Henry C Morgan Jr Financial Disclosure Report for 2009

8/3/2019 Henry C Morgan Jr Financial Disclosure Report for 2009

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l A o l 0 l FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of 1978Rev . : / 2010 [ FOR CALENDAR YEAR 2009 : 5 c ~ S . , o p p . ~ i l O J - 1 1 1 )1 . P e r s o n R e p o r t i n g ( I a s t n a m e , f i ~ s t , m i d d l e i n i t i a l ) 2 . Court o r Organ iza t ion 3 . D a t e o f R e p o r tMo r gan , J r ., He nr y C . Eastern Dis t r ict of Vi rginia 0 3 / 2 4 / 2 0 10

4 , T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e ) 6. Repor t ing Per iodm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - t im e ) [ ] N o m i n a t i o n , D a t e 0 1 / 0 1 / 2 0 0 9U, S. D i s t r i c t Jud g e S t . S t a t us [] Initial [] A n n u a l [] Final to12/31/20095 b . [ ] A m e n d e d R e p o r t7_C ha m b e rs o r O f f i c e A ddre s s 8. On the basis o f the info rmat ion conta ined in th is Repor t and anym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , in m y " o p i n i o n , i n c o m p l i a n c eU n i t ed S t a t es D i s t r ic t C ou r t with ap pl icable l aws and reg~ffa t ions.6 00 G r a n b y S tr ee t , R oo m 3 07N o r f o l k , V A 23 5 1 0 Reviewing O fficer D a t e

IzVIPOR TANT NOTES: The instructions accompanying this form must be fol lowed. Comptete at l parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ g ~ ? , , , , i , , g indi,,idual only: seepp. 9-13 of fding instructions.)N O N E (No reportable positions,)

P O S I T I O N N A M E O F O R G A N IZ A T IO N / E N T IT Y1.

3 .

5.

I I. A G R E E M E N T S . (Reporting individ,,al onO. ...... Pt- 14 -16 oJ~ifi,,g instructio,,s.)~ NONE (No reportableDATE PARTIES AND TERMS

1.


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FINANCIAL DISCLOSURE REPOR T N a m e o f P e r s o n R e p o r t in g I D a t e o f R e p o r tPage 2 of 7 M organ, Jr, , Henry C. 03/24/2010

1 1 1 . N O N - I N V E S T M E N T I N C O M E . (Repo,,i,g i~Ui~d,,~t ,,d ,p ...... ; s e e p p . t T -24 of f! l ing instruct ion$.)A. Fliers Non-lnvestment Income

N O N E (No reportable non-inves~ent income.)

DATE SOURCE AND TYPE INCOME( y o u ~ , n o t ~ o u s ~ s )1 .

B. S p o u s es Non - I n v es tm en t I n c o l n e - If you were married dttring any portion of the reporting year, complete this seclio~( D o l l a r a m o t m t n o t r e q u i r e d e x c e p t fo r h o n o r a r i a .)

~ NONE (No reportable non-investment income.)D . ~ _ T ~ E _ SOURCE AND TYPE

i . 1 / 09 - 1 2 / 09 R e a l Es t a t e Age n t , R o se an d W o m b le R e a l t y - C o m m i ss io ns

I V . R E I M B U R S E M E N T S - transportation, lodging, food, . . . . . . . inrrten~.( fn c h M e s t h o s e t o s p o n s e a n d d e p e n d e n t c h i l d r e n ; s e e F P 2 5 - 2 7 c ~ J ~ l b l g i n s tr u c t i o n s )

~ NONE (No reportable rein,bursements.)SOLIRCE DATES LOCATION PUtLPOSE ITEMS PAID OR PROVIDED

1 . Na t i on a l T r ia l A d v oc a c y 1 1 6 - 8 / 2 0 0 9 C ha r lo ttesv ille , VA E d u ca tio n a l Semin a r Transpor ta t ion, Lodging, FoodC o l l e ge & Un i ve r s it y o fV i r g i n i a L a w S c h o o l2. C h em on ic s In te rn a tio n al , In c. 2 /8 -1 9/2 0 09 Kiev, Ukra ine S em i n a r w i G ov t E n t i t y Transpor ta t ion, Lodging, Food3 . New York Intel lectua l 3 / 2 7-2 8 / 2 0 0 9 New York, NY P r of es si on a l A s so ci at io n Tr an sp o rt at io n , L o dg in g , Fo o dP r op er t y L a w A s s oc i a t ion4 . Op en W or l d P r og r a m , 9/23-25/2009 W a s h i n g t on , D C M e e t in g w / G o v t E n t i ty . Transpor ta t ion, Lodging, FoodAm e r i c an C o nn c i l s fo rIn temationa~ Educa t ion


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r s a n R e p o r t in g DateofRepartP a g e 3 o f 7 M o r g a n , J r ,, H e n r y C . 03/24/2010

~ NONE (No reportable gifts.)SOURCE DESCRIPTION VALUE

I.2.3 .4.5.

V I . L I A B I L I T I E S . ~ , ~ , , d ~ . , . , ~ , , . , , o a " ~ , . . . . . . . ~ a ~ , , , a . . . . . ~ , ~ , , : ~ , ~ , ~ . s ~ - s s o f . m i , g i . . . . . . . . . . i o , , ~ )N O N E 0 V o reportable liabilities.)

C R E D I T O R DESCRIPTION V A L U E _ _ ~ _ O D _ _ ~I.2.3 .4.5.


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FINANCIALpage 4 of 7 DISCLOSURE REPORT l V l o r g a n , J r . , H e n r y C . 0 3 / 2 4 / 2 0 1 0V l l . IN V E S T M E N T S a n d T R U S T S - . . . . , , yah,e, t . . . . . . , ions (Includes t! . . . . of sp . . . . . . . d dependent children; seepp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)A. B. C. i D .D e s c r i p t io n o f A s s e t s

( l I n c o m e ) d u r i n g o f report.ingGrss value periodat endIIr a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

P l a c e " ( X ) " a f t e r e a c h a s s e t Amount Type (e.g . , Value Value T y p e ( e . g ., Date [ Value ! Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e C o d e I I d i v . , r e n t . C e d e 2 M e t h o d b u y , s e l I , m r r d d d / y y I C o d e 2 [ C o d e 1 buyer/seller( A - H ) o r i n t . ) ( J - e ) C od e 3 r e d e m p t i o n ) ~(J-P) (A-H) ( i f p r i v a t e, , // t r ansac t ion)1. A . B . W a d e y G r o u p , I n c. A D i v i d e nd J T2. A r c h e r D a n i e l s M i d l a n d C o . A D i v i d e nd J T J3. A T & T A D i v i d e nd J T J4. B B & T C o r p . A D i v i d e nd J T J5. Br i s t o l Myers S qu i bb Co . A D i v i d e nd J T J6 . C e l g e n e C o r p . A D i v i d e n d J T7. C o c a C o l a C o . C o m . A D i v i d e nd J T J8 . C o l ga t e Pa l m o l i ve C o . A D i v i d e nd J T J9 . C o s , c o W h o l e sa l e C o r p . A D i v i d e nd J T J1 0. D o m i n i o n R e so ur c e s Inc . V a . A D i v i d e nd J T J1 1 . D o w C h e t n i ca l A D i v i d e nd J T J1 2 . EW Z - B r az i l A D i v i d e nd J T J!3 . G I D - G o l d A D i v i d e nd J T J1 4 . Law y e r s C us t o d y Ac c t . A Interest J W1 5 . Lur i a L So n I nc . A D i v i d e nd J T16 . M a r a t h on Oi l Co r p . A D i v i d e nd J T J

1 7 . Nor d i c A m er n T a n k er S h i p p i n g , L t d . A D i v i d e nd J T J

I . In c o m e G a i a C o de s : A = $ 1 ,00 (3 o r less B = $ 1 ,0 0 & - $ 2 ,50 0 C = $ 2 ~ 50 1 - 55 , 0 0 0 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 E = 5 1 5 , 0 0 l - $ 5 0 , 0 0 0( S e e C o l u m n s B I a n d 0 4 ) F = $ 5 0 , 0 0 1 - S t 0 0 , 0 0 0 G = $ 1 00 , O 0( - $ 1 , 00O , 0O 0 I t [ = $ 1 , 0 0 0 , 0 0 1 - $ 5 ,0 0 0 , 0 0 0 H 2 = M o r e t h a n $ 5 , 0 0 0 , 0 0 02 . V a lu e C o d e s J = $ 1 5,0 0 0 o r le ss K = $ 1 5, 0 0 1 - $ 50 , 0 0 0 L = $ 5 0 , 0 0 t - S t 0 0 , 0 0 0 M = $ 1 0 0 , 0 0 1 - $ 2 5 0 , 0 0 0( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $5013,0110 O = $ 50 0 ,0 0 1 - $ 1 , 0 0 0 ,0 1 ~ 0 PI = S t , O 0 0 , 0 0 1 - $ 5 .0 0 0 .0 0 0 P 2 = $ 5 , 0 0 0 ,0 0 t - $ 2 5 , 0 0 0 . 0 0 0P3 = $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 , 0 0 0 P 4 = M o r e t h a n $ 50 , 0 0 0 , 0 0 03 . V a l u e M e t h o d C o d e s Q = Appr a i s a l R --~2,os t (Rea l Esta te Only) S = As s e s s m e n t T = C a s h M a r k e t( S e e C o l u r r m C 2 ) U = B o o k V a l u e V = O t h e r W -~Est imatcd


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|N a m e o f P e r s o n R e p o r t in g ] D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORTM o r g a n , J r . , l i e n r y C .

[0 3 / 2 4 1 2 0 1 0age 5 of 7

V I I . I N V E S T M E N T S a n d T R U S T S - i. ....... ~ ..... ....cao.s (Inildes those .fsp ........ dUepetldent childret,; seepp. 3gl-60~ N O N E (No reportable income, assets, or transactions.)

c ? . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . .. . . . . . . . . . .Desc~plion of Assets Income during Gross value at end Transactions during reporting period( i r t [ n d i n g t r u s t a s s e t s ) r e po rl i n g p er i o d o f r e p or t i n g p er i o d

P l a c e " ( X ) " a f t e r e a c h a s s e t ! A m o u n t T y p e ( e . g ., Value V a l u e T y p e ( e . g .. ] D a t e V a l u e , G a i n I d e m i t yi C o d e 1 d i e . , r e n t , C o d e 2 M e th o d b u y , s e l l , ] m m / d d ~ y y C o d e 2 ! C o d e I b u y c r / s e l l e cx e m p ~ f r o m p r i o r d i s c lo s u r e! ] ( A - H ) o r i n t . ) ( J - F ) C o d e 3 r e d e m p t i o n ) ( I - P ) ! (A - H ) ( i f p r i v a t e

.............................. ~ .......... i ( Q - W ) t r u n s a c t io n }1 8 . P r oc t e r & G a m b l e Co . A D i v i d e nd J T J1 9 . Sp e c t r a Ene r gy C o r p . A D i v i d e nd J T J2 0 . T o w n e B a n k A D i v i d e nd J T2 1 . T o w n e l 3 a n k A c c o u n t A Interest J T2 2 . T O W N E B A N K S E C U R I T I E S2 3 . - C o l um b i a A c 0 m I n t l F und C l ass B A D i v i d e n d J T( Mut ua l F und ) ( X )2 4 , - C o l um b i a C o n se r va t i ve Hi gh Y i e l d Fund A D i v i d e n d J TC ~ ass B ( X )2 5 . -Her i t age Cash Tn~st A D i v i d e n d J T2 6 . - Sp d r K B W B ank ETF (i V l u t ua l F und ) J T J

2 7 . W A C H O V 1 A S E C U R IT IE S

2 8 . - Comp nter i zed Thermal Imaging, Inc. A D i v i d e nd J Ti 2 9 , - Mi d d l e b y C o r p . A D i v i d e nd J T

3 0 . - R o c h c H o l d i n g s L t d . A I ) R A D i v i d e nd J T3 1 . - W a c h ov i a C0r p , A D i v i d e n d J T

3 2 . W a t er s i d e C a p it a l C o r p . A Dividend J T3 3 , IRA, Towne lavestment G roup A I n t e r e s t J T

3 4 . IRA, UBS Financial Services, Inc. G I n t e r e s t P1 T [I(S e c C o lu mn s B I an t i 0 4 ) F = 550 .0 0 1 - S [0 O .0 0 0 G =$ 1 0 0 .0 0 1 - $ 1 .0 0 0 .0 0 0 I l l = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 f l0 I-I2 =More I t~an $5.060.0002 . V a l u e C o d e s J = $ 1 5 . 0 0 0 o r l e s s K =$15,0~)1 - $50.0130 L = $ 50 ,0 0 1 - $ 1 0 0 ,0 0 0 M =$ I0 0 ,0 0 l -( S e e C ~ l u m n s C l a n d D 3 ) N = $ 2 5 0 , 0 0 t - $ 5 0 0 , 0 0 0 O = $ 50 0 , 0 0 1 - S [ , 0 f l 0 ; ~ O 0 P I ~ $ 1 . 0 0 0 . 0 0 1 - $ 5 , 0 0 0 , 0 t N ) }* 2 = $ 5 . 0 0 0 . 0 0 1 - $ 2 5 . 0 0 0 . 0 0 0P3 =,$:25.0 .q0.~01 - $ 5 0 .0 0 0 , 0 0 0 P 4 = M o r e t ~ n a t t $ 50 . 0 0 0 , 0 0 03 . V a l u e M e t h o d C o d e s Q = Appr a i s a l R = C o s | R e a l E s t a tt t O n l y ) S ~ A~ xe s s m e n t T :~Cash N{arket( S e e C o l u ~ r n n C 2 ) U = B o o k V a l u e v = O t h e r W :Estimat~l


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Ia m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT] M o r g a n , Jr . , H e n r y C . 03/24/2010a g e 6 o f 7

V I II . A D D I TI O N A L I N FO R M A T I O N O R E X P L A N A T IO N S. a~aico,~pa,,o.rR~por~)

V l l , IN V E S T ME N T S a n d T R US T S


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FINANCIAL DIS CLOS URE REPO RT Na meo f Per so n Repo r t i n g DateofReportPage 7 of 7 ~organ , Jr . , H e n r y C . 0 3 / 2 4 / 2 0 1 0

IX. CERTIFICATION.l c e r t i fy t ha t a l l i n fo rma t i o n g i v en a bo v e ( i n c lu d i n g i n fo rma t i o n pe r t a i n i n g t o my s po u s e a n d mi n o r o r depen den t c h i l d ren , i f a n y) i sa c c u ra t e , t r u e , a n d c o mple t e t o t he bes t o f my kn o w ledg e a n d be l i e f , a n d t ha t a n y i n fo rma t i o n n o t r epo r t ed w a s $~ t hhe ld bec a u s e i t me t a pp l i c a ble s t a t u t o ryp r o v i s i o n s p e r m i tt i n g n o n - d i s c l o su r e .I fu r t he r c e r t i fy" t ha t ea rn ed i n c o me f ro m o u t s i de emplo ymen t a n d ho n o ra r i a a n d t he a c c ep t a n c e o f g i f t s whi c h ha v e been repo r t ed a re i nc o mpl i a n c e w i t h t he p ro v i s i o n s o f 5 U . S . C . a pp . 50 1 e t . s eq . , 5 U, S . C . 7353, a n d J u d i c i a l Co n fe ren c e reg u la t i o n s .

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILEULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

F II ,r N G I N S TR U C T IO N SM a i l si g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s to :

C o m m i t te c o n F in a n c i a l D i s c l o s u r eA d m i n i s tr a t iv e O f fi c c o f t h e U n i t e d S t a t e s C o u P sS u i t e 2 - 3 0 !O n e C o l u m b u s C i r c le , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4

Henry C Morgan Jr Financial Disclosure Report for 2009

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