€¦ · XLS file · Web view · 2013-05-17Report 1A-17052013-2012-2013 S/C/201207/1 Jyoti Yadav...

Report 1A: Complaints received from clients against Trading Members (TMs)# during 2012-13: Updated on 17.05.2013 (updated on each Friday or

Notes:

Abbreviations used:W : Western RegionN : Northern RegionS : Southern RegionE : Eastern Region

Types of ComplaintsDescription

I Non-receipt /delay in payment :

Ia Delay in paymentIb Non-receipt of paymentIc Delay in refund of margin paymentId Non settlement of accounts

II Non-receipt/delay in securities :

II a Delay in deliveryII b Non-receipt of deliveryII c Delay in refund of margin depositII d Non settlement of accounts

III Non-receipt of documents:

III a Contract notesIII b BillsIII c Account statementsIII d Agreement copies

IV

IV a Unauthorized trades in client account

IV b

V Service related :

Va Excess brokerageVb Non-execution of orderVc Wrong execution of order

VdConnectivity / system related problem

earlier working day, if Friday is holiday)

Type of complaint *(Pl. see

column E of the Report)

Unauthorized trades/misappropriation :

mis-appropriation of client's funds/securities

Ve Non-receipt of corporate benefitsV f Other service defaults

VI Closing out / squaring up:

VI a

VI b

VII

VIII Others

"--" in Column E below, "Type of Complaint" indicates that the complaint is non-actionable either because it is incomplete or otherwise outside the scope of the Stock Exchange.

Please refer the following Table while reading data under Column 'I', i.e."Status" in the Report below.

Status ** Type Description

I Non actionableI a Complaint incompleteI b Outside the scope of stock exchangeII

III Under ProcessIV

Details of complaint

S.No. Complaint Ref.no.1 S/C/201204/1 4/2/20122 S/C/201204/2 4/2/20123 S/C/201204/3 4/2/20124 S/C/201204/4 4/2/20125 S/C/201204/5 4/2/20126 E/C/201204/6 4/3/20127 E/C/201204/7 3/28/20128 W/C/201204/8 4/3/20129 W/C/201204/9 4/3/2012

10 W/C/201204/10 3/30/201211 N/C/201204/11 4/4/201212 E/C/201204/12 4/3/201213 N/C/201204/13 4/4/2012

Closing off / squaring up position without consentDipsute in Auction value /close out value

Non implementation of arbitration award

Resolved (includes complaints solved, withdrawn and disposed off by IGRC as well as those closed by the Exchange.

Advised by IGRC to refer to arbitration, if so desired

Date of Receipt

14 N/C/201204/14 4/4/201215 N/C/201204/15 4/4/201216 N/C/201204/16 4/4/201217 N/C/201204/17 4/4/201218 W/C/201204/18 3/30/201219 W/C/201204/19 4/4/201220 W/C/201204/20 4/3/201221 W/C/201204/21 4/5/201222 N/C/201204/22 4/9/201223 N/C/201204/23 4/9/201224 N/C/201204/24 4/9/201225 N/C/201204/25 4/9/201226 N/C/201204/26 4/9/201227 N/C/201204/27 4/9/201228 N/C/201204/28 4/9/201229 N/C/201204/29 4/9/201230 N/C/201204/30 4/9/201231 W/C/201204/31 4/4/201232 W/C/201204/32 4/3/201233 W/C/201204/33 4/3/201234 W/C/201204/34 4/3/201235 N/C/201204/35 4/10/201236 W/C/201204/36 4/9/201237 N/C/201204/37 4/10/201238 N/C/201204/38 4/10/201239 N/C/201204/39 4/10/201240 N/C/201204/40 4/10/201241 N/C/201204/41 4/10/201242 E/C/201204/42 4/9/201243 E/C/201204/43 4/9/201244 E/C/201204/44 4/9/201245 E/C/201204/45 3/27/201246 W/C/201204/46 4/10/201247 N/C/201204/47 4/9/201248 N/C/201204/48 4/9/201249 W/C/201204/49 4/10/201250 N/C/201204/50 4/11/201251 N/C/201204/51 4/11/201252 E/C/201204/52 3/22/201253 W/C/201204/53 4/12/201254 N/C/201204/54 4/11/201255 N/C/201204/55 4/12/201256 W/C/201204/56 4/11/201257 N/C/201204/57 4/11/201258 N/C/201204/58 4/12/201259 N/C/201204/59 4/11/201260 N/C/201204/60 4/12/201261 N/C/201204/61 4/11/201262 N/C/201204/62 4/11/201263 N/C/201204/63 4/11/201264 N/C/201204/64 4/11/201265 N/C/201204/65 4/11/201266 N/C/201204/66 4/11/201267 N/C/201204/67 4/11/2012

68 N/C/201204/68 4/11/201269 W/C/201204/69 4/10/201270 E/C/201204/70 3/29/201271 E/C/201204/71 4/3/201272 W/C/201204/72 4/12/201273 W/C/201204/73 4/12/201274 N/C/201204/74 4/11/201275 W/C/201204/75 4/13/201276 E/C/201204/76 4/13/201277 E/C/201204/77 4/12/201278 N/C/201204/78 4/12/201279 N/C/201204/79 4/14/201280 N/C/201204/80 4/14/201281 W/C/201204/81 4/16/201282 N/C/201204/82 4/14/201283 N/C/201204/83 4/13/201284 N/C/201204/84 4/11/201285 N/C/201204/85 4/12/201286 N/C/201204/86 4/11/201287 E/C/201204/87 4/12/201288 E/C/201204/88 4/17/201289 N/C/201204/89 4/17/201290 N/C/201204/90 4/18/201291 S/C/201204/91 4/18/201292 N/C/201204/92 4/18/201293 N/C/201204/93 4/18/201294 N/C/201204/94 4/16/201295 N/C/201204/95 4/16/201296 N/C/201204/96 4/16/201297 N/C/201204/97 4/18/201298 N/C/201204/98 4/18/201299 N/C/201204/99 4/18/2012

100 N/C/201204/100 4/18/2012101 N/C/201204/101 4/18/2012102 N/C/201204/102 4/16/2012103 E/C/201204/103 4/18/2012104 E/C/201204/104 4/18/2012105 W/C/201204/105 4/18/2012106 W/C/201204/106 4/18/2012107 N/C/201204/107 4/19/2012108 N/C/201204/108 4/19/2012109 N/C/201204/109 4/19/2012110 E/C/201204/110 4/18/2012111 E/C/201204/111 4/18/2012112 E/C/201204/112 4/19/2012113 E/C/201204/113 4/19/2012114 E/C/201204/114 4/19/2012115 W/C/201204/115 4/19/2012116 W/C/201204/116 4/13/2012117 W/C/201204/117 4/19/2012118 N/C/201204/118 4/20/2012119 W/C/201204/119 4/20/2012120 N/C/201204/120 4/23/2012121 W/C/201204/121 4/19/2012

122 W/C/201204/122 4/19/2012123 N/C/201204/123 4/23/2012124 W/C/201204/124 4/16/2012125 E/C/201204/125 4/20/2012126 E/C/201204/126 4/20/2012127 E/C/201204/127 4/20/2012128 N/C/201204/128 4/23/2012129 E/C/201204/129 4/13/2012130 W/C/201204/130 4/24/2012131 W/C/201204/131 4/23/2012132 W/C/201204/132 4/25/2012133 W/C/201204/133 4/24/2012134 W/C/201204/134 4/25/2012135 W/C/201204/135 4/25/2012136 N/C/201204/136 4/27/2012137 N/C/201204/137 4/27/2012138 N/C/201204/138 4/27/2012139 N/C/201204/139 4/24/2012140 N/C/201204/140 4/23/2012141 N/C/201204/141 4/27/2012142 N/C/201204/142 4/23/2012143 N/C/201204/143 4/24/2012144 E/C/201204/144 4/25/2012145 W/C/201204/145 4/26/2012146 W/C/201204/146 4/26/2012147 N/C/201204/147 4/27/2012148 S/C/201204/1001 4/2/2012149 S/C/201204/1002 4/2/2012150 S/C/201204/1003 4/2/2012151 S/C/201204/1004 4/2/2012152 S/C/201204/1005 4/2/2012153 W/C/201204/1006 4/2/2012154 W/C/201204/1007 4/11/2012155 S/C/201204/1008 4/17/2012156 S/C/201204/1009 4/18/2012157 S/C/201204/1010 4/18/2012158 S/C/201204/1011 4/18/2012159 S/C/201204/1012 4/18/2012160 S/C/201204/1013 4/18/2012161 S/C/201204/1014 4/18/2012162 S/C/201204/1015 4/18/2012163 S/C/201204/1016 4/18/2012164 S/C/201204/1017 4/18/2012165 N/C/201205/1 5/2/2012166 W/C/201205/2 5/2/2012167 W/C/201205/3 5/2/2012168 S/C/201205/4 5/2/2012169 W/C/201205/5 5/2/2012170 E/C/201205/6 4/30/2012171 N/C/201205/7 5/3/2012172 N/C/201205/8 5/3/2012173 N/C/201205/9 5/3/2012174 W/C/201205/10 5/3/2012175 N/C/201205/11 5/2/2012

176 W/C/201205/12 5/4/2012177 W/C/201205/13 5/4/2012178 W/C/201205/14 5/4/2012179 W/C/201205/15 5/4/2012180 N/C/201205/16 5/7/2012181 N/C/201205/17 5/5/2012182 N/C/201205/18 5/7/2012183 N/C/201205/19 5/4/2012184 N/C/201205/20 5/7/2012185 N/C/201205/21 5/5/2012186 W/C/201205/22 5/7/2012187 N/C/201205/23 5/7/2012188 W/C/201205/24 5/8/2012189 E/C/201205/25 5/4/2012190 W/C/201205/26 5/7/2012191 E/C/201205/27 5/8/2012192 E/C/201205/28 5/3/2012193 W/C/201205/29 5/7/2012194 N/C/201205/30 5/9/2012195 E/C/201205/31 5/10/2012196 W/C/201205/32 5/10/2012197 W/C/201205/33 5/7/2012198 W/C/201205/34 5/8/2012199 S/C/201205/35 5/11/2012200 S/C/201205/36 5/11/2012201 N/C/201205/37 5/10/2012202 W/C/201205/38 5/11/2012203 N/C/201205/39 5/9/2012204 N/C/201205/40 5/8/2012205 E/C/201205/41 5/10/2012206 W/C/201205/42 5/11/2012207 N/C/201205/43 5/8/2012208 N/C/201205/44 5/14/2012209 W/C/201205/45 5/11/2012210 E/C/201205/46 5/14/2012211 N/C/201205/47 5/14/2012212 E/C/201205/48 5/11/2012213 W/C/201205/49 5/11/2012214 W/C/201205/50 5/14/2012215 W/C/201205/51 5/15/2012216 W/C/201205/52 5/15/2012217 W/C/201205/53 5/15/2012218 N/C/201205/54 5/15/2012219 N/C/201205/55 5/11/2012220 N/C/201205/56 5/15/2012221 N/C/201205/57 5/9/2012222 N/C/201205/58 5/9/2012223 S/C/201205/59 5/16/2012224 S/C/201205/60 5/16/2012225 S/C/201205/61 5/16/2012226 W/C/201205/62 5/16/2012227 S/C/201205/63 5/16/2012228 W/C/201205/64 5/14/2012229 W/C/201205/65 5/16/2012

230 N/C/201205/66 5/16/2012231 N/C/201205/67 5/17/2012232 E/C/201205/68 5/15/2012233 W/C/201205/69 5/17/2012234 W/C/201205/70 5/16/2012235 W/C/201205/71 5/16/2012236 S/C/201205/72 5/17/2012237 S/C/201205/73 5/17/2012238 W/C/201205/74 5/16/2012239 N/C/201205/75 5/17/2012240 N/C/201205/76 5/14/2012241 N/C/201205/77 5/14/2012242 N/C/201205/78 5/14/2012243 N/C/201205/79 5/15/2012244 W/C/201205/80 5/14/2012245 N/C/201205/81 5/17/2012246 W/C/201205/82 5/18/2012247 N/C/201205/83 5/18/2012248 W/C/201205/84 5/18/2012249 N/C/201205/85 5/18/2012250 W/C/201205/86 5/17/2012251 W/C/201205/87 5/21/2012252 N/C/201205/88 5/21/2012253 E/C/201205/89 5/21/2012254 N/C/201205/90 5/21/2012255 N/C/201205/91 5/21/2012256 W/C/201205/92 5/22/2012257 S/C/201205/93 5/22/2012258 S/C/201205/94 5/22/2012259 S/C/201205/95 5/22/2012260 N/C/201205/96 5/22/2012261 W/C/201205/97 5/23/2012262 W/C/201205/98 5/23/2012263 W/C/201205/99 5/23/2012264 W/C/201205/100 5/23/2012265 S/C/201205/101 5/24/2012266 W/C/201205/102 5/23/2012267 W/C/201205/103 5/22/2012268 E/C/201205/104 5/23/2012269 W/C/201205/105 5/24/2012270 E/C/201205/106 5/14/2012271 W/C/201205/107 5/25/2012272 W/C/201205/108 5/25/2012273 S/C/201205/109 5/25/2012274 S/C/201205/110 5/25/2012275 N/C/201205/111 5/25/2012276 N/C/201205/112 5/25/2012277 W/C/201205/113 5/24/2012278 W/C/201205/114 5/24/2012279 W/C/201205/115 5/24/2012280 W/C/201205/116 5/24/2012281 N/C/201205/117 5/23/2012282 N/C/201205/118 5/29/2012283 N/C/201205/119 5/29/2012

284 N/C/201205/120 5/29/2012285 N/C/201205/121 5/28/2012286 N/C/201205/122 5/29/2012287 W/C/201205/123 5/29/2012288 E/C/201205/124 5/25/2012289 N/C/201205/125 5/30/2012290 N/C/201205/126 5/30/2012291 W/C/201205/127 5/28/2012292 S/C/201205/1001 5/3/2012293 W/C/201205/1002 5/17/2012294 S/C/201205/1003 5/22/2012295 W/C/201205/1004 5/18/2012296 W/C/201206/1 5/29/2012297 N/C/201206/2 6/4/2012298 N/C/201206/3 6/4/2012299 N/C/201206/4 6/4/2012300 N/C/201206/5 6/2/2012301 W/C/201206/6 6/4/2012302 W/C/201206/7 6/4/2012303 N/C/201206/8 6/4/2012304 W/C/201206/9 6/4/2012305 W/C/201206/10 6/4/2012306 W/C/201206/11 6/4/2012307 W/C/201206/12 6/5/2012308 W/C/201206/13 6/4/2012309 W/C/201206/14 6/5/2012310 W/C/201206/15 6/4/2012311 N/C/201206/16 6/5/2012312 N/C/201206/17 6/5/2012313 N/C/201206/18 6/5/2012314 N/C/201206/19 6/5/2012315 N/C/201206/20 6/5/2012316 W/C/201206/21 6/6/2012317 W/C/201206/22 5/30/2012318 W/C/201206/23 6/6/2012319 E/C/201206/24 6/1/2012320 W/C/201206/25 6/6/2012321 N/C/201206/26 6/6/2012322 W/C/201206/27 6/7/2012323 S/C/201206/28 6/7/2012324 S/C/201206/29 6/7/2012325 S/C/201206/30 6/7/2012326 W/C/201206/31 6/7/2012327 S/C/201206/32 6/7/2012328 W/C/201206/33 6/7/2012329 W/C/201206/34 6/7/2012330 W/C/201206/35 6/6/2012331 W/C/201206/36 6/8/2012332 W/C/201206/37 6/4/2012333 S/C/201206/38 6/8/2012334 S/C/201206/39 6/8/2012335 W/C/201206/40 6/4/2012336 W/C/201206/41 6/4/2012337 W/C/201206/42 6/8/2012

338 W/C/201206/43 6/8/2012339 S/C/201206/44 6/8/2012340 S/C/201206/45 6/8/2012341 S/C/201206/46 6/8/2012342 S/C/201206/47 6/8/2012343 S/C/201206/48 6/8/2012344 S/C/201206/49 6/8/2012345 S/C/201206/50 6/8/2012346 W/C/201206/51 6/8/2012347 S/C/201206/52 6/11/2012348 S/C/201206/53 6/11/2012349 E/C/201206/54 6/6/2012350 W/C/201206/55 6/8/2012351 W/C/201206/56 6/7/2012352 E/C/201206/57 6/11/2012353 W/C/201206/58 6/12/2012354 S/C/201206/59 6/12/2012355 N/C/201206/60 6/12/2012356 W/C/201206/61 6/12/2012357 W/C/201206/62 6/12/2012358 E/C/201206/63 6/12/2012359 E/C/201206/64 6/5/2012360 S/C/201206/65 6/14/2012361 S/C/201206/66 6/14/2012362 W/C/201206/67 6/14/2012363 W/C/201206/68 6/14/2012364 W/C/201206/69 6/14/2012365 W/C/201206/70 6/14/2012366 W/C/201206/71 6/13/2012367 W/C/201206/72 6/13/2012368 N/C/201206/73 6/14/2012369 N/C/201206/74 6/14/2012370 W/C/201206/75 6/13/2012371 W/C/201206/76 6/13/2012372 W/C/201206/77 6/15/2012373 N/C/201206/78 6/18/2012374 N/C/201206/79 6/12/2012375 N/C/201206/80 6/18/2012376 S/C/201206/81 6/18/2012377 W/C/201206/82 6/18/2012378 W/C/201206/83 6/18/2012379 W/C/201206/84 6/14/2012380 W/C/201206/85 6/13/2012381 N/C/201206/86 6/18/2012382 N/C/201206/87 6/18/2012383 W/C/201206/88 6/18/2012384 W/C/201206/89 6/19/2012385 W/C/201206/90 6/18/2012386 S/C/201206/91 6/19/2012387 S/C/201206/92 6/19/2012388 W/C/201206/93 6/19/2012389 S/C/201206/94 6/20/2012390 N/C/201206/95 6/20/2012391 W/C/201206/96 6/20/2012

392 W/C/201206/97 6/20/2012393 N/C/201206/98 6/20/2012394 N/C/201206/99 6/20/2012395 N/C/201206/100 6/20/2012396 W/C/201206/101 6/20/2012397 N/C/201206/102 6/21/2012398 N/C/201206/103 6/20/2012399 N/C/201206/104 6/19/2012400 N/C/201206/105 6/20/2012401 N/C/201206/106 6/21/2012402 N/C/201206/107 6/20/2012403 W/C/201206/108 6/21/2012404 N/C/201206/109 6/20/2012405 N/C/201206/110 6/20/2012406 N/C/201206/111 6/19/2012407 W/C/201206/112 6/21/2012408 N/C/201206/113 6/19/2012409 N/C/201206/114 6/19/2012410 N/C/201206/115 6/19/2012411 N/C/201206/116 6/19/2012412 N/C/201206/117 6/19/2012413 N/C/201206/118 6/19/2012414 N/C/201206/119 6/19/2012415 N/C/201206/120 6/19/2012416 N/C/201206/121 6/19/2012417 W/C/201206/122 6/21/2012418 W/C/201206/123 6/21/2012419 W/C/201206/124 6/22/2012420 E/C/201206/125 6/22/2012421 W/C/201206/126 6/21/2012422 E/C/201206/127 6/22/2012423 W/C/201206/128 6/21/2012424 W/C/201206/129 6/19/2012425 W/C/201206/130 6/19/2012426 S/C/201206/131 6/25/2012427 W/C/201206/132 6/21/2012428 W/C/201206/133 6/21/2012429 W/C/201206/134 6/21/2012430 W/C/201206/135 6/22/2012431 W/C/201206/136 6/22/2012432 N/C/201206/137 6/23/2012433 W/C/201206/138 6/26/2012434 N/C/201206/139 6/25/2012435 N/C/201206/140 6/21/2012436 W/C/201206/141 6/27/2012437 E/C/201206/142 6/26/2012438 W/C/201206/143 6/22/2012439 E/C/201206/144 6/27/2012440 N/C/201206/145 6/28/2012441 W/C/201206/146 6/25/2012442 W/C/201206/147 6/28/2012443 W/C/201206/1001 5/31/2012444 W/C/201206/1002 6/20/2012445 E/C/201206/1003 6/29/2012

446 S/C/201207/1 7/2/2012447 N/C/201207/2 6/29/2012448 N/C/201207/3 6/29/2012449 N/C/201207/4 6/27/2012450 N/C/201207/5 6/26/2012451 N/C/201207/6 6/29/2012452 N/C/201207/7 6/27/2012453 N/C/201207/8 7/2/2012454 N/C/201207/9 7/3/2012455 S/C/201207/10 7/4/2012456 N/C/201207/11 7/5/2012457 S/C/201207/12 7/6/2012458 S/C/201207/13 7/6/2012459 N/C/201207/14 7/7/2012460 N/C/201207/15 7/7/2012461 N/C/201207/16 7/8/2012462 E/C/201207/17 7/6/2012463 E/C/201207/18 7/6/2012464 W/C/201207/19 7/5/2012465 N/C/201207/20 7/6/2012466 W/C/201207/21 7/9/2012467 N/C/201207/22 7/9/2012468 W/C/201207/23 7/9/2012469 W/C/201207/24 7/6/2012470 W/C/201207/25 7/6/2012471 W/C/201207/26 7/6/2012472 N/C/201207/27 7/10/2012473 N/C/201207/28 7/10/2012474 N/C/201207/29 7/11/2012475 N/C/201207/30 7/9/2012476 N/C/201207/31 7/10/2012477 N/C/201207/32 7/10/2012478 N/C/201207/33 7/10/2012479 W/C/201207/34 7/11/2012480 E/C/201207/35 7/10/2012481 E/C/201207/36 7/11/2012482 W/C/201207/37 7/12/2012483 N/C/201207/38 7/11/2012484 W/C/201207/39 7/11/2012485 W/C/201207/40 7/12/2012486 W/C/201207/41 7/11/2012487 W/C/201207/42 7/13/2012488 N/C/201207/43 7/16/2012489 N/C/201207/44 7/16/2012490 N/C/201207/45 7/16/2012491 S/C/201207/46 7/16/2012492 S/C/201207/47 7/16/2012493 W/C/201207/48 7/10/2012494 W/C/201207/49 7/13/2012495 N/C/201207/50 7/16/2012496 N/C/201207/51 7/17/2012497 N/C/201207/52 7/17/2012498 W/C/201207/53 7/16/2012499 S/C/201207/54 7/16/2012

500 S/C/201207/55 7/16/2012501 N/C/201207/56 7/17/2012502 N/C/201207/57 7/17/2012503 N/C/201207/58 7/16/2012504 N/C/201207/59 7/16/2012505 W/C/201207/60 7/17/2012506 W/C/201207/61 7/17/2012507 W/C/201207/62 7/18/2012508 W/C/201207/63 7/18/2012509 W/C/201207/64 7/18/2012510 W/C/201207/65 7/19/2012511 W/C/201207/66 7/19/2012512 W/C/201207/67 7/18/2012513 W/C/201207/68 7/19/2012514 N/C/201207/69 7/18/2012515 W/C/201207/70 7/18/2012516 N/C/201207/71 7/20/2012517 E/C/201207/72 7/20/2012518 N/C/201207/73 7/23/2012519 N/C/201207/74 7/20/2012520 N/C/201207/75 7/23/2012521 E/C/201207/76 7/23/2012522 E/C/201207/77 7/23/2012523 N/C/201207/78 7/23/2012524 N/C/201207/79 7/23/2012525 W/C/201207/80 7/23/2012526 N/C/201207/81 7/23/2012527 N/C/201207/82 7/20/2012528 W/C/201207/83 7/23/2012529 W/C/201207/84 7/23/2012530 W/C/201207/85 7/24/2012531 S/C/201207/86 7/19/2012532 W/C/201207/87 7/24/2012533 W/C/201207/88 7/18/2012534 E/C/201207/89 7/19/2012535 W/C/201207/90 7/25/2012536 S/C/201207/91 7/25/2012537 E/C/201207/92 7/25/2012538 W/C/201207/93 7/25/2012539 W/C/201207/94 7/25/2012540 N/C/201207/95 7/26/2012541 N/C/201207/96 7/26/2012542 N/C/201207/97 7/21/2012543 W/C/201207/98 7/26/2012544 W/C/201207/99 7/26/2012545 W/C/201207/100 7/26/2012546 E/C/201207/101 7/26/2012547 S/C/201207/102 5/8/2012548 W/C/201207/103 7/26/2012549 W/C/201207/104 7/26/2012550 N/C/201207/105 7/30/2012551 N/C/201207/106 7/31/2012552 W/C/201207/107 7/27/2012553 N/C/201207/108 7/31/2012

554 W/C/201207/109 7/27/2012555 S/C/201207/110 7/31/2012556 W/C/201207/111 7/26/2012557 W/C/201207/112 7/26/2012558 W/C/201207/113 7/26/2012559 W/C/201207/1001 7/27/2012560 E/C/201207/1002 7/28/2012561 W/C/201207/1003 7/30/2012562 W/C/201207/1004 7/26/2012563 N/C/201208/1 8/1/2012564 W/C/201208/2 7/27/2012565 N/C/201208/3 7/31/2012566 N/C/201208/4 7/31/2012567 N/C/201208/5 7/30/2012568 S/C/201208/6 8/1/2012569 N/C/201208/7 8/1/2012570 N/C/201208/8 8/1/2012571 N/C/201208/9 8/1/2012572 W/C/201208/10 8/1/2012573 W/C/201208/11 7/31/2012574 W/C/201208/12 8/2/2012575 S/C/201208/13 8/2/2012576 W/C/201208/14 8/1/2012577 W/C/201208/15 8/3/2012578 W/C/201208/16 8/2/2012579 W/C/201208/17 8/3/2012580 W/C/201208/18 8/3/2012581 W/C/201208/19 8/3/2012582 E/C/201208/20 8/3/2012583 E/C/201208/21 8/3/2012584 E/C/201208/22 8/3/2012585 E/C/201208/23 8/3/2012586 N/C/201208/24 8/6/2012587 N/C/201208/25 8/3/2012588 W/C/201208/26 8/6/2012589 W/C/201208/27 8/6/2012590 W/C/201208/28 8/2/2012591 W/C/201208/29 8/6/2012592 W/C/201208/30 8/6/2012593 E/C/201208/31 8/6/2012594 W/C/201208/32 8/7/2012595 W/C/201208/33 8/7/2012596 W/C/201208/34 8/7/2012597 N/C/201208/35 8/8/2012598 N/C/201208/36 8/8/2012599 N/C/201208/37 8/8/2012600 W/C/201208/38 8/7/2012601 N/C/201208/39 8/8/2012602 N/C/201208/40 8/8/2012603 N/C/201208/41 8/9/2012604 N/C/201208/42 8/9/2012605 N/C/201208/43 8/9/2012606 N/C/201208/44 8/10/2012607 N/C/201208/45 8/10/2012

608 W/C/201208/46 8/10/2012609 N/C/201208/47 8/13/2012610 N/C/201208/48 8/11/2012611 W/C/201208/49 8/13/2012612 S/C/201208/50 8/13/2012613 W/C/201208/51 8/13/2012614 W/C/201208/52 8/10/2012615 W/C/201208/53 8/14/2012616 W/C/201208/54 8/9/2012617 W/C/201208/55 8/7/2012618 W/C/201208/56 8/13/2012619 S/C/201208/57 8/17/2012620 W/C/201208/58 8/14/2012621 S/C/201208/59 8/21/2012622 S/C/201208/60 8/21/2012623 N/C/201208/61 8/17/2012624 W/C/201208/62 8/21/2012625 N/C/201208/63 8/22/2012626 N/C/201208/64 8/22/2012627 N/C/201208/65 8/22/2012628 N/C/201208/66 8/22/2012629 N/C/201208/67 8/22/2012630 E/C/201208/68 8/9/2012631 N/C/201208/69 8/22/2012632 N/C/201208/70 8/22/2012633 N/C/201208/71 8/22/2012634 E/C/201208/72 8/10/2012635 E/C/201208/73 8/11/2012636 N/C/201208/74 8/22/2012637 W/C/201208/75 8/21/2012638 W/C/201208/76 8/14/2012639 W/C/201208/77 8/17/2012640 W/C/201208/78 8/23/2012641 W/C/201208/79 8/23/2012642 S/C/201208/80 8/23/2012643 W/C/201208/81 8/23/2012644 N/C/201208/82 8/24/2012645 N/C/201208/83 8/24/2012646 N/C/201208/84 8/24/2012647 N/C/201208/85 8/24/2012648 N/C/201208/86 8/24/2012649 E/C/201208/87 8/23/2012650 E/C/201208/88 8/23/2012651 E/C/201208/89 8/23/2012652 S/C/201208/90 8/24/2012653 E/C/201208/91 8/23/2012654 W/C/201208/92 8/24/2012655 W/C/201208/93 8/24/2012656 W/C/201208/94 8/24/2012657 W/C/201208/95 8/24/2012658 W/C/201208/96 8/24/2012659 S/C/201208/97 8/27/2012660 W/C/201208/98 8/24/2012661 W/C/201208/99 8/24/2012

662 W/C/201208/100 8/24/2012663 W/C/201208/101 8/24/2012664 W/C/201208/102 8/24/2012665 W/C/201208/103 8/24/2012666 S/C/201208/104 8/27/2012667 W/C/201208/105 8/27/2012668 W/C/201208/106 8/24/2012669 E/C/201208/107 8/27/2012670 E/C/201208/108 8/27/2012671 W/C/201208/109 8/22/2012672 N/C/201208/110 8/25/2012673 N/C/201208/111 8/27/2012674 N/C/201208/112 8/27/2012675 N/C/201208/113 8/25/2012676 N/C/201208/114 8/28/2012677 N/C/201208/115 8/28/2012678 E/C/201208/116 8/28/2012679 W/C/201208/117 8/29/2012680 W/C/201208/118 8/27/2012681 W/C/201208/119 8/29/2012682 N/C/201208/120 8/29/2012683 W/C/201208/121 8/28/2012684 E/C/201208/122 8/29/2012685 E/C/201208/123 8/30/2012686 W/C/201208/124 8/30/2012687 N/C/201208/125 8/31/2012688 N/C/201208/126 8/31/2012689 N/C/201208/127 8/31/2012690 E/C/201208/128 8/31/2012691 N/C/201208/129 8/31/2012692 N/C/201208/130 8/31/2012693 W/C/201208/131 8/31/2012694 E/C/201208/1001 8/9/2012695 E/C/201208/1002 8/9/2012696 W/C/201208/1003 8/22/2012697 E/C/201208/1004 8/14/2012698 N/C/201209/1 9/3/2012699 N/C/201209/2 9/3/2012700 N/C/201209/3 9/3/2012701 N/C/201209/4 9/3/2012702 E/C/201209/5 9/1/2012703 W/C/201209/6 9/4/2012704 W/C/201209/7 9/3/2012705 N/C/201209/8 9/5/2012706 W/C/201209/9 9/4/2012707 W/C/201209/10 9/5/2012708 W/C/201209/11 9/5/2012709 E/C/201209/12 9/5/2012710 N/C/201209/13 9/6/2012711 N/C/201209/14 9/6/2012712 N/C/201209/15 9/6/2012713 N/C/201209/16 9/7/2012714 N/C/201209/17 9/7/2012715 N/C/201209/18 9/7/2012

716 N/C/201209/19 9/7/2012717 W/C/201209/20 9/6/2012718 W/C/201209/21 9/6/2012719 S/C/201209/22 9/10/2012720 N/C/201209/23 9/10/2012721 N/C/201209/24 9/10/2012722 W/C/201209/25 9/10/2012723 N/C/201209/26 9/10/2012724 N/C/201209/27 9/10/2012725 E/C/201209/28 9/10/2012726 W/C/201209/29 9/10/2012727 N/C/201209/30 9/10/2012728 N/C/201209/31 9/10/2012729 N/C/201209/32 9/11/2012730 N/C/201209/33 9/11/2012731 N/C/201209/34 9/11/2012732 S/C/201209/35 9/11/2012733 N/C/201209/36 9/12/2012734 E/C/201209/37 9/12/2012735 W/C/201209/38 9/11/2012736 N/C/201209/39 9/12/2012737 N/C/201209/40 9/12/2012738 S/C/201209/41 9/12/2012739 W/C/201209/42 9/13/2012740 W/C/201209/43 9/13/2012741 E/C/201209/44 9/11/2012742 N/C/201209/45 9/13/2012743 N/C/201209/46 9/13/2012744 N/C/201209/47 9/13/2012745 E/C/201209/48 9/13/2012746 E/C/201209/49 9/13/2012747 N/C/201209/50 9/14/2012748 N/C/201209/51 9/14/2012749 W/C/201209/52 9/14/2012750 W/C/201209/53 9/14/2012751 W/C/201209/54 9/12/2012752 W/C/201209/55 9/14/2012753 W/C/201209/56 9/14/2012754 W/C/201209/57 9/14/2012755 N/C/201209/58 9/17/2012756 N/C/201209/59 9/17/2012757 E/C/201209/60 9/14/2012758 S/C/201209/61 9/17/2012759 W/C/201209/62 9/17/2012760 E/C/201209/63 9/18/2012761 E/C/201209/64 9/17/2012762 E/C/201209/65 9/17/2012763 N/C/201209/66 9/18/2012764 W/C/201209/67 9/12/2012765 W/C/201209/68 9/18/2012766 E/C/201209/69 9/18/2012767 N/C/201209/70 9/20/2012768 N/C/201209/71 9/20/2012769 N/C/201209/72 9/20/2012

770 N/C/201209/73 9/20/2012771 N/C/201209/74 9/20/2012772 N/C/201209/75 9/20/2012773 N/C/201209/76 9/20/2012774 N/C/201209/77 9/20/2012775 W/C/201209/78 9/18/2012776 E/C/201209/79 9/17/2012777 W/C/201209/80 9/20/2012778 W/C/201209/81 9/21/2012779 W/C/201209/82 9/21/2012780 W/C/201209/83 9/24/2012781 N/C/201209/84 9/24/2012782 N/C/201209/85 9/25/2012783 N/C/201209/86 9/25/2012784 W/C/201209/87 9/24/2012785 W/C/201209/88 9/24/2012786 W/C/201209/89 9/21/2012787 W/C/201209/90 9/21/2012788 N/C/201209/91 9/27/2012789 W/C/201209/92 9/26/2012790 E/C/201209/93 9/24/2012791 E/C/201209/94 9/19/2012792 E/C/201209/95 9/19/2012793 E/C/201209/96 9/19/2012794 N/C/201209/97 9/28/2012795 E/C/201209/98 9/19/2012796 E/C/201209/99 9/19/2012797 W/C/201209/100 9/24/2012798 E/C/201209/101 9/19/2012799 E/C/201209/102 9/19/2012800 E/C/201209/103 9/19/2012801 E/C/201209/104 9/19/2012802 E/C/201209/105 9/19/2012803 W/C/201209/106 9/26/2012804 E/C/201209/1001 9/5/2012805 E/C/201209/1002 9/5/2012806 W/C/201209/1003 9/10/2012807 S/C/201210/1 10/1/2012808 E/C/201210/2 9/29/2012809 W/C/201210/3 9/26/2012810 N/C/201210/4 10/3/2012811 W/C/201210/5 10/3/2012812 W/C/201210/6 9/20/2012813 N/C/201210/7 10/3/2012814 W/C/201210/8 10/1/2012815 W/C/201210/9 10/1/2012816 N/C/201210/10 10/3/2012817 E/C/201210/11 9/28/2012818 E/C/201210/12 9/27/2012819 N/C/201210/13 10/4/2012820 W/C/201210/14 10/4/2012821 N/C/201210/15 10/4/2012822 W/C/201210/16 10/4/2012823 W/C/201210/17 10/4/2012

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1364 W/C/201302/49 2/11/20131365 W/C/201302/50 2/12/20131366 N/C/201302/51 2/10/20131367 N/C/201302/52 2/9/20131368 N/C/201302/53 2/12/20131369 N/C/201302/54 2/9/20131370 N/C/201302/55 2/12/20131371 W/C/201302/56 2/12/20131372 W/C/201302/57 2/12/20131373 S/C/201302/58 2/11/20131374 N/C/201302/59 2/11/20131375 N/C/201302/60 2/11/20131376 W/C/201302/61 2/12/20131377 S/C/201302/62 1/25/20131378 W/C/201302/63 2/11/20131379 W/C/201302/64 2/11/20131380 E/C/201302/65 2/13/20131381 K/C/201302/66 2/13/20131382 E/C/201302/67 2/13/20131383 E/C/201302/68 2/13/20131384 E/C/201302/69 2/13/20131385 N/C/201302/70 2/13/20131386 E/C/201302/71 2/13/20131387 W/C/201302/72 2/13/20131388 E/C/201302/73 2/14/20131389 E/C/201302/74 2/14/20131390 E/C/201302/75 2/14/20131391 N/C/201302/76 2/14/20131392 W/C/201302/77 2/14/20131393 N/C/201302/78 2/14/20131394 W/C/201302/79 2/14/20131395 N/C/201302/80 2/14/20131396 N/C/201302/81 2/14/20131397 W/C/201302/82 2/14/20131398 N/C/201302/83 2/15/20131399 W/C/201302/84 2/15/20131400 W/C/201302/85 2/15/20131401 W/C/201302/86 2/15/20131402 S/C/201302/87 2/15/20131403 W/C/201302/88 2/18/20131404 W/C/201302/89 2/15/20131405 E/C/201302/90 2/18/20131406 S/C/201302/91 2/14/20131407 N/C/201302/92 2/18/20131408 E/C/201302/93 2/12/20131409 W/C/201302/94 2/19/20131410 W/C/201302/95 2/19/20131411 N/C/201302/96 2/19/20131412 N/C/201302/97 2/19/20131413 K/C/201302/98 2/19/20131414 S/C/201302/99 2/18/20131415 W/C/201302/100 2/19/20131416 E/C/201302/101 2/19/20131417 E/C/201302/102 2/19/2013

1418 N/C/201302/103 2/20/20131419 W/C/201302/104 2/18/20131420 W/C/201302/105 2/18/20131421 N/C/201302/106 2/19/20131422 W/C/201302/107 2/18/20131423 W/C/201302/108 2/20/20131424 W/C/201302/109 2/18/20131425 W/C/201302/110 2/19/20131426 W/C/201302/111 2/21/20131427 S/C/201302/112 2/20/20131428 W/C/201302/113 2/21/20131429 N/C/201302/114 2/21/20131430 S/C/201302/115 2/21/20131431 W/C/201302/116 2/20/20131432 E/C/201302/117 2/21/20131433 E/C/201302/118 2/20/20131434 E/C/201302/119 2/21/20131435 N/C/201302/120 2/21/20131436 W/C/201302/121 2/21/20131437 W/C/201302/122 2/21/20131438 W/C/201302/123 2/21/20131439 N/C/201302/124 2/21/20131440 E/C/201302/125 2/18/20131441 W/C/201302/126 2/20/20131442 W/C/201302/127 2/19/20131443 W/C/201302/128 2/22/20131444 W/C/201302/129 2/25/20131445 W/C/201302/130 2/25/20131446 W/C/201302/131 2/25/20131447 W/C/201302/132 2/26/20131448 E/C/201302/133 2/25/20131449 S/C/201302/134 2/26/20131450 E/C/201302/135 2/22/20131451 W/C/201302/136 2/26/20131452 E/C/201302/137 2/22/20131453 W/C/201302/138 2/25/20131454 N/C/201302/139 2/25/20131455 E/C/201302/140 2/21/20131456 W/C/201302/141 2/25/20131457 W/C/201302/142 2/25/20131458 N/C/201302/143 2/27/20131459 W/C/201302/144 2/27/20131460 N/C/201302/145 2/27/20131461 S/C/201302/146 2/27/20131462 W/C/201302/147 2/26/20131463 W/C/201302/148 2/26/20131464 W/C/201302/149 2/27/20131465 W/C/201302/150 2/27/20131466 W/C/201302/151 2/27/20131467 W/C/201302/152 2/27/20131468 W/C/201302/153 2/27/20131469 N/C/201302/154 2/27/20131470 H/C/201302/155 2/25/20131471 K/C/201302/156 2/28/2013

1472 N/C/201302/157 2/28/20131473 E/C/201302/158 2/28/20131474 N/C/201302/159 2/28/20131475 W/C/201302/160 2/28/20131476 E/C/201302/1001 2/12/20131477 W/C/201302/1002 2/13/20131478 E/C/201302/1003 2/21/20131479 E/C/201302/1004 2/21/20131480 E/C/201302/1005 2/21/20131481 E/C/201302/1006 2/22/20131482 E/C/201302/1007 2/22/20131483 I/C/201303/1 3/1/20131484 N/C/201303/2 3/1/20131485 N/C/201303/3 2/28/20131486 W/C/201303/4 3/1/20131487 W/C/201303/5 3/1/20131488 W/C/201303/6 3/1/20131489 W/C/201303/7 3/1/20131490 S/C/201303/8 2/28/20131491 W/C/201303/9 3/1/20131492 W/C/201303/10 3/1/20131493 S/C/201303/11 2/25/20131494 N/C/201303/12 3/1/20131495 N/C/201303/13 3/2/20131496 N/C/201303/14 3/1/20131497 W/C/201303/15 3/1/20131498 I/C/201303/16 3/2/20131499 W/C/201303/17 3/1/20131500 W/C/201303/18 3/1/20131501 N/C/201303/19 3/4/20131502 W/C/201303/20 3/1/20131503 S/C/201303/21 2/25/20131504 K/C/201303/22 2/20/20131505 N/C/201303/23 2/28/20131506 S/C/201303/24 3/4/20131507 W/C/201303/25 3/4/20131508 W/C/201303/26 3/4/20131509 W/C/201303/27 3/4/20131510 K/C/201303/28 2/20/20131511 W/C/201303/29 3/5/20131512 S/C/201303/30 3/5/20131513 K/C/201303/31 3/1/20131514 S/C/201303/32 3/4/20131515 K/C/201303/33 3/1/20131516 N/C/201303/34 3/4/20131517 N/C/201303/35 3/6/20131518 N/C/201303/36 2/28/20131519 S/C/201303/37 3/4/20131520 W/C/201303/38 3/6/20131521 I/C/201303/39 3/7/20131522 N/C/201303/40 3/7/20131523 N/C/201303/41 3/7/20131524 W/C/201303/42 3/7/20131525 W/DO/201303/43 3/8/2013

1526 E/C/201303/44 3/8/20131527 S/C/201303/45 3/8/20131528 W/C/201303/46 3/5/20131529 E/C/201303/47 3/8/20131530 W/C/201303/48 3/8/20131531 N/C/201303/49 3/11/20131532 N/C/201303/50 3/11/20131533 E/C/201303/51 3/11/20131534 N/C/201303/52 3/11/20131535 E/C/201303/53 3/11/20131536 W/C/201303/54 3/11/20131537 K/C/201303/55 3/11/20131538 W/C/201303/56 3/11/20131539 W/C/201303/57 3/8/20131540 W/C/201303/58 3/11/20131541 E/C/201303/59 3/12/20131542 N/C/201303/60 3/11/20131543 E/C/201303/61 3/12/20131544 W/C/201303/62 3/12/20131545 W/C/201303/63 3/12/20131546 N/C/201303/64 3/11/20131547 W/C/201303/65 3/12/20131548 N/C/201303/66 3/8/20131549 N/C/201303/67 3/12/20131550 S/C/201303/68 3/12/20131551 S/C/201303/69 3/12/20131552 E/C/201303/70 3/13/20131553 S/C/201303/71 3/12/20131554 W/C/201303/72 3/12/20131555 S/C/201303/73 3/12/20131556 H/C/201303/74 3/12/20131557 S/C/201303/75 3/14/20131558 W/C/201303/76 3/15/20131559 I/C/201303/77 3/15/20131560 W/C/201303/78 3/15/20131561 W/C/201303/79 3/15/20131562 N/C/201303/80 3/13/20131563 I/C/201303/81 3/15/20131564 K/C/201303/82 3/14/20131565 K/C/201303/83 3/13/20131566 W/C/201303/84 3/12/20131567 W/C/201303/85 3/13/20131568 W/C/201303/86 3/11/20131569 W/C/201303/87 3/14/20131570 W/C/201303/88 3/14/20131571 E/C/201303/89 3/14/20131572 E/C/201303/90 3/14/20131573 E/C/201303/91 3/14/20131574 E/C/201303/92 3/16/20131575 E/C/201303/93 3/16/20131576 K/C/201303/94 3/18/20131577 E/C/201303/95 3/17/20131578 E/C/201303/96 3/17/20131579 E/C/201303/97 3/17/2013

1580 N/C/201303/98 3/18/20131581 K/C/201303/99 3/18/20131582 N/C/201303/100 3/8/20131583 W/C/201303/101 3/15/20131584 W/C/201303/102 3/14/20131585 W/C/201303/103 3/14/20131586 W/C/201303/104 3/18/20131587 W/C/201303/105 3/20/20131588 W/C/201303/106 3/20/20131589 W/C/201303/107 3/20/20131590 S/C/201303/108 3/19/20131591 E/C/201303/109 3/20/20131592 S/C/201303/110 3/18/20131593 W/C/201303/111 3/19/20131594 W/C/201303/112 3/18/20131595 S/C/201303/113 3/20/20131596 E/C/201303/114 3/20/20131597 N/C/201303/115 3/20/20131598 N/C/201303/116 3/20/20131599 N/C/201303/117 3/20/20131600 W/C/201303/118 3/20/20131601 N/C/201303/119 3/20/20131602 N/C/201303/120 3/20/20131603 W/C/201303/121 3/20/20131604 E/C/201303/122 3/20/20131605 N/C/201303/123 3/21/20131606 S/C/201303/124 3/18/20131607 E/C/201303/125 3/21/20131608 N/C/201303/126 3/21/20131609 W/C/201303/127 3/20/20131610 W/C/201303/128 3/21/20131611 N/C/201303/129 3/21/20131612 W/C/201303/130 3/20/20131613 N/C/201303/131 3/22/20131614 W/C/201303/132 3/21/20131615 W/C/201303/133 3/20/20131616 W/C/201303/134 3/19/20131617 W/C/201303/135 3/19/20131618 W/C/201303/136 3/22/20131619 W/C/201303/137 3/19/20131620 N/C/201303/138 3/22/20131621 K/C/201303/139 3/25/20131622 W/C/201303/140 3/19/20131623 W/C/201303/141 3/19/20131624 W/C/201303/142 3/19/20131625 N/C/201303/143 3/25/20131626 W/C/201303/144 3/19/20131627 W/C/201303/145 3/19/20131628 K/C/201303/146 3/25/20131629 W/C/201303/147 3/19/20131630 W/C/201303/148 3/25/20131631 W/C/201303/149 3/19/20131632 W/C/201303/150 3/21/20131633 K/C/201303/151 3/25/2013

1634 S/C/201303/152 3/23/20131635 H/C/201303/153 3/22/20131636 W/C/201303/154 3/25/20131637 K/C/201303/155 3/22/20131638 W/C/201303/156 3/25/20131639 E/C/201303/157 3/20/20131640 S/C/201303/158 3/25/20131641 E/C/201303/159 3/20/20131642 W/C/201303/160 3/20/20131643 N/C/201303/161 3/26/20131644 W/C/201303/162 3/26/20131645 W/C/201303/163 3/20/20131646 W/C/201303/164 3/21/20131647 S/C/201303/165 3/26/20131648 W/C/201303/166 3/26/20131649 H/C/201303/167 3/25/20131650 H/C/201303/168 3/25/20131651 W/C/201303/169 3/26/20131652 E/C/201303/170 3/28/20131653 W/C/201303/171 3/28/20131654 E/C/201303/172 3/26/20131655 I/C/201303/173 3/27/20131656 E/C/201303/1001 3/8/20131657 E/C/201303/1002 3/16/2013

# including against its sub-brokers , authorized persons , employees , etc. ## Status date is the date of resolution / disposal advice reference to arbitration / finding it non-actionable . If Under process , it is the date of updation of this sheet .

"--" in Column E below, "Type of Complaint" indicates that the complaint is non-actionable either because it is incomplete or otherwise

Please refer the following Table while reading data under Column 'I', i.e."Status" in the Report below.

Name of ClientRudra Latha, IVaBheemanathi Pruthvi Raj IVaRudra Madhu, IVaSanku Ashok IVaNeerav Gangwani, IVaSitanath Panda IVbSukumar Bhattacharya IVbSandip Ghule VaRani L. Gidwani VdRanjana K Agarwal IVaSandip Kumar Goyal IVbJagannath Shit IVbSandip Kumar Goyal Va

Type of Comp-laint *

Sandip Kumar Goyal VfGopal Khandelwal IVaM K Rai IVaTripta Vohra IcD D Rakibe IVbAmit Gaur IVaPramod Yadav IVaPathak Anil Pralhad IVaJagdish Prasad IbPushpa Gokhroo IbBaljit Singh IVaBaljit Singh IVbBaljit Singh VaRajesh Kumar Singhal VfRekha Bihani IbSanjay Kumar VfSangeeta Sharma IVaPrashant Shinde IIIaJayshree Ganeshkumar Pandit IVaDipa Singh Parihar IVaMohamed T Virpurwala IbRaj Sharma IVbChitra Sathishkumar IIcK.S.SHARMA IVaDINESH SETIA IVaDEEPIKA SETIA IVaIsrar ul haq IVaASHQUE HUSSAIN IVaSandeep Kandoi IVbMamta Kandoi IVbSamarendra Nath Roy IVbTribhuwan Nath Singh IVbHasmukh Shah IVaNasreen Rizvi IVaHimadri Banerji IVaOm Prakash Mishra VaS L GUPTA IVaKIRAN GUPTA IIIaChaital Dey VfTanjore K R Sridharan IVaJASPREET SINGH IcAshok Kumar Sharma VfMahendra Sakarchand Mehta IIIcPRITAM SINGH RANAWANT IVaSatish Agarwal IbPreeti Sobati VbSiddharth Modi VfRam Raj Kushwaha VfRajendra Kumar Sharma IVaRahul Goel VfMs. ZARINA IVapavan kumar rathor VfDevender Singh VaNarendra Baid IVa

AJAY KUMAR IVaAnilkumar A Chourasiya IVaBasudeb Mondal IVbShyam Jha IVbVinod Kumar Agarwal IIbRanjana Chowdhary IVbZEENAT SABA SHEIKH VfChand Ratan Damani IVaArun Kumar Singh IVbSAKUNTALA DEB VaRavish Talwar VaJai Gopal Gupta VcSHIVANAND SIRSIKER IVaAlphosa Baby IVaGULAB RANI GUPTA IIIaSUSHIL SOLOMON IVaChjristopher Harry Anthony IVaDHIRENDRA NATH MISRA VfKamal Singh VfBandan Kumar IVbShyamal Ganguly IbUMESH SINGHANIA IcG K Jain IVaRavindranath.G.C, IVaNarayan Das Bajoria VfSatinder Kumar Bakshi VfS.D.MUKHERJEE VfAnita Aggarwal VfAnita Aggarwal VaSatyawati IbShakuntala Sameria VIaDigamber Singh VfSatyawati IVaManorama Mittal IVaShamlal Arora VfSomendra Narayan Chakraborty IVbSAMIR ROY IVbJianram Rajwani IVaPranav D. Lakhani IVaNarinder Kumar IbKeshar Dep Keshan VfAnil Kumar VaDraupadi Saha IVbKavita Daga IVbDeepak Kumar Kotecha VIaUsha Choudhary VfPradeep Kumar Choudhary VfAshish Tiwari VfVinayak Lalit IVaSonal Nimesh Shah IVaPrashant Kumar VfSiddhartha B. Sekhani VbMeraj Rasool VfIsmail Jusab Virani IIIa

Bharat Sukhramdas Bablani IaDevender Singh VaNarendra Kumar Podar IdHem Chandra Mandal IVbRupali Banerjee IVbShyamalendu Bhattacharjee IVaVijay Kumar Jhunjhunwala IbRanjana Malviya IVaAshok Khandare IVaArchana Investment - Shashi Kant Shukla VfPraveen Sharma VdRandhir Singh Ram Prasad Dhahiya IVaUmakant Manubhai Shah IVaHiren Patel VeNikhil Bhatia IVaNikhil Bhatia IbLeena Dewan VaJAGAN NATH GUPTA IVavivek kumar VfAnup Ralegaonkar VfS L BHALLA IVbDEEPAK KOHLI VaMahendra Prasad Sahu IVbAnish Shukla IaJayprakash P Sheth VfSudarshan Kaur Pruthi VaNeeerav Gangwani, --Rudra Prakash --Chippa Satyanarayana --Chippa Manjula, --Durishetty Jamuna Rani, --Yadubansh R. Singh --Nilesh Waman Joshi --Savitha Agarwal, --Ankam Gopinath, --Pippari Jagan Mohan, --Manchala Janardhn, --Eshwar Prasad Rachakonta, --Guddeti Ganesh, --Gunda Srinivas, --Vemula Parandham, --Yama Vijaya Bharathi, --Yama Satyanarayana, --ANUBHASH JAIN IVaShahid Mustafa IVaLalita Devi Goenka IIbChandan Maloo, IVbChitra Sathishkumar IbPrabir Kumar Das IVaUpma Tiwari IdRishi Tiwari IdGaurav Dutt VfNatvarlal Joitaram Patel IVbNirmal Rani IVa

Sevantilal T Sanghvi IbDhaval Panchal IaLeelaben Manikchand Jain VaAnand Y. Aroskar IIbVijay kumar jhunjhunwala IIdPRADEEP KUMAR YADAV VfRajeev Kumar IVaTapan Kumar Mallick IVaNarinder Kumar IbRajendra Biswal IVaAmish Vijaykumar Dantra IbJagannath Bhandari IVaPragna Gautam Nanavaty IVaYASHWANT TIWARI IaAwadhesh Kumar VfAnju Tiwari IbAruradha Vemuri VdSurendra Yashwant Ghude IVaGaurav Abrol IbShila Das IVaUday Maganlal Sheth IVaMoti Lal Gulecha VfVasantha Mahadevan IbSreeja KK, IVbPrema.n, IVbKHUSHBU BAFNA VIbSudhakar Trimbak Wagh VfATUL AGARWAL VfMAN MOHAN SINGH IVaSunil Kumar Jain VfRameshchandra G. Mody IVaBhawna Kamrah VfDeepak Bhargava IVaVaibhav Maheshwari VfSumeet Kumar IVbNanak Harpalani IVaAsha Jain VfPramod Dangi Huf IbRamila Kirtikumar Dave IVbPrashant G. Sangani IaM V Shabade VfChirag Kesaria VfUsha Rani VfDevendra Nath Agarwal VaMrityunjai Rai VfBadri Gandhi & Son HUF IVaSatya Devi IVbRamakrishna Sarathu, IVbChandrahas.K IVbVivekananda.R, IVaMitesh Desai IIbNatarajan.TR, IVaSubodh Karmali VfPrajapati Punjiram Mohanlal IVa

Rita Nagpal IVaSuman Vij IbSomesh Pd. Sinha VfAzam Khan Fatehkhan Lohani IbS.P. Merchant 1 IIbS.P.Merchant 2 IbSrinivasan.K.V.P, VfLoganathan.L, IVaS.P.Merchant 3 IIIaMullen Street Properties Pvt. Ltd. VfGAURI SHANKAR JOSHI IVbPRAHLAD GUPTA IVbPUKHRAJ GEHLOT IVbRAGHUNATH PD SHARMA IVaMadhav B. Phadnis VfAnkita Agarwal VfMafatlal N Prajapati IVaAnil Kumar VfMadhu Hinger IVaSarika Singh IVaM.A.Attar IVaShikha Agarwal IVaRajesh Kumar Choudhary VfManish VfSatyanarayan Bansal VIbSatish Chand Singhal VfAnuja Gautam VdLakshmi Narayanan, IVaRekha Jain VfSuryanarayana Mallapaka, IVbKunal Kumar Kundu VfPritesh Yogesh Shah IVaMahesh Desai IbManiklal J. Debnath IIbPragna Nanavaty IVaMerin George/K.M.George, VIaAsha Ashok Sanghavi VIaDattaram P Rahate IVaAshok Kumar Sinha IVaSureshchandra V Parekh IVbSoumendra Mohan Chattaraj IVaShashikumar P urshottambhai Mohata IVbKamleshbhai Somabhai Patel IVaStake.P.M.J, VfSuraj Kumar.T.S, IVaanil kumar dangayah Vavinay ji dixit VfPramod Pandurang Patil IVaPrabhakar Pundlik Kankatti IdSuresh Dewra IVaKishore M Thakker_N IIIaMohd. Abid VfP S Gusain IVaSANDEEP KUMAR JAIN Vf

Sushma Sharma IVaHitesh Attree VfJ G Gupta VcS Gomathinayagam VfAshutosh Prasad Narain Singh IVaDEO NARAIN IVaRAJ PAL KHAJURIA IVaNeha Mehul Patodia VfMohamad M A, --Minal S. Palande --Shivappa Gowda, --Sunil H. Palande --Navita Gupta IVaDeepak Kumar VIaRajesh Garg IVaMela Ram Gautama IVaRomika Malhotra IVaIndira Manek Shah IVbM V Shabade VfMAHENDRA PRATAP VERMA IVaJajoo Lalitkumar VfKishore Harchandani VfChandvale G L IVaAnilbhai Jivabhai Patel IVbGangadhar Bokade VfTEE Jay Nagarajan IVaRamji Lal Gupta - Sub broker IbAnuj IVaShyam Jagdish Choubey IVaSunder Lal IVaSuman Kumar Kapoor VfAnil Chanana VaS. Koli Pitchai VbKaushal Didwania VIIIePratapsingh Choudhary IIIcPrahlad Chowdhury IaAshwin Chaudhary VcAtul Somani & Amit Somani IIbSandhya Jayprakash Agarwal VbSanjeeva Reddy.Y IVbRathnaprabha Kamalapur, VfNeelakandan.C.N, VaUmesh Saini - Sub Broker IbSathya RK, IaIshat Naik & Bharat Naik VbNarendra Vekaria IVbPintu Maurya VfY. K. Gaikwad IVbRajiv Arora VbBysani Rajagopal, IVaRavindragouda R Patil, VfVikrant Bhutada VfVasantha Mahadevan IIdParveez Firoz Bharda Vb

Vinodkumar Sankalchand Shah IVbLakshma.M VfVenkat A T, VfSrinu.RV, VfHarinbha, VfKamala.N VfPoorna.RA VfKarana Varadharajan.K, IVaShare Aids VfSrinivas Akula, VaAmbikapathy.PV, VaRajiv Kumar Agarwal IVaAjeet Pandey VfPrabhakar Bhskarrao Pawar IVaRaj Aniruddha Mitra VaRaja Moses - Sub broker IbBasavaraj C.Ganijer, VfDharam Chand Baid IdUnique Investments `N' Services VfShraddha Upadhyay IVaArati Sil/Kajal Kumar Sil IbAlok Kumar Suman IVaThulasi Rangam.V, IVaPappu.P IVaDaksha Harshad Patel VaPoonam Vashdev Uttamchandani IVbJogesh Arvind Sharma IaMonish Passey VaSunil Ganpat Mahajan IVaKanta G Desai IbSudha Joshi IVaGulwant Kaur IVaGunvantrai H Desai IbNikhil VfAnuneh Investment & Finance Ltd. IVaKanwal Jeet Puri VfMeenakshi Agarwal VaMadhuri Bose VfThulasi Rangam V IVaVashu & Preeti Sachdev IVbVipulkumar Chimalal Chauhan VfAliasgar M. Lokhandwala IVaP. Sultana IbAnkita Kumar VaNitin Kumar IVbAshok kumar Aggarwal - Sub broker IbShah Vijyaben Sureshchandra IVaVishnu G Dubhashi IVaG.R.Hiremath IVbV.Maina Nathivani IVaRaghava S. Shetty IVaPappu.P WG CDR IVbJasbir Singh IVaAshutosh Sowani VIa

Sanjay Kumar Baid VdShayamali Das IbR C Gupta VfBal Krishan Verma IVaLaxmi Narayan Soni IVaMahender Kumar Goyal VfNAND KISHORE SHARMA IVaNaveen Bhatt VfHIRA IDWANI IVaVijay Kumar Ramachandran VfHARINDER SINGH IVaStylecheck Garments Pvt. Ltd. IaSURENDRA KUMAR ARORA IVaBHUPINDER DHIR VIaSANGEETA GUPTA VfSatyendra S. Nayak IVaRam Avatar Khandelwal IVaRAVINDRA KUMAR SRIVASTAVA IVavibhav gupta VfDARSHAN SINGH SAMDHU IVaRAJU GARG VIaNeeraj Katiyar IVa RAVISH KUMAR VERMA IVaRS KESHARAWNI IVaKewal Ram VaParth P Patel IVaAnant Bochare IbTrupti K Pathak IVaChaitali Sadhukhan IIIcR. Krishnan VfGurupada Sadhukhan IIIcShivanand B Rajadhyax IVaShankar Bhalchandra Shende IIbUsha Agarwal (Purav Securities and Commodities) VfVijay Kumar Mundada IIbVishal Tomar VdAnirudh Thattey VaRohan R Bhagwat IVaKailash Maheshwari VIbNilima Kalntri IVaRadheshyam Bagla VaAshok Kumar Aggarwal - franchisee IbANAND KISHORE IbBHARAT BHUSHAN GOENKA IVaPatel Babubhai Narshibhai IVaArvind Kumar Tiwari IVaAmar Ramnand Singh VfSumit Banerjee IVbAshok Kumar Natani IbRakesh Mahapatra VbLalchand Tolaram Tolani IVaPuriben Popat Gala --Bharat Manilal Shah --Niranjan Chakraborty --

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Satyanarayana Savithri IIIaRAJANI SHRMA IbSUNIL KUMAR GUPTA IaNARAYAN MANCHANDA IVaDAYA SHANKAR PANDEY VfKrishnapur Ananth Laxmi Narasimha IIdG. V. Krishna Reddy VaANILKUMAR RASIKLAL SHAH IVaRajeev Jawahar IIbManish Ramanlal Gade VfPATEL UMESHKUMAR SHIVUBHAI IbGovindbhai Bharatbhai Vala IVaLaxman Bharwaney IVaJacky M. Savla VaAshok Kumar Mehta IIIaHarish Malkani VfArjun Sood IVaPrashanta Biswas IIIcDevi Das Khatri IIIaPakiza Samad IVaVrinda Toshniwal IdSamiran Chandra Sen IVaShyam Jha IVbB C Agarwal IVaPratibha Sharma IVaNinad Ravindra Avasare IVaBRIJENDER MOHAN BANTA IVaSarita Agarwal IVaZenobia Dadrewalla IVbGopal Gaikwad IVaDoreen Monteiro VaD.Parasuram, IVaDinesh Agarwal IIbSafala Prakash Sawardekar IVaDebabrata Banerjee VfRajesh Sharma IVaA.Somasundaram IVaKamal Singh Baid VaHASMUKH M PATEL IVaSatish D. Rathore IVaNirmala Mehta VfNeeraj Saxena IVaBharat Porwal VfGaurav Sharma IVbRajkumar Gupta IVbSubesh Kumar Sinha VfNawal Kishore Mishra IVbRaghesh Menon IVbN Gowrishankar IbLata Churiwal (Chunriwal) VfPankaj Aggarwal VfSandeep Thapar VfVaishali S. Shirke IIbAtul Va

Raghuvir Singh Narang IbVijayakumar D Shet IVbJain Investments ( Lalith Jain) IbVaishali S. Shirke VfAnirudh Kumar Jain IbAmit Mehendale --Anand Shankar Upadhyaya/Anju Upadhyaya --Hormuz Gulestani --Kamala Devi Jain --Sushil Chandra Saha VfRavi Kumar VfMATHURA DEVI IIbNAVEEN SINGH BISHT IIbRAM KISHAN GOEL VfNidhi Jha IVaRAJANI SHARMA IbB.VAID IVaRAGHUNATH PD SHARMA IVaAditi Desai IVaBarun Sharma IVaVEENA PUNJABI VaKumbhesh Shanker IVaSanjay Bhikaji Patil IIbArti Audhut Zunvarker VfRaji Subramanian VaGajanan Kharsikar VbJAVIYA SANJAYBHAI KURJIBHAI IVbDAVE UMANG GIRISHBHAI IbPodma Pollov Sarmah VaPrashanta Biswas VeRina Saha IVaHarsha Gopal Singha VIaJaspreet Singh Oberai VfHansa Devi Dalal VaSubodh Kumar Pandey IaJagruti Bhaveh Goradia IaJohn Varghese IVaPushpa G. Khubchandani VfRehmina Mazher Jaffar IVaPoonam Kharga IVaMODARAM V MODI IVaSHANKUTALA M MODI IVaBASANTIDEVI A MODI IVaOm Prakash Gupta VfAshutosh Gupta VfRadha Gupta VfSunita Dewalwar IVbAnupam Mishra IVaNidhi Jha IVaRakesh Kumar Yadav IVaVivek Saxena IVaSupreet Singh Bairh VaLalit Pachauri IVaBansai Lal Shah Vf

Ram Harisingani VaNaresh Kumar Bhagmal Mehta HUF VaNavneet Mittal IIIbMANISHKUMAR HARIPRASAD ACHARYA VdB.K.Damodaran IaDinesh R. Kokam IVaG. T. Amar VfFalguni Piyushbhai Shah IVbRamesh Durga Poojari IVaAmarnath Singh IVaV Srinivasan VfT.S.Ganesh Kumar VfJyoti Ramakant Gawde IVbE.S.Prakash VfGeetha.V VfBansi Lal Shah VfNitin Kulkarni VfANUP BOHRA IVaSandeep Bansal IVaLt. Col Bachittar Singh IVaVivek Saxena IVbMohan C Gurbani IVaPunam Prasad IVaJAGDISH GULATY IVaMadan Mohan Kandpal IVbSANTOSH THAKUR IIbAnju Chowdhury IVaArabinda Parida IVbAnup Sinha IVaDnandan Loharuka IIbRajaram Keshavrao Botre IVbSudhir Shamrao Khandurkar IVbSATISHKUMAR PATEL VbMEHUL PAREKH VcP.Sanjeev Kumar IVbDHRUMIL CHOGANWALA IbMohit Mittal IVaGaurav Jain VfSuresh Kumar Sethi IIbP R Aggarwal IVaKamlesh Khandelwal VfPraveen Kumar Bothra VIaDebabrata Goswami IVaSreemadhav Banerjee IVaM.C.Sadasivan IVbPassang Sherpa IVaKastur Vinod Nandu IIbShantilal Bhimashi Boricha IIbPremji Manshi Gala IIdMansukh Velji Shah IIdMahesh A. Gala IIdTulsidas Anant Tilve VfAmrut N. Gala IIdNitin Manshi Satra IId

Dinesh Nishar IIdAshwin D. Chheda IIdVasanji Manya Karia IIdHansraj Ratanshi Chheda IIdVishwanath.M.Pujari VfGUNVANTIBEN D PATEL VaKishor Thakker IIIaDeepanwita Chatterjee IVaMalay Chatterjee IVaPradeep Bhagwat VfNavneet Sharma IVaNaresh IVaPRADHUMAN JAIN IVaRAVINDER KUMAR IdNIMIT KUMAR JAISWAL IaMahesh Kumar Gupta IVbTanushree Biswas IIIcManjula Vani IbSoumya Kanti Chail VfNIKI JITENDRA SHAH IbLalit Mohan Singh VfB. Manjula Vani - Sub broker IdSanju Singh IIIaMadan Mohan Sharma IVbAnil Sitaram Talawdekar IVbRENU RATTAN IVaADITYA GUPTA IVaSAVITRI SANGWAN IVaUmesh Chandra Dash IVaRama Jain IVaJai Prakash Harwani IVaHarika Gadipelli VfSukumar Ash --Tapan Kumar Rit --Bhikhiben Bhudarbhai Patel & Bhudarbhai H. Patel --Ashish Chakraborty --Kunj Bihari Singh IVaSanjay IVaJagdish Chander Popli VfRenu Ahuja IVbAjay Kumar IVaHitesh Shah VaBhawana Dhawan VbSahil Gupta IVaSunny Puri IVbDEBJANI GAUTAM NANDI IVbASHOKKUMAR DHANARAJJI GARG HUF IVaAmit Kumar Sarkar IVbOlive C L Marques IVaReenu Suri VaArun Rana VfRajeev Gupta VfDeepak Hatter VfVIVEK CHOPRA IVa

DEVENDER PRASAD JAIN IVaTripty Jitendra Sinha IVaJitendra Mohan Sinha IVaG.P.Rangaiah IVaCHRISTINE ANN MARQUES IVaS.C.GHOSH IbPRAVEEN MANGWANI IVaNitin Virbhan VIbYOGESH GOEL VaSurja Kumar Maity IVaSawant Yogesh Uttam IVaSAROJ CHAUHAN VaPREM DEVI DANGI IVaAdish Kumar Jain IVaSUSHIL KUMAR PATHAK IVaSATISH KUMAR JINDAL IVaSaramma Alexander VbRayaj Ali IcSuresh Prasad Singh IVaKedia Infotech & Securities Jaipur Pvt. Ltd IbPRAKASH CHANDRA MODI IVaSHIV KUMAR VOHRA VfKirandevi Bafna VbKANUBHAI GIRDHARBHAI PATEL VeSARABIBI ISMAIL CASSIM BHAM & ISMAIL CASSIM BHAM IIIcDeba Prasad Das IIIcHEMANT KUMAR Idhemant kumar IdSeema Rani IVaKrishnendu Sarkar VfRabindra Kumar Mohanty IVaGIAN CHAND VfGIAN CHAND IVaRamya Payala VaKartik IdRamsingh IVaNimisha C Shah IbDevang Dilip Vyas IVbGeeta Dilip Vyas IVbpooja jain VfRAJAN GHOSH IbGangula M Sharat Chandra VaSitesh Indukumar Parekh IVaKishore Thakkar IIIcMadhury Guria IVaBidyut Kumar Bose IVaChandana Roy IVaRAMAN KUMAR SAWHNEY VfMrinal Ranjan VaKishore Thakkar_ VfRudra Prasad Das VaVirender Verma IVbMOHD SAJID VfMOHD SAJID Vf

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Deepak Chauhan VfAnanda Ram Mishra VfPOONAM GARG & RAJESH GARG IVaG.Nagashetty IVaRITESH KUMAR MISHRA IVaUrmilagauri Dilipsingh Mutekar IVbBibha Das IVaDhanya.V.M, VfK.C. KHANDELWAL VfSUBHASH SARIN IVaR. C. KAPOOR IVaSnehalatha G. Shenoy - Sub broker IbGAZI SIRAJ AZIMOHAED VfURUSA TARANNUM IVaDharmil Shah VfASHOK VYAS (DCBASH18) IVaRohan Mahadik VIaHarish Dave VfBHAILAL DAHYABHAI PATEL IbPandharinath P Pai IaPRADEEP MADAN VaBholanath Patra IVbPranshu Dubey, IVaTarun Agrawal IVbJYOTI BHUSAN SARANGI IVaPesaladinne Sushma Priya Reddy IVaSUMANRAI A SHAH IVbVinod Kumar VaPAWAN KUMAR MAHESHWARI VfRatanchand Surana VbGautom Dutta IVaShri Prakash Tiwari IVaAshok Gupta IVaSitaram B. Kadam / Nalini S. Kadam IVaPradeep Gopi Nair VaDEVENDER IVaBHARAT B NAIK VfPradeep Sethi IVbHIMANSHU GAUR IVaBHUSHAN KUMAR VaNisha Jakhar IVaPramod Pandit Chaudhari IVaBichitra Kumar Parida VdS C Aggarwal VfRabindra Kumar Thakur IaBikramjit Roy VfMalay Krishna Chakraborty IVaPritam Kaur VfYachna Saini VfShashank M. Naik IVaRavi Napoleon VfDheeraj Agarwal IVaKundan IVaMahendran C. Krishnan IVa

AMIT GUPTA VfOM PRAKASH KULSETRA IVaMohit Bhanot IVaMadhu Sudan IVaGAURAV KAPOOR VfZulfikar AkbarAli Arif VfSALIM ALAM IVaAbhimanyu Singh IVaKULDIP CHANDER SHARMA VfAKHILESH KUMAR IVaAMIT KUMAR MANDAL IVaAMIT KUMAR VfPRAVESH KUMAR SHARMA VfBredford Fernandes VdZafar S M Ahmad VIaPREM DHANDA VfPawan Kumar Singh --Ramotar Sharma --Rupali K Davda --Kapil Dev Sharma --Hemanta Kishore Sahoo --Rakhi Halder --Sadhana Sahu --Krushna Prasad Subudhi --Ratnakar Jatti --Nirmalendu Kar Purkayastha --Bikramjit Roy VfPillala Venkata Krishna Sastry IbPadma Dilip Deshpande IVaREKHA IVaMAJ GEN JOGINDER SINGH VfSarita Agarwal IVbPOONAM THAPLIYAL VfMUKUND GANDHI IIbNilima Shinde IVaNaresh Kumar AGARWAL IVbGourav Sahu IVaAMIT KUMAR VfHARI OM VERMA VfBHASKAR GAMIT VaRanjeet Thakur VaJINESHWAR KSHIRSAGAR IVaPRACHEE GUPTA VfSURINDER VACHHER IVaVijit Kantilal Jain VIaASHOK AHUJA VfRANI MALIK IVaSHAM LAL BAZALA / CHAMAN LAL IVaJaya Das IVaAgasti Dabke IVaKalpana Chandratre IVaDilip Awachat IVbYatishchandra Goverdhan Jayal IVaPUNEET SHARMA IVa

Sakuntala Deb VaCapstan Shipping & Estates Ltd. IVaAmratlal.C.Shah IaProbir Mitra IVaP. J. Sudarshan - Sub broker IbPurnima Mitra IVaPrasanta Kumar Ghose IVaRima Ghose IVaNiketa Jain IVaRadhakrishna Pillai IVbGunditi Narsa Reddy IVbAmit Khanna IVaDHAMELIYA PRAVINBHAI C IaTarun Arora IVaKabilan Annadurai IVaViveka Kumari IVaCapt.S.J.Mariadas IIIcMargaret Costa IVbRavi Singla VfVignesh Investments and Securities Ltd. IIaApsarmiya mahatab Karbhari IVbBalkrishna Dadkar IVbPARVEEN GUPTA & SUMAN GUPTA IVaKISHAN CHAND KHANNA VfBRAJESH VIaSATENDER KUMAR AGARWAL Vf Parul R. Kothari IVaRAKESH HARIPIYAS VfMANOHAR LAL VIJAY VfAvdhoot Ramkrishna Bhatkar IIbRamesh B Vaswani IdManeesh Gupta VfDIPTI MADAN VfS.Madheswaran IVaSubrato Gangopadhyay IIIaANIRUDH SHARMA IVaSandip Dutta VfSarwar Jahan Hussain IbDIPAKKUMAR DHARMSHIBHAI GAMDHA IaSAYED FAZLE WAHID Vfsunita khullar IVbSanjeev Dobhal VaSanta Sharma IVaMainadevi Kasliwal IbDildar Singh Makani IIaD.Nageswar Reddy IVbVISHALKUMAR VRAJLAL KOTECHA VbHarikishan shah VfNirakar Banamali bhuyan VfRAM KISHOR IVaNEELAM DIXIT IVbKRISHNA CHAND NASA IVaD.Prabhakar IVbPRAKASH GAUR VIa

Kishore Thakker_ VbD.S.Shashikala IVaHematlal ranchhodbhai Vegad VePankaj Balkisan Agrawal VfNila Desai and Mayank Desai IIIcRanjit Roy IbGopal Bagh VdLatha.V.Kamath VfMahesh Kumar Bhagwani IVaPRAKASH CHANDRA RATHI VfKiran Aggarwal VfRinkal Aggarwal VfBenjamin Britto VfSameer Aggarwal VfDharmendra Doshi IVaNIRANJAN SINGH BAWA IIIa DR PRADEEP BERY VfBRIJ MOHAN IVaVIJAY GAUTAM IVaGONDALIYA CHETAN TULSIDAS IaSharat Chandra Satpathy IVaV.Narendra Reddy IVbValli Neelakantan VaAnnapurna Sharma IVaC.N.Neelakantan VaKAMLESH BABULAL PATEL VfTANVI KAMLESH PATEL VfBABULAL PATEL VfMANJULA N PATEL VfIla Zota IVbPrapti T. Chavan IVaManoj R. Shah IVaVinod Kumar S. Ghurka IdThomas Peter Danthi IVaSuresh Sukumar Patil IVaMahadev Krishna Patil VaTaheri Saifuddin Topiwala --Mayank Gupta VaG.Maheswara IaNagarajan Thinnanu Venkatesan IVaRama Krishna Rao Balusu IVbManju Kumari IVaBIMLA BHAGAT / JAGDISH CHANDER IVaAtul Divecha VaNancy D'souza IVaPARIKET P RAICHURA VfP D MAZUMDAR IVavinodkumarsingh IaGanesh Ramdas Madkar IVbRam Ditta Mall & Vandana Mall IVbPydi Govinda Rao VfMitesh Shah - Sub broker IbRajeevnayan Sharma IVaHarishchandra C. Patre IVa

Manoj Fogla VaGEETA SHRIVASTAV VfPARAM DEV JAMWAL IVaGREESH KUMAR MATHUR VfRASIK NATVARBHAI THAKKAR IVbRAJESH GUPTA VfAnkit Jain VbVISHAL EKNATHBHAI KUPERKAR IVbS.Ramaswamy IVbShriram Nanaso Khot VaNirmal Kumar Nayak VbPisari Narsaiah IVbGunda Srinivas IVbRudra Madhu IVbSanku Ashok IVbKader Sajanbhai Tamboli IVaChippa Satyanarayanja IVbG Ganesh IVbRachakonda Eshwar Prasad IVbNarendra Parshuram Karli VfSMITA SHARMA IVaParvathi Chukka VfDilip Mondal IVaSURESH CHANDRA SAHU VfSAYRABANU I PATHAN IVbPOOJA MARUTKUMAR BHANVADIA VfSHANKAR LAL KUMHAR VaHITESH SARVAIYA VfUmesh Chandra Dash IVaBhupendra Sharma IVaBhagya VaS.Ramaswamy IVbAnita Mohan Baranwal IVaPratiksha K. Shah VbDhwani Dani IVaPranesh Kumar IVbG.Sankar Raman VfGowdara Mallikarjunappa Prasanna HUF IVaHARDIK MAHESHBHAI PANDYA IVaViresh Parihar - Sub broker IbBabu L. Shetty IVaRajkumar singh IVaHITANSHU PUNJ IbNitin Prabhu IVaRAJESH GUPTA IIbHariom Agrawal VfVinod Kumar Gupta VaBHUSHAN KUMAR IIIdRAMESH CHANDRA DWIVEDI IVaS.Sathish Kumar IaJAVED HUSSAIN IVaSUSHIL KUMAR IVaSagar B Pimpalkar IIIaAKM Wealth Management Pvt.Ltd. Vf

SHIV KUMAR SINGH IbVipul Jain VaP.K.Chandran.Dr. IVbArun Kumar Agarwal IaGIRISH KANTILAL RAVAL IVaS K MEHTA IVbManoj Kapoor IbRUCHI DHAWAN IVaLALIT VATS IVaR.Govindaraju.R.Mrs IVbShirsendu Sarkar VfManoj S. Bajaj IdVivek Oberoi IVbCharles Srinarayan IVbVANDANA CHHAJED IVbSatish Agrawal IVaSAJJAD AZIZ IVbSathyanarayana. V VaLALITA M MODI IbR. GUPTA VfPadmashree Padmini Sahu IVaJoginder Pal Pabbi IdNarayan Pilley IVbRAPID CREDIT & HOLDING PVT LTD. VfShiv Bhagwan Bagaria VfRajesh Sharma IVbSURENDER HARCHANDANI& MEERA CHANDANI IVaDurgesh Kumar IbD. B. Kondkar IaKrupa Tanna VfShubha Dayanand VfV V Ratna VaB.L.Gayathri IbSukirti Madhav VdArchakam Chitra Balaji VIbKishore Thakker IVaKishore Thakker --Radha Krishna Singh --RNA Builders (NG) --R. G. Hemani --B. B. Talati IVaB.Sri Venkateswarlu IIbKUMUDCHANDRA K SHAH IVbOmvir Dagar Ibravinder kuma rgarg and sons huf Ib Nirmala Prasad IVaMANOJ KUMAR MAHESWARI IVaRaj Kumari IVbNAVEEN GARG IdRupali Bhujbal VfVIMAL HASMUKHRAY KAMDAR IbDHAVAL HARSHADBHAI PATEL IIIcABHINAV JAYVADAN GANDHI IIaKishore Manilal Thakker IVa

Ramnath Kashinath Naik IVaNikhil Santosh chaudhari IVaLOVIT TYAGI VaRAMESHWAR NATH MALHOTRA VfK D TANEJA VfArumugam sivakumar IVaKUMAR RISHU VfNARESH CHAND THAKRAN IVaVandana Agarwal VfRaghunath D. Shimpi Vdjaswanti negi VfHareesha IVaSankar Roy IIIaKrishnendu Sarkar IIIcMahesh Kumar Aggarwal IdNidhi Sinah VfVishnu L. Patankar IVaAMBAREESH KUMAR IVaB P SINGH IbThaneswar Saikia IbMario Moideeno VfNabin Kumar Jain IVbM.M.Kini IVaPrakash G. Nair IVaRajat Khanna VfJai Prakash Upadhyay VaBalwant Singh Bharda IVaRakesh Chandra Srivastava IVaIshani Barman IIbASHA BABBAN SINGH VfVishnu.N.Shet IVaRakesh Sharma IVadigvijay singh parihar IbPrakash C. Tamhane VfDHIRUBHAI H DORIYA IdAloke Kumar Gupta VfShyam Sundar Sah IaBredford Fernandes VfUmesh Sharma IVaARUN CHOPRA IcAnjana Sharma IVaSima Ganguly VfOjess Duhgay VfVijayakumar GM IVbNEENA TULI VfManpreet Singh Maan VIaVasant Madne VbN.Navaneetham VeAshish Kumar Singh IVaUMED RAJ MOHNOT IbGaurang Shah VfKrishan Kumar Sharma VaKULDEEP SINGH IIIcDAULAT RAM IVa

Tejas.M.Savani IVaPARESHKUMAR KUNDANLAL PATEL IIIcNAVEENKUMAR MAHAMWAL VIaPrabhakar Shinde IVaPARVEEN BALA IVaMAHENDER SINGH IVaAmol Chavan VfChandrakant N Naikwade VfSrinivasa Rao Grandhisila VaKinnari Panchal IbKrishnan Kumar Damani IbSuchi Damani IbSaroj Damani IbSurender Kumar Yadav IVaVenkata Subbarayudu Anivilla VfJAYENDRA GAUSWAMI VfSaurabh Verma VaMukesh Kumar IVbShaikh Akram Shafi IVaJatin K. Desai IbYASH PADHYA IcSANGEETA TAMBI IVaDAVINDER KAUR IVaAJAY SHARMA IIIcSARITA SHARMA IIIcSUHEL AHMAD ANSARI IVaBabita Pathak VfNARENDRA KUMAR GUPTA VfKunal M. Shahukar VfOM PARKASH DHAMIJA IVaVIJAY KUMAR SHARMA VfInsu Money ( Rachna Bansal) IIdBhosale Vaishali V. IVaPUSHPA GANDHI IVbPriti Jhunjhunwala IVaPriti Jhunjhunwala IbAnshika Agarwal VfRASHMI ARORA VfPawan Kumar Aggarwal HUF VfMaya Devi Gupta IVaManish Mistri IaPRIYANKKUMAR DIPAKKUMAR SHAH VIbKrishan Kumar Damani -1 IVbKrishan Kumar Damani - 2 VfAmita Maniar IVaChidambar.K.Kulakarni IVbShiyad A IVbH.S. Marwaha IdHiren Lakhani IaBhupatrai R. Kothari VfKrishnapur Ananth Laxmi Narasimhaa IbVijay Popatlal Jain IaP.S.Jawahar Paul IVaM.M.Sundram Vf

Aditya Rallan IVaNIRAJ KUMAR SRIVASTAV IVaPAWAN KUMAR JAIN IVaMadan Mohan Sharma IVaShekar Gowda IIIaPanchanan Bhattacharya IVbVIMMI VfVIMMI VfBHAWANI PRASAD GUPTA VAIDYA VfVIRENDRA KUMAR YADAV VaASHISH M PARIKH IVbASHISH HIRPARA IVbHIT VARDHAN MITTAL IVaRakesh Kumar IIIcMATADEEN TAYLOR VeGhanshyam Ramprasad Suwasia VfGEORGE KUTTY.D IVaJAGDISH JAIN VaINDERJIT SINGH IVavirendra kumar VaJaysukh Nathalal Doshi VIIIaJhunu Mukherjee IVbSACHIN SHAH VaDAMYANTI A BHUT VfSumeet Senchoudhary VfMiraj Ahmed Khan IVaShyam Rane IbRajendrakumar K. Sindoliya HUF VfMd. Mumtaj IVaAbani Bhushan Prasad IVaKaushal Kishore VbGhanshyam Ramprasad Suwasia VfSuresh Laxman Deherkar IVaVed Prakash Gupta IVaAmit Garg VaDeep Ranjan Gupta IVaDeep Ranjan Gupta IVaVankayalapati VS Anuradha IVbI J KHULLAR IbKirti lata Sharma VfJebaraj Selvapeter VfMANISH KUMAR SONI VfDeepak Bhardwaj IVaVINEET KHULLAR IbNIKHIL KHULLAR IbSUNITA KHULLAR IbZoyeb Ali Hussain Harawala VfTanvi Kapuria VdBholanath Patra IVaRAJESH GUPTA IIbNaren Makwana VfRamya Payala VfRavindra Kumar Agarwal IVaGURBAKSH SINGH Id

ABHISHEK AGGARWAL VfBHAWANI PRASAD GUPTA IVbSK Mehta --Ashfaque A. Rahim Chunawala --Ramchand J. Uttamchandani --Santosh Kumar --MOHIT MALIK / SANGEETA MALIK / NANDITA MALIK IVaAkanksha Bhatnagar IaVasantlal Madhavji Shah VaLAXMICHAND JAIN HUF IbPRITI B SHAH VIaSandeep Bhatia IbSubhash Arora VfBambamkumar Rajendra Roy IVbRamya Payala VfDarshan D. Prabhu IVaNAVAL PRAJAPATI VcSANTOSH KUMAR MISHRA VfAshish Seth VfMayank Kumar Gupta VfChandrika Prasad Singh IVaBRAHM DUTT VfSUSHIL KUMAR SINGH IVaKalpesh Khivasara VfSandeep Baban More VbShabbir Bundeli Bookwala VIaANIL SHARMA IVbDINESH KUMAR GUPTA VfParthasaradhy IbMayuresh Satish Kulkarni IVaALOK MAHESHWARI VfMOHSIN KHAN IIaAtul Anant Nayak VfSujata M. Nair VIaSharath Yaji IIbRizwan Ahmed IVbRamprakash Prajapati IVbVIPUL AMBALAL VORA VfASHOK KUMAR VANSHIWAL IVbGajanan Kotgire VaPrasad Shankaranarayana Setty Chowdry IVaRAJESH B PATEL VaGANGA PRASAD IVaRam Pal Singh IVaDharmatma Nathmal Agarwal IVbNilesh Ashok Sarvaiya VfSandhya Dwivedi IVaRanjana Agarwal IVbRaina Katkani IVaManoj Fogla VaPrakash.V.Begur IVbYasmeen Umar Qureshi IVaMahendra D. Malavia IVaG.Anusuyamma IVa

Ramesh Shiva Parmar IbMAFATBHAI NARANDAS PRAJAPATI IIIdSHARAD KUMAR VfGURBACHAN KAUR VfBIMLA RANI IVaGEETIKA KHANNA IbVipul Chadha VfPATEL NATVARBHAI PRAHALADBHAI VIaMURLIDHAR SHARMA VfSambath Kumar VfAjay Sharma IVbSangeeta Sharma IVbPushpa Ravindra Singhal IVbDwayne Lobo VfPradeep S Kadam VfMitali Majumdar VfAjay Kumar Agarwal IdJAY PRAKASH MAURYA IVaAnil Kumar Singh IVaTarit Kumar Das IVaBiplab Barman IVaRupesh Sharma IIcHemanta Bandopadhyay VfEdociana Ferrao IVaAshok Kumar Das IVbBhakti Pakhira IVbNagarmal Gupta IVbGIRDHAR SINGH BISHT VfKamalakar J. Dhuri IVaMrs. Raj Bala Tomar VfShrinivas Shete IVaSANJAY KUMAR IVaAMARJEET SINGH IIdKubjvinod Pimparkar IaDEEPAK KUMAR IVaRajender Singh - Sub broker IbAgarwal Mukesh VfOMPRAKASH BOTHRA IVbK.Aruljothi.Dr. IVaMeena AggarwalRam Prakash Singh VfAmit Kumar VaPallavi.R.Kulakarni IVbM M SETHI VfDibakar Panda IVbKalpesh Thakkar IIIaBALVANT KUMAR GYANCHAND MITTAL IVbKanika Sood VaSUMITA WAHI VfSANJAY KISHORE VfBhavani.G.Nayak IVbM. S. Shankara Narayana Panicker IVaSarita Agarwal IVbSachindra Chandra Das Id

SHARAD KUMAR VfHariba Krishna Patil IVbParul Bharat Shah IVaSATINDER PAL SINGH IVaRam Pal Tanwar VfHetisha K. Shah IVaLokenath Shaw VfSuresh S. Shingre VfPANDYA NARENDRAKUMAR DAHYALAL VfGiridharan Nair IbHEENA JIGNESH SHAH IdHarsh Aggarwal VfP.Jayatheerthan IVaHemant Suresh Thakur IbYogesh Chandra Lohumi IVaDhirendra Nath Sen IVaTejendra Nath Bhowmick IVbPARDEEP KUMAR AGGARWAL IVaManneel Achantani VfDEVDUTT NANALAL OZA IVaTEJAS M SOLANKI IVbPOONAM PHARASI IVaSaurendra Nath Sen IVbDeepali Daga IVbZakir Sayyed IVaHarbrinderjit Singh IVaM V RAVEENDRAN IVbN J NAYAK IVbVYAY KUMAR PATNI IVaKANTA GUPTA IbManoj Kumar Saket VfShankarnarnarayana Kannantha IVbAnil Kumar Rai IVbWealth Creator Services VfShyamali kAR IVbSunil Y. Sakpal IbDAYAL SINGH BAJWA IVaRabindra Nath Mahato IVbDeepika Kaur Bhan IVaKedia Infotech & Jaipur Pvt. Ltd VfTARINI ENTERPRISES LTD IVbMahendra S. Chaturmutha VbBIKRAM DEV VfPrashant.G.Jantli IVbVikas Kotian IVaHenry D Souza IVaPRAVIN J JETHAVA VbPankaj Mohan Bhagat VfRAMESH CHANDRA AGARWAL IVbRatnsingh Motisingh Rathore IdSanjaykunwar R. Rathore IdN K ATRI /VIBHA ATRI IVaM Kiran Mai VfSunil Kumar Mishra Va

RAHUL GOEL IVaSantosh Kumar VaVANESA HERBALS P. LTD/SUNDER CHEMICAL IbShivajirao S. Jondhale IVaSadhan Kumar Ghosh --Aslam Abdul Rahim Shaikh --Anil Kumar Rai --Dilip Kumar Ghosh --Il Saha --Kasturi Mukherjee --Soma Guha Thakurta --Aditya Agrawal IIbASHOK KUMAR IVaZAMIR UDDIN VaABHINAV JAYVADAN GANDI IaParesh P. Thakkar VfTrupti P. Thakkar VfPragnesh Kumar A. Gadhia IIIaVijaya Kumar IVaNirmala P. Gadhia IIIaPragnesh Kumar A. Gadhia (HUF) IIIaG.Parameswaran VbVIJAY GAMBHIR/NEELAM GHAMBHIR IIIaBhim singh IVaChandra Shekhar Awasthi VaYogini J Bhatt IbDeochand Bhura IVbJagdish P Bhatt HUF IbJagdish P Bhatt IbHARE RAM JHA IVbUday V. Ghiye VaV.Krishnamoorthy IVaRakesh Verma IIIaABHIJIT DEY SARKAR VfSeetharama Kamath IVbPAWAN IVaSUBHASH SHARMA IIaJijo Yohannan Perakavil VfMohammad Hanif VbKishore M. Thakker IVaVenu Gopal Reddy R IVaRadhika Maheshwari IVaJoga Poojary Karimane IVbSantosh Kumar Purwar IVaAshwani Mishra VfANKIT GUPTA IbMOHD. IQBAL KHAN IVaChidananda Shetty IVbSmarniya Properties Pvt. Ltd IVaVivek Paliwal IVaSUKH DEV IVaSHIV KUMAR IVaBHAMHA NAND GUPTA IVaDARSHANABEN JAYESHBHAI SHETH IVb

Surjendu Bikas Bhakat IaGolam Japhar Sadique IVaTaware Rajendra Laxman IVaSashi Bhakat IVaAseem Prabhu IVaHARISH CHANDRA VfMANPREET SINGH VfChakradhar Gupta VIaARVIND KUMAR VfAkshat Kumar VfSandeep A. Patil IVbShweta Gupta IVaAshish Kumar Mishra - Sub broker IdVijay Kumar Agrawal VfRajesh Kumar Mandal IaRamesh Kumar Kathya IIbRASHMI AGARWAL VaShreekant IVbVaishali Bhimsen Apate VaBHIKHABHAI KACHARABHAI PATEL VbRAM RICH PAL IVaJYOTSANA MADHUKANT AHYA IbBODH RAJ IVaShilpi Jain VfRamanujam.S. VfBhavesh Bhatt IVaSayeeda Ali VaSneha Bhavesh Bhatt IVaJoraver Singh SuriSiddhant Bhatt IVaKandi Balakistaiah IVbAyushi JainKRSIHNA SHARMA IIbAnil Kumar Gupta IVbPATEL NATVARLAL JOITARAM IVaPATEL NATVARLAL JOITARAM IVaGEETA ARORA VfGopal Das Garg IcSURESH CHANDRA AGRAWAL VfMEERA TIWARI VfUttam Chand Garg IdSumesh Chithrangnath - Sub broker IbBermaco Energy Systems Ltd IVaKetan Balkrishna Mehta IVaKanta S Doshi IdSneha Vyas IVaBiplab Dutta IVaJiwandhar Kumar Jain VbSusmita Sen IVaManik Lal Moulik IVaAshok Lata Mital IbShib Shankar Bag IVbPartha Pratim Pramanick IVbGourab Dasgupta IVa

KUSUM GUPTA IVaINDU MALHOTRA VfS P. JAIN VfObident Export Pvt. Ltd IVaApurva Investments IbVinod Sumermal Oswal VfSuresh Bhikamchand Jain IVaVIHAR BHALAVAT IVbHOSHANG NALLADARU IVbASHVINBHAI GABANI VIaKannan.M VaBalkrishna Prasad Gupta VfP.V.Venugopal Pillai IaMukesh S. Shah IbRupali Santosh Pisal IVaThomas Samuel IVaManoranjan Ghosh IbBRIJ PAL SINGH VfGIAN CHAND GARG VfRAJESH TALWAR IVaVineet Bhargava VbSandeep Patil VaDIGITAL POWER VfNarmin Dhanani IVaMansingh Murmu VfNAVIN KUMAR DEWAN VaShanthi Natarajan VfRaj Trivedi VfISHER SINGH VfRoopesh Varma IVaAmol Meshram IVaPARVEEN KUMAR VERMA IVaAnimesh Bagchi VfAnil Mahajan IIIaKamlakar S. Vispute IVaNaresh Jain IbMadhawdas Kripalani IVbTrupti R. Jathar IVbRONAK S DALAL VfYogesh Prajapati IVaRADHE SHAM GARG VaRajni Sharma IbSwetha Iyer IVbGeetha Nagarajan IVbShyam Lal Mathur IVbTARSEM SINGH IdSanjay Kumar Saini IVbOm Prakash Sharma IVbSunil Kumar Gupta IbYashoda Mohan Hegde IVbP. D. Bist IVbSurendra Kumar Pal IVbS. Ramakrishna Rao VfDevi Singh IVa

A.M.Ananda Murthy VfAshok Kumar Chowdhary IIaKantilal Rikabchand Jain IbVinod Kumar Purwar IIIdRamesh Dabke IVbSrichandan Sobhanayak IVaArchana Santhana Krishnan VfManish Kumar VaPragiri Finvest (India) Private Ltd IdJAI PRAKASH IVbDharamchand Surana VfRavindra T Pawar VaMansi M. Halarnkar IbL.N.R.Jananrdhanan VfPRATIBHA KHEDKAR IVaAnil P VfChaluvadi Chenchulakshmi VfM K Khapre IbManas Chatterjee VfSubhash Rathod IIbShirsendu Sarkar VfSatish Agarwal IVaSanjay Kumar Sahoo --Gopal Krishna Khemka --

# including against its sub-brokers , authorized persons , employees , etc. ## Status date is the date of resolution / disposal advice reference to arbitration / finding it non-actionable . If Under process , it is the date of updation of this sheet .

"--" in Column E below, "Type of Complaint" indicates that the complaint is non-actionable either because it is incomplete or otherwise

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NIRMAL BANG SECURITIES PVT. LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableRELIGARE SECURITIES LTD. Cash Not ApplicableRELIGARE SECURITIES LTD. Cash Not ApplicableTRUSTLINE SECURITIES LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableCITIGROUP GLOBAL MARKETS INDIA PVT.LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableSMC GLOBAL SECURITIES LTD. Cash Not ApplicableANAND RATHI SHARE & STOCK BROKERS LTD Cash Not ApplicableINDUS PORTFOLIO PVT.LTD. Cash Not ApplicableINDUS PORTFOLIO PVT.LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableEDELWEISS BROKING LTD. Cash Not ApplicableISE SECURITIES & SERVICES LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableNIRMAL BANG SECURITIES PVT. LTD. Cash Not ApplicableNIRMAL BANG SECURITIES PVT. LTD. Cash Not ApplicableRELIANCE SECURITIES LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableNETWORTH STOCK BROKING LTD. Cash Not ApplicableACHIIEVERS EQUITIES LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicablePRABHUDAS LILLADHER PVT.LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableINDIANIVESH SECURITIES PVT.LTD. Cash Not ApplicableMKS Securities Limited Cash Not ApplicableNETWORTH STOCK BROKING LTD. Cash Not ApplicableSHRIRAM INSIGHT SHARE BROKERS LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableNETWORTH STOCK BROKING LTD. Cash Not ApplicableASHLAR SECURITIES PRIVATE LIMITED Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableKOTAK SECURITIES LTD. Cash Not ApplicableC.D.EQUISEARCH PVT.LTD. Cash Not ApplicableKOTAK SECURITIES LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableWAY2WEALTH BROKERS PVT.LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableFAIRWEALTH SECURITIES LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableC.D.EQUISEARCH PVT.LTD. Cash Not ApplicableSMC GLOBAL SECURITIES LTD. Cash Not ApplicableNIRMAL BANG SECURITIES PVT. LTD. Cash Not ApplicableWAY2WEALTH BROKERS PVT.LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableGUINESS SECURITIES LTD. Cash Not ApplicableSYKES & RAY EQUITIES (INDIA) LTD. Cash Not Applicable

RELIANCE SECURITIES LTD. Cash Not ApplicableKANTILAL CHHAGANLAL SECURITIES PVT.LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableKOTAK SECURITIES LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableJRG SECURITIES LTD. Cash Not ApplicableARCADIA SHARE & STOCK BROKERS PVT.LTD. Cash Not ApplicableJRG SECURITIES LTD. Cash Not ApplicableKARVY STOCK BROKING LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableGUINESS SECURITIES LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableSTANDARD CHARTERED SECURITIES (INDIA) LTD. Cash Not ApplicableUNICON SECURITIES PVT.LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableTATA SECURITIES LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableHSBC INVESTDIRECT SECURITIES (INDIA) LTD. Cash Not ApplicableRELIGARE SECURITIES LTD. Cash Not ApplicableHSBC INVESTDIRECT SECURITIES (INDIA) LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableMONARCH RESEARCH & BROKERAGE PVT.LTD. Cash Not ApplicableHEM SECURITIES LTD. Cash Not ApplicableASIT C.MEHTA INVESTMENT INTERRMEDIATES LTD. Cash Not ApplicableANAND RATHI SHARE & STOCK BROKERS LTD. Cash Not ApplicableWAY2WEALTH BROKERS PVT.LTD. Cash Not ApplicableACHIIEVERS EQUITIES LTD. Cash Not ApplicableSBICAP SECURITIES LTD. Cash Not ApplicableACHIIEVERS EQUITIES LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableTRUSTLINE SECURITIES LTD. Cash Not ApplicableACHIIEVERS EQUITIES LTD. Cash Not ApplicableINDIABULLS SECURITIES LTD. Cash Not ApplicableISE SECURITIES & SERVICES LTD. Cash Not ApplicableUNICON SECURITIES PVT.LTD. Cash Not ApplicableASIT C.MEHTA INVESTMENT INTERRMEDIATES LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableWAY2WEALTH BROKERS PVT.LTD. Cash Not ApplicableNIRMAL BANG SECURITIES PVT. LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableHDFC SECURITIES LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableNINE STAR BROKING PVT. LTD. Cash Not ApplicableEDELWEISS SECURITIES LTD. Cash Not ApplicableEDELWEISS SECURITIES LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableKOTAK SECURITIES LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not Applicable

LKP SECURITIES LTD. Cash Not ApplicableKOTAK SECURITIES LTD. Cash Not ApplicableABHIPRA CAPITAL LTD. Cash Not ApplicablePRUDENT BROKING SERVICES PVT.LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableACHIIEVERS EQUITIES LTD. Cash Not ApplicableACHIIEVERS EQUITIES LTD. Cash Not ApplicableACHIIEVERS EQUITIES LTD. Cash Not ApplicableACHIIEVERS EQUITIES LTD. Cash Not ApplicableACHIIEVERS EQUITIES LTD. Cash Not ApplicableKALPATARU MULTIPLIER LTD. Cash Not ApplicableSMC GLOBAL SECURITIES LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableFAIRWEALTH SECURITIES LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableADROIT FINANCIAL SERVICES PVT.LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableNETWORTH STOCK BROKING LTD. Cash Not ApplicableRAGA SECURITIES & FINANCE PVT.LTD. Cash Not ApplicableNETWORTH STOCK BROKING LTD. Cash Not ApplicableNETWORTH STOCK BROKING LTD. Cash Not ApplicableSMC GLOBAL SECURITIES LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableKARVY STOCK BROKING LTD. Cash Not ApplicablePEERLESS SECURITIES LTD. Cash Not ApplicableWAY2WEALTH BROKERS PVT.LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicablePRAKASH K.SHAH SHARES & SECURITIES PVT.LTD. Cash Not ApplicableFORTUNE EQUITY BROKERS (INDIA) LTD. Cash Not ApplicableKARVY STOCK BROKING LTD. Cash Not ApplicableEDELWEISS FINANCIAL ADVISORS LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableWAY2WEALTH BROKERS PVT.LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableAMRAPALI AADYA TRADING & INVESTMENTS PVT. LTD. Cash Not ApplicableSMC GLOBAL SECURITIES LTD. Cash Not ApplicableWAY2WEALTH BROKERS PVT.LTD. Cash Not ApplicableKARVY STOCK BROKING LTD. Cash Not ApplicableSWASTIKA INVESTMART LTD. Cash Not ApplicableTRUSTLINE SECURITIES LTD. Cash Not ApplicableTRUSTLINE SECURITIES LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableSPAN CAPLEASE PVT.LTD. Derivatives Options Not Applicable

SHAREKHAN LTD. Cash Not ApplicableANAND RATHI SHARE & STOCK BROKERS LTD. Cash Not ApplicableSUSHIL FINANCIAL SERVICES PVT.LTD. Cash Not ApplicableKOTAK SECURITIES LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableKOTAK SECURITIES LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableSHRIRAM INSIGHT SHARE BROKERS LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableDESTIMONEY SECURITIES PVT.LTD. Cash Not ApplicableDESTIMONEY SECURITIES PVT.LTD. Cash Not ApplicableBEST BULL STOCK TRADING PVT.LTD. Cash Not ApplicableKANTILAL CHHAGANLAL SECURITIES PVT.LTD. Cash Not ApplicableKEYNOTE CAPITALS LTD. Cash Not ApplicableRELIANCE SECURITIES LTD. Cash Not ApplicableSBICAP SECURITIES LTD. Cash Not ApplicableADITYA BIRLA MONEY LTD. Cash Not ApplicableKEYNOTE CAPITALS LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableC.D.EQUISEARCH PVT.LTD. Cash Not ApplicableARCADIA SHARE & STOCK BROKERS PVT.LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableIDBI CAPITAL MARKETS SERVICES LTD. Cash Not ApplicableSUGAL & DAMANI SHARE BROKERS LTD. Cash Not ApplicableANAND RATHI SHARE & STOCK BROKERS LTD. Cash Not ApplicableINDIABULLS SECURITIES LTD. Cash Not ApplicableANAND RATHI SHARE & STOCK BROKERS LTD. Cash Not ApplicableEDELWEISS BROKING LTD. Cash Not ApplicableANAND RATHI SHARE & STOCK BROKERS LTD. Cash Not ApplicableRELIGARE SECURITIES LTD. Cash Not ApplicableVENTURA SECURITIES LTD. Cash Not ApplicableJSEL SECURITIES LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicablePACE STOCK BROKING SERVICES PVT.LTD. Cash Not ApplicableIDBI CAPITAL MARKETS SERVICES LTD. Cash Not ApplicableUNICON SECURITIES PVT.LTD. Cash Not ApplicableSMC GLOBAL SECURITIES LTD. Cash Not ApplicableSBICAP SECURITIES LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableNETWORTH STOCK BROKING LTD. Cash Not ApplicableDESTIMONEY SECURITIES PVT.LTD. Cash Not ApplicableKARVY STOCK BROKING LTD. Cash Not ApplicableNETWORTH STOCK BROKING LTD. Cash Not ApplicableFALCON BROKERAGE PVT.LTD. Cash Not ApplicableNIRMAL BANG SECURITIES PVT. LTD. Cash Not ApplicableSSJ FINANCE & SECURITIES PVT.LTD. Cash Not ApplicableEMKAY GLOBAL FINANCIAL SERVICES LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableGLOBE CAPITAL MARKET LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableSMC GLOBAL SECURITIES LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not Applicable

INDIA INFOLINE LTD. Cash Not ApplicableRELIANCE SECURITIES LTD. Cash Not ApplicableSTANDARD CHARTERED SECURITIES (INDIA) LTD. Cash Not ApplicableATLANTA SHARE SHOPEE LTD. Cash Not ApplicableRELIANCE SECURITIES LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableMONARCH RESEARCH & BROKERAGE PVT.LTD. Cash Not ApplicableMONARCH RESEARCH & BROKERAGE PVT.LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableSBICAP SECURITIES LTD. Cash Not ApplicableMAX PLANWEALTH SECURITIES LTD. Cash Not ApplicableJRG SECURITIES LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableMKS Securities Limited Cash Not ApplicableMKS Securities Limited Cash Not ApplicableSMC GLOBAL SECURITIES LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableNIRMAL BANG SECURITIES PVT. LTD. Cash Not ApplicableSHRIRAM INSIGHT SHARE BROKERS LTD. Cash Not ApplicableADITYA BIRLA MONEY LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableSHRIRAM INSIGHT SHARE BROKERS LTD. Cash Not ApplicableBRICS SECURITIES LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableARCADIA SHARE & STOCK BROKERS PVT.LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableSHRI PARASRAM HOLDINGS PVT.LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableGALAXY BROKING LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableSHAH INVESTORS HOME LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableSHRI PARASRAM HOLDINGS PVT.LTD. Cash Not ApplicableSPFL SECURITIES LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableSPFL SECURITIES LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableNETWORTH STOCK BROKING LTD. Cash Not Applicable

KARVY STOCK BROKING LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableSYKES & RAY EQUITIES (INDIA) LTD. Cash Not ApplicableSBICAP SECURITIES LTD. Cash Not ApplicableSHRIRAM INSIGHT SHARE BROKERS LTD. Cash Not ApplicableRELIANCE SECURITIES LTD. Cash Not ApplicableATLANTA SHARE SHOPEE LTD. Cash Not ApplicableSMART EQUITY BROKERS PVT.LTD. Cash Not ApplicableRELIANCE SECURITIES LTD. Cash Not ApplicableRELIANCE SECURITIES LTD. Cash Not ApplicableKARVY STOCK BROKING LTD. Cash Not ApplicableIDBI CAPITAL MARKETS SERVICES LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableJRG SECURITIES LTD. Cash Not ApplicableKOTAK SECURITIES LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableARTISTIC FINANCE PVT.LTD. Cash Not ApplicableSMC GLOBAL SECURITIES LTD. Cash Not ApplicableHEM SECURITIES LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not Applicable

## Status date is the date of resolution / disposal advice reference to arbitration / finding it non-actionable . If Under process , it is the date of updation of this sheet .

Status of Complaint

Status** Name of Arbitrator (s)II 4/25/2012 - - - -II 4/20/2012 - - - -II 5/23/2012 - - - -II 4/20/2012 - - - -II 4/17/2012 - - - -II 5/29/2012 - - - -II 4/27/2012 - - - -IV 5/22/2012 - - - -II 5/7/2012 - - - -II 4/16/2012 - - - -II 5/21/2012 - - - -II 5/10/2012 - - - -II 4/25/2012 - - - -

Status Date ##

Arbitration Ref.no.

Date of Filing Arbitration

Date of Arbitration Award

II 4/25/2012 - - - -II 5/21/2012 - - - -II 5/15/2012 - - - -II 5/4/2012 - - - -II 4/13/2012 - - - -II 4/26/2012 - - - -II 5/8/2012 - - - -IV 6/5/2012 - - - -II 5/21/2012 - - - -II 5/15/2012 - - - -IV 5/22/2012 - - - -II 5/4/2012 - - - -II 5/4/2012 - - - -II 4/16/2012 - - - -II 4/30/2012 - - - -II 4/19/2012 - - - -II 4/19/2012 - - - -IV 7/5/2012 - - - -IV 5/22/2012 - - - -II 4/23/2012 - - - -II 4/24/2012 - - - -II 5/7/2012 - - - -IV 7/3/2012 - - - -II 5/9/2012 - - - -II 5/9/2012 - - - -II 5/10/2012 - - - -II 4/16/2012 - - - -II 5/21/2012 - - - -II 5/29/2012 - - - -II 5/29/2012 - - - -II 5/3/2012 - - - -II 5/15/2012 - - - -IV 7/31/2012 - - - -II 5/4/2012 - - - -IV 8/24/2012 - - - -II 5/16/2012 - - - -II 7/10/2012 - - - -II 7/10/2012 - - - -II 5/21/2012 - - - -II 6/12/2012 - - - -II 6/19/2012 - - - -II 4/25/2012 - - - -II 4/13/2012 - - - -II 4/27/2012 - - - -II 5/21/2012 - - - -IV 6/12/2012 - - - -II 5/15/2012 - - - -II 4/25/2012 - - - -II 5/7/2012 - - - -II 5/3/2012 - - - -II 5/4/2012 - - - -II 4/24/2012 - - - -II 4/23/2012 - - - -II 5/4/2012 - - - -

IV 5/23/2012 - - - -IV 12/13/2012 - - - -IV 5/29/2012 75/2012 6/29/2012 Rajesh Kumar Kankaria 11/12/2012II 5/17/2012 - - - -II 7/5/2012 - - - -II 7/5/2012 - - - -II 4/23/2012 - - - -II 5/29/2012 - - - -II 6/26/2012 - - - -II 4/27/2012 - - - -IV 7/9/2012 - - - -II 5/23/2012 - - - -IV 5/8/2012 - - - -II 7/31/2012 - - - -II 7/10/2012 - - - -IV 6/26/2012 - - - -IV 5/23/2012 - - - -II 4/27/2012 - - - -II 5/4/2012 - - - -II 5/21/2012 - - - -II 4/19/2012 - - - -II 5/9/2012 - - - -II 4/27/2012 - - - -II 5/25/2012 - - - -II 6/25/2012 - - - -II 5/21/2012 - - - -II 5/21/2012 - - - -II 6/25/2012 - - - -II 4/27/2012 - - - -II 5/4/2012 - - - -II 6/25/2012 - - - -II 6/22/2012 - - - -II 5/15/2012 - - - -II 5/4/2012 - - - -II 5/21/2012 - - - -II 4/30/2012 - - - -II 5/21/2012 - - - -II 5/2/2012 - - - -II 6/21/2012 - - - -II 6/25/2012 - - - -II 6/25/2012 - - - -IV 6/13/2012 - - - -II 5/15/2012 - - - -II 5/29/2012 - - - -IV 6/26/2012 - - - -II 6/7/2012 - - - -II 6/7/2012 - - - -II 4/30/2012 - - - -II 5/10/2012 - - - -II 5/29/2012 - - - -II 5/4/2012 - - - -II 5/9/2012 - - - -II 5/4/2012 - - - -II 6/5/2012 - - - -

IV 6/21/2012 - - - -II 5/2/2012 - - - -II 5/31/2012 - - - -II 5/29/2012 - - - -II 4/27/2012 - - - -II 5/29/2012 - - - -II 6/12/2012 - - - -II 5/29/2012 - - - -II 5/31/2012 - - - -II 6/12/2012 - - - -II 5/4/2012 - - - -IV 7/3/2012 - - - -IV 7/5/2012 - - - -II 4/27/2012 - - - -IV 7/24/2012 - - - -II 6/25/2012 - - - -IV 7/9/2012 - - - -II 6/20/2012 - - - -II 6/27/2012 - - - -II 6/19/2012 - - - -II 5/7/2012 - - - -II 6/19/2012 - - - -II 6/19/2012 - - - -II 5/21/2012 - - - -IV 7/5/2012 - - - -II 5/29/2012 - - - -Ib 4/2/2012 - - - -Ib 4/2/2012 - - - -Ib 4/2/2012 - - - -Ib 4/2/2012 - - - -Ib 4/2/2012 - - - -Ib 4/3/2012 - - - -Ib 4/16/2012 - - - -Ib 4/17/2012 - - - -Ib 4/18/2012 - - - -Ib 4/18/2012 - - - -Ib 4/18/2012 - - - -Ib 4/18/2012 - - - -Ib 4/18/2012 - - - -Ib 4/18/2012 - - - -Ib 4/18/2012 - - - -Ib 4/18/2012 - - - -Ib 4/18/2012 - - - -II 5/14/2012 - - - -IV 8/21/2012 - - - -II 6/19/2012 - - - -IV 7/5/2012 - - - -II 6/5/2012 - - - -II 5/24/2012 - - - -IV 6/13/2012 79/2012 7/16/2012 Pramod K. Gupta 1/28/2013IV 6/13/2012 90/2012 9/6/2012 Vijay Kumar Bhasin 1/22/2013IV 6/12/2012 - - - -II 7/2/2012 - - - -II 5/29/2012 - - - -

II 5/14/2012 - - - -II 5/16/2012 - - - -II 5/21/2012 - - - -IV 7/5/2012 - - - -II 8/7/2012 - - - -IV 8/8/2012 93/2012 10/4/2012 Deepak Juneja 2/6/2013II 5/16/2012 - - - -II 5/17/2012 - - - -IV 6/12/2012 - - - -II 5/17/2012 - - - -II 9/4/2012 - - - -II 5/16/2012 - - - -II 7/17/2012 - - - -II 6/6/2012 - - - -II 5/17/2012 - - - -II 6/6/2012 - - - -II 6/26/2012 - - - -II 7/31/2012 - - - -II 6/19/2012 - - - -II 5/14/2012 - - - -IV 9/4/2012 - - - -II 6/8/2012 - - - -II 6/29/2012 - - - -II 5/24/2012 - - - -IV 7/9/2012 - - - -II 6/20/2012 - - - -IV 8/21/2012 - - - -II 6/20/2012 - - - -IV 6/12/2012 - - - -II 6/12/2012 - - - -II 8/21/2012 - - - -II 5/30/2012 - - - -II 5/23/2012 - - - -II 5/23/2012 - - - -II 6/26/2012 - - - -II 5/22/2012 - - - -II 6/12/2012 - - - -IV 8/21/2012 - - - -II 6/23/2012 - - - -II 5/30/2012 - - - -II 5/31/2012 - - - -II 5/17/2012 - - - -II 5/30/2012 - - - -II 6/25/2012 - - - -IV 9/26/2012 - - - -II 6/25/2012 - - - -II 6/25/2012 - - - -II 6/6/2012 - - - -II 6/8/2012 - - - -IV 11/30/2012 - - - -II 6/6/2012 - - - -II 6/6/2012 - - - -II 6/5/2012 - - - -II 7/10/2012 - - - -

IV 7/24/2012 - - - -II 7/31/2012 - - - -II 6/25/2012 - - - -II 5/29/2012 - - - -IV 8/21/2012 - - - -IV 8/21/2012 - - - -II 7/6/2012 - - - -IV 7/9/2012 - - - -IV 8/21/2012 - - - -II 7/24/2012 - - - -IV 6/26/2012 - - - -II 6/11/2012 - - - -II 6/20/2012 - - - -II 6/1/2012 - - - -II 8/9/2012 - - - -II 12/14/2012 - - - -IV 8/16/2012 - - - -IV 7/24/2012 - - - -II 5/31/2012 - - - -II 6/1/2012 - - - -II 6/28/2012 - - - -IV 7/5/2012 - - - -II 6/25/2012 - - - -II 6/8/2012 - - - -II 7/24/2012 - - - -II 6/1/2012 - - - -II 6/8/2012 - - - -II 6/6/2012 - - - -IV 8/2/2012 - - - -IV 7/10/2012 - - - -II 6/25/2012 - - - -IV 9/10/2012 - - - -II 6/29/2012 - - - -II 6/25/2012 - - - -II 5/28/2012 - - - -II 6/6/2012 - - - -II 5/30/2012 - - - -II 5/24/2012 - - - -II 7/24/2012 - - - -IV 10/30/2012 - - - -IV 6/26/2012 - - - -IV 8/21/2012 - - - -II 7/2/2012 - - - -II 7/3/2012 - - - -II 6/6/2012 - - - -II 6/27/2012 - - - -II 6/27/2012 - - - -II 6/8/2012 - - - -IV 9/6/2012 - - - -IV 8/9/2012 - - - -II 6/8/2012 - - - -II 7/10/2012 - - - -IV 9/26/2012 - - - -II 6/27/2012 - - - -

II 7/24/2012 - - - -II 6/11/2012 - - - -II 7/24/2012 - - - -II 6/15/2012 - - - -II 6/7/2012 - - - -II 6/22/2012 - - - -II 6/15/2012 - - - -II 6/15/2012 - - - -Ib 5/3/2012 - - - -Ib 5/18/2012 - - - -Ib 5/22/2012 - - - -Ib 5/22/2012 - - - -II 7/11/2012 - - - -II 6/19/2012 - - - -II 7/11/2012 - - - -II 6/20/2012 - - - -IV 7/24/2012 84/2012 8/21/2012 Dr. B.B.L. Madhukar 12/5/2012II 7/4/2012 - - - -II 6/19/2012 - - - -II 9/27/2012 - - - -II 6/20/2012 - - - -II 6/21/2012 - - - -II 6/22/2012 - - - -II 9/6/2012 - - - -II 9/6/2012 - - - -IV 8/21/2012 - - - -II 6/11/2012 - - - -IV 8/8/2012 - - - -IV 8/21/2012 - - - -II 6/19/2012 - - - -II 6/14/2012 - - - -II 6/14/2012 - - - -II 6/18/2012 - - - -IV 8/9/2012 - - - -II 7/25/2012 - - - -II 7/6/2012 - - - -II 8/8/2012 - - - -II 7/11/2012 - - - -IV 7/5/2012 - - - -II 6/29/2012 - - - -II 8/7/2012 - - - -II 12/4/2012 - - - -II 7/12/2012 - - - -II 8/7/2012 - - - -IV 8/16/2012 - - - -II 9/4/2012 - - - -IV 8/21/2012 - - - -II 6/19/2012 - - - -II 6/20/2012 - - - -IV 9/24/2012 - - - -II 6/29/2012 - - - -II 7/31/2012 - - - -II 8/6/2012 - - - -IV 8/16/2012 - - - -

II 7/17/2012 - - - -II 7/10/2012 - - - -II 7/10/2012 - - - -II 7/10/2012 - - - -II 7/10/2012 - - - -II 7/10/2012 - - - -II 7/10/2012 - - - -II 6/20/2012 - - - -II 7/17/2012 - - - -II 8/7/2012 - - - -II 6/21/2012 - - - -IV 7/24/2012 - - - -II 6/25/2012 - - - -II 6/20/2012 - - - -II 6/14/2012 - - - -II 6/22/2012 - - - -II 6/29/2012 - - - -II 7/10/2012 - - - -II 7/4/2012 - - - -II 7/11/2012 - - - -II 6/29/2012 - - - -II 7/23/2012 - - - -II 10/9/2012 - - - -II 7/12/2012 - - - -II 6/19/2012 - - - -II 6/28/2012 - - - -II 7/3/2012 - - - -II 7/31/2012 - - - -II 7/6/2012 - - - -II 7/4/2012 - - - -IV 8/7/2012 100/2012 11/8/2012 Ajay Pandey 3/20/2013II 7/27/2012 - - - -II 7/4/2012 - - - -II 7/31/2012 - - - -II 7/4/2012 - - - -II 7/24/2012 - - - -II 9/26/2012 - - - -II 7/31/2012 - - - -IV 8/2/2012 - - - -IV 9/4/2012 - - - -II 7/20/2012 - - - -II 8/9/2012 - - - -II 6/28/2012 - - - -II 7/31/2012 - - - -II 7/31/2012 - - - -II 6/21/2012 - - - -II 7/25/2012 - - - -IV 8/9/2012 - - - -IV 10/29/2012 - - - -IV 9/24/2012 - - - -IV 8/9/2012 - - - -II 10/9/2012 - - - -II 7/2/2012 - - - -II 7/3/2012 - - - -

II 6/28/2012 - - - -IV 8/7/2012 - - - -II 7/11/2012 - - - -II 7/3/2012 - - - -II 8/16/2012 - - - -II 7/31/2012 - - - -IV 8/7/2012 - - - -IV 8/24/2012 - - - -II 8/22/2012 - - - -II 8/6/2012 - - - -II 8/8/2012 - - - -II 7/4/2012 - - - -II 8/8/2012 - - - -II 7/27/2012 - - - -II 7/26/2012 - - - -II 8/8/2012 - - - -II 7/31/2012 - - - -II 7/3/2012 - - - -II 7/31/2012 - - - -II 7/5/2012 - - - -II 7/16/2012 - - - -II 9/26/2012 - - - -II 7/9/2012 - - - -II 6/27/2012 - - - -II 7/4/2012 - - - -II 9/25/2012 - - - -II 7/13/2012 - - - -II 7/25/2012 - - - -II 7/24/2012 - - - -II 6/29/2012 - - - -II 7/24/2012 - - - -II 7/3/2012 - - - -II 7/9/2012 - - - -II 7/31/2012 - - - -II 7/3/2012 - - - -II 7/13/2012 - - - -II 8/17/2012 - - - -II 8/27/2012 - - - -II 7/6/2012 - - - -IV 9/6/2012 - - - -II 8/6/2012 - - - -II 7/6/2012 - - - -II 7/4/2012 - - - -II 8/22/2012 - - - -II 8/21/2012 - - - -II 7/4/2012 - - - -II 8/17/2012 - - - -IV 7/24/2012 - - - -IV 10/15/2012 102/2012 11/21/2012 B.K. Mundada 3/28/2013II 7/9/2012 - - - -II 7/11/2012 - - - -Ib 6/6/2012 - - - -Ib 6/20/2012 - - - -Ib 6/29/2012 - - - -

II 10/26/2012 - - - -IV 8/8/2012 - - - -II 8/22/2012 - - - -II 7/13/2012 - - - -IV 10/31/2012 - - - -II 7/23/2012 - - - -II 7/12/2012 - - - -II 7/2/2012 - - - -II 7/11/2012 - - - -IV 9/24/2012 - - - -II 7/23/2012 - - - -II 10/9/2012 - - - -II 10/4/2012 - - - -II 9/28/2012 - - - -II 8/24/2012 - - - -II 7/20/2012 - - - -II 8/21/2012 - - - -II 7/10/2012 - - - -IV 8/21/2012 - - - -II 7/17/2012 - - - -II 8/23/2012 - - - -II 7/17/2012 - - - -IV 11/22/2012 - - - -II 7/19/2012 - - - -II 8/21/2012 - - - -II 8/27/2012 - - - -IV 8/21/2012 - - - -II 7/26/2012 - - - -II 7/24/2012 - - - -II 8/22/2012 - - - -II 7/27/2012 - - - -IV 10/15/2012 - - - -II 8/22/2012 - - - -II 9/6/2012 - - - -II 7/31/2012 - - - -II 9/26/2012 - - - -II 7/23/2012 - - - -II 9/28/2012 - - - -II 10/10/2012 - - - -II 7/18/2012 - - - -II 7/31/2012 - - - -II 7/25/2012 - - - -II 7/27/2012 - - - -IV 10/31/2012 106/2012 12/4/2012 Pawan Kumar Tiwari -II 8/22/2012 - - - -II 10/4/2012 - - - -IV 10/29/2012 14/2013 12/17/2012 S.Mohan -II 8/30/2012 - - - -II 7/26/2012 - - - -IV 9/26/2012 - - - -II 7/26/2012 - - - -II 9/26/2012 - - - -II 8/8/2012 - - - -II 10/9/2012 - - - -

II 10/9/2012 - - - -II 8/22/2012 - - - -II 8/22/2012 - - - -II 8/22/2012 - - - -IV 10/15/2012 - - - -II 8/30/2012 - - - -II 7/23/2012 - - - -II 9/6/2012 - - - -II 8/3/2012 - - - -II 8/24/2012 - - - -II 8/14/2012 - - - -II 8/24/2012 - - - -II 7/31/2012 - - - -II 9/4/2012 - - - -IV 9/26/2012 - - - -II 8/13/2012 - - - -II 9/26/2012 - - - -II 9/3/2012 - - - -II 9/28/2012 - - - -II 8/6/2012 - - - -IV 9/26/2012 - - - -II 7/27/2012 - - - -IV 8/28/2012 - - - -II 8/7/2012 - - - -II 8/22/2012 - - - -II 9/4/2012 - - - -II 8/7/2012 - - - -IV 10/15/2012 - - - -II 8/7/2012 - - - -II 8/22/2012 - - - -II 7/30/2012 - - - -II 10/4/2012 - - - -II 9/14/2012 - - - -IV 9/6/2012 97/2012 10/23/2012 D.A. Kamat 2/6/2013II 9/26/2012 - - - -IV 9/6/2012 - - - -II 10/9/2012 - - - -II 8/28/2012 - - - -IV 12/11/2012 - - - -IV 11/22/2012 - - - -II 7/31/2012 - - - -II 8/16/2012 - - - -II 9/28/2012 - - - -II 7/31/2012 - - - -II 8/14/2012 - - - -II 9/27/2012 - - - -II 9/26/2012 - - - -II 10/11/2012 - - - -II 8/24/2012 - - - -II 8/13/2012 - - - -II 8/7/2012 - - - -II 8/13/2012 - - - -IV 10/18/2012 - - - -II 8/13/2012 - - - -

IV 10/18/2012 - - - -IV 10/29/2012 - - - -II 9/27/2012 - - - -II 9/6/2012 - - - -II 9/27/2012 - - - -Ib 7/27/2012 - - - -Ib 7/28/2012 - - - -Ia 7/30/2012 - - - -Ib 7/31/2012 - - - -II 8/9/2012 - - - -II 8/22/2012 - - - -IV 1/9/2013 - - - -II 8/22/2012 - - - -II 9/28/2012 - - - -II 8/7/2012 - - - -II 8/7/2012 - - - -IV 9/26/2012 - - - -IV 10/15/2012 - - - -II 8/24/2012 - - - -II 8/13/2012 - - - -II 8/24/2012 - - - -IV 10/29/2012 - - - -II 9/27/2012 - - - -II 10/18/2012 - - - -II 8/13/2012 - - - -II 9/27/2012 - - - -II 8/24/2012 - - - -II 8/14/2012 - - - -II 9/10/2012 - - - -II 9/24/2012 - - - -II 9/24/2012 - - - -II 9/26/2012 - - - -II 8/17/2012 - - - -II 8/13/2012 - - - -II 9/14/2012 - - - -II 10/18/2012 - - - -II 8/23/2012 - - - -II 8/17/2012 - - - -IV 9/6/2012 - - - -II 9/3/2012 - - - -II 9/28/2012 - - - -II 9/28/2012 - - - -II 9/28/2012 - - - -II 8/17/2012 - - - -II 8/17/2012 - - - -II 8/17/2012 - - - -II 9/27/2012 - - - -IV 11/20/2012 - - - -II 8/13/2012 - - - -II 9/28/2012 - - - -II 9/28/2012 - - - -II 8/27/2012 - - - -II 8/22/2012 - - - -II 10/26/2012 - - - -

IV 11/22/2012 - - - -II 8/27/2012 - - - -II 9/28/2012 - - - -II 9/27/2012 - - - -II 10/5/2012 - - - -IV 9/6/2012 - - - -IV 12/13/2012 - - - -II 11/8/2012 - - - -IV 11/22/2012 - - - -IV 11/22/2012 - - - -II 8/29/2012 - - - -II 9/24/2012 - - - -IV 11/22/2012 - - - -II 10/29/2012 - - - -II 10/26/2012 - - - -IV 1/9/2013 - - - -II 8/24/2012 - - - -II 9/7/2012 - - - -II 9/7/2012 - - - -II 9/4/2012 - - - -IV 10/31/2012 - - - -II 9/7/2012 - - - -II 8/29/2012 - - - -II 9/7/2012 - - - -II 9/13/2012 - - - -IV 11/20/2012 - - - -IV 9/26/2012 - - - -II 9/26/2012 - - - -IV 10/15/2012 - - - -II 10/8/2012 - - - -IV 12/13/2012 - - - -IV 12/13/2012 - - - -II 9/27/2012 - - - -II 9/7/2012 - - - -II 10/26/2012 - - - -II 9/26/2012 - - - -II 9/7/2012 - - - -II 9/3/2012 - - - -IV 1/9/2013 - - - -IV 10/31/2012 - - - -II 9/3/2012 - - - -II 9/26/2012 - - - -II 9/11/2012 - - - -II 8/27/2012 - - - -II 10/4/2012 - - - -II 11/20/2012 - - - -IV 10/25/2012 - - - -IV 10/25/2012 - - - -IV 10/25/2012 - - - -IV 10/25/2012 - - - -IV 10/25/2012 - - - -II 10/22/2012 - - - -IV 10/25/2012 - - - -IV 10/25/2012 - - - -

IV 10/25/2012 - - - -IV 10/25/2012 - - - -IV 10/25/2012 - - - -IV 10/25/2012 - - - -II 10/26/2012 - - - -II 9/13/2012 - - - -II 8/31/2012 - - - -II 9/11/2012 - - - -II 9/11/2012 - - - -II 10/29/2012 - - - -IV 10/15/2012 - - - -II 9/11/2012 - - - -IV 9/26/2012 - - - -II 9/7/2012 - - - -IV 12/12/2012 - - - -II 9/13/2012 - - - -II 9/10/2012 - - - -II 9/6/2012 - - - -II 9/5/2012 - - - -II 9/10/2012 - - - -II 9/7/2012 - - - -II 9/5/2012 - - - -II 10/3/2012 - - - -IV 12/19/2012 - - - -IV 10/25/2012 - - - -II 10/26/2012 - - - -IV 10/31/2012 - - - -II 9/6/2012 - - - -II 10/3/2012 - - - -II 10/26/2012 - - - -II 9/7/2012 - - - -II 9/20/2012 - - - -Ib 8/9/2012 - - - -Ib 8/9/2012 - - - -Ib 8/22/2012 - - - -Ib 8/23/2012 - - - -IV 1/9/2013 - - - -II 10/29/2012 - - - -IV 1/9/2013 - - - -II 9/20/2012 - - - -IV 9/26/2012 - - - -IV 1/10/2013 - - - -II 9/7/2012 - - - -II 10/12/2012 - - - -IV 12/13/2012 - - - -II 10/30/2012 - - - -II 10/8/2012 - - - -II 9/21/2012 - - - -II 9/20/2012 - - - -II 10/31/2012 - - - -II 10/29/2012 - - - -IV 11/21/2012 - - - -II 9/13/2012 - - - -II 10/3/2012 - - - -

II 9/17/2012 - - - -IV 12/13/2012 Aug-13 1/28/2013 Ashok Kumar Bakliwal 4/29/2013II 9/18/2012 - - - -II 11/26/2012 - - - -II 9/21/2012 - - - -II 9/24/2012 - - - -II 10/10/2012 - - - -II 10/29/2012 - - - -II 10/29/2012 - - - -II 10/23/2012 - - - -IV 12/13/2012 - - - -II 10/29/2012 - - - -II 11/1/2012 - - - -II 10/29/2012 - - - -II 10/29/2012 - - - -IV 11/20/2012 - - - -II 12/19/2012 - - - -II 9/21/2012 - - - -II 10/16/2012 - - - -II 10/29/2012 - - - -IV 9/25/2012 - - - -II 10/3/2012 - - - -II 11/27/2012 - - - -II 10/8/2012 - - - -II 10/8/2012 - - - -IV 12/18/2012 - - - -II 9/27/2012 - - - -II 10/29/2012 - - - -II 9/21/2012 - - - -II 9/18/2012 - - - -II 10/1/2012 - - - -II 9/24/2012 - - - -II 9/24/2012 - - - -II 10/1/2012 - - - -II 10/4/2012 - - - -II 10/29/2012 - - - -II 10/4/2012 - - - -II 11/12/2012 - - - -II 11/12/2012 - - - -II 11/20/2012 - - - -II 9/26/2012 - - - -II 10/29/2012 - - - -II 12/13/2012 - - - -II 10/15/2012 - - - -II 10/29/2012 - - - -II 9/26/2012 - - - -II 10/4/2012 - - - -II 11/2/2012 - - - -II 10/5/2012 - - - -II 9/26/2012 - - - -II 11/6/2012 - - - -II 12/28/2012 - - - -II 10/29/2012 - - - -II 10/29/2012 - - - -

II 10/3/2012 - - - -II 10/4/2012 - - - -IV 12/12/2012 04/2013 1/11/2013 Ajit Kumar Pandiya -II 9/26/2012 - - - -II 9/28/2012 - - - -II 10/29/2012 - - - -II 10/8/2012 - - - -II 11/6/2012 - - - -II 10/30/2012 - - - -II 9/25/2012 - - - -II 10/10/2012 - - - -II 10/12/2012 - - - -II 10/9/2012 - - - -II 10/4/2012 - - - -II 10/15/2012 - - - -II 10/5/2012 - - - -II 11/26/2012 - - - -II 11/26/2012 - - - -II 10/29/2012 - - - -IV 12/13/2012 - - - -IV 12/18/2012 - - - -IV 11/20/2012 - - - -IV 11/20/2012 - - - -IV 11/20/2012 - - - -II 10/11/2012 - - - -IV 11/20/2012 - - - -IV 11/20/2012 - - - -IV 11/29/2012 - - - -IV 11/20/2012 - - - -IV 11/20/2012 - - - -IV 11/20/2012 - - - -IV 11/20/2012 - - - -IV 11/20/2012 - - - -II 11/19/2012 - - - -Ib 9/6/2012 - - - -Ib 9/6/2012 - - - -Ia 9/10/2012 - - - -IV 11/30/2012 - - - -II 10/15/2012 - - - -II 11/19/2012 - - - -II 10/23/2012 - - - -II 2/21/2013 - - - -II 10/10/2012 - - - -II 10/17/2012 - - - -II 1/31/2013 - - - -II 12/19/2012 - - - -II 11/20/2012 - - - -II 10/11/2012 - - - -IV 12/19/2012 - - - -IV 11/20/2012 - - - -II 10/10/2012 - - - -II 10/29/2012 - - - -II 10/10/2012 - - - -II 12/13/2012 - - - -

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€¦ · XLS file · Web view · 2013-05-17Report 1A-17052013-2012-2013 S/C/201207/1 Jyoti Yadav...

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Transcript of €¦ · XLS file · Web view · 2013-05-17Report 1A-17052013-2012-2013 S/C/201207/1 Jyoti Yadav...