미래에셋대우 - 해외주식 투자 전문가 - 2014 미래에셋증권 … · 02 CONTENTS...

2011 , 2012
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.
2014 4 ,
2011 3 .

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. 2012 6 5 2013
3 31 12 31 , 2011 2012
12 , 2013 9(‘13. 4. 1 ~ ‘13. 12. 31)
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GRI (Global Reporting Initiative) G3.1
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.

.
: 5 26 15F~19F
: 02-3774-1349
: 02-3774-6705
: [email protected]
: www.smartmiraeasset.com
02
CONTENTS
• 01 • 02 •CEO Message 03 • Highlights 05 •Company Profile 07 • 09 • 11 • 13
• 17 • 23 • 29 • 33 • 37 • 39 •Core Issue 43
Business & Service • 47 • 51 • 53 • 55
Cooperation • 57 • 58 • 59 •Cooperation 61
Social Responsibility • 64 • 67 •Social Responsibility 73
Appendix • 76 • 77 •GRI Guideline index 88 •ISO 26000 92 •UNGC Principle 93 •Glossary 94 • 95 • 97
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1. MIRAE ASSET SECURITIES Co., Ltd
Mirae Asset Securities Mirae Asset CENTER1 B/D East Tower 15F~19F,
26, Eulji-ro 5-gil, Jung-gu, Seoul 100-210 Korea
Tel : +82-2-3774-1700
3. Mirae Asset Securities (Vietnam) Joint Stock Company
7F, Sai gon Royal, 91 Pasteur, Ben Nghe Ward, District 1, HCMC, Vietnam
Tel : +84-8-3910-2222
Ha Noi Branch 4F, 27 Hang Bai Street, Hoan Kiem District, Hanoi, Vietnam
Tel : +84-4-6273-0541
2. Mirae Asset Securities – Beijing Representative Office
A-018, F2, Beijing Silver Tower, No.2, East 3rd Ring North RD.
Chaoyang District, Beijing, 100027, China
Tel : +86-10-5836-9114
Rua Funchal, 418, 18F, e-Tower Building, Vila Olimpia,
Sao Paulo-SP-CEP 04551-060, Brasil
1. Mirae Asset Securities Co., Ltd
7. Mirae Asset Securities (HK) Ltd.
3. Mirae Asset Securities (Vietnam) Joint Stock Company
5. Mirae Asset (Shanghai) Investment Consulting Co., Ltd
08
2013 12 31

1999 12 2
2006 2 15
209
1,848
78
62
2013. 01. 07 1
2013. 02. 15 ‘ (Smart Maps)’
2013. 02. 25 2
2013. 04. 16 MOU
2013. 04. 18 ‘New M-Stock’
2013. 05. 02 ‘ ’ 1
2013. 05. 06 ‘EUREX 200 ’
2013. 07. 19 ‘ELS 5000’
2013. 10. 28
2013. 12. 04 HTS ‘(KAIROS)’

2005. 08. 17
2006. 02. 15
2007. 01. 11
2007. 07. 27
2007. 12. 18 ()
2008. 08. 22 ()
2008. 09. 13 ()
2008. 10. 24 ()
2009. 05. 11 ()
2010. 08. 26 ()
2011. 10. 04
5. Mirae Asset (Shanghai) Investment Consulting Co., Ltd
5/F Rm. A, MiraeAsset Tower, Lujiazui Ring Road No.166,
Pudong New District, Shanghai 200120, P.R. China
Tel : +86-21-3135-2008
Suite 1502, Level 15, Three Pacific Place,
1 Queen’s Road East, Hong Kong
Tel : +852-2295-0100
New York, USA
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Company Profile
CEO Message

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2011 2012 2014

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CORE ISSUE
Why & Impact

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(EUREX) KOSPI200 1
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KONEX (2013. 07. 01)
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Why & Impact
2008 (tail risk) .
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2013 .
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Why & Impact
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KNOWLEDGE
ATTITUDE

B usiness &
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7
*2011 Learning
2011 2012 2013
() 2,529 4,625 4,887
1 1.92 0.69 0.77
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Learning 12 13 14
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* FY2014 FY2013 9(4~12)
* , , 2

Cooperation
317.5 382.2 306.5
229.1 243.6 161.5
361.7 386.6 447.0
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331.5 372.7 323.8
388.3 380.3 369.7
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( 1.05 1.04 1.03 %
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2014. 06. 30

2011 2012 2013
Scope3 2,624.00 2,191.00 633.00
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2011
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1 2014 5
16 , IT 2014 1
9 - , 2013 12
2013 - 2013 12
2013 MTS , 2013 11
3 2013 11
2013 - 2013 10
2013 2013 10
2013 3 (MTS) - 2013 7
2013 , 2013 5
2013 KOREA AWARDS - Best fund distributor 2013 1
2012 2013 1
4 IB - IPO 2013 1
2 - IPO 2013 1
2012 2013 1
15 - 2013 1
2 , MTS 2012 12
1 , 2012 12
2012 - WM 2012 11
2012 - 2012 11
2012 , 2012 10
2 , MTS / 2012 9
12 , 2012 7
2012 , 2012 5
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2014 3 6

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78
2012 6 5 2013 3 31 12 31 , 2013 9
(‘13.4.1 ~ ‘13.12.31) .
:
15() 14() 14()
112,073,775,688 165,175,290,360 203,878,871,031
10,652,442,835,592 10,016,224,850,638 8,239,391,854,741
1,943,536,825,158 1,478,053,577,937 762,158,223,689
5,442,935,907 11,589,836,117 121,803,440,319
556,335,176,471 544,303,905,976 548,771,105,697
11,841,205,730 14,589,257,069 19,208,820,600
31,452,095,205 33,618,086,676 33,707,656,264
72,489,215,917 72,233,473,856 65,441,963,328
19,842,652,029 17,819,577,374 23,570,091,515
22,500,719,758 20,410,744,429 16,960,625,141
2,111,111,338,245 2,112,332,945,540 2,009,969,460,035
20,079,110,651,823 17,078,333,582,342 14,598,374,574,020
15() 2013 12 31 / 14() 2013 03 31 / 14() 2012 04 01
UNGC Principle

ISO 26000

1,943,636,928,109 2,549,537,529,552
194,191,212,553 277,590,142,733
1,300,480,355,514 1,647,769,058,565
18,829,527,735 10,279,924,785
381,678,580,340 563,384,957,649
1,629,017,002 6,133,398,308
17,328,929,109 22,081,115,388
29,499,305,856 22,298,932,124
1,872,999,794,388 2,385,768,805,019
26,976,566,021 41,560,720,711
1,396,907,706,756 1,638,710,142,760
16,938,754,510 6,808,409,666
167,621,364,146 344,153,677,969
6,974,542,560 13,658,635,980
34,219,152,558 9,373,985,624
123,429,661,943 193,861,328,757
97,675,935,197 135,474,452,241
2,256,110,697 2,167,451,311
70,637,133,721 163,768,724,533
24,309,416,646 16,622,570,229
25,720,013,669 33,292,888,727
1,410,597,023 16,670,318,498
94,946,550,367 180,391,294,762
24,062,626,353 46,875,151,683
70,883,924,014 133,516,143,079
(10,782,686,502) 3,283,863,728
(217,394,992) 9,998,069,346
(20,692,454,624) (19,883,972,883)
(10,653,452,268)
:
15() 2013. 04. 01 ~ 2013. 12. 31 / 14() 2012. 04. 01 ~ 2013. 03. 31
80

2012.04.01( 14() ) ()
88,003,986 (1,501,183,632) 1,194,745,798 (218,433,848) (218,433,848)
2012.04.01( 14() ) ()

1,738,031 1,177,329,291 (1,738,031) 1,177,329,291 1,177,329,291
2013.03.31( 14() ) ()
209,461,145,000 852,203,207,600 (60,480,949,275) 41,723,383,856 1,049,015,413,930 2,091,922,201,111 20,410,744,429 2,112,332,945,540

660,723,681 660,723,681 660,723,681
:
15() 2013. 04. 01 ~ 2013. 12. 31 / 14() 2012. 04. 01 ~ 2013. 03. 31
UNGC Principle

ISO 26000

(144,678,405,582) (56,693,434,344)
70,883,924,014 133,516,143,079
(381,678,580,340) (563,384,957,649)
(25,567,739,755) (17,853,449,426)
167,621,364,146 344,153,677,969
24,062,626,353 46,875,151,683
25,301,335,061 9,090,517,905
4,786,873,169 25,533,625,242
39,860,619,941 23,654,593,096
162,311,403,228 258,609,840,539
393,220,330,309 261,997,405,674
4,043,971,534 1,024,943,023
12,894,782,976 5,783,466,643
23,582,603,862 44,046,663,105
10,598,595,858 4,912,914,847
36,516,993,663 44,526,951,033
220,984,328,253 116,221,712,954
362,475,720,899 411,471,841,230
18,829,527,735 9,806,699,413
00 473,225,372
(265,731,436,987) 209,646,562,693
(10,566,339,747) 2,476,984,690
(1,439,360,793,604) (270,058,540,783)
1,138,095,488,672 (1,068,134,829,783)
19,473,221,712 (304,849,944,075)
(1,691,997,227,159) (88,248,837,152)
(1,246,165,074,492) 1,204,556,895,183
831,710,091,416 248,364,633,994
(127,889,861,638) (83,448,099,383)
1,706,202,227,985 168,854,661,620
(195,393,800) (1,225,998,000)
356,616,712,947 572,316,914,276
(165,433,726,379) (340,745,584,447)
28,808,184,977 18,425,444,624
(27,558,488,426) (17,775,351,337)
154,902,497,472 118,423,480,025
9,488,657,896 16,950,873,854
632,817,608,670 719,616,346,623
1,537,818,474,047 220,498,076,569
70,000,000,000 199,791,900,000
588,360,534 1,398,145,772
16,480,000,000 9,137,140,381
100,000,000,000 30,716,368,690
385,149,406 13,853,016
41,276,930,000 20,621,860,500
10,008,635,890 1,538,700,639
() (53,101,514,672) (38,703,580,671)
165,175,290,360 203,878,871,031
112,073,775,688 165,175,290,360
15() 2013. 04. 01 ~ 2013. 12. 31 / 14() 2012. 04. 01 ~ 2013. 03. 31
:
UNGC Principle

ISO 26000

() :
15() 2013. 12. 31 / 14() 2013. 03. 31 / 14() 2012. 03. 31
15() 14() 14()
38,701,151,784 18,921,293,757 57,460,022,247
10,441,749,148,461 9,783,317,898,078 8,016,385,538,636
1,561,946,148,886 1,279,362,213,045 639,377,619,766
806,995,479,732 650,555,947,686 546,893,144,004
7,030,100,033 9,987,148,017 121,499,938,998
10,490,149,788 12,776,171,949 15,934,892,092
30,312,852,189 32,170,389,846 31,827,562,181
67,901,253,289 68,133,647,927 57,773,946,644
19,780,388,949 17,766,100,579 22,278,854,195
19,512,033,346,471 16,492,847,050,070 13,972,843,559,396
6,428,667,075,094 6,527,460,849,274 4,655,346,569,551
656,289,163,473 776,888,383,927 851,767,815,908
6,581,221,974,070 5,043,203,500,023 4,801,079,909,790
469,663,514,843 499,502,941,437 330,216,740,524
4,017,643,347 3,419,805,758 8,973,762,368
3,173,148,772,115 1,453,732,107,365 1,286,458,795,224
1,115,467,226,417 (37,546,390,958) (10,900,020,547)
1,089,190,197,539 (21,321,544,545) (16,224,846,413)
84
()
67,553,958,878 138,445,445,586
(13,092,368,362) 14,970,014,396
54,461,590,516 153,415,459,982
:
15() 2013. 04. 01 ~ 2013. 12. 31 / 14() 2012. 04. 01 ~ 2013. 03. 31
UNGC Principle

ISO 26000

2012.04.01( 14()) ()
2012.04.01( 14()) ()
- - - - 138,445,445,586 138,445,445,586
- - 720,789,466 - - 720,789,466
- - - - 67,553,958,878 67,553,958,878
:
15() 2013. 04. 01 ~ 2013. 12. 31 / 14() 2012. 04. 01 ~ 2013. 03. 31
86
()
(162,682,166,708) (62,679,193,480)
16,133,465,082 4,813,217,151
4,786,873,169 25,533,625,242
38,881,040,101 23,654,593,096
162,311,403,228 258,609,840,539
386,472,787,444 255,333,513,961
1,196,775,232 158,016,853
2,736,642,057 2,653,182,855
68,731,437 489,292,167
15,610,879,804 36,708,469,452
10,598,595,858 4,912,914,847
36,427,249,663 44,191,894,128
220,984,328,253 116,221,712,954
346,334,723,541 408,356,577,711
8,635,158,157 5,528,183,862
ISO 26000

137,524,411,412 102,588,663,982
9,267,220,258 10,406,242,845
2,921,847,185 10,003,346,522
27,305,000 32,903,490
432,364,537,643 619,953,948,748
174,207,000,000 112,633,000,000
1,538,018,474,047 242,123,590,233
70,000,000,000 199,791,900,000
588,360,534 1,398,145,772
100,000,000,000 30,716,368,690
41,276,930,000 20,621,860,500
385,149,406 13,853,016
() (=+++)
18,921,293,757 57,460,022,247
38,701,151,784 18,921,293,757
15() 2013. 04. 01 ~ 2013. 12. 31 / 14() 2012. 04. 01 ~ 2013. 03. 31
88

1.
1.1 ( : CEO, ) 3-4
1.2 , 3-4
2.
2.2 , 51
2.3 , , , 7-8
2.4 / 7-8
2.5 · 7-8
2.6 8
2.7 ( , , / ) 7-8
2.8 7-8
2.9 , 1, 47
2.10 76
3.
3.1 ( : / ) 1
3.2 ( ) 1
3.3 (, ) 1
3.4 1
3.5 13-14
3.6 ( : , , , , , ) 1
3.7 1
3.8 , , , 1
3.9 1
3.10 1
3.11 1
3.12 88-90
3.13 , , 93-94
4. , ,
4.1 - , 11-12
4.2 11
4.3 , 11
4.4 11
4.5 , 12
4.6 11
4.7 11
4.8 / 9
4.9 // 11
4.10 11-12
4.11 53-54
4.12 / / , 76, 91
4.13 / 76
4.14 13
4.15 13
4.16 , 13
4.17 , 13-14

UNGC Principle

ISO 26000

EC2 64
EC3 60
EC4 N/A -
EC5 62
EC6 , 29-31
EC7 30
EC8 67-72
EC9 17-20, 47-52
(Disclosure on Management Approach) 64
EN1 N/A -
EN2 N/A -
EN3 1 64-65, 73
EN4 1 64-65, 73
EN5 64-65
EN6 / N/A -
EN7 N/A -
EN8 65
EN9 65
EN10 65
EN11 , , N/A -
EN12 , , N/A -
EN13 N/A -
EN14 , N/A -
EN15 (IUCN) (Red List)
N/A -
EN16 · 65, 73
EN17 73
EN18 65
EN19 N/A -
EN20 NOx, SOx N/A -
EN21 65
EN22 65
EN23 N/A -
EN24 ,, , / / / N/A -
EN25 65
EN26 66
EN27 N/A -
EN28 N/A -
EN29 64
EN30 66
: : : N/A: Not Applicable N/A: Not Material

90

LA 1 , 61
LA 2 (, ) 61
LA 3 59
LA 4 N/A -
LA 5 57
LA 6 -
LA 7 , , , 62
LA 8 , , 59
LA 9 -
LA 10 , 43
LA 11 -
LA 12 61
LA 13 (, , ) 61
LA 14 62
LA 15 62
(Disclosure on Management Approach) 33, 60
HR 1 35
HR 2 35
HR 3 ( ) 34
HR 4 N/A -
HR 5 60
HR 6 60
HR 7 60
HR 8 -
HR 9 -
HR 10 () / 37-38
HR 11 , N/A
SO 1 , 68, 71
SO 2 33-36
SO 3 34
SO 4 -
SO 5 , N/A -

SO 6 , / N/A - /
SO 7 - 1, 446
SO 8 - 3, ,
413.9
SO 9 67
SO 10 67-72
UNGC Principle

ISO 26000

(Disclosure on Management Approach) 17, 23, 29
PR 1 .
N/A -
PR 2 N/A -
PR 3 , 35
PR 4 / N/A -
PR 5 17-20
PR 6 , , , 22
PR 7 , , , N/A -
PR 8 N/A -
PR 9 N/A -
(Disclosure on Management Approach) 64, 67
FS 1 / 64, 67
FS 2 / 9-12, 53-54
FS 3 / 17-20
FS 4 / 13, 17-20
FS 5 // 29-32, 47
FS 6 29-32, 47
FS 7 48-50
FS 8 66
FS 9 / 53-54
FS 10 / / N/A -
FS 11 , , ( ) 53-54
FS 12 / 53-54
FS 13 (access points) 22
FS 14 , 22
FS 15 35-36
FS 16 17-22, 52
92
2010 11 (ISO : International Organization for Standardization) , , , , , , 7
Guidance ISO26000 .
, · .

, , , , 11-12, 53-54

33-38
, 60
, , , 60-62
, 60
, , , , , , ,
, · 39-42, 69-62
(ILO) , , 60

, (, , , ),
60-62
, , , , , ,
, · 39-42, 59
, 60
· () 59
AM Academy, , , 17-20, 39-42

, , ,
64-66, 73
, , 64-66, 73
, , ,
64-66, 73
, · 66

, , ,
, 33-38
35-36
35
, , 33-36
-
-
, , 17-20, 35-38
(, ) 66
, , VOC , 17-22, 33-38
37-38
-
, , CEO SNS 17-20, 67-72

·· 67-72
, 67-72
39-42
M-Stock 21-22
, ·· 55, 73-74
, 59-60
, · 66
ISO 26000
UNGC Principle

ISO 26000

93
, , , (UN Global Compact) .
, , · 10
. .

1. . • (ILO) 10
•

3. . • 60
4. .
• (ILO) 10
60
5. . 60
6. . • 34, 58, 60

•
•
•
• 64-66
• 66
10.
.
•
•
•

ABCP (Asset Backed Commercial Paper) (SPC) , (CP)
ABS (Asset Backed Securities) , , , , ·
CP (Compliance Program)
DC (Defined Contribution)
.
DLB (Derivative-Linked Bonds) DLS
DLS (Derivative-Linked Securities) ,
ELB (Equity-Linked Bonds)
ELS (Equity-Linked Securities)
ETF (Exchange Traded Funds) KOSPI200
()
GRI (Global Reporting Initiative) 1997 CERES UNEP
(GRI Guideline)
HTS (Home Trading System)
IPO (Initial Public Offering)
ISO14001 (ISO) (TC 207) ‘ISO 14000 ’
ISO27001
Knock-In Barrier
KONEX (Korea New Exchange) 2013 7 1

MTS (Mobile Trading System) PC
PEF (Private Equity Fund) ,
, , ,
PF (Project Financing) . ,

SRI (Social Responsible Investment) , , ,
UNGC (UN Global Compact) , , , 10

Wrap Account

GLOSSARy
ISO 26000

()( “DNV GL”) (,“”) 2014 ( “”)
. , .
, , , .
. DNV GL , , .
.

DNV GL :
• GRI G3.1
• DNV GL Verification Protocol for Sustainability Reporting (VeriSustainTM v4.1) ,
( )

, , 3 ,
. DNV GL . 2013
.
, .
, . DNV GL
.

DNV GL Verification Protocol for Sustainability Reporting (VeriSustainTM) .
, ,
. , ,
. .
.
• , ,
•
•

, DNV GL 2013 ,
. GRI ‘A+’ . GRI .
96
2014 7
,
:
. , , , ,
.
.
.
:
, ,
, . 2013
.
:
.
. , .
:
2013 GRI ,
.

. ,
.
•
•

DNV GL . DNV GL
100 . DNV GL
. DNV GL . ,
.
ISO 26000

: 02–3774–1349
: 02–3774–6705
: [email protected]
. PDF .
.
.
www.smartmiraeasset.com

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Transcript of 미래에셋대우 - 해외주식 투자 전문가 - 2014 미래에셋증권 … · 02 CONTENTS...