US District Court Civil Docket as of 10/16/2007 Retrieved from the court on Friday, December 21, 2007

U.S. District Court Eastern District of New York (Hauppauge)

CIVIL DOCKET FOR CASE #: 0:97-cv-00189-ADS-MLO

Rogers, et al v. Sterling Foster & CO, et al Assigned to: Senior-Judge Arthur D. Spatt Referred to: Magistrate-Judge Michael L. Orenstein Demand: $0 Cause: 15:78m(a) Securities Exchange Act

Date Filed: 01/15/1997 Date Terminated: 10/31/2006 Jury Demand: Plaintiff Nature of Suit: 160 Stockholders Suits Jurisdiction: Federal Question

Movant David A. Carlton Movant Judith J. Carlton Plaintiff Thomas Rogers represented by Ira A. Schochet

Goodkind, Labaton, Rudoff & Sucharow, LLP 100 Park Avenue New York, NY 10017-5563 (212) 907-0700 LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler Kirby McInerney & Squire, LLP 830 Third Avenue New York, NY 10022 (212) 371-6600 LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden Kirby McInerney & Squire, LLP 830 Third Avenue New York, NY 10022 (212) 371-6600 LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner

Milberg, Weiss, & Bershad LLP One Pennsylvania Plaza New York, NY 10119 212-594-5300 Fax: 212-868-1229 Email: rwallner@milbergweiss.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze Guirl & Stolze 720 Olive St.., Suite 1925 St. Louis, MO 63101 (314) 621-6400 LEAD ATTORNEY ATTORNEY TO BE NOTICED David Jonathan Goldsmith Labaton Sucharow & Rudoff LLP 100 Park Avenue 12th Floor New York, NY 10017-5563 212-907-0879 Fax: 212-818-0477 Email: dgoldsmith@labaton.com ATTORNEY TO BE NOTICED

Plaintiff

Marie Garrett represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

William V. Wright represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Michael Reynoso represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Andrew Petit represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Michael A. Lepera represented by David Jonathan Goldsmith (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Douglas Morehead represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Susan Morehead represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

William Kent represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

William Maxey represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

David Valentine represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED

Plaintiff

Ardres Montejo represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

David Black represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Leo A. Smith represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Control Touch Systems, Inc. represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Noam Sharf represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Stephanie Sharf represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Mayer Gross represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Jeffrey Stauffer represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Ali Soliman represented by Ira A. Schochet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis S Sandler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Steven Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert A. Wallner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J. Stolze (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Defendant

Sterling Foster & CO, Inc. represented by Rawn Howard Reinhard

Ungaretti & Harris 3500 Three First National Plaza Chicago, Il 60602 (312) 977-4400 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Adam R. Lieberman

Defendant

Advanced Voice Technologies, Inc. represented by Jeffrey E. Glen Anderson Kill& Olick 1251 Avenue of the Americas New York, NY 10020-1182 212-278-1000 Fax: 212-278-1733 Email: jglen@andersonkill.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Applewoods, Inc. represented by Michael Q. Carey 825 Third Avenue 30th Floor, NY 10022-7519 (212) 758-0076 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Tony Swash Chief Operating Officer c/o Applewoods, Inc. TERMINATED: 06/27/2002

Defendant

Terence McAuley Secretary c/o Applewoods, Inc. TERMINATED: 06/27/2002

Defendant

Roger Buoy Chief Financial Officer c/o Applewoods,

Inc. TERMINATED: 06/27/2002

Defendant

Armando Araujo Director c/o Applewoods, Inc. TERMINATED: 06/27/2002

Defendant

Carmen Villalon Director c/o Applewoods, Inc. TERMINATED: 06/27/2002

Defendant

Matthew Hawley

Defendant

William E Scuteri

Defendant

Robert J. Paulson

Defendant

Lasergate Systems, Inc. represented by Joel M. Wolosky Bondy & Schloss LLP 60 East 42nd Street, 37th Floor New York, NY 10165-0150 212-661-3535 Fax: 631-986-8518 Email: jwolosky@hodgsonruss.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel M. Wolosky (See above for address) TERMINATED: 08/24/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Com/Tech Communication Technologies

represented by Andre W. Feinberg Choate, Hall & Stewart

Exchange Place, 53 State St. Boston, MA 02109-2891 (617)248-5000 LEAD ATTORNEY ATTORNEY TO BE NOTICED E. Kenly Ames Choate, Hall & Stewart Exchange Place, 53 State Street Boston, MA 02109-2891 (617) 248-5000 LEAD ATTORNEY ATTORNEY TO BE NOTICED John R. Baraniak, Jr. Choate, Hall & Stewart Exchange Place, 53 State St. Boston, MA 02109-2891 (617)248-5000 LEAD ATTORNEY ATTORNEY TO BE NOTICED John J. Hasluck Jackson & Nash, LLP 330 Madison Avenue New York, NY 10017-5096 (212) 370-8100 TERMINATED: 10/28/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED Lisa Ann Cahill Zuckerman, Spaeder, Goldstein, Taylor & Kolker, L.L.P. 1114 Avenue of the Americas New York, NY 10036 (212) 479-6500 LEAD ATTORNEY ATTORNEY TO BE NOTICED Mark Freeman Choate, Hall & Stewart Exchange Place, 53 State St. Boston, MA 02109-2891 (617)248-5000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

ML Direct Inc. represented by Andre W. Feinberg (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED E. Kenly Ames (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John R. Baraniak, Jr. (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John J. Hasluck (See above for address) TERMINATED: 10/28/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED Lisa Ann Cahill (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Mark Freeman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Nancy G. Shalek represented by Andre W. Feinberg (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED E. Kenly Ames (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John R. Baraniak, Jr. (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John J. Hasluck (See above for address)

TERMINATED: 10/28/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED Lisa Ann Cahill (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Mark Freeman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Alan Novich represented by Alan Novich FPC Schuylkill PO Box 670 Minersville, PA 17954-0670 PRO SE Jill I. Gross Parcher,Hayes & Snyder, P.C. 500 Fifth Avenue New York, NY 10110 (212)382-0200 TERMINATED: 01/26/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED Orin S. Snyder Parcher, Hayes & Liebman, P.C. 500 Fifth Avenue 38th Floor New York, NY 10110 (212) 382-0200 TERMINATED: 01/26/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Bernstein & Wasserman, LLP represented by David Meister Clifford Chance USLLP 31 West 52nd Street New York, NY 10019 (212) 878-8000 Fax: (212) 878-8375 LEAD ATTORNEY

ATTORNEY TO BE NOTICED Linn A. Brady Milbank,Tweed,Hadley & McCloy 1 Chase Manhattan Plaza New York, NY 10005-1413 (212)530-5697 LEAD ATTORNEY ATTORNEY TO BE NOTICED Scott Edelman Milbank, Tweed, Hadley & McCloy 1 Chase Manhattan Plaza New York, NY 10005 (212) 530-5000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Steven F Wasserman represented by David Meister (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Linn A. Brady (See above for address) TERMINATED: 03/18/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED Scott Edelman (See above for address) TERMINATED: 03/18/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Hartley T. Bernstein represented by Linn A. Brady (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Scott Edelman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Embryo Development Corporation represented by Joseph DeSimone Skadden, Arps, Slate, Meagher & Flom LLP Four Times Square New York, NY 10036 (212) 735-3000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Samuel Kadet Skadden, Arps, Slate, Meagher & Flom LLP Four Times Square New York, NY 10036 (212) 735-2570 Fax: (917) 777-2570 Email: skadet@skadden.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Michael Lulkin represented by Frederick P. Hafetz Hafetz & Necheles 500 Fifth Avenue 29th Floor New York, NY 10110 (212) 997-7595 Email: fph@hafetzlaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Samuel Kadet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Craig L Kellerman TERMINATED: 02/17/1999

Defendant

Bear Stearns & Co., Inc. TERMINATED: 06/27/2002

represented by James Cooper Arnold & Porter 555 Twelfth Street, N.W. Washington, D.C. 20004

(202) 942-5000 TERMINATED: 06/27/2002 LEAD ATTORNEY ATTORNEY TO BE NOTICED Stephen M. Sacks Arnold & Porter 555 Twelfth Street, N.W. Washington, D.C. 20004 (202) 942-5000 TERMINATED: 06/27/2002 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Bear Stearns Securities Corp. TERMINATED: 06/27/2002

represented by James Cooper (See above for address) TERMINATED: 06/27/2002 LEAD ATTORNEY ATTORNEY TO BE NOTICED Stephen M. Sacks (See above for address) TERMINATED: 06/27/2002 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Michael Krasnoff represented by Andrew D. Kaizer McDermott Will & Emery LLP 340 Madison Avenue New York, NY 10173 212-547-5400 Fax: 212-547-5444 Email: adkaizer@bigfoot.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard A. Bierschbach Wilmer, Cutler & Pickering 399 Park Avenue New York, NY 10022 fax(212) 230-8888 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Randolph Pace represented by Edward M. Spiro Morvillo, Abramowitz, Grand, Iason & Silberberg, P.C. 565 Fifth Avenue New York, NY 10017 212-880-9460 Fax: 212-856-9494 Email: espiro@magislaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Richard Harriton TERMINATED: 06/27/2002

Claimant

Frank D. LaSenna

Claimant

Charlotte LaSenna

Claimant

Mark Lund

Claimant

Walter L. Spelman

Claimant

James Garnets

Interested Party

Leslie Trager

Interested Party

Robert Levitt

Interested Party

Robert Levitt

Interested Party

Robert Levitt

Cross Claimant

Lasergate Systems, Inc. represented by Joel M. Wolosky (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel M. Wolosky (See above for address) TERMINATED: 08/24/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Cross Defendant

Alan Novich represented by Alan Novich PRO SE Jill I. Gross (See above for address) TERMINATED: 01/26/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED Orin S. Snyder (See above for address) TERMINATED: 01/26/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Adam R. Lieberman

Cross Defendant

Sterling Foster & CO, Inc. represented by Rawn Howard Reinhard (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Randolph Pace represented by Edward M. Spiro

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Date Filed # clear Docket Text

01/15/1997 1

COMPLAINT filed and summons(es) issued for Sterling Foster & CO, Adam R. Lieberman FILING FEE $ 150.00 RECEIPT # 190994 (Warner, Pam) (Entered: 01/17/1997)

01/28/1997 2

RETURN OF SERVICE executed as to Sterling Foster & CO, Adam R. Lieberman 1/17/97 Answer due on 2/6/97 for Adam R. Lieberman, for Sterling Foster & CO (Warner, Pam) (Entered: 01/31/1997)

03/17/1997 3

MOTION by Thomas Rogers, Marie Garrett for appointment to serve as lead pltff in the above-captioned derivative and securities fraud class action , Motion hearing (Warner, Pam) Modified on 04/16/1997 (Entered: 04/16/1997)

03/17/1997 4

MEMORANDUM by Thomas Rogers, Marie Garrett in support of [3-1] motion for appointment to serve as lead pltff in the above-captioned derivative and securities fraud class action (Warner, Pam) (Entered: 04/16/1997)

03/17/1997 5

AFFIDAVIT by Ira A. Schochet for Thomas Rogers, Marie Garrett Re: in support [3-1] motion for appointment to serve as lead pltff in the above-captioned derivative and securities fraud class action (Warner, Pam) (Entered: 04/16/1997)

05/05/1997 6

LETTER dated 4/11/97 from Jonathan Plasse to Judge Hurley re counsel for parties to Rogers action,mutually agree to adjourn pltff motion for two weeks til 4/28/97 (Warner, Pam) (Entered: 05/05/1997)

07/29/1997 7 LETTER dated 7/25/97 from J. Plasse to Judge Hurley regarding status of this matter (Warner, Pam) (Entered: 07/29/1997)

09/29/1997 8

LETTER dated 9/4/97 from Mr. Plasse to Judge Hurley RE: to avoid unnecessary contested motion practice with regard to the pending motions for appointment of lead pltff. and designation of lead counsel, particularly when such motion practice does not serve to advance the interests of the pltffs or the class; pltffs counsel request a scheduling conf. with the court to discuss the organizational structure of the Federal Actions and permission to allow us to invite counsel in the related State Actions to attend such a scheduling conf. (Bollbach, Jean) (Entered: 09/29/1997)

09/29/1997 9 LETTER dated 9/8/97 from Mr. Stolze to Judge Hurley RE: requesting a scheduling conf. (Bollbach, Jean) (Entered: 09/29/1997)

09/29/1997 10 ORDER dtd. 9/25/97, setting status conference for 2:00 10/27/97 before Magistrate Michael L. Orenstein ( signed by Judge Denis R. Hurley )

(Bollbach, Jean) (Entered: 09/29/1997)

09/29/1997 11 LETTER dated 9/4/97 from Jonathan Plasse to Judge Hurley request to schedule a conf (Warner, Pam) (Entered: 09/29/1997)

09/29/1997 12

LETTER dated 9/8/97 from Steven Stolze to Judge Hurley re pending actions involving Sterling Foster & Co. (Warner, Pam) (Entered: 09/29/1997)

09/29/1997 13 LETTER dated 9/16/97 from Miriam Bahcall to Judge Hurley re in light of Mr. Plasse's 9/4/97 ltr (Warner, Pam) (Entered: 09/29/1997)

09/29/1997 14

ORDER dtd. 9/25/97 set status conference for 2:00 10/27/97 before Judge Hurley & Judge Orenstein ( signed by Judge Denis R. Hurley ) (Warner, Pam) (Entered: 09/29/1997)

10/21/1997 18

NOTICE of Petition and Brief for Multidistrict consolidation of proceedings by Sterling Foster & CO (Warner, Pam) (Entered: 10/23/1997)

10/22/1997 15

LETTER dated 10/15/97 from John F. Nangle,Chairman,Judicial Panel on Multidistrict Litigation to Judge Hurley regarding a motion to transfer in the above action (Warner, Pam) (Entered: 10/22/1997)

10/22/1997 16

MOTION by Sterling Foster & CO for an order enjoining arbitrations currently being prosecuted by putative class members attached supporting memo Motion hearing [16-1] motion (Warner, Pam) (Entered: 10/23/1997)

10/22/1997 17 NOTICE of proposed order by Sterling Foster & CO enjoining arbitrations (Warner, Pam) (Entered: 10/23/1997)

10/28/1997 19

Calendar entry: Before Judge Hurley & Judge Orenstein on 10.28.97 civil cause for hearing. Counsel for all sides present. 5 cases are consolidated. Lead pltff/Lead counsel appointed. Schedule set by MJ Orenstein. Counsel for Sterling Foster to submit, by 10/29/97 5pm. a proposed order on the all writs Act issue. To be settled on counsel. (Warner, Pam) (Entered: 10/29/1997)

10/28/1997 20

ORDER dtd. 10/27/97 consolidating cases 97cv610, 97cv1689, 97cv3253 & 97cv3775-with 97cv189 as the lead case. Goodkind Labaton Rudoff & Sucharow and Milberg Weiss Bershad Hynes & Lerach shall serve as co lead counsel. Motion by Reynoso to amend his complaint is hereby w/drawn w/prejudice. Pltffs shall file a consolidated amended complaint w/in 30 days of entry of this order Defts need not respond to any of the outstanding complaints ( signed by Judge Denis R. Hurley )(Warner, Pam) Modified on 11/13/1997 (Entered: 10/29/1997)

10/28/1997 Consolidated Lead Case (Warner, Pam) (Entered: 10/29/1997)

10/30/1997 21 LETTER dated 10/29/97 from Miriam Bahcall to Judge Hurley re enclosure of proposed order (Warner, Pam) (Entered: 10/30/1997)

10/30/1997 22 ORDER dtd. 10/29/97 enjoining arbitrations and ordering notice-pursuant

to the authority under the All Writs Act, and pursuant to the representations of counsel for Sterling Foster that the provisions of NASD Rule 10301 (d) or its equivalents are incorporated into the arbitration agreements of the various claimants presently seeking to arbitrate claims against Sterling Foster;pursuant to the cts order of 10/27/97, pltffs are to file a consolidated class action complaint by 11/27/97; Requests for exclusion in response to notice given pursuant in paragraph 2 shall be filed with the ct with copies to a selected counsel for the putative class and to selected counsel for Sterling Foster-for more details see order ( signed by Judge Denis R. Hurley ) (Warner, Pam) (Entered: 10/30/1997)

11/05/1997 23

LETTER dated 10/30/97 from Richard Herzfeld to Judge Hurley requesting that Mr. Love be permitted to opt out of the class now and that the arbitrationproceed as scheduled (Warner, Pam) (Entered: 11/05/1997)

11/12/1997 24

Calendar entry: before Orenstein, M. (for lead and member cases) on 10/27/97 at 1:30 in Hauppauge; C/R present; set status conference for 2:00 12/18/97 before Magistrate Michael L. Orenstein in Uniondale (McMahon, Carol) (Entered: 11/12/1997)

11/13/1997 25 LETTER dated 11/5/97 from Gail Boliver to Judge Hurley re 10/29/97 order (Warner, Pam) (Entered: 11/13/1997)

11/13/1997

Endorsed order of doc 25-Pursuant to this cts order, all aribitrations, including that of Mr.Zimmerman, are stayed until as least 12/15/97. The Ct declines to modify that order to permit Mr.Zimmerman's arbitration to proceed. mr. Zimmerman may opt out of the class action pursuant to the terms of thsi cts October 29, 1997 order, at the appropriate time ( Signed by Judge Denis R. Hurley )cm (Warner, Pam) (Entered: 11/13/1997)

11/14/1997 26

LETTER dated 11/12/97 from Stephen Perkins to Ms. Lee in response to Messrs. D'Elia's and Curley's faxes dtd. 11/3/&7/97 claimanat disagrees with the respondents'interpretation of 10/29/97 order-Walsh furtherh requests that this matter not be placed on the inactive docket as stated in Lynn Fraser's 11/11/97 ltr (Warner, Pam) (Entered: 11/14/1997)

11/21/1997 27

LETTER dated 11/11/97 from James Dolan to Judge Hurley regarding ltr dtd. 11/4/97 from Joseph D'Elia, counsel for Sterling Foster & Co.,to which is a copy of 10/29/97 order enjoining arbitrations and ordering notice in Rogers v.Sterling Foster & Co., Inc (Warner, Pam) (Entered: 11/21/1997)

11/24/1997 28

MOTION by J. Jerome Hartzell, atty for David A. Carlton in 0:97-cv-00189, Judith J. Carlton in 0:97-cv-00189 from injunction,reconsideration and request for expedited consideration , Motion hearing [28-1] motion (Warner, Pam) (Entered: 11/25/1997)

11/25/1997

Endorsed order of doc 27 dtd. 11/21/97-claimants should opt out of the class, if they should cooose to do so, in accordance with the procedure set forth in cts 10/29/97 order. Ct declines to modify that order ( Signed by Judge Denis R. Hurley ) cm (Warner, Pam) (Entered: 11/25/1997)

11/26/1997 Endorsed order of doc 28 dtd. 11/25/97-The Carltons may opt out of the

class in accordance with the procedures set forth in the cts 10/29/97 order, which the ct declines to notify ( Signed by Judge Denis R. Hurley ) cm (Warner, Pam) (Entered: 11/26/1997)

12/01/1997 29

AMENDED and CONSOLIDATED CLASS ACTION COMPLAINT by Thomas Rogers in 0:97-cv-00189, Marie Garrett in 0:97-cv-00189 , amending complaint (Warner, Pam) (Entered: 12/01/1997)

12/10/1997 30

LETTER dated 12/3/97 from Steven Caruso to Judge Hurley re 10/29/97 order which stayed my clients arbitration proceeding (Warner, Pam) (Entered: 12/10/1997)

12/10/1997 31

LETTER dated 12/4/97 from R. Reinhard to Judge Hurley re copy of stip & agreed motion for order appoving form of arbitration notice (Warner, Pam) (Entered: 12/10/1997)

12/10/1997 32 REQUEST for early exclusion from class action from Thomas Love to court (Warner, Pam) (Entered: 12/10/1997)

12/10/1997 33

NOTICE of stipulation by Sterling Foster & CO and agreed motion for order approving form of arbitration notice in 0:97-cv-00189 (Warner, Pam) (Entered: 12/10/1997)

12/11/1997 34

NOTICE of Election to be excluded from class action (request for exclusion) by David A. Carlton in 0:97-cv-00189, Judith J. Carlton in 0:97-cv-00189 (Warner, Pam) (Entered: 12/11/1997)

12/12/1997 35

ORDER dtd. 12/8/97 approving form of arbitration notice-once a party requests early exclusion from the above referenced case, the cts 10/29/97 order staying arbitration will no longer affect the excluded party, and that party's arbitration may proceed immediately ( signed by Judge Denis R. Hurley ) (Warner, Pam) (Entered: 12/12/1997)

12/12/1997 36

LETTER dated 12/5/97 from Michael Kelly to clerk re I am scheduled for a arbitration hearing set for 1/7/98 in Southfield, Michigan. It is necessary, that I immediately opt out of this class and notify NASD accordingly (Warner, Pam) (Entered: 12/12/1997)

12/12/1997

Endorsed order of doc 36 dtd. 12/10/97-counsel may opt out in accordance with the procedures in the ct's 10/29/97 order and in Sterling Foster's 12/97 notice. Sterling Foster's counsel may be contacted, if necessary,to request the appropriate documents ( Signed by Judge Denis R. Hurley ) (Warner, Pam) (Entered: 12/12/1997)

12/12/1997 37

NOTICE of proposed order consolidation actions and appointing lead pltffs and designating leading pltffs' counsel (Warner, Pam) (Entered: 12/12/1997)

12/15/1997 38

LETTER dated 12/9/97 from Patricia D. Howard clerk of the judicial panel on multidistrict litigation to counsel regarding hearing scheduled for 1/23/98 to consider various matters including Sterling Foster & Co., Inc., Securities Litigation (Warner, Pam) (Entered: 12/16/1997)

12/16/1997 39 NOTICE of Election to be excluded from class action (request for

exclusion) by Herring Swine, Inc. (Warner, Pam) (Entered: 12/16/1997)

12/17/1997 40

LETTER dated 12/12/97 from Richard Herzfeld to Judge Hurley requesting respondents to be sanctioned. (Warner, Pam) (Entered: 12/17/1997)

12/17/1997 Endorsed order dtd. 12/16/97 application for sanctions denied ( Signed by Judge Denis R. Hurley ) cm (Warner, Pam) (Entered: 12/17/1997)

12/19/1997 41 REQUEST for Early Exclusion from David A. & Judith J. Carlton to court (Warner, Pam) (Entered: 12/24/1997)

12/22/1997 42 REQUEST for Early Exclusion from Steve Herring,President of Herring Swine, Inc. to court (Warner, Pam) (Entered: 12/24/1997)

12/22/1997 43

AFFIDAVIT by Jean M. Thompson on 12/19/97 upon Jonathan Plasse & Miriam Bahcall Re: [42-1] requested (Warner, Pam) (Entered: 12/24/1997)

12/22/1997 44

Calendar entry: Before Judge Orenstein on 12/18/97 status conf. Next conf 4/17/98 2pm. A brifing schedule re motion to dismiss consolidated was placed on the record (Warner, Pam) (Entered: 12/24/1997)

12/22/1997 45 REQUEST for Early Exclusion from Dennis Franchini to court (Warner, Pam) (Entered: 12/24/1997)

12/22/1997 46 REQUEST for Early Exclusion from Michael Kelly to court (Warner, Pam) (Entered: 12/24/1997)

12/22/1997 47

RETURN OF SERVICE re consolidated and class action complaint executed as to Applewoods, Inc. in 0:97-cv-00189 12/10/97 Answer due on 12/30/97 for Applewoods, Inc. and on 12/11/97 (Warner, Pam) Modified on 01/06/1998 (Entered: 01/06/1998)

12/22/1997 47

RETURN OF SERVICE re consolidated and class action complaint executed as to Tony Swash in 0:97-cv-00189, Terence McAuley in 0:97-cv-00189, Roger Buoy in 0:97-cv-00189, Armando Araujo in 0:97-cv-00189, Carmen Villalon in 0:97-cv-00189 12/11/97 Answer due on 12/31/97 for Carmen Villalon, for Armando Araujo, for Roger Buoy, for Terence McAuley, for Tony Swash (Warner, Pam) (Entered: 01/06/1998)

01/05/1998 48 NOTICE of motion for substution on consent by Advanced Voice Tech in 0:97-cv-00189 (Warner, Pam) (Entered: 01/06/1998)

01/05/1998 Endorsed order of doc 48 dtd. 12/31/97-granted ( Signed by Judge Denis R. Hurley ) cm (Warner, Pam) (Entered: 01/06/1998)

01/06/1998 49

LETTER dated 12/30/97 from Roy McKenzie to Judge Hurley re forwarding requests for early exclusion from my clients Lisa Weintraub, Michael Weintraub,and Anita Weintraub (Warner, Pam) (Entered: 01/06/1998)

01/06/1998 50 NOTICE of Request for early exclusion by Ramesh H. Bhat (Warner, Pam) (Entered: 01/06/1998)

01/06/1998 51 NOTICE of request for early exclusion from Douglas and Dawnetta Hodge (Warner, Pam) (Entered: 01/06/1998)

01/09/1998 52 NOTICE of request for early exclusion by Michael Murray (Warner, Pam) (Entered: 01/12/1998)

01/12/1998 53

NOTICE of filing requests for early exclusion by claimants Frank D.LaSenna & Charlotte LaSenna with regard to the instant action (Warner, Pam) (Entered: 01/13/1998)

01/12/1998 54 NOTICE of request for early exclusion by claimant Mark Lund (Warner, Pam) (Entered: 01/13/1998)

01/13/1998 55

LETTER dated 1/9/98 from Donald Crawford to Joseph D'Elia re that all further notices concernng any and all class action litigation against Sterling Foster be sent to Charles Foster 330 North Stonestreet Ave, Rockville Md 20850 rather that the undersigned (Warner, Pam) (Entered: 01/13/1998)

01/15/1998 56 NOTICE of filing request for early exclusion by Walter L. Spelman in 0:97-cv-00189 (Warner, Pam) (Entered: 01/16/1998)

01/15/1998 57

NOTICE of request for early exclusion by arbitration claimants Kenneth Buchanan,Phillip Buchanan, & Ella Hedrick (Warner, Pam) (Entered: 01/20/1998)

01/15/1998 58

NOTICE of request for early exclusion by Richard Heisenbottle to be excluded from class action complaint (Warner, Pam) (Entered: 01/20/1998)

01/20/1998 59

NOTICE of Election to request early exclusion from the proposed class a ction proceeding in order to pursue arbitration against Sterling Foster & Adam Lieberman by James Garnets in 0:97-cv-00189 (Warner, Pam) (Entered: 01/21/1998)

01/20/1998 60 NOTICE/request of exclusion excuted by Dr. & Mrs. Steven Yarmosky (Warner, Pam) (Entered: 01/23/1998)

01/20/1998 61 NOTICE of Request for early exclusion by Alan Dean Davidson from class (Warner, Pam) (Entered: 01/23/1998)

01/20/1998 62 NOTICE of Request for early exlcusion from class by Bruce Davidson (Warner, Pam) (Entered: 01/23/1998)

01/20/1998 63 NOTICE of Request for early exclusion from class by Gary Basing (Warner, Pam) (Entered: 01/23/1998)

01/20/1998 64 NOTICE of request for early exclusion by Fred W. Munzenmaier & Angela Munzenmaier (Warner, Pam) (Entered: 01/23/1998)

01/20/1998 67 NOTICE of request for early exclusion from class by Gayle Davidson (Warner, Pam) (Entered: 02/03/1998)

02/02/1998 65 NOTICE of Request for early exclusion to pursue arbitration by Dan Mingus and Linda Mingus (Warner, Pam) (Entered: 02/02/1998)

02/02/1998 66 NOTICE of request for early exclusion by Thomas P. Schroeder & Edna C. Williams (Warner, Pam) (Entered: 02/02/1998)

02/03/1998 CASE reassigned to Judge Arthur D. Spatt from Judge Denis R. Hurley. (Chow, Alice) (Entered: 02/12/1998)

02/04/1998 68

MOTION by Lasergate Sys. Inc. in 9:97-cv-03775 to dismiss the amended and consolidated amended complaint , Motion hearing [68-1] motion in 0:97-cv-00189 (Warner, Pam) (Entered: 03/25/1998)

02/06/1998 69

MEMORANDUM by deft Lasergate Systems in (97cv3775) in support of [68-1] motion to dismiss the amended and consolidated amended complaint (Warner, Pam) (Entered: 02/06/1998)

02/06/1998 70

LETTER dated 2/3/98 from Jeffrey Glen to Kim Miller re Advanced Voice will not be responding to the complaint on the schedule set by partues namely by 2/4/98 (Warner, Pam) (Entered: 02/06/1998)

02/06/1998 71 ANSWER to Complaint by Applewoods, Inc. in 0:97-cv-00189 (Warner, Pam) (Entered: 02/06/1998)

02/12/1998 72

LETTER dated 2/12/98 from Anna J. Hong to Joel M. Wolosky directing withdrawl of the motion to dismiss and resubmit when fully briefed (fe) (Entered: 02/17/1998)

02/12/1998 73

ORDER dated 2/12/98, granting early exclusion from the proposed class to claimants Thomas P. Schroeder and Edna C. Williams ( signed by Judge Arthur D. Spatt ) (fe) (Entered: 02/17/1998)

02/17/1998

LETTER dated 2/12/98 from G. Alexander Novak to Robert Heinemann enclosing early request forms from those putative proposed class plaintiffs who wish to opt out of the class action (Barhome, Sydelle) (Entered: 03/16/1998)

02/18/1998 74

LETTER dated 2/17/98 from Joseph D'Elia to clerk in receipt of correspondence dtd. 2/12/98-requests for early exclusions should be deemed ineffective (Warner, Pam) (Entered: 03/19/1998)

02/20/1998 145

LETTER dated 2/20/98 from Anna Hong to Harry C. and Donna M. Wimberly Re: I am writing at the direction of Judge Spatt with regard to the enclosed Request for Early Exclusion to Pursue Arbitration. Please be advised that the Court declines to entertain such an application until all defendants have appeared in the case. Therfore, I am rturning the Request to you. (O'Hara, Karen) (Entered: 06/29/1999)

02/26/1998 146

STIPULATION, extending time by which parties must serve their responses to the Amended Consolidated Class Action Complaint ( unsigned by Judge Denis R. Hurley ) (O'Hara, Karen) (Entered: 06/29/1999)

03/04/1998 147 REQUEST for Early Exclusion of James and Virginia Gajdorus and Terence and Pamela Balzer. (O'Hara, Karen) (Entered: 06/29/1999)

03/23/1998 148 LETTER dated 3/17/98 from Jeffrey Glen to Judge Hurley Re: Our client

Advanced Voice Technologies Inc. has recently filed a voluntary petition in the USBC for the SDNY. I enclose a copy of my letter to all counsel, and the service list setting forth all counsel to whom this letter was sent. (O'Hara, Karen) (Entered: 06/29/1999)

04/16/1998 75

Letter MOTION by pltfs requesting an adjournment of the conf scheduled for 4/17/98 , on consent Motion hearing (McMahon, Carol) (Entered: 04/17/1998)

04/16/1998

ORDER, granting [75-1] motion requesting an adjournment of the conf scheduled for 4/17/98; conf adjourned to 6/10/98 at 2:30; co-lead counsel shall notify all other counsel ( signed by Magistrate Michael L. Orenstein ) (doc# 75) c/m (McMahon, Carol) (Entered: 04/17/1998)

04/16/1998

Deadline updated; reset status conference for 2:30 6/10/98 before Magistrate Michael L. Orenstein (McMahon, Carol) (Entered: 04/17/1998)

04/20/1998 76

LETTER dated 4/20/98 from Michael Q. Carey to All Counsel on Attached Service List re: enclosed please find deft Applewoods, Inc.'s Notice of Motion for Judgment on the Pleadings and Memorandum of Law in Support. (fe) (Entered: 04/21/1998)

04/20/1998 80

LETTER dated 4/17/98 from Anna J. Hong, Law Clerk to J.Spatt to all counsel in related cases: Dft not to submit memorandum in law in excess of 20 pages with footnotes. Pfl shall serve and file a single opposition brief not to exceed 40 pages without footnotes. (See letter for more details) (Barhome, Sydelle) (Entered: 06/03/1998)

04/20/1998 81

LETTER dated 4/7/98 from all counsel to Hon. J. Spatt noting plfs request they be permitted to serve an overlength memorandum of law in opposition to the dfts' motion to dismiss. Plfs further request they be permitted to serve their opposition brief 21 days after the Court's ruling on issues outlined in letter. (Barhome, Sydelle) (Entered: 06/03/1998)

05/11/1998 77

PROPOSED STIPULATION and ORDER dated 5/4/98, that all defts shall serve their amended motions to dismiss the complaint or for judgment on the pleadings on or before 5/21/98, pltfss will serve their answering papers on or before 6/19/98, and all defts will serve their reply papers on or before 7/16/98. (Returned from chambers unsigned by Judge Spatt) (fe) (Entered: 05/20/1998)

05/18/1998 78

LETTER dated 5/18/98 from Anna J. Hong, Law Clerk to to Counsel re: writing with regard to the Stipulation and Order dtd 5/4/98. As advised previously in my letter dtd 4/17/98, the Court does not "so order" such briefings schedules consented to by the parties. The Court requests that you follow the provisions set further in it individual rules governing motions. (fe) (Entered: 05/20/1998)

05/21/1998 79

LETTER dated 5/21/98 from Linn A. Brady to All Counsel (see attached service list) re: please find enclosed a copy ofthe Notice of Motion to Dismiss the Amended and Consolidated Complaint by defts Bernstein & Wasserman, LLP, Hartley T. Bernstein, and Steven F. Wasserman, the

accompanying affidavit of Soctt A. Edelman and attached exhibits, and the Memorandum of Law of defts. (fe) (Entered: 05/26/1998)

05/21/1998 85

LETTER dated 5/21/98 from Joseph DeSimone to Clerk RE: Pursuant to Judge Spatt's rules, enclosed is a copy of dft's cover letter indicating transmittal of motion to dismiss the amended and consolidated class action complaint of all parties. (Toritto, James) (Entered: 07/20/1998)

05/26/1998 83

LETTER dated 5/21/98 from Rawn Howard Reinhard to all counsel re: per the Stipulation and Order entered on 5/11/98, enclosed please find a copy of the Sterling Foster Defts' Notice of Motion to Dismiss and their supporting memorandum. (fe) (Entered: 06/11/1998)

05/26/1998 84

LETTER dated 5/21/98 from Rawn Howard Reinhard to Clerk of the Court re: enclosed please find for filing two copies of the letter to counsel transmitting the Sterling Foster defts' Notice of Motion to Dismiss and their supporting memorandum (fe) (Entered: 06/11/1998)

05/26/1998 86

LETTER dated 5/26/98 from Miriam Widmann to All Counsel RE: Enclosed for service pleae find the following documents: Notice of Motion to Dismiss by dfts; Declaration of Michael Carey; Memorandum of Law in Support of Motion to Dismiss; Notice of Motion for judgment on the pleadings by dft Applewoods; Memorandum of Law in support of motion for judgment on the pleadings and; affidavit of service. (Toritto, James) (Entered: 07/20/1998)

05/26/1998 87

LETTER dated 5/22/98 from Joel M. Wolosky to All Counsel RE: This will confirm that we seved upon each of you a notice of motion to dismiss the amended and consolidated complaint by dft Lasergate abd an accompanying memorandum of law in support of that motion. (Toritto, James) (Entered: 07/20/1998)

06/05/1998 82 Letter MOTION by plaintiffs requesting a postponement of the 6/10/98 conf , Motion hearing (Talbott, Thomas) (Entered: 06/08/1998)

06/05/1998

ORDER, granting [82-1] motion requesting a postponement of the 6/10/98 conf; conf adjourned to 9/10/98 at 9:30 a.m. ( signed by Magistrate Michael L. Orenstein ) (doc #82) c/m (Talbott, Thomas) (Entered: 06/08/1998)

06/05/1998 Deadline updated; reset status conference for 9:30 9/10/98 before Magistrate Michael L. Orenstein (Talbott, Thomas) (Entered: 06/08/1998)

06/22/1998 149

LETTER dated 6/15/98 from Albert Rapoport to Clerk's Office RE: Enclosing a copy of my letter dtd. 5/26/98, with the order attached. I have not had any response to it and would appreciate one as soon as possible. (O'Hara, Karen) (Entered: 06/29/1999)

07/06/1998 150

LETTER dated 6/17/98 from G. Alexander Novak to Hon. Arthur D. Spatt Re: Seeking a written exclusion on behalf of James and Virginia Gajdorus and Terry and Pamela Balzer. (O'Hara, Karen) (Entered: 06/29/1999)

07/08/1998 88 LETTER dated 7/6/98 from Miriam G. Bahcall to Judge Spatt RE: I write in response to letter of G. Alexander Novak dated 6/17/98. We

respectfully submit that no relief is warranted in this matter. (Toritto, James) (Entered: 07/20/1998)

08/17/1998 89

LETTER dated 8/17/98 from Linn A. Brady to All Counsel RE: Please be advised that pltfs & dfts Bernstein & Westerman have agreed to a one-week extension for the filing of dfts' notice of motion to dismiss, memorandum in support, and reply memorandum. Dfts will serve their reply memorandum and file all motion papers before 8/26/98 instead of 8/19/98. (Toritto, James) (Entered: 08/18/1998)

08/17/1998 123

LETTER dated 8/14/98 from Albert Rapoport, Esq. to Clerk/Hauppauge enclosing copies of letters dtd 5/26 and 6/98 to which he has not received a reply (Barhome, Sydelle) (Entered: 03/18/1999)

08/20/1998 103

LETTER from Miriam Widmann, Esq. to All Counsel on Service List. For service enclosed following documents: Dfts Buoy, McAuley, Swash, Villalon and Araugo's Reply to Plfs' Opp to Dfts' Motion to Dismiss; Aff of Service of Doc. l; Dft Applewoods,Inc.'s Reply to Plfs' Opp to Applewoods' Motion for Judgment on the Pleadings; Declaration of Miriam A. Widmann and Affidavit of Service of Docs 3 & 4. (Barhome, Sydelle) (Entered: 10/20/1998)

08/21/1998 104

LETTER dated 8/19/98 from Jill Israeloff Gross to attorneys cc/Spatt noting enclosed for service is Dft Alan Novich's Reply Mem of Law in Support of His Motion to Dismiss Plfs' Amended and Consoildated Complaint in this consolidated action. Original moving and reply papers for this motion will be filed next week when last dfts' reply brief is due. (Barhome, Sydelle) (Entered: 10/20/1998)

08/21/1998 105

LETTER dated 8/18/98 from Susan R. Necheles to Hon.J. Spatt enclosing stipulation to be So Ordered, substituting Goldman & Hafetz as attorney for Dft. Michael Lulkin in this action. (Barhome, Sydelle) (Entered: 11/16/1998)

08/28/1998 90

LETTER dated 8/26/98 from Linn Brady to all counsel; re: service of Reply Memo of Law of dfts Bernstein & Wasserman, LLP, Hartley Bernstein, Steven Wasserman (McMahon, Carol) (Entered: 08/31/1998)

08/28/1998 151

MOTION by Adam R. Lieberman, Sterling Foster & CO, William E Scuteri, Robert J. Paulson, Craig L Kellerman to dismiss the Amended and Consolidated Complaint , no motion hearing (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 152

MEMORANDUM by Adam R. Lieberman, Sterling Foster & CO, Matthew Hawley, William E Scuteri, Robert J. Paulson, Craig L Kellerman in support of [151-1] motion to dismiss the Amended and Consolidated Complaint (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 153

REPLY MEMORANDUM OF LAW by Adam R. Lieberman , Sterling Foster & CO, Matthew Hawley , William E Scuteri, Robert J. Paulson, Craig L Kellerman in further support of the [151-1] motion to dismiss the Amended and Consolidated Complaint (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 154

LETTER dated 8/27/98 from Jill Gross to Clerk of the Court Re: On behalf of all parties in the above consolidated actions, enclosed for filing are mootions to dismiss and supporting and opposition papers. (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 155

MOTION by Alan Novich to dismiss the amended and consolidated class action complaint , no motion hearing (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 156

DECLARATION of Jill Israeloff Gross Re:in support of the [155-1] motion to dismiss (annexed to doc. 156) (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 157 MEMORANDUM by Alan Novich in support of [155-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 158 REPLY MEMORANDUM OF LAW by Alan Novich in further support of the [155-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 159

MOTION by Embryo Development C, Michael Lulkin to dismiss the amended and consolidated class action complaint , declaration of Joseph DeSimone annexed no motion hearing (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 160 MEMORANDUM by Embryo Development C, Michael Lulkin in support of the [159-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 161

REPLY MEMORANDUM OF LAW by Embryo Development C in 0:97-cv-00189, Michael Lulkin in 0:97-cv-00189 in further support of the[159-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 162

Compendium of unreported cases cited in reply memorandum of law of defendant Embryo Development Corp. in support of its motion to dismiss the amended and consolidated complaint (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 163

MOTION by Bernstein & Wasserma in 0:97-cv-00189, Steven F Wasserman in 0:97-cv-00189, Hartley T. Bernstein in 0:97-cv-00189 to dismiss the amended and consolidated complaint , affidavit of Scott Edelman annexed no motion hearing (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 164

MEMORANDUM by Bernstein & Wasserma, Steven F Wasserman, Hartley T. Bernstein in support of the [163-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 165

REPLY MEMORANDUM OF LAW by Bernstein & Wasserma, Steven F Wasserman, Hartley T. Bernstein in further support of the [163-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 166

MOTION by Carmen Villalon in 0:97-cv-00189, Armando Araujo in 0:97-cv-00189, Roger Buoy in 0:97-cv-00189, Terence McAuley in 0:97-cv-00189, Tony Swash in 0:97-cv-00189 to dismiss the amended and consolidated complaint , no motion hearing (O'Hara, Karen) (Entered:

06/29/1999)

08/28/1998 167

MEMORANDUM by Carmen Villalon, Armando Araujo, Roger Buoy, Terence McAuley, Tony Swash in support of the [166-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 168 DECLARATION of Michael Q. Carey Re: in support of the [166-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 169

REPLY MEMORANDUM OF LAW by Carmen Villalon, Armando Araujo, Roger Buoy, Terence McAuley, Tony Swash in further support of the [166-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 170

MOTION by Com/Tech Communicati in 0:97-cv-00189, ML Direct Inc. in 0:97-cv-00189, Nancy G. Shalek in 0:97-cv-00189 to dismiss the amended and consolidated complaint , no motion hearing (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 171 DECLARATION of Andrew W. Feinberg Re:in support of the [170-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 172

MEMORANDUM by Com/Tech Communicati, ML Direct Inc., Nancy G. Shalek in support of the [170-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 173

CERTIFICATE OF SERVICE by Com/Tech Communicati in 0:97-cv-00189, ML Direct Inc. in 0:97-cv-00189, Nancy G. Shalek in 0:97-cv-00189of motion to dismiss and supporting papers. (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 174

REPLY MEMORANDUM OF LAW by Com/Tech Communicati, ML Direct Inc., Nancy G. Shalek in further support of the [170-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 175

MOTION by Lasergate Systems in 0:97-cv-00189 to dismiss the amended and consolidated complaint , no motion hearing (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 176 MEMORANDUM by Lasergate Systems in support of the [175-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 177 AFFIDAVIT of Joel Wolosky Re: [175-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 178

REPLY MEMORANDUM OF LAW by Lasergate Systems in further support of the [175-1] motion to dismiss (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 179 CERTIFICATE OF SERVICE by Lasergate Systems of the motion to dismiss and all supporting papers (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 180

MEMORANDUM by Marie Garrett, Thomas Rogers, William V. Wright, Michael Reynoso, Andrew Petit , Michael A. Lepera, Douglas Morehead, Susan Morehead, William Kent, William Maxey, David Valentine, Ardres Montejo, David Black, Leo A. Smith, Control Touch System, Noam

Sharf, Stephanie Sharf , Mayer Gross, Jeffrey Stauffer, Ali Soliman in opposition to defendants' [159-1], [151-1], [155-1], [166-1], [163-1], [175-1], and the [170-1] motions to dismiss the amended and consolidated complaint (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 181

Appendix of unreported cases and petit and lepera complaint cited in plaintiffs' memorandum of law in opposition to defendants motion to dismiss the appendix and consolidated complaint (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 182

REPLY MEMORANDUM OF LAW by Michael Lulkin in 0:97-cv-00189 in further support of the [159-1] motion to dismiss the amended and consolidated class action complaint (O'Hara, Karen) (Entered: 06/29/1999)

08/28/1998 183

STIPULATION, substituting attorney for defendant Michael Lulkin Added Frederick Hafetz (unsigned by district judge) (O'Hara, Karen) (Entered: 06/29/1999)

08/31/1998 102

LETTER dated 8/26/98 from E. Kenly Ames to All counsel on service list noting enclosure of documents: Dfts Com/Tech, ML Direct and Nancy G. Shalek's Reply Mem of Law in Support of Their Motion to Dismiss the Complaint and the Certificate of Service (Barhome, Sydelle) (Entered: 10/20/1998)

09/10/1998 91

LETTER dated 9/10/98 from Susan Necheles to Orenstein, M.; re: apologize for being unable to appear at this morning's status conf and request that my appearance be excused; Mr. Lulkin waives this morning's appearance for this status conf (McMahon, Carol) (Entered: 09/11/1998)

09/10/1998 Status conference held (McMahon, Carol) (Entered: 09/11/1998)

09/10/1998 92

Calendar entry: before Orenstein, M. on 9/10/98 at 9:30; status conf; Tape# 98-130 (4265-7016), 98-131 (0-860); next conf will be held in Feb '99 after oral argument before Judge Spatt; Court held conf with counsel who noted appearances on the record (c/m to counsel for dft Lulkin) (McMahon, Carol) (Entered: 09/11/1998)

10/13/1998 93

LETTER dated 10/11/98 from G. Alexander Novak to Judge Spatt RE: Requesting that the Court issue some definitive order at its earliest convience in order to bring some certainty to our actions. (Toritto, James) (Entered: 10/14/1998)

10/16/1998 94

LETTER dated 10/1/98 from Jill I.Gross, Esq. to attorneys in case informing them that oral argument onall dfts' motions has been scheduled for 2/12/99 @9:30 (Barhome, Sydelle) (Entered: 10/20/1998)

10/20/1998 Deadline updated; Oral argument on all dfts' motions: 2/12/99 @9:30 oral argument (Barhome, Sydelle) (Entered: 10/20/1998)

10/20/1998 95

LETTER dated 8/19/98 from Miriam A.Widmann to Clerk/Uniondale enclosing following documents: Notice of Motion for Judgment on Pleadings by Dft Applewoods, Inc.;' Memo of Law in Support; Affidavit of Service; Plfs' Memo of Law in Opposition to Applewoods' Motion for

Judgment on the Pleadings; Affidavit of Kim E. Miller; Aff. of Service of Docs. 3 & 4; Dft. Applewoods, Inc.'s Reply to Plfs' Opposition to Applewoods' Motion for Judgment on the Pleadings; Declaration of Miriam A. Widmann and Affidavit of Service of Documents 6 & 7. All documents in lead case file 98CV189. (Barhome, Sydelle) (Entered: 10/20/1998)

10/20/1998 96

NOTICE of Motion for Judgment on the Pleadings by Applewoods, Inc. in 0:97-cv-00189 Complete Document filed in lead case file (Barhome, Sydelle) (Entered: 10/20/1998)

10/20/1998 97

MEMORANDUM by Applewoods, Inc. in 0:97-cv-00189 in support of [96-1] notice in 0:97-cv-00189, [21-1] notice in 0:97-cv-00610, [30-1] notice in 0:97-cv-01689, [77-1] notice in 0:97-cv-03253, [86-1] notice in 9:97-cv-03775, submitted by Michael Q. Carey, Esq. 5/21/98 (Barhome, Sydelle) (Entered: 10/20/1998)

10/20/1998 98

MEMORANDUM by Marie Garrett in 0:97-cv-00189, Thomas Rogers in 0:97-cv-00189, William V. Wright in 0:97-cv-00189, Michael Reynoso in 0:97-cv-00189, Andrew Petit in 0:97-cv-00189, Michael A. Lepera in 0:97-cv-00189, Douglas Morehead in 0:97-cv-00189, Susan Morehead in 0:97-cv-00189, William Kent in 0:97-cv-00189, William Maxey in 0:97-cv-00189, David Valentine in 0:97-cv-00189, Ardres Montejo in 0:97-cv-00189, David Black in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00189, Control Touch System in 0:97-cv-00189, Noam Sharf in 0:97-cv-00189, Stephanie Sharf in 0:97-cv-00189, Mayer Gross in 0:97-cv-00189, Jeffrey Stauffer in 0:97-cv-00189, Ali Soliman in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00610, William V. Wright in 0:97-cv-01689, Michael Reynoso in 0:97-cv-03253, Andrew Petit in 9:97-cv-03775 in OPPOSITION to [96-1] notice in 0:97-cv-00189, [21-1] notice in 0:97-cv-00610, [30-1] notice in 0:97-cv-01689, [77-1] notice in 0:97-cv-03253, [86-1] notice in 9:97-cv-03775 (Barhome, Sydelle) (Entered: 10/20/1998)

10/20/1998 99

AFFIDAVIT by Kim E. Miller on behalf of Marie Garrett in 0:97-cv-00189, Thomas Rogers in 0:97-cv-00189, William V. Wright in 0:97-cv-00189, Michael Reynoso in 0:97-cv-00189, Andrew Petit in 0:97-cv-00189, Michael A. Lepera in 0:97-cv-00189, Douglas Morehead in 0:97-cv-00189, Susan Morehead in 0:97-cv-00189, William Kent in 0:97-cv-00189, William Maxey in 0:97-cv-00189, David Valentine in 0:97-cv-00189, Ardres Montejo in 0:97-cv-00189, David Black in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00189, Control Touch System in 0:97-cv-00189, Noam Sharf in 0:97-cv-00189, Stephanie Sharf in 0:97-cv-00189, Mayer Gross in 0:97-cv-00189, Jeffrey Stauffer in 0:97-cv-00189, Ali Soliman in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00610, William V. Wright in 0:97-cv-01689, Michael Reynoso in 0:97-cv-03253, Michael A. Lepera in 9:97-cv-03775, Andrew Petit in 9:97-cv-03775 Re: [98-1] opposition memorandum in 0:97-cv-00189, [23-1] opposition memorandum in 0:97-cv-00610, [32-1] opposition memorandum in 0:97-cv-01689, [79-1] opposition memorandum in 0:97-cv-03253, [88-1] opposition memorandum in 9:97-cv-03775 (Barhome, Sydelle) (Entered: 10/20/1998)

10/20/1998 100

REPLY MEMORANDUM OF LAW by Michael Q. Carey, Esq. on behalf of Applewoods, Inc. in 0:97-cv-00189 in reply to plfs' OPPOSITION to Dft Applewoods Motion for Judgment on the Pleadings (Barhome, Sydelle) (Entered: 10/20/1998)

10/20/1998 101

DECLARATION of Miriam A.Wodmann, Esq., on behalf of Applewoods, Inc. in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00610, William V. Wright in 0:97-cv-01689, Michael Reynoso in 0:97-cv-03253, Michael A. Lepera in 9:97-cv-03775, Andrew Petit in 9:97-cv-03775 Re: [96-1] notice in 0:97-cv-00189, [21-1] notice in 0:97-cv-00610, [30-1] notice in 0:97-cv-01689, [77-1] notice in 0:97-cv-03253, [86-1] notice in 9:97-cv-03775 (Barhome, Sydelle) (Entered: 10/20/1998)

10/20/1998 184

LETTER dated 10/12/98 from Jonathan Follender to Judge Spatt Re: Judge Hurley's order dated 10/29/97, enclosing Vincent and Nancy Prior's request for exclusion from the proposed class action suit. (O'Hara, Karen) (Entered: 06/29/1999)

10/20/1998 185 REQUEST for Early exclusion from the proposed class action proceeding from Vincent and Nancy Prior (O'Hara, Karen) (Entered: 06/29/1999)

10/26/1998 106

LETTER dated 10/20/98 from Miriam Bahcall to Hon. J. Spatt noting the Sterling Foster Defendants are submitting this letter to notify the Court they are objecting to the "Election to Request Early Exclusion" filed by putative class members Vincent and Nancy Prior, as untimely and as failing to comply with the terms of Judge Hurley's order establishing the early exclusion procedure. (Barhome, Sydelle) (Entered: 12/04/1998)

10/27/1998 107

Calendar entry: Before Hon. J. Spatt on 10/27/98 @5:00pm Civil Cause for telephone conference. Ira A. Schochet, Robert A. Wallner, E. Peter S. Linden, StevenJ. Stolze, Lewis Sandler, Jules Brody, James M. Strauss, Joseph Bauer, attorneys for Plaintiff; Rawn H. Reinhard, Jeffrey E. Glen,Michael Q. Carey, Joel M. Wolosky, Andre W. Feinberg, Orin S. Snyder, Jill I. Gross, Linn A. Brady, Scott Edelman, Samuel Kadet, Joseph DeSimone, Frederivk F. Hafetz, attorneys for dft. CR, Owen Wicker Case called. All counsel present. Telephone conference held. Counsel consent to Judge Spatt keeping this case. (Barhome, Sydelle) (Entered: 12/04/1998)

11/02/1998 116

ORDER, dtd. 11/2/98 signed by Vincent and Nancy Prior waiving the possibility of participating in any action recovery against the defendants named as respondents in their arbitration proceedings now and in the future and that such election is irrevocable ( signed by Judge Arthur D. Spatt ) (Barhome, Sydelle) (Entered: 12/11/1998)

11/02/1998 117

LETTER dated 10/28/98 from Miriam G.Bahcall, Esq. to G.Novak and all counsel of record: Requesting revision of Order for early exclusion to include affirmations outlined in this letter. (Barhome, Sydelle) (Entered: 12/11/1998)

12/04/1998 108

LETTER dated 10/28/98 from G. Alexander Novak to Hon.J. Spatt/D. Wigdor, Esq. enclosing third proposed order. (Barhome, Sydelle) (Entered: 12/04/1998)

12/04/1998 109

ORDER, dtd. 11/5/98 for Exclusion from the case of Terrence and Pamela Balzer and James and Virginia Gajdorus Court's Order of 10/29/98 staying arbitration will no longer apply to Balzer/Gajdorus ( signed by Judge Arthur D. Spatt ) (Barhome, Sydelle) (Entered: 12/04/1998)

12/04/1998 110

LETTER dated 11/16/98 from Douglas H. Wigdor, Law Clerk to Albert A. Rapoport,Esq., noting unacceptance of letter dtd. 11/14/98 because copy has not been sent to Sterling Foster & Co. Resubmit. (Barhome, Sydelle) (Entered: 12/04/1998)

12/04/1998 111

LETTER dated 11/23/98 from Samuel Kadet, Esq. to Hon. J. Spatt, noting withdrawal of portion of Embryo Development Corp.'s pending motion to dismiss the Amended and Consolidated Complaint. (Barhome, Sydelle) (Entered: 12/04/1998)

12/04/1998 112

LETTER dated 11/24/98 from Albert A. Rapoport, Esq. to Hon. J. Spatt: Resubmitting his 11/14/98 letter, with one copy to defense counsel. (Barhome, Sydelle) (Entered: 12/04/1998)

12/07/1998 113

LETTER dated 12/4/98 from Miriam G. Bahcall to Hon. J. Spatt: Sterling Foster Defendants request that the Shaw and Patel class members' requests for late exclusion be DENIED, for reasons outlined in this letter. Complete documents in this case; related cases only have letter. (Barhome, Sydelle) (Entered: 12/10/1998)

12/07/1998 114 LETTER dated 12/4/98 from Miriam Bahcall to Judge Spatt re: Mr. Rapoport's letter dated 11/14/98. (Talbott, Thomas) (Entered: 12/11/1998)

12/11/1998 115

LETTER dated 10/28/98 from Jonathan Follender, Esq. to Hon. Spatt enclosing revised proposed Order regarding claimants Vincent and Nancy Prior's wish to opt out of the pending class action (Barhome, Sydelle) (Entered: 12/11/1998)

12/21/1998 127

CERTIFICATE OF SERVICE on all attorneys attached to this affidavit of service (found infile undocketed, origianlly dated 12/21/98) (Barhome, Sydelle) (Entered: 03/18/1999)

01/04/1999 118

NOTICE of Change of Name and Address by Kaufman Malchman Kirby & Squire, LLP for pltfs in 0:97-cv-00189 and in 9:97-cv-03775; effective 1/1/99 will become Kirby McInerney & Squire, LLP and effective 12/21/98 address is 830 Third Avenue, 10th Floor, New York, NY 10002; telephone and fax numbers will remain the same (McMahon, Carol) (Entered: 01/05/1999)

01/23/1999 142

ORDER: 1/23/99 The requests for early exclusion from the consolidated class action by Patel and Shaw are Denied. ( (signed by Judge Arthur D. Spatt , Dated 1/23/99) (Barhome, Sydelle) (Entered: 06/03/1999)

01/26/1999 119

STIPULATION and ORDER, that Parcher, Hayes & Snyder is relieved as counsel for dft Novich; that dft Alan Novich shall proceed pro se (signed by Magistrate Michael L. Orenstein) c/m (McMahon, Carol) (Entered: 01/27/1999)

01/26/1999 143 LETTER dated 1/25/99 from Samuel Kadet to Hon. J. Spatt noting

Embryo Development Corporation has consented to the filing of a second amended complaint. (Barhome, Sydelle) (Entered: 06/03/1999)

02/02/1999 192

LETTER dated 2/1/99 from Anthony Hom to Judge Spatt re: Harry C. and Donna M. Wimberly request to place their names on the list of persons who opted out and grant their request for early exclusion to pursue arbitration. (O'Hara, Karen) (Entered: 07/01/1999)

02/02/1999 194

LETTER dated 2/1/99 from Scott Edelman to Judge Spatt Re: Hartley Bernstein, Steven F. Wasserman and Bernstein and Wasserman, LLP have consented to the filing of a second amended complaint. Thiis will confirm that if leave for such a complaint is granted, defendnants would withdraw without prejudice, their pending motion to dismiss the extant complaint. (O'Hara, Karen) (Entered: 07/01/1999)

02/02/1999 195

LETTER dated 2/2/99 from Andrew Feinberg to Judge Spatt re: Nancy Shalek, ML Direct, Inc. and Com/Tech Communication Technologies have consented to the filing of a second amended complaint. Confirming that if the Court grants plaintiffs leave to file such a complaint, defendants would withdraw, without prejudice, their pending motion to dismiss the extant complaint. (O'Hara, Karen) (Entered: 07/01/1999)

02/04/1999 191

LETTER dated 2/1/99 from Miriam Widman to Counsel re: Enclosing defendants Buoy, McAuley, Swash, Villalon and Araujo's Memorandum of Law in opposition to Plaintiff's motion for leave to file second amended complaint. (O'Hara, Karen) (Entered: 07/01/1999)

02/05/1999 133

NOTICE of Motion for Leave to File Second Amended Complaint by Marie Garrett in 0:97-cv-00189, Thomas Rogers in 0:97-cv-00189, William V. Wright in 0:97-cv-00189, Michael Reynoso in 0:97-cv-00189, Andrew Petit in 0:97-cv-00189, Michael A. Lepera in 0:97-cv-00189, Douglas Morehead in 0:97-cv-00189, Susan Morehead in 0:97-cv-00189, William Kent in 0:97-cv-00189, William Maxey in 0:97-cv-00189, David Valentine in 0:97-cv-00189, Ardres Montejo in 0:97-cv-00189, David Black in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00189, Control Touch System in 0:97-cv-00189, Noam Sharf in 0:97-cv-00189, Stephanie Sharf in 0:97-cv-00189, Mayer Gross in 0:97-cv-00189, Jeffrey Stauffer in 0:97-cv-00189, Ali Soliman in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00610, William V. Wright in 0:97-cv-01689, Michael Reynoso in 0:97-cv-03253, Michael A. Lepera in 9:97-cv-03775, Andrew Petit in 9:97-cv-03775 Entire document filed in lead case only 97CV189 #133 (Barhome, Sydelle) Modified on 04/08/1999 (Entered: 04/08/1999)

02/05/1999 134

MEMORANDUM by Marie Garrett in 0:97-cv-00189, Thomas Rogers in 0:97-cv-00189, William V. Wright in 0:97-cv-00189, Michael Reynoso in 0:97-cv-00189, Andrew Petit in 0:97-cv-00189, Michael A. Lepera in 0:97-cv-00189, Douglas Morehead in 0:97-cv-00189, Susan Morehead in 0:97-cv-00189, William Kent in 0:97-cv-00189, William Maxey in 0:97-cv-00189, David Valentine in 0:97-cv-00189, Ardres Montejo in 0:97-cv-00189, David Black in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00189, Control Touch System in 0:97-cv-00189, Noam Sharf in 0:97-cv-00189, Stephanie Sharf in 0:97-cv-00189, Mayer Gross in 0:97-cv-00189, Jeffrey

Stauffer in 0:97-cv-00189, Ali Soliman in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00610, William V. Wright in 0:97-cv-01689, Michael Reynoso in 0:97-cv-03253, Michael A. Lepera in 9:97-cv-03775, Andrew Petit in 9:97-cv-03775 in SUPPORT of [133-1] notice in 0:97-cv-00189, [40-1] notice in 0:97-cv-00610, [49-1] notice in 0:97-cv-01689, [96-1] in 0:97-cv-03253, [105-1] notice in 9:97-cv-03775 Entire document filed in lead case only 97cv189 (Barhome, Sydelle) (Entered: 04/08/1999)

02/05/1999 135

REPLY MEMORANDUM OF LAW by Marie Garrett in 0:97-cv-00189, Thomas Rogers in 0:97-cv-00189, William V. Wright in 0:97-cv-00189, Michael Reynoso in 0:97-cv-00189, Andrew Petit in 0:97-cv-00189, Michael A. Lepera in 0:97-cv-00189, Douglas Morehead in 0:97-cv-00189, Susan Morehead in 0:97-cv-00189, William Kent in 0:97-cv-00189, William Maxey in 0:97-cv-00189, David Valentine in 0:97-cv-00189, Ardres Montejo in 0:97-cv-00189, David Black in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00189, Control Touch System in 0:97-cv-00189, Noam Sharf in 0:97-cv-00189, Stephanie Sharf in 0:97-cv-00189, Mayer Gross in 0:97-cv-00189, Jeffrey Stauffer in 0:97-cv-00189, Ali Soliman in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00610, William V. Wright in 0:97-cv-01689, Michael Reynoso in 0:97-cv-03253, Michael A. Lepera in 9:97-cv-03775, Andrew Petit in 9:97-cv-03775 in further SUPPORT of their motion to file a Second Amended Complaint Entire document filed in lead case 97CV189 (Barhome, Sydelle) Modified on 04/08/1999 (Entered: 04/08/1999)

02/05/1999 136

MEMORANDUM by Dfts Carmen VILLALON in 0:97-cv-00189, Armando ARAUJO in 0:97-cv-00189, Roger BUOY in 0:97-cv-00189, Terence McAULEY in 0:97-cv-00189, Tony STASH in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00610, William V. Wright in 0:97-cv-01689, Michael Reynoso in 0:97-cv-03253, Michael A. Lepera in 9:97-cv-03775, Andrew Petit in 9:97-cv-03775 in OPPOSITION to [133-1] notice in 0:97-cv-00189, [40-1] notice in 0:97-cv-00610, [49-1] notice in 0:97-cv-01689, [96-1] notice in 0:97-cv-03253, [105-1] notice in 9:97-cv-03775 Entire document filed in 97CV189 (Barhome, Sydelle) (Entered: 04/08/1999)

02/05/1999 137

SECOND DECLARATION OF Miriam A. Widmann for Armando Araujo in 0:97-cv-00189, Roger Buoy in 0:97-cv-00189, Terence McAuley in 0:97-cv-00189, Tony Swash in 0:97-cv-00189, Applewoods, Inc. in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00610, William V. Wright in 0:97-cv-01689, Michael Reynoso in 0:97-cv-03253, Michael A. Lepera in 9:97-cv-03775, Andrew Petit in 9:97-cv-03775 Re: [133-1] notice in 0:97-cv-00189, [40-1] notice in 0:97-cv-00610, [49-1] notice in 0:97-cv-01689, [96-1] notice in 0:97-cv-03253, [105-1] notice in 9:97-cv-03775 in OPPOSITION to Plfs' Motion for Leave to File Second Amended Complaint (Barhome, Sydelle) (Entered: 04/08/1999)

02/05/1999 138

CERTIFICATE OF SERVICE by Marie Garrett in 0:97-cv-00189, Thomas Rogers in 0:97-cv-00189, William V. Wright in 0:97-cv-00189, Michael Reynoso in 0:97-cv-00189, Andrew Petit in 0:97-cv-00189, Michael A. Lepera in 0:97-cv-00189, Douglas Morehead in 0:97-cv-

00189, Susan Morehead in 0:97-cv-00189, William Kent in 0:97-cv-00189, William Maxey in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00610, William V. Wright in 0:97-cv-01689, Michael Reynoso in 0:97-cv-03253, Michael A. Lepera in 9:97-cv-03775, Andrew Petit in 9:97-cv-03775 (Barhome, Sydelle) (Entered: 04/08/1999)

02/05/1999 186

LETTER dated 2/5/99 from Kim Miller to Judge Spatt Re: enclosing plaintiff's notice of motion for leave to file a second complaint and supporting and opposition papers. (O'Hara, Karen) (Entered: 06/29/1999)

02/12/1999 129

LETTER dated 3/1/99 from Anthony Hom to Judge Spatt RE: Harry C. & Donna Wimberly hereby request this Court to place their names on the list of persons who opted out and grant their Request for Early Exclusion to Pursue Arbitration. (Toritto, James) (Entered: 03/19/1999)

02/12/1999 130

Calendar entry: Before Judge Spatt on 2/12/99 at 9:15 a.m. Civil cause for dft Applewoods motion to dismiss for lack of jurisdiction. Case called. Counsel for all sides present. C/R: Owen Wicker Motion argued. Motion granted. Motion to dismiss withdrawn, except by Applewoods w/o prejudice. Pltf's motion to file a second amended complaint granted. Second Amended Complaint served. (Toritto, James) (Entered: 03/19/1999)

02/12/1999 196

ORDER, that the individual Applewoods Defendants' motion to dismiss the First Amended Complaint is GRANTED; the plaintiffs' motion seeking leave to file a Second Amended Complaint is GRANTED; the plaintiffs shall serve a summons and a Second Amended Complaint on the named defendants within 20 days from the date of this Order; and it is further ordered to withdraw, without prejudice [175-1], [151-1], [155-1], [159-1], [170-1] motions to dismiss ( signed by Judge Arthur D. Spatt, on 2/12/99) cm (O'Hara, Karen) (Entered: 07/01/1999)

02/17/1999 139

SECOND AMENDED COMPLAINT by Marie Garrett in 0:97-cv-00189, Thomas Rogers in 0:97-cv-00189, William V. Wright in Michael Reynoso in 0:97-cv-00189, Andrew Petit in 0:97-cv-00189, Michael A. Lepera in 0:97-cv-00189, Douglas Morehead in 0:97-cv-00189, Susan Morehead in 0:97-cv-00189, William Kent in 0:97-cv-00189, William Maxey in 0:97-cv-00189, David Valentine in 0:97-cv-00189, Ardres Montejo in 0:97-cv-00189, David Black in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00189, Control Touch System in 0:97-cv-00189, Noam Sharf in 0:97-cv-00189, Stephanie Sharf in 0:97-cv-00189, Mayer Gross in 0:97-cv-00189, Jeffrey Stauffer in 0:97-cv-00189, Ali Soliman in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00610, William V. Wright in 0:97-cv-01689, Michael Reynoso in 0:97-cv-03253, Michael A. Lepera in 9:97-cv-03775, Andrew Petit in 9:97-cv-03775 , (Answer due 2/27/99 for Craig L Kellerman in 0:97-cv-00189, for Michael Lulkin in 0:97-cv-00189, for Embryo Development C in 0:97-cv-00189, for Hartley T. Bernstein in 0:97-cv-00189, for Steven F Wasserman in 0:97-cv-00189, for Bernstein & Wasserma in 0:97-cv-00189, for Alan Novich in 0:97-cv-00189, for Nancy G. Shalek in 0:97-cv-00189, for ML Direct Inc. in 0:97-cv-00189, for Com/Tech Communicati in 0:97-cv-00189, for Lasergate Systems in 0:97-cv-00189, for Robert J. Paulson in 0:97-cv-00189, for William E Scuteri in 0:97-cv-

00189, for Matthew Hawley in 0:97-cv-00189, for Sterling Foster & CO in 0:97-cv-00189, for Adam R. Lieberman in 0:97-cv-00189, for Advanced Voice Tech in 0:97-cv-00189, for Applewoods, Inc. in 0:97-cv-00189, for Tony Swash in 0:97-cv-00189, for Terence McAuley in 0:97-cv-00189, for Roger Buoy in 0:97-cv-00189, for Armando Araujo in 0:97-cv-00189, for Carmen Villalon in 0:97-cv-00189, for Sterling Foster in 0:97-cv-00610, for Adam R. Lieberman in 0:97-cv-00610, for Sterling Foster in 0:97-cv-01689, for Adam R. Lieberman in 0:97-cv-01689, for Sterling Foster,Inc in 0:97-cv-03253, for Sterling Foster & Co in 9:97-cv-03775, for Hartley T. Bernstein in 9:97-cv-03775, for Steven F. Wasserman in 9:97-cv-03775, for Bernstein & Wasserma in 9:97-cv-03775, for Alan Novich in 9:97-cv-03775, for Com/Tech Commun. in 9:97-cv-03775, for Advanced Voice Tech. in 9:97-cv-03775, for Embryo Dev. Corp. in 9:97-cv-03775, for Lasergate Sys. Inc. in 9:97-cv-03775, for ML Direct, Inc. in 9:97-cv-03775, for Adam Lieberman in 9:97-cv-03775, for Nancy Shalek in 9:97-cv-03775, for Michael Lulkin in 9:97-cv-03775, for Craig Kellerman in 9:97-cv-03775, for Craig Kellerman in 9:97-cv-03775, for William E. Scuteri in 9:97-cv-03775, for William E. Scuteri in 9:97-cv-03775, for Matthew Hawley in 9:97-cv-03775, for Matthew Hawley in 9:97-cv-03775, for Robert J. Paulson in 9:97-cv-03775, for Robert J. Paulson in 9:97-cv-03775 ) amending [120-1] amended complaint in 0:97-cv-00189, [39-1] amended complaint in 0:97-cv-00610, [48-1] amended complaint in 0:97-cv-01689, [95-1] amended complaint in 0:97-cv-03253, [104-1] amended complaint in 9:97-cv-03775 PLEASE NOTE: Entire document filed in 97CV189 only but docketed on all other consolidated cases (Barhome, Sydelle) Modified on 04/20/1999 (Entered: 04/20/1999)

02/22/1999 120

SECOND AMENDED COMPLAINT by Marie Garrett in 0:97-cv-00189, Thomas Rogers in 0:97-cv-00189, William V. Wright in Michael Reynoso in 0:97-cv-00189, Andrew Petit in 0:97-cv-00189, Michael A. Lepera in 0:97-cv-00189, Douglas Morehead in 0:97-cv-00189, Susan Morehead in 0:97-cv-00189, William Kent in 0:97-cv-00189, William Maxey in 0:97-cv-00189, David Valentine in 0:97-cv-00189, Ardres Montejo in 0:97-cv-00189, David Black in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00189, Control Touch System in 0:97-cv-00189, Noam Sharf in 0:97-cv-00189, Stephanie Sharf in 0:97-cv-00189, Mayer Gross in 0:97-cv-00189, Jeffrey Stauffer in 0:97-cv-00189, Ali Soliman in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00610, William V. Wright in 0:97-cv-01689, Michael Reynoso in 0:97-cv-03253, Michael A. Lepera in 9:97-cv-03775, Andrew Petit in 9:97-cv-03775 , (Answer due 3/4/99 for Craig L Kellerman in 0:97-cv-00189, for Michael Lulkin in 0:97-cv-00189, for Embryo Development C in 0:97-cv-00189, for Hartley T. Bernstein in 0:97-cv-00189, for Steven F Wasserman in 0:97-cv-00189, for Bernstein & Wasserman in 0:97-cv-00189, for Alan Novich in 0:97-cv-00189, for Nancy G. Shalek in 0:97-cv-00189, for ML Direct Inc. in 0:97-cv-00189, for Com/Tech Communicati in 0:97-cv-00189, for Lasergate Systems in 0:97-cv-00189, for Robert J. Paulson in 0:97-cv-00189, for William E Scuteri in 0:97-cv-00189, for Matthew Hawley in 0:97-cv-00189, for Sterling Foster & CO in 0:97-cv-00189, for Adam R. Lieberman in 0:97-cv-00189, for

Advanced Voice Tech in 0:97-cv-00189, for Applewoods, Inc. in 0:97-cv-00189, for Tony Swash in 0:97-cv-00189, for Terence McAuley in 0:97-cv-00189, for Roger Buoy in 0:97-cv-00189, for Armando Araujo in 0:97-cv-00189, for Carmen Villalon in 0:97-cv-00189, for Sterling Foster in 0:97-cv-00610, for Adam R. Lieberman in 0:97-cv-00610, for Sterling Foster in 0:97-cv-01689, for Adam R. Lieberman in 0:97-cv-01689, for Sterling Foster,Inc in 0:97-cv-03253, for Sterling Foster & Co in 9:97-cv-03775, for Hartley T. Bernstein in 9:97-cv-03775, for Steven F. Wasserman in 9:97-cv-03775, for Bernstein & Wasserma in 9:97-cv-03775, for Alan Novich in 9:97-cv-03775, for Com/Tech Commun. in 9:97-cv-03775, for Advanced Voice Tech. in 9:97-cv-03775, for Embryo Dev. Corp. in 9:97-cv-03775, for Lasergate Sys. Inc. in 9:97-cv-03775, for ML Direct, Inc. in 9:97-cv-03775, for Adam Lieberman in 9:97-cv-03775, for Nancy Shalek in 9:97-cv-03775, for Michael Lulkin in 9:97-cv-03775, for Craig Kellerman in 9:97-cv-03775, for Craig Kellerman in 9:97-cv-03775, for William E. Scuteri in 9:97-cv-03775, for William E. Scuteri in 9:97-cv-03775, for Matthew Hawley in 9:97-cv-03775, for Matthew Hawley in 9:97-cv-03775, for Robert J. Paulson in 9:97-cv-03775, for Robert J. Paulson in 9:97-cv-03775 ) amending [29-1] amended complaint in 0:97-cv-00189, [0-1] amended complaint in 0:97-cv-00610, [0-1] amended complaint in 0:97-cv-01689, [0-1] amended complaint in 0:97-cv-03253, [0-1] amended complaint in 9:97-cv-03775 Complete copy of Second Amended Complaint in File # 97CV189 and 97CV610 (Barhome, Sydelle) (Entered: 03/04/1999)

02/22/1999 209

ACKNOWLEDGEMENT OF SERVICE as to Richard Harriton in 0:97-cv-00189 2/17/99 Answer due on 3/9/99 for Richard Harriton (O'Hara, Karen) (Entered: 08/23/1999)

02/22/1999 210

ACKNOWLEDGEMENT OF SERVICE as to Bear Stearns & Co in 0:97-cv-00189 2/17/99 Answer due on 3/9/99 for Bear Stearns & Co (O'Hara, Karen) (Entered: 08/23/1999)

02/22/1999 211

ACKNOWLEDGEMENT OF SERVICE as to Bear Stearns Securit in 0:97-cv-00189 2/17/99 Answer due on 3/9/99 for Bear Stearns Securit (O'Hara, Karen) (Entered: 08/23/1999)

02/23/1999 131

LETTER dated 2/22/99 from Miriam Bahcall to Judge Spatt RE: Sterling Foster dfts would request the the request of Harry C. and Donna Wimberly be denied. (Toritto, James) (Entered: 03/19/1999)

02/25/1999 212

RETURN OF SERVICE executed as to Randolph Pace in 0:97-cv-00189 2/22/99 Answer due on 3/14/99 for Randolph Pace (O'Hara, Karen) (Entered: 08/23/1999)

03/03/1999 208

RETURN OF SERVICE executed as to Michael Krasnoff in 0:97-cv-00189 2/24/99 Answer due on 3/16/99 for Michael Krasnoff (O'Hara, Karen) (Entered: 08/23/1999)

03/11/1999 197

RETURN OF SERVICE executed as to Armando Araujo in 0:97-cv-00189 3/10/99, Roger Buoy in 0:97-cv-00189, Terence McAuley in 0:97-cv-00189, Tony Swash in 0:97-cv-00189 2/22/99; Answer due on 3/14/99

for Tony Swash, for Terence McAuley, for Roger Buoy, 3/30/99 for Armando Araujo (O'Hara, Karen) (Entered: 07/01/1999)

03/17/1999 132

ORDER dated 3/17/99 denying the request for early exclusions from the consolidted actions by Harry C. Wimberyl and Donna M. Wimberly. ( signed by Judge Arthur D. Spatt ) c/m (Toritto, James) (Entered: 03/19/1999)

03/18/1999 121

LETTER dated 5/265/98 from Albert A. Rapoport, Esq. to Clerk's Office/Hauppauge requesting current status from USDC re cases listed and enclsoed pertainign to Sterling Foster & Co. , its present and former agents. (Barhome, Sydelle) (Entered: 03/18/1999)

03/18/1999 122

LETTER dated 6/13/98 from Albert A. Rapoport to Clerk/Hauppauge enclosing ocpy of 5/26/98 letter in which he did not receive response (Barhome, Sydelle) (Entered: 03/18/1999)

03/18/1999 124 LETTER dated 11/14/98 from Albert A. Rapoport, Esq. to Hon. J. Spatt requesting infor about hearing (Barhome, Sydelle) (Entered: 03/18/1999)

03/18/1999 125

LETTER dated 12/12/98 from Albert A. Rapoport, Esq. to Hon. J. Spatt noting Patel & Shaw never received any notice whatsover allowing them the opportuntiy to opt out of the class action. (Barhome, Sydelle) (Entered: 03/18/1999)

03/18/1999 126

LETTER dated 12/17/98 from Douglas H. Wigdor, Law Clerk to Robert A. Wallner, Esq. re: Sterling Foster. The court requests he follow the provisions set forth in its individual rules governing motions. (Barhome, Sydelle) (Entered: 03/18/1999)

03/18/1999 128

LETTER dated 12/28/99 from Albert A. Rapoport to Douglas Wigdor, Clerk/Spatt sending his letter of 11/14/98 as per Mr. Wigdor's telephone conversation of 12/21/98. (found in file undocketed until this date) (Barhome, Sydelle) Modified on 04/20/1999 (Entered: 03/18/1999)

03/18/1999 198

STIPULATION,That Rogers & Wells LLP has been added as co-counsel for defendant Bernstein & Wasserman, LLP. Rogers & Wells has been substitued for Milbank, Tweed, Hadley & McCloy. substituting attorney terminated attorneys Linn A. Brady and Scott Edelman for Steven F Wasserman in 0:97-cv-00189 Added David Meister (O'Hara, Karen) (Entered: 07/01/1999)

03/18/1999 207

STIPULATION and ORDER, substituting Arnold & Porter in stead of Cdwlader, Wickersham & Taft for Bear Stearns & Co. and Bear Stearns Securities Corp. ( signed by Judge Arthur D. Spatt, on 3/18/99) c/m (O'Hara, Karen) (Entered: 07/16/1999)

04/21/1999 140

LETTER dated 2/22/99 from Miriam G. Bahcall, Esq. to Hon. J. Spatt that for reasons outlined in this letter, the request by Mr. Hom on behalf of Harry C. and Donna M.Wimberly for early exclusion from any class certified in this matter, should be denied. (Barhome, Sydelle) (Entered: 04/22/1999)

04/28/1999 201 LETTER dated 4/27/99 from Milton Fay to Douglas Wigdor Re: As per

our telephone conversation I am sending you a copy of the "Notice of Addition and substitution of counsel" that you mentioned was never received by your office. (O'Hara, Karen) (Entered: 07/16/1999)

04/28/1999 202

STIPULATION and ORDER, substituting attorney Rogers & Wells LLP for defendant Steven Wasserman. Added Rogers & Wells as co-counsel for defendant Bernstein & Wasserman, LLP ( signed by Judge Arthur D. Spatt, on 4/28/99) c/m (O'Hara, Karen) (Entered: 07/16/1999)

04/30/1999 203

LETTER dated 4/30/99 from Douglas Wigdor to Albert Rapoport Re: I am writing at the direction of the Honorable Arthur D. Spatt with regard to your most recent correspondence dated 4/26/99 wherein you request the current status of the above case and to proceed in arbitration on behalf of Mr. Leon Shaw. (O'Hara, Karen) (Entered: 07/16/1999)

05/05/1999 204

STIPULATION and ORDER, extending time to answer the Second amended class action complaint ( unsigned by Judge Arthur D. Spatt) (see "so ordered" amended stip and order of 5/11/99) (O'Hara, Karen) (Entered: 07/16/1999)

05/11/1999 205

LETTER dated 5/10/99 from Stacey Rappaport to Judge Spatt Re: On 5/5/99 we submitted a stipulation to the court setting forth a proposed schedule for the defendants' response to the second amended complaint and plaintiffs' opposition to defendants' motion to dismiss. In addition the last sentence of paragraph iii of the stipulation states, Plaintiffs' memorandum in opposition to the defendants' motions may not exceed 50 pgs. Plaintiffs' counsel, Robert Wallner, has consented to the deletion of the sentence from the stipulation. (O'Hara, Karen) (Entered: 07/16/1999)

05/11/1999 206

ORDER granting the amended version of the [204-1] stipulation and order extending time to answer the Second amended class action complaint ( signed by Judge Arthur D. Spatt, on 5/11/99) c/m (see doc. #205, for details) (O'Hara, Karen) (Entered: 07/16/1999)

05/14/1999 213

LETTER dated 5/24/99 from Douglas Wigdor to Leon Shaw RE: The Court cannot accept the enclosed letter, dated 5/17/99, because copies apparently have not been sent to your adversary. The Court will not consider an exparte communication. In addition, all communications to the Court must be done through your attorney. c/m (O'Hara, Karen) (Entered: 08/24/1999)

05/26/1999 214

MOTION by Bear Stearns & Co, Bear Stearns Securit for James Cooper and Stephen Sacks to appear pro hac vice , no motion hearing (O'Hara, Karen) (Entered: 08/24/1999)

05/26/1999 Pro Hac Vice Filing Fee Paid; FILING FEE $ 50.00 RECEIPT # 219314,219313 (O'Hara, Karen) (Entered: 08/24/1999)

05/26/1999 215

ORDERS granting [214-1] motion for James Cooper and Stephen Sacks to appear pro hac vice ( signed by Judge Arthur D. Spatt, on 5/26/99) (two orders both dated 5/26/99) (O'Hara, Karen) (Entered: 08/24/1999)

06/03/1999 141 LETTER dated 5/10/99 from Leslie Trager, Esq. to Hon.J. Spatt noting

his reply memo on behalf of Greenberg-Levitt, with respect to lead counsel, will be 20 pages and the total pages will be less than the 35 allowed. (Barhome, Sydelle) (Entered: 06/03/1999)

06/03/1999 Endorsed order granting [141-1] letter ( Signed by Judge Arthur D. Spatt , Dated 5/10/99) (Barhome, Sydelle) (Entered: 06/03/1999)

06/03/1999 144

LETTER dated 6/3/99 from Susan R. Necheles, Esq. to Hon. Spatt noting her client, Michael Lulkin, has consented to the filing of a second amended complaint. (Barhome, Sydelle) (Entered: 06/03/1999)

06/07/1999 216

LETTER dated 6/1/99 from Jonathan Plasse to Judge Spatt Re: Advising the Court that the motion we previously made to intervene in the Greenberg action is hereby withdrawn. (O'Hara, Karen) (Entered: 08/24/1999)

06/27/1999 217

STIPULATION and ORDER, reset answer due for 7/15/99 for Bear Stearns Securit, for Bear Stearns & Co . Plaintiffs shall respond to any motions filed by defendants by 8/13/99; reply filed by 8/27/99. ( signed by Judge Arthur D. Spatt, on 6/27/99) c/m (O'Hara, Karen) (Entered: 08/24/1999)

06/27/1999 218

STIPULATION and ORDER, reset answer to Second amended complaint due for 8/5/99 for Bernstein & Wasserma, for Hartley T. Bernstein ( signed by Judge Arthur D. Spatt, on 6/27/99) c/m (O'Hara, Karen) (Entered: 08/24/1999)

06/29/1999 219 Letter MOTION by Leon Shaw to proceed with his remedy in arbitration , no motion hearing (O'Hara, Karen) (Entered: 08/24/1999)

06/29/1999

Endorsed order denying [219-1] motion to proceed with his remedy in arbitration ( Signed by Judge Arthur D. Spatt , on 6/29/99) eod #219 c.m (O'Hara, Karen) (Entered: 08/24/1999)

06/30/1999 187

AFFIDAVIT by Leon Shaw that he had never received any notice of class action under this arbitration number. Attorney Albert Rapoport also notes that Ashok Patel whom he also represents did not receive any notice to opt out. (O'Hara, Karen) (Entered: 06/30/1999)

07/01/1999 188

STIPULATION and ORDER, that Parcher, Hayes & Snyder, P.C. is releived as counsel for defendant Alan Novich and that Alan Novich shall proceed pro-se ( signed by Judge Arthur D. Spatt, on 1/27/99) (O'Hara, Karen) (Entered: 07/01/1999)

07/01/1999 189

LETTER dated 1/28/99 from Miriam Bahcall to Judge Spatt re: The Sterling Foster Defendants have consented to the filing of a second amended complaint. The Sterling Foster Defendants withdraw, without prejudice their motions to dismiss the extant complaint. (O'Hara, Karen) (Entered: 07/01/1999)

07/01/1999 190

LETTER dated 1/28/99 from Joel Wolosky to Judge Spatt re: Lasergate Systems, Inc., has consented to the filing of a second amended complaint. This will confirm that if leave to file such a complaint is granted, Lasergate would withdraw, without prejudice, its pending motion to

dismiss the extant complaint. (O'Hara, Karen) (Entered: 07/01/1999)

07/01/1999 193

LETTER dated 2/1/99 from Michael Carey to Judge Spatt Re: Applewoods, Inc. consents to the filing of a second amended complaint. If leave to file such a complaint is granted, Applewoods would withdraw, without prejudice, its pending motion for judgment on the pleadings with respect to the exant complaint. (O'Hara, Karen) (Entered: 07/01/1999)

07/01/1999 199

LETTER dated 4/19/99 from Douglas Wigdor to Albert Rapoport re: The Court cannot accept you letter dated 4/14/99, because a copy apparently has not been sent to your adversary. You may resubmit your letter provided you send a copy to your adversary and indicate on your letter that you have done so. (O'Hara, Karen) (Entered: 07/01/1999)

07/01/1999 200

LETTER dated 4/26/99 from Albert Rapoport to Douglas Wigdor Re: I would like to be given the current status of the above case on behalf of Mr. Shaw. In addition I would like to know whether I can proceed in arbitration on behalf of Mr. Shaw against Sterling Foster. (O'Hara, Karen) (Entered: 07/01/1999)

08/05/1999 305

NOTICE of Motion to Dismiss by Dft. Applewoods, Inc. (oral argument requested) Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #23., (Barhome, Sydelle) (Entered: 08/01/2001)

08/05/1999 306

Fourth Declaration of Miriam A. Widman. Original document filed in MDL 1208 and dockted on paper docket MDL 1208 as doc. #24. (Barhome, Sydelle) (Entered: 08/01/2001)

08/05/1999 307

AFFIDAVIT of Service on 8/5/99 Re: Notice of Motion to Dismiss by Dfts. Buoy, McAuley, Swash, and Araujo; Third Declaration of Miriam A. Widman; Declaration of Ernesto Jose Viteri Arriola, Esq.; Mem of Law in Support of Dfts Buoy, McAuley, Swash, Araujo's Motion to Dismiss the Second Amended and Consolidated Class Action Complaint, Appendix of Unreported Decisions, Notice of Motion to Dismiss by Dft. Applewoods, Inc. and Fourth Declaration of Miriam A. Widmann. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as doc. #25. (Barhome, Sydelle) Modified on 08/01/2001 (Entered: 08/01/2001)

08/05/1999 308

NOTICE of Motion by Alan Novich to Dismiss Second Amended Complaint. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #26. (Barhome, Sydelle) (Entered: 08/01/2001)

08/05/1999 309

NOTICE of Motion by Alan Novich for a Stay of Proceedings, submitted, 4/5/99. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #27. (Barhome, Sydelle) (Entered: 08/01/2001)

08/05/1999 310

NOTICE of Motion by Randolph Pace to dismiss Second Amended Complaint, 8/5/99. Original document filed in MDL 1208 and docketed on paper docket as document #28. (Barhome, Sydelle) (Entered:

08/01/2001)

08/05/1999 311

MEMORANDUM by Randolph Pace in support of [310-1] notice of motion to dismiss Plfs' Second Amended and Consolidated Class Action Complaint. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as doc. #29. (Barhome, Sydelle) (Entered: 08/01/2001)

08/05/1999 312

AFFIDAVIT in further support of Dft. Randolph Pace's [310-1] Motion to Dismiss the Second Amended Complaint Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as doc #30. (Barhome, Sydelle) (Entered: 08/01/2001)

08/09/1999 220

LETTER dated 8/5/99 from Edward Spiro to Counsel Re: Enclosing defendant Randolph Pace's Notice of Motion to dismiss second amended complaint with supporting papers, and Notice of Motion to stay proceedings with supporting papers. (O'Hara, Karen) (Entered: 08/24/1999)

08/10/1999 221

LETTER dated 8/5/99 from Joel Wolosky to All Counsel Re: Notice of Motion and memorandum of law in support of defendant Lasergate's motion to dismiss plaintiffs' second amended consolidated class action. (O'Hara, Karen) (Entered: 08/24/1999)

08/10/1999 222

LETTER dated 8/5/99 from David Weintraub to All Counsel Re: Enclosing Bear Stearns Defendants' Notice of Motion to dismiss the second amended complaint and supporting papers. (O'Hara, Karen) (Entered: 08/24/1999)

08/10/1999 223

LETTER dated 8/5/99 from Miriam Widmann to All Counsel Re: Enclosing the following Notice of motion to dismiss by defendants Buoy, McAuley, Swash, and Araujo and supporting papers and Notice of Motion to dismiss by Applewoods, Inc. (O'Hara, Karen) (Entered: 08/24/1999)

08/10/1999 224

LETTER dated 8/5/99 from E. Kenly Ames to All Counsel Re: Enclosing Defendants Com/tech Communications Technologies, Inc., ML Direct, Inc., and Nancy Shalek's Notice of motion to dismiss the complaint and supporting papers. (O'Hara, Karen) (Entered: 08/24/1999)

08/10/1999 304

NOTICE of Motion to Dismiss Second Amended and Consolidated Complaint, signed by Joseph D'Elia, Esq. on 8/10/99. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as #22. (Barhome, Sydelle) (Entered: 08/01/2001)

08/11/1999 225

STIPULATION and ORDER, reset answer due for 10/5/99 for Bernstein & Wasserma, for Hartley T. Bernstein ( signed by Judge Arthur D. Spatt,on 8/11/99) c/m (O'Hara, Karen) (Entered: 08/24/1999)

08/12/1999 227

ORDER That submissions for docketing and filing under case numbers 97cv189, 97cv610, 97cv1689, 97cv3253, and 97cv3775 shall be docketed and filed under 97cv189, unless specifically requested otherwise by the Court; and it is further ordered that the Clerk of the Court is directed to mail a copy of this order to all counsel. ( signed by Judge Arthur D. Spatt, on 8/12/99) c/m (O'Hara, Karen) (Entered: 08/24/1999)

08/16/1999 226

LETTER dated 8/12/99 from Andrew Kaizer to All Counsel re: enclosing defendant Michael Krasnoff's motion for a temporary stay of proceedings with supporting papers. (O'Hara, Karen) (Entered: 08/24/1999)

08/24/1999 231

STIPULATION and ORDER, substituting attorney for Lasergate Systems Added Joel M. Wolosky ( signed by Judge Arthur D. Spatt, on 8/24/99) c/m (O'Hara, Karen) (Entered: 12/01/1999)

08/24/1999 232

STIPULATION and ORDER, extending time for defendants Embryo Development Corporation and Michael Lulkin to respond to the complaint to 10/5/99 (unsigned by Judge Arthur D. Spatt) (O'Hara, Karen) (Entered: 12/01/1999)

08/25/1999 233

LETTER dated 8/25/99 from Leslie Trager to Judge Spatt re: For your reconsideration of the denial of my request to exceed the 25 page limit and upon reconsideration grant that application. (O'Hara, Karen) (Entered: 12/01/1999)

08/25/1999

Endorsed order re document #233, Application granted. ( Signed by Judge Arthur D. Spatt, on 8/25/99) c/m eod #233 (O'Hara, Karen) (Entered: 12/01/1999)

08/27/1999 234

LETTER dated 8/26/99 from Lewis Sandler to Judge Spatt re: Enclosing a copy of the 8/23/99 memo and order of Judge John Martin, Jr. denying the petition of Howard Greenberg. As discussed in our moving papers, Mr. Greenberg's claims against Bear Stearns are res judicata, and by reason of the enclosed order, they continue to be so. (O'Hara, Karen) (Entered: 12/01/1999)

08/30/1999 235

MOTION by Bear Stearns & Co, Bear Stearns Securit to dismiss the complaint in its entirety , no motion hearing (O'Hara, Karen) (Entered: 12/01/1999)

08/30/1999 236

DECLARATION of Kerry Dziubek Re: in support of the [235-1] motion to dismiss the complaint in its entirety (O'Hara, Karen) (Entered: 12/01/1999)

08/30/1999 237

MEMORANDUM by Bear Stearns & Co, Bear Stearns Securit in support of [235-1] motion to dismiss the complaint in its entirety (O'Hara, Karen) (Entered: 12/01/1999)

08/30/1999 238

MOTION by Bear Stearns & Co, Bear Stearns Securit to dismiss the complaint in its entirety , Motion hearing (O'Hara, Karen) (Entered: 12/01/1999)

08/30/1999 239 Declaration of Kerry Dziubek Re: [238-1] motion to dismiss the complaint in its entirety (O'Hara, Karen) (Entered: 12/01/1999)

08/30/1999 240

MEMORANDUM by Bear Stearns & Co in 0:97-cv-00189, Bear Stearns Securit in 0:97-cv-00189 in support of [238-1] motion to dismiss the complaint in its entirety (O'Hara, Karen) (Entered: 12/01/1999)

08/30/1999 241 MEMORANDUM of plaintiffs in opposition to [235-1] motion to dismiss the complaint in its entirety (O'Hara, Karen) (Entered: 12/01/1999)

08/30/1999 242

MEMORANDUM of Greenberg in opposition to [238-1] motion to dismiss the complaint in its entirety (O'Hara, Karen) (Entered: 12/01/1999)

08/30/1999 243

REPLY MEMORANDUM OF LAW by Bear Stearns & Co in 0:97-cv-00189, Bear Stearns Securit in 0:97-cv-00189 in further support [238-1] motion to dismiss the complaint in its entirety (O'Hara, Karen) (Entered: 12/01/1999)

08/30/1999 244

REPLY MEMORANDUM OF LAW by Bear Stearns & Co in 0:97-cv-00189, Bear Stearns Securit in 0:97-cv-00189 in further support [235-1] motion to dismiss the complaint in its entirety (O'Hara, Karen) (Entered: 12/01/1999)

08/30/1999 245

REPLY DECLARATION of Kerry Dziubek Re: [238-1] motion to dismiss the complaint in its entirety (O'Hara, Karen) (Entered: 12/01/1999)

08/30/1999 246

REPLY DECALARATION of Kerry Dziubek Re: [235-1] motion to dismiss the complaint in its entirety (O'Hara, Karen) (Entered: 12/01/1999)

08/30/1999 247 Disclosure of interested parties by Bear Stearns (O'Hara, Karen) (Entered: 12/01/1999)

08/30/1999 248

Disclosure of interested parties by Bear Stearns & Co in 0:97-cv-00189, Bear Stearns Securit in 0:97-cv-00189 (O'Hara, Karen) (Entered: 12/01/1999)

09/04/1999 249

STIPULATION and ORDER, extending time for defendants to answer move,or respond to the complaint by 9/30/99. ( signed by Judge Arthur D. Spatt, on 9/4/99) c/m (O'Hara, Karen) (Entered: 12/01/1999)

09/07/1999 250 MAIL RETURNED Order returned on 9/7/99 (O'Hara, Karen) (Entered: 12/01/1999)

09/07/1999 251 MAIL RETURNED Order returned on 9/7/99 (O'Hara, Karen) (Entered: 12/01/1999)

09/30/1999 252

LETTER dated 9/27/99 from Albert Rapoport to Douglas Wigdor re: Requesting the Court exercise discretion to allow Mr. Shaw to proceed with his remedy in arbitration. (O'Hara, Karen) (Entered: 12/01/1999)

09/30/1999 253

LETTER dated 9/30/99 from Douglas Wigdor to Albert Rapoport re: 9/27/99 correspondence. Further, the Court directs that in the absence of newly discovered facts, you cease making these repetitive requests which have now been denied on three seprate occasions. (O'Hara, Karen) (Entered: 12/01/1999)

10/06/1999 254

STIPULATION and ORDER, extending time for plaintfiffs' to submit their briefs in opposition to all outstanding motions to dismiss and motions to stay to 11/2/99 ( signed by Judge Arthur D. Spatt, on 10/6/99) c/m (O'Hara, Karen) (Entered: 12/01/1999)

10/07/1999 255

STIPULATION and ORDER, extending time for defendants Steven Wasserman, Hartley Bernstein, and Bernstein and Wasseman to respond to the complaint 12/6/99 ( signed by Judge Arthur D. Spatt, on 10/7/99)c/m (O'Hara, Karen) (Entered: 12/01/1999)

10/13/1999 256 NOTICE of change of name of law firm Howard, Smith & Levin LLP to Covington & Burling (O'Hara, Karen) (Entered: 12/01/1999)

10/15/1999 257

STIPULATION and ORDER, extending time for defendants Embryo Development and Michael Lulkin to respond tothe second amended complaint to 12/6/99 ( signed by Judge Arthur D. Spatt, on 10/15/99) c/m (O'Hara, Karen) (Entered: 12/01/1999)

10/28/1999 228

NOTICE OF SUBSTITUTION OF COUNSEL substituting attorney terminated attorney John J. Hasluck for Com/Tech Communicati in 0:97-cv-00189, attorney John J. Hasluck for ML Direct Inc. in 0:97-cv-00189, attorney John J. Hasluck for Nancy G. Shalek in 0:97-cv-00189 Added Lisa Ann Cahill ( signed by Judge Arthur D. Spatt, on 10/28/99) endorsed on Notice c/m (Talbott, Thomas) (Entered: 11/05/1999)

11/03/1999 313

Plfs' MEMORANDUM of Law in opposition to the motions of dfts Pace and Novich for a Temporary Stay of proceedings. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #31. (Barhome, Sydelle) (Entered: 08/01/2001)

11/03/1999 314

Plfs' MEMORANDUM in opposition to the Motions to Dismiss of the Sterling Foster Defendants, Randolph Pace, The Shalek Defendants and Lasergate. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as doc. #32. (Barhome, Sydelle) (Entered: 08/01/2001)

11/03/1999 315

Exhibits to Plfs' Opposition to the Motions to Dismiss of the Sterling Foster Defendants, Randolph Pace, the Shalek defendants and Lasergate. Original document filed in MDL 1208 and docketed on paper docket MDL #33. (Barhome, Sydelle) (Entered: 08/01/2001)

11/03/1999 316

NOTICE of intent to Stand on Opening Brief submitted by Joseph D'Elia, Esq. for dfts Robert J. Paulson Matthew Hawley, Adam R. Lieberman and Sterling Foster & CO. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #34. (Barhome, Sydelle) (Entered: 08/01/2001)

11/08/1999 325

MEMORANDUM by Ali Soliman, Jeffrey Stauffer Mayer Gross, Stephanie Sharf, Noam Sharf Touch System, Leo A. Smith, David Black in Ardres Montejo, David Valentine in William Maxey, William Kent, Douglas Morehead Michael A. Lepera, Andrew Petit Michael Reynoso, William V. Wright Marie Garrett ,Thomas Rogers in opposition to [321-1] notice (Barhome, Sydelle) (Entered: 08/02/2001)

11/08/1999 339

MEMORANDUM by Ali Soliman in 0:97-cv-00189, Jeffrey Stauffer in 0:97-cv-00189, Mayer Gross in 0:97-cv-00189, Stephanie Sharf in 0:97-cv-00189, Noam Sharf in 0:97-cv-00189, Control Touch System in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00189, David Black in 0:97-cv-00189, Ardres Montejo in 0:97-cv-00189, David Valentine in 0:97-cv-00189,

William Maxey in 0:97-cv-00189, William Kent in 0:97-cv-00189, Susan Morehead in 0:97-cv-00189, Douglas Morehead in 0:97-cv-00189, Michael A. Lepera in 0:97-cv-00189, Andrew Petit in 0:97-cv-00189, Michael Reynoso in 0:97-cv-00189, William V. Wright in 0:97-cv-00189, Marie Garrett in 0:97-cv-00189, Thomas Rogers in 0:97-cv-00189 in opposition to [337-1] notice for a stay of proceedings. Original document filed in MDL 1208 and docketed on paperdocket MDL 1208 as document #57. (Barhome, Sydelle) (Entered: 08/03/2001)

11/10/1999 229 LETTER dated 11/7/99 from Leon Shaw to Judge Spatt re: conclusion of case (Talbott, Thomas) (Entered: 11/23/1999)

11/10/1999 230 LETTER dated 11/10/99 from Douglas Wigdor to Leon Shaw re; respone to your 11/7/99 letter (Talbott, Thomas) (Entered: 11/23/1999)

12/03/1999 258

Letter MOTION by Hartley T. Bernstein in 0:97-cv-00189, Steven F Wasserman in 0:97-cv-00189, Bernstein & Wasserma in 0:97-cv-00189 to extend time to respond to the second amended complaint from 12/6/99 to 12/20/99 , No motion hearing (Jafer, Halide) (Entered: 12/14/1999)

12/04/1999 259

ORDER granting [258-1] motion to extend time to respond to the second amended complaint from 12/6/99 to 12/20/99, reset answer for the second amended consolidated class action complaint for 12/20/99 for Bernstein & Wasserma, for Steven F Wasserman, for Hartley T. Bernstein ( signed by Judge Arthur D. Spatt, on 12/4/99) c/m (Jafer, Halide) (Entered: 12/14/1999)

12/08/1999 260

LETTER dated 12/6/99 from Samuel Kadet to Counsel re: Enclosing the following docs.: Notion of Motion to dismiss 2nd amended and consolidated class action complaint; declaration of Samuel Kadet; Memo of Law in Support. (Jafer, Halide) (Entered: 12/14/1999)

12/08/1999 262

LETTER dated 12/6/99 from Susan R. Necheles to Counsel re: Enclosing dft. Lulkin's Motion joining in the motion of dft. Embryo Dev. to dismiss the second amended and consolidated class action complaint. (Jafer, Halide) (Entered: 12/16/1999)

12/13/1999 261

STIPULATION and ORDER, extending time for Applewoods dfts must serve reply to plas' opposition to dfts' motions to dismiss to 1/31/00 ( signed by Judge Arthur D. Spatt, on 12/13/99) c/m (filed in 97cv189) (Talbott, Thomas) (Entered: 12/16/1999)

12/17/1999 264

STIPULATION and ORDER, extending time that the dfts Randolph Pace and Alan Novich must serve replies to plas' opposition to motions to dismiss of Sterling Foster dfts Pace, Shalek Dfts and Lasergate, pla's memo of law in opposition to motions of dfts Pace and Novich for a temporary stay, extended to 1/31/00 ( signed by Judge Arthur D. Spatt, on 12/17/99) c/m (Talbott, Thomas) (Entered: 03/20/2000)

12/17/1999 265

PLAINTIFFS' MEMORANDUM IN OPPOSITION TO THE BEAR STEARNS DEFENDANTS' MOTIONS TO DISMISS by Ali Soliman in 0:97-cv-00189, Jeffrey Stauffer in 0:97-cv-00189, Mayer Gross in 0:97-cv-00189, Stephanie Sharf in 0:97-cv-00189, Noam Sharf in 0:97-cv-

00189, Touch System in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00189, David Black in 0:97-cv-00189, Ardres Montejo in 0:97-cv-00189, David Valentine in 0:97-cv-00189, William Maxey in 0:97-cv-00189, William Kent in 0:97-cv-00189, Morehead in 0:97-cv-00189, Douglas Morehead in 0:97-cv-00189, Michael A. Lepera in 0:97-cv-00189, Andrew Petit in 0:97-cv-00189, Michael Reynoso in 0:97-cv-00189, William V. Wright in 0:97-cv-00189, Adam R. Lieberman in 0:97-cv-00189, Thomas Rogers in 0:97-cv-00189 in opposition to [238-1] motion to dismiss the complaint in its entirety, [235-1] motion to dismiss the complaint in its entirety (Talbott, Thomas) (Entered: 03/20/2000)

12/17/1999 317

NOTICE of Motion to dismiss the complaint by Nancy G. Shalek, ML Direct Inc., Com/Tech Communication. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #35. (Barhome, Sydelle) (Entered: 08/02/2001)

12/17/1999 318

MEMORANDUM by Nancy G. Shalek, ML Direct Inc., Com/Tech Communication in support of [317-1] notice to dismiss the complaint. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #36. (Barhome, Sydelle) (Entered: 08/02/2001)

12/17/1999 319

DECLARATION of ANDREW W Feinberg in SUPPORT of Dfts Com/Tech, ML Direct and Nancy G. Shalek's Motion to dismiss the Complaint Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #37. (Barhome, Sydelle) (Entered: 08/02/2001)

12/17/1999 320

REPLY MEMORANDUM OF LAW by Nancy G. Shalek ML Direct Inc. Com/Tech Communication in support of their motion to dismiss Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as doc. #38, (Barhome, Sydelle) (Entered: 08/02/2001)

12/17/1999 321

NOTICE of Motion by Bear Stearns & Co., Bear Stearns Securities for an order dismissing the complaint in its entirety, on 11/19/99 @9:30. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as doc. #39. (Barhome, Sydelle) (Entered: 08/02/2001)

12/17/1999 322

MEMORANDUM by Bear Stearns & Co in Bear Stearns Securities in support of [321-1] notice to dismiss second amended and consolidated class action complaint. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #40. (Barhome, Sydelle) (Entered: 08/02/2001)

12/17/1999 323

Disclosure of interested parties by Bear Stearns & Co Bear Stearns Securities: There exists a parent company called The Bear Stearns Companies Inc. Original document filed in MDL 1208 and docketd on paper docket MDL 1208 as Doc. #41. (Barhome, Sydelle) (Entered: 08/02/2001)

12/17/1999 324

REPLY MEMORANDUM OF LAW by Bear Stearns & Co in Bear Stearns Securities in further support of motion to dismiss second amended and consolidated class action complaint. Original doucment filed in MDL 1208 and docketed on paper docket MDL 1208 as doc. #43 (Barhome,

Sydelle) (Entered: 08/02/2001)

12/17/1999 326

MEMORANDUM of LAW by Richard Harriton in support of Richard Harriton's Motion to Dismiss the Second Amended and Consolidated Class Action Complaint. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as doc. #45 (Barhome, Sydelle) (Entered: 08/02/2001)

12/17/1999 327

MEMORANDUM by Ali Soliman, Jeffrey Stauffer in 0:97-cv-00189, Mayer Gross in 0:97-cv-00189, Stephanie Sharf in 0:97-cv-00189, Noam Sharf in 0:97-cv-00189, Control Touch System in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00189, David Black in 0:97-cv-00189, Ardres Montejo in 0:97-cv-00189, David Valentine in 0:97-cv-00189, William Maxey in 0:97-cv-00189, William Kent in 0:97-cv-00189, Susan Morehead in 0:97-cv-00189, Douglas Morehead in 0:97-cv-00189, Michael A. Lepera in 0:97-cv-00189, Andrew Petit in 0:97-cv-00189, Michael Reynoso in 0:97-cv-00189, William V. Wright in 0:97-cv-00189, Marie Garrett in 0:97-cv-00189, Thomas Rogers in 0:97-cv-00189 in opposition to the Bear Stearns Defendants' Motions to Dismiss (Barhome, Sydelle) (Entered: 08/02/2001)

12/17/1999 328

REPLY MEMORANDUM OF LAW by Richard Harriton in further support of his motion to dismiss the Second Amended and Consoidated Class Action Complaint. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as doc. #47. (Barhome, Sydelle) (Entered: 08/03/2001)

12/17/1999 329

NOTICE of Motion for a Temporary Stay of Proceedings by Michael Krasnoff original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #48. (Barhome, Sydelle) (Entered: 08/03/2001)

12/17/1999 330

MEMORANDUM by Michael Krasnoff in support of his motion for a Temporary Stay of Proceedings. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #49 (Barhome, Sydelle) (Entered: 08/03/2001)

12/17/1999 331

MEMORANDUM by Ali Soliman in 0:97-cv-00189, Jeffrey Stauffer in 0:97-cv-00189, Mayer Gross in 0:97-cv-00189, Stephanie Sharf in 0:97-cv-00189, Noam Sharf in 0:97-cv-00189, Control Touch System in 0:97-cv-00189, Leo A. Smith in 0:97-cv-00189, David Black in 0:97-cv-00189, Ardres Montejo in 0:97-cv-00189, David Valentine in 0:97-cv-00189, William Maxey in 0:97-cv-00189, William Kent in 0:97-cv-00189, Susan Morehead in 0:97-cv-00189, Douglas Morehead in 0:97-cv-00189, Michael A. Lepera in 0:97-cv-00189, Andrew Petit in 0:97-cv-00189, Michael Reynoso in 0:97-cv-00189, William V. Wright in 0:97-cv-00189, Marie Garrett in 0:97-cv-00189, Thomas Rogers in 0:97-cv-00189 in opposition to . Michael Krasnoff's Motion for a Temporary Stay of Proceedings. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #50. (Barhome, Sydelle) (Entered: 08/03/2001)

12/17/1999 332

REPLY MEMORANDUM OF LAW by Michael Krasnoff in further support of his Motion for a Temporary Stay of Proceedings Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #51. (Barhome, Sydelle) (Entered: 08/03/2001)

12/20/1999 266

STIPULATION and ORDER, extending time for Steven Wasserman, Hartley Bernstein, and Bernstein and Wasserman, LLP to respond to complaint by 12/23/99, pla has 60 days to respond to dfts' motions to dismiss, if such motions put forth, dft reply 45 days from date of plas' opposition ( signed by Judge Arthur D. Spatt, on 12/20/99) c/m (Talbott, Thomas) (Entered: 03/20/2000)

12/23/1999 263

LETTER dated 12/23/99 from Scott A. Edelman to Judge Spatt re: To advise the ct. that a Memo of Understanding is being signed and circulated. (Jafer, Halide) (Entered: 12/27/1999)

12/28/1999 335

MEMORANDUM by Lasergate Systems in support of its Motion to Dismiss the Second Amended and Consolidated Class Action Complaint. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #53. (Barhome, Sydelle) (Entered: 08/03/2001)

12/28/1999 336

REPLY MEMORANDUM OF LAW by Lasergate Systems in SUPPORT of its Motion to Dismiss the Second Amended and Consolidated Class Action Complaint. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document #54. (Barhome, Sydelle) (Entered: 08/03/2001)

01/14/2000 267

LETTER dated 1/13/00 from Lewis Sandler to Judge Spatt re: Parties have settled as to dfts Steven Wasserman, Hartley Bernstein, Bernstein & Wasserman, LLP, Michael Lulkin and Embryo Development Corp. (Talbott, Thomas) (Entered: 03/20/2000)

01/21/2000 268

Calendar entry: before Judge Spatt on 1/21/00 at 9:05 for civil motion hearing on Bear Stearns' motions to dismiss. Court Reporter/ESR Owen Wicker. Bear Stearns motions to dismiss case 99cv2788 is granted. The Clerk of the Court is directed to close case. Bear Stearns motion to dismiss case 99cv2789 is denied with leave to renew. Counsel to re-brief motion within 30 days. Levitt's motion to be lead plaintiffs is denied. Court to issue a written opinion. (Talbott, Thomas) (Entered: 03/20/2000)

01/24/2000 269

NOTICE OF CHANGE OF ADDRESS of Samuel Kadet counsel for Michael Lulkin, Embryo Development C (Talbott, Thomas) (Entered: 03/20/2000)

01/31/2000 333

REPLY MEMORANDUM OF LAW by Randolph Pace in further SUPPORT of his motion to dismiss plfs' second amended and consolidated class action complaint. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as document. #29A (Barhome, Sydelle) (Entered: 08/03/2001)

01/31/2000 337

NOTICE of Motion for a Stay of Proceedings by Dft. Randolph Pace. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as Doc. #55. (Barhome, Sydelle) (Entered: 08/03/2001)

01/31/2000 338

MEMORANDUM by Randolph Pace in support of [337-1] notice of motion for a stay of proceeding. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as doc #56. (Barhome, Sydelle) (Entered: 08/03/2001)

02/09/2000 270

Letter MOTION by Bear Stearns & Co, Bear Stearns Securit to extend time to file renewed motion to dismiss , no Motion hearing (Talbott, Thomas) (Entered: 03/20/2000)

02/09/2000

Endorsed order granting [270-1] motion to extend time to file renewed motion to dismiss. Motion and all briefing file by 2/25/00. ( Signed by Judge Arthur D. Spatt, on 2/9/00) c/m (Talbott, Thomas) (Entered: 03/20/2000)

03/22/2000 271

NOTICE OF MOTION by Nancy G. Shalek for Mark Freeman to appear pro hac vice , Motion file stamped: 2/22/00 and mailed/served: 2/22/00 (Talbott, Thomas) (Entered: 03/28/2000)

03/22/2000 272

AFFIDAVIT by Nancy G. Shalek in 0:97-cv-00189 Re: in support of [271-1] motion for Mark Freeman to appear pro hac vice (Talbott, Thomas) (Entered: 03/28/2000)

03/22/2000 273

ORDER granting [271-1] motion for Mark Freeman to appear pro hac vice ( signed by Judge Arthur D. Spatt, on 3/23/00) c/m (Talbott, Thomas) (Entered: 03/28/2000)

03/22/2000 274

NOTICE OF MOTION by Nancy G. Shalek in 0:97-cv-00189 for John R. Baraniak, Jr. to appear pro hac vice , Motion file stamped: 2/22/00 and mailed/served: 2/22/00 (Talbott, Thomas) (Entered: 03/28/2000)

03/22/2000 275

AFFIDAVIT by John R. Baraniak on behalf of Nancy G. Shalek in 0:97-cv-00189 Re: in support of [274-1] motion for John R. Baraniak, Jr. to appear pro hac vice (Talbott, Thomas) (Entered: 03/28/2000)

03/23/2000 276

ORDER granting [274-1] motion for John R. Baraniak, Jr. to appear pro hac vice ( signed by Judge Arthur D. Spatt, on 3/23/00) c/m (Talbott, Thomas) (Entered: 03/28/2000)

03/27/2000 277

LETTER dated 3/24/00 from Jonathan Plasse to counsel re: oral argument on motions pending before the Court (Talbott, Thomas) (Entered: 05/25/2000)

04/04/2000 278

LETTER dated 4/3/00 from Michael Ramos to Judge Spatt re: Nancy Shalek requests oral argument on motion to dismiss and motion to stay pending a resolution of a parallel criminal case (Talbott, Thomas) (Entered: 05/25/2000)

04/05/2000 279

LETTER dated 4/4/00 from Howard Wilson to Judge Spatt re: request for oral argument on dft Richard Harriton's motion to dismiss (Talbott, Thomas) (Entered: 05/25/2000)

04/06/2000 280

LETTER dated 4/5/00 from Scott Schreiber to Judge Spatt re: Bear Stearns requests oral argument on its motion to dismiss (Talbott, Thomas) (Entered: 05/25/2000)

04/07/2000 281

LETTER dated 4/6/00 from Edward Spiro to Judge Spatt re: request for oral argument in connection with Mr. Pace's motion to dismiss and stay (Talbott, Thomas) (Entered: 05/25/2000)

04/10/2000 282

LETTER dated 4/5/00 from Joel Wolosky to Judge Spatt re: Lasergate Systems, Inc. requests oral argument on motion to dismiss (Talbott, Thomas) (Entered: 05/25/2000)

04/19/2000 283

LETTER dated 4/19/00 from Douglas Wigdor to counsel re: oral arguments on all pending motions has been waived by counsel. Pending motions are deemed sub judice. (Talbott, Thomas) (Entered: 05/25/2000)

04/21/2000 284

LETTER dated 4/18/00 from Michael Ramos to Douglas Wigdor re: withdrawal of request for oral argument on behalf of Nancy Shalek (Talbott, Thomas) (Entered: 05/25/2000)

06/26/2000 285

LETTER dated 6/26/00 from Judge Spatt to Mr. Rapoport re: the court is in receipt of your 6/19/00 letter requesting the status of this case. The case is still pending and numerous motions are in the process of being filed. The Court cannot estimate when the case will be terminated. c/m (Coleman, Laurie) (Entered: 06/29/2000)

06/26/2000 286

LETTER dated 6/19/00 from Albert A. Rapoport to Judge Spatt re: I represent Leon Shaw who NASD Arbitration case has not been allowed to proceed in Boca Raton, FL though filed 12/97. I have a right to ascertain what the status is of the case pending in your court. I again ask for this information for the benefit of my client. (Coleman, Laurie) (Entered: 07/10/2000)

09/18/2000 287

LETTER dated 9/12/00 from Lewis S.Sandler to Hon. J. Spatt enclosing a cop of an article from page C-2 o 9/9/00 edition of NY Times describing the guilty plea of Dft.Randlph Pace in a criminal action. We are endeavoring to obtain the transcript of Mr. Pace's guilty plea to furnish to the Court, together with any related court orders. (Barhome, Sydelle) (Entered: 09/19/2000)

09/20/2000 341

LETTER dated 9/18/00 from Edward M. Spiro to Hon. J. Spatt referring to an article sent to the court by plfs, in connection with dismissal motions. Dfts are objecting to this notice of the article since a transcript of the plea hearing is readily available as to Mr. Pace's guilty plea. Mr. Pace's gulty plea is not relevant to the motions to dismiss. (Barhome, Sydelle) (Entered: 04/26/2002)

11/16/2000 288

NOTICE of Motion by Bear Stearns & Co in 0:97-cv-00189, Bear Stearns Securit in 0:97-cv-00189 will move before Hon. J. Spatt on 12/15/00 @9:30 for an order enjoining all further proceedings in arbitrations against the Bear Stearns dfts commenced by putative class members on or after 7/1/00, and providing for notice of the above-captioned class actions to such putative class members and an opportunity to withdraw irrevocably from any class that may be certified in these consolidated actions (Barhome, Sydelle) (Entered: 12/12/2000)

11/16/2000 290 MEMORANDUM by Bear Stearns & Co in 0:97-cv-00189, Bear Stearns

Securit in 0:97-cv-00189 in support of [288-1] notice in 0:97-cv-00189 (Barhome, Sydelle) (Entered: 12/13/2000)

12/12/2000 289 (Proposed) Order Enjoining Arbitrations (Barhome, Sydelle) (Entered: 12/12/2000)

12/12/2000

Endorsed order granting [289-1] remark Proposed Order has now become an order ( Signed by Judge Arthur D. Spatt, on 12/18/00) (Barhome, Sydelle) (Entered: 12/27/2000)

12/18/2000 291

LETTER dated 12/15/00 from David A. Weintraub, Esq. to Hon. J. Spatt regarding the Motion to Enjoin Arbitration filed on 11/16/00 by Dfts. Bear, Stearns & Co. Inc., Bear, Stearns Securities Corp. and Richard Harriton in this action. Requesting relief sought in the Motion be granted and the accompanying Proposed Order Enjoining Arbitrations be entered without delay. (Barhome, Sydelle) (Entered: 12/27/2000)

01/04/2001 292

LETTER dated 1/3/01 from David A. Weintraub to Hon. J. Spatt enclosing a decision from USDC/SD dismissing claims against Bear Stearns and Mr. Harriton, which provides additional support for the motion to dismiss filed by Beawr Stearns and Mr. Harriton. (Barhome, Sydelle) (Entered: 01/12/2001)

01/19/2001 293

NOTICE of Change of Address of Attorney Michael Q. Carey by Carmen Villalon in 0:97-cv-00189, Armando Araujo in 0:97-cv-00189, Roger Buoy in 0:97-cv-00189, Terence McAuley in 0:97-cv-00189, Tony Swash in 0:97-cv-00189 (Barhome, Sydelle) (Entered: 01/31/2001)

01/22/2001 295

AFFIDAVIT of David A. Weintraub for Bear Stearns & Co in 0:97-cv-00189 Re: Noting the people that were served a Notice of Pendency of Proposed Class Action Proceedings etc. (Barhome, Sydelle) (Entered: 02/02/2001)

01/25/2001 294

Request for Early Exclusion: Anthony Brignola waives his rights to partiicpate in any class recovery against Bear, Stearn & Co., 1/22/01 (Barhome, Sydelle) (Entered: 02/02/2001)

02/12/2001 298

REQUEST from Roger D. Riggs to Hon J. Spatt to opt out of the class action and pursue his legal rights at arbitration (Barhome, Sydelle) (Entered: 02/16/2001)

02/12/2001 299

REQUEST from Jerome Sahlman to Hon J. Spatt to opt out of the class action and pursue his legal rights at arbitration dtd. 2/7/01 (Barhome, Sydelle) (Entered: 02/16/2001)

02/12/2001 300

REQUEST from Donald E. Boyd, dtd. 2/6/01, to Hon. J. Spatt to opt out of the class action and pursue his legal rights at arbitration (Barhome, Sydelle) (Entered: 02/16/2001)

02/12/2001 301

REQUEST from David M. Thomas, dtd. 2/7/01, to Hon. J. Spatt to opt out of the class action and prsue his legal rights at arbitration, pertaining to Bear Stearns et al. (Barhome, Sydelle) (Entered: 02/16/2001)

02/13/2001 296 REQUEST from Bruce V. Ogilvie to Hon J. Spatt on 2/8/01 to opt out of

the class action and pursue his legal rights at arbitration (Barhome, Sydelle) (Entered: 02/16/2001)

02/13/2001 297

REQUEST from Ronald S.Stowell to Hon J. Spatt for him to opt out of the class action and pursue his legal rights at arbitration (Barhome, Sydelle) (Entered: 02/16/2001)

02/16/2001 302

LETTER dated 2/8/01 from Lee H. Roberts,Esq. to USDC/Brooklyn enclosing copy of a Request for Early Exclusion which should be filed. (Barhome, Sydelle) (Entered: 02/27/2001)

02/16/2001 303

REQUEST for Early Exclusion: Kenneth F. Parker waives his rights to participate in any class recovery against Bear Stearns & Co., 2/6/01 (Barhome, Sydelle) (Entered: 02/27/2001)

08/03/2001 334

MOTION by Lasergate Systems to dismiss , to dismiss the Second Amended and Consoidated Class Action Complaint. Original document filed in MDL 1208 and docketed on paper docket MDL 1208 as Document #52. Motion hearing [334-1] motion Motion file stamped: 8/3/01 (Barhome, Sydelle) (Entered: 01/16/2002)

04/02/2002 342 NOTICE of Change of Address by Lasergate Systems in 0:97-cv-00189 (Barhome, Sydelle) (Entered: 04/26/2002)

04/25/2002 340

ORDER denying [27-1] letter Claimants should opt out of the class, if they choose to do so, in accordance with the procedure set forth in the Court's Oct. 29, 1997 Order. The Court declines to modify that Order. So Ordered ( signed by Judge Denis Hurley, on 11/21/97) (Barhome, Sydelle) (Entered: 04/26/2002)

04/25/2002 343

LETTER dated 10/23/98 from G. Alexander Novak to Hon. J. Spatt advising of a conference on 10/26/98 to entertain someapplications to confirm putative class members to pt out of this action. (Barhome, Sydelle) (Entered: 04/26/2002)

06/27/2002 344

MEMORANDUM and ORDER granting in part, denying in part [334-1] motion to dismiss in 0:97-cv-00189: Claims brought pursuant to Section 12(a)(2) are dismissed. Claims against Bear Stearns Dfts and Individual Applewoods Dfts are dismissed on statute of limitations grounds. Motions by Pace, Novich, Shalek and Krasnoff to stay the action pending the resolution of the criminal proceedings aganst them are DENIED. Please see actual document for additional decisions. (signed by Judge Arthur D. Spatt, on 6/27/02) Note: The full Mem/Decision is filed in MDL 1208. (Barhome, Sydelle) Modified on 06/28/2002 (Entered: 06/28/2002)

06/28/2002 345

REQUEST For Early Exclusion Received From Various Claimants (see list of names for claimant's names). (Mahon, Cinthia) (Entered: 07/01/2002)

07/09/2002 346

LETTER dated 5/31/02 from Edward M. Spiro to Hon J Spatt updating the status of the criminal proceedings in USA -v- Randolph Pace, et al. (Barhome, Sydelle) (Entered: 07/09/2002)

07/09/2002 347 Copy of transcript of pleading from Southern District of New York,

pertaining to criminal case 98cr1247 of Randolph Pace, et al, before Hon. Loretta A. Preska, District Judge, dated 9/8/00 @4:15 pm (Barhome, Sydelle) (Entered: 07/09/2002)

07/09/2002 348

LETTER dated 5/31/02 from John R. Baraniak, Jr. to Ashley Marsh, Esq.Law Clerk, updating the criminal case against Nancy G. Shalek, a dft in this action: Case is over. (Barhome, Sydelle) (Entered: 07/09/2002)

07/09/2002 349

LETTER dated 6/17/02 from Lewis s. Sandler to Ashley Marsh, Law Clerk advising the indictment against Ms. Shalek has been dismissed by Order of "Nolle Prosequi" (Barhome, Sydelle) (Entered: 07/09/2002)

07/09/2002 350

LETTER dated 6/17/02 from Lewis S. Sandler to Ashley Marsh, Law Clerk advising he has received a copy of the agreement entered into by dfts Shalek and Landau with the Office of the US Attorney for the Southern District of New York with respect to the deferral, and ultimate dismissal of the indictment against them. York (Barhome, Sydelle) (Entered: 07/09/2002)

07/09/2002 351

LETTER dated 6/3/02 from Charles A, Stillman to Hon. J. Spatt advising the Court that the sentencing of Michael Krasnoff has ben adjourned by Judge Preska until 7/24/02. (Barhome, Sydelle) (Entered: 07/11/2002)

07/26/2002 352

LETTER dated 7/16/02 from Alan M. Novich to Hon. J. Spatt acknowledging he received a package of documents from the court and apologizing for not notifying the Court of his address at a different facility. (Barhome, Sydelle) (Entered: 07/30/2002)

07/26/2002 353

ORDER, substituting attorney terminated Added Andrew D. Kaizer (signed by Judge Arthur D. Spatt, on 7/30/02) (Barhome, Sydelle) (Entered: 07/30/2002)

08/28/2002 355

STIPULATION and ORDER; That the time within which Applewoods, Inc. may serve its answer to the Second Amended and Consolidated Class Action Complaint is adjourned from 8/30/02 to 9/30/02 . ( signed by Judge Arthur D. Spatt, on 8/28/02) c/m (Fagan, Linda) (Entered: 09/05/2002)

08/29/2002 354 ANSWER by Nancy G. Shalek in 0:97-cv-00189 to the second amended complaint (Mierzewski, Liz) (Entered: 09/04/2002)

08/29/2002 362

MOTION by Michael Krasnoff in 0:97-cv-00189 to dismiss SECOND AMENDED COMPLAINT , Motion hearing [362-1] motion Motion file stamped: 8/29/02 and mailed/served: 8/29/02 Oral Argument Requested (Barhome, Sydelle) (Entered: 09/17/2002)

08/30/2002 356

LETTER from 8/29/02 to Motion Clerk, Central Islip enclosing the Joint Motion of Ungaretti & Harris and The Law Offices of Joseph D'Elia to Withdraw as counsel in this matter. (Barhome, Sydelle) (Entered: 09/09/2002)

08/30/2002 357

NOTICE of by Craig L Kellerman in 0:97-cv-00189, Robert J. Paulson in 0:97-cv-00189, Matthew Hawley in 0:97-cv-00189, Adam R. Lieberman in 0:97-cv-00189, Sterling Foster & CO in 0:97-cv-00189, Adam R.

Lieberman in 0:97-cv-00610, Sterling Foster in 0:97-cv-00610, Adam R. Lieberman in 0:97-cv-01689, Sterling Foster in 0:97-cv-01689, Sterling Foster,Inc in 0:97-cv-03253, Sterling Foster & Co in 9:97-cv-03775 and Frank Monroig, Timothy Matthews, Jason Maroski, Matthew Hawley, Andrew Tursi, Michael Sabato (dfts), of Joint Motion and Joint Motion of Ungaretti & Harris and the Law Offices of Joseph D'Elia to withdraw as attorneys of record and for extension of time to answer or otherwise plead. PLEASE NOTE: Entire motion is file under MDL 1208. (Barhome, Sydelle) (Entered: 09/09/2002)

09/12/2002 358 ANSWER to Complaint and Affirmative Defenses of Michael Krasnoff in 0:97-cv-00189 (Barhome, Sydelle) (Entered: 09/12/2002)

09/12/2002 359

AFFIRMATION of Andrew D. Kaizxer on behalf of Michael Krasnoff in 0:97-cv-00189 Re: In SUPPORT of Michael Krasnoff's Motion to Dismiss Second Amended Complaint (Barhome, Sydelle) (Entered: 09/12/2002)

09/12/2002 360

MEMORANDUM by Michael Krasnoff in 0:97-cv-00189 in support of his motion to dismiss plfs' Second Amended and Consolidated Class Action Complaint (Barhome, Sydelle) (Entered: 09/12/2002)

09/12/2002 361

ANSWER to SECOND AMENDED AND CONSOLIDATED CLASS ACTION Complaint by Randolph Pace in 0:97-cv-00189 (Barhome, Sydelle) (Entered: 09/17/2002)

09/13/2002 364

MEMORANDUM in opposition to [362-1] motion to dismiss Plfs' SECOND AMENDED COMPLAINT and Consolidated Class Action Complaint (Barhome, Sydelle) (Entered: 09/24/2002)

09/13/2002 365

AFFIDAVIT of Kim E. Levy Re: In support of [364-1] opposition memorandum to Dft Michael Krasnoff's Motion to Dismiss plfs' Second Amended and Consolidated Class Action Complaint (Barhome, Sydelle) (Entered: 09/24/2002)

09/17/2002 363

ANSWER to complaint and CROSSCLAIM by Lasergate Systems in 0:97-cv-00189 against Alan Novich in 0:97-cv-00189, Adam R. Lieberman in 0:97-cv-00189, Sterling Foster & CO in 0:97-cv-00189, Randolph Pace in 0:97-cv-00189 (Barhome, Sydelle) (Entered: 09/17/2002)

09/24/2002 368 ANSWER by Randolph Pace in 0:97-cv-00189 to [363-2] cross claim of Dft. Lasergate Systems, Inc. (Barhome, Sydelle) (Entered: 10/02/2002)

09/24/2002 369

REPLY MEMORANDUM OF LAW by Michael Krasnoff in 0:97-cv-00189 in further support of his [362-1] motion to dismiss SECOND AMENDED and Consolidated Class Action COMPLAINT (Barhome, Sydelle) (Entered: 10/10/2002)

09/25/2002 366

LETTER dated 8/1/02 from Edward M. Spiro to Hon. J. Spatt advising there are no objections to the appointment of David Silverman, Esq. as a Special Master for settlement purposes. (Barhome, Sydelle) (Entered: 09/25/2002)

09/25/2002 367

LETTER dated 8/6/02 from Andrew D. Kaizer, Esq. to Hon.J. Spatt, advising on behalf of Michel Krasnoff, that the Court appoint someone other than Mr. Silverman to be Special Master for settlement purposes. (Barhome, Sydelle) (Entered: 09/25/2002)

11/05/2002 370

MEMO from Sena Kim-Reuter, Law Clerk to Allen Norvich returning his papers, informing us that you have not received the plf's documents, because they do not bear a certificate of service or other evidence tht a copy was served on all the other parties. (Barhome, Sydelle) (Entered: 11/05/2002)

11/05/2002 371

STIPULATION and ORDER: Applewoods, Inc. may serve its answer to the Second Amended and Consolidated Class Action Complaint until the earlier of the following dates: 30 days after the parties' meeting with a special master, to be apppointed by the Court, or December 31, 2002. ( signed by Judge Arthur D. Spatt, on 10/30/02) (Barhome, Sydelle) (Entered: 11/05/2002)

11/07/2002 372

LETTER dated 10/18/02 from Alan Novich to Judge Spatt / Magistrate Orenstein Re: advising the Court that my defense in this action has been limited because I have not been served papers by many parties to this action. (Imrie, Robert) (Entered: 11/13/2002)

11/07/2002 375

Letter MOTION by Alan Novich in 0:97-cv-00189 to receive any documents filed with the court , Motion hearing [375-1] motion (Barhome, Sydelle) (Entered: 11/22/2002)

11/07/2002

Endorsed order: The parties are directed to serve Alan Novich with all papers filed with the Court and to notify him of any hearing or conference scheduled. So Ordered. ( Signed by Judge Arthur D. Spatt, on 11//02) (Barhome, Sydelle) (Entered: 11/22/2002)

11/13/2002 373

MAIL RETURNED letter dated 10/30/02 from Linda B. Johnston returned as to Joel M. Wolosky on 11/13/02. (Imrie, Robert) (Entered: 11/14/2002)

11/14/2002 376

MOTION by Michael Krasnoff for Richard A. Bierschbach to appear pro hac vice , Motion hearing [376-1] motion Motion file stamped: 11/14/02 and mailed/served: 11/14/02 Affidavit of Service attached. (Barhome, Sydelle) (Entered: 12/13/2002)

11/14/2002 377

AFFIDAVIT of Richard A. Bierschbach for Michael Krasnoff in 0:97-cv-00189 Re: In support of [376-1] motion for Richard A. Bierschbach to appear pro hac vice in 0:97-cv-00189 and 610, 1689, 3253,3775. (Barhome, Sydelle) (Entered: 12/13/2002)

11/14/2002 378

ORDER granting [376-1] motion for Richard A. Bierschbach to appear pro hac vice granting [376-2] hearing Motion hearing [376-1] motion ( signed by Judge Arthur D. Spatt , on 11/19/02) (Barhome, Sydelle) (Entered: 12/23/2002)

11/20/2002 374 ORDER, dtd. 11/16/02: Before Court is a joint motion to withdraw as counsel from Ungaretti & Harris and the Law Offices of Joseph D'Elia for

the dfts Sterline & Foster & Co. Inc. and "individual dfts". Motion to withdraw as counsel for Sterling Foster by both firms is DENIED. Motion to withdraw as counsel for the individual dfts by both firms is GRANTED. Within 45 days of the date of this order the individual dfts are directed to appoint new counsel; if no counsel is found, they must proceed pro se and submit their addresses to all the parties. So Ordered. (signed by Judge Arthur D. Spatt , on 11/16/02) (Barhome, Sydelle) (Entered: 11/20/2002)

12/19/2002 379

LETTER dated 12/19/02 from Roxanne V. Lin to clerk's office, Sydelle, enclosing check for $25, Receipt #8209 dtd. 12/19/02. (Barhome, Sydelle) (Entered: 12/23/2002)

07/16/2003 380

Letter from Edward Newman to Magistrate Orenstein Re: As a result of the temporary injunction, at least six of our arbitration cases against Sterling Foster & Co., Inc. and Bear Stearns Securities Corp. remain stayed as of this date. We respectfully request the status of the temporary injunction so that we may ascertain whether or not we can go forward with the arbitration matters. (Imrie, Robert) (Entered: 07/18/2003)

08/27/2003 381

Letter dtd. 8/26/03 from Edward Newman to Law Clerk Kim-Reuter referring to her letter of 8/20/03, enlosing letter to Hon. J. Spatt with proof of service of said letter upon the attorneys for the other parties to the action. (Barhome, Sydelle) (Entered: 09/03/2003)

08/27/2003 382

Letter dtd. 7/15/03 from Edwrd Newman to Hon. J. Spatt, advising that at least 6 of his arbitration cases against Sterling Foster & Co., Inc. and Bear Stearns Securities Corp. remain stayed as of this date. Request the status of the temporary injunction so that we may ascertain whether or not we can go forward with the arbitration matters. (Barhome, Sydelle) (Entered: 09/03/2003)

10/27/2003 383

Letter dtd. 8/20/03 from Sena Kim-Reuter, Law Clerk to Hon. J. Spatt advising this case has been reassigned to Judge Spatt. Additionally, your letter does not bear a certificate of service or other evidence that a copy was served on all other parties, therefore your letter cannot be considered. (Barhome, Sydelle) (Entered: 10/29/2003)

12/12/2003 384

MOTION to Vacate pursuant to Rule 60(b)(1), or, alternatively, 60(b)(5) or 60(b)(6), granting plaintiffs relief from a judgment of this Court dated 6/27/02, which dismissed as time-barred the complaint (the "Rogers action") against defts Bear Stearns & Co., Inc., Bear Stearns Securities Corp., and Richard Harriton; and reinstating the claims against the Bear Stearns Defendants, by Michael A. Lepera, Andrew Petit, Michael Reynoso, Thomas Rogers, Leo A. Smith, William V. Wright. (Mahon, Cinthia) (Entered: 12/17/2003)

12/12/2003 385

AFFIDAVIT of Lewis S. Sandler in Support of the 384 MOTION to Vacate Judgment by Michael A. Lepera, Andrew Petit, Michael Reynoso, Thomas Rogers, Leo A. Smith, William V. Wright. (Mahon, Cinthia) (Entered: 12/17/2003)

12/12/2003 386 MEMORANDUM in Support re 384 MOTION to Vacate Judgment by

Michael A. Lepera, Andrew Petit, Michael Reynoso, Thomas Rogers, Leo A. Smith, William V. Wright. (Mahon, Cinthia) (Entered: 12/17/2003)

12/30/2003 389

AFFIDAVIT of Service for Mem in Opp to Motion to Appoint Levitt Plfs as lead plfs for ML Direct Shareholders' Claims Against Bear Stearns and to Certify a Limited Class of ML Direct Shareholders on Alan Novich, Esq. on 12/30/03. (Barhome, Sydelle) (Entered: 02/13/2004)

01/05/2004 388

MEMORANDUM in Opposition to the 384 MOTION to Vacate pursuant to Rule 60(b)(1), or, alternatively, 60(b)(5) or 60(b)(6), granting plaintiffs relief from a judgment of this Court dated 6/27/02, which dismissed as time-barred the complaint (the "Rogers action") against defts, filed by the Levitt plaintiffs. (Mahon, Cinthia) (Entered: 02/05/2004)

01/08/2004 390

AMENDED AFFIDAVIT of Service for Mem of Law in Opposition to Motion to Appoint Levitt Plaintiffs as Lead Plaintiffs for ML direct Shareholders' Claims Against Bear Stearns and to Certify a Limited Class of ML Direct Shareholdres upon attorneys Glen, Hasluck, Wolosky on 12/16/03, by attorney for plf. Louis Gottlieb. (Barhome, Sydelle) (Entered: 03/09/2004)

01/23/2004 387

MEMORANDUM in Opposition re 384 MOTION to Vacate pursuant to Rule 60(b)(1), or, alternatively, 60(b)(5) or 60(b)(6), granting plaintiffs relief from a judgment of this Court dated 6/27/02, which dismissed as time-barred the complaint (the "Rogers action") against defts, filed by Bear Stearns & Co., Inc. and Bear Stearns Securities Corp. (Mahon, Cinthia) (Entered: 02/05/2004)

05/07/2004 391

Letter dtd. 5/6/04 from Jonathan M. Plasse to Hon. J. Spatt pertaining to the status of settlement discussions and other issues that have to be resolved by the parties. (Barhome, Sydelle) (Entered: 10/07/2004)

05/14/2004 392

Letter dtd. 5/7/04 from Natasha P. Concepcion to Hon. J. Spatt noting that parties (Applewoods Inc.) have agreed to dismiss the complaint in settlement of the case, however, disagreeing on without prejudice or with prejudice. (Barhome, Sydelle) (Entered: 10/07/2004)

11/10/2004 395

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LETTER dtd 11/10/04 from Howard Thylan to Judge Spatt re: Request for information regarding distribution from the (Sterling Foster)settlement. (Mierzejewski, Elizabeth) (Entered: 12/15/2004)

12/06/2004 393 79.005

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Letter from Howard Thylan dtd. 12/2/04 to Judge Spatt enclosing a copy of letter to the attorneys. (Montero, Edher) (Entered: 12/14/2004)

12/09/2004 394

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LETTER dtd 12/9/04 from Jeffrey J. Amato, Law clerk to the Honorable Arthur D. Spatt to Counsel re: Enclosed copy of Howard Thylan's letter dated November 10, 2004, in which he requests information regarding "distribution from the( Sterling Foster) settlement. Kindly respond to Mr. Thylan and the Court by December 17, 2004, regarding his request for information as to the status of this pending action. (Mierzejewski, Elizabeth) (Entered: 12/15/2004)

03/14/2006 396

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Letter dated 3/14/06 advising parties that Judge Spatt has scheduled a conference for 3/28/06 at 9:00am. by Ardres Montejo. Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Wallner, Robert) (Entered: 03/14/2006)

03/27/2006 397

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Letter APPLICATION dtd. 3/21/06 by Michael Carey to Hon. J. Spatt on behalf of Applewoods, Inc. requesting they be excused from appearing, or be granted leave to appear by phone for the reasons outlined in this letter. Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Barhome, Sydelle) (Entered: 04/04/2006)

03/27/2006

ENDORSED ORDER DENYING 397 Letter, filed by Applewoods, Inc. to appear for conference by telephone . Ordered by Judge Arthur D. Spatt on 3/26/06. Associated Cases: 0:97-cv-00189-ADS-MLO,9:97-cv-03775-ADS-MLO(Barhome, Sydelle) (Entered: 04/04/2006)

03/28/2006 404

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MINUTE ENTRY before Judge Arthur D. Spatt on 3/28/06 at 9:00 a.m. for Civil Cause for Status Conference. Counsel for all sides present. Court Reporter: Harry Rapaport. Case called. Status Conference held. OTHER: Rulings on the record. Hearing scheduled for 5/30/06 at 9:00 a.m.(Coleman, Laurie) Modified on 7/23/2006 to correct typographical error. (Coleman, Laurie). (Entered: 07/14/2006)

05/25/2006 401

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Letter dtd. 5.25.06 by David J. Goldsmith noting enclosure of Stipulation and Agreement of Settlement with Dfts Bear Stearns, Lasergate Systems, Inc., Nancy G. Shalek, Michael Krasnoff. Also pertains to 97cv610, 97cv1689, 97cv3253 and MDL 1208. (Barhome, Sydelle) (Entered: 06/13/2006)

05/25/2006 402

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STIPULATION and AGREEMENT OF SETTLEMENT WITH DEFENDANTS Krasnoff Shalek, Lasergate, and the Bear Stearns Dfts by William V. Wright, Thomas Rogers, Michael Reynoso, Leo A. Smith, also MDL 1208. Associated Cases: MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO(Barhome, Sydelle) (Entered: 06/13/2006)

05/25/2006 403

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ORDER re 402 Stipulation, filed by Thomas Rogers,, Leo A. Smith,, William V. Wright,, Michael Reynoso. For purposes of the Settlement only, this Action is hereby certified as a class action on behalf of a class consisting of all persons and entities, and their heirs, successors and assigns who are members of the subclasses listed in this order (please see order for all details)., Hearing scheduled for 10/27/06 @1:30;. Ordered by Judge Arthur D. Spatt on 6/3/06Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO(Barhome, Sydelle) (Entered: 06/13/2006)

06/05/2006 398

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SETTLEMENT AGREEMENT with Defendents Krasnoff, Shalek, Lasergate and the Bear Stearns Defendants by William V. Wright, Thomas Rogers, Michael Reynoso, Andrew Petit, Michael A. Lepera, Marie Garrett. (Attachments: # 1 Exhibit A - Proposed Order in

Connection with Settlement# 2 Exhibit 1 to Ex. A, Notice of Proposed Settlement# 3 Exhibit 2 to Ex. A, Proof of Claim and Release# 4 Exhibit 3 to Ex. A, Summary Notice of Proposed Settlement# 5 Exhibit B, Order and Final Judgment)Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Goldsmith, David) (Entered: 06/05/2006)

06/05/2006 399

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SETTLEMENT AGREEMENT : Proposed Preliminary Order by Thomas Rogers. Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Goldsmith, David) (Entered: 06/05/2006)

06/05/2006 400

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CERTIFICATE OF SERVICE by Thomas Rogers of Stiplulation and Agreement of Settlement, Proposed Preliminary Order, Lead Plaintiff's Memo of Law in Opposition to the Levitt Group's Renewed 5/19/06 Motion Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Goldsmith, David) (Entered: 06/05/2006)

06/15/2006 406

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LETTER dated 6/13/06 from George A. Bauer III to Judge Spatt Re: This firm is one of the four co-lead counsel representing Plaintiffs and the Class in the above-referenced litigation. As I think the Court is aware, an indictment has been issued from the United States District Court for the Central District of California against Milberg Weiss Bershad & Schulman LLP. It now appears to us that the Settlement Notice to be sent to the Class concerning the proposed settlement should include a disclosure of this fact. Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Coleman, Laurie) (Entered: 08/09/2006)

06/15/2006

ORDER Re: 406 Letter advising the Court that it appears that the Settlement Notice to be sent to the Class concerning the proposed settlement should include a disclosure that an indictment has been issued from the United States District Court for the Central District of California against Milberg Weiss Bershad & Schulman LLP. So Ordered. (Signed by Judge Arthur D. Spatt on 6/15/06). EOD #406. C/M.Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Coleman, Laurie) (Entered: 08/09/2006)

07/24/2006 405

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MEMORANDUM in Opposition Class Plaintiffs' Memorandum of Law in Opposition to Levitt Plaintiffs' Motion to Compel Compliance with Subpoenas by Michael A. Lepera. Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Goldsmith, David) (Entered: 07/24/2006)

08/26/2006 407

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NOTICE by Leslie Trager Att. Fee Application Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Trager,

Leslie) (Entered: 08/26/2006)

08/26/2006 408

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TRIAL BRIEF Mem. Opp. to Settlement by Robert Levitt. Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Trager, Leslie) (Entered: 08/26/2006)

08/26/2006 409

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Witness List by Robert Levitt. Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Trager, Leslie) (Entered: 08/26/2006)

08/26/2006 410

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AFFIDAVIT Affirm. Opp. to Settlement by Robert Levitt. Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Trager, Leslie) (Entered: 08/26/2006)

10/20/2006 411

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Notice of MOTION for Settlement \ Lead Plaintiffs For Final Approval of Proposed Settlement and Plan of Allocation of Net Settlement Fund by Thomas Rogers. Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Goldsmith, David) (Entered: 10/20/2006)

10/20/2006 412

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MEMORANDUM in Support re 411 Notice of MOTION for Settlement \ Lead Plaintiffs For Final Approval of Proposed Settlement and Plan of Allocation of Net Settlement Fund by Thomas Rogers. Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Goldsmith, David) (Entered: 10/20/2006)

10/20/2006 413

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AFFIDAVIT in Support re 411 Notice of MOTION for Settlement \ Lead Plaintiffs For Final Approval of Proposed Settlement and Plan of Allocation of Net Settlement Fund by Thomas Rogers. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E)Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Goldsmith, David) (Entered: 10/20/2006)

10/20/2006 414

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Joint MOTION for Attorney Fees \ Petition of Co-Lead Counsel for Lead Plaintiffs For an Award of Attorneys' Fees and Reimbursement of Expenses by Thomas Rogers. Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Goldsmith, David) (Entered: 10/20/2006)

10/20/2006 415

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MEMORANDUM in Support re 414 Joint MOTION for Attorney Fees \ Petition of Co-Lead Counsel for Lead Plaintiffs For an Award of Attorneys' Fees and Reimbursement of Expenses by Thomas Rogers. Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Goldsmith, David) (Entered: 10/20/2006)

10/20/2006 416

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AFFIDAVIT in Support re 414 Joint MOTION for Attorney Fees \ Petition of Co-Lead Counsel for Lead Plaintiffs For an Award of Attorneys' Fees and Reimbursement of Expenses filed by Thomas Rogers. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E)Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Goldsmith, David) (Entered: 10/20/2006)

10/20/2006 417

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MEMORANDUM in Opposition re 407 Notice(Other) \ Application of Leslie Trager, Esq. for Attorney's Fees and Expenses by Thomas Rogers. Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Goldsmith, David) (Entered: 10/20/2006)

10/31/2006 419

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MEMORANDUM OF DECISION AND ORDER - It is hereby ORDERED, that the Settlement Agreement is approved; and it is further ORDERED, that judgment be entered dismissing all claims against the Settling Defendants on the merits and with prejudice subject to the terms of the Settlement Agreement; and it is further ORDERED, that the allocation plan is approved; and it is further ORDERED, that Lead Counsel for the Plaintiffs be awarded litigation expenses in the amount of $85,935.37; and it is further ORDERED, that Leslie Trager, Esq. be awarded litigation expenses in the amount of $2,862.74; and it is further ORDERED, that Lead Counsel be awarded attorneys' fees of 25% of the settlement fund, after subtraction of litigation expenses, or $327,800.47; and it is further ORDERED, that Leslie Trager, Esq. be awarded attorneys' fees in the sum of $20,790.00; and it is further ORDERED that the motion of Leslie Trager, Esq. to be appointed Lead Counsel is DENIED; and is further ORDERED that the Clerk of the Court is directed to close these six cases. (Signed by Judge Arthur D. Spatt on 10/31/06).Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Coleman, Laurie) (Entered: 11/02/2006)

10/31/2006 420

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JUDGMENT - ORDERED AND ADJUDGED that the Settlement Agreement is approved; that all claims against the Settling Defendants are dismissed on the merits and with prejudice subject to the terms of the Settlement Agreement; that the allocation plan is approved; that Lead Counsel for plaintiffs is awarded litigation expenses in the amount of $85,935.37; that Leslie Trager, Esq. is awarded litigation expenses in the amount of $2,862.74; that Lead Counsel is awarded attorneys' fees of 25% of the settlement fund, after subtraction of litigation expenses, in the amount of $327,800.47; that Leslie Trager, Esq., is awarded attorneys' fees in the sum of $20,790.00; and that the motion of Leslie Trager, Esq., to be appointed Lead Counsel is denied. (Signed by Judge Arthur D. Spatt on 10/31/06).Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Coleman, Laurie) (Entered: 11/02/2006)

11/01/2006 418 5.731 KB

Letter re: question at fairness hearing by Robert Levitt. Associated Cases: 0:97-cv-00189-ADS-MLO,0:97-cv-00610-ADS-MLO,0:97-cv-01689-

ADS-MLO,0:97-cv-03253-ADS-MLO,9:97-cv-03775-ADS-MLO(Trager, Leslie) (Entered: 11/01/2006)

11/16/2006 425

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NOTICE OF APPEAL (docketed as per Stipulation and Order dated 12/27/06, document# 424) as to 420 Judgment, by Robert Levitt. (Duong, Susan) (Entered: 01/16/2007)

11/17/2006 421 8.302 KB

Letter from Leslie Trager to Judge Spatt by Robert Levitt. (Trager, Leslie) (Entered: 11/17/2006)

11/20/2006 422

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Letter to Court in Response to Letter of Leslie Trager, Esq. dated November 17, 2006 by William V. Wright, Thomas Rogers, Michael Reynoso, Andrew Petit, Michael A. Lepera, Marie Garrett. (Goldsmith, David) (Entered: 11/20/2006)

11/21/2006 423

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ORDER Re: 421 Letter - The legal fees are to be held in escrow in an interest bearing account pending appeal. (Signed by Judge Arthur D. Spatt, on 11/21/06). (Coleman, Laurie) (Entered: 11/28/2006)

12/27/2006 424

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STIPULATION AND ORDER- 1. The notice of appeal filed by the Levitt plaintiffs shall be deemed to have been filed in case 97 CV 00189 as well as in 99 CV 2789, provided that the appeal in 97 CV 00189 is only with respect to claims relating to the MDL Direct, Inc. class. 2. The record on appeal shall be taken from the docket in 97 CV 00189 and 99 CV 2789 and the Clerk of the Court is directed to transmit the docket for the record in both of these cases, to the extent not previously done, to the United States Court of Appeals for the Second Circuit. 3. All parties who participated in the settlement hearing with respect to the above entitled cases shall be allowed to appear as a party in the appeal of the above cases. So Ordered. (Signed by Judge Arthur D. Spatt on 12/27/06). (Coleman, Laurie) (Entered: 01/12/2007)

01/16/2007

Electronic Index to Record on Appeal sent to US Court of Appeals 402 Stipulation, 408 Trial Brief, 393 Letter, 394 Letter, 410 Affidavit, 423 Order, 414 Joint MOTION for Attorney Fees \ Petition of Co-Lead Counsel for Lead Plaintiffs For an Award of Attorneys' Fees and Reimbursement of Expenses, 409 Witness List, 417 Memorandum in Opposition, 405 Memorandum in Opposition, 418 Letter, 399 Settlement Agreement, 425 Notice of Appeal, 413 Affidavit in Support, 416 Affidavit in Support of Motion, 406 Letter, 424 Stipulation and Order, 404 Status Conference, 420 Judgment, 419 Memorandum & Opinion, 415 Memorandum in Support, 401 Letter, 412 Memorandum in Support, 397 Letter, 400 Certificate of Service, 422 Letter, 395 Letter, 396 Letter, 403 Order, 407 Notice(Other), 398 Settlement Agreement, 411 Notice of MOTION for Settlement \ Lead Plaintiffs For Final Approval of Proposed Settlement and Plan of Allocation of Net Settlement Fund, 421 Letter For docket entries without a hyperlink, contact the court and we'll arrange for the document(s) to be made available to you. (Duong, Susan) (Entered: 01/16/2007)

01/18/2007 426 86.259

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NOTICE of Change of Law Firm Name [Milberg Weiss & Bershad LLP] by Robert A. Wallner (Attachments: # 1 Certificate of Service) (Wallner,

Robert) (Entered: 01/18/2007)

01/19/2007 427 284.761

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NOTICE of Change of Firm, Address and Email by Andrew D. Kaizer (Kaizer, Andrew) (Entered: 01/19/2007)

01/29/2007 428

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DESIGNATION of Record on Appeal forwarded to USCA re 425 Notice of Appeal including: original and 3 copies of the index, clerk's certificate and certified copy of the docket sheet. (Attachments: # 1 Index-part 2) (Duong, Susan) (Entered: 01/29/2007)

02/07/2007 429

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USCA Acknowledgment: index received, for 425 Notice of Appeal filed by Robert Levitt. USCA# 07-0173. (Attachments: # 1 Index part 2) (Duong, Susan) (Entered: 02/13/2007)

10/16/2007 430

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NOTICE by William V. Wright, Thomas Rogers, Michael Reynoso, Andrew Petit, Michael A. Lepera, Douglas Morehead, Susan Morehead, William Kent, William Maxey, David Valentine, Ardres Montejo, David Black, Marie Garrett, Leo A. Smith, Control Touch Systems, Inc., Noam Sharf, Stephanie Sharf, Mayer Gross, Jeffrey Stauffer, Ali Soliman Change of Firm Name and Address (Goldsmith, David) (Entered: 10/16/2007)

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