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Data Driven Formulation Development Using Material Sparing
Methods
Fourth Annual Garnet E. Peck Symposium
Gregory E. Amidon, Ph.D.Enabled Solid Dosage FormsAnn Arbor, MI
final
1
Acknowledgements:Many people at Pfizer Have been involved
• Beth Langdon• Jeff Moriarty• Matt Mullarney• Angela Kong• Dauda Ladipo• and many others
• Padma Narajan• Pam Secreast• Bruno Hancock• Barbara Spong• Glenn Carlson
2
Data Driven Formulation Development Using Material Sparing Methods
What is the data needed for “data-driven” decisions?How much material do you need?
A number of us at Pfizer believe that we need “limited material” and a bunch of data to effectively develop manufacturable formulations.
3
Data Driven Formulation Development Using Material Sparing Methods
We are moving from “seeing is believing” to “data is predicting”.
4Reliably Manufacture tablets
1. Deliver API ~500-5000g delivery
2. Conduct drug-excipient compatibility studies
<10 g API
3. Develop Drug Product formulation &
manufacturing process
~1 – 5 kg lot size(s)
4. Manufacture prototype tablets and conduct
stability testing
1000 -10,000 tablets
Traditional Tablet Formulation Development Paradigm
5
Outline
Particle Characterization– Particle Size, Shape, Size Distribution, – Content Uniformity– Dissolution
Powder Characterization – Bulk, Tapped, True Density– Powder flow
Compact Characterization – Mechanical Properties
Tablet Characterization (“Formulation Development”)– Excipient Selection– Process Selection– Formulation Characterization– Manufacturing (MSF approach)
6
API Particle Characterization-Microscopy
Method Min, µm Max, µm Distribution Shape texture Grams Xtal?
NYN
0.50.50.5
YYM
MicroscopyLight 1 1000 Y Y
Polarized LM 3 1000 Y Y
SEM 0.02 1000 Y Y
• Qualitative Information• Best way to get shape, texture, crystallinity
information “quickly”• 3 – dimensional information possible
7
API Particle CharacterizationLight Scattering and Obscuration
Method Min, µm Max, µm Distribution Shape texture Grams Xtal?
NNN
222
Y
Photon Correlation 0.001 1 Y N NY
Light ScatteringLaser 0.02 2000 N N
Light Obscuration 1 500 N N
• Quantitative Information d50, d10. d90, σg (Geometric Std Dev.)
• Covers wide range of particle sizes
• Experimental conditions can be critical to obtaining reproducible and meaningful results!
8
API Particle CharacterizationParticle Size Distribution matters
A few big particles (or more) can alter: • Content Uniformity (eg: segregation, potency) • Dissolution (slow it down)• Processing (eg: powder flow, compressing, granulation)
A few small particles (or more) can alter: • Content Uniformity (eg: segregation)• Dissolution (speed it up)• Processing (eg: powder flow, compressing, granulation)
9
API Particle CharacterizationEffects of Particle Size and Distribution on Processing
• Content Uniformity (manufacturability issue)
• Dissolution Rate (drug delivery issue)
10
API Particle CharacterizationEffects of Particle Size and Distribution on Processing
• Content Uniformity (manufacturability issue)
• Dissolution Rate (drug delivery issue)
11
Content Uniformity Model
Known particle size distribution
Tablet die
Particles end up in a tablet based on “random chance”
12
Key Assumptions in CU model
Log normal distribution is assumed. It is not a necessary assumption but allows for an analytical solution.
Drug load is low (eg: drug particles are “independent”)
Drug particle size and excipient particle size are similar (< 5X)
13
Theoretical Equation (BRRohrs, et.al., Pfizer, Inc from Johnson, Yalkowsky & Bolton papers)
d'g = Maximum geometric mean diameter on a weight (or volume) basis required to pass CU.
D = dose, mg
σg = geometric standard deviationρ = true densityCv = Coefficient of variation of the dose (%RSD) to pass CU
criteria (eg: Cv = 3.84 to pass USP CU with 99% confidence)
14
Particle Size and Distribution Necessary to Pass USP 25 Stage I CU for Tablets
Maximum Mean Volume Particle Diameter, d50 (µm) Predicted to Pass USP Content Uniformity Test (99% Confidence) as a Function of Geometric Standard Deviation (σg) and Dose (mg)
Dose, mg0.1 1 10 100 1000
Max
imum
Geo
met
ric M
ean
Vol
ume
Par
ticle
Dia
met
er (d
50), µ m
1
10
100
1000
Mic
roni
zing
Mill
ing
σg
1.01.5
2.0
2.5
3.0
3.5
4.0
d90
/d50
1.01.7
2.4
3.2
4.1
4.9
5.8
σg d50 .
1.0 (monodispersed) ~150 um1.5 (narrow) ~110 um2.0 (moderate) ~ 70 um3.0 (broad) ~ 25 um 3.5 (very broad) ~ 15 um
Examples: 1 mg dose
(Rohrs, Amidon, Secreast, MeuryJ.Pharm.Sci., 95, 1045 (2006))
15
Content Uniformity Example(Rohrs, Amidon, Secreas,t Meury, J.Pharm.Sci., 95, 1045 (2006))
Relative standard deviation of content uniformity vs. dose. Symbols are measured values for tablet lots from API Lots A , and B . Solid lines are calculated using a particle size distribution width for Lots A and B estimated by σg = (d84.1/d15.9)0.5, dashed lines are calculated from σg = (d97.7/d50)0.5.
16
API Particle CharacterizationEffects of Particle Size and Distribution on Processing
• Content Uniformity (manufacturability issue)
• Dissolution Rate (drug delivery issue)
17
The cocktail party question …
What do you say if you are at a cocktail party and some asks you “What particle size do I need to achieve an adequate dissolution rate if my drug has an aqueous solubility of 10 ug/mL?”A: 1 um B: 10 um C: 100 um D: don’t know
Answer: 10 µm!Particle diameter in µm should be equal to or less than the solubility in µg/mL.
18
Dissolution: Noyes-Whitney Equation (flat surfaces)
Solubility( )bCS
hAD
dtdm
−××
=S
h
dm/dt = Dissolution Rate, mass/sec
D = Diffusion coefficient~ 8 x 10-6 cm2/sec
A = Surface area, cm2
h = diffusion layer, cm
S = Solubility, mass/cm3
bulk
Cb
AqueousSolid
Saturated Solution at surface
19
Dissolution rate for spherical particles
drdCrD
dtdm 24π×= r
a
⎟⎠⎞
⎜⎝⎛−=
hrDaS
dtdm π4
Diffusion Layer, h
20
Dissolution Rate for Poly-disperse Systems ⎟
⎠⎞
⎜⎝⎛−=
hrDaS
dtdm π4
Total dissolution rate = Σ individual particle dissolution rates
If one knows the particle size distribution, the dissolution rate can be predicted assuming a diffusion layer thickness, h.
A pretty good assumption is:
• a ≤ 30µm, then h = a (diffusion layer = particle radius)
• a > 30µm, then h = 30µm
Ref: Higuchi & Hiestand, J.Pharm.Sci. 52:1 67-71 (1963)Hintz, RJ, Johnson, KC. Int. J. Pharm. 51 9-17 (1988)
21
Particle Diameter to Achieve 80% dissolved in 30 minutes(log-normal dist, sink conditions, spheres)
1
10
100
1 10 100 1000Solubility in ug/mL
Part
icle
Dia
met
er to
Ach
ieve
80%
di
ssol
ved
in 3
0 M
in
MonodispersedSigma = 2.0Sigma = 3.0
22
Rule of Thumb
1
10
100
1 10 100 1000Solubility in ug/mL
Part
icle
Dia
met
er to
Ach
ieve
80%
di
ssol
ved
in 3
0 M
in
MonodispersedSigma = 2.0Sigma = 3.0
23
API Particle CharacterizationSummary
Particle size, size distribution, shape, and texture (PS) have an impact on pharmaceutical processing and performance.
This is true for active pharmaceutical ingredients, excipients and formulations (eg: granules).
Consideration should be given to the impact of these parameters on formulation processing and robustness.
Appropriate specifications and control (eg: particle engineering) should be implemented where PS has been identified as impacting processing or performance.
24
Outline
API Particle Characterization– Particle Size, Shape, Size Distribution, – Content Uniformity– Dissolution
API Powder Characterization – Bulk, Tapped, True Density– Powder flow
API Compact Characterization – Mechanical Properties
Formulation Development (Tablet Characterization)– Excipient Selection– Process Selection– Formulation Characterization– Manufacturing (MSF approach)
25
Powder CharacterizationDensity
Helium pycnometer(true density) Bulk & Tapped density
26
API Powder CharacterizationRotational Shear Cell (Schulze Ring Shear Cell)
27
Schulze RST Yield Locus
28
Shear Cell Parameters
29
Powder CharacterizationSummary
True density, bulk and tapped density are useful powder characteristics– Solid fraction matters (in powder and compacts) so true
density is needed– Bulk & tapped density can be related to processing and
powder handling.
Automated powder flow analysis has improved this century and there are now well-designed, automated systems to characterize powders.
There is plenty of opportunity to improve our understanding of material properties and how they relate to manufacturing.
30
Physical Properties Mechanical Properties
Mechanical Properties = properties of a material under an applied stress.
Physical Properties = properties Physical Properties = properties perceptible especially through the senses perceptible especially through the senses and subject to the laws of nature. and subject to the laws of nature. (Webster(Webster’’s Dictionary)s Dictionary)
Return to OutlineReturn to Outline
31
Mechanical Property CharacterizationTriaxial Press
Split Die &
Punches
Pendulum Impact Device
Dent measurements Multifunction Tablet Tester
32
Mechanical Property Measurement
A compact of the material is prepared using a triaxial tablet machine.
This equipment and the long dwell times we use allow us to make compacts which are essentially free of large defects that might affect test results.
3/4”
33
Triaxial Tablet Press, Punch and Dies
34
Mechanical PropertiesAs a function of solid fraction
Compression Pressure
Plastic Deformation Pressure (Hardness)
Tensile Strength
Brittle Fracture Index
Bonding Index
Degree of Viscoelasticity
35
“Quasi-static” Mechanical Property TestingOut of die measurements at SF = 0.85Out of die measurements at SF = 0.85
Measured Property Method UsedCompression Pressure Triaxial press
Permanent Deformation Pressure – Dynamic Method (Hd) Pendulum Impact Device– Quasi-static Method (Hq) Multi-function Tester
Tensile Strength (σT) Multi-function Tester
Brittle Fracture Index = fn(σT ,σTo)
Bonding Index = σT/Hd
Strain Index = Hd/E’
Degree of Viscoelasticity = Hd / Hq
36
Solid Fraction Affects Mechanical PropertiesExample: Deformation Pressure of Hydrous Lactose Spray Process
Solid Fraction
0.65 0.70 0.75 0.80 0.85 0.90 0.95
Tabl
et H
ardn
ess,
kN
/cm
2
1
10
100
Reference Solid Fraction = 0.85
Compression Pressure Return to OutlineReturn to Outline
37
Material Sparing Formulations
Material sparing approach to formulations:– Uses a “minimalist’ approach: resource and time savings– Improves efficiency of dosage form development by using predictive
models and scientific data
100g1000g
10,000g
38
Manufacture tablet clinical supplies
Traditional paradigm
1. Deliver API ~500-1000g delivery
2. Conduct drug-excipient compatibility studies
<1g API
3. Develop Drug Product manufacturing process
~1kg lot size(s)
4. Manufacture prototype tablets and conduct stability
testing
large number of tablets
~ 33x reduction in number of tablets
Material Sparing formulation development
<100g lot size(s)
Use statistically based approach <1g API
~100g delivery
Material sparing
paradigm
39
Typical Solid Dosage Platforms
Direct Compression:
(+) simplified process, retains compactibility of materials
(-) segregation, flow
Dry Granulation
(+) overcomes poor physical properties of API (particle size, shape)
(+) improves flow and content uniformity
(-) longer processing time, may compromise compactibility
Wet Granulation
(+) improves uniformity, flow, and compactibility
(-) physical and chemical stability, residual solvents (non aqueous granulation)
40
Decision making criteria for Material Sparing Formulations
API: * Physical and chemical stability* Particle size, shape, size distribution, Density* Powder Flow* Solubility* Mechanical properties (Tableting indices)
• Excipients: * Chemical compatibility with API* Favorable mechanical properties (to
match/compensate for API properties, flow)* Compatible size and morphology with API
• Formulations* Particle Properties* Powder Flow* Mechanical properties
41
Excipient Selection Strategy
API + Ductile filler + Brittle filler + Disintegrant + Lubricant
Formulation B: ⇓ Ductile filler⇑ Brittle fillerDisintegrantLubricant
Ductile API
Formulation A: ⇑ Ductile filler⇓ Brittle fillerDisintegrantLubricant
Brittle API
Identify appropriate excipients based on physical & mechanical properties of API
(for example)
42
Predictive Models of FormulationsPlacebo component = x% MCC & (100-x)% SDL
Ductility (Dynamic Hardness), Hd vs %API
0.0
100.0
200.0
300.0
400.0
500.0
600.0
0 20 40 60 80 100% API in Blend
Hd,
MPa
0.8 0.85 0.9
Ductility (Dynamic Hardness), Hd vs %API
0.0
100.0
200.0
300.0
400.0
500.0
600.0
0 20 40 60 80 100% API in Blend
Hd, M
Pa
0.8 0.85 0.9
Ductility (Dynamic Hardness), Hd vs %API
0.0
100.0
200.0
300.0
400.0
500.0
600.0
0 20 40 60 80 100% API in Blend
Hd,
MPa
0.8 0.85 0.9
Ductility (Dynamic Hardness), Hd vs %API
0.0
100.0
200.0
300.0
400.0
500.0
600.0
0 20 40 60 80 100% API in Blend
Hd,
MPa
0.8 0.85 0.9
0%MCC 25%MCC
50%MCC 75%MCC
.
43
Process Simulation- DC or DGSmall-scale formulation development at Pfizer
Twin Shell Blender Small Scale
MillCompaction Simulator/Emulator
Tableting Simulation
MillingRoller Compaction Simulation
Blending
RCS, EK0 or Hydraulic Press
44
Typical material sparing process for dry granulation100-200g total batch sizeBlend formulation in small V-blender
Mill/screen through small scale mill
Blend & Intragranular Lube in small V-blender
Use Roller Compaction Simulationwith desired profile at target SF
Mill ribbons with small scale mill
Tablet on Compaction Simulator with desired profile, tablet speed and tooling
Extragranular Lube in small V blender
Characterize
45
Process steps and predictive tests
Blend (BMB) Tablet simulatorRC simulator Mill/Lube
• Particle sizeand distribution
• Flow tests (shear cell)
• Measure TS vs. SF - Pick best SF
• Periodically measure SF
• Mechanicalproperties
• Particle sizeand distribution
• Flow tests (shear cell)
• Tensile strength –solid fraction -compression pressure profile
• Measurefriability,disintegration,hardness
API/Excipient
• Particle sizeand distribution
• Flow tests
• Mechanical Properties
46
Mechanical Property Characterization(Quasi-static “Out-of-Die” Testing)
Triaxial Press
Split Die &
Punches
Pendulum Impact Device
Dent measurements Multifunction Tablet Tester
47
Compaction Characterization using Presster(Dynamic mechanical properties)
10 mm flat face round tooling
Dwell time 27 msec = 30 rpm of Killian RTS 16 station tablet press.
Determine:– Compression Stress– Solid fraction– Tablet tensile strength– Out-of-die Heckel analyses
End
48
Definitions
Compressibility - a material’s ability to undergo volume reduction as a function of pressure
Compactibility - a material’s ability to yield a compact of adequate deformation resistance when compressed (tensile strength as a function of solid fraction)
Tabletability - tensile strength of a material as a function of compression force
49
Compactibility, Tabletability, CompressibilityTensile Strength (TS), Compression Pressure (CS), Solid Fraction (SF)
Compactibility: TS vs SF
Tabletability: TS vs CP
Compressibility: SF vs CP
EndRef: Tye, Sun, Amidon, J. Pharm. Sci, 94: 465-472, (2005)
50
Compactibility profile of unlubed, Roller Compacted MCC
0
0.2
0.4
0.6
0.8
1
1.2
0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00
Solid Fraction
Tens
ile S
tren
gth
(kN
/cm
2)
Unlubed Virgin Stock
Unlubed SF 0.50
Unlubed SF 0.65
Unlubed SF 0.82
51
Compactibility profile of lubed, Roller Compacted MCC
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.200 0.300 0.400 0.500 0.600 0.700 0.800 0.900 1.000
Solid Fraction
Tens
ile S
tren
gth
(kN
/cm
2) Lubed Virgin Stock
lubed SF 0.52
lubed SF 0.64
lubed SF 0.84
52
Conclusions
• Material sparing approach to formulation development can be successfully implemented using:
- API particle, powder and compact characterization- Predictive tools and scientific data generated on small scale formulation lots.
• It is important to understand the mechanical properties of API and excipients in order to design robust tablet formulations
• Useful considerations when scaling up dry granulation processes include:- drug loading in the formulation- ribbon solid fraction and tensile strength- simulation of equivalent parameters on large-scale units
53
Data Driven Formulation Development Using Material Sparing Methods
What is the data needed for “data-driven” decisions?How much material do you need?
A number of us at Pfizer believe that we need “limited material” and a bunch of data to effectively develop manufacturable formulations.
54
Acknowledgements:Many people at Pfizer Have been involved
• Pam Secreast•Glenn Carlson • Bruno Hancock • Angela Kong• Dauda Ladipo•Barbara Spong• Beth Langdon• Jeff Moriarty• Matt Mullarney•Padma Narajan