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    EE 3014: Engineers in society

    Professor Y.C. Chan

    PhD, FIEEE, FHKIE, FIEE, CEng ,

    Chair Professor of Electronic Engineering,

    City University of Hong Kong

    Director, EPA Centre.

    The Impact of RoHS, WEEE, EuP and REACH

    on the supply chain for

    GREEN MANUFACTURING

    REDUCING TOXICS

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    E-waste treatment in () Guiyu, () Guangdong Green Peace China

    Recycling of Electrical and Electronic

    Components (EEE)

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    WEEE, RoHS, EuP and REACH

    How to decrease the usage of hazardous substances (HS)

    Recycling of electrical and electronic equipment (EEE)

    Energy saving EuP

    Reducing the toxic materials

    Outline

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    Green manufacturing is defined as the design, processing and

    commercial use of materials processes and products, which are

    economical and sustainable while minimizing pollution and risk

    to human health and the environment.

    Green Manufacturing refers to a set of multidisciplinaryapproaches aimed at reducing:

    1. Energy consumption

    2. Material usage/toxics

    The issues on Green Manufacturing Processes include :

    What is Green Manufacturing?

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    Process Design Types & Wastes

    Process Impacts

    Plant Issues

    Input-Output Analysis

    Supply Chain Issues

    Product Design Life Cycles

    Materials

    Assembly & Disassembly

    Quality function deployment (QFD)

    Design for Desirables (DFx)

    System Issues & Industrial Ecology

    System Modeling

    Life Cycle Analysis

    Risk Assessment and Management

    Decision Making

    Future Steps

    RawMaterials

    Manufacturing

    Packaging

    Maintenance

    Disposal andrecycle

    What is Green Manufacturing?

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    Environmental

    Natural Resource useEnvironmental Management

    Pollution Prevention

    (Air, Water, Land, Waste)

    EconomicProfit

    Cost Savings

    Economic Growth

    Research &

    Development

    The Three Spheres of Sustainability

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    Customers are environment conscious.

    Environmental protection is a top agenda for everyone.

    Reasons for environmental care

    running out of fossil fuel supply (energy crisis)

    global warming

    depletion of the ozone layer

    loss of trees and forest

    Green manufacturing is a challenge for today but as Business

    opportunities for tomorrow.

    Need for Green Manufacturing

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    Establishing electronic waste management.

    ROHS, WEEE, REACH, etc.

    Promoting green manufacturing design technology and proper energy saving

    technology.

    (Design for environment DfE), EuP, etc.

    Standardizing and developing the collection and recycling industry,

    strengthening the e-waste management.

    Educating the public and disseminating information on e-waste problems.

    Measures for Prevention of the

    Environmental Pollution Cause by E Wastes

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    European Union Directive -2002/95/EC- on the Restriction Of the use of certain Hazardous Substances (RoHS) in

    electrical and electronic equipment (EEE).Effective July 1, 2006, requires restricting or prohibiting the use of the following substances in electrical and electronic

    equipment in covered EEE:

    1. Lead (Pb) - found in cables and terminations, solders, PCB coatings.

    - Overexposure to lead can damage blood-forming, nervous, urinary and reproductive systems.

    2. Cadmium (Cd) - used in rechargeable batteries (NiCd), plastic stabilizers, electroplating.

    - cancer-causing agent especially prostate and kidney cancer in humans (carcinogen).

    - toxic to the respiratory system (destroy epithelium layer).

    - high exposure results in severe bronchial and pulmonary irritation.

    - hamper the development and function of immune system, reproductive organs and nervous system.

    3. Mercury (Hg) - used in dental fillings, batteries. In electronics industry, thermal indicators, fluorescent lamp.

    - Very small amount of Hg can do a significant damage to the environment. For example, 1gm of Hg per year is enough to

    contaminate all the fish in lake with a surface area of 8 hectares.

    4. Hexavalent chromium (Cr6+) - Used in dyes, pigments, alloys, catalysis, plating and tanning, screws, nuts.

    - Cr(VI) is a known human carcinogen, Cr(VI) is also a respiratory tract irritant.

    - Hexavalent chromium (Cr6+ ) exists in alkaline, strongly oxidizing environments.

    - Trivalent chromium (Cr3+ ) exists in moderately oxidizing and reduced environments.

    5. Polybrominated biphenyls (PBB) & Polybrominated diphenyl ethers (PBDE)

    -Used as flame retardants in plastics TV / Display Cabinets, PCB epoxy resin, Wire / cable insulation and connectors.

    - It will react and form polybrominated dibenzo-p-dioxins (PBDD) and polybrominated dibenzofurans (PBDF) after its

    reaction to put down fire. Both are carcinogenic elements.

    Restriction of Hazardous Substances

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    Lead:

    - in the glass of cathode ray tubes, electronic components, fluorescent tubes.

    - in certain steel (

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    Measures for Administration of the Pollution Control of Electronic Information Products .

    () Issued: Feb. 28, 2006 Effective: March 1, 2007.

    The Measures, regarded as Chinese RoHS, will regulate all production and distribution activities for

    Electronic Information Products (EIPs) in China, as well as the import of EIPs to China. They specify

    hazardous substances in EIPs and place requirements and obligations on the manufacturers and

    importers.

    Applicable scope:

    Electronic information products (EIP), including: Radio and television products, Computer products, Household electronic products etc.

    Regulated substances:

    TS (Toxic Substance) and HS (Hazardous Substance) shall refer to the substances similar to EU RoHS

    contained in electronic information products of10 Categories as explained in the Priority Products

    Catalog.

    Key Proposed Elements: Environmentally friendly materials and design (Article 9, 10).

    Labeling (Article 13).

    Environment-friendly use period (Article 11).

    Obligation for dealers / sellers (Article 15).

    China RoHS

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    Federal limited activity

    States led by CA, MA, ME, NY, WA, VT, NJ, SF.

    Increasingly regional in approach.

    Enforcement is ad hoc and public.

    No judicial resolution and hence have an uncertain precedent.

    California RoHS: Senate Bill 20: Electronic Waste Recycling Act of 2003

    Senate Bill 50*: Emergency Amendment to SB 20

    Restricts the use of lead, mercury, cadmium, and hexavalent chromium, not flame retardants.

    Covered electronic devices are restricted.

    Covered electronic devices is a Video display devices containing a 4 screen measured diagonallyand fit in following categories like Cathode ray tubes, Computer monitors containing CRTs,

    Laptop computers with LCDs, LCD containing desktop monitors, Cathode ray tube containing

    devices (CRT devices), TVs containing CRTs, TVs containing LCD screens, Plasma TVs, DVD

    Players.

    U.S.A

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    Enforcement Regulation of the Waste Management and Public Cleansing Law.

    Product categories are similar to EU RoHS.

    Law for the Promotion of Effective Utilization of Resources.

    The objectives of the law are summarized and are sometimes referred to as Design for

    Environment (DfE).

    Rationalize use of raw materials: Depending upon the industry being regulated, this could

    mean adopting small or lightweight parts and materials, reducing amount of generated by-

    products, and/or improving production yields.

    Use recyclable resources & reusable parts: Depending upon the industry being

    regulated, this could mean using recycled materials & used parts in products, using raw

    materials that can be recycled, designing products to facilitate disassembly for recycling,

    labeling products to facilitate sorted collection, operating voluntary take-back of usedproducts, and/or processing discarded products for reuse.

    Promote long term use of products: Depending upon the industry being regulated, this

    could mean making parts of durable materials, designing products that can be repaired or

    upgraded, and/or using universal parts to facilitate repair.

    Japan

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    Source: Philips Medical

    Systems

    Green Manufacturing

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    Green Manufacturing

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    Green Manufacturing

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    European Union Directive -2002/96/EC- on Waste Electrical and Electronic Equipment (WEEE).

    o Promote re-use, recycling and recovery of electronic waste to reduce quantities of such waste

    o Improve environmental performance of producers, distributors and consumers)

    Register of Producers

    If you are a producer then you will have to register with the Environment Agency.

    Declaration of types of products sold, weights and b2c / b2b split.

    Marking and information. (Articles 10, 11 and 12)

    Collection arrangements. (Article 5)

    Retailer or final user can take back depending on the written agreement between them.

    In-store collection, collection points.

    Producers to pay for recover and recycling of both historic and new WEEE

    A visible fee can be charged on the sale of products.

    Treatment after recovery and recycling. (Article 6)

    Product design. (Article 4)

    Producer allocation and financing. (Article 8 and 9) and penalties.

    Waste Electrical and Electronic

    Equipments (WEEE)

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    Dependent on electric currents or electromagnetic fields to work and generate, transfer and measure fields.

    Voltage rating

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    Administrative Regulations on the Recycling and treatment of Waste and Used household Electronic Products and

    Electronic Products. ()Regulations on Recycling and Disposal of Waste and Used Household Electrical Appliances.

    Applicable scope

    The scope of China WEEE is broad that it covers household electrical and electronic products.

    Currently, the products categories listed in China WEEE include: 1.Air conditioners; 2.Computers; 3.Refrigerators;

    4.Televisions; 5.Washing machines

    Funding Mechanism: National special funds to subsidize WEEE

    National special funds to subsidize WEEE recycling and disposal will be established.

    Producers Responsibility:

    Producers of electrical and electronic products shall Design products that favor recovery and reuse, select non- or low

    hazardous and toxic substances, and provide information on major material composition in the product manual.

    Conduct WEEE treatment on their own or consign it to qualified treatment entities.

    Provide to Provincial relevant authorities with information on product category, quantity that produced, sold and exported.

    Collection:

    Dealers and post-sale service organizations are liable to the collection, and deliver the collected products to qualified

    treatment organizations.

    WEEE Treatment Companies shall be qualified by relevant authorities at provincial level, and undertake testing, repair,

    labeling, and disposal of covered WEEE and sell the used products for resale. Reused

    WEEE must meet certain security and performance standards (Article 13).

    China WEEE

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    Electronic waste recycling has already been embodied in some related laws and regulations in

    ChinaCleaner Product ion Promo t ion Law.

    () Is sued : June 29 , 2002 Effec t ive: Jan uar y 1, 2003 .Article 20:

    When products and packaging are designed, their influences on mankind and natural environments during

    their life-cycle must be considered and priority accorded to selecting toxin-free, nonhazardous, easily

    degraded and easily recycled options.

    Article 27:

    If any product or package is listed in the compulsory recycling directory, enterprises engaged in their

    production or sale shall recycle the discarded product or used packaging. (translated by NDRC)

    Law of the People 's Republ ic of China on the Prevent ion and Contro l of Enviro nmental Pol lut ion by

    Solid Waste.

    () Is sued : Dec em ber 29, 2004 Effec t ive: Apri l 1, 2005.Article 5: producers are responsible for prevention and treatment of their own solid waste.

    Article 18

    requests that the design of products and packages must be complied with the national clean production

    related regulation, and that the companies which produce, sell or import the products and packages that

    are listed in the compulsory recycling directory, must take back their products and packages in compliance

    with the related regulation.

    EEE Recycling and Related Legislation in

    China

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    Doormat - Lakeland Limited

    (made from recycled rubber)

    Leather Bound Journal Natural

    History Museum

    (made from reclaimed leather & recycled

    paper)

    Rain Saver - Blackwall (Even Greener)

    (Made from recycled plastic)

    Coasters - Cutouts

    (made from recycled circuit boards)

    Caddies - CAT

    (Made from recycled plastic)

    Chair - Blue Marmalade Ltd.

    (made from recyclable plastic)

    Green Recycling

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    Green concept in design

    - Resource saving

    - Utilize Green production process

    - Selection of proper tools and equipment

    - Recyclable constructions

    - Choice of components non-toxic, recyclable

    - Minimize the number of components

    - Vendor selection

    Green manufacturing process :

    Lead-Free Soldering for electronics

    No Clean PCB Assembly

    Reduce Emission of Pollutants

    Use of environment-friendly chemicals

    Use the lead-free solders to manufacture the products and dont allow any intentionally added Pb in the

    products, then the products can be defined as lead-free products!

    Packaging Materials Disposal and Environment-friendly

    No release of toxic substances in product life

    End of Life Treatment Recycling of Components, Collection of equipment

    Use of Biodegradable materials

    Greener Production Management:

    Component compliance

    Materials control

    Vendor commitment and monitoring

    Process control

    Tools and equipment selection

    Storage management

    Packing materials

    JEDEC < 0.2wt%Pb (Joint Electron Device Eng. Council)

    JEIDA < 0.1wt%Pb (Jap. Elec Ind. Development Ass.)

    EUELVD < 0.1wt%Pb (EU End of Life Vehicles Directive)

    Green Production and Process

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    Some landmarks in the companys green product development

    Source: Canon, Japan.

    Green Designs

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    Age of Plastics

    The worldwide production of synthetic plastics reaches 260 billion pounds/year (50 lbs/person/per year).

    Approximately 30% of the plastics produced used for packaging.

    Plastics and Environment

    Feedstock's for most synthetic polymers are petroleum (crude oil), natural gas and coal-natural

    resources that have taken millions of years to be formed and are nonrenewable.

    Recycling of Plastics

    Plastic drink containers to make up every pound of toys can help to keep at least ten out of the dump.

    Utilization of recycled materials in product design enhance the recyclability of components at the end of

    useful life

    Alternatives in Material Selection

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    http://images.google.com/imgres?imgurl=http://thenextwavefutures.files.wordpress.com/2007/09/1178475329.jpg&imgrefurl=http://thenextwavefutures.wordpress.com/2007/09/04/visualising-consumption/&usg=__ziZMAAu9VYB9DNM6Y216Cbcvqjo=&h=686&w=860&sz=237&hl=en&start=2&um=1&tbnid=V5Rpj73vmEgavM:&tbnh=116&tbnw=145&prev=/images?q=plastic+bottles&hl=en&rls=com.microsoft:*:IE-SearchBox&rlz=1I7SKPB_en&um=1
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    Bio-based/biodegradable Plastics

    Bio-plastics

    Petroleum based synthetic biodegradable plastic

    Biopolymer: Life Cycle

    Biopolymers are naturally recycled by biological processes.

    Performance polymers (e.g., PLA) from annually renewable

    resources (corn, plants, milk byproducts)

    With proper structure, biopolymers can be decomposed and

    recycled

    Applicable to extrusion, thermoforming, and blow molding

    packaging solutions.

    Major Advantages with Biopolymers

    Renewable (sustainable)

    Biodegradable

    Biocompatible

    Environmental friendlySource: R. A. Gross and B. Kalra, Science, V.297, p.803

    (2002).

    Alternatives in Material Selection

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    On July 6, 2005, the European Parliament issued a directive establishing a

    framework for the setting of eco-design requirements for energy-using products.

    On establishing a framework for the setting of Eco-design requirements for Energy-

    Using Products and amending Council Directive 92/42/EEC

    Currently covers Boilers, fridges/freezers and ballasts for fluorescent lights

    Very wide scope all products with an energy source, except for forms of transport.

    The initial focus will be on electric motor systems, HVAC equipment, water

    heaters, domestic appliances, consumer electronics, office equipment, and

    lighting except forall means of transportation. Over time, expand to include all

    energy-using products.

    Those which represent a significant volume of sales and trade more than 200,000

    units a year within the EU.

    Energy Using Products (EUP)

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    Boilers and combo boilers

    Water heaters

    PCs and monitors

    Imaging equipment

    Consumer electronics (TVs)

    Stand-by losses

    Battery chargers and external

    power supplies

    Office lighting

    Public lighting

    Residential room conditioning

    Electric motors, water pumps

    Commercial fridges and freezers

    Domestic refrigerators and freezers

    Domestic dishwashers and washers

    Solid fuel small combustion

    installations

    Vacuum cleaners

    Laundry dryers

    Complex set-top boxes

    Domestic lighting

    Full List of Product Group

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    EnergyEfficient Solutions for Electronics

    Vitesse's Ethernet devices help consumers save up to 80% of unnecessaryenergyconsumption

    EnergyAdvantage 25WT8

    Lowest energyconsuming4ft T8

    LowerEnergyCost

    Easyto Experience:

    Change existing 32w T8

    Save 25% energy, instantly!

    No ballast change required!

    Advanced:

    Low Mercury- Betterfor the environment

    Exceeds LEED requirements

    Source: Vitesse Ethernet Solutions,

    US.

    Source: Philips Electronics.

    Green Energy Saving

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    REACH stands forRegistration, Evaluation, Authorisation and Restriction ofChemicals adopted in December

    2006.

    REACH Regulation (EC) No 1907/2006 and Directive 2006/121/EC amending Directive 67/548/EEC were

    published in the official Journal on 30 December 2006.

    Enterprises which manufacture or import more than one tonne of a chemical substance per yearwill be

    required to register it in a central database administered by the new EU Chemicals Agency.

    Registration:

    Around 30000 estimated substances produced or imported into the EU at >1 tonne /year has to be registered.

    Registration deadlines for substances produced or imported to EU:-

    First year of entry into force (1 June 2007) to year 3: Substances of greater hazard which are produced or

    imported to EU at the rate > 1000 tonnes and CMR (carcinogenic, mutagenic or toxic to reproduction )> 1

    tonnes have to be registered along with relevant testing documents.

    From year 3 to year 6: Substances produced or imported to EU at rate of 100 tonnes 1000 tonnes have

    to be registered .

    From year 6 to year 11: Substances produced or imported to EU at rate of < 100 tonnes will be registered.

    A non phase-in substance is a completely new substance that has neither been used nor registered in

    the market before the entry of force of REACH.

    What is REACH?

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    Evaluation:

    Will require the submission of additional data could be substantial.

    Prioritization criteria to take account of Tonnage.

    Hazard and exposure.

    Potential risk to human health or the environment.

    Dossiers for substances with volumes >100 tonnes will be subjected to an evaluation by the

    relevant national authorities.

    Where an authorities believes that the risk of using a substances is expected to be highe.g. due to the structure of the substance, they can carry out a more detailed assessment.

    Authorization:

    Substances of high concern must be authorized for use at an EU or national level, e.g.

    CMRs(carcinogenic, mutagenic or toxic to reproduction), PBTs(persistent, bioaccumulative

    and toxic), vPvBs ( very persistent and very bioaccumulative), POPs(persistent organic

    pollutants) endocrine disruptors

    Authorization of specific uses

    Development of a data file and preparation of a risk assessment

    Can obtain a conditional authorization on socio- economic grounds

    Definition of REACH

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    Impact on Industries:

    To comply with the regulations, we need to invest in:

    Control the Wastage of resources develop systems to monitor.

    Monitoring the supply of materials.

    New production equipments and process technologies, e.g. lead-free soldering.

    Quality and reliability enhancement.

    Testing of components.

    Best Management practice and Enterprise resource planning (ERP) upgrade

    Summary

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    Positive impact of green manufacturing

    Testing ground to competitors on the basis of knowledge, technologies,

    investment and management.

    Higher quality of products in the market.

    Greater market share due to better product image

    Cost reduction on a long term basis by controlling process, energy and

    resources

    Global companies partnership among green suppliers and manufacturers

    only.

    Enhance company name and image by way of better products.

    Healthy and competitively clean working environment.

    Summary

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