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BUSINESS VIP REPORT

(Sample)

Client Sample Co., Ltd.

Client's Ref. I20100830001

Report Mode Express

Date of Order 2015-12-1

Date of Delivery 2015-12-15

Number of Report 1111XXX51-1

Product Code 086010522

Country / Region China

Subject Company

XX 光电股份有限公司

XX Optical & Electronic Co., Ltd.

Special Requirement ---

CBI Business No. B20100318000

CBI Credit Index 83.1

Credit Rating A

CONFIDENTIAL: This report is furnished by Central Business Information

Limited in STRICT CONFIDENCE at your request for your exclusive use. While

reasonable effort has been taken to ensure accuracy, Central Business

Information Limited does not guarantee the correctness of this report and

shall not be liable for any loss or injury caused by the neglect or other act or

failure to act on the part of said company and/or its agents in proceeding,

collecting or communicating any information. This report is used solely for

your use and no part of the report shall be disclosed to any third party.

Copyright by Central Business Information Limited. All rights reserved.

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VERIFICATION

Inquiry Information Result of Verification

【Chinese Name】 XX 光电股份有限公司 Correct

【English Name】 XX OPTICAL & ELECTRONIC CO., LTD. Correct

【Address in Chinese】 河南省南阳市工业南路 XXX Correct

【Telephone Number】 0377-63152XXX Correct

【Contact Person】 张 XX Correct – Note 1

【Email】 mail@xxoptical.com.cn Correct

【Note 1】 张 XX is confirmed as the Subject’s legal representative and chairman.

mailto:mail@xxoptical.com.cn

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EXECUTIVE SUMMARY

【CBI Business No.】 B20100318000

【CCRI】 83.1 Risk: Very Low

【Credit Rating】 A

【Chinese Name】 XX 光电股份有限公司

【Business Address】 河南省南阳市工业南路 XXX

XXX South Industrial Road, Nanyang, He’nan Province

【Date of Registration】 1995-4-5

【Legal Form】 Chinese-foreign equity joint venture stock limited company (listed)

【Listed or Not】 Yes

【Main Exchange】 Shenzhen Stock Exchange (Stock Code: 00XXXX)

【National Organization

Code】

2XX417XX0

【SIC】 3827 Optical instruments and lenses

【NACE Code】 C26.7.0 Manufacture of optical instruments

【ICNEA】 4141 Manufacture of optical instruments

【Registered Capital】 RMB 199,240,000.00

【Sales Income】 RMB 707,727,280.00 (2014)

【Total Profit】 RMB 13,076,890.00 (2014)

【Total Assets】 RMB 762,783,480.00 (as at 2014-12-31)

【Shareholder’s Equity】 RMB 510,599,570.00 (as at 2014-12-31)

【Legal Representative】 张 XX Zhang XX

【Employees】 Around 2,100

【Import-Export Right】 Yes

【Main Business】 Manufacture and sales of optical components.

【Financial Year】 Year 2012, 2013,2014

【Times of Registration

Change】

15 Times

【Public Records】 2 Cases

【Trade Comments】 2 Records

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CONTACT INFORMATION

【Chinese Name】 XX 光电股份有限公司

【English Name】 XX OPTICAL & ELECTRONIC CO., LTD. Commonly used

【Address in Chinese 】 河南省南阳市工业南路 XXX

【City/District/County】 南阳市

【Province】 河南省

【Nationality】 中国

【Address in English】 XXX South Industry Road, Nanyang, He’nan

【City/District/County】 Nanyang

【Province】 He’nan

【Nationality】 China

【Postal Code】 473XXX

【Telephone】 0377-63152XXX

0377-63162XXX

Main Exchange

Finance Department

【Source】 Industrial and commercial information

【Mobile Phone】 135XXX77XX0 张 XX Zhang XX

【Fax】 0377-63167XXX

【Website】 http://www.xxoptical.com.cn

【E-mail】 mail@xxoptical.com.cn 【General enquiry】

【Weibo】 www.weibo.com/xxxxxx

【WeChat】 **光电

http://www.xxoptical.com.cn/ mailto:mail@xxoptical.com.cn http://www.weibo.com/xxxxxx

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REGISTRATION INFORMATION WITH CHANGES

【Registration Information】

【Uniform Social Credit Code】 XXXX6357894563XXXX

【Registration Number】 41000040001XXXX

【Registration Agency】 Henan Administration for Industry and Commerce

【Chinese Name】 XX 光电股份有限公司

【Registered Address】 河南省南阳市工业南路 XXX

XXX South Industrial Road, Nanyang, He’nan Province

【Date of Incorporation】 1995-4-5

【Legal Form】 Chinese-foreign equity joint venture stock limited company (listed)

【Registered Capital】 RMB 199,240,000.00

【Total Investment】 RMB 350,000,000.00

【Legal Representative】 张 XX Zhang Xx

【Business Scope】 光学零件、光学薄膜产品、光敏电阻、光学镜头、光学引擎、光学辅料、光电仪器及相关产品的研发、

生产、销售和售后服务。

Research and Development, production, sales with after sales services of optical parts, optical

coating products, photosensitive resistance, lens, light engine, optical auxiliary materials, and

optical instruments.

【Condition】 Incorporated

【Operation Period】 Long Term

【Annual Report】 The 2014 annual report has been submitted

【Shareholding Structure】 (Unit:RMB ’000)

Name Subscription Shares (%)

中国 XX 工业集团公司

China XX Industrial Group Corporation

168,045.042 84.35%

XXXX 资产管理有限责任公司

XXXX Asset Management Co., Ltd

26,713.960 13.41%

南阳市 XX 光电仪器有限责任公司

Nanyang XX Optoelectronic Instruments Co., Ltd.

3,760.848 1.89%

陈盛 X Chen ShengX 207.800 0.10%

何 X 军 He Xjun 182.250 0.09%

陈 X 强 Chen Xqiang 182.100 0.09%

吴 X 仙 Wu Xxian 148.000 0.07%

Total 199,240.000 100.00%

Note: Adjustments will be made on the above shares of the shareholder(s) if the result of the calculation is found indivisible.

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【Note】 Regarding the information of shareholders:

1. The Subject was a listed company with frequent changes of shareholders, the shareholder

information in AIC was backup only, it may be incomplete and not updated. Therefore, the

shareholding structure we provided was based on the latest announcement or annual report;

2. The above shareholder information was based on the listed announcement 「2015 Half Year

Annual Report」released on Jun 30, 2015 from the Subject.

【Changes of Registered Capital】 (Unit：’000)

Date Registered Capital Currency

1995-4-5 51,430.00 RMB

2004-8-3 121,116.70 RMB

2005-9-14 141,116.70 RMB

2006-6-24 149,240.00 RMB

2010-6-30 199,240.00 RMB

【Changes of Shareholders】 (Unit: RMB’000)

Date Name Subscription Shares

1995-4-5 河南 XX 光电仪器厂

Henan XX Optoelectronic Instruments

Factory

英属维尔京群岛XX光学有限公司BVI XX

Optics Co., Ltd.

33,430.00

18,000.00

65%

35%

2004-8-3 河南 XXX 集团有限公司

Henan XXX Group Co., Ltd.

英属维尔京群岛 XX 光学有限公司

BVI XX Optics Co., Ltd.

XXXX 资产管理有限责任公司 XXXX

Asset Management Co., Ltd

日本 XX 产业株式会社

Japan XX Properties Corporation

香港 XX 国际有限公司

H.K. XX International Co., Ltd.

香港 XX 有限公司

Hong Kong XX Co., Ltd.

南阳市 XX 光电仪器有限责任公司

Nanyang XX Optoelectronic Instruments

Co., Ltd.

77,017.60

12,860.00

12,000.00

11,013.10

5,969.50

1,200.00

1,056.50

63.59%

10.62%

9.91%

9.09%

4.93%

0.99%

0.87%

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2005-9-14 中国 XX 工业集团公司

China XX Industrial Group Corporation

XXXX 资产管理有限责任公司 XXXX

Asset Management Co., Ltd

日本 XX（香港）有限公司

Japan XX (Hong Kong) Co., Ltd.

XXX 佐野株式会社

XXX Sano Corporation

香港 XX 国际有限公司

H.K. XX International Co., Ltd.

南阳市 XX 光电仪器有限责任公司

Nanyang XX Optoelectronic

Instruments Co., Ltd.

77,017.60

25,260.00

16,247.60

14,600.00

4,435.00

3,556.50

54.58%

17.90%

11.51%

10.35%

3.14%

2.52%

2006-