MFPRSI A. Total Universe of Companies Per Sudan ... MARINE AND HEAVY ENGINEERING HOLDINGS BHD MANSE...
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MFPRSI A. Total Universe of Companies Per Sudan Divestment Task Force B. Summary of all written notices sent C. Total Positions Divested As of: June 30, 2015 D - 2 -1
Transcript of MFPRSI A. Total Universe of Companies Per Sudan ... MARINE AND HEAVY ENGINEERING HOLDINGS BHD MANSE...
MFPRSI
A. Total Universe of Companies Per Sudan Divestment Task Force
B. Summary of all written notices sent
C. Total Positions Divested
As of: June 30, 2015
D - 2 -1
A. Total Universe of Companies Per Sudan Divestment Task Force
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COMPANY
AKM INDUSTRIAL CO. LTD. ALSTOM ALSTOM INDIA LTD
ALSTOM SA
ALSTOM T&D INDIA LTD ANDRITZAG
ASCOM
BHARAT ELECTRONICS LIMITED
BHARAT HEAVY ELECTRICALS
CATERPILLAR CREDITO, S.A. de C.V. SOFOM E.N.R.
CATERPILLAR FINANCE CORP
CATERPILLAR FINANCIAL AUSTRALIA LTD
CATERPILLAR FINANCIAL SERVICES CORP
CATERPILLAR INC
CATERPILLAR INTERNATIONAL FINANCE LTD
CHENNAI PETROLEUM CORP LTD
CHINA GEZHOUBA GROUP COMPANY LTD CHINA NATIONAL PETROLEUM CORP
CHINA NORTH INDUSTRIES GROUP CORP (CNGC/NORINCO)
CHINA PETROLEUM & CHEMICAL CORP aka SINOPEC CORP
CHINA POLY GROUP CORPORATION
CNPC GENERAL CAPITAL LTD
CNPC HK OVERSEAS CAPITAL LTD
DAQING HUAKE GROUP CO LTD
DONGFENG MOTOR GROUP COMPANY LIMITED
EGYPT KUWAIT HOLDING CO
ENEOS GLOBE CO
ENERGY HOUSE HOLDING CO KSCC/THE ENGEN BOTSWANA LTD.
ETABLISSEMENTS MAUREL ET PROM
GAS DISTRICT COOLING PUTRAJAYA SON BHD G/lZ. AUTO PLANT
GLENCORE CANADA CORP
GLENCORE CANADA FINANCIAL CORP
GLENCORE FINANCE CANADA LTD
GLENCORE FINANCE DUBAI LTD
GLENCORE FINANCE EUROPE SA
GLENCORE FUNDING LLC
GLENCORE PLC
HARBIN ELECTRIC CO LTD
INDIAN OIL CORP LTD
JIANGXI HONGDU AVIATION INDUSTRY CO LTD
JINAN DIESEL ENGINE CO LTD
JX HOLDINGS INC KINGDREAM PLC
KLCC STAPLED GROUP
KMCOB CAPITAL BERHAD
KUNLUN ENERGY CO LTD
LANKA IOC PLC LS INDUSTRIAL SYSTEMS CO. LTD
MALAYSIA INTERNATIONAL SHIPPING COMPANY aka MISC BHD
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A. Total Universe of Companies Per Sudan Divestment Task Force
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COMPANY
MALAYSIA MARINE AND HEAVY ENGINEERING HOLDINGS BHD
MANSE
MANAGEM
MANGALORE REFINERY & PETROCHEMICALS LIMITED
NETWORK 18 MEDIA & INVESTMENTS LTD
NIPPO CORP
NORIN CO INTERNATIONAL COOPERATION LTD.
NORTH HUAJIN CHEMICAL INDUSTRIES CO LTD
NORTH NAVIGATION CONTROL TECHNOLOGY CO. LTD.
OIL & NATURAL GAS CORP LTD
OIL INDIA LTD
ONA S.A. ONGC VIDESH LIMITED A.K.A. OVL
ORCA GOLD INC
PAVLOVSKY BUS PLANT
PERTAMINA PERSERO PT
PETROCHINA CO LTD
PETROLIAM NASIONAL BHD aka PETRONAS
PETRONAS CAPITAL LTD
PETRONAS CHEMICALS GROUP BHD
PETRONAS DAGANGAN BHD
PETRONAS GAS BHD
POLY ENERGIES HOLDING CO LTD
POLY PROPERTY GROUP CO LTD
POWER CONSTRUCTION CORPORATION OF CHINA LTD
POWER CONSTRUCTION CORPORATION OF CHINA LTD
PUTRAJA YA HOLDINGS SON BHD
RELIANCE HOLDINGS USA INC
RELIANCE INDUSTRIES LTD RELIANCE JIO INFOCOMM LTD
RENKAG
SCHLUMBERGER FINANCE av SCHLUMBERGER INVESTMENT
SCHLUMBERGER NORGE AS
SCHLUMBERGER OILFIELD UK
SCHLUMBERGER SA
SCOMI ENERGY SERVICES BHD SCOMI ENGINEERING BERHAD
SCOMI GROUP BERHAD
SHANGHAI ELECTRIC GROUP CO. LTD.
SHANGHAI POWER TRANSMISSION AND DISTRIBUTION CO.
SICHUAN NITROCELL CO. LTD.
SICHUAN POWER DEVELOPMENT COMPANY
SINOHYDRO BUREAU 7 CO LTD
SINOHYDRO ENGINEERING BUREAU 8 CO LTD SINOPEC CAPITAL 2013 LTD
SINOPEC ENGINEERING GROUP CO LTD
SINOPEC GROUP OVERSEAS DEVELOPMENT 2012 LTD
SINOPEC KANTON HOLDINGS LTD
SINOPEC SHANGHAI PETROCHEMICALS LTD SIN OPEC YIZHENG CHEMICAL FIBRE CO LTD SOCIETE METALLURGIQUE D'IMITER
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A. Total Universe of Companies Per Sudan Divestment Task Force
104 105 106 107 108 109
COMPANY STATESMAN RESOURCES LIMITED TOHO TITANIUM CO TRAFIGURA BEHEER BV TV18 BROADCAST LTD VITERRA INC VOLKSWAGEN AG
D-2-1
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B. Summary of all written notices
B. Summary of all written notices
July 23rd, 2014
July 23rd, 2014
September 1st, 2014
MFPRSI mailed out letters to following firms who hold Indirect securities informing them to consider divestment from the companies held.
Firms: Aberdeen GMO JP Morgan SSgA
MFPRSI mailed letters to the following companies that were either held directly or indirectly in the portfolio informing them of possible divestment from the company and to respond within 90 days of the date of letter with any other information they were able to provide.
Following up annually with companies that remain on the list
Companies: Poly Property Group Co. LTD Xstrata
MFPRSI mailed letters to the following companies that were held indirectly in the portfolio informing them of possible divestment from the company and to respond within 90 days of the date of letter with any other information they were able to provide.
Following up annually with companies that remain on the list
Companies:
Alstom SA - Indirectly held
Andritz AG - Indirectly held
Caterpillar Inc. - Indirectly held
China Petroleum and Chemical Corporation - Indirectly held
CNPC - indireclty held Dongfeng Motor Corporation - Indirectly held
Glencore International AG - Indirectly held
Indian Oil Corporation - Indirectly held
JX Holdings Inc. - Indirectly held
KLCC Property Holdings BHD (Malaysia) - Indirectly held
Kunlun Energy Co LTD - Indirectly held
LS Industrial Systems Co., LTD - Indirectly held
MAN SE - Indirectly held
Managem - Indirectly held
Mercator Lines LTD - Indirectly held Malaysia International Shipping Company aka MISC BHD (Malaysia)Petroliam Nasional Berhad aka Petronas -Indirectly held
Nippe Corp - Indirectly held Oil and Natural Gas Company Limited - Indirectly held Oil India Ltd. Ona S.A. - Indirectly held
PetroChina Company Limited - Indirectly held
September 10th, 2014
October 22nd, 2014
October 24th, 2014
October 24th, 2014
Petronal Dagangan - Indirectly held
Petronal Gas - Indirectly held
Reliance Industries - Indirectly held
B. Summary of all written notices
Scomi Engineering Berhad (Malaysia) - Indirectly held
Scomi Group - Indirectly held
SINOPEC Kanton Holdings LTD (CHINA) - Indirectly held
SINOPEC Shanghai Petrochemical Company LTD - lndireclty held
D - 2 - 1
MFPRSI mailed out letters to the following firms with the quarterly "scrutinized companies" list from the SDTF with response date of September 30, 2014.
Firms:
State Street
DFA
Baillie Gifford
Mondrian
Aberdeen
JP Morgan
GMO
lntech
Schroders
Pictet
All firms responded to letter with any holdings of securities on "scrutinized companies" list.
MFPRSI mailed out letters to following firms who hold Indirect securities informing them to consider divestment from the companies held.
Firms:
SSgA
JP Morgan
MFPRSI mailed letters to the following companies that were either held directly or indirectly in the portfolio informing them of possible divestment from the company and to respond within 90 days of the date of letter with any other information they were able to provide.
Following up annually with companies that remain on the list
Companies:
Etablissements Maurel Et Prom
Toho Titanium Co
TV 18 Broadcast Ltd.
Volkswagen AG
December 8th, 2014
January 30th, 2015
February 17th, 2015
March 24th, 2015
D-2-1
B. Summary of all written notices
MFPRSI mailed out letters to the following firms with the quarterly "scrutinized companies" list from the SDTF with resoonse date of December 31. 2014.
Firms:
State Street
DFA
Baillie Gifford
Mondrian
Aberdeen
JP Morgan
GMO
lntech
Dodge & Cox
Schroders
All firms responded to letter with any holdings of securities on "scrutinized companies" list.
MFPRSI mailed out letters to following firms who hold Indirect securities informing them to consider divestment from the companies held.
Firms:
lntech
SSgA
JP Morgan
MFPRSI mailed out letters to all firms above with the quarterly "scrutinized companies" list from the SDTF with response date of March 31 , 2015.
Firms:
State Street
DFA
Baillie Gifford
Mondrian
Aberdeen
JP Morgan
GMO
lntech
Dodge and Cox
Schroders
April 7th, 2015
April 8th, 2015
June 18th, 2015
D • 2 • 1
B. Summary of all written notices
All firms responded to letter with any holdings of securities on "scrutinized companies" list.
MFPRSI mailed out letters to following firms who hold Indirect securities informing them to consider divestment from the companies held.
Firms:
GMO
MFPRSI mailed out letters to all firms above with the quarterly "scrutinized companies" list from the SDTF with response date of June 30, 2015.
Firms:
State Street
DFA
Baillie Gifford
Mondrian
Aberdeen
JP Morgan
GMO
lntech
Dodge & Cox Schroders
FY 2015
Company Security Manager
C. Total Positions Divested
Category Active/Inactive Shares
No positions were divested in FY 2015
D - 2-1
Prior Qtr Value Sales Proceeds Gain/Loss
