Marjorie O Rendell Financial Disclosure Report for 2009

8/3/2019 Marjorie O Rendell Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/marjorie-o-rendell-financial-disclosure-report-for-2009 1/13

. . Io zo [ FINANCIAL DISCLOSURE REPORTR , ? v . 1 / 7 0 1 o

~ FO R CALENDAR YEAR 2009

Rc~dcll. Mar orie O. USCA - 3CA - Philadelphia 04q3/2010

12’3112009

5b. ~ Amended

U.S. Court of Appeals ~ itl~ applieablt, la~ ~nd regul:~tiun~.

~J01 M arkct Street . Roo m 21613

Philadelphia. L’A 1(}106-159N

I M P O R T A N T N O T E S : The instructionx accompanying this fi,rm nlt~’t be fo/lon’ed. Complete all parts,

eheckit~g the NONE box fi~r eae:h part wher~D’ott ha~,e no reportable in~*rmati~n. S~¢n on la$t page.

1 . P 0 S ! T I 0 N S . ~ , . p , . i .~ i , , ~ i , .i , f. o t o , , l s ..... pp. ~-~ ~ o l / u i , x i . . . . . . .a v , , . w

~ N O N E (No reportahleposttions.)

p OS I T I ON N A M E O F ORGANI~,ATION!ENTITY

I. Membc~, Board of [)ireclors Avenue ofihc Ar(s. inc.

2. l)~r¢,.;to~ Regional Pcribrmmg Arts Ccnt~’ . r

M eu ~ b cr. Bo ard o f O vcrsccrs Scho o l o f N u rsin g , U n iversity o f Pcn n sylvaai~

I[xe~utrlx Estate of(ien~ Hatkavy

NON E (No rel~ormble o,~reentents.)

DATE PARTIES AND TERMS



FINANCIAL DISCLOSURE REPORT !~ .....fe ...... ~ , . ~ . o r , i . ~

I

f~.t~.ofR,., , , ,

of 1 3 ~ e , , d e n . M a r j t , r ie O . 0 4 . ’ 1 ~ , / 2 0 ~ 0

A. Flier’s Non-lnvcslmenl Income

N O N E (No reFortable non-investmenl i:~come.)

SQ[IRCE AN D "I’YP[~~yours, not spouse ’s)

I.

[~. Spollse~s N o n - l n v e s tm e n t I n c o m e - t/).,,u were married du ring any p~,rtion of the r~’portb~.g )’ea& complete this

~ (No reportable non-investment income.)O N E

DATE S OU R C E A N D T YP E

1. 2009 Philadelphia Spor~s Medi~ L.P. -TV Sports Commentator

2. 2009 Commonweahh of Pem~sylvania. earmngs t~r seduces as Governor

3 2009 Ci~ of Philadelphia - pensitm

4 2009 U n i v e r r ; i~ y o f P e r u ’ ~ s y l v a n i a - l n ~ . m ~ c ~ o r

5.

1V. REI M B URSEM ENTS ......~ . . . . . .~ o , , . ~ , , u ~ ; , , ,~ , , p , o u .

~ NONE 0Vo reportable reimbursements.)

~ ~ LOCATI()N P~JRPOSE ITEMS PAID ~)R PROVIDED

I Pen n S~ atc 04:21/o ~ - 04,’22~ 09 Umomown PA Speech at Pem~ Lodging a ~ N e ma colin

2 A n ~ en can Bar Asso ¢ 10 01,09 - 10/02/09 tto tel Sex - Chicago , . IL Speech on Law- Related Travel, lodgingEdacalion

3. Pc~n(’ORD Itl 27 0t) - 10/28 09 Omm Wrn Penn - Ke., ..Tv:~tc Speaker Gender Tra,,el. Iodgirtg

Pittsburgh, I’A Equahty h~stitut¢

4. Can~paign for the Ci",ic 10’2g,09 -[he Nev.seum - Steering Comn’,iue M e,, : t ing Travel, lodgingt .,’lis., , ion of Schools Waas h~ngt on.

5 (Also see Vlll . ADDITIONAL INFORMATION OR EXPLANATIONS)



FINANCIAL DISCLOSUR E R EPOR T ,~ . .. .. .. f P . . . . .. . R..v.,r,.,~ t o~,,~

~ NON E (No reportable

~ D ESC RIPTIO N VALUE

I. f’lulade!lq~a O~chcs~ra Academy [}al l tickets

2.

4

5

~ N O N E ( N o reportable liabilities.)

C R E D I T O R DESq;RIPTION V A L U E C O D E

I. ( ’ape Savi~gs Bank. Cape May, NJ M o r tga ge o n r ena l pr o pc r ty N

2. M a r no l t O w ner sh ip R c so r l s . Inc L o an ~m t ] m c s hare um t s 1.

3.

4

5.



F I N AN C I AL D I S C LO S U R E R E P O R T ~ ......[P .....R { ’ p , a r l i n ~[

of 1 3 R,.,,~,,.. Marjurit’ O.

]

0 4 1 ~ . 2 0 1

N O N E ( N o reportable income, asset.Y, or lransat’ltons. I

A B C. I)

Iq~ "~XY’ alkr c~h a~,el Amount ~ Type (e.g. V ~ l u ~ - Value ~ypc (c ~. . Date ~ Vakle :, Gain I d c n v i ~ y

exempt from prio~ d~ch~.ure Code I[ d~. , re nt , Co~c Z Mclh~ b ~ y , ~ ¢ L l , ~mm. ’dd. ’~y ’ Uode 2 Co de t

(A-H) ~ or i~l.} [J-P) Code 3 redcmplionl ~ ~ iJ-P} ~ (A-H)

I. IRA g I E D~idcnd P I T

-Adamx t larkness Sm Cap

~. -A~Jo hit ] [qui~ Fund 2OOS Lmc 27

4. -I~lackRo~k l.ow Dunllion Bd Buy 07 /30’U9 I. Ne w

5 -l|randywlnc 20~ Line 4

: 6. -DFA limergmg Mkls Core Equity Buy 02/03 09 J 2008 Lmc 8

( a d d ’ l )

1. -DFA hdl Value 2 ( X } X L i n o ~ }

8. -I)FA nnc .,,’car fixed Sold 07130.09 L A 2008 Lmc

(part)

I 9 . - D F A L . " S L a r g e C a p V a l u e Bu y 02/03 ~09 J 2008 Line

: (add’l)

10 -DFA U S Micro Cap 2008 Line

~l !, -[)FA USSmal l Cap Value 21108 l.me

’ . ~ 1 2 -Dodge. & Cox ~lock 2UO~ Lma

[ 13 -FCder~ed 1-3 ~ear US Gov ’~ Sec . Sold 04/30 09 L A 2UU8 L ine(pa~)

14 -First E agle Overseas 2008 Line

~ 15 -Ilotchki:, & \\qlcy Large Cap Value 2008 Line 14

16 -I h)lt’hk~s & Wiley Mid-Cap V alue I ~ l t * . ’ , " 02/03’09 J 200~ I . inc 22

(add’l)

17 -Janus Ftmd 2008 Lit;¢ 15



F I N A N C IA L D I SC L O SU P, E R E P O R T ~ . . . . . . f ~ ’ . . . . .. ~ ¢ o ~ , , , , , i . ~I

[’age 5 of 13 ~ , ~ . ~ L M a r j o r it ~ O.

]

V I 1. i N V E S T M E N T S alld TR U S T S - i , , , . . . . . . . . . . . ~ . . , , . . . . . . . . . , i , , , , , r / ,, . . ~ . , ~ . ~ , / . . . . . .~ t . , ~ , , , - , . . , , a ~ ¢ . . ~ , . , , ~ , ~ i ~ a . . . . . . . . ~ , ~ . . ~ - ~ 0 , , / / i ~ i , ~ i ........, i , , , , . ~

~ N O N E (No r~7~ortabh, intom~, (~.~st’l.~’, or transoclions.I

A B . f: . D

(I) t 2 ) { t ~ ~ 2 ) ~ l ~ (2) O) ; (4~ ( S ~! ’ t a ¢ c " ( X ~ " a l t c r e a c h a s s e t A m o u n t " 1 y p c ( e . g . . V g l ~ e V ~ d u e T y p e ( c g . , Date ~ V~ ]uc ] Gain [ d c m l t y o f

exc~r~pt from prior discl,~sare ~t~de ~di~. rent, Code 2 ~lctl~od buy. 5clL ’mm’dd.’y~ ~ Cod~ 2 , Code I

~A-tt) O t i n l . I U - I ’ ~ ( . ’ o d e 3 r e d c m p l i o n ~ i ~ ( J - l ’ ) ~ ( A - H ) ( i f p n ~ a t c

18 . -Janus Overseas Fund 2008 Line

19 -Nlctrupolilan West Toud Rettzn~ B u ~ 0 , 1 / 3 0 0 ¢ ) L New

20 - N 1 o t ~ , . a ~ 5 1 a u [ c y I n s l E m e r g i n g M a r k e t x 2008 Line 19

21 -Nlorgan S~anlcy lns~ Intcn)ation,~l Equity 2008 Line 20

22 -Rovtc Opportunity 200g l.in¢ 17

23 -Royce Vz t e Plus 2008 Line 18

24 -Schw,~b Ad’, (.:ash Rcserv Prem 8: C[~sh I"2 0 0 , ~ L i n e I

2 5 . -Third A\’tmuc lnll Value 2 t ’ K ! 8 L i n e 2 , - I

-Thornbur~ Intl Value Buy (}2.’03’09 J I 2{}08 Line 25

{ , } d 0 ’ l )

2"!_ -Tun~cr Small C,ap Equity I 2 0 0 8 L i n , .. " 3 0

2 8 . -Westcore Intl Frtmlier 2008 [.ine 26

2 0 . -\,Vestcore/’,lid-Cap Oppo rtunity 7 ~ } 0 8 L i n e ~

3 0 . -Wcs ~ src ~I t o (~r)wth 2008 l.inc 29

3 1 - W ill ia m B la ir L g Ca p G ro w t h 2 0 0 ~ L i n e 2 1

3 2 ’ . -W~lh.~m []luit Intl Stall C~p (~rtl~th Buy t ) 2 1 0 3 , ’ 0 9 l new

3 ~ .

3 4 . II~A g2 A l)~vide~d L [



iF I NA N C I AL D I S CL O S U R E R E P O R T

! of 13

V I 1 . I N V E S T M E N T S a n d T R U S T S - ; . . .. . .. . .. . . a , ~ , , . . ,, . ,. . ~ . ,, , a , , a . : . ., a , .... ~/~ ............ ~ 4 . ~ . M . . ,, . ~ ,i M . ~ , ,; ~ . , ’r P . ; ; . ~ o ~ 1 1 ~ . - ~ ~-,,,,,,,i,,,,~,~

~ NONE (~ rvpormb!~ im’om~,, as~vlL or

A B.

(A-It) or int) I!-P) C o d e 3 rcdcmpiionl ! (J-P) (,t-HI (ll’prltalc-

35 -FirstE aglc ( ilobal ( : lass I200~ L iil¢ 32

36 -Schwab Adv Cash Reseia’ Prem & Cash 21~S Line

3~. -Thombcrg Vah~¢ Fund

]8 . -Will iam Blair 6rowfi~ 2008

39.

40 IRA #3 B l)i~idcnd M T

41. -A~i~ Im’ l Equhy Fund 2(~)g Line 41

i q2. -DFA Emcrmn~ Markc~ Core Equi ty 2008 [ . inc

4~ -DFA la~l Valu~

44. -OPA ()n: Yr

46 -ttotchkis & Wiley Lare¢ Cap Value 200g L ine

48 -Mol’~n [tan!~b Illl’l Eqaily 200~ L in~ 42

49. -Ro)’~ ()ppo~nil). I;ui~d i’ ]1)0~ I.m~ 4 4

-Royce Value Plus Bu y 02103.’09 J Ne w

51. -Schwab Ad~ Cash Rescr~ Prom & Cash 2008 Linc ~5



FINANCIAl. DISCLOSURE REPORT .’ ~ ...... P .......~,..o,,,,,~ , , . ,e, ,~ a~p,, .

Iage 7 of 1 3 R ~ , , a ~ , . ~ l a r j u , i t ~ O . 0 3

V! I. I NV E S T M E N T S a n d T R U S T S - ~,,,. ......... . t . . . . . . . . . . . . . , io , . ~ a , , ,t . a ~ , ~ / . . . . . . 4 , , ~ . , . ., * , ,. a a ~ ¢ . a ~ . ~ ¢ . ~ , i t a ~ . ; . ,~ ~ . . ~ - ~ o ~ 1 ~ , . ,~ i . . . . . . . .

A B. C D

Pla~c "(X)" al’t~-, rach asset Amoura ’ 3"~¢ ( e .g . Val~¢ ~ Value "IH~¢ {e.g., [ Date ] Valt~c Gain Idctltil}- of

exempt l}om pr*or d,~¢losure Code I ? di~.. rcl~t. Code 2 Meth,~d buy. sell, [mm’dd’y). I Code 2 Code I buyer seller

’ " " ’’ ’or int I {J-P) . Code I ~cdcmphunl (J-P) (A-It)

52. -Third A~c Im Value] ’ 2OOS Line ~5

53 -rumor Core Grm~th 2008 Line 46

54 -Tumor Small Cap Eqmty 2~ Line 53

55. -Westcore Mid Cap Oppommty [lu~ 02/03’09 J 2008 I .me 4R

tadd’l)

~56. -Wcstcor¢ Midco Growth Buy 02/03.O9 J 2OOS l.ine

(add’ll

57

5~ . I R A ~ 4 A Dividend K T

5~ -Adams Harkncss Small C a p G r o ~ v lh 2 0~ I.me 5~

~60 - B r a n dy w n e F u ~ t 2t 08 Li~}c 51

61. -Dodge & Cox stock ~..0(,, Line 5]

62 -Morgan Stmdey lnlq Equhv 2(l(Ig I iue 54

63 -Schwab Adv Cash Reserv I’rem & Cash 200S Line

65 ~ t i o h W l E q u i p F u n d B Dividc~d K 1 2 0 0 X I.inc 77

66 B a ro n G ~ o w t h A I)i~ ~dm+d K "f 20{}s l mc 63

¢ ,7 Beckman Coulter :\ D ~ \ I d c n d K T 2 f K l S 1 . m e 5 ( ,

6,~ C t r c a ( J o l a B D i v i d e n d K 1 2 0 f l X l .m e 5 7



FINANCIAL DISCLOSURE REI’ORT’I

l’~tge 8 of 13

~ N O N E(No rt’Dol’&~l~l~" in~’om~t, ~.¥se’l,~’, or

A B (’. D

Pla~e "(X " ali~.r ~ach a~s~! A m o ~ n ~ ~ ) p c ( ~ ’ . g . . k’al~e V ~I oo Type e.g. Da~e . Value Gain Idcnli~)’ o f

e x e m p t f r ~ m ~ p r ~ tw d i s c lo s u r e . Code

b9 DFA Emerging Markets (’ore Equity A D+~idend K ~ 2008 L in e 65

7 < 1 DFA Shom ]erm Muni Bond [

71. DEA Tax Managed lntl Value A 1)~tdend K T 20g~ Line 66

72 DFA Tax Mgd US Mklwidc Value A Di~id,:’nd K T 2008 I . ine

?3. DFA Tax Nl~d IJS ’[argc~ed Value A Div~dcml K "! 20~)g Liue 67

74 D F A L I S M i c r o C ~ p A D~idend I T 21~0g Lmc 09

7 5 D odg e & Co x S~ ock A Dividend K T 200~ Line 70

70 Federal Na~’l M ungagc Assoc . N o n e J T 2~¢ ) ~ Line 58

77 t’eder~ted Short Term Muni ll~md Fund

~8 First t£a~le ( )~erse~s CLI A l) i~ iden d K T 20~8 Line 71

3~ ) General Electric - common s~ock I1 D ~ idcn d K T 2~() g Line 59

~) G l a x o S m ~ l h K l m e

~1 Ilolchkis & Wiley Large Cap Value A

g2. I I o~chkis & W iley M id Cz~p k’~lue A D ~ i d o n d .~ T [" 2(~l)g Line 73

~3 Janus Fund A Dividc’nd K T 20~)g Line 7~

84 Janu~ Mid Cap Value A

, ~ Janus Overseas Fund A Di~ idend K -I 2008 I,me 76



FINANCIALD I SC L O SU R E R E P O R T

Rc| ,dcl . .%larjori~: O.]

D ......

Vl 1. ! NV ESTS’IENTS a nd TR USTS - ~., .......... t ............

~ NONE ¢No r~g)ortable inconw, a.s’xets, or transa~’tion.¥ )

-

}~7l~"tlopolllall Return B Di~idcmt I. Test

89 R(>)ce OppoRunil}, FUlid A l)il idcnd K "[ 200 X I.i,le

I)ll Schwab Money Markei . { Cash A l)i~idcnd L T

92 ]’bird Avenue lntl Val.c A Dividend K

93 T u n w r { _ ’ o r e G r o w t h A Dividend K T 20o~ line

94 Turner Small Cap Equity N o n e

9~ W;ll-Ma[t Stores. Inc A l)k’ldcli~t

97 Wcstcore Mid Cap VMuc A Dividetld K "1

iv) WiIItaill i3la{r Large Cap (J rt l’~ A Dividend K 1

1 0 1 $chroder ~horl ]’er~ Mtini ~oml I:und tt Dividend Sold 12,’17 09 K A



1 05 DFA One Year Fixed Income - So,.’ Pa,-1 VII I B IJividei~d 1 . 1+ 7 O O S L . i ii c 9 7F o ~ " # 1 0 5 - 1 2 5

1 0 0 . Merck & Co Inc A Dividend Dish-ibuted O 4 . . 2 3 0 9 K 2 0 0 R [ m e ~ )

1 0 7 . P f i z e r I n c I~ Dividend Distributed 0423 u’) L 2 ( ~ ) x I . i r , c I { ~ O

1 0 8 Brandywine Ftmd N o n e ’ D is lr ib ulc d 0 4: 23 ’0 9 K 2008 lane lill

1 0 9 . DFA Lmergme Markms ~q A Di~id~ml Distribut¢d 04,2309 .I 2 0 0 N L i n e 1 0 2

I I 0 . DFA Infi Value A Dividend Dislributcd 0 4 ~ 2 3 0 ~ .I 200S Lmc 104

I I I DFA Tax Manag ed US btarkev¢ A Di,.idcml Dislrihuted 0 4 , ’ 2 3 0 ~ + K 2 O O , s L in e I ~ 5

1 1 2 . I)F A US Small Cap V alue N t m e Distributed 0 4 / 2 3 " 0 q ’ I 2 1 R ) 8 l . i r! c 1 0 6

I I l . DI-’A US Micro (’ap -’ \ D l ~ ’ i d Cn’| Distribu!ed 04/23 0o J 2 0 O g I _ i~ e 1 0 7

1 4. F i r . q E a g l e t ) ’ , ’ e r . + , ¢ a s C L 1 N o n e Distributed 0 4 , 2 ~ ’ 0 ’ 1 J 200s l.me IIJ.~

15 Ilo tchkis & %k’llc} [.ur ge (’ap k’altlC N o l } c Distributed 04:23.09 .I 2~JS l.irrc lift

I~ Ilotchki~ & Wdcy M i d C a p V + , lu c N r m c Dislribuled 0 4 : 2 3 t ~ t ~ j 2 0 0 X l _ m e I I 0

t7 . Janus Fucld N o v a e Distrilmlcd 0 4 ’ 2 3 ( 1 ~ K 200g Li~c I l

Ig . l a i~ u ~ O v c r c e a s N o t r e Dislributed 04/23 09 K 2 ~ J g I _ i t ! e 1 1 2

1 1 9 Moruan Slanlcv last Intl Eqmty None Distributed 0 4 , 2 3 ( } ~ J 2 0 0 8 [ , it + C 1 1 3



F I N A N C I A L D I S C I .O S U R E REPORT , ’ , . . . . . . . . ~ ’ ~ . . .. ~ , . ~ , o r , ~ . ~ [ . . . . . .

o[" 13 R e , , d a ~ , : , ~ , , ~ o , ~ o .

[

,~

V 11. I N V E S T M E N TS a n d T R U S TS -- i ,, ,. ........... ............., ~ o , , t l , , , . h , d ¢ , - t h ......’V ...........del,en,h,,,t ,’hitdren’.,ee I ’ P . 3 4 - 6 0 o ] f i l i n g .......... " t i , , n , . )

~ (A’O rcpurtable inc~mlc, a.¥scI.~’, or Irtltrv~t(’liot~" IO N E

P[U~2¢ "iX}’" ill’tel each asset Amo unt i ~ ypc (e.g . . V ah,c Value "[y[x (e.g. , Dine ’ Valtlc Gain ldcntit~ o fexempt frt,m pltt~ tli~closure (’ode I

~ di~ . rent. (’~,dc 2 Mctllo ,] buy. sell :mmidd y}¯

Co0c ] Code IiA-H) or int.) {J-P) t’¢~lc ~ rcdcmplionl :, ~ il-l’) (A-H)

120. R o y c e O p p o r m n i l y F u n d

I

N o n e [h str ib ulcd 04,23 09 J 2008 Line I I

I

1 2 1 S o u n d S h o r e F u n d N o ne D islnb ttted 04~23.09 i J 200S Line 1

122. Tlurd Ave Infl Value Not re Distributed 04/2309 .I2003 [mc II 7

123. We~tcorc Intl Fronlier Re~il N o n e Distributed 04;23,09 J 200g I.mc I

1 2 4 Westcore Mid Cap Value Retail N o n e l}i~tributed 04t2~ 09 I 201}S t,nc

125. Sch~ab Adv (’ash Reserve Prem & Cash N o n e D~lributcd 04,’23"09 I. 2008 I inc 1211

126

127. Stale Street Institutional Reserve ] & D~vidm~d K T



Pazl IV. I~.EI M Bt ~RSIL,MENTS

As First Lady o rthe ( o l~:mtmv,’callt~ of Pen~sylvama. I have I~tmdcd the Pcnns~lvan[3 Co alith~n

1o u nprt~ ing ci; ic Icamt[~g for studcnt .~ iT~ ~r; ldcs K-I 2. The o ther tbtmdmg

Part \"11 IN VESTMEN’[S AND -[RUS I S

assets ~,¢rc thslribulcd to the bcncfi~iari~’s of ¥~rgm 3’s cslat¢ m 2009

Line 127 - .&:,sets u! D¢cedent’s F,,;lat¢:"[ he itcm listed in Sc~’tion V I I a t hnc 126 ~n at~ investment a , ;scl of Ihc E state: o | Gcns’ H arkovy. Dr’ceased. of x~. luch I : t ] ,a t l~’ E xecutrix



I:IN:kN(7I,..kL DISCI.OSURE REPORT

IX, CERTIFICATION:.

NOTE: ANY INDIVIDUAl. \VtlO KNOWINGLY AND %’ILFULLY FALSIf CIVIl.AND CRI M I NAl. SANCTI ONS {S U.S.C. app. § 1041

F I L I N G I N S T R U C T I ON S

Mail signed o riginal and 3 additional co pies to:

Commillee on Financial DisclosureAdministrative ()fl]cc of ~hc United States (’ourtsSuffe 2-30 I

One Cohutlbtls Circle, N.E.W a shm oton D .C. 20544

Marjorie O Rendell Financial Disclosure Report for 2009

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Transcript of Marjorie O Rendell Financial Disclosure Report for 2009