SEC NEWS DIGEST · Rosenberg, Jack A. Gilbert, Howard M. Caplan, Gerald J. Perlmutar and Douglas H....

SEC NEWS DIGEST Issue 97-250 December 31, 1997

COMMISSION ANNOUNCEMENTS

SEC ORDERS DISTRIBUTION OF DISGORGEMENT FUND IN THE MATTER OF ELLIOT ROSENBERG, JACK GILBERT, HOWARD CAPLAN, GERALD PERLMUTAR, AND DOUGLAS MANSFIELD

The Commission today announced the entry of an Order DirectingDistribution of Disgorgement Fund in the Matter of Elliot B. Rosenberg, Jack A. Gilbert, Howard M. Caplan, Gerald J. Perlmutar and Douglas H. Mansfield (the respondents). The Order directs that the $435,000 disgorged by the respondents be distributed to approved claimants on a pro rata basis, in accordance with the Division of Enforcement's recommendation.

The Commission had ordered disgorgement and other remedial sanctions in its Order Instituting Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 15 (b)(6) of the Securities Exchange Act of 1934, Making Findings and Imposing Sanctions and Cease and Desist Orders. That action arose from a scheme to manipulate the prices for shares of Multireal Properties, Inc. and Delicorp Foodservice, Inc. See in the Matter of Elliot B. Rosenberg, Jack A. Gilbert, Howard M. Capian, Gerald J. Perlmutar and DouglasH. Mansfield, Admin. Proc. File No. 3-8703 (May 25, 1995). (Rels.33-7492; 34-39501)

PUBLICATION OF REGULATORY FLEXIBILITY ACT RULE REVIEW SCHEDULE

The Commission has authorized publication in the Federal Register of a list of rules scheduled for review pursuant to the RegulatoryFlexibility Act. The list provides the public with notice that these rules are scheduled for review by the agency and that the public is invited to comment on them. Public comments are due by . January 31, 1998. (Rels. 33-7491, 34-39496, 35-26806, 39-2360, IC-22978, IA-1690j File No. S7-34-97)

INVESTMENT COMPANY ACT RELEASES

FEDERATED INDEX TRUST

An order has been issued on an application filed by Federated Index Trust and ANB Investment Management and Trust Company (Subadviser)under Section 6(c) of the Investment Company Act for an exemptionfrom Section 15(a) of the Act. The order permits the implementation, without shareholder approval, of a new investment advisory agreement for a period of up to 120 days following the date of a change in control of the Subadviser (but in no event later than May 30, 1998). The order also permits the Subadviser to receive all fees earned under the new investment sub-advisory agreementfollowing shareholder approval. (Rel. IC-22977 - December 29)

DIAMONDS TRUST, DJIA TRUST RECEIPTS SERIES, PDR SERVICES CORPORATION AND ALPS MUTUAL FUNDS, INC.

An order has been issued on an application filed by Diamonds Trust,DJIA Trust Receipts Series (Trust), PDR Services Corporation(Sponsor) and ALPS Mutual Funds, Inc. under Section 6 (c) of the Investment Company Act for an exemption from Sections 4(2), 14(a), 22(d), 24(d) and 26(a) (2)(C) of the Act and Rule 22c-1 under the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act, and under Rule 17d-1 under the Act to permit certain joint transactions. The order (i) permits the Trust, a unit investment trust whose portfolio will consist of the component stocks of the Dow Jones Industrial Average, to issue non-redeemable securities (DJIA Trust Receipts); (ii) permits secondary market transactions in DJIA Trust Receipts at negotiated prices;(iii) permits dealers to sell DJIA Trust Receipts to purchasers in the secondary market unaccompanied by a prospectus, when prospectusdelivery is not required by the Securities Act of 1933; (iv) permits certain expenses associated with the creation and maintenance of the Trust to be borne by the Trust rather than the Sponsor; (v) exempts the Sponsor from the Act's requirement that it purchase, or placewith others, $100,000 worth of DJIA Trust Receipts; (vi) permits affiliated persons of the Trust to deposit securities into and receive securities from the Trust in connection with the purchaseand redemption of DJIA Trust Receipts; and (vii) permits the Trust to reimburse the Sponsor and/or the American Stock Exchange, Inc. for paYment of an annual licensing fee to Dow Jones & Company, Inc. (Rel. IC-22979 - December 30)

HOLDING COMPANY ACT RELEASE

NATIONAL FUEL GAS

A notice has been issued giving interested persons until January 22,

2 NEWS DIGEST, December 31, 1997

1998 to request a hearing on a proposal by National Fuel Gas Company(NFG), a gas registered holding company, to amend its certificate of incorporation, subject to shareholder approval, to increase the number of authorized shares of common stock from 100/000/000 to 200,000,000 shares, eliminate all existing shares of authorized but unissued preferred stock and authorize 10,000,000 shares of a new class of preferred stock. An order has been issued authorizingNFG/s solicitation of proxies to approve these amendments. (ReI.35-26805)

SELF-REGULATORY ORGANIZATIONS

IMMEDIATE EFFECTIVENESS OF RULE CHANGES

The Commission approved acceleration of the operative date of a proposed non-controversial rule change (SR-NASD-97-97), submitted bythe National Association of Securities Dealers conforming the Rules of the Association to the recently revised Nasdaq By-Laws.Publication of the proposal is expected in the Federal Registerduring the week of January 5, 1998. (ReI. 34-39494)

The Municipal Securities Rulemaking Board filed a proposed rule change pursuant to Section 19(b) (3)(A) of the Securities ExchangeAct of 1934. The proposed rule change delays the effectiveness of the MSRB's requirement to report customer transactions until March 1, 1998. Publication of the notice in the Federal Register is expected during the week of January 5, 1998. (ReI. 34-39495)

PROPOSED RULE CHANGE

The National Association of Securities Dealers has filed a proposedrule change (SR-NASD-97-44) under Rule 19b-4 of the Exchange Act relating to the eligibility of claims for arbitration. Publication of the proposal is expected to be made in the Federal Registerduring the week of December 29. (ReI. 34-39487)

APPROVAL OF PROPOSED RULE CHANGES

The Commission approved a proposed rule change filed by the ChicagoStock Exchange (SR-CHX-97-21) regarding suitability of custom~r recommendations. publication of the approval order 1S expected 1n the Federal Register during the week of January 5, 1998. (ReI. 34-39498)

The Commission approved a proposed rule change filed by the ChicagoStock Exchange (SR-CHX-97-2l) regarding suitability of customer recommendations. publication of the approval order is expected in the Federal Register during the week of January 5, 1998. (ReI. 34-39498)

NEWS DIGEST, December 311 1997 3

DELISTINGS

An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration Edison Brothers Stores, Inc., Common Stock, $1. 00 Par Value. (ReI. 34-39499)

An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration The LehighGroup Inc., Common Stock, $0.001 Par Value. (ReI. 34-34500)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appearsas follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File' number and date filed; AssignedBranch; and a designation if the statement is a New Issue.

S-8 BENCKISER NV, WORLD TRADE CENTER AMSTERDAM AIRPORT TOW,ER C SCHIPHOLBLVD 229 1118 BH SCHIPHOL A, THE NETHERLANDS, P8 - 6,000,000($157,350,000) COMMON STOCK. (FILE 333-8108 - DEC. 18) (BR. 4)

F-3 NORSK HYDRO A S, BYGDOY ALLE 2, N-0240 OSLO 2, NORWAY, Q8 (212) 688-6606- 1,000,000,000 ($1,000,000,000) STRAIGHT BONDS. (FILE 333-8110 - DEC. 18)(BR. 4)

5-8 OBJECTIVE SYSTEMS INTEGRATORS INC, 100 BLUE RAVINE RD STE 210, FOLSOM,CA 95630 (916) 353-2400 - 3,800,000 ($35,507,200) COMMON STOCK. (FILE333-43215 - DEC 24) (BR. 3)

SB-2 SURMODICS INC, 9924 W 74TH ST, EDEN PRAIRIE, MN 55344 (612) 829-2700 -2,300,000 ($19,550,000) COMMON STOCK (FILE 333-43217 - DEC. 24) (BR. 9)

S-l GRANT GEOPHYSICAL INC, 16850 PARK ROW, HOUSTON, TX 77084 (713) 39B-9503

- 3,459,414 ($17,297,070) COMMON STOCK. (FILE 333-43219 - DEC. 24)(BR 4)

S-3 SPACEHAB INC \WA\, 1595 SPRING HILL ROAD, STE 360, VIENNA, VA 22182 (703) 821-3000 - 63,250,000 ($63,250,000) CONVERTIBLE DEBENTURES AND NOTES.(FILE 333-43221 - DEC. 24) (BR. 5)

S-l COW HOLDING CORP, COMMERCE COURT 4 STATION SQUARE, STE 700, PITTSBURGH,PA 15219 (412) 454-2200 - $300,000,000 COMMON STOCK. (FILE 333-43225 -DEC. 24) (BR. 6)

S-s KILROY REALTY CORP, 2250 E IMPERIAL HWY, C/O KILROY INDUSTRIES,EL SEGUNDO, CA 90245 (310) 563-5500 - 1,500,000 ($34,070,375) COMMON STOCK.(FILE 333-43227 - DEC. 24) (BR. 8)

S-3 SIMON DEBARTOLO GROUP INC, 115 WEST WASHINGTON ST, SUITE 15 EAST,INDIANAPOLIS, IN 46204 (317) 636-1600 - 1,534,330 ($49,528,172.40)COMMON STOCK. (FILE 333-43235 - DEC. 24) (BR. 8)

S-3 RIDDELL SPORTS INC, 900 3RD AVE, NEW YORK, NY 10022 (212) 826-4300 -1,395,011 ($5,928,796.75) COMMON STOCK. (FILE 333-43247 - DEC 24)(BR 5)


S-3 AMERICAN STORES CO /NEW/, 709 E SOUTH TEMPLE, SALT LAKE CITY, UT S4102 (SOl) 539-0112 - $1,000,000,000 STRAIGHT BONDS. (FILE 333-43251 - DEC 24)(BR. 2)

S-4 WORLDCOM INC /GA/, 515 EAST AMITE ST, JACKSON, MS 39201 (601) 360-8600 - 42,038,823 ($2,335,782,103) COMMON STOCK. (FILE 333-43253 - DEC. 24)(BR. 3)

S-S CFX CORP, 102 MAIN ST, KEENE, NH 03431 (603) 352-2502 - 251,500($5,251,320) COMMON STOCK. (FILE 333-43255 - DEC. 24) (BR. 7)

S-8 WICOR INC, 626 E WISCONSIN AVE, PO BOX 334, MILWAUKEE, WI 53202 (414) 291-7026 - 150,000 ($6,693,750) COMMON STOCK. (FILE 333-43257 _ DEC. 24) (BR. 4)

S-4 WORLDCOM INC /GA/, 515 EAST AMITE ST, JACKSON, MS 39201 (601) 360-8600 - 94,261,911 ($1,206,257,892) COMMON STOCK. (FILE 333-43261 - DEC 24)(BR. 3)

S-3 COMPUTER TASK GROUP INC, 800 DELAWARE AVE, BUFFALO, NY 14209 (716) 882-8000 - 200,000 ($7,025,000) COMMON STOCK (FILE 333-43263 -DEC. 24) (BR. 3)

S-4 AXENT TECHNOLOGIES INC, 2400 RESEARCH BLVD, STE 200, ROCKVILLE, MD 20850 (301) 258-5043 - 10,865,404 ($160,858,911) COMMON STOCK. (FILE 333-43265 -DEC. 24) (BR 3)

S-3 LIBERTY PROPERTY TRUST, 65 VALLEY STREAM PKWY, STE 100, MALVERN, PA 19355 (610) 648-1700 (FILE 333-43267 - DEC 24) (BR 8)

S-3 CARNIVAL CORP, 3655 N W 87TH AVE, PO BOX 1347, MIAMI, FL 33178 (305) 599-2600 (FILE 333-43269 - DEC 24) (BR. 5)

8-8 MEDFORD BANCORp INC, 29 HIGH ST, MEDFORD, MA 02155 (617) 395-7700 -15,000 ($594,450) COMMON STOCK (FILE 333-43271 - DEC. 24) (BR 7)

S-8 MEDFORD BANCORP INC, 29 HIGH ST, MEDFORD, MA 02155 (617) 395-7700 -100,000 ($3,963,000) COMMON STOCK (FILE 333-43273 - DEC. 24) (BR 7)

S-8 SENSORMATIC ELECTRONICS CORP, 951 YAMATO ROAD, BOCA RATON, FL 33431 (561) 989-7000 - 100,000 ($1,621,875) COMMON STOCK. (FILE 333-43275 -DEC 24) (BR 3)

S-3 CET ENVIRONMENTAL SERVICES INC, 7670 SOUTH VAUGHN CT, SUITE 130, ENGLEWOOD, CO 80112 (714) 505-1800 - 729,248 ($4,922,424) COMMON STOCK. (FILE 333-43279 - DEC. 24) (BR 9)

S-l NORTHEAST PENNSYLVANIA FINANCIAL CORP, 12 E BROAD STREET, HAZLETON, PA 18201 (717) 459-3700 - 6,427,350 ($64,273,500) COMMON STOCK. (FILE333-43281 - DEC. 24) (BR. 7 - NEW ISSUE)

S-3 FOCUS ENHANCEMENTS INC, 142 NORTH ROAD, SUDBURY, MA 01776 (617) 938-8088 _ 2,162,869 ($7,570,041.50) COMMON STOCK (FILE 333-43285 - DEC. 24)(BR. 3)

S-l SFX ENTERTAINMENT INC, 650 MADISON AVENUE, NEW YORK, NY 10022 (212) 838-3100 - $104,332,000 COMMON STOCK (FILE 333-43287 - DEC. 24)

(BR 5 - NEW ISSUE)

S-8 SENSORMATIC ELECTRONICS CORP, 951 YAMATO ROAD, BOCA RATON, FL 33431 (561) 989-7000 - 2,000,000 ($30,393,559.25) COMMON STOCK. (FILE 333-43289

- DEC. 24) (BR. 3)

S-4 MAINSTREET BANKGROUP INC, 200 EAST CHURCH ST, MARTINSVILLE, VA 24112 (540) 666-6724 _ 887,128 ($12,863,356) COMMON STOCK. (FILE 333-43293 -DEC 24) (BR. 7)

S-8 GLOBAL VENTURE FUNDING INC, 50 SANTA ROSA AVE, STE 426, SANTA ROSA, CA 95404 (707) 573-9916 - 210,000 ($210,000) COMMON STOCK. (FILE 333-43295 -DEC. 24) (BR. 3)

NEWS DIGEST, December 31, 1997 5

S-3 PRIMARK CORP, 1000 WINTER ST STE 4300N, WALTHAM, MA 02154 (781) 466-6611

- 2,200.000 ($88,484.000) COMMON STOCK. (FILE 333-43299 - DEC. 24)

(BR. 1)

S-l ANNUITY ~ LIFE RE HOLDINGS LTD. VICTORIA HALL,

VICTORIA STREET, PO BOX HM 1262, HAMILTON, EM BERMUDA, (441) 295-1422 -

19,262,500 ($308,200,000) COMMON STOCK. (FILE 333-43301 - DEC. 24)

(BR. 1 - NEW ISSUE)

5-3 HOME PROPERTIES OF NEW YORK INC, 850 CLINTON SQ, ROCHESTER, NY 14604

(716) 246-4105 - 800,000 ($21,625,000) COMMON STOCK. (FILE 333-43303 -DEC. 24) (BR. 8)

S-8 WINDSWEPT ENVIRONMENTAL GROUP INC, 100 SWEENEYDALE AVE, BAY SHORE, NY11706 (516) 694-7060 - 1,000,000 ($290,000) COMMON STOCK. (FILE 333-43305

- DEC 24) (BR. 4)

SB-2 ESOFT INC, 5335 STERLING DRIVE SUITE 300, SUITE 3000, BOULDER. CO 80301

(303) 444-1600 - 3.351.161 ($3,351,161) COMMON STOCK. (FILE 333-43307 -DEC. 24) (BR. 9)

S-8 SEARS ROEBUCK & CO, 3333 BEVERLY RD B-5 317A, HOFFMAN ESTATES, IL 60179

(847) 286-2500 - 25,000.000 ($25,000,000)

OTHER SECURITIES INCLUDING VOTING TRUST. (FILE 333-43309 - DEC. 24)

(BR. 2)

S-3 OLD REPUBLIC INTERNATIONAL CORP, 307 N MICHIGAN AVE, CHICAGO, IL 60601

(312) 346-8100 - 500,000,000 ($500,000,000) STRAIGHT BONDS. (FILE

333-43311 - DEC. 24) (BR. 1)

S-l DUANE READE INC, 440 NINTH AVE, NEW YORK, NY 10001 (212) 273-5700 -75,000,000 ($75,000,000) STRAIGHT BONDS. (FILE 333-43313 - DEC. 24)

(BR. 1)

N-2 NEW AMERICA HIGH INCOME FUND INC, TEN WINTHROP SQ, FIFTH FLOOR, BOSTON,

MA 02110 (617) 350-8610 - 16,241,851 ($91,360,411.88) COMMON STOCK. (FILE

333-43315 - DEC. 24) (BR. 17)

S-3 GLIMCHER REALTY TRUST, 20 SOUTH THIRD STREET, COLUMBUS, OH 43215

(614) 621-9000 (FILE 333-43317 - DEC. 24) (BR. 8)

S-3 COMFORCE CORP, 2001 MARCUS AVE, LAKE SUCCESS. NY 11042 (516) 328-7300 -169,000 1$1,235,813) COMMON STOCK. (FILE 333-43321 - DEC 24) (BR. 7)

S-3 CIT GROUP SECURITIZATION CORP II, 650 CIT DR, LIVINGSTON, NJ 07039

(201) 740-5000 - 1,000,000 ($1,000,000) EQUIPMENT TRUST CERTIFICATES

(FILE 333-43323 - DEC 24) (BR. 8)

S-8 SOMNUS MEDICAL TECHNOLOGIES INC, 285 N WOLFE RD, SUNNYVALE, CA 94086

(408) 773-9121 - 3,268,481 ($14,622,982 43) COMMON STOCK. (FILE 333-43325

- DEC. 24) (BR. 1)

S-4 COMFORCE CORP, 2001 MARCUS AVE, LAKE SUCCESS, NY 11042 (516) 328-7300 -20,000,000 ($20,000,000) STRAIGHT BONDS. (FILE 333-43327 - DEC. 24)

(BR. 7)

S-l GRAND COURT LIFESTYLES INC, 2650 NORTH MILITARY TRAIL, STE 350,

BOCA RATON, FL 33431 (407) 997-0323 - 312,500 (SJ,492,SOO) COMMON STOCK.

(FILE 333-43331 - DEC. 24) (BR. 1)

S-3 TYCO INTERNATIONAL LTD IBERI, THE GIBBONS BUILDING,

10 QUEENS STREET SUITE 301, HAMILTON HM 12 BERMU, DO (441) 292-8374 (FILE

333-43333 - DEC. 24) (BR. 6)

S-4 AIRXCEL INC, 3050 N ST FRANCIS, WICHITA, KS 67219 (316) 832-3484 -90,000,000 ($90,000,000) STRAIGHT BONDS. (FILE 333-43335 - DEC. 24)(BR 6 - NEW ISSUE)

S-l SAGE VARIABLE ANNUITY ACCOUNT A, 300 ATLANTIC STREET, STAMFORD. CT 06901

(203) 324-6338 - $338,900 VARIABLE ANNUITY ISSUES (FILE 333-43337 -DEC 24) (BR. 20)


--------------------------------------------------------------------------

S-4 KNOLOGY HOLDINGS INC /GA, 312 WEST 8TH STREET, 706-645-3903, WEST POINT,GA 31833 (706) 645-8553 - 444,100,000 ($249,339,500.90) STRAIGHT BONDS. (FILE 333-43339 - DEC.' 24) (BR. 3)

S-4 COMFORCE OPERATING CO, 2001 MARCUS AVE, LAKE SUCCESS, NY 11042 (516) 328-7300 - 110,000,000 ($110,000,000) STRAIGHT BONDS. (FILE333-43341 - DEC. 24) (BR. 8 - NEW ISSUE)

SB-2 JAVA CENTRALE INC /CA/, 1610 ARDEN WAY, STE 145, SACRAMENTO, CA 95815 (916) 568-2310 - 2,885,000 ($10,097,500) COMMON STOCK (FILE 333-43343 -DEC. 24) (BR. 2)

RBCENl' 8K FILllIGS

Form 8-K is used by compan1es to file current reports on the following events:

Item 1. Changes 1n Control of Registrant.

Item 2. ACqu1s~t1on or D1spos~tion of Assets.

Item 3. Bankruptcy or Rece~versh~p.

Item 4. Changes in Reg1strant's Cert1fY1ng Accountant

Item 5. Other Mater1ally Important Events.

Item 6. Res1gnat1ons of Reg~strant's Directors.

Item 7. F~nanc1al Statements and Exh~b~ts

Item 8 Change in F1scal Year

Item 9 Regulat~on S Offer1ngs

The follow1ng compan~es have flled 8-K reports for the date lndlcated and/or amendments to 8-K reports prevlously

f11ed, respond~ng to the ltem(s) of the form spec1f1ed 8-K reports may be obtalned In person or by wr1tlng to the

Commlsslon's Publ~c Reference Branch at 450 F1fth Street, N W , Washlngton, D C 20549 or at the follow1ng e-mall box

address: <public a.nf o @ sec>. In most cases, t.ha s anf orrnat.aon 15 also ava i Lab Le on the CommlsSlon' 5 webs1te

<www.sec.gov>

STATE 8K ITEM NO.

N1IME OF ISSUER CODE I 234 5 6 7 8 9 DATE

ACADEMIC

ADVANTA

COMPUTER SYSTEMS

HOME EQUITY LOAN

INC

TRUST 1996

NJ X

X X

12/03/97

11/30(97

AMEND

-4 ADVANTA HOME EQUITY LOAN TRUST 1997 X X 11/30/97

-1 ADVANTA MORTGAGE LOAN TRUST 1997-2

ADVANTA MORTGAGE LOAN TRUST 1997-3

AERIAL COMMUNICATIONS INC

AFG RECEIVABLES CORP





AIRPLANES LTD

AIRPLANES US TRUST

ALLIANCE CAPITAL MANAGEMENT LP

AMBASSADOR APARTMENTS INC

AMCON DISTRIBUTING CO

AMERICA SERVICE GROUP INC /DE

AMERICAN RESOURCES OF DELAWARE INC

AMERICAN SPORTS HISTORY INC

ANALYSIS & TECHNOLOGY INC

ANDERSEN GROUP INC

ARTISTIC GREETINGS INC

DE

CA

CA

CA CA

CA

DE

DE

MD

DE

DE

DE

NV

CT

CT

DE

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

11/30/9711(30(97

12/18/97

12/15/97

12/15/97

12/15(9712/15/97

12/15/97

12/30/97

12/30/97

12/30/97

12/23/9711/10/9712/29/97

12/16/97

12/22/97

12/30/97

12/23/97

12/21/97

AMEND

STATE 8K ITEM NO.


NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT

ARV ASSISTED LIVING INC

ASSOCIATED TECHNOLOGIES

BA MORTGAGE SECURITIES INC MORT

S THR CERT SERIES 1997-3

PAS

CA

NV DE

x X

X X X

12/16/97

12/19/97

12/19/97

BANC ONE ABS CORP OH BANC ONE AUTO GRANTOR TRUST 1996-A NY

BANC ONE CREDIT CARD MASTER TRUST NY

BANC ONE HOME EQUITY LOAN TRUST 199 DE X

x x x

x x x

12/15/97

12/15/97

12/15/97

12/31/97

6-A BANDO MCGLOCKLIN CAPITAL CORP

BANK ONE TEXAS NATIONAL ASSOCIATION

BANKBOSTON MARINE ASSET BACKED TRUS

T 1997-1

WI

DE

x x x

x x x

12/22/97

12/22/97

12/30/97

BANKBOSTON RECREATIONAL VEHICLE ASS

ET BACKED TRUST 1997-1

DE x x 12/30/97

BERG ELECTRONICS CORP /DE/

BIOFIELD CORP \DE\

BIOSEPRA INC

BLC FINANCIAL SERVICES INC

BOATMENS AUTO TRUST 1995-A

BOATMENS AUTO TRUST 1996-A

BREWER C HOMES INC

DE

DE

DE

DE

DE

DE

DE

x x x x x x x

x x

x x x x

12/22/97

12/17/97

12/12/97

12/30/97

12/15/97

12/15/97

08/13/97

BTG INC IVAI

BUDGET GROUP INC

CAl WIRELESS SYSTEMS INC

CARACO PHARMACEUTICAL LABORATORIES

LTD

VA

DE

CT

MI

x x x x

x x x

12/19/97

12/01/97 AMEND

12/29/97

12/23/97

CARLYLE INCOME PLUS LTD

CENTERPOINT PROPERTIES TRUST

CENTRAL & SOUTH WEST CORP

CENTRAL GARDEN & PET COMPANY

CENTRAL GARDEN & PET COMPANY

CENTRAL RESERVE LIFE CORP

CENTURY SOUTH BANKS INC

CHAMPION FINANCIAL CORP /MD/

CHANCELLOR MEDIA CORP OF LOS ANGELE

IL

MD

DE

DE

DE

OH

GA

UT

DE

X

X X

X

x x

x x

x

x x x x x x

x 11/17/97

12/24/97

12/22/97

12/16/97

12/18/97

12/17/9712/30/97

12/15/97

12/22/97

S

CHASE COMMERCIAL MORTGAGE SECURITIE NY x x 12/18/97

S CORP

CHATCOM INC

CHECKFREE CORP \GA\

CHEROKEE INC

CHEVY CHASE AUTO RECEIVABLES

1995-1

TRUST

CA

DE

DE

MD

x x x x

x x x

12/19/97

12/22/97

12/23/97

11/30/97

CHEVY CHASE AUTO

1995-2

RECEIVABLES TRUST MD x 11/30/97

CHEVY CHASE AUTO

1996-1


CHEVY CHASE AUTO

1996-2


CHEVY CHASE AUTO

1997-1


CHEVY CHASE AUTO 1997-2


CHEVY CHASE AUTO RECEIVABLES

1997-3

TRUST MD x 11/30/97

CHEVY CHASE HOME LOAN TRUST 1996-1

CHEVY CHASE HOME LOAN TRUST 1997-1

CHEVY CHASE MASTER CREDIT CARD TRUS

MD

MD

MD

x x x

11/30/97

11/30/97

11/30/97

T


I

I

I

•

--------------------------------------------------------------------------STATE 8K ITEM NO.

NAME OF ISSUER CODE 1 :2 3 4 5 6 7 8 9 DATE COMMENT

CHEVY CHASE MASTER CREDIT CARD TRUS MD

TIl

CHOCK FULL 0 NUTS CORP NY

CHOICETEL COMMUNICATIONS INC /MN/

CIENA CORP

MN

DE

CINCINNATI MICROWAVE INC OH

CITICORP MORTGAGE SECURITIES INC DE

CITIZENS FIRST FINANCIAL CORP DE

CLASSNOTES TRUST 1997-1 NJ

CMG INFORMATION SERVICES INC DE

COMMERCIAL BANCSHARES INC \OH\ OH

COMMERCIAL MORTGAGE ACCEPTANCE CORP MO

COMPUTER HORIZONS CORP NY

COMTEC INTERNATIONAL INC NM

CONCENTRIC NETWORK CORP FL

CONTIMORTGAGE HOME EQUITY LOAN TRUS NY

T 1997-1

CONTIMORTGAGE HOME EQUITY LOAN TRUS NY

T 1997-2

CONTIMORTGAGE HOME EQUITY LOAN TRUS

T 1997-3

CONTIMORTGAGE HOME EQUITY TURST 199

7 4

COPLEY REALTY INCOME PARTNERS 2 MA

COUNTRYWIDE HOME EQUITY LOAN TRUST

1996 A

COUNTRYWIDE HOME EQUITY LOAN TRUST NY

1997-A COUNTRYWIDE HOME EQUITY LOAN TRUST CA

1997-B

COUNTRYWIDE HOME EQUITY LOAN 7RUST CA

1997-C

CREATIVE COMPUTERS INC DE

X

X

X

X

X

X

X

X

CREATIVE TECHNOLOGIES CORP NY X X

X 11/30/97

X 12/30/97

X X 12/24/97

X X 12/29/97

X 12/30/97

X 12/23/97

X 12/24/97

X X 12/01/97

X X 12/19/97

X 12/24/97

X 12/30/97

X 01/03/98

X X 12/26/97X X 12/16/97

12/15/97

12/15/97

12/15/97

12/15/97

X 12/15/97

X X 12/31/97

X X 12/31/97

X X 12/31/97

X X 12/31/97

x 10/15/97 AMEND

10/15/97 AMEND

x 12/11/97

x 12/12/97 AMEND

CREDIT SUISSE FIRST BOSTON MORTGAGE DE

SECURITIES CORP

CRYOMEDICAL SCIENCES INC DE

CYCLODEXTRIN TECHNOLOGIES DEVELOPME FL

NT INC D H MARKETING & CONSULTING INC NV

DAEDALUS ENTERPRISES INC DE

DAIRY MART CONVENIENCE STORES INC DE

DELTA FUNDING CORP /DE/ DE

DELTA NATURAL GAS CO INC KY

DENTAL SERVICES OF AMERICA INC DE

DIXON TICONDEROGA CO DE DLJ MORTGAGE ACCEPTANCE CORP DE

DONNELLEY R R & SONS CO DE

EAGLE FINANCIAL CORP DE

EINSTEIN NOAH BAGEL CORP DE

ELECTRONIC TRANSMISSION CORP /DE/

EMERSON ELECTRIC CO MO

ENTERGY ARKANSAS INC AR

ENTERGY CORP /DE/ DE

ENTERGY GULF STATES INC TX

ENVIRONMENTAL SAFEGUARDS INC/TX NV

EOP OPERATING LTD PARTNERSHIP DE

EPITOPE INC/OR/ OR

x 12/23/97

X 12/15/97 AMEND

X X 12/23/97

X 12/12/97

X X 12/26/97

X 09/30/97

x X 12/24/97

X 12/26/97

X X 12/15/97

X X 12/16/97

X 12/29/97

X 12/26/97

X X 12/17/97

X 12/29/97

X 09/12/97

X 09/12/97

X 09/12/97

X x 12/17/97

X x x 12/17/97

x x 12/24/97

EQUIVANTAGE ACCEPTANCE CORP DE X 12/31/97

ERGOBILT INC TX x 10/16/97 AMEND


STATE 8K ITEM NO.

NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT

ETHlKA CORP ME

EXCEL COMMUNICATIONS INC ,NEW\ DE

EXCEL REALTY TRUST INC CA

EXCELCOM INC DE

EXCO RESOURCES INC TX

FIELDCREST CANNON INC DE

FINANCIAL ASSET SEC INC MORT PART S

ECURITIES SER 1997-NAMC2

FINANCIAL ASSET SECURITIES CORP DE

FIRST AMERICAN RAILWAYS INC NV

FIRST CAPITAL INSTITUTIONAL REAL ES FL

TATE LTD 3 FIRST CAPITAL INSTITUTIONAL REAL ES IL

TATE LTD 4

FIRST HOME BANCORP INC \NJ\ NJ

FIRST USA CREDIT CARD MASTER TRUST DE

FIRST USA CREDIT CARD MASTER TRUST DE

FLEETWOOD CREDIT RECEIVABLES CORP CA

FLEETWOOD CREDIT RECEIVABLES CORP CA

FRANKLIN BANCORPORATION INC DE

FRETTER INC MI

GLIMCHER REALTY TRUST MD

GLOBAL SPORTS INC DE

GREAT AMERICAN BACKRUB STORE INC NY

GREAT LAKES REIT INC MD

GREEN TREE FINANCIAL CORP DE




















GUARANTEE LIFE COMPANIES INC DE

GUIDANT CORP IN

HALLMARK PROPERTIES INC\OK CO

HEADLANDS MORTGAGE SECURITIES INC DE

HECHINGER CO DE

HICKORY TECH CORP MN

HOME PROPERTIES OF NEW YORK INC MD

HOMECARE INC UT

HOMESTEAD VILLAGE INC MD

HUDSON CHARTERED BANCORP INC NY

IMAGE GUIDED TECHNOLOGIES INC

lMALL INC NV

IMSCO INC /MA/ MA

INCOMNET INC CA

X X

X X

X X

X X

x X X X X

X X

X X X

X X

X X

X

X X

X X

X X

X X

X

X X

X X

X

X

X

X X

X X

X X

X X

X X

X

X X

X X

X X X X

X X

X X

X X

X X

X X

X X

X X

X X

X

X

X X

X X X

X

X X

X X

X

X X

X X

X X

X X

X X

X X

X

X

12/12/97

12/17/97

12/16/97

12/17/97

12/19/97

12/19/97

12/31/97

12/31/97

11/20/97

12/18/97

12/18/97

12/18/97

12/10/97

12/23/97

12/15/97

12/15/9712/16/97

12/19/97

12/18/97

12/15/97

10/16/97 AMEND

12/30/97

12/15/9712/15/97

12/15/97

12/15/97

12/15/97

12/15/97

12/15/97

12/15/97

12/15/97

12/15/97

12/15/97

12/15/97

12/15/97

12/15/97

12/15/9712/15/97

12/15/97

12/15/97

12/15/97

12/19/97

12/23/97

12/19/97

10/16/97

12/15/97

09/26/97 AMEND

12/26/97

09/30/97 AMEND06/30/97

12/05/97 AMEND

12/16/97

12/29/97

12/22/97

12/30/97

12/26/97


--------------------------------------------------------------------------STATE 8K ITEM NO.

NAME OF ISSUER CODE 1 2 3 4 567 8 9 DATE COMMENT

INNOVATIVE VALVE TECHNOLOGIES INC DE

INTEGRATED ORTHOPEDICS INC TX

INTELLlCALL INC DE

INTERSCIENCE COMPUTER CORP /CA/ CA

INVESTORSBANCORP INC WI

IWERKS ENTERTAINMENT INC DE

JAVELIN SYSTEMS INC DE

JPS TEXTILE GROUP INC /DE/ DE

KEY CONSUMER ACCEPTANCE CORP DE

KEY CONSUMER ACCEPTANCE CORP DE

KILROY REALTY CORP MD

LAKE ARIEL BANCORP INC PA

LAMONTS APPAREL INC DE

LASERSIGHT INC /DE DE

LEHMAN HOME EQUITY LOAN TRUST 1996- NY

1

LIDAK PHARMACEUTICALS CA

LIFECORE BIOMEDICAL INC MN

LITHIA MOTORS INC OR

LONG ISLAND BANCORP INC DE

LUKENS MEDICAL CORP DE

MAGNUM HUNTER RESOURCES INC NV

MAKO MARINE INTERNATIONAL INC FL

MARVEL ENTERTAINMENT GROUP INC DE

MASSACHUSETTS ELECTRIC CO MA

MATERIAL SCIENCES CORP DE

MBNA AMERICA BANK NATIONAL ASSOCIAT DE

ION

MBNA AMERICA BK NAT ASSOC MBNA MAST

ER CREDIT CARD TRUST II

MEDIMMUNE INC /DE DE

MEMRY CORP DE

MERIT SECURITIES CORP VA




METRIC PARTNERS GROWTH SUITE INVEST CA

ORS LP

METRO GLOBAL MEDIA INC FL

MONEY STORE ASSET BACKED CERTIFICAT NJ

ES SERIES 1997-B

MONEY STORE AUTO TRUST 1997-1 DE



MONEY STORE BUSINESS LOAN BACKED CE DE

RIFlCATES SERIES 1997-1

MONEY STORE D C INC DC

MONEY STORE HOME EQUITY CORP KY

MONEY STORE HOME EQUITY LOAN TRUST NJ

1997-A MONEY STORE HOME IMPROVEMENT TRUST NJ

1997-II MONEY STORE HOME IMPROVEMENT TRUST NJ

1997-1

MONEY STORE KENTUCKY INC KY

MONEY STORE MINNESOTA INC MN

MONEY STORE RESIDENTIAL TRUST 1997-I

MONEY STORE SBA LOAN BACKED ADJ RAK

CERT SERIES 1997-1

x

x x x

l(

x

l(

x

x

l(

x x

x x x x x

l(

x x x x

x x x

x x x

x

x

x

x x

x

x x

x x x x x

x x

x

x

x

x x

x x x x x x x

x x x x x

x x

x x

x x x x

x x x

x

x x x

x x

x x

x

x x x

x

12/17/97

12/12/97

12/15/97

12/17/97

12/22/9712/29/97

12/19/97

12/18/9712/15/97

12/15/97

12/17/97

x 12/23/9712/18/97

12/24/97

12/31/97

12/23/97

12/15/9712/16/9712/18/9712/29/97

12/17/9712/29/97

12/12/97

12/30/97

12/15/9710/31/97

10/31/97

12/29/97

12/22/97

12/29/9712/29/97

12/29/97

12/29/9712/26/97

12/23/97

12/15/97

12/22/97

12/22/97

12/22/9712/15/97

12/29/97

12/29/97

12/15/97

12/15/97

12/15/97

12/29/97

12/29/97

12/15/97

12/15/97


--------------------------------------------------------------------------STATE 8K ITEM NO.

NAME OF ISSUER CODE 12345678 9 DATE COMMENT

MONEY STORE TRUST 1997-C

MORTGAGE PARTICIPATION SECURITIES

ERIES 1997 NAMC1

S

NJ

VA

X

X

X

X

12/15/97

12/31/97

MOYCO TECHNOLOGIES INC

NAPRO BIOTHERAPEUTICS INC

NATIONAL DATA CORP

NATIONAL REALTY L P

NATIONAL STANDARD CO

NATIONAL STEEL CORP

NATIONAL STEEL CORP

NATIONSBANK AUTO OWNER TRUST 1996-A

NATIONSBANK NA

NATlONSBANK OF DELAWARE NA

NAVISTAR FINANCIAL RETAIL RECEIVABL

ES CORPORATION

PA

DE

DE

DE

IN

DE

DE

DE

NC

DE

DE

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

12/29/97

12/24/97

12/15/9712/15/97

12/16/97

12/29/97

12/29/97

12/15/97

12/15/9712/15/97

12/15/97

NAVISTAR FINANCIAL SECURITIES CORP

NEW CENTURY ASSET BACKED FL RT CERT

SERS 1997-NC5

DE

DE

X

X

X

X

12/26/97

12/31/97

NEW CENTURY ASSET BACKED

CERT SERIES 1997-NC4

FLOAT RATE DE X X 12/31/97

NEW ENGLAND ELECTRIC SYSTEM

NEW ENGLAND POWER CO

NEXAR TECHNOLOGIES INC

NEXTLEVEL SYSTEMS INC

NHANCEMENT TECHNOLOGIES INC

NICHOLAS FINANCIAL INC

NL INDUSTRIES INC

NOBEL EDUCATION DYNAMICS INC

NORTH BANCSHARES INC

NORWEST ASSET SECURITIES CORP

NUTRONICS INTERNATIONAL INC

OLD STONE CORP

OLYMPIC RECEIVABLES FINANCE CORP



MA

MA

DE

DE

DE

FL

NJ

DE

DE

DE

DE

RI

DE

DE

DE

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

12/30/97

12/30/97

12/29/97

12/17/97

12/15/97

12/30/97

12/30/97

12/19/97

12/29/97

12/30/97

12/26/97

12/18/9712/05/97

12/05/97

12/05/97

OMEGA ENVIRONMENTAL INC

OMI TRUST 1997-D

OPTI INC

OXFORD HEALTH PLANS INC

PACIFIC SCIENTIFIC CO

PACIFICAMERICA MONEY CENTER INC

PAINE WEBBER GROUP INC

PAINEWEBBER INCOME PROPERTIES SEVEN

LIMITED PARTNERSHIP

DE

NC

CA

DE

CA

CA

DE

DE

X

X

X

X

X

X

X

X

X

X

X

X

X

X

12/24/97

12/15/97

12/29/97

12/22/97

12/19/97

12/18/97

12/23/97

12/18/97

AMEND

PARACELSUS HEALTHCARE CORP

FATHOGENESIS CORP

PEOPLES TELEPHONE COMPANY INC

PERSONNEL GROUP OF AMERICA INC

PHARMACEUTICAL MARKETING SERVICES

NC

I

CA

DE

NY

DE

DE

X

X

X

X

X X

X

X

12/15/97

12/23/9712/30/97

12/26/9712/24/97

PHYSICIAN HEALTHCARE

RSEY INC

PLAN OF NEW JE NJ X X 12/19/97

PMT SERVICES INC /TN/

PNC STUDENT LOAN TRUST

POLK AUDIO INC

PREMIER BANCSHARES INC /GA

PREMIER LASER SYSTEMS INC

PRICE REIT INC

PRIME GROUP REALTY TRUST

TN

DE

MD

GA

CA

MD

MD

X

X

X

X

X

X

X

X

X

X

X

X

12/31/97

12/26/97

12/23/97

12/30/97

12/30/97

12/23/97

12/15/97

AMEND


--------------------------------------------------------------------------STATE 8K ITEM NO.

NAME OF ISSUER CODE 1 2 3 4 5 6 789 DATE COMMENT

PRODUCERS ENTERTAINMENT GROUP LTD

PROVIDENT AMERICAN CORP

PROVIDENT BANK

PUBCO CORP

QUEST HEALTH CARE FUND VII LP

QUEST HEALTH CARE INCOME FUND I LP

READING " BATES CORP REAL GOODS TRADING CORP

RED HOT CONCEPTS INC

RED OAK HEREFORD FARMS INC

RESIDENTIAL ACCREDIT LOANS INC

RESIDENTIAL FUNDING MORTGAGE SECURI

TIES I INC

DE

PA

OH

DE

DE

DE

DE CA

DE

NV

DE

DE

X

X

X

X

X

X

X

X

X

X

X

X

X

x

x

X

X

10/20/97 AMEND

12/22/9712/29/97

10/20/97 AMEND12/22/9712/22/97

12/29/97

12/30/97

12/15/97 AMEND

12/22/97

ll/30/97

12/24/97

RESIDENTIAL FUNDING MORTGAGE

TIES I INC

SECURI DE X X 12/29/97

RESIDENTIAL FUNDING

TIES I INC

MORTGAGE SECURI DE X X 12/29/97

REYNOLDS METALS CO SALOMON BR MOR SEC VII INC NEW CEN

AST BCK FL RT CE 1997 NC2

DE DE

X

X X

12/29/97

12/31/97

SALOMON BROS MORT

K FL RTE CER SE

SEC VII INC AST

1997-NC1

B DE X X 12/31/97

SALOMON BROTHERS MORT SEC VII

SST BACK CERT SE 1997-NC3

INC A DE X X 12/31/97

SALOMON BROTHERS MORT SEC VII

OR PA THR CER SER 1996-C1

INC M NY X X 12/22/97

SCOTTS COMPANY

SCOTTS LIQUID GOLD INC

SECURITY CAPITAL GROUP INC/

SERVICEMASTER LTD PARTNERSHIP

SHOWSCAN ENTERTAINMENT INC

SIERRA REAL ESTATE EQUITY TRUST

CO

84

OH

CO

MD

DE

DE

MO

X

X

X

X

X

X

x

X

X

X

12/12/97

12/30/9712/05/97 AMEND

12/29/97

12/29/97

12/23/97

SOFTWARE

NC

PUBLISHING CORP HOLDINGS DE X 12/19/97

SOUTHWEST BANCSHARES INC /NEW/

SPORTS AUTHORITY INC /DE/

STAR DOLPHIN INC

STM WIRELESS INC

STORAGE DIMENSIONS INC

SYSTEM ENERGY RESOURCES INC

TELEPHONE " DATA SYSTEMS INC

TELEPHONE " DATA SYSTEMS INC

TEREX CORP

TERRA INDUSTRIES INC

TITAN EXPLORATION INC

TMS MORTGAGE INC

TODAYS MAN INC

TOPS APPLIANCE CITY INC

TRUE NORTH COMMUNICATIONS INC

TRUE NORTH COMMUNICATIONS INC

TRW INC

UACSC 1997-C AUTO TRUST

UACSC 1997-D AUTO TRUST

UNITED STATES CELLULAR CORP

USX CORP

VININGS INVESTMENT PROPERTIES TRUST

DE

DE

NV

DE

DE

AR

IA

IA

DE

MD

DE

NJ

PA

NJ

DE

DE

OH

DE

DE

DE

DE

MA

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

x X

X

X

X

X

X

X

X

x X

X

X

12/30/97

12/22/97

12/19/9712/12/97

12/22/9709/12/97

12/18/97

12/23/97

12/15/97

12/23/97

12/12/97

12/29/97

12/12/97

ll/05/97

12/23/97

12/29/97

12/30/97

12/10/97

12/10/97

12/18/97

12/23/97

12/31/97

/GA

VISUAL EDGE SYSTEMS

VORNADO REALTY LP

INC DE

DE X

X

X X

12/18/97

12/16/97

NEWS DIGEST, December 31, 1997 'll

STATE 8K ITEM NO.

NAME OF ISSUEP CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT

VORNADO REALTY TRUST MD X X X 12/16/97

WACHOVIA CORP/ NC WACHOVIA CORP/ Nt

WALDEN RESID~IAL PROPERTIES

WARNACO GROUP INC /DB/

WATSON GENERAL CORP

INC

NC

Nt

MD

DE

CA

X

X

X

X

X

X

X

X

X

12/15/97

12/19/97

12/16/97

12/12/97

12/17/97

WELLPOINT HEALTH

WESTERN BANCORP

NETWORKS INC /DB/ DB

CA

X

X

X

X

12/30/97

12/23/97

WESTERN POWER & EQUIPMENT CORP DE X X 12/11/97

WESTMARK GROUP HOLDINGS INC DE X X 12/14/97

WRT ENERGY CORP DE X X 12/10/97


SEC NEWS DIGEST · Rosenberg, Jack A. Gilbert, Howard M. Caplan, Gerald J. Perlmutar and Douglas H....

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Transcript of SEC NEWS DIGEST · Rosenberg, Jack A. Gilbert, Howard M. Caplan, Gerald J. Perlmutar and Douglas H....