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    Huawei Confidential. All Rights Reserved

    WCDMA Principles

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    2 Internal Use

    Chapter 1 IntroductionChapter 1 Introduction

    Chapter 2 WCDMA Network StructureCDMA Network Structure

    Chapter 3 WCDMA TechnologiesChapter 3 WCDMA Technologies

    Chapter 4 WCDMA RNC AreaChapter 4 WCDMA RNC Area

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    3 Internal Use

    Mobile Network EvolutionMobile Network Evolution

    1G

    Analogue

    2G

    Digital

    2.5GPacket Data

    2.75G

    Enhanced Data

    NMT

    NMT

    TACS

    TACS

    AMPS

    AMPS

    GSM

    GSM

    CDMA

    CDMA

    TDMA

    TDMA

    PDC

    PDC

    GPRS

    GPRS

    EDGE

    EDGE

    CDMA 1X

    CDMA 1X

    WCDMA

    WCDMA

    TD-SCDMA

    TD-SCDMA

    cdma20001X EV-DO

    cdma20001X EV-DO

    2M, 14M

    2M

    2.4M

    384K

    144K

    1982-1996+ 1992-2002+ 2001+ 2004+ 2002-2004+

    115K

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    4 Internal Use

    Standardization Course of ITU IMT-2000Standardization Course of ITU IMT-2000

    1985: ITU-T form FPLMTS.Later renamed as IMT-2000 in

    1996

    1992: 230MHz spectrum was

    allocated in WARC92

    Standardization organizations

    such as 3GPP(1998.12),

    3GPP2(1999) were

    established

    2000: All the network

    standards of IMT2000 were

    completed

    Family concept was

    adopted in network part

    ITU-MC

    CDMA2000

    ITU-DS

    WCDMA

    ITU-TC

    UMTS

    TDD

    ITU-SC

    UWC-136

    ITU-FT

    DECT

    IMT2000

    3GPP 3GPP2 CWTS ETSI

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    Main CDMA 3G ProposalsMain CDMA 3G Proposals

    Regional Standard

    Organization(RSO)

    Radio Transmission

    Technology(RTT)

    U.S. TIA(TR 45.5) cdma2000

    T1 WCDMA

    Korea TTA TTA1(~WCDMA)

    TTA2(~cdma2000)

    Japan ARIB WCDMA

    Europe ETSI(SMG 2) WCDMA

    China CWTS TD-SCDMA

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    6 Internal Use

    Target of IMT2000Target of IMT2000

    Global uniform frequency band and standard, global seamless

    coverage

    High efficient spectrum utility

    High quality of service, high security

    Easy for evolution from 2G system Providing multimedia service

    Car speed environment: 144kbps

    Walk speed environment: 384kbps

    Indoor environment: 2048kbps

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    QoS Requirements of Different ServicesQoS Requirements of Different Services

    Sensitivityof delay

    Sensitivityof error

    background

    conversational

    streaming

    interactive

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    WCDMA FDDWCDMA FDD

    WCDMA FDDMultiple access method DS-CDMA

    Duplex Method Frequency Division

    Frequency Band Uplink : 1920-1980MHz, Downlink : 2110-2170MHz

    Base Station Synchronization Asynchronous/Synchronous operation

    Chip Rate 3.84Mcps

    Frame Length 10ms

    Service multiplexing Multiple Services with different QoS aremultiplexed on a single connection

    Multi-user detection, smart antennas Supported by standard, optional in implementation

    Power Control Fast Power Control, 1.5KHz

    Handover Softer, Soft & Hard Handover

    Transmit Diversity Open & Closed Loop

    Voice Coding AMR Voice Coding, rate 4.75kb 12.2kbps

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    WCDMA Voice EvolutionWCDMA Voice EvolutionWCDMA Voice EvolutionWCDMA Voice Evolution

    Adopt AMR voice coding, and support voice quality of 4.75Kbps

    ~ 12.2Kbps

    Adopt soft handover and transmit diversity to improve system

    capacity

    Provide high fidelity voice mode

    Fast power control

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    Data Service Evolution of WCDMAData Service Evolution of WCDMAData Service Evolution of WCDMAData Service Evolution of WCDMA

    Support maximum 2Mbps data service

    Support packet switch

    Adopt ATM platform currently

    Provide QoS

    Common Packet Channel(CPCH) and Downlink Share

    Channel(DSCH) can support Internet packet services better

    Provide high-quality support for uplink-downlink symmetric data

    service, such as voice, video phone, conference TV

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    Chapter 1 IntroductionChapter 1 Introduction

    Chapter 2 WCDMA Network StructureCDMA Network Structure

    Chapter 3 WCDMA TechnologiesChapter 3 WCDMA Technologies

    Chapter 4 WCDMA RNC AreaChapter 4 WCDMA RNC Area

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    WCDMA Network StructureWCDMA Network Structure

    GSM /GPRS BSS

    BTS

    BSC

    PCU

    SS7

    SCP

    SMS

    SCE

    PSTN/other PLMN

    Internet,

    Intranet

    MSC/VLR GMSC

    HLR/AUC

    SGSN

    CGBG

    GGSN

    PS backbone

    Other PLMN

    CS domain

    PSdomain

    NodeB

    RNC

    UTRAN

    Iu-CS

    Iu-PS

    A

    Gb

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    WCDMA InterfacesWCDMA Interfaces

    A Interface

    A-bis

    Um

    MSCMSC

    BSCBSC

    BTSBTS

    UE

    SGSNSGSN

    Gb

    GSM

    Iub

    Uu

    MSCMSC

    RNCRNC

    NodeBNodeB

    UE

    SGSNSGSN

    Iu-PSIu-CS

    Iub

    Uu

    RNCRNC

    NodeBNodeB

    UE

    Iur

    WCDMA

    UTRANBSS

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    Chapter 1 IntroductionChapter 1 Introduction

    Chapter 2 WCDMA Network StructureCDMA Network Structure

    Chapter 3 WCDMA TechnologiesChapter 3 WCDMA Technologies

    Chapter 4 WCDMA RNC AreaChapter 4 WCDMA RNC Area

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    Section 1Section 1

    -- Correlation FunctionCorrelation Function

    - OVSF and PN code- OVSF and PN code- Information Spreading & Recovery- Information Spreading & Recovery

    - Rake Receiver- Rake Receiver

    Section 2Section 2

    - WCDMA Transmission Block Diagram- WCDMA Transmission Block Diagram

    Section 3Section 3

    - Power Control- Power Control- Handover- Handover

    - Diversity- Diversity

    Chapter 3 WCDMA TechnologiesChapter 3 WCDMA Technologies

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    Correlation FunctionCorrelation FunctionCorrelation FunctionCorrelation Function

    Correlation is a measure of similarity between any two arbitrary

    signals.

    EXAMPLE:

    -1 1 -1 11 1 1 1-1 1 -1 1

    Zero correlationOrthogonal signals

    -1 1 -1 1

    -1 1 -1 1

    1 1 1 11 correlation

    Identical signals

    +1

    0

    -1+1

    0

    -1

    +1

    0-1

    +1

    0

    -1

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    Orthogonal FunctionOrthogonal Function

    Orthogonal functions have zero correlation. Two binary sequences are

    orthogonal if their XOR output contains equal number of 1s and 0s

    0000

    0101

    0101

    EXAMPLE:

    1010

    0101

    1111

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    OVSF & Walsh CodeOVSF & Walsh Code

    SF = 1 SF = 2 SF = 4

    Cch,1,0 = (1)

    Cch,2,0 = (1,1)

    Cch,2,1 = (1,-1)

    Cch,4,0 =(1,1,1,1)

    Cch,4,1 = (1,1,-1,-1)

    Cch,4,2 = (1,-1,1,-1)

    Cch,4,3 = (1,-1,-1,1)

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    SF and Service RateSF and Service Rate

    Symbol Rate*SF=Chip Rate

    In WCDMA system, if chip rate=3.84MHz, SF=4, then symbolrate=960Kbps;

    Symbol Rate=(Service Rate + Checking Code)*Channel Coding Rate*

    Repeat or Puncture Rate

    In WCDMA system, if service rate=384Kbps, channel coding=1/3 Turbo

    coding, then symbol rate=960Kbps;

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    Scrambling CodeScrambling Code

    Scrambling codes

    GOLD sequence.

    Uplink scrambling codes

    Uplink scrambling codes are used to distinguish different UEs

    Downlink scrambling codes

    For downlink physical channels, a total of 218 -1 = 262,143 scrambling

    codes can be generated.

    Only scrambling codes k = 0, 1, , 8191 are used.

    8192 codes are divided into 512 groups, each of which contains 16

    scrambling codes.

    The first scrambling code of each group is called primary scramblingcode (PSC), and the other 15 ones are secondary scrambling codes

    (SSC).

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    OVSF and PN Code UsageOVSF and PN Code Usage

    OVSF Code PN Code

    Usage Uplink : Separate physicaldata (DPDCH) & controlchannels (DPCCH) from thesame terminal

    Downlink : Separatedownlink connections todifferent UEs within the cell

    Uplink : Separation of UEs

    Downlink : Separation ofcells

    Length Uplink : 4 256 chips

    Downlink : 4 512 chips

    Uplink/Downlink :

    10ms = 38400 chips

    Number of codes Number of codes under onescrambling factor = spreadingfactor

    Uplink : Several Million

    Downlink : 512

    Code Family Orthogonal VariableSpreading Factor (OVSF)

    Gold code

    Bandwidth Spreading increasetransmission bandwidth

    No change in transmissionbandwidth

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    Information spreading over orthogonal codesInformation spreading over orthogonal codes

    1 0 0 1 1

    0110 0110 0110 0110 0110

    1001 0110 0110 1001 1001

    User Input

    Orthogonal

    Sequence

    Tx Data

    +1

    -1

    +1

    -1

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    Information recoveryInformation recovery

    1 0 0 1 1+1

    -1

    Rx Data 1001 0110 0110 1001 10010110 0110 0110 0110 01101111 0000 0000 1111 1111

    Correct Function

    ? ? ? ? ?

    Rx Data 1001 0110 0110 1001 1001

    0101 0101 0101 0101 01011100 0011 0011 1100 1100

    Incorrect Function

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    Spreading and De-spreadingSpreading and De-spreading

    information pulse interference White noise

    The improvement of time-domain information rate means that the bandwidth of spectrum-domain

    information is spread.

    S(f) is the energy density.

    f

    S f

    The spectrum before spreading

    information

    f0

    The spectrum before despreading

    information

    Interference/noise

    S f

    f0 f f0

    The spectrum after despreading

    information

    Interference/noise

    S f

    f

    The spectrum after spreading

    information

    f0

    S f

    f

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    25 Internal Use

    Principle of RAKE ReceiverPrinciple of RAKE ReceiverPrinciple of RAKE ReceiverPrinciple of RAKE Receiver

    RAKE receiver help to overcome on the multi-path fading and enhance

    the receive performance of the system

    Receive set

    Correlator 1

    Correlator 2

    Correlator 3

    Searcher correlatorCalculate the

    time delay and

    signal strength

    Combiner The combined

    signal

    tt

    s(t) s(t)

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    26 Internal Use

    Section 1Section 1

    -- Correlation FunctionCorrelation Function

    - OVSF and PN code- OVSF and PN code- Information Spreading & Recovery- Information Spreading & Recovery

    - Rake Receiver- Rake Receiver

    Section 2Section 2

    - WCDMA Transmission Block Diagram- WCDMA Transmission Block Diagram

    Section 3Section 3

    - Power Control- Power Control- Handover- Handover

    - Diversity- Diversity

    Chapter 3 WCDMA TechnologiesChapter 3 WCDMA Technologies

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    Block Diagram of WCDMA SystemBlock Diagram of WCDMA System

    Source

    coding

    Channel

    codingSpreading Modulation

    Sourcedecoding

    Channel

    decodingDespreading Demodulation

    Radio channel

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    Common Technical TermsCommon Technical Terms

    Bit, Symbol, Chip:

    A bit is the input data which contain information

    A symbol is the output of the convolution, encoder, and the

    block interleaving

    A chip is the output of spreading

    Processing Gain:

    Processing gain is the ratio of chip rate to the bit rate. Closely related to spreading factor, SF.

    Forward direction/ Downlink : Information path from base station to

    mobile station

    Reverse direction/ Uplink : Information path from mobile station to

    base station

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    WCDMA SystemWCDMA System

    Source Coding

    Voice : Adaptive multirate technique with rate 4.75kbps 12.2kbps

    Channel Coding

    CRC Attachment. Check for error during transmission. Voice : CRC check returns error, discard information

    Data : CRC check returns error; ask for retransmission

    Convolutional or Turbo Coding

    Convolution coding for voice and low speed signaling

    Turbo Coding for large data transmission. Better performance than convolutional coding

    Interleaving

    Distribute error over data transmitted

    Rate Matching

    Match symbol rate to that accepted by spreading

    Rate matching technique : Repeat or puncturing

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    WCDMA SystemWCDMA System

    Spreading

    Spreading (OVSF code) SF 4 512, depends on data rate

    Scrambling (Gold Code)

    Modulation

    QPSK

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    31 Internal Use

    Section 1Section 1

    -- Correlation FunctionCorrelation Function

    - OVSF and PN code- OVSF and PN code- Information Spreading & Recovery- Information Spreading & Recovery

    - Rake Receiver- Rake Receiver

    Section 2Section 2

    - WCDMA Transmission Block Diagram- WCDMA Transmission Block Diagram

    Section 3Section 3

    - Power Control- Power Control- Handover- Handover

    - Diversity- Diversity

    Chapter 3 WCDMA TechnologiesChapter 3 WCDMA Technologies

    P C t lP C t l

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    Power ControlPower Control

    Open Loop Power Control

    Set initial power for transmission of PRACH

    Closed Loop Power Control

    Inner Loop Power Control Uplink : Controls power of NodeB.Downlink : Ensures all power received at NodeB are just enough to

    maintain satisfactory connection

    Fast Power Control : 1.5khz

    Outer Loop Power Control

    Set SIRthreshold based on BER/BLER

    O L P C t lO L P C t l

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    Open Loop Power ControlOpen Loop Power Control

    Controlled by UE.

    Determine UE initial transmission power for random access procedure.

    Not in use when inner loop power control running.

    UE obtain information from network on:

    CPICH power

    Uplink interference level

    Constant value (Default = 2dB)

    UE Initial Power = CPICH power CPICH_RSCP + UL interference +UE Initial Power = CPICH power CPICH_RSCP + UL interference +

    ConstantConstant

    System information :

    CPICH power, UL interference & constant

    PRACH Tx power

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    Inner Closed Loop Power ControlInner Closed Loop Power Control

    Power Control Bit Located in UE & NodeB

    Controls power of dedicated physical channels

    Power controls occurs at 1500Hz, thus known as

    fast power control

    NodeB and UE continuously measure and compare

    SIRmeasured with SIRthreshold value, and inform each

    other to increase /reduce its power accordingly.

    UE1 UE2 UE3 UE4

    With Optimum Power Control

    UE1

    UE2

    UE3

    UE4

    Without Power Control

    Received

    Received

    (SIR)measured

    NodeB

    UE2

    UE3

    UE1

    UE4

    SIR threshold

    O t Cl d L P C t l

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    Outer Closed Loop Power ControlOuter Closed Loop Power Control

    Adjust SIR for every user

    Needed to keep track of changes in radio environment Aims to provide required quality

    IfSIRthreshold reaches its maximum, system has to perform

    - inter-frequency/inter-system handover- RRC connection release

    BER/BLER Value

    Change in (SIR)threshold

    RNCSIR threshold

    H d

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    HandoverHandover

    Softer handoverSofter handover-

    Handover between intra-frequency cells under the control of the same BTS- Radio link connection to new target cell is created before existing connection

    being deleted.

    Soft handoverSoft handover- Handover between intra-frequency cells under the control of the different BTSs

    Hard handoverHard handover- Condition of hard handover:

    Intra-frequency handover, cells controlled by different RNCs and no Iur interfacebetween them

    Inter-frequency handover

    Inter-system handover

    Interruption in voice or data communication occurs but this interruption

    does not effect the user communication

    S ft/S ft H dS ft/S ft H d

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    Soft/Softer HandoverSoft/Softer Handover

    Selection combination in the RNC during soft handoff

    Maximum ratio combination in the NodeB during softer handoffs

    Combine all the

    power from each

    sector

    Power received from

    a single sector

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    Transmission Diversity : STTDTransmission Diversity : STTD

    Space Time transmit Diversity (STTD)

    Transmission

    diversity

    processing

    Restoring data stream

    Path1

    Path2

    Antenna 2

    Antenna 1

    B0 B1 B2 B3

    B2 B3 B0 B1

    B0 B1 B2 B3

    B0 B1 B2 B3

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    Transmission Diversity : TSTDTransmission Diversity : TSTD

    Time Switch transmit Diversity (TSTD)

    Used in synchronization physical channel ( SCH)

    Transmission

    diversity

    processing

    Data stream 1

    Data stream 2

    Data stream Restoring data stream

    Path1

    Path2

    Antenna 2

    Antenna 1

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