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    l The first generation is the analog cellular mobile communication network in the

    time period from the middle of 1970s to the middle of 1980s. The most important

    breakthrough in this period is the concept of cellular networks put forward by the

    Bell Labs in the 1970s, as compared to the former mobile communication systems.

    The cellular network system is based on cells to implement frequency reuse and

    thus greatly enhances the system capacity.

    l The typical examples of the f irst generation mobile communication systems are the

    AMPS system and the later enhanced TACS of USA, the NMT and the others. The

    AMPS (Advanced Mobile Phone System) uses the 800 MHz band of the analog

    cellular transmission system and it is widely applied in North America, South

    America and some Circum-Pacific countries. The TACS (Total Access

    Communication System) uses the 900 MHz band. It is widely applied in Britain,

    Japan and some Asian countries.

    l The main feature of the first generation mobile communication systems is that they

    use the frequency reuse technology, adopt analog modulation for voice signals

    and provide an analog subscriber channel every other 30 kHz/25 kHz.

    l However, their defects are also obvious:

    p Low utilization of the frequency spectrum

    p Limited types of services

    p No high-speed data services

    p Poor confidentiality and high vulnerability to interception and number

    embezzlement

    p High equipment cost

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    l To solve these fundamental technical defects of the analog systems, the digital

    mobile communication technologies emerged and the second generation mobile

    communication systems represented by GSM and IS-95 came into being in the

    middle of 1980s. The typical examples of the second generation cellular mobilecommunication systems are the DAMPS of USA, the IS-95 and the European

    GSM system.

    l The GSM (Global System for Mobile Communications) is originated from Europe.

    Designed as the TDMA standard for mobile digital cellular communications, it

    supports the 64 kbps data rate and can interconnect with the ISDN. It uses the 900

    MHz band while the DCS1800 system uses the 1800 MHz band. The GSM system

    uses the FDD and TDMA modes and each carrier supports eight channels with the

    signal bandwidth of 200 kHz.

    l The DAMPS (Digital Advanced Mobile Phone System) is also called the IS-54

    (North America Digital Cellular System). Using the 800 MHz bandwidth, it is the

    earlier of the two North America digital cellular standards and specifies the use of

    the TDMA mode.

    l The IS-95 standard is another digital cellular standard of North America. Using the

    800 MHz or 1900 MHz band, it specifies the use of the CDMA mode and has

    already become the first choice among the technologies of American PCS

    (Personal Communication System) networks.

    l

    Since the 2G mobile communication systems focus on the transmission of voiceand low-speed data services, the 2.5G mobile communication systems emerged in

    1996 to address the medium-rate data transmission needs. These systems include

    GPRS and IS-95B.

    l The CDMA system has a very large capacity that is equivalent to ten or even

    twenty times that of the analog systems. But the narrowband CDMA technologies

    come into maturity at a time later than the GSM technologies, their application far

    lags behind the GSM ones and currently they have only found large-scale

    commercial applications in North America, Korea and China. The major services of

    mobile communications are currently still voice services and low-speed dataservices.

    l With the development of networks, data and multimedia communications have

    also witnessed rapid development; therefore, the target of the 3G mobile

    communication is to implement broadband multimedia communication.

    l The 3G mobile communication systems are a kind of communication system that

    can provide multiple kinds of high quality multimedia services and implement

    global seamless coverage and global roaming. They are compatible with the fixed

    networks and can implement any kind of communication at any time and any place

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    l Put forward in 1985 by the ITU (International Telecommunication Union), the 3G

    mobile communication system was called the FPLMTS (Future Public Land Mobile

    Telecommunication System) and was later renamed as IMT-2000 (International

    Mobile Telecommunication-2000). The major systems include WCDMA, cdma2000

    and UWC-136. On November 5, 1999, the 18th conference of ITU-R TG8/1

    passed the Recommended Specification of Radio Interfaces of IMT-2000 and the

    TD-SCDMA technologies put forward by China were incorporated into the IMT-

    2000 CDMA TDD part of the technical specification. This showed that the work of

    the TG8/1 in formulating the technical specifications of radio interfaces in 3G

    mobile communication systems had basically come into an end and the

    development and application of the 3G mobile communication systems would

    enter a new and essential phase.

    l The 3GPP is an organization that develops specifications for a 3G system based

    on the UTRA radio interface and on the enhanced GSM core network.

    l The 3GPP2 initiative is the other major 3G standardization organization. It

    promotes the CDMA2000 system, which is also based on a form of WCDMA

    technology. In the world of IMT-2000, this proposal is known as IMT-MC. The

    major difference between the 3GPP and the 3GPP2 approaches into the air

    interface specification development is that 3GPP has specified a completely new

    air interface without any constraints from the past, whereas 3GPP2 has specified a

    system that is backward compatible with IS-95 systems.

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    l ITU has allocated 230 MHz frequency for the 3G mobile communication system

    IMT-2000: 1885 ~ 2025MHz in the uplink and 2110~ 2200 MHz in the downlink. Of

    them, the frequency range of 1980 MHz ~ 2010 MHz (uplink) and that of 2170 MHz

    ~ 2200 MHz (downlink) are used for mobile satellite services. As the uplink and the

    downlink bands are asymmetrical, the use of dual-frequency FDD mode or thesingle-frequency TDD mode may be considered. This plan was passed in WRC92

    and new additional bands were approved on the basis of the WRC-92 in the

    WRC2000 conference in the year 2000: 806 MHz ~ 960 MHz, 1710 MHz ~ 1885

    MHz and 2500 MHz ~ 2690 MHz.

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    l The WCDMA system uses the following frequency spectrum (bands other than

    those specified by 3GPP may also be used): Uplink 1920 MHz ~ 1980 MHz and

    downlink 2110 MHz ~ 2170 MHz. Each carrier frequency has the 5M band and the

    duplex spacing is 190 MHz. In America, the used frequency spectrum is 1850 MHz

    ~ 1910 MHz in the uplink and 1930 MHz ~ 1990 MHz in the downlink and theduplex spacing is 80 MHz.

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    l Compatible with abundant services and applications of 2G, 3G system has an

    open integrated service platform to provide a wide prospect for various 3G

    services.

    l Features of 3G Services

    l 3G services are inherited from 2G services. In a new architecture, new service

    capabilities are generated, and more service types are available. Service

    characteristics vary greatly, so each service features differently. Generally, there

    are several features as follows:

    p Compatible backward with all the services provided by GSM.

    p The real-time services (conversational) such as voice service

    generally have the QoS requirement.

    p The concept of multimedia service (streaming, interactive,

    background) is introduced.

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    l Formulated by the European standardization organization 3GPP, the core network

    evolves on the basis of GSM/GPRS and can thus be compatible with the existing

    GSM/GPRS networks. It can be based on the TDM, ATM and IP technologies to

    evolve towards the all-IP network architecture. Based on the ATM technology, the

    UTRAN uniformly processes voice and packet services and evolves towards the IPnetwork architecture.

    l The cdma2000 system is a 3G standard put forward on the basis of the IS-95

    standard. Its standardization work is currently undertaken by 3GPP2. Circuit

    Switched (CS) domain is adapted from the 2G IS95 CDMA network, Packet

    Switched (PS) domain is A packet network based on the Mobile IP technology.

    Radio Access Network (RAN) is based on the ATM switch platform, it provides

    abundant adaptation layer interfaces.

    l The TD-SCDMA standard is put forward by the Chinese Wireless

    Telecommunication Standard (CWTS) Group and now it has been merged into the

    specifications related to the WCDMA-TDD of 3GPP. The core network evolves on

    the basis of GSM/GPRS. The air interface adopts the TD-SCDMA mode.

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    l In mobile communication systems, GSM adopts TDMA; WCDMA, cdma2000 and

    TD-SCDMA adopt CDMA.

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    l Frequency Division Multiple Access means dividing the whole available spectrum

    into many single radio channels (transmit/receive carrier pair). Each channel can

    transmit one-way voice or control information. Analog cellular system is a typical

    example of FDMA structure.

    l Time Division Multiple Access means that the wireless carrier of one bandwidth is

    divided into multiple time division channels in terms of time (or called timeslot).

    Each user occupies a timeslot and receives/transmits signals within this specified

    timeslot. Therefore, it is called time division multiple access. This multiple access

    mode is adopted in both digital cellular system and GSM.

    l CDMA is a multiple access mode implemented by Spreading Modulation. Unlike

    FDMA and TDMA, both of which separate the user information in terms of time and

    frequency, CDMA can transmit the information of multiple users on a channel at

    the same time. The key is that every information before transmission should be

    modulated by different Spreading Code to broadband signal, then all the signals

    should be mixed and send. The mixed signal would be demodulated by different

    Spreading Code at the different receiver. Because all the Spreading Code is

    orthogonal, only the information that was be demodulated by same Spreading

    Code can be reverted in mixed signal.

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    l In third generation mobile communication systems, WCDMA and cdma2000 adopt

    frequency division duplex (FDD), TD-SCDMA adopts time division duplex (TDD).

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    l The overall structure of the WCDMA network is defined in 3GPP TS 23.002. Now,

    there are the following three versions: R99, R4, R5.

    l 3GPP began to formulate 3G specifications at the end of 1998 and beginning of

    1999. As scheduled, the R99 version would be completed at the end of 1999, but

    in fact it was not completed until March, 2000. To guarantee the investment

    benefits of operators, the CS domain of R99 version do not fundamentally change.,

    so as to support the smooth transition of GSM/GPRS/3G.

    l After R99, the version was no longer named by the year. At the same time, the

    functions of R2000 are implemented by the following two phases: R4 and R5. In

    the R4 network, MSC as the CS domain of the CN is divided into the MSC Server

    and the MGW, at the same time, a SGW is added, and HLR can be replaced by

    HSS (not explicitly specified in the specification).

    l

    In the R5 network, the end-to-end VOIP is supported and the core network adoptsplentiful new function entities, which have thus changed the original call

    procedures. With IMS (IP Multimedia Subsystem), the network can use HSS

    instead of HLR. In the R5 network, HSDPA (High Speed Downlink Packet Access)

    is also supported, it can support high speed data service.

    l In the R6 network, the HSUPA is supported which can provide UL service rate up

    to 5.76Mbps. And MBMS (MultiMedia Broadcast Multicast Service) is also

    supported.

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    l Source coding can increase the transmitting efficiency.

    l Channel coding can make the transmission more reliable.

    l Spreading can increase the capability of overcoming interference.

    l Through the modulation, the signals will transfer to radio signals from digitalsignals.

    l Bit, Symbol, Chip

    p Bit : data after source coding

    p Symbol: data after channel coding and interleaving

    p Chip: data after spreading

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    l AMR is compatible with current mobile communication system (GSM, IS-95, PDC

    and so on), thus, it will make multi-mode terminal design easier.

    l The AMR codec offers the possibility to adapt the coding scheme to the radio

    channel conditions. The most robust codec mode is selected in bad propagation

    conditions. The codec mode providing the highest source rate is selected in good

    propagation conditions.

    l During an AMR communication, the receiver measures the radio link quality and

    must return to the transmitter either the quality measurements or the actual codec

    mode the transmitter should use during the next frame. That exchange has to be

    done as fast as possible in order to better follow the evolution of the channels

    quality.

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    l Source coding can increase the transmitting efficiency.

    l Channel coding can make the transmission more reliable.

    l Spreading can increase the capability of overcoming interference.

    l Scrambling can make transmission in security.

    l Through the modulation, the signals will transfer to radio signals from digital

    signals.

    l Bit, Symbol, Chip

    p Bit : data after source coding

    p Symbol: data after channel coding and interleaving

    p Chip: data after spreading

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    l During the transmission, there are many interferences and fading. To guarantee

    reliable transmission, system should overcome these influence through the

    channel coding which includes block coding, channel coding and interleaving.

    l Block coding: The encoder adds some redundant bits to the block of bits and the

    decoder uses them to determine whether an error has occurred during the

    transmission. This is used to calculate Block Error Ratio (BLER) used in the outer

    loop power control.

    l The CRC (Cyclic Redundancy Check) is used for error checking of the transport

    blocks at the receiving end. The CRC length that can be inserted has four different

    values: 0, 8, 12, 16 and 24 bits. The more bits the CRC contains, the lower is the

    probability of an undetected error in the transport block in the receiver.

    l Note that certain types of block codes can also be used for error correction,

    although these are not used in WCDMA.

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    l Channel coding works well against random errors, but it is quite vulnerable to

    bursts of errors, which are typical in mobile radio systems. The especially fast

    moving UE in CDMA systems can cause consecutive errors if the power control is

    not fast enough to manage the interference. Most coding schemes perform better

    on random data errors than on blocks of errors. This problem can be eased withinterleaving, which spreads the erroneous bits over a longer period of time. By

    interleaving, no two adjacent bits are transmitted near to each other, and the data

    errors are randomized.

    l The longer the interleaving period, the better the protection provided by the time

    diversity. However, longer interleaving increases transmission delays and a

    balance must be found between the error resistance capabilities and the delay

    introduced.

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    l Source coding can increase the transmitting efficiency.

    l Channel coding can make the transmission more reliable.

    l Spreading can increase the capability of overcoming interference.

    l Scrambling can make transmission in security.

    l Through the modulation, the signals will transfer to radio signals from digital

    signals.

    l Bit, Symbol, Chip

    p Bit : data after source coding

    p Symbol: data after channel coding and interleaving

    p Chip: data after spreading

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    l Correlation is used to measure similarity of any two arbitrary signals. It is

    computed by multiplying the two signals and then summing (integrating) the result

    over a defined time windows. The two signals of figure (a) are identical and

    therefore their correlation is 1 or 100 percent. In figure (b) , however, the two

    signals are uncorrelated, and therefore knowing one of them does not provide anyinformation on the other.

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    l By spreading, each symbol is multiplied with all the chips in the orthogonal

    sequence assigned to the user. The resulting sequence is processed and is then

    transmitted over the physical channel along with other spread symbols. In this

    figure, 4-digit codes are used. The product of the user symbols and the spreading

    code is a sequence of digits that must be transmitted at 4 times the rate of theoriginal encoded binary signal.

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    l Traditional radio communication systems transmit data using the minimum

    bandwidth required to carry it as a narrowband signal. CDMA system mix their

    input data with a fast spreading sequence and transmit a wideband signal. The

    spreading sequence is independently regenerated at the receiver and mixed with

    the incoming wideband signal to recover the original data. The dispreading givessubstantial gain proportional to the bandwidth of the spread-spectrum signal. The

    gain can be used to increase system performance and range, or allow multiple

    coded users, or both. A digital bit stream sent over a radio link requires a definite

    bandwidth to be successfully transmitted and received.

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    l For common services, the bit rate of voice call is 12.2kbps, the bit rate of video

    phone is 64kbps, and the highest packet service bit rate is 384kbps(R99). After the

    spreading, the chip rate of different service all become 3.84Mcps.

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    l Spreading means increasing the bandwidth of the signal beyond the bandwidth

    normally required to accommodate the information. The spreading process in

    UTRAN consists of two separate operations: channelization and scrambling.

    l The first operation is the channelization operation, which transforms every data

    symbol into a number of chips, thus increasing the bandwidth of the signal. The

    number of chips per data symbol is called the Spreading Factor (SF).

    Channelization codes are orthogonal codes, meaning that in ideal environment

    they do not interfere each other.

    l The second operation is the scrambling operation. Scrambling is used on top of

    spreading, so it does not change the signal bandwidth but only makes the signals

    from different sources separable from each other. As the chip rate is already

    achieved in channelization by the channelization codes, the chip rate is not

    affected by the scrambling.

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    l Orthogonal codes are easily generated by starting with a seed of 1, repeating the 1

    horizontally and vertically, and then complementing the -1 diagonally. This process

    is to be continued with the newly generated block until the desired codes with the

    proper length are generated. Sequences created in this way are referred as

    !Walsh"code.

    l Channelization uses OVSF code, for keeping the orthogonality of different

    subscriber physical channels. OVSF can be defined as the code tree illustrated in

    the following diagram.

    l Channelization code is defined as Cch SF, k,, where, SF is the spreading factor of

    the code, and k is the sequence of code, 0#k#SF-1. Each level definition length of

    code tree is SF channelization code, and the left most value of each spreading

    code character is corresponding to the chip which is transmitted earliest.

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    l The channelization codes are Orthogonal Variable Spreading Factor (OVSF)

    codes. They are used to preserve orthogonality between different physical

    channels. They also increase the clock rate to 3.84 Mcps. The OVSF codes are

    defined using a code tree.

    l In the code tree, the channelization codes are individually described by Cch,SF,k,

    where SF is the Spreading Factor of the code and k the code number, 0 k SF-1.

    l A channelization sequence modulates one users bit. Because the chip rate is

    constant, the different lengths of codes enable to have different user data rates.

    Low SFs are reserved for high rate services while high SFs are for low rate

    services.

    l The length of an OVSF code is an even number of chips and the number of codes

    (for one SF) is equal to the number of chips and to the SF value.

    l The generated codes within the same layer constitute a set of orthogonal codes.

    Furthermore, any two codes of different layers are orthogonal except when one of

    the two codes is a mother code of the other. For example C4,3 is not orthogonal

    with C1,0 and C2,1, but is orthogonal with C2,0.

    l SF in uplink is from 4 to 256.

    l SF in downlink is from 4 to 512.

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    l For voice service (AMR), downlink SF is 128, it means there are 128 voice

    services maximum can be supported in one WCDMA carrier;

    l For Video Phone (64k packet data) service, downlink SF is 32, it means there are

    32 voice services maximum can be supported in one WCDMA carrier.

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    l In addition to spreading, part of the process in the transmitter is the scrambling

    operation. This is needed to separate terminals or base stations from each other.

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    l Different scrambling codes will be planned to different cells in downlink.

    l Different scrambling codes will be allocated to different UEs in uplink.

    l The scrambling code is always applied to one 10 ms frame.

    l In UMTS, Gold codes are chosen for their very low peak cross-correlation.

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    l There are totally 512 primary scrambling codes defined by 3GPP. They are further

    divided into 64 primary scrambling code groups. There are 8 primary scrambling

    codes in every group. Each cell is allocated with only one primary scrambling code.

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    l A data-modulation scheme defines how the data bits are mixed with the carrier

    signal, which is always a sine wave. There are three basic ways to modulate a

    carrier signal in a digital sense: amplitude shift keying (ASK), frequency shift

    keying (FSK), and phase shift keying (PSK).

    l In ASK the amplitude of the carrier signal is modified by the digital signal.

    l In FSK the frequency of the carrier signal is modified by the digital signal.

    l The PSK family is the most widely used modulation scheme in modern cellular

    systems. There are many variants in this family, and only a few of them are

    mentioned here.

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    l In binary phase shift keying (BPSK) modulation, each data bit is transformed into a

    separate data symbol. The mapping rule is 1 $> + 1 and 0 $> $1. There are only

    two possible phase shifts in BPSK, 0 and % radians.

    l NRZ means none return zero.

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    l The quadrature phase shift keying (QPSK) modulation has four phases: 0, %/2, %,

    and 3%/2 radians. Two data bits are transformed into one complex data symbol; A

    symbol is any change (keying) of the carrier.

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    l The UTRAN air interface uses QPSK modulation in the downlink, although HSDPA

    may also employ 16 Quadrature Amplitude Modulation (16QAM). 16QAM requires

    good radio conditions to work well. As seen, with 16QAM also the amplitude of the

    signal matters.

    l As explained, in QPSK one symbol carries two data bits; in 16QAM each symbol

    includes four bits. Thus, a QPSK system with a chip rate of 3.84Mcps could

    theoretically transfer 2 3.84 = 7.68 Mbps, and a 16QAM system could transfer 4

    3.84 Mbps = 15.36 Mbps. In 3GPP also the usage of 64QAM with HSDPA has

    been studied.

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    l Source coding can increase the transmitting efficiency.

    l Channel coding can make the transmission more reliable.

    l Spreading can increase the capability of overcoming interference.

    l Scrambling can make transmission in security.

    l Through the modulation, the signals will transfer to radio signals from digital

    signals.

    l Bit, Symbol, Chip

    p Bit : data after source coding

    p Symbol: data after channel coding and interleaving

    p Chip: data after spreading

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    l A mobile communication channel is a multi-path fading channel and any

    transmitted signal reaches a receive end by means of multiple transmission paths,

    such as direct transmission, reflection, scatter, etc.

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    l Furthermore, with the moving of a mobile station, the signal amplitude, delay and

    phase on various transmission paths vary with time and place. Therefore, the

    levels of received signals are fluctuating and unstable and these multi-path signals,

    if overlaid, will lead to fast fading. Fast fading conforms to Rayleigh distribution.

    The mid-value field strength of fast fading has relatively gentle change and iscalled !slow fading". Slow fading conforms to lognormal distribution.

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    l Diversity technology means that after receiving two or more input signals with

    mutually uncorrelated fading at the same time, the system demodulates these

    signals and adds them up. Thus, the system can receive more useful signals and

    overcome fading.

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    l The RAKE receiver is a technique which uses several baseband correlators to

    individually process multipath signal components. The outputs from the different

    correlators are combined to achieve improved reliability and performance.

    l When WCDMA system is designed for cellular system, the inherent wide-

    bandwidth signals with their orthogonal Walsh functions were natural for

    implementing a RAKE receiver. In WCDMA system, the bandwidth is wider than

    the coherence bandwidth of the cellular. Thus, when the multi-path components

    are resolved in the receiver, the signals from different paths are uncorrelated with

    each other. The receiver can then combine them using some combining schemes.

    So with RAKE receiver WCDMA system can use the multi-path characteristics of

    the channel to get signal with better quality.

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