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    Natural hazards, disasters andLocal Development

    CRAterre Editions

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    CRAterre Editions

    Natural hazards, disasters

    and Local Development

    Integrated strategies for risk management

    through the strenghtening of local dynamics:from reconstruction towards prevention.

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    authorsPhilippe Garnier (dir.)Olivier  Moles (dir.)Annalisa CaimiDavid GandreauMilo Hofmann

    graphic designAnnalisa CaimiMilo Hofmann

    image credits

    authors, contributors orCRAterre - ENSAG

    (unless otherwise indicated)

    partnershipsEscola Superior Gallaecia

    (Portugal)

     Organisation Iranienne pour lePatrimoine Culturel, l’Artisanat

    et le Tourisme (Iran)Centre Universitaire Européen pour les

    Biens Culturels de Ravello (Italie)

     Secours Catholique - Caritas France

    Fédération Internationale des SociétésCroix-Rouge et Croissant Rouge,

    Genève (Suisse)

    Ecole Nationale des TravauxPublics d'Etat (France)

    Pôle Risques MajeursGrands Ateliers de l’Isle d’Abeau

    (France)

    Fondation Abbé Pierre (France)

    Misereor (Allemagne)

    The contents of this publication are the sole responsibility of its authors and may not reflect the views of theinstitutions or organizations mentioned.

    This publication would not have been possible without the support of the French Ministry of Ecology,

    Sustainable Development, Transport and Housing and in particular Ms. Francine Gibaud and Ms.Danielle Senigout from the DAEI, the French Ministry of Culture and Communication, in particular Mr.Bruno Favel and Ms. Véronique Dez, from the DGPAT, the Foundation Abbé Pierre represented by Ms.Dominique-Cécile Varnat and Misereor, represented by Mr. Herbert Mathissen.

    contributions

    Anne Monique BardagotChristian Belinga Nko'oRazika Benbeghila Wilfredo Carazas-AedoLaure CornetMarianna CorreiaAlexandre DoulineFerrucio Ferrigni

    Hubert GuillaudMajid HajmirbabaRandolph LangenbachThierry Joffroy Arnaud Misse John NortonGeorgia PoursoulisEko PrawatoTom Schacher Nicola TarqueDominique-Cécile Varnat

    special contributions :F. Ferrigni (pages16-17), G. Poursoulis (pages 18-19)

    Translation :Leticia Delboy 

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    FOREWORDpage 4

    PREFACE

    page 5

    INTRODUCTION

    page 6

    ISSUES

    page 7

    table of contents

    MAJOR STAKES AND FINDINGS

    page 8

    RESPONSE TO DISASTERSpage 11

    RISK MANAGEMENT

    page 12

    RECONSTRUCTION

    page 13

    BUILDING CULTURES

    page 14

    CASE STUDIES

    page 22

    LESSONS TO LEARN FROM

    page 46

    RECOMMENDATIONS

    page 48

    GENERAL PRINCIPLESpage 50

    ABBREVIATIONS

    page 56

    WEBSITES

    page 57

    BIBLIOGRAPHYpage 58

    VULNERABILITY AND RESILIENCE?

    page 52

    CONCLUSION

    page 54

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    foreword

    The international community demonstrates

    solidarity when a territory and its people arevictims of a disaster. Earthquakes, hurricanes,floods, tsunamis, are all natural hazards thatthreaten an increasing portion of the world'spopulation, especially the poorest and mostvulnerable. Aware of the difficulties encounteredby affected populations in the reconstruction oftheir built environment (housing, infrastructures),some organizations in charge of disasterreduction programs raised the issue of theimpact of reconstruction aid. While a numberof successful operations were noticed, mostevaluations highlighted deficiencies at variouslevels, particularly with regard to the sustainabilityof operations. On the one hand, accessibilityissues were noted: high costs, technologiesimpossible to master locally, problems linkedto the availability of materials. On the otherhand, the architectural typologies presented as

    solutions were questioned: often too technical,they did not take sufficient account of the realitiesof local living. Aware of these shortcomings,these organizations seek to make things change.This, among others, is the case of CRAterre, aresearch laboratory at the National School ofArchitecture of Grenoble, which manages, at thesame time, research and field activities, in orderto develop and offer alternative concepts andimplementation strategies. It is high time that theresearch conducted over several years be morewidely known and shared.

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT4

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    preface

    This publication is aimed at individuals and

    institutions aware of the need to integratereconstruction programs as part of a strategy toachieve the sustainable improvement of the livingconditions of populations. The objective of thisdocument is to show the interest, relevance andpotential of local materials in at-risk situations butalso and particularly to demonstrate that ignoringor banning the use of local materials and theirassociated know-how, as part of reconstruction,risk prevention and management or developmentprojects, inevitably leads to even more vulnerableand dependent affected (or likely to be affected)populations. Beyond housing reconstruction, theidea is to implement sustainable conditions forbetter prevention and risk preparedness, for andby local populations, by taking into account andvalorizing their knowledge and know-how: theirown building culture. Through the organizationof seminars and international meetings, and with

    the proliferation of operational partnerships inthe field, our team was able to begin structuringthe knowledge in the field. This document istherefore intended to present the conclusions ofa shared reflection process. The theoretical andmethodological elements proposed are illustratedby case studies of several recent initiatives,reflecting the different approaches developed andtheir results. This document does not provideinstructions to be followed, but is intended asa basis for reflection. It opens new doors intomore effective programs of reconstruction andprevention in high-risk areas.

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 5

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    introduction

    “When the water lapping the shores of Yan Chiakin Myanmar suddenly drew back on December 26,the Moken recognized the signs. La Boon was about

    to strike. Dropping everything, the entire villageheaded for higher ground and safety. The Mokenowe their survival to tales passed down by theelders, of the seven waves which came to kill the Moken in their parents' day. As the stor y goes, the Moken who had anchored their boats close to theshore were crushed by the waves, whereas thosewho had reached for higher ground were spared. LaBoon is the Moken word for tsunami.” (UNESCO, 2005)

    “There was also the tale of ten-year old Tilly Smithfrom the UK, who had been sitting on Mai Khaobeach in Phuket on December 26, when the tide

    suddenly rushed out and boats began bobbingup and down on the horizon. Recalling a recent geography lesson at school on giant waves, Tilly hadurged her mother to leave the beach, telling her, ‘Ithink there is going to be a tsunami.’ Tilly’s parentshad hastily alerted others and within seconds thebeach was deserted. Mai Khao turned out to beone of the few beaches along the Thai coast whereno one was reported killed or seriously injured.” (UNESCO, 2005)

    Consciously or not, humans have always been able to

    produce, adapt and develop their habitat, according totheir needs, interests and abilities, making the best use

    of available materials. The strategies developed to take

    advantage of natural resources and, at the same time,

    protect populations from the destructive forces of

    nature, have generated rich and varied knowledge at local

    levels, but such knowledge is rarely documented and

    scientifically explained. Hence, this knowledge, although

    conveying viable solutions, is not taught, nor subjectto sufficient research and not taken into account by

    today's construction sector, which intends to persuade

    everyone that all the risks to which populations are

    exposed to can only be avoided through the use of new

    technological inventions. But should we not consider that

    the constant adaptation of human societies and building

    cultures to the changes taking place in their naturaland technical environments, in accordance with their

    own values, is precisely the foundation of the concept

    known today as "sustainable development"? To discover

    the intelligence of traditional architectures, to carefully

    analyze them, to understand them systemically, to enrich

    them through the reasoned use of new materials, new

    knowledge and new techniques available today, can

    lead to the creation of disaster resistant architecturesin tune with contemporary lifestyles, which can be

    properly maintained, meet aesthetic requirements, are

    respectful of the local environment and culture, and are

    adapted to the technical and economic capacities of local

    populations.

    culture andeducation

    save

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT6

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    The valorization of local disaster resistant solutions allows

    for communities to move forward in the path toward

    sustainable development, through the application of viable

     technical, economic and social solutions. The valorization of

    local resources developed through the efforts of concerned

    populations is fundamental if we are aiming at reducing physical

    and social vulnerabilities in the face of major r isks at large scales.Materials such as earth, stone, bamboo and wood are (eco)

    logically adapted to such approaches, and have the potential

     to offer possibilities for the creation of adapted located

    architectures, controlled urbanization systems and strong

    cultural landscapes.

    300 million people live at risk of natural hazards and

    this phenomenon continues to grow. How to considerbetter disaster management options concerning built

    environments? In the face of difficulties, risk prevention

    has become the leitmotif of specialized organizations.

    With such an approach, it is no longer sufficient to

    implement reconstruction programs, but it is necessary

    to limit future risks and to ensure that, in addition

    to the relocation of affected families, they benefit

    from an adequate framework adapted to their owndevelopment. This implies a mobilization to encourage

    responses that increasingly involve the participation

    of local populations, through the implementation

    of programs based on local knowledge and modes

    of organization. Although time-tested, knowledge

    traditionally applied locally lacks recognition. Therefore,

    it is difficult for national and international leaders andtechnicians within the humanitarian aid sector to use

    such knowledge in risk prevention and reconstruction

    projects. Too often, only quantitative parameters are

    taken into account at the expense of other criteria

    relating to social aspects, which are less easily evaluable.

    The organization of urban structures, for example, and

    even the notion of urban planning, both directly related

    to the way of life of local populations and their culture,are not sufficiently taken into account.

    Thus, once the rebuilding phase is “completed”, local

    populations find themselves in a difficult position, often

    impoverished and lacking solutions for the continuation

    of projects designed without their involvement.

    issues

    vernacular design

    concepts

    models

    theories

     generalizations

    principles

    mechanisms

    Bas-relief, Borobudur, Indonesia, VIII and IX centuries: disaster resistant housing

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 7

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    "We fear, once again, that a developmentalist, technocratic and

    functionalist vision, under a pretext of urgency and efficiency, can

    prevail over a culturally relevant vision of development in projects of

    habitat and infrastructure rehabilitation.”

    (M. Gossé, architect and urban planner, Institut d’Architecture de la Cambre, Le Monde

    Diplomatique, February 2005, concerning the earthquake in Morocco, 2004)

    “A home encloses a family, it provides safety, security, a sense of place

    and of history. In working with survivors to restore these elements,

    Oxfam also hopes to help restore dignity.”

    (Oxfam International Briefing Note, December 2005, concerning emergency programs after the tsunami in the Indian Ocean, 2004)

    “Most disaster mortality and asset destruction are

    intensively concentrated in a very small portion of theearth's surface exposed to rare but extremely violent

    hazards. However, the low-intensity damage observed

    on housing, local infrastructures, crops and livestock,

    which disrupt and erode livelihoods, is extensively spread

    within many countries and occurs very frequently. Such

    damage represents a significant and largely unaccounted

    for facet of disaster impacts.”(Risk and poverty in a changing climate, United Nations, 2009)

    The lack of urban governance, the precarious livelihoods

    of populations in rural areas, and the degradation

    of ecosystems leads to the increased exposure of

    disadvantaged groups around the world. The effects of

    natural disasters are thus both a cause and a consequenceof poverty.

    Emergency responses depend too often on international

    expertise, as insufficient efforts and investments are

    made for the strengthening of local capacities and skills,

    and thus to reduce the vulnerability of populationsexposed to disasters.

    major stakes ...

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT8

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    “Vernacular constructions can teach us how people responded once

    to the need to build structures to live and work under the threat of

    adversity.”

    (R. Langenbach, architect and member of the Federal Emergency Management Agency,United States, Sources, December 2000, concerning Turkey Earthquake, 1999)

    “Culture is essential to the survival of populations. Some consider it

    also as the fourth pillar of sustainability, together with the three pillars

    that are environment, economy and society.”

     

    (J. Duyne Barenstein anthropologist, World Habitat Research Unit, Switzerland, Un seul monde,

     June 2007, concerning post-tsunami in the Indian Ocean, 2004)

    ... and findings

    An approach based solely on industrial engineering and

    building cultures contributes to the current scarcity of

    access to housing for the poorest populations around

    the world, and blocks potentialities for buildingcreativity that could generate contemporary vernacular

    architecture solutions as a way to meet the needs of

    many.

    The idea is not only to reconstruct built environments,

    but to reconstruct the social and cultural fabric of

    communities, strengthening links between populations

    and their environment. The goal is to restore humandignity, beyond the repair of built structures.

    The weak connection between basic research (mainly

    developed in the academic sector) and the reality on the

    ground hinders the scientific recognition of the potential

    of natural materials and the construction techniquesassociated to them.

    The lack of culturally sensitive local actors does not

    yet allow to meet the requirements and needs ofcontemporary communities, while reinterpreting local

    knowledge.

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 9

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    “Hurricane Mitch was not a natural disaster. The disasters have been happening

    over the years while we have been devastating the forests, burning the soils,

    and leaving the watersheds unprotected. Mitch was just a response to all those

    disasters.”

    R. Zelaya, World Neighbours Area Representative, Central America, 2000

    Disaster A serious disruption of the functioning of a

    community or a society involving widespread

    human, material, economic or environmental

    losses and impacts, which exceed the ability of

     the affected community or society to cope,using its own resources.

    ExposurePeople, property, systems, or other elements

    present in hazard zones that are thereby subject

     to potential losses.

    Natural hazardNatural process or phenomenon that may cause

    loss of life, injury or other health impacts, property

    damage, loss of livelihoods and services, social and

    economic disruption, or environmental damage.

    Origins:- Geophysics: earthquakes, volcanoes ...

    - Geomorphological: landslides ...

    - Hydrometeorological: cyclones, floods ...

    Disaster risk The potential disaster losses, in lives, health

    status, livelihoods, assets and services, which

    could occur to a particular community or a

    society over a specified future time period.

    (definitions: UNISDR terminology on disaster risk reduction, 2009)

    VulnerabilityThe characteristics and circumstances of

    a community, system or asset that make it

    susceptible to the damaging effects of a hazard.

    ResilienceThe ability of a system, community or

    society exposed to hazards to resist, absorb,

    accommodate to and recover from the effects of

    a hazard in a timely and efficient manner, namely

     through the preservation and restoration of its

    essential basic structures and functions.

    Disaster risk reductionThe concept and practice of reducing disaster

    risks through systematic efforts to analyze and

    manage the causal factors of disasters, namely

     through reduced exposure to hazards, allowing a

    lessened vulnerability of people and property, the

    wise management of land and the environment,

    and an improved preparedness for adverse

    events.

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT10

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    “International Decade

    for Natural Disaster

    Reduction, 1990-1999”

    (1989)

    “Hyogo Framework for

     Action 2005-2015”

    (2005)

    “MillenniumDevelopment

    Goals” (2000)

    to provide adequate housing 

    to reduce casualties

    to increase the resilience of populations

    to allow the reduction of vulnerability 

    “Global Strategy for

    Shelter to the Year

    2000” (1988)“International

    Strategy for

    Disaster

    Reduction”

    (1999)

    aid

    risk reduction

    disaster response

    emergency 

    development

    disaster

    preparedness

    emergency 

    development

    After a "natural" disaster, humanitarian aid workers distribute

    tents and/or implement temporary shelters in affectedareas. From that moment onwards, it is important to use

    materials and construction techniques that will, in adaptation

    to each context, be viable in terms of implementation and

    maintenance, while making sure not to break away from local

    building cultures. It is clear that the imported technologies

    most commonly used do not meet such requirements.

    Standards have been developed to improve the quality of

    assistance to affected populations by advocating a thoroughanalysis of program requirements and a pragmatic assessment

    of results through quantitative indicators (The Sphere

    Project, 2004). The danger is to end up with a levelness of

    responses by applying these standards in the strict sense, and

    thus reduce the potentials inherent to local dynamics. In the

    intention to further promote relevant local development,

    studies on the possibilities of using variable qualitative

    criteria are available (Groupe URD). Simultaneously, the

    scope of humanitarian aid widens towards approaches thatemphasize prevention (Disaster-Preparedness Programme,

    DIPECHO), seeking to bridge the gap between emergency

    relief and development. The emphasis is not only placed on

    the “quality of the finished product”, but also the relevance of

    responses to relocate populations, and this, in light of multiple

    criteria (resistance to risk, ownership by beneficiaries, cultural

    continuum, reinforcement of local economy...). Since the

    International Decade for Natural Disaster Reduction 1990-1999, disaster risk reduction has even been recognized by

    the cooperation sector as a pre-condition for development.

    However, the sectorization of funding agencies for aid

    projects (development, risk reduction, emergency) results

    in a sectorization of professional aid organizations bringing

    assistance to affected populations, which sometimes makes it

    difficult to implement programs based on a global approach

    to risk management.

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 11

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    risk management

    Community-Based Disaster Risk Management (CBDRM)Asian Disaster Preparedness Center (ADPC)Community risk management program for the development of technical and professional skills,

    and the integration of CBDRM as part of government and donor policies, through trainingactivities and the creation of local and (sub)national networks for the sharing of informationbetween countries and organizations.

    Risk management is a multidisciplinary process that, through local

    political choices supported by international bodies, allows and

    encourages the active involvement of a given community in reducing

    its vulnerability and strengthen its self-sufficiency in crisis situations.It focuses on a participatory approach based on knowledge available

    locally and the adoption of a risk management strategy adapted to

    local contexts, that fits in regional and national systems, in conjunction

    with international platforms.

    health

    transport/communication

    management ofenvironmental resources

    housing/infrastructures

    education

    decentralization

    bottom-up

    localparticipation

    Disaster risk management

    The systematic process of using administrative directives,

    organizations, and operational skills and capacities to

    implement strategies, policies and improved coping capacities

    in order to lessen the adverse impacts of natural hazards and

     the environmental and technological hazards that may ariseas a result of the impacts of a natural hazard. (UNISDR, 2009)

    For a decade, risk reduction has been acknowledged as an essential

    component, to be integrated as part of all emergency aid anddevelopment programs, through the development and implementation

    of strategies to reduce vulnerability and increase the resilience of

    populations (ISDR, 2005).

    Phases of disaster response should be considered as interactive

    processes, based on an integrated risk management which, in synergy

    with development dynamics and through a multi-sectoral approach,

    aim at strengthening local capacities (EU, 2001). This implies an

    awareness and a systematic analysis of hazards and vulnerabilities, atlocal and national scales.

     

         p         r    e    p     a    r   e  d   n   e

      s  s 

     e a r l y w a r  n i  n  g  

     

    r   e   s      p    

    o    n     s      

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      p  

    r  e  v  e  n t  i o n

     m  

    i   t  i    g  a  t  i  o n    r

     e c o   v

      e   r   y

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT12

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    The reconstruction phase after a disaster is a valuable

    opportunity to implement measures to reduce thevulnerability of local populations and their habitat.

    The approach adopted by the bodies responsible for

    organizing relocations has an impact in the long run,

    not only on the quality of constructions, but also

    on the lives of communities, restoring their social

    balance, especially by strengthening their capacities.

    To recognize that affected populations are not passive

    recipients of humanitarian aid, but protagonists,

    responsible for their own survival and future, endowed

    with skills and aspirations, may allow the adoption ofsolutions, materials and techniques that are appropriate

    to local contexts, and thus, to achieve pertinent and

    effective results. To consider the reconstruction phase

    as a process generated “by” the people, rather than

    “for” the people, can promote the self-determination

    and autonomy of communities, applying strategies to

    reduce their vulnerability, and thus strengthen their

    resilience.

    reconstruction

    Classification commonly used by international agencies in reconstruction programs.

    quality of constructionssatisfaction of local populationsdegree of participation of local populations

    beneficiary = completemanagement of the constructionprocess

    financial assistance without technicalsupport

    risk of reproducing existingvulnerabilities

    risk of exclusion of marginalizedcommunities

    large contractor = design andimplementation of on behalf oforganization

    no involvement or very littleinvolvement of household

    imported technologies

     typological standardization

    difficult future repairs/extensions

    implementation of structures not takinginto account the social and spatialorganization of the community

    social disintegration

    abandonment and/or vacancy on thepart of household

    agency = technical, financial,material aid

    varying degrees of involvement/control of household

     typologies and techniques proposedby an agency or in accordance withpopulation

     training in new construction techniques (pilot building)

    agency = technical, financial, material

    aid, construction supervision

    active involvement of household

    use of locally available materials and

     techniques

     training in new techniques

    improving local techniques

    occupation of dwellings before theircompletion

    possibility of maintenance and repair 

    valorization of vernaculararchitectures

    reconstruction by

    LARGE CONTRACTORS

    reconstruction by

    AID AGENCIESreconstruction by

    the PEOPLE with assistance

    reconstruction by

    the PEOPLE

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 13

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    building cultures

    The enthusiasm and appreciation for a reconstruction

    project depends on its degree of adaptation to thespecific aspirations and needs of populations. The

    adaptation of Man to his environment is connected

    to his perception of the manifestations of nature,

    both ordinary and extreme, which led him to play

    with matter and form shapes, in a quest to find the

    balanced dynamics adapted to particular situations.

    Building cultures are thus permeated by an evolved

    intelligence, transmitted from generation to

    generation, according to contextual characteristics,

    resulting in a multitude of vernacular typologies.

    In areas affected by natural hazards, local cultures can

    be characterized by social strategies aimed at reducing

    the vulnerability of individuals and/or by constructionstrategies aimed at reducing the vulnerability of built

    structures. Populations have increased their resilience

    by controlling the use of locally available resources

    and materials. Empirical, but based on centuries of

    experience and observation, their understanding can

    adapt to the evolution of contemporary contexts and

    help to consider viable (re)construction approaches.

    Such approaches, relevant to each specific context, can

    then become part of a local sustainable development,

    respectful of the environment.

    hut (Cameroon)Infrequent but heavy rains

    Ringlet, house (Malaysia)Heavy rains, floods

    Guantanan Toraja house (Indonesia)Heavy rains, strong winds

     Drawings: ACM-EPFL

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT14

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    "In any social context, architecture plays a relative role,

    historically variable. It can not possibly be isolated as atechnology, disconnected from the generality of problems

    related to it. In this respect, we could at the most write

    a history of materials, construction types and their local

    variants. But it is a recognized fact that the architecture

    of a given historical and cultural ensemble includes a

    series of varied solutions, resulting from specific historical

    relationships with a human group, but whose signification

    within the group depends on the totality of the system.”

    (E. Guidoni,1980)

    Karo Batak house (Indonesia)heavy rains, strong winds, earthquakes

    hut (Malawi)heavy rains, constant winds

    Ashanti house (Ghana)heavy rains, tropical storms

     Drawings: ACM-EPFL

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 15

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    Many countries located in seismic zones feature a rich architectural

    heritage, whose uniqueness justifies exceptional measuresof protection. This is the case of Italy, where, in the 1990s, acampaign for the paraseismic reinforcement of several majormonuments was introduced. Heritage professionals in charge at the time opted for the application of technical approaches basedon modern engineering techniques, considered more efficient than traditional solutions for the reinforcement of structures,which were still misidentified or misunderstood. In fact, moderncalculation methods, used for monuments that were fairly easy to model, whose history and construction techniques wereknown and mastered, were of little or no use in historic buildingsconsisting of structures nested into each other and impossible to digitize, with an unknown or difficult to recognize histor y ofconstruction.

    Knowing that in seismic regions the traditional builtenvironment is made up primarily of buildings that havesurvived several earthquakes, a group of universityresearchers from various disciplines (engineers, architects,historians, economists) reunited by the Centro UniversitarioEuropeo per i Beni Culturali (CUEBC) of Ravello (Italy),addressed the topic from a different perspective. To answer the question of the protection of ancient buildings, they tried to understand how ancient communities reactedfacing seismic shocks time and time again, and discovered that in all seismic regions of the world, a true “seismicculture” characterized the local techniques of constructionand reconstruction, exists.In 1987, the term “Local Seismic Cultures” (LSC) wasdefined as "the technical knowledge and behavior consistentwith such knowledge, constituting an effective way to reduce the impact of earthquakes, locally."

    (Ferrigni, 1987)In 1996 and 1997, an earthquake shook Umbria and the

    © F.Ferrigni

    Recurrence of earthquakes and Local Seismic Culture (F. Ferrigni) 

    1 génération

     Année20

    TdT

    40 60 80 100

       N   i  v  e  a  u   C   S   L

     

    1 génération

     Année20

    TdT

    40 60 80 100

       N   i  v  e  a  u   C   S   L

     

    © F.Ferrigni

    International scientific recognition of local seismic cultures:

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT16

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    This innovative program contributes to theinternational recognition of local seismiccultures through an awareness of therelevance of constructive cultures, improvedfrom generation to generation, and underlines the inadequacy of their replacement bymodern scientific approaches not based onpast experiences. This has led to the creationof an active informal network of skills and to the application of proposed approaches onseveral sites around the world.

    Marches, two areas where a number of buildings had been reinforced

    following a previous earthquake, which had caused, against all odds, theruin of many of them. Post-disaster analysis showed that that the vernacularparaseismic systems had actually been disrupted by the implementation ofmodern seismic reinforcements, and that the latter could not secure thestability of structures.This experience reinforced the researchers' will to understand theintelligence of local seismic cultures and to disseminate this knowledge,allowing the international community to benefit from it, both for thepreservation of monuments and for improvement of private housing.Research studies, coordinated by the CUEBC, are structured around threeaxes:- Understanding the genesis of a local seismic cultures;- Developing methodologies for the identification andsystematization of local seismic cultures around the world;- Developing standard protocols to validate these methodologies,scientifically rigorous and easy to apply in the field.This knowledge, disseminated in many articles, a reference book (Ferrigni

    et al. 2005) and several university courses, promotes the definition of clearstrategies, applicable to current problems in seismic zones.

     

    Recurren2010 30 40 50 60 70 80 90 100 110 120 130 140

    VIII

    I

    II

    III

    IV

    V

    VI

    VII

    IX

    X

           I     n       t     e     n     s       i       t       é

    sites grecs / sites centre-américanssites grecs / sites centre-américans

    sites italienssites italiens

    sites françaissites français

    CSL de laPREVENTION

    (technique)CSL de la REPARATION

    (anomalies)

    AUCUNE CSL

    Recurrence / intensity and and local seismic culture (F. Ferrigni)

    © F.Ferrigni

    A program of the European University Centre for Cultural Heritage in Ravello (Italy)

    © F.Ferrigni

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 17

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    The Minoan culture (Crete, 3000 -1050 BC) provides a nearly perfect example of what men

    were capable of designing and implementing, in a context where seisms were sufficientrecurring and non-destructive, in terms of resistant construction techniques to cope withdisaster.

    The particularities of the Minoan society in this respect can be summarized as follows:- A high awareness of risks associated with the local seismicity, relatively moderate andrecurrent, typical of the island;

    - The evolution of construction techniques over time, with the addition of successiveimprovements, and the identification of constructive solutions applicable to all critical aspects: the choice of implantation sites, the types of foundations, the depth of the natural rock, thesuperstructure;

    - The application of innovative techniques developed in both the rehabilitation of existingbuildings, as evidenced by the considerable modifications made to palatial buildings around1750 BC., and in new constructions and their articulation to the urban space.

    Regarding the evolution of techniques, if wood is used inconstruction for the linking and framing of openings since theNeolithic, when sedentarization first occurred, and when the

    first permanent structures were built in Crete, stone for theconstruction of foundations is introduced around 1900 BC.with the implementation of palaces: the administrative centers of territorial management.Then, around 1750 BC., the development of a symmetrical plandivided into dynamic blocks, which reduce damage by disconnecting the built blocks forming these large office complexes, wasimplemented. It is this impor tant innovation that will be applied at

     the same time in the construction of new buildings across the city.

    © G. Pouroulis

    Symmetrical plan divided into dynamic portions, palace of Mallia (G. Poursoulis) © L. Pernier 

    Evolution of a local seismic culture: from the home to the city (Bronze Age Crete)

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT18

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    In terms of urban planning, we notice an evolution in the

    implementation patterns of buildings, along with the improvementof construction techniques. During the Neolithic, two types ofplans both for buildings and for urban spaces coexist:• the agglutinated plan

    This last type of plan will continue to beused primarily throughout the Minoancivilization with the application of divisions

    into dynamic blocks, leading to theindividualization of built spaces with theimplementation of circulation lanes at theurban scale since 1750 BC.This demonstrates a capacity for reflectionand strong design, as well as a politicalrisk management will, within a societyrepeatedly confronted to seisms.

    buildings are imbricated together as they develop and it is notpossible to distinguish one structure from another withoutnoticing functional differentiations in interior spaces.

    • the rectangular defined planeach house is individual and interiors aredifferentiated from the functional point ofview.

    rectangular defined plan Vassiliki (A. Zois)

    Kato Zakros (G. Poursoulis)

    agglutinated plan Myrtos Fournou Korifi (P. Warren)© D. Levis © A. Evans

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 19

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    Algeria

    wooden rods on columnparaseismic system

    Uzbekistan

    reeds in adobe masonry paraseismic system

    Bangladesh

    changeable pole-pile fixingflood-resistant system

    Indonesia

    post-frame connectionparaseismic system

    Turkmenistanfrustoconical shape

    weak horizontal joints - strongvertical joints

    paraseismic system

    The existence of disaster management strategies at all scales,from the house to the city, from the social organization tomythological stories, reveals the importance of the ideaof reducing vulnerability in the process of evolution of abuilding culture. It also demonstrates the importanceof developing approaches increasing the resilience ofpopulations endogenously, so that, for each particularsituation, responses can be studied, generated, evaluatedand, if necessary, improved accordingly.

    Bangladeshwindbreak trees

    roof with four slopeshurricane-resistant system

    © F.Ferrigni

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT20

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    "At a time when all the possibilities offered by steel and glass, plasticsand other new materials have not yet been tested or applied, theappropriate use of traditional materials in a way that makes fulluse of their properties, is a principle and a standard applicableto new materials. Vernacular architecture provides another moralrule: the proper adaptation of a material to its use, by extendingits reach and exploiting its capacity, but without forcing it to actcontrary to its nature." (P. Oliver, 1969)

    El Salvador bamboo and earth wall

    paraseismic system

    El Salvador horizontal reinforcement

    paraseismic system

    Peruvertical reinforcement

    paraseismic system

    Indonesiawooden structureparaseismic system

    © E. Prawato

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 21

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    The interaction between local building cultures and global knowledgeis an essential part of all processes leading to the implementation ofprojects by CRAterre and its partners, going back and forth betweenpractice in the field and research activities within the laboratory and,

    more broadly, within the network “Earthen Architecture, BuildingCultures and Sustainable Development” of the UNESCO Chair.

    Reducing risksAlgeriapage 34

    case studies

    Accrediting local materialsHonduraspage 26

    Improving resilienceIvory Coastpage 40

    Reducing vulnerabilitiesDemocratic Republic of the Congo

    page 38

    Strenghtening local capacitiesEl Salvadorpage 24

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT22

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    The case studies that follow illustrate several recent initiatives thatreflect specific approaches from CRAterre and / or its partners, topromote local development, reducing vulnerability and improvingthe living conditions of many. This is not an exhaustive list, many

    other projects deserved to be included in this selection.

    case studies

    Rebuilding homes and populationsPakistan

    page 30

    Rethinking aid relief responsesBangladesh

    page 36

    Accompanying local dynamicsIndonesia

    page 32

    Preventing catastrophesVietnam

    page 42

    Learning lessons from disasterIranpage 28 23NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT

    Strenghtening local capacities

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    El Salvador is located on the Caribbean plate, in a highly seismic CentralAmerican region. Since pre-Columbian times, builders have developedsimple, intelligent construction techniques, taking into account andadapting to the hazards associated with earthquakes. However, confrontedto modern principles of construction, these local cultures involving risk-resistance strategies and the know-how associated with them are rapidlydisappearing. They are no longer recognized by universities and today'sregulations applicable to the construction industry do not encourage theiruse, which comes in contradiction with local population's expectations tobe housed in buildings both affordable and earthquake resistant.

    The program for the construction ofparaseismic housing structures forinadequately housed populations in ruraland peri-urban areas of El Salvador beganin 1994. It aims to reduce the vulnerability

    of populations to seismic risks through anapproach ensuring the sustainability ofresults and an optimum involvement of alllocal stakeholders.

    For over 15 years, local partners have been aware of the need for long-term thinking to deal with a permanent seismic threat, based on a localcoordination network (Caritas, la Plataforma). Existing skills are enhanced

    through the support of training and research centers to which informationand appropriate tools are provided (units of production/construction,didactic and sensitization materials). The know-how linked to local buildingcultures is valorized. A strategy for sensitization and the dissemination ofresults is developed to promote local access to safe and healthy homes.

    Strenghtening local capacitiesdevelopment of local networks for a wider dissemination of knowledge

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    Demonstration buildings were constructed: anearthquake resistant module at the UCA campus (1995),three “La Semilla” prototypes located in each region of ElSalvador and two “Bahareque Cerén Mejorado” modules(2001) in the central region (Zacatecoluca) and theeastern region (San Miguel). This has fostered the fullownership of proposed technical approaches, based onthe study of the seismic characteristics of pre-Columbianhabitat (Joya de Cerén archaeological site). (Research on

    Bahareque Cerén Mejorado, W. Carazas-Aedo, CRAterre-ENSAG).

    An evaluation of the program showed the relevanceof the proposed approaches, whose key ideas takeinto account local building cultures and enable the

    optimal use of local knowledge, skills and materials,offering disaster preparedness  skills to institutionsand populations, for a better anticipation of seismicrisks, and the strengthening of competences democratizing knowledge, by making it available to alland bringing it closer to beneficiaries.

    Training activities involved more than 100artisans, 50 engineers and architects and 20technicians. More broadly, it is estimated thatmore than 100 communities have benefitedfrom the program and have built thousandsof homes across the country, according tothe technical prescriptions developed.

    El Salvador

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 25

    Accrediting local materials

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    gexperimentation, training and dissemination to spread awareness

    In October 1998, Hurricane Mitch hit Honduraswith an extreme violence. In a state of urgency,reconstruction activities through internationalcooperation with the participation of many localNGOs favored the use of industrial materials at theexpense of traditional building practices. Gradually,this type of response became the only one acceptedas valid, which contributed to discredit constructionpractices involving the use of local materials in the

    eyes of populations and institutions.

    Through communication and the dissemination ofinformation via exhibitions, debates and initiationworkshops, civil society and institutions are becominginvolved in a process of sensitization to the use oflocal materials and to the importance of maintainingconstructive practices and popular knowledge.

    In 2002, the Foundation San Alonso Rodriguez(FSAR) launched a project aiming to provideaccess to safe and adequate housing throughthe valorization of traditional knowledgeand techniques, and their recognition, at theinstitutional level, as viable options adaptedto the climate and the economy of the region.

    Actions implemented aimed at projecting withthe people, supporting local dynamics and thedevelopment of sustainable processes, taking intoaccount the experience, knowledge, and lifestylesof communities. This approach aimed to generatea range of appropriate independent responsesand, in the long term, reduce social phenomenalinked to the lack of local economic perspectives.

    26

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    Honduras

    As a national forum to share the results of experimentsthat contributed to the sensitization of institutions and morespecifically of governmental institutions, was taking place,a discussion regarding the implementation of constructiveresponses as part of housing programs started, and this

    discussion generated the idea to create a course on earthconstruction. Such a course is being developed as part of themasonry certification at the National Institute for VocationalTraining. In addition, the Government is seeking projectsinvolving the use of earth materials, under its Housing andSolidarity Credit program, established in 2006, with thesupport of the Honduran Council of Solidarity Housing andthe Network for Solidarity Housing, to which the FSAR belongs.

    Based on a local scale, the project has gradually integrated collaborationswith other neighboring countries such as El Salvador and Mexico, witha view to put in place the foundations of a Mesoamerican platform focused on an active exchange of experiences among partners,thereby focusing the debate on the acceptability, dissemination andreproducibility of the proposed principles, in the political and geo-cultural Mesoamerican contexts.

    Prototypes are used to study the feasibility and the behavior of proposed principles, underthe test of time and hazards. The realization of public buildings contributes, through thetraining of craftsmen, to generate capacity building opportunities and the promotion ofthe potential of local materials adapted to contemporary designs and aesthetics. Morespecifically, the validation of the technical and hygienic qualities of buildings linked topublic health, by relevant government authorities, has had a significant impact on the socialrecognition of applied techniques.In addition, social housing programs based on the direct involvement of beneficiaries areestablished through a process of support to self-builders. Participatory workshops fordesigning and validating architectural proposals, as well as understanding building systemsand the potentials of materials, allow the ownership of solutions and their adaptation to theneeds of future residents.

    27ALÉAS NATURE LS, CATASTROPHES ET DÉ VELOPPEMENT LOCAL

    From Bam to Ardekan: learning lessons from disaster

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    reducing the vulnerability of the cultural landscape through local development

    Analysis of an announced catastropheThe earthquake in Bam, on December 26 2003, took thelives of 26,000 people and injured 40,000. 70% of buildingswere destroyed, including the earthen citadel of Arg-e Bam.In a few seconds, the city became a ruin, an open catalog ofconstruction defects showing the human causes of the disaster.Local geophysical characteristics (faults, alluvions) and those ofthe earthquake proved disastrous for the vulnerable city.

    Taking the time to understand before interveningAfter a diagnosis of the situation through national and internationalexpertise, recommendations for support were made to define abackup strategy for the cultural landscape. The declaration of Bam,made at the International Workshop of April 2004, laid the principlesthat would define all interventions: “keep the full meaning of Arg-eBam and its environment”, “safeguarding the character and heritageof the city and its landscape” and “integrating heritage into thereconstruction process.” © M.Zendehrooh Kermani

    © M.Zendehrooh Kermani

    Taking a step back in order to learn and avoid repeatingmistakesNo building material is earthquake resistant. It is knowledge that savesbuilt structures and lives. While industrial materials have been testedscientifically and their characteristics are known universally, “localmaterials” have stood the test of time and their characteristics are knownempirically. But in Bam, where earthquakes are a rare occurrence, timehas not allowed the development of knowledge.

    28

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    An integrated approach but with slow resultsCRAterre and its partners have proposed to revitalize theearth construction sector around three complementaryareas: matter, heritage and habitat. This approachencourages and supports the development of socio-economic activities that valorize the resources andstrengths of the territory. Over a few months, variousactivities were deployed: diagnostic tests, developmentand testing of materials and construction elements,installation of a laboratory and a production line, housing

    prototype design and construction, reconstruction of theSecond gate of the citadel, implementation of workshopsfor professionals and the staff of ICHHTO, NDRII and IHFThese activities have contributed to achieve significantprogress and to make earthen materials acceptable.Despite this, dozens of families who had chosen theearthen seismic resistant prototype, validated by Iranianauthorities, could not obtain it.

    Iran

    Anticipate and prepare before a disaster Due to resistances resulting from ignorance, it is almost impossible to quicklyimplement solutions using local materials if such materials have not beenvalidated before the disaster. Once the emergency phase is over, the poorestpopulations lack access to industrial materials, which are both unaffordable andtoo sophisticated. The exclusion of local materials increases the vulnerability ofthese populations, the majority, who have no other choice but to turn to local

    solutions, that are by the way better adapted environmentally, economicallyand culturally. To instill local development upstream is the surest way to reducerisk. This objective is also pursued in the town of Ardekan, with local authorities,Hamyaran and the ICHHTO, thanks to the support of the European Union, in anurban regeneration and risk management project. The idea is to set up, withstakeholders, a development strategy that integrates prevention and the use oflocal materials in a historic center built entirely of earth.

    29ALÉAS NATURE LS, CATASTROPHES ET DÉ VELOPPEMENT LOCAL

    Rebuilding homes and populationsd l d l f l l i i l

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    development and renewal of local seismic cultures

    In October 8 2005, an earthquake ravaged Kashmir in Pakistan, killing more than73,000, wounding 69,000 and destroying nearly 500,000 homes. Given the scale of thedisaster, and the lack of resources available, aid for reconstruction was considered froma new angle. ATLAS Logistique, with the technical support from CRAterre, proposedan approach based on the study and improvement of local seismic resistant buildingcultures, taking into account the technical, social and economic context of affectedpopulations. Major institutions such as UN-Habitat, the French Red Cross, the SwissAgency for Development and Cooperation, addressed the issue of reconstructionfollowing the same approach. Thanks to their strong involvement in Pakistan, they havebeen able to put these strategies to the test, and obtain encouraging results.

    Endorsing local knowledge and making it accessible

    Seismic constructive cultures developed locally for hundreds of years in thisregion regularly hit by earthquakes have been documented. A scientificprogram was developed to model these endogenous seismic resistantstructural systems. The compilation of collected data became a "Trainer's Guide"

    and was made available to target populations and organizations involvedin reconstruction after the crisis. This guide includes recommendations onpossible improvements to be made to the existing local know-how. Threedemonstration buildings were also designed and implemented, with thecollaboration of 40 local managers and craftsmen who were thus trained soas to further develop and disseminate the techniques learned.

    30

    P ki

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    Educate organizations in charge of reconstructionInitially, local populations took many initiatives to rebuild their habitat to the best of theirabilities, by adopting seismic resistant solutions observable in the less damaged buildings.Later, the state and international aid organizations were confronted to a lack of knowledgeon local building cultures which, naturally, are quite diverse and varied. Unable to guaranteethe “scientific” relevance of these techniques, they finally turned to so-called conventionaltechniques, mainly based on the use of reinforced concrete. An important advocacy work hasbeen conducted with these organizations through the project, but much remains to be doneto better take into account local building cultures as part of building reconstruction efforts inPakistan.

    Being in line with the overall dynamics of aid

     while anticipating crisesThe project showed that significant improvementsin terms of time and efficiency would be obtainedif local contexts were better prepared to accept,

    from the aftermath of a crisis situation, a varietyof technical solutions, and to recognize thevalue of local know-how. This would require theestablishment, in all regions at risk, of high-levelskills, with universities and technical schoolsdelivering training on local building cultures.

    Pakistan

    drawings: trainers' guide, CRAterre, 2006

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 31

    Accompanying local dynamicst ( ) t ti ith t i l l d f d b i

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    auto(re)construction with materials recycled from debris

    © E.Prawato© E.Prawato

    In the village of Ngibikan, NGOs offered temporary small shelters (15-18

    m2) for an average cost of 200 Euros. Residents, dissatisfied with thisproposal, initiated a project to rebuild using recovered materials withthe families affected, supported by the artisans of the village and thearchitect Eko Prawoto, as well as the financial help from the newspaperKompas. In less than 90 days, 65 houses were built by 50 volunteers.New homes conform to Indonesian paraseismic norms. Families wererelocated in a sustainable manner into homes they can be proud of,because they contributed to their implementation, in keeping with their

    own traditions and culture. Although the construction system is thesame for all units, each home is different, reflecting the "identity" of itsoccupants. This experience has demonstrated the importance of localdynamics  and the ability of people to quickly restructure their livingenvironment in an almost autonomous way. Affected communitiesremain the main actors in post-disaster reconstruction situations. This,too, is often overlooked.

    A major earthquake occurs on average once every 75 to 100 years in Indonesia.On May 27, 2006 at 5:55, the region of Yogyakarta at the center of the island of Java wasstruck by a M5.9 earthquake, damaging 140,000 homes and killing 6000 people. Theanalysis of the disaster showed that the behavior of traditional wooden buildings,using light and elastic structures, proved better than that of buildings using reinforcedconcrete, a material more recently introduced and poorly controlled.

    32

    YogyakartaIndonesia

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    In an area that we could consider homogeneous, wemay indeed face different situations. The evaluation ofthe 57 housing unit construction project shows that thevalorization of the socio-economic potential of cultural

    territories allows to obtain more interesting results thanthe mechanical application of solutions that, even throughtechnically accurate, pose problems of ownership andduplication. Thus, projects such as that of Ngibikan deservebetter recognition, as they show what can be accomplishedthrough the use of heritage resources and the mobilizationof local actors.

    Although located in very similar sociocultural contexts, themethodology and construction systems could not be fully transferred.The construction of houses in Bantul was inspired from the experiencein Ngibikan with some adjustments, while at Wedi local actors choseto build based on national plans instead (T36 Rumah Prototype).Conditions failed to organize awareness campaigns to explainthe process and its relevance to the population. The decision wasmade to build, in the framework of one project, using two different

    approaches: in Bantul drawing from the project in Ngibikan and inWedi in a more “classic” fashion. Innovative approaches often requireextra time for training and sensitization.

    Indonesia

    © E.Prawato

    © E.Prawato

    © E.Prawato

    © E.Prawato

    © E.Prawato

    It became clear for Karina KAS and Caritas France that theexemplary project of Ngibikan could serve as reference fortheir own work. During the mission of experts, contactswere made with architect Eko Prawoto to understand theproject and assess the possibility to be inspired from it, fora project of construction of 57 houses in the districts ofBantul and Wedi-Klaten.© E.Prawato

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 33

    Reducing risksmethods and techniques for an autonomous range of responses developed by local populations

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    In February 2006, severe floods affected the region of Tindouf, in Algeria.Several Sahrawi camps were destroyed. This disaster left 12,000 familieshomeless. OXFAM-Solidarité initiated a mitigation program, bringing supportfor reconstruction and the reduction of collapse risks. The idea was to preparethe population to flooding risks, by improving housing structures anddisseminating information and technical solutions while valorizing local skills.

    Throughout the period of implementation of the project (2007-2010), appropriate and accessible construction techniques, reducingthe impact of natural disasters on existing and new buildings, wereadopted and reproduced by the people.Trainers received adequate tools to teach the different technicalsolutions and assess and repair the damage caused to structures byincorporating new technical measures.

    The diagnosis of situations and possible solutions were determined bystakeholders under a participatory approach:

    - Study and analysis of the construction sector and its environment;- Definition and development of architectural solutions based on

    economic capacities, knowledge and local potentials;- Creation of educational materials to train local actors;- Building of housing prototypes;

    - Training of trainers and craftsmen, sensitization and informationcampaigns for beneficiaries,. Activities relying on local structures tosustain the project;

    - Actions to promote local initiatives and ownership of the project, toassess relevant approaches and to achieve objectives;

    - Regular evaluation of the project and revision of strategies dependingon the evolution of results.

    methods and techniques for an autonomous range of responses developed by local populations

    34

    Sahrawi Refugee Camps

    Tindouf Algeria

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    After 18 months and less than €100,000 investment, constructiontechniques developed have been adopted for several public buildingsof quality. Populations have reproduced some details to improve habitator for new construction. 110 artisans were trained by local trainers orsensitized by the project activities.In 2008, over 2,500 people were directly aware. 900 heads of familieshave benefited from the project activities. The number of people directlysensitized should be increased to over 2000.

    The main lessons learned from this project demonstrate the following:- Achieving balance between technical solutions, potentials and

    capabilities  based on existing local knowledge and know-how isimportant, in order to guarantee their application;

    - Informing beneciaries about the nature and effects of hazards on thesustainability of built structures and understanding their weak pointsis also important. Indeed, when populations have not experienced aprevious disaster, or if they do not have access to appropriate solutions,

    they may tend to be satisfied by their current living conditions and justhope never having to face hazards;- Developing local human resources  to implement the proposed

    technical approaches and methodologies is essential;- Transferring the project management to local structures to

    sustain actions locally after the departure of non-permanent partnersis key.

    160

    140

    120

    100

    80

    60

    40

    20

    0

    1 2 3 4 5 6 7 8 9 10 11

    enabling

    providing

    Number of beneficiaries according to invested budgets

        N   u   m    b   e   r   o    f    b   e   n   e    fi   c    i   a   r    i   e   s

    Tens of thousands of Euro

    Tindouf - Algeria

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 35

    Rethinking aid relief responsesmultidisciplinary knowledge sharing between local communities and organizations

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    On November 15 2007, Bangladesh was hit by a powerful cyclone namedSidr, with a 500 km radius, with winds of up to 240 Km/h. Most of theterritory, only a few inches above the sea level, was engulfed. 80% ofthe families living in areas affected by the cyclone were affected, andhousing accounted for 50% of the damage.

    Secours Catholique - Caritas France and its partner Caritas Bangladeshquickly initiated a project aimed at empowering not only local

    populations, recurrent victims of natural disasters, but also theorganizations and agencies that support them.

    The project revealed some difficulties from the outset, as noted by theorganizations responsible for disaster relief:

    The limitations of delivering "nished products"

    Many agencies working in different action zones in Bangladesh proposedtheir own building models, some being up to two times more expensivethan others. This created tensions between beneficiaries who had tocompare different models within the same village. It was also difficult forthese families to fully adopt “ready-made” solutions, which do not take intoaccount all their relocation needs.

    p y g g g

    36

    Bangladesh

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    After three years of activity (2007-2009), the first modelsoffered to 1600 beneficiary families were improved bybetter taking into account the local human and

    cultural contexts. A fruitful exchange was developedbetween actors "on the ground" and the universities ofBangladesh, which allowed to introduce some of thelatest scientific results conducted on low-cost housing.Target groups have adopted new methodologicalapproaches and techniques that make them lessvulnerable in facing natural disasters.

    Non-recognition of local building culturesThe first models of low-priced housing that werepresented were the result of studies conductedby engineers and technicians who carry withthem an aura of knowledge. The fact that theseprofessionals did not, in the beginning, take intoconsideration the building cultures developed bylocal populations, sometimes mislead the latterinto consider their own knowledge as obsolete, or

    worse, irrelevant. The fact that these techniciansdid not integrate such knowledge into theirprojects was mainly due to the type of formaleducation they received (or the lack thereof) anddoes not imply a judgment on their part over thequality of such knowledge.Local building cultures are indeed the result ofhundreds of years of experience, on which new

    technical proposals should be based, for themto have a chance to be reproduced by localpopulations.

    g

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 37

    Reducing vulnerabilitiesRediscovery of local know-how to reduce the vulnerability of housing structures

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    The riverside region of Kabalo suffers from major floods each year,which cause damages and sometimes ruin homes. Every ten years,several zones are flooded and once every thirty years the whole cityis submerged under water. Kabalo is also located in an area affected byearthquakes (recurring every thirty years), of medium to high intensity.

    The region of Kabalo had just overcome a situation of armed conflictand had no crisis management plan. Appropriate architecturalsolutions present in traditional buildings were no longer understood

    by local populations, who eventually replaced them in favor ofmodern techniques and materials, which have a heavy impact on theenvironment (deforestation) and that are costly, so their implementationdoes not often comply with best practices of construction, resulting inbuildings unable to withstand the natural hazards affecting the region.

    Working for many years in the area of Kabalo,the local NGO FDH initiated a program to

    promote architectural styles adapted towetlands and seismic areas, to improvehousing and public infrastructures and allowa better socio-economic impact of localinvestments in the construction of publicbuildings.

    Through a process involving an awarenesscampaign, the implementation of a

    demonstration building for training, bringingtogether all local stakeholders, the projectallowed local populations to gain access tobuilding principles and economic solutionsmaking the best use constructive culturesand locally available resources.

    38

    Region of KabaloDemocratic Republic of Congo

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    Several documents and educational materials were developed toallow local decision makers, artisans and citizens to understandseismic and ooding related phenomena and their effect onthe built environment, the intelligence of the know-how developedby local communities, as well as the potentials and limitations ofavailable materials for the production of modern housing. Theseoutreach and training activities were carried out through a processleading students to discover for themselves  the most viablebuilding logics.

    A technical file supports populations and artisans in their choicesfor new constructions; this document is aimed at primary schools,and contains recommendations on how to behave in case ofan earthquake. A proposed working methodology advises localdecision-makers on how to set up a plan for crisis management.

    Over the course of the project (2008-2009), a local NGO, AMICOR, trained

    technicians and local leaders to identifythe existing know-how and buildingsystems available.

    Four demonstration buildings werecompleted. They offer a range of technicalsolutions that can be applied in housingand public infrastructures. They can be

    used as a reception center for first aidduring future crises. Many demobilizedyoung soldiers were trained, gaining theopportunity to access technical skills thatfacilitate their integration into the local

     job market.

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 39

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    West and Central Africa(Pilot phase: Ivory Coast)

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    During the pilot phase (April-October 2009),two major aspects were noted:- The existence of building cultures effectiveagainst the risk of flooding, but insufficientlyexploited by populations who expect to receive"technological miracles" from aid agencies;- The ability of stakeholders both at nationaland local levels, to adopt and adapt proposedtools and methods and use them to assist

    beneficiaries.

    The first activities to be implemented, definedin consultation with Red Cross partners, aim atsensitizing local populations, through the workof local volunteers of the Red Cross, on the

    application of best practices associated withlocal building cultures, and to create trainingactivities for building professionals, to improvetechniques, making them more resistant toflooding.

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 41

    Preventing catastrophespreventive consolidation strategy for strengthening local resilience

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    Since 1999, Development Workshop France works in the province of ThuaThien Hué with communities, policy makers and the civil society, in the

    development of community capacities to reduce their vulnerability to naturaldisasters. With an approach that channels resources towards a strategyof prevention rather than reconstruction, local capacity building and thedevelopment of social and institutional processes help increase resilience ina sustainable manner through the preventive reinforcement of structures.Based on the education and active involvement of the community, the projecttakes shape in the form of sensitization and practical demonstration activities,and induces policy changes in each community.

    Every year, the central coast of Vietnam is hit by cyclones and floods causingthe destruction of houses and infrastructures, reducing the quality of life ofresidents. Instead of developing and improving their living conditions, manyvillagers live in an almost constant state of recovery. In recent decades, about70% of rural houses were rebuilt by families, but such investments have notresulted in an improvement of the quality and resistance of new constructions.

    development of the social and institutionalenvironmentCollaboration with local authorities, trade unions andassociations, aims at strengthening local institutionalcapacities through the definition of an action plan forprevention. Damage Prevention Communal Committeessupport families in activities to reduce vulnerability.

    local capacity building

    Technical training for builders, managers andfacilitators, and institutional support to communitiescan improve the overall quality of the built environmentand the development of disaster resistant constructionskills, at an affordable cost and without the need foroutside help.

    10 points for damage prevention

    NO PRINCIPLE

    OF SECURITY

    © DWF

    42

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    case studiesReinforcing local capacities

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    Reinforcing local capacitiesLocation El SalvadorPartners and sponsors

    La Plataforma (Caritas El Salvador)The Salvadoran Foundation for Development and BasicHousingConsciousness for the Spiritual and Economic Recovery ofHumankind association(CREDHO)Simeon Cañas University of San Salvador Misereor

    Hazard  earthquakesProject duration  2001 - 2009

    (project "Semilla")Results  1 institutions sensitized

    (1 donor, two universities, eight NGOs)170 construction professionals trained

    1,000 families rehoused

    Location  Ngibikan village / districts of Bantul and WediYogyakarta - Indonesia

    Partners and sponsors Architect Eko PrawotoKarina Kas - Caritas Indonesia

    Caritas France - Secours CatholiqueKOMPAS newspaper (Indonesia)

    Accompanying local dynamicsHazard  earthquake 2006Project duration  90 days (2006)

    + 12 months (2006)Results  65 + 57 rehoused families

    Rebuilding homes and populationsLocation  PakistanPartners and sponsors

    ATLAS LogisticsFondation Abbé Pierre

    Fondation de FranceIndus EarthHelpers FoundationENTPE Lyon (France)European University Centre for Cultural Heritage (Italy)

     Hazard  earthquake 2005Project duration  March-July 2006Results  6 institutions sensitized

    (2 donors; 1 university, 3 NGOs)1institution formed (1 NGO)40 masons trained

    1,000 families sensitized3 families rehouseds

    Learning lessons from disaster Location  ville de Bam - IranPartners and sponsors

    Organization for Iranian Cultural Heritage, Handicraftsand Tourism (ICHHTO)City of BamResearch Center for Conservation of Cultural Relics(RCCCR)

    Islamic Housing Foundation (IHF)Iranian Institute for Research on Natural Disasters (NDRII)University of Yazd (Iran)Ministry of Culture and CommunicationMinistry of Foreign AffairsUnited Nations Program for Development

      Fondation de France

    Misereor  General Council of Isère (GC38)  UNESCO

    Hazard  earthquake - 2003Project duration  2004 - 2008Results post-disaster assessment,

    one production unit + one analysis laboratory

    set up, two paraseismic prototypes, training andawareness, writing of Bam declaration

    Accrediting local materialsLocation  HondurasPartners and sponsors

    Foundation San Alonso Rodriguez (Honduras)National Institute for Vocational Training (Honduras)Honduras Solidarity council (Honduras)The Honduras Solidarity network(Honduras)Housing Program and Citizen Solidarity Credit

    (Honduras)Misereor (Germany)Trocaire (Ireland)

    Hazard  floods - hurricanes - landslides -earthquakes

    Project duration  2002 - 2010Results 13 institutions sensitized

    (1 Ministery, 9 NGOs, 3 donors)1 National Forum

    72 self-builders trained

    23 construction professionals trained3 coordinators trained7 micro-enterprises established

    78 school sites (72 houses, six public buildings)

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT44

    case studiesReducing risks

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    Reducing risksLocation Sahrawi Refugee Camps

    Tindouf - AlgeriaPartners and sponsors

    OXFAM - SolidaritySahraoui Ministry of ConstructionECHO

    Hazard floods - 2006Project duration  2007 - 2010Results  8 institutions sensitized

     (2 donors, NGOs 6)5 institutions formed

    100 masons trained10,000 families sensitized about80 families have duplicated the

    techniques learned

    Improving resilienceLocation West and Central Africa  (pilot phase: Ivory Coast)Partners and sponsors

    International Federation of Red Cross and RedCrescent Societies, Geneva (Switzerland)Regional coordination, Dakar (Senegal)National Red Cross and Red Crescent societies of Westand Central Africa(pilot phase: National Society Ivory Coast)

    Hazard floodsProject duration  2009 – 2013Results  10,000 people helped

    (pilot phase)

    Rethinking aid relief responsesLocation  BangladeshPartners and sponsors

    Caritas BangladeshProject Implementation CommitteeBangladesh University of Engineering &Technology, DhakaCaritas France - Secours Catholique

    Hazard cyclone Sidr - 2007Project duration  2007 - 2009Results 3 institutions sensitized

      (1 donor, 1 NGO, 1 university) One institution formed (1 NGO)

    7300 families rehoused

    Preventing catastrophesLocation  Thua Thien Hué province - VietnamPartners and sponsors

    Vietnam Development WorkshopProvincial Committee for the Controlof Floods and StormsConsulting and Engineering Society, Thua Thien Hue

    ECHOFord Foundation Canadian International DevelopmentAgency Viet Nam-Canada Foundation

    ECHOFondation Ford Aide Canadiennede Développement InternationalFondation Aide Viet Nam-Canada

    Hazard  cyclones et inondationsProject duration 1999 - 2013

    © DWF

    Reducing vulnerabilitiesLocation 

    Region of KabaloDemocratic Republic of Congo

    Partners and sponsors Federation of Human Rights (DRC)Amicor (DRC)Swiss Cooperation Office in BurundiÉcole de la Paix (France)Fondation Abbé Pierre (France)Secours Catholique / Caritas France

    Hazard earthquakes and floodsProject duration  2008 - 2009Results  7 institutions sensitized

    (5 donors, 2 NGOs)3 trainers trained

    5 technicians sensitized38 artisans trained

    1 training center7 neighborhood leaders sensitized

    500 families sensitized3 building models (4 buildings made)

    45ALÉAS NATURE LS, CATASTROPHES ET DÉ VELOPPEMENT LOCAL

    some lessons to learn from

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    some lessons to learn from

    relying on local

    knowledge

    valorization of local resources

    The use of local resources, materials and skills is a durable process that ensures theopportunity for local populations and stakeholders to build, maintain, repair and

    extend all types of constructions, allowing the implementation of projects answering

    to needs and expectations, contributing to the enrichment of local knowledge.

    Recognition of easily accessible local

    knowledge enables the valorization

    of the individuals and organizations

     that hold this knowledge and lead to

     the adoption of relevant approaches,

    sustained by strategies of support

    and enrichment of knowledge.

    Greater involvement of population

    ensures a better understanding of the

    local culture and allows a continuity

    of action in time. These skills are often

    more important than we imagine.

    relying on local skills

    Collaboration with institutional

    structures (such as universities

    and laboratories), as well as other

    involved organizations, promotes a

    wider dissemination of knowledge,

    while contributing to sensitization at

    local and global scales.

    relying on

    institutions

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT46

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    recommendations

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    recommendations

    knowledge

    mobilization

    accountability

    The recommendations that emerged from field

    experiences conducted by CRAterre and many other

    organizations, integrate the will to promote an approach

    based on common sense and science, by revisiting

    lessons from the past. In order to achieve the technical

    and scientific legitimacy of this dynamic process, the

    accumulation and dissemination of existing knowledgeand the development of new knowledge are essential.

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT48

    Know and study ordinary and extreme

    l

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    Adopt a transversal approach and implement

    projects to take into account all issues

    pertaining to specific contexts.

    Qualify experts to make them capable

    to consider the potential of vernacular

    knowledge in responding to crises.

    Enhance the skills of professionals through

    customized training.

    Legitimize the persons involved.

    climate events.

    Deepen scientific knowledge of technical and

    social cultures related to natural hazards.

    Information on the prevention of naturaldisasters in areas at risk.

    Disseminate knowledge concerning natural

    hazards.

    Encourage the multidisciplinary analysis of

    vernacular knowledge.

    Promote the research and study of local

    materials and their potential.

    Supply networks and disseminate technical,

    vocational and academic knowledge.

     

    Codify and document the local know-how for

    the formulation of best practices, guidelines

    and standards.

    local

    populations

    vulnerabilitiesaspirations

    governments

    professionals donors

    capacitiesneeds

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 49

    general principles

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    IV.

    V.

    Reconstruction as an opportunity to start the

    process of restoring the dignity of a community and

    strengthening its resilience

    Adoption of a multidisciplinary approach:

    coordination and creation of links with other

    activities and areas concerned

    Dialogue between beneficiaries, professionals, aid

    agencies and donors

    Valorization of processes and methods of action

    (qualitative) rather than of products (quantitative)

    Establishment of an experimental iterative research

    approach, based on local materials, knowledge and

    know-how

     evaluate  measure

    observeunderstand

    implementachieve

    designprogram

    g p p

    I.

    III.

    II.

    “Each individual has a number of habits in his gestures,his thoughts and reactions, which we call individuality,when we differentiate it from others'. When we consider asociety, we see a set of individuals and more importantly,that individuality is the basis for the creation of everything- each feature in action, thought and reaction is developed

    under the pressure of many other features that surroundit and according to the requirements of climate, work andtrade. Individuality is not mysterious and abstract, but thesum of many tangible details: the time when a man r ises,shaves, the clothes he likes, his habits of language, thepeople under his command and those to whom he obeys,but more than anything else, his home.”  (H. Fathy, architecte, 1969)

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT50

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    Implementing an endogenous development strategy

     with local stakeholders, systematically integrating

    management and risk prevention

    Local capacity building based on knowledge, practice

    and research-experimentation

    Taking into account vernacular heritage, knowledge

    and local expertise in defining best disaster resistance

    practices

    Extending the analysis, from the scale of habitations

    to that of human settlements

    Development of various educational materials suited

    to different target groups, contexts and situations

    IX.

    X.

    VI.

    VII.

    VIII.

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 51

    vulnerability... A few questions for a preliminary identification ofthe potentials of a context at risk

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    y

    3.

     Are local populations aware of the real risks to which they

    are exposed? 4.

     Are there any components of local cultures that contribute

    to an appropriate response to risks? 

    5.

    Have local populations implemented strategies to reduce

    the exposure of buildings? 

    6.

    Have local populations developed building solutions that

    increase the resistance of structures to the impact of natural

    hazards? 

    1.

     Are we dealing with the kind of natural hazard which

    allows populations to prepare before an impact? 

    2.

     Are the intensity and timing of impacts predictable?  

    social organization

    built environment

    natural hazard 

    the potentials of a context at risk ...

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT52

    ... and resilience?... for the valorization of local knowledge beforeand after the impact of natural hazards

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    9.

    Traditionally used natural materials, are they available,

    usable and accessible? 10.

    The necessary preparatory steps to make natural materials

    usable in (re) construction projects, are they affordable? 

    11.

     Are there any skills concerning the use of traditional

    materials and techniques, locally? 

    12.

     Are local artisans and beneficiaries directly involved in (re)

    construction works? 

    7.

    Have any vernacular buildings completely or partially

    withstood the impact of the most recent natural hazard? 

    8.

    The disaster-resistant characteristics of vernacular buildings,

    are they implemented in(re)constructed buildings? 

    natural materials

    local skills

    disaster-resistant techniques

    and after the impact of natural hazards.

    NATURAL HAZARDS, DISASTERS AND LOCAL DEVELOPMENT 53

    conclusion

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    To rebuild housing structures and to recreate physical

    environments less vulnerable to natural hazards and more

    equitable, requires the implementation of strategies andpractices that live up to challenges. The strategic choices

    made by institutions and agencies inevitably influence

    the vulnerability of individuals, thus playing an important

    role in the effects that natural phenomena may cause.

    On the one hand, the benefits granted by reconstruction

    projects increase on a par with the level of involvement

    of local populations. On the other hand, truly effective

    risk management applications directly emerge from localbuilding cultures. It is therefore esse