[Vegetation and Remote Sensing] Vegetation

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    Botanical Institute, BB209 H2002

    Vegetation

    Vegetation and Remote Sensing

    Botanical Institute, BB209 - H2002

    Vegetation

    Leaf-radiation interference

    Factors affecting reflectance Spectral signature

    Vegetation indices

    Leaf Area Index

    Global vegetation monitoring

    Botanical Institute, BB209 -H2002

    Vegetation and RS

    Inter- and intra-annual global vegetation monitoring on a periodic basis

    Global biogeochemical, climate and hydrological modeling

    Net primary production and carbon balance

    Anthropogenic and climate change detection

    Agricultural activities (plant stress, harvest yields, precisionagriculture)

    Famine early warning systems

    Drought studies

    Landscape disturbance (volcanic, fire scars, etc.)

    Land cover and land cover change products

    Biophysical estimates of vegetation parameters (% cover, LAI,fAPAR)

    Public health issues (rift valley fever, mosquito producing rice fields)

    Ability to map the presence, amount, type, condition etc. ofvegetation

    Botanical Institute, BB209 - H2002

    The plant leaf

    Vegetation interferes with

    sunlight in several ways

    in areas of high vegetation

    density the leaf is the most

    characteristic and influential

    component of this

    interference

    highly specialised structure

    adapted to photosynthetic

    activity

    Botanical Institute, BB209 -H2002

    The Plant Leaf

    four different layers upper and lower epidermis

    stomatalcells, secures gasexchange (CO2, O2)

    largely transparent to incidentPhotosynthetically ActiveRadiation (PAR; 0.4-0.7m).

    a layer of elongatedparenchymatic cells

    chloroplasts do the solar energyabsorption

    a layer of spongy mesophylliccells

    large air filled volumespredominate between cells

    hydrated mesophyll cellscontribute water tophotosynthesis

    Schematic cross section of typicalcitrus

    leaf (after Harris1987)

    Botanical Institute, BB209 - H2002

    Leaf reflectance

    The function (photosynthesis)

    and structure of the leaf

    generate a special spectral

    signature

    Chlorophyll absorption

    Leaf reflectance

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    Leaf reflectance

    Three zones in leaf reflectance spectrum

    1. PAR, high absorption (sub-regions a-c)

    very high leaf absorption (pigments of chlorophyll a and b &

    caretenoids in the chloroplasts)

    Red wavelengths (0,62-0,70 m) strongest contrast to soil reflection

    due to high chlorophyll absorption.

    high scatter of the PAR give pigments multiple chances to absorb the active

    wavelengths

    High scatter is due mainly to

    differences in the refractive index

    between the air spaces(1.0),

    hydrated cells (1.4), and the irregular

    facets of the exteriors of cells

    Botanical Institute, BB209 - H2002

    Leaf reflectance

    2. near-IR (0,74-1,1 m)

    reflectance very high/ absorption minimal

    scattering amplifies the spectral reflectance, especially for dense

    canopies.

    0,79-0,90 m avoids atmospheric water vapour absorption

    most appropriate for monitoring vegetation

    reflectance can reach fifty per cent on the IR plateau

    level of IR plateau depends on the internal structure of the leaf.

    The level increases with the number of layers of cells, their size

    and the orientation of cell walls (Guyot and Riom 1988)

    3. mid-IR ( 1.3-2.5 m)

    high absorption due to the liquid water of the mesophyllic cells.

    Botanical Institute, BB209 -H2002

    Leaf reflectance

    soil reflectance

    visible and near-IR:increases steadily

    over wavelengths;

    mid-IR:oscillates like, but above

    reflectance from vegetation.

    best regions to obtain vegetation

    information separately from background

    information

    Red (LOW) and the near-IR(HIGH)

    (0,79-0,90m)

    closely connected to chlorophyll density

    and green leaf density respectively

    (Tucker and Sellers 1986).

    RED NIR

    Botanical Institute, BB209 - H2002

    RGB color composite

    A multi-spectral,optical satellite imageis usually displayed asa false colourcomposite of threelayers

    Blue layer: greenchannel

    green layer: redchannel

    red layer: IRchannel

    this combination ofhigh values in the redlayer and low valuesin the green layergives vegetation a redcolour.

    SPOT XS, july 1986

    Botanical Institute, BB209 -H2002

    Vegetation indices

    quantitative measurements indicating vigour ofvegetation

    Better sensitivity than ind. Spectral bands for detectionof biomass

    Ideal VI: the index should be particularly sensitive to

    vegetative covers, insensitive to soil brightness,insensitive to soil color, little affected by atmosphericeffects, environmental effects and solar illuminationgeometry and sensor viewing conditions (Jackson etal., 1983)

    I.e. Other factors than leaf reflectance are ofimportance!

    Biological domain/internal

    Physical domain/external

    RED

    NIR

    SAVI

    Botanical Institute, BB209 - H2002

    Biological domain

    several other parameters can changevegetation canopy reflectance even ifthe leaf hemispherical reflectanceremains constant, or vice versa(Colwell, 1974)

    Optical properties of vegetation Indivdual level

    Species level

    Physiognomy and phenology

    Temporal changes

    Water content, age, mineral deficiency,parasitic attacks,

    Vegetation parameter

    VI

    Vegetation parameter

    VI

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    Vegetation canopy reflectance

    Leaf vs. Canopy

    Layers of leaves; size, orientation, shape,

    coverage of ground surface shadowing

    within layers and canopy Shadowing reduces reflectance, reduction

    relatively lower in NIR than RED

    Related to transmittance!

    1. Leaf hemispherical transmittance:

    correlated to hemispherical reflectance of

    leaves

    Red is positively correlated

    IR is negatively correlated

    red

    NIR

    trans

    Refl

    Botanical Institute, BB209 - H2002

    Vegetation canopy reflectance

    2. Leaf area and orientation

    A change

    smaller leaves or

    more vertical orientation of the leaves

    might increase Red and decrease near-IR reflectance,

    making vegetation approach the soil reflectance curve.

    These parameters are important at the individual level.

    Botanical Institute, BB209 -H2002

    Vegetation canopy reflectance

    3. Hemispherical reflectance and transmittance of

    supporting structures (stalk, trunks, limbs,

    petioles):

    Guyot and Riom (1988) have studied the reflectance

    of bark on spruce. The reflectance increases

    progressively from visible to mid-IR and resembles

    soil reflectance. When the density (of needles) is low,

    the effect of bark reflectance is particularly sensitive

    in the near-IR and mid-IR (Guyot and Riom 1988).

    Botanical Institute, BB209 - H2002

    Vegetation canopy reflectance

    The red shift

    Maturation induced change

    of the chlorophyll absorption

    edge toward longer

    wavelengths

    Red transition zone

    Complex causes: conc.

    of chlorophyll change in

    molecular structure

    absorption bands added

    Botanical Institute, BB209 -H2002

    Vegetation canopy reflectance

    Senescence

    Deterioration of cell walls in the mesophyll tissuedecline in NIR reflectance

    Accompanying increase in visible reflectance decline in

    abundance and effectiveness of chlorophyll

    Botanical Institute, BB209 - H2002

    Physical domain/external

    Atmosphere Uniform surface and atmosphere

    without clouds

    NIR darkening of bright surface

    Scattering and water vapor absorption(20%)

    RED brightening dark surface

    Added path radiance

    Same effect as turbidity!

    Critical surface reflectance (radiancevs. Optical thickness)

    Aerosol scattering (0.04-0.20 unitdecrease in NDVI), water vapor (0.04-0.08) and Rayleigh scattering (0.02-0.04)

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    Background Effective background reflectance:

    Its importance increases as coverage becomes thinner; aridity, agriculture,LAI below 2

    Difficult to extract vegetation information for coverages below 30%

    (hutchinson, 1989) resolution! Brightness

    shadowing, texture, material, wetness

    Soi l line

    Color

    Width of soil line

    The effect is local

    Botanical Institute, BB209 - H2002

    Angular effects

    Three angles are important for the registered reflectance

    effects are inter-related

    solar zenith angle: angle between the direction of incidentsunlight and the vertical line from nadir to zenith

    look angle: angle between the sensor and the vertical line fromnadir to zenith

    azimuth angle: anglebetweenthe planes definedby solar zenith and lookangle

    Botanical Institute, BB209 -H2002

    Angular effects

    The solar zenith angle changes daily and

    seasonally.

    point of insensitivity:

    When vegetation coverage rises beyond a certain

    threshold, the reflectance is saturated and thus

    insensitive to a further increase in coverage

    varies with the solar zenith- and look-angles

    look-angle 0 (nadir viewing) & increasing zenith

    angle: the point of insensitivity is at a lesser

    coverage (the same reflectance is registered for

    vegetation coverages that it was possible to

    distinguish with a smaller zenith angle).

    The same trend is seen if the solar zenith angle is

    kept constant and the look angle increases

    a

    b

    Botanical Institute, BB209 - H2002

    Angular effects

    The sensitivity of the IR band isgreater than that of the Red band.

    effects of the azimuth and look-angles has to be consideredtogether:

    azimuth is 90 (b), a change in look-angle gives a symmetrical spectralresponse around the nadir axis.However, the symmetry is differentfor visible and IR wavelengths.

    azimuth is 180 (c), looking up-sun,gives a lower reflectance than whenlooking down-sun, i.e. when theazimuth is 0 (a) (Colwell 1974,Guyot andRiom1988)

    a

    b

    c

    Botanical Institute, BB209 -H2002

    Vegetation canopy reflectance

    pixel size

    High spatial resolution better reflects the

    diversity of the environment monitored, while

    increasing the pixel size better catches thehomogeneity of the environment. Observed

    variability is reduced as the pixel size increases.

    Botanical Institute, BB209 - H2002

    Spectral signature

    Greeness and openess of vegetation high VI

    Internal variation hetereogenity of veg type

    Age, height, density etc.

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    Botanical Institute, BB209 - H2002 Botanical Institute, BB209 - H2002

    Vegetation indices, VI

    VI highlight vegetation

    Integrative functions ofcanopy, structural (%cover, LAI, LAD) and

    physiological (pigments,photosynthesis) parameters

    Red IR scatterdiagram tasseled cap; high IRand low Red

    VI = mathematicalcombination of these

    bandsThe tasseled cap of the IR-red data-

    space (data are extracted from a

    mid-summer MSS data-set from

    Western Norway)

    Water

    Vegetation

    Soil line

    Botanical Institute, BB209 -H2002

    R-NIR Feature Space

    Sudan

    MSS-1

    09/29/72

    path 183

    row 48

    Botanical Institute, BB209 - H2002

    R-NIR Feature Space

    Egypt

    MSS-2

    04/14/79

    path 186

    row 43

    Botanical Institute, BB209 -H2002

    Vegetation indices

    Agricultural crops observed

    throughout growing seasonWide range of land surface cover

    types, Landsat TM

    High vegetation cover, lowest red and highest IR; RED sensitivity

    Botanical Institute, BB209 - H2002

    Vegetation indices

    Several VI exists

    Amplify vegetation by normalising data/

    topographic effects

    Amount of data reduced Categorisation different schemes

    Difference indices

    Ratio indices

    Orthogonal indices

    Complex combinations

    First generation (Bannari et al. 1995)

    second generation (Bannari et al. 1995)

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    Vegetation indices

    Difference indices = IR Red;vegetation high positive values

    Ratio indices = IR/Red Variations on this simple ratio

    Adding constants, squaring, squareroot etc. to normalise (positivevalues, 0-1)

    All produce lines radiating outfrom an origo; equal value on thisline

    + Normalisation good (varyingsoil and irradiance conditions)

    - overestimation over dark soil

    Botanical Institute, BB209 - H2002

    Vegetation indices

    Orthogonal indices

    Soil line; soil/background

    plots on single line Vegetation emerges

    orthogonally

    Axis of variation by

    Linear regression

    PCA

    Gram-Schmidt

    orthogonalisation

    1. Axis = soil line

    (IR=aR+b)

    2. Axis = vegetation cover

    Botanical Institute, BB209 -H2002

    First generation VI

    Botanical Institute, BB209 - H2002

    First generation VI

    Botanical Institute, BB209 -H2002

    Vegetation indices

    Linear combinations

    Not considering - Exterior factorsor soil-vegetation interactions

    Designed for specific sensors and applications

    Interpretation distinct differences between ratio and orthogonal

    indices

    BUT small differences seen betweenstudies applying one or another

    VI!

    Perry and Lautenschlager (1984)

    Discussing 48 diff. VIs

    functional equivalence

    Botanical Institute, BB209 - H2002

    IR

    RVi=

    Vegetation indices

    IR

    Red

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    Second generation VI

    Based on knowledge of physical phenomena

    Interaction between EM radiation, atmosphere,

    vegetative cover and soil background

    Generally based on reflectance values, corrected

    for sensor calibration and atmospheric effects

    NDVI most widely used, reference for

    evaluating new indices

    Botanical Institute, BB209 - H2002

    Second generation VI

    Botanical Institute, BB209 -H2002

    PVI

    -50,00

    0,00

    50,00

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    0 50 100 150 200 250 300

    Serie1

    Soil line y=ax+b

    A and b from regression

    non-vegetation file/interpretation of scatterdiagram

    Botanical Institute, BB209 - H2002

    PVI - model

    PVI=(NIR-aR-b)/

    (SQRT(a**2+1))

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    PVI

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    Vegetation isolines

    Pairs of RED and NIR

    representing equal amounts of a particular vegetation parameter

    changing the optical properties of the background

    fixed Leaf Area Index (LAI ) and Leaf Angle Distribution (LAD)

    constant external conditions Represent the true behavior of a constant vegetation

    condition against a wide range of canopy background

    conditions

    Vegetation Index invariant to background:

    vegetation isolines = vegetation index isolines!

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    Vegetation isolines

    Plot of the vegetation

    points with the SAIL

    model (marks) for variousLAI and soil reflectance

    and the NDVI isolines

    (dotted lines). (Huete el al,

    1999)

    Botanical Institute, BB209 - H2002

    Vegetation isolines

    Vegetation isolineequations

    Simulations (SAIL) canhelp understanding optical

    properties of vegetationand to develop better/moreresistant VIs

    Background/soilreflectance (red) 0.05, 0.2and 0.35: increasing

    brightness

    Vegetation isolines do notinclude soil reflectance!

    NDVI SAVI

    Botanical Institute, BB209 -H2002

    Leaf Area Index, LAI

    Amount of foliage per unit ground surface area / one halfthe total green leaf area per unit ground area (1.28 2) Optical instruments response

    A driving biophysical variable

    Input to models; hydrological, ecological, climate

    Varies with plant/tree species, mean annual temperature,length of season, water supply and stock age

    Range 0 16, maximum reached in evergreen forests atwestern coast of USA

    Quantification directly/indirectly in field

    Indirectly relationship to surface reflectance and therefore SVI

    Botanical Institute, BB209 - H2002

    Indirect LAI estimation

    Deterministic or stochastic canopy radiation models Homogenous canopies

    Empirical spectral vegetation indices (SVI) RED, NIR, MIR/SWIR (TM3, 4, 5)

    RED and MIR; strong inverse curvilinear relationship (absorption -pigments and water content)

    Botanical Institute, BB209 -H2002

    NIR low LAI inverserelationship, high LAI

    positive relationship (veg.Cover + shadowing)

    SVI LAI relation Understory and background

    influences

    Saturation of SVI at LAI 3-5:vegetation with LAI > 3-5occupy 1/3 of terrestrial landsurface!

    Indirect LAI estimation

    Botanical Institute, BB209 - H2002

    LAI - SVI

    Several SVIs related to LAI

    Red/NIR combinations (NDVI, SR, SAVI)

    Turner et al. 1999

    Atmospheric and topographic correction

    Optimal relation depends on vegetation type and density

    Huete et al. 1997

    NDVI faPAR

    SARVI LAI

    Brown et al. Xxxx

    SAVI < SR

    Chen and Cihlar, 1996

    NDVI ~ SR background problems

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    LAI SVI

    SVIs including MIR band

    Similar reflectance across backgrounds

    Larger sensitivity to LAI

    Including MIR performs better than equivalent SVIs without

    MIR (Boyd et al. 2000, Brown et al. 2000, Nemani et al. 1993,

    Spanner et al. 1990)

    Texture stronger relation!

    Botanical Institute, BB209 - H2002

    LAI

    Botanical Institute, BB209 -H2002

    Global vegetation monitoring

    AVHRR (NASA) daily global coverage

    Global Area Coverage

    4km resolution

    transmitted daily

    Local Area Coverage

    Full resolution 1,1km at nadir

    Selectedregions (receiving station)

    Global Vegetation Index, since 1982!

    From GAC, 7 days composites of highest values (clouds, atmosphere)

    NDVI, 15 km resolution

    Botanical Institute, BB209 - H2002

    Global vegetation monitoring

    AVHRR applications

    Observe major ecological zones and seasonal changes

    Crop phenology and agricultural practices in the Nile Delta (tucker

    et al. 1984)

    Desertification

    Long term trends (onset of spring etc.)

    Botanical Institute, BB209 -H2002

    Global vegetation monitoring

    MODIS

    The Moderate Resolution Imaging Spectroradiometer instrument

    Terra platform December 18th, 1999

    (wide spectral range, moderate spatial reso lution (250m 1km)

    and near daily global coverage

    The second MODIS is planned for launch o n the Aqua platform in April 2002

    Botanical Institute, BB209 - H2002

    MODIS VI

    How are global ecosystems changing?

    What changes are occurring in global land cover andland use, and what are their causes?

    How do ecosystems respond to and affect globalenvironmental change and the carbon cycle?

    Products: NDVI, Normalized Difference VI. Continuity index

    that will extend 20 years of AVHRR

    EVI, Enhanced Vegetation index takes advantages of MODIS radiometric characteristics,

    corrected surface reflectance.

    expected to give improved sensitivity in high biomass regionsand improved vegetation monitoring through a de-coupling ofthe canopy background signal and a reduction in atmosphereinfluences.

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    April 2001

    September 2000

    December 2000

    0 63

    MODIS Leaf Area Index

    LAI is defined as the one sided green leaf area per unit

    ground area in broadleaf canopies and as the projected

    needle leaf area in coniferous canopies.

    Botanical Institute, BB209 - H2002

    April 2001

    September 2000

    December 2000

    0 0.90.5

    MODIS faPAR

    faPAR is defined as the fraction of incident photosynthetically

    active radiation (0.4 - 0.7 m) absorbed by the vegetation

    canopy.