GLOBAL CAPITAL MARKETS - Bloomberg Finance LP · Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank...

GLOBAL CAPITAL MARKETSLEAGUE TABLES

FY 2016

DATA SUBMISSIONS AND QUERIES

Email

Americas [email protected]

EMEA [email protected]

Asia-Pacific

Contact

Paul Bandong

Katy Johnson

Hung Truong

Phone

+1 609 279 5187

+44 20 352 50920

+65 6212 1326 [email protected]

The Bloomberg Capital Markets Tables represent the top arrangers, bookrunners and advisors across a broad array of deal types including loans, bonds and equity transactions; according to Bloomberg standards.

LEAG<GO> for a full range of league tables

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table publications

Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release and data found on the Bloomberg Professional Service.

FY 2016

MANAGER RANKINGS

GLOBAL CAPITAL MARKETS

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http://www.bloomberg.com/

Bloomberg GlobalCapitalMarkets|FY2016

BloombergLeagueTableReports Page1

GlobalFixedIncomeReview

Corporate&FinancialBonds

FY2016 FY2015

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

JPMorgan 1 5.729 237,182 1,364 1 6.523 -0.794

Citi 2 5.274 218,329 1,341 3 5.265 0.009

BankofAmericaMerrillLynch 3 5.175 214,237 1,310 2 5.452 -0.277

MorganStanley 4 4.245 175,722 1,147 5 4.385 -0.140

GoldmanSachs 5 4.156 172,048 992 4 4.615 -0.459

HSBC 6 3.991 165,238 1,054 8 3.832 0.159

DeutscheBank 7 3.786 156,731 918 6 4.307 -0.521

Barclays 8 3.724 154,190 985 7 3.971 -0.247

WellsFargo 9 2.798 115,839 639 10 2.699 0.099

CreditSuisse 10 2.475 102,465 669 9 3.220 -0.745

BNPParibas 11 2.467 102,112 718 11 2.527 -0.060

UBS 12 2.055 85,058 560 12 2.507 -0.452

MizuhoFinancial 13 1.993 82,520 849 16 1.359 0.634

RBCCapitalMarkets 14 1.797 74,406 534 13 1.890 -0.093

CreditAgricoleCIB 15 1.626 67,309 450 15 1.533 0.093

ChinaSecuritiesCoLtd 16 1.564 64,740 402 22 0.930 0.634

SocieteGenerale 17 1.382 57,195 415 14 1.583 -0.201

GuotaiJunanSecuritiesCoLtd 18 1.299 53,775 303 29 0.747 0.552

MitsubishiUFJFinancialGroupInc

19 1.242 51,405 423 21 0.989 0.253

UniCredit 20 1.055 43,691 282 19 1.032 0.023

TOTAL 100% 4,139,955 15,732 100%

Financials52%

Industrials9%

ConsumerDiscretionary7%

Energy6%

Utilities5%

Others21%

Corporate&FinancialBonds:ManagerRankingsHistory

Corporate&FinancialBonds:IndustryBreakdown

52%

9%

7%

6%

5%

21%

JPMorgan Ci

ti

BankofAmericaM

errillLynch

MorganStanley

Goldm

anSachs

HSBC

2

4

6

8

Marke

tSha

re(%

)

0

10

2016 2015 2014



CorporateBondsFY2016 FY2015

Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)

BankofAmericaMerrillLynch 1 6.569 135,229 860 2 7.261 -0.692

JPMorgan 2 6.373 131,195 825 1 7.644 -1.271

Citi 3 5.975 122,998 804 3 5.596 0.379

Barclays 4 4.730 97,361 639 7 4.990 -0.260

DeutscheBank 5 4.689 96,531 586 4 5.409 -0.720

GoldmanSachs 6 4.352 89,590 555 6 5.050 -0.698

MorganStanley 7 4.174 85,916 677 5 5.127 -0.953

HSBC 8 3.375 69,472 499 8 3.870 -0.495

BNPParibas 9 3.110 64,021 474 11 2.866 0.244


WellsFargo 11 2.640 54,339 399 9 3.243 -0.603

CreditSuisse 12 2.406 49,523 357 10 2.997 -0.591

RBCCapitalMarkets 13 2.146 44,175 333 13 1.964 0.182

MitsubishiUFJFinancialGroupInc 14 1.913 39,382 331 15 1.629 0.284


SumitomoMitsuiFinancial 16 1.490 30,670 324 23 0.766 0.724


UBS 18 1.259 25,919 213 16 1.457 -0.198

BancoSantander 19 1.254 25,821 181 28 0.666 0.588

BankofChina 20 1.211 24,921 165 17 1.390 -0.179

TOTAL 100% 2,058,519 6,270 100%

FinancialBondsFY2016 FY2015


JPMorgan 1 5.092 105,987 539 1 5.495 -0.403

HSBC 2 4.601 95,767 555 4 3.796 0.805

Citi 3 4.580 95,331 537 2 4.961 -0.381

MorganStanley 4 4.315 89,806 470 6 3.704 0.611

GoldmanSachs 5 3.962 82,457 437 3 4.216 -0.254

BankofAmericaMerrillLynch 6 3.796 79,008 450 5 3.794 0.002

WellsFargo 7 2.955 61,500 240 12 2.200 0.755

DeutscheBank 8 2.892 60,200 332 9 3.297 -0.405

UBS 9 2.841 59,139 347 7 3.469 -0.628

Barclays 10 2.730 56,828 346 10 3.036 -0.306

CreditSuisse 11 2.544 52,942 312 8 3.425 -0.881


BNPParibas 13 1.830 38,091 244 11 2.216 -0.386




CITICSecuritiesCoLtd 17 1.345 27,996 108 13 2.079 -0.734


UniCredit 19 1.140 23,730 136 19 1.314 -0.174

Natixis 20 1.103 22,964 124 18 1.357 -0.254

TOTAL 100% 2,081,436 9,462 100%

SyndicatedGovernmentBondsFY2016 FY2015


Barclays 1 9.040 134,320 400 1 9.583 -0.543

HSBC 2 7.151 106,250 517 2 7.343 -0.192

Citi 3 6.748 100,270 391 5 5.345 1.403

JPMorgan 4 6.401 95,112 584 3 5.569 0.832

DeutscheBank 5 5.102 75,802 311 4 5.561 -0.459


TDSecurities 7 4.830 71,772 402 7 4.406 0.424

GoldmanSachs 8 4.689 69,676 237 8 4.083 0.606

Nomura 9 4.155 61,735 375 10 3.386 0.769

BNPParibas 10 3.610 53,640 213 9 3.760 -0.150

MorganStanley 11 2.596 38,578 304 11 3.108 -0.512


CreditAgricoleCIB 13 2.164 32,153 185 14 2.364 -0.200

UniCredit 14 1.922 28,552 128 12 2.546 -0.624

SocieteGenerale 15 1.846 27,431 126 16 1.741 0.105

WellsFargo 16 1.808 26,864 362 15 2.079 -0.271

DaiwaSecurities 17 1.589 23,606 317 20 1.363 0.226

NationalBankFinancialInc 18 1.475 21,915 149 18 1.665 -0.190

Scotiabank 19 1.437 21,351 66 23 1.153 0.284

BMOCapitalMarkets 20 1.420 21,095 88 21 1.357 0.063

TOTAL 100% 1,485,848 5,630 100%

InternationalBondsFY2016 FY2015


JPMorgan 1 7.838 299,552 1,688 1 8.013 -0.175

Citi 2 7.215 275,744 1,452 3 6.511 0.704

Barclays 3 6.797 259,772 1,160 2 7.015 -0.218

HSBC 4 6.584 251,631 1,371 5 6.197 0.387

BankofAmericaMerrillLynch 5 6.358 242,996 1,308 4 6.377 -0.019

GoldmanSachs 6 5.659 216,281 1,005 7 5.588 0.071

DeutscheBank 7 5.089 194,505 985 6 5.889 -0.800

BNPParibas 8 3.982 152,193 886 9 3.915 0.067

MorganStanley 9 3.887 148,567 774 8 4.535 -0.648


CreditSuisse 11 2.519 96,268 605 10 3.626 -1.107

WellsFargo 12 2.348 89,750 480 12 2.410 -0.062



UniCredit 15 1.862 71,145 388 15 1.926 -0.064

UBS 16 1.801 68,846 407 14 2.280 -0.479

TDSecurities 17 1.709 65,301 319 20 1.279 0.430


Nomura 19 1.594 60,903 387 19 1.359 0.235


TOTAL 100% 3,821,790 9,548 100%



CorporateHighYieldBondsFY2016 FY2015


JPMorgan 1 29,363 274 1 7.431

BankofAmericaMerrillLynch 2 29,145 247 4 6.929

GoldmanSachs 3 29,123 216 3 6.954

DeutscheBank 4 28,373 214 5 6.236

Citi 5 27,496 210 2 7.171

Barclays 6 25,285 206 7 5.496

CreditSuisse 7 21,173 181 8 5.002

MorganStanley 8 16,326 144 6 5.657

GuotaiJunanSecuritiesCoLtd 9 14,256 51 39 0.391

WellsFargo 10 13,152 128 10 2.944

VTBCapital 11 12,092 46 53 0.270

UBS 12 11,954 80 9 3.167

ChinaSecuritiesCoLtd 13 10,805 41 19 1.215

HSBC 14 10,621 105 12 2.484

RBCCapitalMarkets 15 10,168 105 11 2.832

CITICSecuritiesCoLtd 16 7,952 18 16 1.409

BNPParibas 17 7,207 86 13 1.811

CreditAgricoleCIB 18 5,810 51 15 1.480

BancaMonteDeiPaschidiSienaSpA 19 5,647 9 - -

Industrial&CommBankofChina 20 5,030 13 24 0.799

TOTAL 100% 445,714 1,101 100%

GlobalBondsFY2016 FY2015


JPMorgan 1 10.944 146,181 641 1 11.426 -0.482


Citi 3 9.237 123,378 491 4 9.202 0.035

Barclays 4 8.784 117,328 361 2 9.976 -1.192

GoldmanSachs 5 7.112 94,992 338 5 8.091 -0.979

HSBC 6 6.225 83,149 243 9 5.237 0.988

MorganStanley 7 5.878 78,512 312 6 7.490 -1.612

WellsFargo 8 5.073 67,752 290 7 5.958 -0.885

DeutscheBank 9 4.688 62,613 248 8 5.864 -1.176

TDSecurities 10 3.637 48,573 150 11 2.973 0.664

BNPParibas 11 3.177 42,429 209 13 2.389 0.788



Nomura 14 2.329 31,111 61 17 1.330 0.999

CreditSuisse 15 1.726 23,047 120 10 2.993 -1.267



USBancorp 18 0.995 13,287 103 20 0.843 0.152

Scotiabank 19 0.983 13,127 60 19 0.860 0.123

SocieteGenerale 20 0.948 12,659 66 23 0.638 0.310

TOTAL 100% 1,335,671 1,596 100%

6.5886.5396.5346.3666.1695.6734.7503.6633.1982.9512.7132.6822.4242.3832.2811.7841.6171.3031.2671.128

-0.843-0.390-0.4200.130-1.0020.177-0.252-1.9942.8070.0072.443-0.4851.209-0.101-0.5510.375-0.194-0.175

-

0.329



USMunicipalsReview

USMunicipalLongTerm

FY2016 FY2015

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)


Citi 2 11.834 50,252 463 3 11.390 0.444

JPMorgan 3 9.755 41,423 330 2 11.569 -1.814

MorganStanley 4 7.998 33,965 319 4 8.480 -0.482

WellsFargo 5 5.994 25,453 264 6 6.430 -0.436


Stifel 7 4.265 18,109 808 7 4.708 -0.443

Barclays 8 4.252 18,054 107 8 4.442 -0.190

RaymondJames&Associates 9 4.079 17,321 737 9 4.334 -0.255

PiperJaffray&Co 10 3.837 16,295 621 10 3.556 0.281

GoldmanSachs 11 3.761 15,971 69 11 2.873 0.888

RobertWBaird&Co 12 2.549 10,825 871 12 2.406 0.143

SamuelARamirez&CoInc 13 1.607 6,823 31 25 0.675 0.932

Jefferies 14 1.468 6,235 61 21 0.753 0.715

PNCFinancialServicesGroupInc

15 1.158 4,917 148 16 0.849 0.309

ZieglerCosInc/The 16 1.093 4,642 81 26 0.486 0.607

SiebertCisnerosShank&CoLLC

17 1.092 4,636 28 13 1.340 -0.248

DADavidson 18 1.061 4,507 401 17 0.842 0.219

LoopCapitalMarketsLLC 19 0.858 3,643 27 14 1.239 -0.381

HutchinsonShockeyErley&Co 20 0.760 3,226 205 15 0.896 -0.136

TOTAL 100% 424,648 10,678 100%

Thistableconsistsofalllong-termissuance(fixedrate&adjustablerate)fortheUSMunicipalMarketinUSDollars.Remarketeddealsandprivateplacementsarenotincluded.

GeneralObligation21%

SchoolDistrict15%

Water&Sewer9%

Hospital8%

HigherEducation8%

Others40%

MarketShareChange

MunicipalIndustryDistribution

21%

15%

9%8%8%

40%

BankofAmericaM

errillLynch

Citi

JPMorgan

MorganStanley

WellsFargo

RBCCapitalMarkets

5

10

15

Marke

tSha

re(%

)

0

20

2016 2015



USMunicipalLongTermNegotiatedFY2016 FY2015



Citi 2 11.201 36,601 237 2 11.168 0.033

JPMorgan 3 9.146 29,886 194 1 11.748 -2.602

MorganStanley 4 7.699 25,158 176 5 8.227 -0.528


WellsFargo 6 5.602 18,305 167 7 5.550 0.052

Stifel 7 5.276 17,239 696 6 5.847 -0.571

Barclays 8 5.022 16,410 96 8 4.908 0.114

GoldmanSachs 9 4.806 15,703 67 11 3.417 1.389

PiperJaffray&Co 10 4.314 14,098 470 10 3.790 0.524



Jefferies 13 1.599 5,225 40 21 0.713 0.886


SiebertCisnerosShank&CoLLC 15 1.419 4,636 28 12 1.735 -0.316

DADavidson 16 1.346 4,397 384 14 1.068 0.278

PNCFinancialServicesGroupInc 17 1.119 3,657 100 17 0.934 0.185


RobertWBaird&Co 19 1.018 3,327 271 16 0.962 0.056

GeorgeKBaum&Co 20 0.973 3,179 180 15 1.039 -0.066

TOTAL 100% 326,756 6,788 100%

USMunicipalLongTermCompetitiveFY2016 FY2015



Citi 2 13.945 13,651 227 2 12.142 1.803

JPMorgan 3 11.785 11,537 136 3 10.962 0.823

MorganStanley 4 8.997 8,807 143 5 9.336 -0.339

RobertWBaird&Co 5 7.660 7,499 600 6 7.296 0.364

WellsFargo 6 7.302 7,148 97 4 9.409 -2.107

RaymondJames&Associates 7 4.131 4,044 339 7 3.443 0.688


PiperJaffray&Co 9 2.245 2,198 151 10 2.764 -0.519

FTNFinancial 10 1.919 1,879 196 12 1.782 0.137

JanneyMontgomeryScottLLC 11 1.721 1,685 142 11 2.304 -0.583

Barclays 12 1.679 1,644 11 9 2.865 -1.186

Roosevelt&CrossInc 13 1.437 1,406 208 13 1.582 -0.145


FMRLLC 15 1.075 1,053 71 15 1.185 -0.110

Jefferies 16 1.032 1,010 21 19 0.889 0.143

MesirowFinancialInc 17 1.008 987 37 21 0.801 0.207

RBCCapitalMarkets 18 0.947 927 63 14 1.217 -0.270

Stifel 19 0.890 871 112 20 0.848 0.042

UBS 20 0.749 733 44 16 1.181 -0.432

TOTAL 100% 97,891 3,898 100%

USMunicipalLongTermFixedRateFY2016 FY2015



Citi 2 11.976 48,935 451 2 11.611 0.365

JPMorgan 3 9.627 39,338 308 3 11.337 -1.710

MorganStanley 4 8.002 32,695 307 4 8.243 -0.241

WellsFargo 5 6.000 24,517 258 6 6.422 -0.422


Stifel 7 4.316 17,637 776 7 4.808 -0.492


PiperJaffray&Co 9 3.940 16,098 619 10 3.678 0.262

Barclays 10 3.899 15,930 93 9 4.473 -0.574

GoldmanSachs 11 3.805 15,546 67 11 2.752 1.053

RobertWBaird&Co 12 2.649 10,825 870 12 2.521 0.128


Jefferies 14 1.395 5,701 55 21 0.789 0.606



DADavidson 17 1.101 4,500 401 16 0.855 0.246




TOTAL 100% 408,606 10,470 100%

USMunicipalLong&ShortTermFY2016 FY2015



Citi 2 11.224 50,581 473 3 10.727 0.497

JPMorgan 3 10.188 45,914 439 2 12.143 -1.955

MorganStanley 4 8.496 38,287 357 4 8.267 0.229

WellsFargo 5 5.997 27,026 274 6 6.155 -0.158


Stifel 7 4.142 18,665 836 7 4.770 -0.628

Barclays 8 4.065 18,321 111 8 4.227 -0.162


PiperJaffray&Co 10 3.791 17,085 632 10 3.516 0.275

GoldmanSachs 11 3.642 16,411 73 11 2.770 0.872

RobertWBaird&Co 12 2.532 11,411 913 12 2.290 0.242

Jefferies 13 2.012 9,068 341 13 1.305 0.707





DADavidson 18 1.003 4,521 408 20 0.786 0.217


TDSecurities 20 0.804 3,621 272 14 1.264 -0.460

TOTAL 100% 450,647 11,967 100%



GlobalEquityReview

GlobalEquity,EquityLinked&Rights

FY2016 FY2015

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

JPMorgan 1 9.777 54,166 332 3 8.422 1.355

MorganStanley 2 8.133 45,058 265 2 8.701 -0.568

GoldmanSachs 3 7.984 44,230 250 1 8.752 -0.768

BankofAmericaMerrillLynch

4 6.148 34,060 231 4 6.726 -0.578

CreditSuisse 5 5.320 29,471 215 7 5.422 -0.102

Citi 6 5.286 29,283 236 6 5.809 -0.523

DeutscheBank 7 4.500 24,928 147 8 4.834 -0.334

UBS 8 3.764 20,855 174 5 6.327 -2.563

Barclays 9 3.650 20,222 151 9 4.215 -0.565


WellsFargo 11 1.737 9,623 122 13 1.487 0.250

Nomura 12 1.605 8,892 84 11 1.757 -0.152

TDSecurities 13 1.329 7,364 53 26 0.443 0.886


BNPParibas 15 1.235 6,840 64 16 1.266 -0.031

Jefferies 16 1.208 6,692 103 15 1.271 -0.063

HSBC 17 1.121 6,209 48 12 1.531 -0.410

MizuhoFinancial 18 0.995 5,511 66 17 1.091 -0.096

SumitomoMitsuiFinancial 19 0.793 4,392 53 19 0.931 -0.138

CIBC 20 0.758 4,198 43 30 0.409 0.349

TOTAL 100% 553,998 3,880 100%

Thistableconsistsofequity,equity-linked&rightsofferingsissuedglobally.Thisexcludesbondswithwarrants,closed-endfundorinvestmenttrustissuers,creditlinkednotes,qualifiedinvestorplacements(QIP),reverseconvertiblesandself-ledtransactions.Thethresholdsinclude12monthminimumcall,put&maturityperiods.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Financials29%

Energy14%


HealthCare9%

Industrials8%

Materials8%

Technology7%

Communications6%

Utilities5%

Others5%

GlobalEquity,EquityLinked&Rights:ManagerRankingsHistory

GlobalEquity,EquityLinked&Rights:IndustryBreakdown

29%

14%

10%9%

8%

8%

7%

6%5%

5%

JPMorgan

MorganStanley

Goldm

anSachs

BankofAmericaM

errillLynch

CreditSuisse Ci

ti

2

4

6

8

Marke

tSha

re(%

)

0

10

2016 2015 2014



GlobalEquity&EquityLinkedFY2016 FY2015


JPMorgan 1 9.965 51,175 317 3 8.044 1.921

MorganStanley 2 8.586 44,091 256 2 8.847 -0.261

GoldmanSachs 3 8.327 42,763 242 1 8.928 -0.601


CreditSuisse 5 5.420 27,835 200 7 5.499 -0.079

Citi 6 5.333 27,385 226 5 6.049 -0.716

DeutscheBank 7 4.667 23,967 142 8 4.968 -0.301

UBS 8 3.753 19,271 158 6 5.948 -2.195

Barclays 9 3.613 18,554 143 9 4.473 -0.860


WellsFargo 11 1.874 9,623 122 12 1.579 0.295

Nomura 12 1.720 8,832 83 11 1.896 -0.176

TDSecurities 13 1.434 7,364 53 26 0.479 0.955


Jefferies 15 1.192 6,121 100 14 1.310 -0.118

BNPParibas 16 1.146 5,883 52 16 1.079 0.067


HSBC 18 0.865 4,444 37 13 1.529 -0.664


CIBC 20 0.817 4,198 43 28 0.447 0.370

TOTAL 100% 513,526 3,635 100%

GlobalEquityOfferingsFY2016 FY2015


JPMorgan 1 9.513 41,380 259 3 7.480 2.033

MorganStanley 2 8.270 35,975 230 2 9.064 -0.794

GoldmanSachs 3 8.259 35,927 212 1 9.680 -1.421


CreditSuisse 5 5.553 24,157 180 7 5.570 -0.017

Citi 6 5.414 23,552 200 6 6.168 -0.754

UBS 7 4.103 17,850 145 4 6.571 -2.468

Barclays 8 3.933 17,107 133 9 4.195 -0.262

DeutscheBank 9 3.504 15,242 119 8 4.895 -1.391


WellsFargo 11 1.808 7,865 106 14 1.261 0.547

TDSecurities 12 1.647 7,167 47 26 0.487 1.160


Nomura 14 1.363 5,927 72 11 1.711 -0.348

Jefferies 15 1.255 5,460 92 12 1.359 -0.104



CIBC 18 0.823 3,581 34 28 0.475 0.348

Nordea 19 0.724 3,150 30 55 0.271 0.453

Macquarie 20 0.695 3,023 47 15 1.003 -0.308

TOTAL 100% 435,004 3,338 100%

GlobalEquityIPOFY2016 FY2015


JPMorgan 1 6.344 8,540 65 3 5.129 1.215

MorganStanley 2 6.023 8,108 63 1 7.581 -1.558

GoldmanSachs 3 5.044 6,791 58 2 5.568 -0.524

Citi 4 4.677 6,296 65 6 4.605 0.072

DeutscheBank 5 4.104 5,525 48 5 4.641 -0.537

CreditSuisse 6 3.869 5,208 51 8 3.011 0.858


UBS 8 3.299 4,441 35 7 4.573 -1.274

Nomura 9 2.459 3,311 30 11 1.867 0.592

CITICSecuritiesCoLtd 10 1.980 2,665 27 12 1.593 0.387


ChinaInternationalCapitalCorp 12 1.557 2,096 20 19 1.028 0.529

Barclays 13 1.465 1,973 31 9 2.801 -1.336

HuataiSecuritiesCoLtd 14 1.413 1,902 9 21 0.971 0.442

ChinaMerchantsSecurities 15 1.323 1,781 23 22 0.949 0.374

BankofChina 16 1.276 1,718 13 40 0.620 0.656


HaitongSecuritiesCoLtd 18 1.187 1,598 28 30 0.700 0.487

BNPParibas 19 1.184 1,593 13 25 0.837 0.347


TOTAL 100% 134,620 1,113 100%

GlobalEquityLinkedFY2016 FY2015


JPMorgan 1 12.475 9,795 58 1 12.190 0.285

DeutscheBank 2 11.112 8,726 23 5 5.502 5.610

MorganStanley 3 10.335 8,115 26 3 7.247 3.088

GoldmanSachs 4 8.706 6,836 30 12 3.396 5.310


Citi 6 4.881 3,833 26 6 5.168 -0.287

CreditSuisse 7 4.683 3,677 20 7 4.979 -0.296

BNPParibas 8 4.164 3,270 26 8 3.995 0.169

Nomura 9 3.700 2,905 11 13 3.254 0.446

WellsFargo 10 2.239 1,758 16 9 3.916 -1.677


HSBC 12 2.017 1,584 13 11 3.408 -1.391

Barclays 13 1.843 1,447 10 4 6.518 -4.675

UBS 14 1.809 1,421 13 18 1.368 0.441


ChinaInternationalCapitalCorp 16 1.621 1,273 6 23 0.756 0.865


SocieteGenerale 18 1.248 980 16 16 1.793 -0.545

CITICSecuritiesCoLtd 19 0.902 708 6 22 0.807 0.095

Scotiabank 20 0.849 667 5 26 0.641 0.208

TOTAL 100% 78,521 297 100%



GlobalLoansReview

GlobalLoans

FY2016 FY2015

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

JPMorgan 1 10.722 360,329 1,099 1 9.429 1.293

BankofAmericaMerrillLynch 2 10.115 339,925 1,200 2 9.423 0.692

Citi 3 6.130 206,006 660 3 6.816 -0.686

WellsFargo 4 5.464 183,626 825 4 5.225 0.239

Barclays 5 3.625 121,823 500 6 3.444 0.181

DeutscheBank 6 3.559 119,620 442 8 3.263 0.296

HSBC 7 2.968 99,739 413 5 3.532 -0.564

MitsubishiUFJFinancialGroupInc

8 2.953 99,237 397 9 3.180 -0.227

GoldmanSachs 9 2.834 95,254 372 11 2.608 0.226

BNPParibas 10 2.783 93,512 449 7 3.297 -0.514

CreditSuisse 11 2.668 89,662 346 13 2.096 0.572


MorganStanley 13 2.106 70,759 275 12 2.417 -0.311


BankofChina 15 1.843 61,924 267 25 1.080 0.763


TDSecurities 17 1.461 49,109 199 19 1.397 0.064


INGGroep 19 1.353 45,467 296 18 1.419 -0.066

USBancorp 20 1.307 43,922 279 23 1.268 0.039

TOTAL 100% 3,360,598 6,077 100%

Thistableconsistsofloanssyndicatedglobally.Thisexcludesbilateralloans.Thereisaminimumthresholdof3monthsformaturities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Financials19%


Industrials11%

Materials9%

Energy8%

Communications8%

Technology8%

ConsumerStaples7%

Utilities7%

HealthCare7%

Others1%

GlobalLoans:BookrunnerRankingsHistory

GlobalLoans:IndustryBreakdown

19%

14%

11%

9%8%

8%

8%

7%

7%7%

JPMorgan

BankofAmericaM

errillLynch

Citi

WellsFargo

Barclays

DeutscheBank

5

10

Marke

tSha

re(%

)

0

15

2016 2015 2014



GlobalLoans(Bookrunner)FY2016 FY2015


JPMorgan 1 10.722 360,329 1,099 1 9.429 1.293


Citi 3 6.130 206,006 660 3 6.816 -0.686

WellsFargo 4 5.464 183,626 825 4 5.225 0.239

Barclays 5 3.625 121,823 500 6 3.444 0.181

DeutscheBank 6 3.559 119,620 442 8 3.263 0.296

HSBC 7 2.968 99,739 413 5 3.532 -0.564

MitsubishiUFJFinancialGroupInc 8 2.953 99,237 397 9 3.180 -0.227

GoldmanSachs 9 2.834 95,254 372 11 2.608 0.226

BNPParibas 10 2.783 93,512 449 7 3.297 -0.514

CreditSuisse 11 2.668 89,662 346 13 2.096 0.572


MorganStanley 13 2.106 70,759 275 12 2.417 -0.311


BankofChina 15 1.843 61,924 267 25 1.080 0.763


TDSecurities 17 1.461 49,109 199 19 1.397 0.064


INGGroep 19 1.353 45,467 296 18 1.419 -0.066

USBancorp 20 1.307 43,922 279 23 1.268 0.039

TOTAL 100% 3,360,598 6,077 100%

GlobalLoans(MandatedLeadArranger)FY2016 FY2015


JPMorgan 1 10.089 377,299 1,203 1 8.302 1.787


Citi 3 5.762 215,479 778 3 6.184 -0.422

WellsFargo 4 4.828 180,551 889 4 4.558 0.270

DeutscheBank 5 3.267 122,192 531 9 2.673 0.594


Barclays 7 3.211 120,086 598 7 3.264 -0.053

HSBC 8 2.820 105,455 675 5 3.337 -0.517

GoldmanSachs 9 2.693 100,725 403 11 2.281 0.412

BNPParibas 10 2.523 94,340 656 8 2.829 -0.306


CreditSuisse 12 2.301 86,036 374 14 1.874 0.427

BankofChina 13 2.023 75,661 415 22 1.363 0.660


MorganStanley 15 1.806 67,531 300 12 2.058 -0.252



INGGroep 18 1.413 52,825 485 18 1.571 -0.158


TDSecurities 20 1.345 50,316 220 21 1.366 -0.021

TOTAL 100% 3,739,803 7,086 100%

GlobalSponsor-LedLoans(Bookrunner)FY2016 FY2015



GoldmanSachs 2 7.575 36,005 175 2 6.667 0.908

Barclays 3 6.740 32,037 165 5 5.823 0.917

CreditSuisse 4 6.629 31,511 178 6 5.766 0.863

DeutscheBank 5 6.559 31,175 169 3 6.337 0.222

MorganStanley 6 5.648 26,848 145 7 4.954 0.694

JPMorgan 7 5.499 26,138 138 4 6.219 -0.720

Citi 8 4.839 23,001 107 8 4.617 0.222


Jefferies 10 3.026 14,385 95 11 3.865 -0.839

WellsFargo 11 2.981 14,171 86 9 4.553 -1.572

UBS 12 2.837 13,487 85 14 2.134 0.703

AntaresCapitalLP 13 2.555 12,144 147 17 1.841 0.714

HSBC 14 2.544 12,090 64 18 1.807 0.737

Nomura 15 1.886 8,965 47 19 1.804 0.082

BNPParibas 16 1.830 8,700 84 12 2.382 -0.552

Macquarie 17 1.763 8,381 52 15 1.950 -0.187

SunTrustRobinsonHumphrey 18 1.728 8,216 71 13 2.193 -0.465

BMOCapitalMarkets 19 1.600 7,607 93 16 1.934 -0.334

UniCredit 20 1.408 6,693 51 20 1.382 0.026

TOTAL 100% 475,332 1,102 100%

GlobalSponsor-LedLoans(MandatedLeadArranger)FY2016 FY2015



GoldmanSachs 2 7.373 35,980 177 2 6.190 1.183

Barclays 3 6.472 31,583 164 5 5.580 0.892

DeutscheBank 4 6.460 31,527 175 3 6.066 0.394

CreditSuisse 5 6.254 30,519 178 6 5.422 0.832

MorganStanley 6 5.642 27,535 145 7 4.779 0.863

JPMorgan 7 5.555 27,110 142 4 5.900 -0.345

Citi 8 4.414 21,543 107 8 4.719 -0.305


Jefferies 10 3.026 14,765 97 11 3.707 -0.681

WellsFargo 11 3.016 14,721 90 10 4.451 -1.435

UBS 12 2.858 13,948 88 15 1.949 0.909

AntaresCapitalLP 13 2.525 12,322 157 18 1.789 0.736

HSBC 14 2.381 11,620 76 16 1.903 0.478

Nomura 15 1.826 8,912 48 19 1.631 0.195

SunTrustRobinsonHumphrey 16 1.805 8,808 74 13 2.143 -0.338

Macquarie 17 1.722 8,406 53 17 1.891 -0.169

BNPParibas 18 1.641 8,009 99 12 2.212 -0.571

BMOCapitalMarkets 19 1.634 7,977 104 14 2.106 -0.472

INGGroep 20 1.428 6,968 88 21 1.255 0.173

TOTAL 100% 488,026 1,181 100%



GlobalBridgeLoans(Bookrunner)FY2016 FY2015


JPMorgan 1 18.061 47,441 24 5 7.017 11.044


DeutscheBank 3 6.532 17,158 9 7 4.933 1.599

Barclays 4 6.419 16,859 15 9 4.712 1.707

Citi 5 5.654 14,852 14 1 9.966 -4.312

GoldmanSachs 6 5.270 13,843 8 3 8.854 -3.584


BNPParibas 8 4.486 11,783 15 10 4.609 -0.123

HSBC 9 4.305 11,308 18 6 6.772 -2.467

MorganStanley 10 3.540 9,297 4 2 9.550 -6.010

CreditSuisse 11 3.408 8,951 8 12 2.835 0.573

UniCredit 12 3.146 8,264 11 15 2.253 0.893




Rabobank 16 1.536 4,034 3 22 1.198 0.338

Commerzbank 17 1.279 3,360 6 31 0.176 1.103

INGGroep 18 1.240 3,257 4 21 1.261 -0.021

IntesaSanpaolo 19 1.217 3,198 3 18 1.740 -0.523

BancoSantander 20 1.194 3,137 3 16 2.067 -0.873

TOTAL 100% 262,667 80 100%

GlobalBridgeLoans(MandatedLeadArranger)FY2016 FY2015


JPMorgan 1 15.521 45,899 30 6 4.167 11.354


DeutscheBank 3 6.175 18,260 15 15 2.409 3.766

Citi 4 5.699 16,854 23 1 10.244 -4.545

GoldmanSachs 5 5.505 16,278 13 4 6.464 -0.959


HSBC 7 3.380 9,995 28 7 4.154 -0.774



Barclays 10 3.069 9,075 18 8 4.137 -1.068

BNPParibas 11 2.766 8,179 23 9 3.566 -0.800


CreditSuisse 13 2.425 7,172 10 14 2.435 -0.010

BancoSantander 14 2.336 6,908 13 20 1.766 0.570

UniCredit 15 2.068 6,115 17 17 2.261 -0.193


Commerzbank 17 1.880 5,558 11 16 2.366 -0.486

INGGroep 18 1.858 5,494 11 19 1.881 -0.023

IntesaSanpaolo 19 1.561 4,616 9 22 1.360 0.201

Scotiabank 20 1.553 4,591 6 60 0.071 1.482

TOTAL 100% 295,713 122 100%

Bloomberg – League Tables Criteria

Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service.

General Guidelines

Credit is based on the total amount of the offering sold to the public. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers; unless full, explicit breakdown of bookrunning is provided by an involved party. Regional and local tables are identified based on factors such as currency, market of issuer and/or country of risk/incorporation.

Fixed Income

All transactions must have a maturity/call/put option of minimum 18 months. Make-whole call and provisional call/put are exempted from this rule. Note: Criteria may vary for some local and/or regional tables. USD denominated 144A/REG S issues are credited 100% to the 144A tranche and 0% to the REG S tranche. Non-USD denominated 144A/REG S issues are credited 100% to the REG S tranche and 0% to the 144A tranche. Self-led transactions are included. New money portions of exchange offers are eligible for credit.

Exclusions: Accredited investor tranches, asset-backed issues, auction note agencies, collateralized bond obligations, collateralized loan obligations, commercial paper, municipal bonds, mortgage-backed issues, remarketed issues, repackaged bonds, government borrowing scheme retained bonds, variable principal redemption issues, variable interest equity-linked issues, and credit linked notes, selling group agency issues, strips, units, warrants, self-led under USD 50 million. Note: Criteria may vary for some local and/or regional tables.

Equities-Linked

Equity-linked transactions: Convertible bonds, convertible preferred stock and exchangeable bonds. Only issues that mature and are callable/puttable in 12 months or longer are included. Make-whole call, provisional call and provisional put are exempted from this rule. Convertible bonds with attached warrants are included. These are defined as synthetic convertibles with the combination of a fixed income instrument and warrants which can be converted into shares. The embedded warrant can be detachable or non-detachable but the bond and the warrant must be sold as a unit, i.e. there cannot be separate book building for the warrant and the bond.

Exclusions: Redemption-linked instruments, reverse convertibles or similar instruments, synthetics convertibles, issues convertible into participation in an underlying fund or investment trust, pre-IPO convertible instruments, certain lower hierarchy titles, i.e. Jr Bookrunner.

Equities

Equity market transactions: Initial public offerings, additional offerings of common stocks, units, and depositary receipts (ADRs, GDRs, etc) and rights offerings.

Exclusions: Non-underwritten/best efforts, privately placed transactions, funds, self-led, preferred offerings, pre-negotiated offerings, certain lower hierarchy titles, i.e. Jr Bookrunner. Note: Criteria may vary for some local and/or regional tables.

Bloomberg – League Tables Criteria

Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service.

Loans

Includes executed syndicated loans transactions. Full credit is awarded to the banks satisfying the highest of the titles. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers. Credit is allocated to amended or amended and restated transactions, where each modification is 100% at the lender’s option and not as a result of events already built into the original credit agreement. Credit is awarded for the following structural changes only: maturity extensions of three months or more, incremental basis for increased in deal size, reduction in pricing, full release of security.

Exclusions: Bilateral transactions, transactions with a maturity of less than three months, loans withdrawn prior to signing, amended or restated securitizations, receivable and guarantee facilities.

US Municipals

Standard published tables will award deal credit based on true economic credit as reported by the issuer or the bookrunner. In absence of reported economic credit, 100% will be assigned to the bookrunner.

Dollar value of credit will be assigned based on the percentage allocation reported for economic credit (or designated by the user in a custom table) and applied against the total par value of the bonds issued. Zero coupon bonds (CABS) or intermediate appreciation bonds (convertible CABs) will be included at the market value (accreted value) on the interest accrual date.

All debt issued by municipal issuers will be eligible for league credit. Taxable and tax-exempt debt is eligible for league credit unless a table includes specific tax type criteria. “Tax-exempt” is defined as federally tax-exempt and includes bonds subject to AMT and bonds designated as Bank Qualified.

Each table is provided in three formats. “Economic Credit” displays rankings based on true economic credit allocations of applicable deals. “Left Lead” assigns 100% credit to the bookrunner and 0% to all other syndicate participants. “Deal Count” displays rankings based on deal quantity rather than aggregate economic credit amounts. A “deal” refers to the aggregate series within an issuance led by a particular underwriter or syndicate. For example: a $50 million issuance is split into three series- a $10 million Series A, a $20 million Series B, and a $20 million Series C. Bank 1 is the underwriter of Series A & B, while Bank 2 is the underwriter of Series C. Bank 1 would have one “deal” worth $30 million, and Bank 2 would have one “deal” worth $20 million.

Exclusions: Derivatives, private placements, variable rate preferred securities, municipal commercial paper, and remarketings are excluded from municipal league table eligibility.

The full version of Bloomberg’s League table Standards & Guidelines can be accessed and subscribed to on the Reports tab on

LEAG<GO>.

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