: (08)38299437; Email: cadivi@cadivi.vn- V6n dieu 1~1Charter capital: 576.000.000.000 dang- Ma chirng khoan/ Securities code: CAV

I. Hoat dQng ella f)~i hQi dang eA dong/Activities of the General Meeting ofShareholdersThong tin v6 cac cuoc hop va Nghi quy~t/Quy~tdinh cua Dai hoi d6ng c6 dong (bao g6mca cac Nghi quyet cua Dai hOi d6ng c6 dong duoc thong qua duoi hinh thuc Iftyy ki~nbAng van ban)/ Information on meetings and resolutions / decisions of the GeneralMeeting of Shareholders (including the resolutions of the General Meeting ofShareholders adopted in theform of written comments):

S6 Nghj quy~t/8tt Quy~t Ngay NQidungNo. djnhResolutioni Date Content

Decision No.- Thong qua cac bao cao1. Bao cao k~t qua SXKD nam 20162. Bao cao hoat dong cua HOid6ng quan tri3. Bao cao cua Ban kiem soat4. Bao cao tai chinh nam 2016 da dircc kiem

toan- Thong qua k~hoach SXKD nam 2017- Thong qua phuong an phan ph6i lqi nhu~n

11/4/ nam 20161 Sua d6i Di6u l~ Cong ty c6 phAnDay cap2017 -

di~nVi~tNam- BAuThanh vien HDQT, BKS NK 2017-2022- Thong qua vi~c uy quy6n cho HOid6ng quan

trt ch<;>nCong ty ki€m toan BCTC nam 2017- Thong ,qua thil lao cua Hoi d6ng quan tri va

Ban kiem soat nam 2017- Th6ng qua c~c gi~o dich thu¢c thfun quy~n I

eua D~i hQidong co dong

1

2 28111/2017

Thong qua cac nQi dung:B6 sung nganh nghe kinh doanh cua Cong tyTi~n hanh bAu b6 sung thanh vien H£>QT nhiemky 2017-2022C6 dong Ian nang ty l~ sa hitu tai CADIVI rnakhong phai lam thu tuc chao rnua cong khai

Tl. HQi dang quan tr] (Bao cao nam 2017)/ Board of Management (Semi­annual/annual reports):

1. Thong tin v~ thanh vien HQi dang quan tr] (HI>QT)I Information about themembers of the Board of Management:

Stt Thanh vien Chirc Ngay b~t s6 bu8i Ty I~ Ly do khdng thamHDQTIBOM's vy.IPosition dAu/khong con la hQp tham d'1 hQplReasonsfor

member thanh vien HDQT d'1 absenceHDQTIDay tham hQplPer

becoming/no longer d,!INu centagemember of the mber of

Board of attendaManagement nee

Giai doan

tir 11112017- 10/4/2017

1 Ong Nguyen ChU tich 18/4/2012 - 515 100%Hoa Cirong HDQT 10/4/2017

2 Ong Hoang Ph6 chutich 18/4/2012- SIS 100%NghiaDan HDQT 10/4/2017

3 Ong Nguyen Thanh vien 18/4/2012- 515 100%LQc HDQT 10/4/2017

4 Ong Doan Hoai Thanh vien 18/4/2012- SIS 100%Thanh HDQT 10/4/2017

5 Ong Nguyen Thanh vien 21/7/2016- SIS 100%DinhHung HDQT· 10/4/2017

Giai doan

Tir 11/412017 -3111212017

1 Cng Nguyen Thanh vien 11/4/2017 40140 100%Van.Tuan H£>QT,

TTH£>QT

Chti tich23/5/2017H£>QT

2 CngNguy€n Chu tich 11/4/2017- 34140 85%HoaCuang HBQT 23/5/2017 TCfnhiern TV.Hf)QT

23/5/2017ngay 17/10/2017

Thanh vienH£>QT

2

Stt Thanh vien Chuc Ngay b~t s6 bu6i Ty l~ Ly do khong tham

HDQTIB OM's vl}IPosition diulkhong con la h9P tham d., h9p/Reasonsformember thanh vien HDQT d'1 absence

HDQTIDay tham h9pIPerbecoming/no longer d.,INu centage

member of the mber ofBoard of attenda

Management nee

17/10/2017

3 Cng Le Quang TV HE>QT, 11/412017 40/40 100%Dinh TTHBQT

4 CngNguy6n TV HBQT 11/4/2017 27/40 67,5% Tir nhiem clnrcDinh Hung . danh TV.HDQT ill

ngay 5/9/20175/9/2017

5 OngHoang TVHBQT 1114/2017 20)40 50% Til nhiem clnrcAnhDilng danh TV.HDQT nr

ngay 2617/2017

2617/2017

6 1114/2017 40/40 100% Trong 40 phien hopOngLe Ba ThQ TV Hf)QT cua Hf)QT c6

phien hop L1o/quyencho TT.Hf)QT ky cac

Nghi quyet ellaHf)QT can CLl' theocc 5610/2017-

Hf)QT Vv Ban hanhco che hop va/lay ykien va ra nghi quyet

cua TT.Hf)QT

7 11/4/2017 40/40 100% Trong 40 phien hopOngPhan TV Hf)QT cua Hf)QT co phlen

NgQc Hi€u hop uy quyen chaTT.H£)QTky cacNghi quyet cua

Hf)QT can CLl' theaoe 56 10/2017-

Hf)QT Vv Ban hanhco che hop va/lay ykien va ra nghi quyet

cua TT.Hf)QT

8 Nguy6nQu6c TV.Hf)QT 26/7/2017 19140 50% £)U'Q'cb6 nhi~m vaoVinh Hf)QT ngay

26/7/20171,bu6i hop uy

quyen cho eM tjchH£)QT

9 Nguy~n TrQng TV.Hf)QT 28/1112017 5/40 f)U'Q'cbO nhi$m vaoTi€u H£)QTngay

28/11/2017

\~\

3

Stt Thanh vien Clnrc Ngay b~t S6 buAi TY I~ Ly do khong thamHDQTIBOM's vylPosition diulkhong con la hQp tham d., hQplReasonsfor

member thanh vien HDQT d., absenceHDQTlDay tham hqplPer

becoming/no longer d.,INu centagemember of the mber of

Board of attendaManagement nee

10 Nguyen Tran TV.HDQT 28/11/2017 5140 DU'O'c bo nhi~mDang Phuoc HDQT ngay

28/11/2017

2. Hoat dQng giam sat ella HDQT dai vrri Ban Giam dacl Supervision by theBOD over the Director (General Director):Trong nam 2017, co thay d6i vi tri nhan S1)' moi trong thanh vien HDQT nhung voisu chi dao nhay ben, linh hoat, sau sic va su giam sat thirong xuyen, lien tuc cuaHoi d6ng quan tri da giup cho T6ng giam d6c va cac can be)quan ly khac di~u hanhmoi hoat dong san xu~t kinh doanh cua cong ty thea huang 6n dinh va phat trien,dung dinh huong 'Chien hroc phat tri~n cong ty giai doan 2012-2017, t~m nhin d~nnam2020'.

3. Hoat dQng ella cac ti~u ban thuQc HQi dang quan trill Activities of the Boardof Directors' committees: khong co

4. Cac Ngh] quy~t/Quy~t djnh clla HQi dang quan trj nam 2017:IResolutionslDecisions of the Board of Directors (Semi-annual/annual reports):

1 16/02/2017

2 46/20171NQ-HDQT 22/2/2017 Thong qua k~t qua chao ban c6 phi~u cho c6 donghi~n hilu cua dqt tang v6n di~u l~ ill 288 tY len 576tY d6ng, thong qua vi~c ti~pWc phan ph6i 112.757c6 phi&u chua chao ban h&t, tri~u t~p DHDCDthu6ng nien nam 2017

3 47/20171NQ-HDQT 213/2017 Di~u chinh thm gian su dvng v5n thu duQ'ccua dqtphat hanh c6 phi~u ra cong chUngv6n di~u l~ til 288tY d6ng len 576 tY d6ng

4 48/20171NQ-HDQT 913/2017 Dang ley giao dich b6 sung ch(engkhoan

5 49/20 17INQ-HDQT 21/3/2017 PM duy~tQuy ti~n luong nam 2016, cho phep thanh1yrnQts6 hQ'Pd6ng thea nghi quy~t.

6 50/20171NQ-HDQT 714/2017 Trinh DHDCD thu6ng nien nam 2017 th&ng quaphuong thuc d~ cu b6 sung 4 (engvien dS tham giaHDQT NK 2017-2022

7 o112017/NQ-HDQT 11/4/2017 B6 nhi~m eng Nguy~n Hoa Cuong la chu tichHDQT Ccngt CADIVI NK 2017-2022

8 02/20 17INQ-HDQT 25/4/2017 Bo nhi~rn Ba Duong Li~u Mai Khanh la thu kyHDQTCon t NK 2017-2022

9 03/2017 INQ-HDQT 10/5/2017 PhS duy~t ve thl,Ichi~n chuang trinh marketing t~Mi~nB~c

4

10 04/20i 7INQ-HDQT 16/5/2017

11 05/20 17INQ-HDQT 22/5/2017 CM.p thuan Don xin til nhiem ChUc'Jid~ ifiV ~DQTcua ong Nguyen Hoa Cucmg, b6 nlii~¥:o~~'Nguy~nVan Tuful lam chu tich HDQT va '¥l~~,tSRt~~i dungkhac. ,,' ::,'"j ,,(,

12 06/2017 INQ-HDQT 30/5/2017 Bo' nhiem thu ky cong ty NK -2017;-2;O:22,,'chb'phepmua sam v~t ill b6 sung phuc vu iKI!I:SXKD nam2017 , ',d I, : I, , '

13 07/2017INQ-HDQT

14 08/2017INQ-HDQT 616/2017-,-I15 09/2017INQ-HDQT 12/6/2017

___ o_

I, '

16 10/2017 INQ-HDQT 13/6/2017---

17 1112017INQ-HDQT 22/6/2017

-IS- 12/2017 INQ- HDQT 2616/2017,

19 13/2017INQ-HDQT 26/6/201720 14/2017INQ-HDQT 28/6/2017

.-_- .2'1 15/2017 INQ-HDQT 29/6/2017_22,__ . 1,6/201.7IN Q-HDQT 29/6/2017j ,

23 17/2017INQ-HDQT 111712017

L,r'- 18/2017 INQ-HDQT 1717120171,',

_",." "

i25 19/2017 INQ- HDQT 251712017-,_-! '26 20/2017INQ-HDQT 261712017--- ..J,,'27 2112017INQ-HDQT 11/8/2017_._ .. -",'''2'8 22/2017INQ-HDQT 15/8/201729 23/2017INQ-HDQT 15/8/2017-;r9" 24/2017INQ-HDQT 24/8/2017

31- 25/20 r7INQ- HDQT 31/8/2017

']2 . 2'6/20 17INQ-HDQT 3118/2017

1/6/2017

Pue duy~t ve Quy che ,tni lU;p:ng,thJiQiJi :va..h~th.ong ,th~g bang luong eua CADIVIL 'ui;l:' ii:,T:'

Ong Nguy~n Dinh Hung thoi gift Fij'(ic lqT.HDTV., , • ,.' " L I I , 'J,

kiern Tong Giam doc CADIVI Ivfi~I};~~c 'va bonhiem Ong Duong HCiu:Hieu la tli~ v;i:enHDTV, , , ' ',I ,I" 'kiem TGB CADIVI mien Bac ;: ,::: j ,f. j

!":, i I ,: ,

PM duyet chu truong xay dung cao oc 'van' phongCADIVI ,," .. ':-;-":-~~:":,~:-..Ban hanh H~ thong phan c§.p thdrn quyJn phanquiy~t trong hoat dong. quan ir1 di~u]J;a;Iili,Bllatongty TNHH MTV CADIVI Mien B~c i'~:''n,: "Chap thuan chi phi thir nghiem vA'leap,'giay clnrngnhan cho san pham. .._- --.- " ..Ph'e duy~t vS m~t chu truong d6i v61 dhinh ,~~chkhen thuOng khach hang toan qu6c'nam 20f7

Phe duy~t ve vi~c thay' d6i nhan Sl)' ~!:C9rig~yTNHH MTV CADIVI D6ng Nai ,::~:,!i, [:' ,i:-Phe duy~t ve vi~c kY h<JPdong tin d-gng .. i ",,ph~ duy~t ve vi~c dieu 'chinh mQt so nQi dung lienquand\l an" Co sa 1 cua XN Iha@"MY ...... ' '"Phe duy~t ve chinh sach khach'hang,:: I" ., i'!

Ph,e duy~t ve vi~c ky b~en bap. gh~I\l\cr~giua TongGiam d6c CADIVI va TGB ,CADIVI Mien B~cPM duyet viec dau tu thief bi: chin1'Lxay~:dili1g'!iha

I ." • ~ . • :.~'~.(.'.- ;_~1- I ,.

may san xuat day cap di~n dan d\lng t'!li KCN D!;liD6ng - Roan Son- Tien Du.; B~c Nhll(~";"':'~ ..Chuyen mllc luong mai d9i v61 ~~*~c:diiilh TongGifun d6c va OD Tai thinh ,theo Qhy:the 'ira .luong,thuOng va h~ th6ng thang bang,luongj 1: j ,)_"; ; ,

Chap th~ Don xin ill nhi~m chuc daJj.h,thanh vienHDQr cua 9ng Hoang Anh Dung y,l]i>6"lilii~m'GngNguyen Quoc Vinh thay'the'ong Dfu1ig:::- :i~,BQ nhi~m Ong Vinh la thrum. vien );fE>QT chuyentrach' ! ", ::' ,. !" -'"~''' "

Phe duy~t ve vi~c ky hQ'Pd6ng'ulUe'pha xUOngPhe duy~t ve vi~c thay :dof Q?ng Jfy 'flo~ righi~pcu~ cong ty TNHH MTV CADIVI IIliel1!~ac .Chap thu~, Do:o xi? :ill': ~i~~j,:,cp:~;:"qnIDTVC~DIVI mien Bac va C~DIV! DO~H~-,Nrai:<-longthmbo'nhi~m nhan S\I thay the .' ,,Ph.e duy~t ve vi~c dieu chinn ¢uc li~;ltf(iqJii)hf phathaph bao lanh thanh t~ancho,CADIV,i: ~,:i

33 27/2017INQ-lIDQT 619/2017 Chap thuan Don xin illnhiem chtrc danh TV.lIDQTcong ty CADIVI cua ong Nguyen Dinh HUng

34 2812017INQ-HDQT 719/2017 Chap thuan viec di doi tru sa lam viec hien tai vathue van phong moo cua Cong ty CADIVI

35 29/2017INQ-HBQT 8/9/2017 Chap thuan ve viec ky hop dong tin dung va hanmire tin dung

36 30/20 17INQ-lIDQT 18/9/2017 Thong nhat tam img co nrc 2017, thong qua bao caok~t qua lIDSXKD 8 thang dfiu narn 2017

37 31/2017INQ-lIDQT 21/9/2017 Chap thuan viec thay doi KTT cua Cong tyCADIVI D6ng nai, chip thuan viec Icy bien ban ghinho giua CADIVI va CMB

38 32/2017INQ-lIDQT 29/9/2017 Phe duyet ve viec cong ty CAD IVI mien Bac dau tutrai phieu

39 33/20 l7INQ-lIDQT 2110/2017 Phe duyet ve viec chi thuong Dai ly40 34/2017INQ-HDQT 16110/2017 Bo nhiem Co van HDQT va thanh vien lIDQT du

khuyet , thong nhat v~ viec ch6t ds c6 dong d~ t6chirc hQPBOOCD bAtthuong nam 2017

41 35/20 17INQ-lIDQT 7/11/2017 Thong qua ke hoach to chirc DHDCB bat thuongnam 2017

42 36/2017INQ-lIDQT 13112/2017 T~g von diSu l~ Cong ty ~HH MTV CADIVIDong Nai ill150 ty len 300 tY dong

43 36A12017INQ-HDQT 13/12/2017 PhS duyet chu truang cho Cong ty TNHH MTVCAD IVI B6ng Nai d~u tu v6n VaGcong ty NhVa HaNQi

44 37/2017INQ-HDQT 14/12/2017 PhS duy~t cho cong ty CADIVI ban quySn su dl)!lgdit va tai san gkinli~n vai dk

45 37A12017INQ-lIDQT 14/12/2017 PhS duy~t cho cty CADIVI Dong Nai va cong tyCADIVI rna tai khoan giao dich Icy quy ~' cong tych(rng khoan IB

46 38/20 17INQ-lIDQT 25112/2017 PhS duy~t chu truang ve vi~c dau tu Trill phiSu congty cp ch(rng khoan IB

47 39/20 17INQ-HDQT 27/12/2017 PhS duy~t ve vi~c kY ket cac hqp dong mua va bancac h~ th6ng thi~t bi di~n.

48 40/20 17INQ-HDQT 29/12/2017 PM duy~t ve vi~c chi thuang D~i ly49 155/2017/QD-lIDQT 2212/2017 Thong qua k~t qua chao ban c6 phi~u cho c6 dong

hi~n hfru va xu ly c6 phk chua phan ph6i h~t cuadQ1:tang v6n dieu l~ ill288 tY d6ng len 576 ty d6ng

50 156/2017/QD-lIDQT 2212/2017 K~ ho~ch t6 chuc DlIDCD thuOng niSn 2017

51 157/2017/QD- HDQT 2113/2017 PhS duy~t quy tien luong nam 2016

52 158/2017/QD-HDQT 2113/2017 Cho phep thanh ly Hqp d6ng " H~ th6ng phk m~mquan tIi doanh nghi~p"

53 159/QD-HDQT 2113/2017 PM duy~t dfiu tu xfiy dvng h~g m\lC cong trinh Nhakho rna rQng, mai che san phfun cap va Nha cO'di~n

54 160/QD-HDQT 2113/2017 PhS duy~t phuong an s~p x~p l~i bQmay t6 chuc cuaCO'quan Cong ty CP Day cap di~n Vi~t Nam

55 1611QD-HDQT 21/3/2017 PhS duy~t thay d6i nganh, ngh~ kin? doanh CllaCong ty TNHH MTV CADIVI mien Bac

56 162/QD-HDQT 2113/2017 PhS duy~t d~u tu thi~t bi

57 163/QD-HDQT 2113/2017 PhS duy~t dfiu tu may m6c

6

58 164/QD- HDQT 21/3/2017 Phe duyet thoai v6n dAu tu tai Cong ty CP xu~t nh~pkh&udich vu va dau tu Vi~t Nam

59 165/QD-HDQT 2113/2017 Tam pharr ph5i thu lao HQi dang quan tri va Bankiem soat nam 2017

60 166/QD- HDQT 21/3/2017 K~ hoach t6 chirc DOOCD thuong nien 2017

61 166A120 17IQD- OOQT 21/3/2017 Phe duyet tang von di~u l~ len 576 tY d6ng

62 0112017/QD-HDQT 25/412017 se nhiem Thu ky cong ty NK 2017-202263 02/20 17/QD-HDQT 25/412017 B6 nhiem Thuong tnrc OOQT 2017-2022

64 03/20 17/QD-HDQT 25/4/2017 Ban hanh He thong phan cap tham quyen pharrquyet trong boat dQng quan tri di~u hanh cua Congty CP day cap di~n VN

65 04/20 17/QD-HDQT 10/5/2017 Thirc hien chuang trinh Marketing tai Mien Bac

66 05/20 17/QD- HDQT 10/5/2017 Phe duyet chu wang xay dung va giao quyen sirdung dftt tai co sa 2( Sam Phu).

67 06/20 17/QD-HDQT 22/5/2017 Chap thuan Dan xin ill nhiem chirc danh Chu tichHDQT Cong ty CP Day cap di~n VN NK 2017-2022

68 07/20 17/QD- HDQT 22/5/2017 B6 nhiem Chu tich HDQT Cong ty CP Day cap di~nVN NK 2017-2022

69 08/20 17/QD-HDQT 22/5/2017 Chip thuan Dan xin illnhiem thfm!l vie~ HDTVCong ty TNHH MTV CADIVI Mien Bac

44 09/20 17/QD-HDQT 22/5/2017 B6 nhiem Chu tich HDTV NK 2016-2021 cong tyTNHH·MTV CAnIVI Mi~n B~c .

45 10/2017 /QD- HDQT 22/5/2017 Ban hanh ccr ch~ hQP!l~y y ki~n va ra nghi quy~t cuaTT.OOQT Cong ty CP Day cap di~n Vi~t Nam

46 1112017/QD-HDQT 22/5/2017 ChQn cong ty ki8m toan bao cao tai chinh nam 2017

47 12/2017 IQD-HDQT 22/5/2017 Xay dvng chi~n lugc phat tri8n 5 nam cua Cong ty

48 13/2017/QD-HDQT 30/5/2017 B6 nhi~m thu ky cong ty NK 2017- 2022

49 14/20 17/QD-HDQT 30/5/2017 Mua sb v~t tu b6 sung ph-I:ICV\l KHSX-KD nam2017

50 15/2017/QD-HDQT 116/2017 B6 nhiem Thanh vien HDTV kiem T6ng giam d5c. , ,cong ty TNHH MTV CADIVI Mien Bac

51 16/20 17/QD-HDQT 116/2017 Thoi giu chuc V\l Thanh vien HDTV kiem T?ng ,Giam d5c cong ty TNHH MTV CADIVI Mien Bac

.(

7

52 1712017IQD~IIDQT 116/2017 CUdai dien guan,Iy vim tai Cong ty TNHHMTVCADIVIMien Bac

53 1812017/QD~HDQT 116/2017 Sua d6i H~ thong phan dp thfun quyen trong heatdong quan tri di€u harm ella Cong ty CP Day capdi~nVN

54 19/20 17/QD-HDQT 11/7/2017 Ky bien ban ghi nho gina T6ng Giam d5e CADIVIva T6ng Giam d5c CADIVI Mi€nB~e

55 20/2017/QD- IIDQT 11/7/2017 Chi tlnrong chu Doanh nghiep (Dai ly efip 1 c6thanh tich tieu thu san phfun CADIVI trong 6 thangd~unam 2017-

56 21120 17/QD-HDQT 25/7/2017 Chuyen luang moi cho T6ng Giam d5c Cong ty CPDay cap di~nVN

57 22/20 17/QD- HDQT 251712017 Chuyen luang moocho Giam d5c Tai chinh kiem KStoan tnrong cong ty CP Day cap di~nVN

58 23/2017/QD-HDQT 25/7/2017 Nang b~c luang va chuyen luang moi cho Ph6 T6ngGiam d5c cong ty CP Day cap di~nVN

59 24/2017 IQD- HDQT 31/8/2017 Chgp thuan Dan xin tir nhiem chirc danh thanh vienHDTV, chu tich HDTV Cong ty TNHHMTVCADIVI Mien B~enhiem IcY 2016-2021

60 25/2017/QD- HDQT 31/8/2017 B6 nhiem clnrc danh thanh vien HDTV Cong ty• , r

TNHHMTV CADIVI Mien Bac61 26/20 17/QD-HDQT 3118/2017 B6 nhiem chu tich IIDTV Cong ty TNHHMTV

CADIVImien B~c62 27/20 17/QD-IIDQT 31/8/2017 Chgp thuan Dan xin illnhi~m ehue danh thanh vien

HDTV, chu tich HDTV cong ty TNHHMTVCADIVI D6ng Nai nhi~m IcY 2013-2018

63 28/2017 IQD- HDQT 31/8/2017 B6 nhiem chue danh thanh vien HDTV Cong tyTNHH'MTV CADIVI D6ngNai

64 29/20 17/QD-IIDQT 3118/2017 B6 nhiem chu tieh IIDTV Cong ty TNHHMTVCADIVI D6ng Nai nhi~m IcY 2013-2018

65 30/2017/QD-HDQT 8/9/2017 Ky k~t hqp d6ng tin d\lfig

66 31/2017/QD-HDQT 8/9/2017 Ky k~t hqp d6ng tin d\lfig

67 32/2017/QD-HDQT 18/9/2017 T~ Unge6 tUc2017

68 33/20 17/QD-HDQT 18/9/2017 Phe duy~tv€ ehu truang thue l~i dfitW Long Thanh

69 34120 17/QD-HDQT 18/9/2017 Ch~pnh~ hinh thuc thanh tom va h~ muc ng chokhach hang nu6c ngoai

70 35/20 17/QD-HDQT 2119/2017 Thay d6i k~ tom tru6ng eua Cong ty TNHH MTVCADIVI D6ng Nai

71 36/2017/QD- HBQT 21/9/2017 Quy dinh ban hang eua Cong ty TNHHMTVCADIVI Mi€nB~c

72 37/20 17/QD-HDQT 2110/2017 Chi thu6ng chu doanh nghi~p

73 38/20 l7/QD-HDQT 2/10/2017 Chi thu6ng D~ ly

8

74 39/2017 IQD- HBQT 16/10/2017 Chap thuan Dan xin illnhiem thanh vien IIDQTCong ty CP Day cap di~n VN cua Ong N guySn HoaCuong

75 40/2017/QD- HDQT 16/10/2017 QD b6 nhiem c6 v§n HBQT

76 40Al20 17IQD- HDQT 16/10/2017 Be, nhiem thanh vien HBQT du khuyet

77 41/2017/QD-HBQT 19110/2017 QD ngay ch6t DSCD dS t6 chirc h9P DHf)CD bfitthuong nam 2017

78 4212017/QD-HDQT 19110/2017 Phe duyet vS viec ghi nh~ tiSn thue dfit tai KCNBien Hoa 1 vao chi phi nam 2017

79 43/20 17/QD-IIDQT 14/12/2017 Phe duyet ban quyen sir dung dfit va tai san gk liSnvoi dfit

80 44/20 17/QD-HDQT 14/12/2017 Phe duyet ky k~t HE>tin dung

81 45/2017/QD-HDQT 14/12/2017 Phe duyet cho C6ng ty CADIVI rna tai khoan giaodich Icy quy tai clnrng khoan ill

82 4G/2017/Q8-HDQT 14112/2017 Phe duyet cho Cong ty TNHH MTV CADIVI DfmgNai rna tai khoan giao dich kY quy tai chirng khoanIB

ID. Ban ki~m soat nam 20171 Supervisory Board (Semi-annuaVannual reports):1. Thong till v~ thanh vien Ban Ki~m soat (BKS)/ Information about members of

Supervisory Board:

Stt Thanh vien Clnrc Ngay b~t Sa bu8i Ty I~tham d" Ly doNo. BKSJl1embers v'QPosition dAu/khong hQpBKS hQpPercentage khong

(~f SlIpervisory con la thanh tham d9' tham d"B ()(l,.d vienBKS Number of hQpReasons

Day attendance for absencebecoming/no

longermember of

theSupervisory

Board

1 Ba VUThanh Truang 1114/2017 2/2 100%

HUO'l1g ban

2 Ong Dl.rVTnh Thanh 11/4/2017 2/2 100%

H6ng Quful vien

3 Ong Ng6 Quang Thanh 18/412012- 112 50% H~tnhi~mI-l1111g vien 10/4/2017

ky

3 l~ng Ph~m Thanh 11141207 112 50% B6 nhi~rn tilTHong Minh vien 1114/2017

2. }-]o~tdQng giam sat cua BKS dBi v6i HDQT, Ban Giam dBc di~u hanh va c6d6ngSurveillance activities of the Supervisory Boardtoward the Board of;\i{l!1ogement,Board of Directors and shareholder:

9

Ban kiem soat theo d5i .sat cac hoat dong cua HOi d6ng quan tri thong qua cac bien banhQP, nghi quyer cua Hoi d6ng quan tri cung cap cho Ban kiem scat.

Ban kiern soat thuc hien clnrc nang kiem soat hoat dong cua Ban di~u hanh thong quaviec xoat xet tlnrc hien cac nghi quy8t cua Dai hOi d6ng c6 dong va Hoi d6ng quan trio

3. SIr ph~i hQ'P hoat dQng giii'a BKS dBi VOl hoat dQng cua HDQT, Ban Giamd6c dieu hanh va cac can bQ quan Iy khac/ The coordination among theSupervisory Boardwith the Board of Management, Board of Directors anddifferent managers:

Ban kiem soat dii phoi hQ'Pchat che voi HDQT, Ban T6ng Giani d6c trong heat dongkiem tra, giam sat nhung vftn duy tri su doc l~p cua minh trong viec thirc hien clnrc nang,nhiem vu duoc quy dinh tai Luat doanh nghiep va Di~u 1~cong ty.

4. Hoat dQng khac clla BKS (n~u co)/ Other activities o/the Supervisory Board (ifany): khong c6.

IV. Dao t~o vi quan trj cong ty/ Training on corporate governance:

Cac kh6a dao t~o v~ quan tn cong ty rna cac thanh vien HDQT, thanh vien BKS, Giamd6c (T6ng Giam d6c) di~u hanh, cac can bo qulm If khac va Thu kY cong ty dii tham giatheo quy dinh v~ quan trt" cong ty/ Training courses on corporate governance whichmembers of Board of Management, members of the Supervisory Board, Director (CEO),other managers and company secretary was involved in accordance with regulations oncorporate governance: Cac thanh vien HDQT, Ban kiSm soat, T6ng giam d6c va Thu kYcong ty d~u dii tham gia cae kh6a dao t~o qulm tri cong ty theo quy dinb.

V. Danh sach v~ ngU'o; co lien quan cua cong ty niem y~t theo quy dinh t~i khoan 34Di~u 6 Lu~t Chrrng khoan (Bao cao nam 2017) va giao dich clla ngU'o; co lien quancua cong ty VOl chinh Cong ty / List of affiliated persons of the public company asspecified in clause 34, Article 6 of the Securities Law (Semi-annual/annual reports)and transactions of affiliated persons of the Company with the Company)

1.Danh sach v~ ngU'01 co Uen quan clla cong ty/ List of affiliated persons of theCompany:

Xem phl:lIZ;LCdinh kem

2. Giao djch giii'a cong ty VOl ngU'o; co lien quan clla cong ty; ho~c giii'a cong ty vOlc8 dong I6'n, ngU'o; nQi bQ, ngU'01co lien quan clla ngU'o; nQi bQ/ Transactions betweenthe company and the affiliated persons or between the company and major shareholders,internal persons and related person of internal person: xem phZ;LIZ;LCdinh kern

3. Giao dich giii'a ngU'01nQi bQ cong ty niem y~tl ng~o; co lien q,!an clla ngU'01nQi bQVOl cong ty con, cong ty do cong ty niem yet nam quy~n kiem soat/ Transactionbetween internal person of listed company and company's subsidiaries, or the companyin which listed company takes controlling power: kh6ng co

4. Giao dich gifra cong ty VOl cac dBi tU'Q11gkhac/ Transactions between the companyand other objects4.1. Giao dich giua cong ty v6i cong ty rna thanh vien HDQT, thanh vien Ban Ki~m soat,Gifun d6c (T6ng Giam d6c) diSu hanh dii va dang 1athanh vien sang I~pho~c thanh vien

HDQT, Giam d6c (T6ng Giam d6c) diSu hanh trong thai gian ba (03) nam tr6 I~i day(tinh t1;lithai di~m l~p bao cao)/ Transactions between the company and the company thatmembers of Board of Management, members of the Supervisory Board, Director (CEO)

10

has been a founding member or members of Board of Management, Director (CEO) inthree (03) years (calculated at the time a/reporting): khong co2. Giao dich gitra cong ty voi cong ty rna ngiroi co lien quan cua thanh vien HDQT,

thanh vien Ban Ki~rn soat, Giam d6c (T6ng Giam d6c) di€u hanh la thanh vien HDQT,Giam d6c (T6ng Giam d6c) di€u hanh/ Transactions between the company and thecompany that related person of members of Board of Management, members of theSupervisory Board, Director (CEO) as a' member of Board of Management, Director(CEO):khong co.

4.3. Cac giao dich khac cua cong ty (nsu co) co th~ mang lai loi ich V?t chAthoac phi V?tchAt d6i voi thanh vien lIDQT, thanh vien Ban Ki~rn soat, Giam d6c (T6ng Giam d6c)di€u hanh/ Other transactions of the company (if any) may be beneficial material orimmaterial for members of Board of Management, members of the Supervisory Board,Director (CEO): khong c6.

VI. Giao dich e6 phi~u ciia ngU'Oi nQi bQ va. ngmri lien quan ella ngtrOi nQi bQ nam2017/ Transactions of internal persons and related person of internal person (Semi­annuaVannualrepor~)1. Danh sach ngiroi n9i h9 va ngiroi c6 lien quan cua ngiroi noi h9/ List ofinternalpersons and their affiliated persons: x:ernphu luc dinh kern.

2. Giao dich cua ngiroi n9i h9 va ngiroi c6 lien quan d6i voi c6 phieu eua cong ty niernySt/Transactions of intern~l persons and affiliated persons on shares of the listedcompany: xern phl,l.ll,1cdinh kern.

VII. Cac vAn de cAn IU'uy khae/ Other significant issues:

CHO~_J.-s:JAjfI!QIAN OF THE BOD

a c16ng d6u) _____..LL)/bl/VC'ftld seal)

Noinh~n:Nhutren;LUll VPHDQT

11

Chu"c ~\llfic6ng ty (neu,d;)PQsition,

at thec,ompany (if

any)

T,.f:ij khoangja~diclich(jong

ktlaan(AblJe6)Secaritie,stra'dingaccaunt (if,

any)

42.2 Nguyen Thi An Me de

42.3 Nguyen Thi VqThanh Mai

42.4 Phan Nguyen ConNgQcMinh

4,2,5 Phan Tronq Duy Con

42,6 Phan Minh f)ang Con

4,2,7 Phan Minh f)(Pc Con

42,8 Phan NgQcThao Em trai

Thanh vien5 Vinh H£>QT

S6 CMN'DIiliQcbi~u; ngay cap, nO'i,oipIG,car.dlPass port No., dale 01iSsue, p/~ee ~"

tssa«

s~,eMND/HQchi~O

Ngiy c:apOMND

£>ja ¢fii Ifen'h~Address

T;y l~wSlr­hfr(J,c6

ph'ii4 cu/iil(yPercentage Cif s#:lar.eQWne'lShipat 'the .end

ofitfl,e,per:iad

56 el; phi'u sahfPu1cu6i

IcyNuml;)ecofshares Qwil,edat the .end ofthe.Retiod

Gt.1'Y' ,ehU'Note

5,1,1

Cong ty TNHH5,12 VLCC

TV g6pv6n

5.1,3

Cong ty CP tuvan va quan Iyd~utlJ' f)o

'TV,Hf)QT

21

£>ia chi [iimh~l11ddress

Ghi,ch(lNote

S6CMNDlHQehi6u

Ngay,dpeMNO

st.. e6 phi6u solifru cuc5i

kY'Numbef' ofsh;J1resownedattlie .eiJdof.1he'peliod

Ty IQsi7hCru cO

plii~u cullikYReceentageofsh8'ieownershipat fbe,ent!1

ottiliepedod

HQfimName

Tai.kh~1"Igiao dichoh(rn'g~

khaan(n6\1c6')'S-ecur.ities tra(l;ngaccbfJ.n~t(if

aIJ¥)

56 CMND/HQ.chi6u, "gay cAp, nm ciplDcacdlPass port No., d~'!efJ'tisstJe, place ~f,

issue

Phan Thi ura5.2.2Me ruc)t

Nguyen Thi L~5.2.3Chi gai

Ern qai

Vg 19.000 0,032%

Con

Con

Thanh vienH£>QT

I.I 6.1.1 Vi~tNam I . - I

22

-"Fii~J!1oon

I- ii 9iaO dic!) Cljiic v....tf(cli(mg cang tv (nflu ,

SftNo. HQt;enName tthoa:olnliu Ic{)Positienc6)Securitie s(the 1

s frai:ling compaoy (if'aCeOf!IU' (it any)

I- any)w

{.~j>~..

6,2 C! ohAft '1

,:, '"Nguy8n Thi Lan Vq

6.2.1 Quynh

6.2.2TrAn Thi Binh Me ru(>t

Nguyen Quynh Con gai6.2.3 Anh

7 Nauy~nTrQngTieu

Thanh vienHDQT

7.1.2

C6ng ty CPCh~tao Bum HaiDUOTIg

CT.HDQT

7.1.3

C6ngtyTNHHMTV Thi~t hi dodi~n

Uy vienHDTV kiernTGD

7.1'.4

C6ng ty CP chetao f)i~n co AliN(>i

7.1.5Cong ty CP Thielhi di~n Thibidi

.Chu richHDQT

$6 CMNDlHQ chi~u,ngay dp~.nol cAp/£)catdlPaSS p_ott No., date of issqe, place of.

issueEI!achi lienh~Addt:'ess

S6 0MND/Hq Ngayelf) Nai dp I~chi~u CMND..., 1,"'! :'" ,T -~ -t:

t -ie", :1 ,j, t.I~"', 'I~ ," ' " v,; I~ O:"j

1--·'" ! I' '

..:

1iy'I~ S00hfruc.li

phi~ucub!ky,Percentc,geofshareowneliShipalthe endoHfieperiod

S6 e6 fJhiiu sohem cuiii

l<Y,NumliJer otshar.es awnedat the end ofthe Pf!rribd

GhichuNote

B6 nhi~mTV HDQTtlr28/11/2017

23

, .,!,

, • ~-,~ I co" I-

Taikhoan 56 CMNDTHQ' chiju, !1gay cAp-.hai cAplDTy I~ sa.

I' hu.u c61< giao,djch Chfrevu ~i card/Pass poa Ho., date ofissue, .p!af;~at I"a...' 56 c6 phi~l:I so. phi€tu c'u6i

chU'ng.• cot'lg ty fn ru issue hrruCliU~i kjE'ercentaStINo. \iQtenName I.<hoan(neu cl»f..osition "

£)ja chi lien ~Nl:Jmberof ge ~lsfjare Ghi

"

co)Securilie at the !h(lAddt"ess shares ol!f4}ed (iJWn'eFS'fi~p ehliN.oti!s fia.din9 compan'y (if at the end ofaecount (if im}t) 56.CMNE>lHQ Ngayoj!), 111m el-p tlJeperfod at the end

~. C:1iI.i~Li 0MN6, otthe

anY) pef/o'd.i

J

-::'~',~;. . 1~ ,~ "" ." '" 1

7002 C8!)hao I'~{ ri~, I Ih

.['~.~,,)..: ·~ ..,.~~t;l )..' ", r .. I • _." m~ " }I i. - , lr ,i;. .,1 '..:I~

7.2.1Trftn Kim Chau Vq

7.2.2Nguyen Trong Sl"r Anh

Nguyen Trong Anh7.2.3 Dung

Nguy~n Trong Anh7.2.4 Oanh

7.2.5Nguyen Thuy Lieu Chi

7.2.6Nguyen Thi Uy~n Chi

7.2.7Nguyen Thi 81ch Chi

Nguyen Trong Em7.2.8 Tuyen

Nguyen Thanh Con7.2.9 Tung :

7.2.10Nguyen Tung Lam .Con

! , I

: I ! . -~, l - Tai'b6 ' ., -... - - - _.- -- - .._l_. _ -- , ~~-- --nhi~m

VU Thanh :'8 TrU'ang BK5 -- TrU'60ngBan

HU'O'ng Ki~m 50att(P

II-II

24

J.

sttNo.

J 1 I

Tid kl10anglao~icfl.chUng

khoan(n~uM)Se.curities tI;a'd/f/J9accGun(,{lf

any)

c.l'n'p~"'IJ 1ft.Gong ty ([leucQ)Posltion

af.the,omJila'rlY(II

any)

""9fenName

I

Tong cong ty cO8.1.1 pnan Thillt bi

diEilnVi~t Nam

i1-~

8.2.1 VGXuan Ky

Nguyen Thi Kim8.2.2 Chi

8.2.3 Truong NgQcHa

56 CNlNDlflQ cbi~u,ggay C~pj r:I~ C~R1Dca.t:dll?asseoli't Na., date ,ol issue, pJace of ;_1 J _

issue

56 CMND1H(I ~cbi6u

N.ga~cipCMl\m

c

Hal cap

I

Me ruot I

Con ruot

Con ruot

Chi ruot

Anh r~

I I, .. l-jAnh ruf:)t I i, ..

Chi dau

11/04/2017

Truong NgQc8.2.4 Minh

8.2.5 VGT6 Nga

8.2.6 £)0 Qu6c Sao

......8.2.7

Cha ruot

ryl~sahLft.i c6

p.!'iiiu cuOik;P.ercentage ofs_hareawnerstJipat the endGftheperiod

GhiohuNote

.

sfi c6 .pft'i6~ sq.·l'liiQ.cl,Ioi

ky,Nurnber ofI shates Qwned

at the endGftheper.lod

£)ja chi lienhiAddr.ess

'~\~:~-rJi ~~ J or I j~Y

~~~,~1' '~~.~ r.-·1'..1, r~'\J14~',~'~ ;~"i.. '7 ;, k' ..

Mi~n nhi~mGiam eeeTili Chlnh

-ngay01/06/2017

II:, 7, ~ J,~::~~""'--~J' -..~! ~~i.~WfI

1:4'" .~~t~~~· ,.jJ,It~ ,..'I.%i .' ~l'l'! - I·,;t .li..:..,

Hoang Di~u8..2.8 Thllong

25

1,,-"-'

SttNp. I-tQ tenName

9 DlP Vinh HOngQuan

I

soat,Trt..remgPhong Killm50atTu3hThu

Tid khoomIgiaodjchchung

khoarl(n~uI co)Securitle

.s tradinga:trcounf.(if

afty}

Ch(re vu talc~ng ey. (n~uco}Pqsition\ at me

company. (ifany) ,

TV Ban Killm

S6 OMND/HQchi6-4, ngay cap, nO'ic~pfDc_ardlf'aS$,port No., d;,te cif iss(!e, place of

issue

sa CM~Ii)/HQchieu

Ngay cip~MND

1,;~'lt:\~:,:.;t ~ ]IT!ill :", •.",,,,'~ __ .... _ , .~.,;:,~',7.

Cong tyTNHH9.1.1 MTVCADIVI

86ng Nai

•

£>jachi lienMAddress, I

56 c6 pllr6uisahfru cU&i .

kyNumbeF afsbaFes,owned,'at the endaftheperiod

330

j

Ty I~ sohfl'u c6

phiAu cliOi!(yPercen~ge of shareownership..attlifiJ endof thepenor/ "

Ghich.uNote

0%

Taib6nhi~mThanh ViimBan Killm50at tiP11/0412017

Thai gifrchuc Ph6tong giamd6ctLY117/2017

9.2.1 Le Thi Be Me ruOt

Cha ruot

Em ruOt

Con r110t!

---_ .. -I

;Con ruOt!

'TV Ban Killmsoat

t

9.2.2 oo Vinh Phuo>c

9.2.3Du Vinh H6ngPhuc

9.2.4 Le Thi Ki~uDiem

9.2.5 Du Xuan ThanhI

1 , Du Vinh Xuan !, ....: 9.2.6' Quang i. I, '

10 Ph~m TlJ'6ongMinh

~. . __ ..... 1

B6 nhi~mTV BanKi~m 50at

26

SttN.o:

Ui'khoangiao.clichchting r'

khoa"'(t1~uco)$ectlnfies,tradingaecounf,(if

.at1y)

eja chi liimh~Add"ess

56 ell phiiiu so.hrmcu6i

~Number(jfshares ow,ned181 the 'end ofthe period'

"[y I~sehw'cO

plli6u cU6ir­k~Percentagee01shatre .·oW.llershipatth'e end

offhe·period

56'GMNDlHQclli~u

tiI.gaycApCMND

GilichuNbte

~.... ' , ctlllc' VQttJcoog ty. (neuco)Pasitiolil

at·-thecompanyr;"

any)

s6 €MNDIHQ ctli&u,ngay.cip, noi cAplD......card/pass porfNQ".f/a(e Qfitisue,,,aia.ee of

issue

tlr11/04/2017

Cong ty CP Kho KeToim10.1.1 V~n Mien Nam TrucyngSotransCong ty CP

10.1.2 £>u:ang Song TrU'cyngBKSMien Nam-SowatcoCong ty CP V~n

10..1.3 Titi £>aPhuO'ng TrU'cyngBKSThuc -

PharnThi Thu10.3.6 HuO'ng

M~

10.2.1 PharnTien Khu Bo

10.2.2 VOThi Hong

10.2.3 Ma Tuyet Phi Vq

PharnThanh10.3.4 Vinh Con

I, . Ph<;lrrrKha10.3.5 Doanh

.:.

Chi

27

10.3.7 Pharn Thi Linh ChiChi

11 Trinh Qu6c Ph6 T6ng 60 0,00%Toan Giam d6c

Ctl(m vu tal '• ;1

ooog ty (neuc6jPositJ'on,

at tJje I 1---_.:__--__.!._----'h------."...----1f-....,....:..--I

company(Jtany)

TaiRhoar.giao dich

+ ~ti&ngk'hoan(n~uc6lSecurities tradingac¢ount(jf

any)

Tyl~sahrru,c6

pbiiiu -e4a.kyIlercentageofsbareownership'at the endottlreperiod

S6 CMND/HQ clli~u, Ingay¢~p,nO'iclplDc;ar.d/PasspoEtNoo.date of issue,macft9t

issuese cO phi~u sa

IiIilu cucSik'/Numherofshares o.wlledat the end oft6eperiod

Ghich(iNote

Cia chi li'enh~Addtess

Ngayd"pCMMO

S6€MNO/HQc.hi~u

11.2.1 Trinh H6ngChinh Cha ruot

11.2.2 Hoang ThiRuong M~ ruot

Nguyen Thi Thu11.2.3 Ha

Vq,NhanVien KhoA,Cong Ty CPDay CapDien VN

4 0,00%

Trinh Quae11.2.4 Thang Con ruot

~--~--------_+~------~------4---------~--------+_------+_------------~------~r_------~------~.,Trinh Ha

11.2.5 Phuonq Linh Con ruot

11.2.6 Trinh QuaeTIen Con ruot

""Ii -, •• ."'. 'Uikhaan:~ia9'~~pclllmg

khoan(n6uc'<>JSecuritiesteadingaC6aulil.{(Jf

any}

qhlfc Y.V ifJ .., .~06ng fY [,ReUG(>}Posltion ,

at~e ~~~----+---r---------~--~--~

company(ffany}

Eliachi lien11~~dc1,.essRQtenfilame

c r

s6 GMNb/HQ cHiau, ngc1lvdPi nOiic!plDcar.c:IlP!l~.Port Neg.,dale ·(:jf.isSlJ.~,p.~!lr;eof

issue

SOCMNP1HQd'iiiu NO'i ~p

Ty IQso.·.L .' hOluc6

S{) CU phl~.!JS'e7 I~'I h'~' '. (,.ifl!Ulcu6i p... u CU I

KyNumI!Jecof ky.'PeFl;enta"shares owoed ge C?f sha~e

. ownetS/up-at the end of 'tlie period at (!fa end'

. o'Hheperiod

GhiohuNote

12.1.1Cong tyTNHH Thanh VienMTVCADIVI HDTVDong NaiCong tyTNHH Killm Soat

12.1.2 MTVCADIVI W~nMi€!nB~c

!~I,~,{I > I.e 'I!I{:~'~,~II.:~~~~ -. ~r,1",t2~'~&I~Cj~han '...• .J •1 Ilt'~''~',\ .m .1' .1

12.2.1 Duong Kim M~Lang

12.2.2 Va Hong Anh Chong

12.2.3 VaGia Khanh Con ruot

12.2.4 Va Khanh Hung Cha ruot

3.200 0,005%

13 Nguy~n HoaClfO'ng

130.972 0,22%

29I,I~

, I

I TaiRhofm 56 CM.NDlI:'IQelli6u, J:')gayc~p, [100cap'I) Tcy J~ sQrhfru 06:~

1-'"'g'i!~ dich. ~g,e.~~~j c;alillJPass.:R0ttNo....dai~ Slf:issuf!,.place ot .\-- 56 &6 pffi~u so ~piii~u cuilj .;_ I: •

, - _ -- --'I'· "1'='" , ..., .i-.f ._- I ~-~- ,,_, hlrU cuOi .,~ , '''''''- -"chUng ceng ty {nA:u issue

khaall(n~u c6)Pc£sition aja chi lien tcyJiJumberof kyPer~efJta GbiS.t:tNp~ HQtfmName ~ c6)SecuFftie at the I:i~Address " shares awned' geo.fshate ch(rNete

s tiading company (if at the end 01 otI{RerShips6 CM~)l>IHQ Ngay c4p attbe~fJd

I' at;c,oun((it any)' Nmdp th~periad o'ftheany) chieu C"",,ND

peria,dI '", 1 .i

Cong ty Co Thanh Vien13.1.2 phelnChe tao HDOTdien CO' Ha NQi

13.1.3 Cong tyTNHH Thanh VienSAS-CTAMAD HDOT

T(f nhiemCong tyTNHH Chu tich HD

13.1.4 MTVCADIVI Thanh VienMien B~c t(f

22/05/2017.:?- .1 '" :'~i:.:liV ,~~f~~l~. /~'·~:~:M'

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13.2.1 Nguyen B<;Ich VqTuyet

13.2.2 Nguyen Bich Ha Con ruQt

13.2.3 Nguyen Lien Con rUQtHlYO'ng

13.2.4 NguyenDlic Anh rUQtPhlYO'ng,

Nguyen Gia.. .

13.2.5 Anh rUQt, Chinh;

13.2.6 NguyenThi Chi rUQtXuan Thanh

L. I , II I --!-~ ...' . '.' ·-,Mien-. . 1 . _._ - r - - - - --. 1'-- - . ""'_~-:=-l --.------ - -::ribl~IJI--Nguy~n E)inh j - .

14 - - 0 - _=-- ,-0,00%: . -:T,hailbvien-lI I. i - ..' - . ~ - •I Hung jHeQr 1,05/09/2017

30

14.2.1 Nguyen Binh Cha ruotLung

14.2.2 Nguyen Thi'M~ ruotH6ng

14.2.3 Nguyen Thi T6VO'Lan

4.2.4 Nguyen Huang Con ru!)t~.--.. GiangI' ..

j Nguyen 8inh 'Con ruotI'

~4.2.5 Nguyen

Tai 'knoangiaQdjchctl~g--

khoan{n~uc-o)S"ecufitles tradingaccount(i(

any!

S6 QMND/HQ efli~.u,nga~ clp, n0!ica,p/D.. ~arcJtPass, P!Jt1.,IlI.Q..t (lal..f!J~ ;SSU£i"~!~C!1of

iSsue

TY I~shhl'ru cQ

p,hi6u'cu6ikyPercentageofshart,0W}'Ierslilipatfhe endof:tflep.eriod

86 ~aj)Jlit}u sO­Ili;u cl!l6i

kY.Number.01shares ow,n.£idat the endo(theperied

£>ja chi lienb~Address

GhichuHote

s6CMN.li)lH~cl)~'u

TCrnhi~mT6ng eong ty c6 Ph6Tong

14.1.1 phan Thiel bj Giam B6c tudien Viet Nam 15/9/2017

TCrnhiemCong tyTNHH Thanh VieR

HB TV kiem14.1.2 MTVCADIVI Tong GiarnMien Bae 86c tCr07 7TCrnhiern

Cong tyTNHH CM Tjeh HB14.1.3 MTVCADIVI Thanh Vien

B6ng Nai tCr

31

SttNo.

S6 eMNO/Hqcfii~u

NgaydpCM~D

Ty.I~sc7h~c6

',phibu eU(;I­I<jPerccenmge qfshareownerrsh(pattlie endof the

s6CMNDlHQchi~u. ngaV d~j.nO'I cAplD".....L·.~~ ...~;~'"I~ card1P~~py..fl!J.o.,_dateQt~~su!!."te!ac.eof

issue

Thanh vienHDQT

c6Phi6!;1sahfru cu6.i

kj'Number ofoSharesownedat the end,ofthe period

.,.,.......,..., -Ta.i I.(lloan~o~ictohlmg

Idio;iI1(I1~uc6lSe.curities t/iadingaccount (if

any) .

at:the!company(,f

any) NO'i dp

~.i.a_chi lienhqAqdress

GHichuN(i)te;

14.2.6 Nguyen Dlnh Anh rUQtBinh

14.2.7 Ha Thi Tuyet Chi dau

14.2.8 Nguyen Binh Anh rUQtMinh

14.2.9 Nguyen Thi Van Chi ruot

14.2.1 Trinh Van Xuan Anh re0

14.2.1 Nguyen Dinh1 DOng'Anh rUQt

4.2.12 Bui Thi HU'O'ng Chi dau

15 HoiJng AnhDung

nhi~mTV HDQTtCr11104/2017- MiI~nnhi~mThanh vienHDQT

I ......

\-- I---.jj--.:.::.:_=-=:..:.::.:::--,----+-'------+r-I -----4----------l---T----+--~--_+-----''-------:-+_---=---=-:--_+--:---~__+----____l:Thanh vienHDTV15.1.2

32

I~1khoim•.•, ......,.i_d~ .•gil!! dich

chUng.khoail(n~ue6}Seeurities tradingac&.aUlJt(It<

any)

taiI~,...;;e:;;::;;.~-·_;;o(n'iu

c6)Posltionattbe

company (ifany)

HQt{mName

56 CPtlJNDlHQchi~u" ngay cAp, nOli.cipliZ>. ~a[!I!f'.~~ 'l!9-rt NO.iJ;I~t!J!.....r# t$..~y'~...p1ac~

!issu~ . hUiukYNumberofshares awned tat the end of:theperiad

aja chi lienh~Addr.ess

Ngay cjpCMND

'S~OMNDJH9clJil!u

15.2.1 Hoang Van So deNMn

15.2.2 Phan Thi Hoa M~de

15.2.3 Hoang Thi VqThanh Hoai

16 Hoang Nghia 003C015499 46.040 0,08%aan

16.2.1 Hoang Nghia Cha ruotThu$n

.16.2.2 Hoang Thi Van !M~rUQt -! :

, 16..2.3 Trinh Thi H6ng Nq.r Vinh ,

33

Ty I~ sc1ihfl'u eO

plil~u "'"~''''I''''U­KyPer;eentiige ofsha,eownel5hipa~the end

of"t/Je~eriof1

S6 CMffOlt1Q clli6I,J, ng~y,oil', nO'jc~p.IQ_~. ~a!ic!LFass129tjJ~o!,l tJ~1~~o.!lssue,I~li!$fi!·"'·...·,'"-'1,..,,,.-.:::.:1

issue

Taikhoangiao ~l~.rr_..dhiP.llg

khoaJll('n~tIc6)Securifiels tralf/ing,acc&Un~(if

adY}

~q_~.~CVI;I ~~canglty (n~uc6)PositiQn

at thecompany (if

any) 56 CMNI)[RQ- cliii\u

Nga~cAp0MNIi)

s6 c6 ah)~~~~.hcru Guoi

kYNtJ_mberofstrares owne,dat the end ofthe period,

• , J-I" .,..~.

GhicIiIuNote

Bja chi lienh~Addre'ss

16.2.4Hoang H6ng Con ruotThuy DU'O'ng

16.2.5 Hoang H6ng Con motThuy Linh

16.2,6 Hoang Nghia Con rUQt£)L1CMinh

16.2,7 Hoang Thi Dung Chi ruot

16.2.8 Hoang Nghia Em ruotDao

'16.2.9 Hoang Thi Hie!n 'Em ruot

16.2.1 Hoang Nghia Em ruot01 £)ai

16.2.1 Hoang Thi Hu~ Em ruot1

Em. ruot, Ph6

16.2.1Giam floc

Hoang Thi H6ng .Nha May -10 0,00%2 Cadivi Milln

I.

t17 Nguy~n L{>c

44.234 0,076"10

34

Tfl~sbhfru c&

pl!li~tJcu6'ikyPei'centageofspar~owneTS'lilipat the enjJof theperiod

Tai khoalil<._9!~!J.iF.'!__ <

chung'khoan(n~u'c61SecuJtities tradingaCCDu"t (if

any)

sll C:'MNO/H9chiju. ngay ~P. nm c§pJIlmllie .rx:..="-c~.,..,.......".c<ltdlPass.p.Qf!No. ilate otiss~~~p"/~ce 9."Gangty iSsueeo)Position

at tile ~ f-----''-----<i-r------......-''-t--='--=-----iGompany (if

any)

.~~ F:.9 1?_lJt~g_,sbhrPu cu'6i

Ry,'Numberofshalres ownedat the end afthepedod

£)ja.chi IiEmh~A(f(tress

Ngay ~ipCI\i1ND

S&CMND/HQcbi~u

Ghi'~huNote

Oy vi€mHDQT

CT HDQT

17.2.1 NguyenThao Cha ruot

17.2.2 Cao Th] Mai Me ruot

17.2.3 VO Thi Tuy~t V'l 31.702 0,055%Huang

17.2.4 Nguyen Vo Duy Con ru(jtMinh

17.2.5 Nguyen VO Con ruotMinh Nhu'

17.2.6 Nguyen ThQ Anh ruQt

.17.2.7 Nguyen Hao ,Em ruot

.. , I17,:2..8. Nguyen PM :

,~.~.-

18 floan Hoai Giam d6c 6.030 0,01% nhi~m kyThanh Nhan 51! Thanh Vien

35

,ai ,kihoan.·iao.dichc'h1'i1g

,ktfoan(n~ule6)Secucitiestmdlngaccoutll (if

any)

HCiiltimName

so CNlHD/Hl} c~I1'i~u.ng~¥c~P,.nai o~p/D_r;J!rd/Ri!~~pP!1f1o .• daJ~of,;s~q~[place _~_~"II_'. ;-~_~

issue

'So CMNE>IH~chi6'U

Ngay,capCMND

18.2.1 Doan H6 Hai Cha ruot

18.2.2 Le Thi Thanh M~ ruot

,18.2.3 Doan Thanh Em ruotHuyfm

18.2.4 Doan Thi Van Em ruotH6ng

18.2.5 Doan LongVan Em rUQt

18.2.6 Tran Th! Bleh :VqThuyI.

18.2.7 , Doan Thanh .Con ruotNam

.j8.2.8 i Doan Thanh Con rUQtI Tung

" - Ii003C034866

Ph6Giam• -.. To ~tf.,.u -I NgoQuang !doe'Nha May , .-_. -.

-19 I Hung ICadivi SaiGon

Hal. cap

GhicliiuNote

eli Phi6u SGI"i1rru-cu6i-·~I'''-I)lItil!I:l.elkYNumbero~shares owned'at t/je end ofthe.period

£)ia,ohi lien'h~Addcess

4.000 0,0069%

8~~I'~-~-;I -

.Ban Ki~mSoatt.:r

36

s6 CMND/HQ cbi~,u.n~Y'c4p, nQ'ic~p/Dc....+_;_-:;;~:4- __ ~-;-- .. --:..- _.:t'!'~~~'''''1 St:!.9'!? VI.! tJL ,L~_~!i~~~S p-0ft,No." ~J!r~Q[-:'issue~p"1;,c~,of,

ch(trtg cong W (neu issue'khoa,Il'n~u co)Positidnc6)Secur,jfte al thes trading C'ampan¥(ilaccount (i_t anyl

any) ,

H,(il t~nNa,Q1e

Ngi\y cA-1i>'CMf(D

$,{' GMt;.IDlI;fQchi~u

56 ~~~i6!i!.:::.,~'I- ....hijS,.,.-CU01""'~II­huu Gu6i

kvNum,ber of.shares 'awnedat the end.01fJ)e period

GhictiuNofi!

l<:yPercentageofshare ~ollllnel'ShipaJtbe enrl0ftbe,penod

IDjacbi negM.:Aadl'eSs

17

19,2,1 Phan Th] Loc M~ruot

19.2,2 Ng6 Thi Sang Chi ruot

. 19.2,3 Ng6 Thi Anh Chj ruot

19,2.4 Ng6 Quang Em ruetDung

19.2,5 Le Thi C~mVan Vq

19.2,6 , Ng6 Thi My Can ruotDung

19,2,7 Ng6 Quang ;Con rUQtBang Khoa

...! 0.-__ ~__;o..=-==' ;:;:..._._.~. - - ·sr-._:-

~~p'!~:!nti~:,;.GiaOrdie~(ciu~'!l:gU'()'j:r:lQj::t>C!5\i~: n~llI':~V~~lierllq~~ c1I~'y:?,icbpbi~U'S~l'!;c2n9~~y'niem"y~tJ~Tf£an~C!et!C?r'lsof'i!!!~~fiI~1p~rs_on<afil_q_!Jf!iliatedperSC?flsg_n_ sf]_~re_sof thelisted company : -,-~ ~-,

37

I

Tong conq ty co phan Thiet bi di~n Vi~tNam

21.521.8241

-Mua 21.52L824CP do dottang von tt.r 28.000.000CP len57.600.000CP

45.943.648 -Mua 2.900.000CP theo Ngh]quyet DC;lihoi co dong batthuong 28/11/2017

2 Le Quang Bjnh

3 Hoang Nghia Dan

Hoang Thi Hong4

5 Nguyen Loc

6 Vo Thi Tuyet Huang

Cng Hoang Nghia Ban la ngU'ai colien quan dem het 11/04/2017

Ca nhan co lien quan den ngU'ai noibo Cng Hoang Nghia Dan-Pho ChuTich HBQT (Cng Hoang Nghia DanI~ngU'ai co lien quan den het11/04/201 "Q

Cng Nguyen t.oc ta ngU'ai co lienquan den het 11/04/2017

Ca nhan co lien quan den ngU'ai noibo Cng Nguyen Lo'c-Thanh VienHDQT (Cng Nguy~n Loc ta ngU'ai colien quan den het 1)1/04/2017)

I

o

23.020

5

57.117

2.5.851

115.180-Mua 15.l80CP c6 bao cao- Mua 100.000CP c6 bao cao

46.040Mua 23.020CP do dot tangvon tt.r 28.000.000CP len57.600.000CP

Mua 5CP do dot tang von tit10 28.000.000CP len

57.600.000CP

-Mua 57.117CP do dot tangvon tit 28.000.000CP len57.600.000CP

44.234-Ban 70.000 CP sau ngay11/04/2017, khOng con langlfai c6 lien quan-Mua 25.851CP do dot tangvon tt.r 28.000.000CP len57:600.000CP

31.702 --Ban 20.000 CP sau ngay ,

11/04/2017, khong con Ii:! :

£" .. _:::; ct~,~:~~:~i,,"g~"I

38

, ;, -Mua 1.270CP do d<;>'ttang

1I , von tlt 28.000.000CP len

Ong Doan Hoai T~anh la ngU'CYicoI I - ~. .- --=- _.. ._ J " ";~_._;,_ -.; --'- -- ~- -.) 0 ~--- ~5.:r.GOO.OOOCP- - -"-"-~- : £5o~nHoai Thanh

! 1.270.0 • , I 6.030, 8/ 1 • ;. I •

.' I lien quan den het 111/04/2017 -Mua 3.490CP sau ngavI I 11/04/2017, kh6ng con la

ngtrol co lien quanI i -Mua 2.295CP do dot tangI

Ca nhan co lien quan den ngU'CYinoi L von tlt 28.000.000CP lenbo Ong Doan HoaiThanh- Thanh 57.GOO.000CP

9 Doan Thanh Nam Vi€m H£)QT, Giam £)oc Nhan Sl,I' 2.295 4.000- Ban 590CP sau ngay(Ong Doan Hoai Thanh la ngU'CYico

lien quan den het 11/04/2017) 11/04/2017, kh6ng con Iiinglfai colien quanMua 162CP do dQ1 tang von

10 DU'Vinh Hong Quan 168 330 tir 28.000.000CP len57.600.000CP

Ca nhan co lien quan den ngU'CYinQi Mua 1.600CP do dot tang

11 VO Hong Anh bo Sa DU'O'ng lieu Mai Khanh-Giam 1.GOO 3.200 von tlt 28.000.000CP len£)oc Tal chlnh , Ke Toan TrU'ang 57.GOO.000CP

-Mua 314CP do dc;tt tang vontlt 28.000.000CP len

0 Ong Ng6 Quang Hung la ngU'ai co 57.GOO.000CP12 Ng6 Quang Hung lien quan den het 1-1/04/2017 314 8

-Ban 620CP sau ngav11/04/2017, kh6ng con langltai co lien quanMua 30CP do dot tang von

13 Trinh ouoc TOc3n 30 GO tlt 28.000.000CP len57.600.000CP

i00 . -Mua 62.486CP do dot tang

, i ! von tlt 28.000.000CP h~n- .. -- .- 0 Ong Nguyen Hoa GU'O'ng18ngU'CYico 57.600.000CP

14 Nguyen Hoa CU'O'ng. ~ ! lien quan den het 1!7/10/2017 62.486 130.972-Mua 6.000{P, sau ngav• • ..' ,,- t

i ! 17/10/2017, kh6ng con la

i i i L , ! ogl1b'i c'6Ii~:mqlIan- '~...-i ,~~-.-: '. :d~~ ,:'_.j i ... ,i/ Wt ..~.,.... "

I0 ; .::.. ------= .,.

- - , .

,- i