Yellow Hammer™ Risk Management Solutions. 2 Yellow Hammer Risk Management Yellow Hammer Fraud:...

Yellow Hammer™ Risk Management Solutions

2

Yellow Hammer Risk Management

Yellow Hammer Fraud: • Detection of fraud within the following modules:

• On Us• ACH• POS• ATM• DEP

EFT Module:• Real Time Monitoring• Pin and Signature Based Transactions• After-Hours Monitoring

Yellow Hammer BSA:• Enterprise Wide BSA Solution

Technology

• JAVA Version 5

• Client / Server• Microsoft Windows Server 2003 Platform

• Microsoft SQL Server 2005 Database

• Integration• Standardized Data Import Format

• Core• Teller• Wire Transfer• Other Business Lines

• Web Service Components

Benefits

• Reduce Compliance Risk• Consistently Apply BSA Policy & Procedures• Accurately Assess Client Risk• Enforce Structured BSA Review Workflow • Facilitate Management / Board Oversight• Yellow Hammer Fraud / EFT Integration• Turnkey Implementation• Complete Enterprise BSA Compliance Solution

Yellow Hammer BSA System Components

CUSTOMER DUEDILIGENCE

RISK RATING

TRANSACTION MONITORING

ENHANCED DUEDILIGENCE

CASEMANAGEMENT

SARMANAGEMENT

EMPLOYEETRAINING

REPORTING

ACTIONWORKFLOW

Client & Account Due

Diligence

Client & Account Due Diligence

• Fast, Intuitive Data Capture at Account Opening

• Seamless Platform Integration via Web Service

• Flexible Question Tree

• Parameter Driven Responses

• Risk Assignment for all Responses

CIP/CDD/EDD

Transaction Monitoring

BSA/AML Engine • Peer Group Analysis

• Static Analysis

• Dynamic Analysis (Standard Deviation)

• Analysis Types• Customer

• Cash

• ACH

• Wire Transfers

• Loan Payments

• Internal Transfers

• Monetary Instrument Log

• Non-Customer

• Cash

• Wire Transfers

• Monetary Instrument Log

Analysis Definitions

BSA Redi System Components

Worklists


Peer Groups


Worklist Review

Monthly Review Process

Work-List Actions

• Reviewed

• Escalate

• Approve

• Open Case

Yellow Hammer BSA

• Bill Nicholson

• [email protected]

• 407-973-7841

mailto:[email protected]

Yellow Hammer™ Risk Management Solutions. 2 Yellow Hammer Risk Management Yellow Hammer Fraud:...

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