Eugene E Siler Financial Disclosure Report for 2009

8/3/2019 Eugene E Siler Financial Disclosure Report for 2009

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A O 1 0 FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government ,4 ct of 1978R e ~ . 1 / 2 0 J 0 F O R C A L E N D A R YEAR 2009 (s u s , C . a p p . l O l - I l l )l . Person Report ing (last name, first, middle initial) 2. C ourt o r O rgan ization 3. Date of Re portSlier, Eugene E. Sixth Circuit Court of Appeals 5/13/2010

4. Title (Arliclc Ill judges indicate active o r senior status; So. Report Type (check appropriate type) 6. Reporting Periodmagis~nte judges indicate full-or part-time) [] Nomination, Da!e 01/01/2009U.S. Circuit Judge, Senior [] Initial [] Annual [] Final to12/31/2009

5b. [] Amended Reporl7. Chambers or Office Address 8. On lhe basis of the information contained in this R eport nnd anymodifications pertaining thereto, it is, in my op in ion , in complianceU.S. Courthouse with applicable laws and regulations.3!0 South Main Street, Ste 333London, KY 40741 R e) iew io g O f f ice r Date

IMPO RTAN T NOT ES: The instructions accompanying this form must be follor~ed. Complete all parts,checking the NONE box for each part where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . o ~ o ~ , o , a , g individual only; seepp. 9-13 offiling instructions.)[] N O N E (No reportable positions.)

PO SI TI O N N A M E O F ORGANIZATION/ENTITYI. Executor Estate # I

2. Executor Estate #23. Executor Estate #34. Trustee Trust fl l5. Administrative Board Member Baptist Regional Medical Center, a part of Baptist Healthcare System, Inc.6. D irector Baptist ttealthcare System, Inc.7. Director & Vice-Chairman National Institute for Hometown Secufit3, Inc.8. Trustee Baptist tlealthcare Foundation, Inc.9. Director Williamsburg Bigh School Alumni Endowm ent Association, Inc.

, . [ . 7 !1 1 . A G R E E M E N T S . 01epo~ting indi,,idual only; seepp. 14-16 off!ling instructions.)NONE (No reportable agreements.)

~ PARTIES AND TE~S - -~. -- ~.,2. t - ~ . ~3.


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FI NAN CI AL DI S CL OS U RE RE P O RT ] N a m e O f P e r s o n R e p o r t in g D a t e o f R e p o r ~Page 2 of8 I Slier, Eugene E. 5/13/2010

I I I . N O N - IN V E S T M E N T I N C O M E . (Reporringlndividualandspo~se:seepp. 17-24o/filinginstructiong)A. F l ier s Non-Inves tm en t Incom e[ N O N E ( N o reportable non-investment income.)

DATE SQI IRCE AND TYPE tN(~OME(yours, not spouses)I.

2.3.4.

B. Spollse~s NoD-Iilvestment Iiicome - If you w ere married during any pordon of the reporang year, complete this section.(Dollar amount not required except for honorarh~ )

[~ N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

I.2.

3.4.

I V . R E I M B U R S E M E N T S -- , ,. ~ p o r , o , io . , to d x i . ~ , f o o ~ , ente.tni.,.en,( In c l u d e s t h o s e t o s p o ~ e a n d d e p e n d e n t c h i ld r e n : s e e F p . 2 5 -2 7 o f f i li n g i ns t r u c 6 o ~ . )[~] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED1 . Baptist ttealthcare System, March 22-23 Louisville. KY Board Meeting Travel, food.I n c .2. George Mason Law School April 17-23 Tucson, AZ Legal S~ninar Travel, lodging, good.3. Baptist Healthcare System, June 21-23 Louisville, K Y Board Meeting Travel, food.I n c .4. FREE August 9-13 Gallatin Gateway, MT Lega l Seminar Travel lodging, food.5. B aptist H ea lth ca re Sys te m, S ep te mbe r 28-29 Louisville, KY Board Meeting Travel, food.I n c .6. B aptist H ea lth ca re S ys te m, D ec em be r 6-8 Louisville, KY Board Meeting Travel, Iodging, food.

I n c .


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FIN AN CI AL DI S CL OS U RE RE P O RTI N a m e o f P e r s o n R e p o ~ n ~

D ~ t e o r R e p o ~Page 3 of 8 Siler, E u g e n e E . 5/13/2010

7.8.9.

1 0 .II .


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Ia m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT Iiler, Eugene E. 5/14/2010Page 4 of 8V . G I F T S . a n e ~ , a ~ r h o , , r o , p ..... d depe~aent chltdrem s e e p p . 2 8 - 3 ! of firing instruaion~)

N O N E (No reportable g~[ts.)SOURCE DESCRIPTION VALUE

I.2.3.4.5.

V I . L I A B I L I T I E S . ana.des ,ho~e or~P ....... d dependent children; see p p . 3 2 - 3 3 of filing instruction-~.)~-~ (No reportable liabilities.)ONE

CREDITOR DESCRIPTION VALUE CODE1. Community Trust Bank Mo~gage on rental prope~, W hitley County, K Y. P~ V II , line 19. M

2. Community T~st Bank Mo~gage on ~n~l prope~y, Wh~tley County, KY. Pa~ VII, line 21. L

3. First State Financial Moagage on hunting preserve, Whitley CounU, KY. Pa~ VII, line 18. K

4. Community Trust Bank Guarantor on ~ s tudent loans . L5.


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F I N A N C IA L D I S C L O S U R E R E P O R T r~,m, of Pe .... R e p o r t i n g D a t e o f R e p o r tPage 5 o f 8 S L ~ e r , E u g e n e E . 5 / 1 3 1 2 0 1 0V I I . IN V E S T M E N T S a n d T R U S T S - into ..... t~e, tr .... tiGriS (Includes those of sl~ ...... d dependent children; seepp. 34-60 of fillng instructlo~)

NONE ~o reportable income, ~sets, or transactions.)~- ~. ~. c. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a ~ o e a l e n d Transactions d~ing reining period(including ~st assets) reposing ~criod of rcpoaing ~riod

Place"(X)" a~+ each mint ~ount T~ (e g., Valoe V a [ + c T~ (e.g., [ Date + Val~ [ Gain : ldenti~ ofe x e m p t ~ o m p r i o r d is c l o s u r e C~e t d i v . , r e n t , C o d e 2 M e f f , o d b ~ y , s e l l, ] m~d~)~ " C~e 2 / Code I ~ b u y e r / s e l l e r( A - H ) o r i ~ t . ) U - P ) C o d e 3 red~ptio~) (JP) / (A-H) ~ ( i f p r i v a t e( Q - W ) , l ~ u a n s a c t i o n )

I. Communi~ Trust Bank (Common Sr~k) C Dividend L T2. Community Trust Bank Account A I n t e r e S t J T3. IDEARC (Comm on Stock)(Y)

4. KY Mine Supply Common Stock) A Dividend J W

5. Verizon (Common Stock) C Dividend l, T6. Wyeth (Common Stock) A Dividend Redeemed 1 0 / I 6 / 0 9 K E Acquired by Pfizer7, Exxon Mobil (Common Stock) E Dividend O T

+ 8 . Chevron (Common Stock) B Dividend K T9. Regions Financial (Common Stock) A Dividend K T

I 0 . Am. Funds (Mutual IRA) A Dividend K T1 I. Real estate (20A) (Whitley Co., KY )(Listed None K S~ 7 7 A )1 2 . Pfizer (Common Stock) A Dividend K T Spinoff(from line 6)1 3 . Community Trust Bank, Estates l&2 A Interest J TAccounts14 . Comm unity Trusl Bank Trast #1 Account A Interest J T

1 5 , Community Trust Bank, Estate #3 Account A Interest K T

16 . Farmers Bank & Capital, Estate #3 Account A Interest J TC D

17 . Johnson & Johnson (Common Stock) None K T B uy 1 2 / 3 1 1 0 9 K

(S~ Column C2) U =~ Value V ~ther W =E st i m~t~


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Name of Person Reporting Date of Repor~P a g e F I N A N C I A L 6 o f 8 D I S C L O S U R E R E P O R T Siler,Eugene E. 5 / 1 3 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i.co,~e, v o ~ , , e , , . . . s a c t i o . s a ~ a ~ a , o ~ o ~ o ~ ~ . d dependent children; see ~p. 34-60 of filing instructiom.)NONE (No reportable income. ~sets, or transactions.)

~. ~ ~ . [ c . D .D~s~r~pfio~ of Assets In~om~ d~n~ [ Gross valu~ at ~n~ Trans~dons ~n~ r~p~in~ ~rio~ ldenfi~ ofPlacc " (XO " a f i e~ each a s set Amo u n t ~ T~ (e.g., Vzlue ~ Value T~ (e.g.. Date Value Gain

exempt from prior disclosure Cod~ 1 div., rent, Cofle 2 Me~od buy, sell, mn~dff~ Code 2 Code I buyer/seller( A - H ) ~ or int.) {J-P) ~ C~e 3 redemption) (J -P) (A -H ) (if private

18. Flying Rooster Fa~, Inc (Common St~k) None K O

1 9 . Rental Prop. No. 1, W hitley Co., KY D R e n t M R(Purchase 2002 $128,000)20 P r o c te r & G a m b le ( C o m m o n S t o c k) A Dividend K T

2 1 . Rental Prop. No. 3, Wh itley Co., KY. D R e n t L R( P u r c h a s e 2 0 0 6 , $ 7 5 , 0 0 0 )i2 2 H a r t 3 . J e f f r i e s H o l d i n g , L L C A Dividend K S B u y 1 1 / I 2 t 0 9 K E . S i l e r I l l

2 3 , SY Bancorp (pfd stock) B D i v i d e n d K T

24 . S m u c k e r C o . A D i v i d e n d J T


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FIN AN CI AL DI S CL OS U RE RE P OR T N .... f P e r s o n R e p o r t in g D a t e o f R e p a r ~PD.ge 7 Of 8 Siler, Eugene E. 5/13/2010

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . ~ 1 ~ i c ~ t e ~ , o , ~ o y R e ~ , ~ )From VII - Investments

Line 4 - Value of K entucky Mine Supply stock derived from appraisal in 200S by corporate president.Line 11 - Assessed value is at 100%, for $30,800.Line 22 - Assessed va lue is at 100% an d is done annually by the Commo tawealth of Kentucky. 2009 assessment v,a~ at $33,000 for this parl of the stock (20%).


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F I N A N C IA L D I S C L O S U R E R E P O R T ~ . . . . f e e r ~ o n R e p o . i~ D a , e o f R e p o .Page 8 o f 8 S i le r , E u g e n e E . 5/13/2010

IX. CERT IFICAT ION.I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to Ihe best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signalure~

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W 1 L F U L L F A L S IF I E S O R F A L L S TO F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CRIMINAL SANC TIONS (5 U.S .C . app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdm inistrative Office of the United States CourtsSuite 2-301One C o lum bus C i rc le , N .E .W ashington, D.C. 20544

Eugene E Siler Financial Disclosure Report for 2009

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