Henry R Wilhoit Financial Disclosure Report for 2010

8/3/2019 Henry R Wilhoit Financial Disclosure Report for 2010

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,40 I0Rev. 1/2011 FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010Report Re quired by the Ethics

in Government Act ofl978(5 U.S .C. app..,~L~q I01-111)

I . Person Reporting (last name, f irst, middle initial)W I L t t O I T , H E N R Y R .

4. Tit le (Ar tic le I l l j udges ind ica te nc tive or sen ior s ta tus ;magistrate judges indicate full- or part- time)

2 . Cour t o r O r g a n i z a t io nU. S . Di s t ri c t Cour t , ED /KY

5a. Report Type (check appropriate ~ pe)] N o m i n a t i o n , D a t eSen io r U . S . D is t r i c t Jud g e

7. Cham bers or Off ice AddressR o o m 3 2 01405 Greenup AvenueAsh land , KY 41101

[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n f o r m a t io n c o n t a i n e d i n t h i s Report and an ym o d i f ic a t i o n s p e r t a i n i n g t h e r e t o , i t i s, i n m y o p i n i o n , i n c o m p l i a n c ewith appl icab le l aws and regulat ions ,

Reviewing Officer D a t e

3. Date of R e p o r t05 /06/2011

6. Repor ting Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each pa rt where you have no reporta ble information. Sign on last page.

I. P O S I T I O N S . t R e p o m , g i , d l, u , a t o , ty ; s e e ~ p . 9 - 1 3 of filing instructions.)D N O N E (No repo rtablepositions.)

POSITIONI. P A S T P R E S I D E N T S A D V I S O R Y C O U N C I L2.3.

4.5.

NAME OF ORGANIZATION/ENTITYU.K. ALUMNI ASSOCIATION

I I . A G R E E M E N T S . m e p o r ~ . g i . d i~ i d . a t o . t y ; ~ e p p . 1 4 - 1 6 of filing instructions.)D NONE (No reportable agreements.)

DATE PARTIES AND TERMSI . 06/96 H I L L I A R D L Y O N S , I N C . , I. R . A . R O L L O V E R F R O M 1 9 8 2 K E O U G H P L A N

2 . 0 9 /0 7 C H E S A P E A K E A P P . ( R e d S k y ) L A N D , L L C - 1 0 Y E A R O I L A N D G A S L E A S E . D E L A Y R E N T A L S , P A I D I NA D V A N C E3.


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FINANCIAL DISCLOSURE REPORTPage 2 o f 8

N a m e o f P e r s o n R e p o r t in g\ V I L H O I T , H E N R Y R .

D a t e o f R e p o r t05/06/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . (eepo~ng ind iv idual andspouse; se epp . 1 7 -24 o f f i l ing ins truc t ions . )A. Filers Non-Investment Income

~] NONE non-investment income. )N o reportableDATE SOURCE AND T Y PE

2.

3.

4.

INCOME( yo u r s , not spouses)

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were m arried during any port ion of the reporting year, complele this section.(Dollar a mount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~] (No repor tab le re imbursements .)O NE

2.3.4.5.

SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED


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Ia m e o f P e r s o n R e p o r t i n gPageFINANCIAL3 of 8 DISCLOSURE REPORT [ w~LnO~T, hENRY R.V . G I F T S . a n c l , d c , t h o , e t o , ,o , , e o n , t d c , e n d e n t children; s e e p p . 2 8 - 3 1 of filing instructions.)

N O N E (No reportable gifts.)SOURCE DESCRIPTION

1.2.

3.

4.

5.

D a t e o f R e p o r t05/06/2011

VALUE

V I . L I A B I L I T I E S . a n c C u d c s t h o s e o f s p o , ~ , a ,d d c ~ , ,n d e n t children; see p p . 3 2 - 3 3 offiting instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.

3.

4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r t in g\VILHOIT, HENRY R.

D a t e o f R e p o r t05 /06/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , , .o t u e , t ro , ~ a a i o , ~ a n c l u d e $ t h o s e of spouse and dependent c h i l d r e n ; s e e p p . 3 4 - 6 0 of filing instructions.)[~ N O N E (No reportable income, assets, or transactions.)

A. B. D.D e s c r i p ti o n o f A s s e t s I n c o m e d u r i n g T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

( inc lud ing t rus t a s se ts ) r epor t i ng per i od(I) (2) (1) (2) (3) (4)

P l a c e " ( X ) " a f t e r e a c h a s s e t ! A m o u n t T y p e ( e . g . , Type (e.g., D a t e V a l u e G aine x e m p t f r o m p r i o r d i s c l o s u r e i Code I di v. , r en t , b uy , se l l , m m / d d / y y C o d e 2 C o d e I:~ ( A- I I ) or int . ) r e d e m p t i o n ) ( J - P ) ( A - H )

I. FARM & FARM EQUIPT, Pactolas, KY

2. 1st NATL BANK G RAYSON (Checking)

3. COML BANK GRAYSON (Checking)

4. I st NATL BANK (Check ing)

5. COML BANK GRAYSON (Checking)

6. COMMERCIAL BANK STOCK7. RENTAL HOUSE, Gra yson , KY 1/3 INT

8. COMMERCIAL BLDG, Grayso n, KY 1/3INT

9. UNIV. HEALTH REALTY STOCK

1 0 . NATL HEALTH INV ESTORS, INC.II. NELSON COUNTY B OND1 2 . PIKEVILLE METHODIST BONDS

1 3 . NATIONAL HEALTH INVESTOR

1 4 . BRISTOL MYERS CO.

1 5 . CHRISTIAN CO. B ONDS

1 6 . GEORGETOW N KY BONDS

1 7 . KY ST. HSG. BONDS

E R e n t

A I n t e r e s t

A I n t e r e s t

C I n t e r e s t

C I n t e r e s t

E Dividend

B R e n t

B R e n t

C Dividend

A Dividend

B Dividend

B I n t e r e s t

B Dividend

A Dividend

B I n t e r e s t

B I n t e r e s t

B I n t e r e s t

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(0 (2)V a l u e V a l u e

C o d e 2 M e t h o d( J - P ) C o d e 3( Q - W )

N W

J T

J T

K T

L T

O T

K W

K W

L T

J T

L T

K T

L T

J T

K T

Redeemed ! 11/30/10 K

Redeemed 11/30/10 K

(~ )Iden t i ty o f

b uyer / se l l er( i f p r iva te

t r ansac t i on)

I . Income Gain Codes: A =$1.000 or Icss B $1 .0 0 1 - $2 .50 0 C $2 .5 01 - $5 ,0~0 D =$5.001 - $15,000(See Col umns B I and D4 ) F = $50,001 - $ 100,000 G = $ 10 0.0 01 - $ 1.0 00 .0 90 I I I =$ 1.0 90 ,0 01 - $ 5.0 00 .0 00 112 =More than $5.000.000

2. Val ue Codes J = $ 1 5 . 0 0 0 o r l e s s K -$15.001 - $ 50.0~0 L = $ 5 0 . 0 ~ I - $ 1 0 0 . 0 ~ O M = $ 1 0 0 . 0 ~ I - $ 2 5 0 .0 0 0{S e e Co lu m n s CI a n d D3 ) N = $ 2 5 0 . 0 0 1 - $ 5 0 0 . 0 ~ 1 0 O =$500.001 - $1.~O0.0~ PI =$1.0~XI.0~I - $5.000.000 P2 =$5.00~.0~1 - $25.000.00~

P3 =$25.000.0~1 - $ 50.000.~,0~, P 4 = M or e t h an $ 5 0 .0~3 .0003 . Value M eth od C odes Q =Appraisal R =Cost (Real l~, talc Only) S = A s ~s s nK mt T = C ~ h M a r k e t

(S ee C olu m n C 2) U = Boo k V alue V = Olh er W = Eslim ated

E =1 1 5 .0 0 1 - $50 .0 (~


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N a m e o f P e r so n R e p o r t i n gW ILHOIT, HENRY R.

D a t e o f R e p o r t05 /06/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m . , ru t . ., ~ . u . ~ u a i u ~ , a . c t . d .s t h o s ~ o l s p o . s e u . d ~ e p e . ~ e . t chi ldren; see p p . 3 4 - 6 0 of filing instructions.)D NONE(No reportable income, asse ts , or transactions. )

A. B. C.Description of Assets Income during Gross value at end

(including trust assets) r e p o r t i n g p e r i o d of reporling periodO) (2) (l ) (2)I A m o u n t T y p e ( e . g . , V alu e V alueC o d e 1 d i v . , r e n t , Code 2 M e t h o d

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure ( A - H ) or i n l . ) ( J - P ) C o d e 3( Q - W )

1 8 . W A R R E N C O U N T Y K Y B ON D S B Interest1 9 . P R O C T O R - G A M B L E C O . A Dividend J T20 . G E N E R A L E L E C T R I C A Dividend J T21 . G L I M C H E R R E A L T Y C o m m o n B Dividend J T22 . L O U I S V I LL E K Y P K G A U T H A Interest K T23 . ALTRIA GROUP, INC. A Dividend J T24 . G E N E R A L E L E C T R I C A Dividend J T25 . K Y H S G C R P H S G R V E Interest K T26 . K Y . H S G C R P A Interest K T27 . AM ER. CAP. STRAT. A Dividend

1 2 8 . M HI HOSPITALITY A Dividend J T29 . AM ER. CAP. STG. C Dividend K T30 . SCOTT CO. SCHOOLS B Interest K T31 . L O U I S V I L L E C H I L D R E N S H O S P B Dividend K T32 . W A R R E N C O U N T Y B O N D E Interest K T33 . AM ER. CAP. STG. A Dividend K T34 . G L A D S T O N E C O M M E R C I A L P R P E Dividend K T

(i )T y p e ( e . g . ,buy, sel l ,

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

r e d e m p t i o n )

(2) (3) (4) (5 )D a t e Value G ain Identity o f

m m / dd~ y Code 2 C ode I buyer/ sel ler( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

Redeemed 09/30/10 K

Redeemed 02/28/10 K

I . In co m e G a in C od cs: A $ 1 .0 0 O o r les s B-S 1 ,0 01 - $ 2 ,5 00 C=$2 .50 1 -$5 ,0 0 0 D = $ 5 ,001 - $ 15 .000(S C ol um ns B I a nd D 4) F $ 50 ,0 01 - $ 10 0.0 00 G =$100.001 - $1.000.000 Ill =$1.000,D01 -$5.000.000 112 =Morethan $5,000.000

2 . Vah l C odes J =$15.0(10 or I~as K = $ 15.001 - $ 50 .000 L = $ 5 0 .0~1 - $ 100 .0~ ) M =$10~).001 - $250.0~0(5 c Co lu m n s CI a n d D3 ) N -$ 25 0 .001 - $ 5 00 .000 O =$5~ .0 0 1 - $1 .0 ~ ) .0 0 0 P I = $ 1 ,000 .0~1 - $ 5 .000 .000 P2 =$5.000.001 - $25,000.000

P3 -$25.000.0Ot - $50.300.000 P 4 =Mo ~ e t h a n3 . Value M eth od C odes Q A p p r a is a l R -~2"ost (Real Estate Only) S = A s s es s men t 1" =Cash Market(S e e Co lu m n C2 ) U = B ook Value V = O ~ h c t W = Es t imated

E =$15.091 - $50,000


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N a m e o f P e r s o n R e p o r t i n gW ILHOIT, HENRY R.

D a t e o f R e p o r t05/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , . a lu e . , r a ,~ a c , io n s a n d a d e $ t h o s e of spouse and dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)D (No reportable incom e, assets, orONE transactions.)

A. B. C. D.D c s c r l p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

( in c l u d in g t r u s t a s s e ts ) r e p o r t i n g p e r io d o f r e p o r t i n g p e r i o d] (I) (2) (I) (2) (I) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g ., V a l u e V a l u e T y p e ( e . g ., D a t e V a l u e G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i s c lo s u r e ~ C o d e I d i v . , r e n t , C od e 2 M e t h o d b u y , s e l l, m m ! d d , ~ y C o d e 2 C o d e I b u y e r / s e l l e ri (A-II) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t ei ( Q -W ) t r a n s a c t i o n )

35. GLIM CHER REALTY E Dividend3 6. K Y. ST. W TR. E I n t e r e s t

37 . LOUISVILLE SW R. E I n t e r e s t

38. LOUISVILLE W TR. C I n t e r e s t

K T

K T Buy 10/31/10 K

K T Buy 01/31/10 KK T B uy 11/30/10 K

I. I n c o m e G a i n C o d e s : A =$1,000 or less B =$1 ,0 0 I - $2 .50 0 C = $ 2 ,5 01 - $ 5 ,000 D =$5,001 - $15,0~0( See C o lumns B I and D 4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0 G =$ 10 0.0 01 - $ 1.0 00 ,0 00 1 11 =$ 1.1 ~0 .0 ~ I - $ 5.0 00 ,0 00 1 1 2 = M o r e t h a n $ 5 , 0 0 0 . 0 0 0

2. Value Codes J =$15.000 or less K =$1 5 .0 0 1 - $50 .0 ~ L =$50,001 - $10Q.000 M = $ 109 .0~1 - $ 25 0 ,000I S e c C o l u m n s C I and D3) N = $ 2 . 0 . 0 ~ 1 - $ 5 0 0 . 0 0 0 O =$500.0OI - $1.000.000 P I = $ 1 ,000 .0Ol - $ 5 .000 ,000 P2 =$5.000,001 - $25,000.000

P3 = $ 2 5 . 0 P s O . 0 Q I - $ 5 0 . 0 ~ 3 , 0 0 0 P 4 = M or e t h an $ 5 0 .00~ .0003 . Value M eth od C odes Q =Appraisal R =cost tRcal Estate Only) S = A s s cs s mtmt T =Ca s h M a rkc l(See C oh tmn C 2) U =l:k~ok Value V =O the r W =Estimated

E =$15.0~1 - $50,0~0


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FINANCIAL DISCLOSURE REPORTP a g e 7 o f 8Name of Person Re port ing\ V I L H O I T , H E N R Y R .

Date of Report05 /06/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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Name of P erson Report ingW I L H O I T , H E N R Y R .

IX. CERTIFICATION.

D a t e o f R e p o r t05 /06/2011

1 c e r t i f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yprovis ions permi t t ing non-d isc losure .! f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

Signatu re: S] HENRY R. W ILHOIT

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F I L E TH I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

C om m i tt e e on F i na nc i a l D i s c lo s u r eAd mini s t ra t i ve Off i ce o f the Un i t ed S t a tes Cou r t sSui t e 2 -301O n e C o l u m b u s C i r c le , N . E .W a s h i ng t on , D . C . 20 5 4 4

Henry R Wilhoit Financial Disclosure Report for 2010

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