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Urbanization bubble: Four quadrants measurement model
Jingyang Zhou a,b, Xiaoling Zhang c, Liyin Shen b,d,
a School of Management and Engineering, Shandong Jianzhu University, Jinan, PR Chinab School of Construction Management and Real Estate, Chongqing University, Chongqing, PR Chinac Department of Public Policy, City University of Hong Kong, Hong Kong, Chinad International Research Center for Sustainable Built Environment, Chongqing University, Chongqing, PR China
a r t i c l e i n f o
Article history:
Received 23 January 2015
Received in revised form 15 April 2015
Accepted 24 April 2015
Available online 29 April 2015
Keywords:
Sustainable urbanization
Urbanization bubble
Urbanization rate
Urbanization bubble velocity
Coordinate method
a b s t r a c t
The proper understanding of the urbanization bubble is very important to assist local governments in
adopting strategies to mitigate the effects of the bubble and guide urbanization toward sustainable devel-
opment. This paper presents a method of measuring the urbanization bubble with particular reference to
China. In referring to thedefinition of an economic bubble, this study defines the urbanization bubble as a
dynamic process in which urbanization rate (UR) deviates from four urbanization performance variables
comprising the proportion of urban population with registration (TRP), urban construction land area (TBA),
level of industrial development (LID) and level of public facilities (LPF). Four coordinates are formed
between the rate of urbanization and the four performance variables to examine the practice of urban-
ization in terms of four quadrants. The ratios between changes in urbanization rate and the changes of
the four urbanization performance variables are introduced to measure the urbanization bubble. The
method is tested through a case study to show that the coordinate method has the potential to help pol-
icy makers detect any bubble in the process of urbanization.
2015 Elsevier Ltd. All rights reserved.
1. Introduction
Urbanization, commonly defined as the migration of people
from rural to urban areas, has been a major trend of the 20th
and 21st centuries (United Nations, 2012). China is urbanizing at
an unprecedented speed (Hogan, Bunnell, Pow, Permanasari, &
Morshidi, 2012), and two in every three persons in China will live
in urban areas by 2025 (DESA-UN, 2011). Urbanization plays a sig-
nificant role in enhancing the value of societys total output and
increasing economic growth (Brown & Neuberger, 1977). These
benefits have motivated the Chinese government to implement
various schemes to improve sustainable urban development
(Shen & Zhou, 2014).
However, the dramatically increasing levels of urbanization
worldwide has created concerns for the sustainability of cities
(Isendahl & Smith, 2013). This is especially the case in China, where
many local governments increasingly place more emphasis on
speed than quality when implementing urbanization strategies.
Urbanization in China is of a typical government-lead style instead
of one that is market-oriented (Xu, 2004). Previous studies suggest
that ignoring the inherent law of urbanization will result in a mis-
match between urbanization and industrialization, urban popula-
tion growth and urban infrastructure development and cause a
conflict of interests between rural migrant workers and urban res-
idents (Fu, Liu, & Zhao, 2012; Zhang, 2006). In particular, these
problems lead to a discrepancy between land use and economic
growth. For example, from 1981 to 2011, urban construction land
in China increased from 7415 km2 to 41,861 km2, with a 15% aver-
age annual growth rate. However, the annual economic growth
rate was far below 15% over the same period (China Statistical
Yearbook, 2012). Some scholars (e.g.Wang, 2011; Xu, 2004) refer
to this phenomenon caused by government-lead urbanization as
the urbanization bubble, which results in social problems such as
environmental pollution, population explosion, and steep increase
in consumables prices hindering sustainable urbanization.
There have been various attempts to address these problems.
For example, research on the impact of urbanization on social
and eco-environmental systems has been conducted to provide a
reference for implementing sustainable urbanization strategies
(Lehmann, 2012; Madlener & Sunak, 2011; Morinire, 2012).
Assessment models have been established to understand concerns
regarding sustainable urbanization and assess the quality of urban-
ization from the perspectives of economic, social and environmen-
tal performance (Bossel, 1999; Hemphill, Berry, & McGreal, 2004;
Steurer & Hametner, 2011; Vera & Langlois, 2007). Various
http://dx.doi.org/10.1016/j.cities.2015.04.007
0264-2751/2015 Elsevier Ltd. All rights reserved.
Corresponding author at: School of Construction Management and Real Estate,
Chongqing University, Chongqing, PR China.
E-mail addresses: [email protected](J. Zhou), xiaoling.zhang@cityu.
edu.hk (X. Zhang),[email protected](L. Shen).
Cities 46 (2015) 815
Contents lists available at ScienceDirect
Cities
j o u r n a l h o m e p a g e : w w w . e l s e v i e r . c o m / l o c a t e / c i t i e s
http://dx.doi.org/10.1016/j.cities.2015.04.007mailto:[email protected]:[email protected]:[email protected]:[email protected]://dx.doi.org/10.1016/j.cities.2015.04.007http://www.sciencedirect.com/science/journal/02642751http://www.elsevier.com/locate/citieshttp://www.elsevier.com/locate/citieshttp://www.sciencedirect.com/science/journal/02642751http://dx.doi.org/10.1016/j.cities.2015.04.007mailto:[email protected]:[email protected]:[email protected]:[email protected]://dx.doi.org/10.1016/j.cities.2015.04.007http://crossmark.crossref.org/dialog/?doi=10.1016/j.cities.2015.04.007&domain=pdf -
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technological methods such as low carbon emission, air and noise
pollution control and waste management have been developed to
promote urban environment protection and sustainable urbaniza-
tion (Haase, Haase, Kabisch, & Bischoff, 2008; Jantz, Goetz, &
Shelley, 2004; Ward, Phinn, & Murray, 2000). In a recent study,
Shen, Ochoa, Zhang, and Peng (2013)create an experience mining
framework to assist city managers in implementing sustainable
urbanization strategies so as to prevent the formation of the urban-
ization bubble.
The only extant research on the urbanization bubble as such is
Wangs (2011) study of 35 Chinese cities from 1999 to 2008, which
highlighted the general influence of provincial population, econ-
omy and space. However, no other studies have developed more
specific ways of measuring the urbanization bubble or understand-
ing when a process of urbanization is turning into a bubble situa-
tion. In particular, there is a lack of quantitative methods available,
which is hindering urban managers and planners in selecting
appropriate urbanization strategies. This paper aims to fill this
research gap by developing a tool for measuring the urbanization
bubble.
2. Sustainable urbanization and the urbanization bubble
2.1. Sustainable urbanization
Urbanization is intimately related to economic development,
human livelihood, and profound changes in patterns of human
behavior (Bettencourt, Lobo, Helbing, Khnert, & West, 2007).
It is a process in which industrial structure, peoples living envi-
ronment, land and geographical space gradually transform to
modern urban society (Ejaro & Abubakar, 2013). Sustainable
urbanization aims to achieve an equilibrium between humans
and the natural resources (Rasoolimanesh, Badarulzaman, &
Jaafar, 2012). This is echoed in many other studies, arguing that
sustainable urbanization involves the harmony and balance
between economic, environmental and social necessities(Alberti & Marzluff, 2004; Hezri & Hasan, 2004; Shen, Peng,
Zhang, & Wu, 2012; Yigitcanlar, 2009). Sustainable urbanization,
as the embodiment of sustainable development, occurs only
when the urbanization process harmonizes with the principles
of sustainable development (Pivo, 1996). It focuses on keeping
balance between economic benefit and the environment, ecology
and society in order to realize the coordinated development
between different regions and sectors. Therefore, cities or towns
should develop their social and economic structure in such a
way that resources of all kinds can be utilized as efficiently as
possible without damaging their natural environment
(Rasoolimanesh et al., 2012).
In the case of China, sustainable urbanization not only involves
an increase in the city and urban population, but must also bring
about improvement of the level of infrastructure, efficiency of land
use, level of industrialization, level of agricultural modernization
and the quality of peoples lives (Wu, 2011; Wu & Sun, 2010).
The ultimate goal of urbanization is to improve peoples welfare
and quality of life through coordinated development between
social, economic and environmental dimensions in order to satisfy
the needs of both the current and future generations (Van den
Berg, Hartig, & Staats, 2007).
2.2. Urbanization bubble
The term bubble is a focus of research for economists and
financial market participants (Hommes, Sonnemans, Tuinstra, &
van de Velden, 2008; Matsuoka & Shibata, 2012; Nneji, Brooks, &Ward, 2013; Painter & Yu, 2013; Stckl, Huber, & Kirchler, 2010).
Aneconomic bubble, derived from Kindleberge in 1987, is defined
as a process in which a continuously rising asset price suddenly
collapses (Palgrave, 1987). Although there is disagreement and
controversy over the definition of the bubble, most economists
and financial market participants consider it to be the rational
deviation of the price from an intrinsic value (Blanchard &
Watson, 1983; Smith, King, Williams, & Boening, 1993).
Furthermore, Noussair, Robin, and Ruffieux (2001) provide two
conditions to determine whether there is a bubble in an asset mar-
ket: (a) the median transaction price in five consecutive periods is
at least 50 units of experimental currency (about 13.9%) greater
than the fundamental value; and (b) the average price is at least
two standard deviations (of transaction prices) greater than the
fundamental value for five periods.
The issue of bubble economy in China has also been a major
research interest. Some economists believe that it is a state of
economic growth in which there is a very high rate or expan-
sion rate of scale (Ling, 1998; Xiong, 1998) and of a kind that
cannot create any actual benefits to peoples living standard,
income level or industrial structure of the national economy
(Lu, 1998). As Muellbauer and Murphy (2008) indicate, house
price bubbling is a systematic deviation of house prices from
levels that are explained by fundamentals such as household
income and rent. In reality, a bubble economy usually appears
as an excessively quick rise of asset prices, such as real estate
prices, stock prices, securities and other financial assets. For
example, the house price bubble refers to a situation in which
the excessive public expectation of future price increases causes
real estate prices to be temporarily elevated (Case & Shiller,
2003).
Theurbanization bubble, sometimes called false urbanization or
excessive urbanization, has not been clearly defined. The connota-
tion of urbanization bubble has been explained from different per-
spectives. From the population perspective, for example, the
urbanization bubble is referred to as the increase in the proportion
of urban population to the total population during a given time
interval (Namboodiri, 1996; Zhao, 2005). In this situation, the life-style and living quality of migrations from rural to urban areas is
not substantially improved. As far as land use is concerned, the
urbanization bubble is a phenomena where the expansion speed
of the urban area exceeds the speed of population urbanization
(Ren & Li, 2006). This kind of urbanization relies on extensively
enlarging urban areas to realize the local governments goal of
becoming an international metropolis. From the economic per-
spective, the urbanization bubble is primarily driven by demo-
graphic forces, particularly rural to urban migration, rather than
by economic and industrial activities (Agbola, 2005; Hartshorn,
Dent, Heck, & Stutz, 1980). In this case, the speed of urbanization
is much higher than that of economic industrialization, leading
to the deviation between the urbanization level and economic
development level. Others argue that urban infrastructure is akey ingredient in the success of a city in the business world
(Shome, 2013). The urbanization bubble happens when cities can-
not provide migrants with affordable and accessible public services
and supporting facilities, such as regular water and electricity sup-
plies, housing, health services and public transport (Ejaro &
Abubakar, 2013).
This suggests the need an equilibrium relationship between
population increase, land use, industrial development and the level
of public services and infrastructure in order to avoid an urbaniza-
tion bubble. In other words, the process of urbanization needs to be
harmony with the development of the urban economy and living
standards. If the equilibrium relationship is disturbed, especially
when the urbanization rate exceeds the level of other fundamen-
tals such as public facilities and industrial development, an urban-ization bubble will form.
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3. Variables and measurements of the urbanization bubble
3.1. Variables for measuring the urbanization bubble
(1) The basic variables are:
Population bubble. A population bubble means that the
process of urbanization depends mostly on the inflow
of migrant workers from rural areas. With Chinas house-hold registration system, which fails to recognize such
migrants as urban residents, this means that many
migrants cannot enjoy the same benefits as the estab-
lished urban residents a situation in which, if suffi-
ciently severe, a population bubble will appear.
Therefore, for a bubble-free urbanization process, the rate
of registration of migrant families as urban households
should keep in pace with the development of
urbanization.
Land use bubble. A land use bubble reflects the expansion
of urban construction land area being critically faster
than that of the urban population. Therefore, an equilib-
rium between the increase of urban population and
urban area expansion is needed to avoid the development
of a land use bubble.
Industrial development bubble. An industrial develop-
ment bubble reflects the difference in the level of indus-
trial development and level of urbanization. An industrial
development bubble will appear if the balance between
the speed of industrial development and urbanization
growth is disturbed.
Infrastructure development bubble. An infrastructure
development bubble means that the level of infrastruc-
ture and facilities cannot meet the demands of the urban-
ization process. In other words, if the level of urban
infrastructure and facilities does not catch up with the
speed of urbanization and expansion of the urban area,
an infrastructure development bubble will be inevitable.
(2) Based on the definition of a bubble from these four perspec-tives, therefore, the variables contributing to the urbaniza-
tion bubble comprise the proportion of urban population
with registration (TRP), urban construction land area (TBA),
level of industrial development (LID) and level of urban
infrastructure and facilities (LPF). To proceed further, it is
necessary to normalize these variables because they are
measured on different scales. These are represented asT0RP,
T0BA, L0
ID, andL0
PF respectively.
(3) The urbanization bubble reflects a change process in which a
systematic deviation of urbanization rate (UR) from the
levels explained by TRP, TBA, LID andLPFexists. The velocities
VUR , VTRP, VTBA , VLID , and VLPF of the urbanization rate (UR)
and the four variables describe these deviations.
(4) Using the five velocities enables the derivation of the ratios
aVUR
VTRP
bVUR
VTBA
rVUR
VLID
qVUR
VLPF
to identify the existence of an urbanization bubble.
3.2. Measuring the variables
3.2.1. Urbanization rate (UR)
The urbanization rate (UR) is generally measured by the ratio of
dwellers in urban areas to the total number of dwellers.1 The value
ofUR changes with the dynamic migration of people from rural to
urban areas. Therefore, there is a specific value ofURat a given time
in the process of urbanization. The magnitude of the change in
urbanization rate in a period of time from t1 to t2 can be measured
by urbanization velocity (VUR ) as
VUR U
0Rt2
U0Rt1
t2 t1
DU0R
Dt 1
where U0
Rt2 and U0
Rt1 are the values ofURafter normalization at t1and
t2 respectively, DU0
R is the variation of urbanization rate in the spec-
ified time interval, and Dtis the increment of time interval.
3.2.2. Proportion of urban population with registration (TRP)
The proportion of registered urban population is measured by
the ratio of registered urban residents to the total urban popula-
tion. The value ofTRPvaries in the process of urbanization as both
the former and latter vary. Therefore, the velocity of the proportion
of registered urban population,VTRP, is used to measure the signif-
icance of change of the ratio fromt1to t2 as
VTRPT0RPt2
T0RPt1
t2 t1
DT0RP
Dt 2
where VTRP is the velocity of the proportion of registered urban pop-
ulation,T0RPt2 andT0
RPt1are the value ofTRPafter normalization at t2
andt1 respectively, DT0
RPis the variation of proportion of registered
urban population in the specified time interval, and Dtis the incre-
ment of time interval.
3.2.3. Urban construction land area (TBA)
The urban construction land area (TBA) is the land areafor urban
construction. The value of TBA varies during urban expansion.
Therefore, there is a specific value ofTBAat a given time in the pro-
cess of urbanization. The velocity of urban construction land area
(VTBA ), which measures the significance of a change in urban con-
struction land area duringt1 to t2 is
VTBA T0BAt2
T0BAt1
t2 t1
DT0BA
Dt 3
whereVTBA is the velocity of urban construction land area,T0
BAt2and
T0BAt1 are the values of TBA after normalization at t2 andt1 respec-
tively and DT0BA is the variation of urbanization construction land
area in a specified time interval
3.2.4. Level of industrial development (LID)
The variableLIDreflects the status of industrial development by
a set of indicators in three aspects of industrialization, service
industry and agricultural modernization as shown in Table 1.
There is a specific value of the level of industrial development
(LID) at a given point of time in the process of urbanization. The sig-nificance of a change in the level of industrial development from t1tot2, can be measured by industrial development velocity (VLID ) as
VLID L0IDt2
L0IDt1
t2 t1
DL0ID
Dt 4
where L0IDt2 and L0
IDt1are the value ofLIDafter normalization att2and
t1 respectively and DL0
ID is the variation of the level of industrial
development in a specified time interval.
3.2.5. Level of urban infrastructure and facilities (LPF)
The level of urban infrastructure and facilities (LPF) is measured
by a set of indicators as shown in Table 2. These indicators are con-
cerned with the aspects of energy, water resource, transportation,communication and environment.
1 Although there are different definitions of urban area (Fay & Opal, 2000;Williamson, 1965).
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VLPF < 0 again indicate a bubble-free urbanization process.
However,VTRP < 0,VLID < 0,VLPF < 0 mean the practice of urbaniza-
tion is unsustainable as it occurs when the social and ecological sys-
tems of a given city are so bad that its carrying capacity has been
destroyed and the urban people to rural areas. In quadrant (III) in
Fig. 1(b), the scenario of VUR < 0 and VTBA < 0, refers to a process
of counter-urbanization and deceleration of urban expansion. This
is bubble-free urbanization from the perspective of land use and
the practice of urbanization is a sustainable process providing the
changes in urbanization rate and changes of land use are consistent.
0.5
0
III
IVIII
0.4
0.3
0.2
0.1
-0.1
-0.2
-0.3
-0.4
-0.5
0.5
0
III
IVIII
0.4
0.3
0.2
0.1
-0.1
-0.2
-0.3
-0.4
-0.5
(a) (b)
0.5
0
III
IVIII
0.4
0.3
0.2
0.1
-0.1
-0.2
-0.3
-0.4
-0.5
0.1 0.2 0.3 0.4 0.5- 0.5 - 0. 4 - 0.3 - 0. 2 - 0.1 0.1 0.2 0.3 0.4 0.5- 0. 5 - 0. 4 - 0.3 - 0.2 - 0. 1
0.1 0.2 0.3 0.4 0.5- 0. 5 - 0. 4 - 0. 3 - 0. 2 - 0. 1 0.1 0.2 0.3 0.4 0.5- 0. 5 - 0.4 - 0.3 - 0.2 - 0.1
0.5
0
III
IVIII
0.4
0.3
0.2
0.1
-0.1
-0.2
-0.3
-0.4
-0.5
VTRP
VUR
VLID
VLPF
VTBA
VUR
VUR
VUR
(c) (d)
Fig. 1. Coordinates for measuring urbanization bubble.
Table 3
The three scenarios in referring to a.
Scenarios
a > 1 a = 1 a < 1
VUR > VTRP VUR = VTRP VUR < VTRPThis is considered a risk
of population
urbanization bubble.
Measures should be
taken to give more
interests to the
migrations from
rural areas
This is considered the
perfect status of
urbanization process.
There is no bubble in
the process of
urbanization
This is considered no
urbanization bubble.
Measures should be
taken to improve
urbanization process
Table 4
The three scenarios in referring to b.
Scenarios
b > 1 b= 1 b< 1
VUR > VTBA VUR = VTBA VUR < VTBAThis is considered no
bubble in industrial
development.
Measures should be
taken to balance the
relationship between
urban expansion and
population increase
This is considered the
perfect status of
urbanization process.
There is no bubble in
the process of
urbanization
This is considered a risk
of urbanization bubble
in land use. Measures
should be taken to
expropriate urban
construction land
rationally
12 J. Zhou et al./ Cities 46 (2015) 815
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(4) Quadrant (IV)
Quadrant (IV) in all the four coordinates inFig. 1represents the
relationships:
VUR > 0 and VTRP < 0 and VTBA < 0 and VLID < 0 and VLPF < 0
where VUR
> 0 indicates a growth of urbanization, VTRP
< 0, VTBA
< 0,
VLID < 0, VLPF < 0 a deterioration of urbanization quality and
decrease of urban expansion.
In referring to the quadrant (IV) in Fig. 1(a), (c), (d), the threesce-
narios: (a) VUR > 0 and VTRP < 0, (b) VUR > 0 and VLID < 0, and (c)
VUR > 0 and VLPF < 0 indicate that there is a serious urbanization
bubble and measures are needed to improve the quality of urban-
ization. In quadrant (IV) in Fig. 1(b), VUR > 0 andVTBA < 0 indicate
that urbanization managers are placing more emphasis on increas-
ing urban population rather than the blind expansion of the urban
area. Therefore, there is no land use bubble in the process of urban-
ization. Another reason for this situation is that there is a serious
lack of space for construction land usedue to a previouslyexcessive
expansion of urban space in the urbanization process. There is
therefore a risk of a shortage of urban land resources in the future.
5. Application of the coordinate-based discrimination method
to measuring the urbanization bubble
This section presents a demonstration and test of the use of the
coordinate-based discrimination method for measuring the urban-
ization bubble of Qingdao, a coastal city of the Shandong province
of China. Qingdao is atypical rapidly developing urbanized coastal
open city. A research link with the Central Government of Qingdao
ensures the quality of data available for analysis.
5.1. Data collection
The data for the urbanization rate and the four other variableswere collected for the period of 20052012 from the Statistical
Yearbook of Qingdao, Statistical Yearbook of Shandong Province,
China City Statistical Yearbook, the official website of the
Qingdao government and other relevant published literature. The
detailed data are listed inTable 7.
5.2. Data analysis
By applying the data in Table 7 to Eqs. (1)(5), the values ofVUR ,
VTRP,VTBA ,VLID ,VLPF, and the four ratios (a,b,r,q) are obtained. Theresults are summarized inTable 8, showing thatVUR > 0,VTRP > 0,
VTBA > 0, VLID > 0 and VLPF > 0. Therefore, the urbanization of
Qingdao city from 2005 to 2012 can be allocated to quadrant (I)
for all four coordinates. This indicates a growth of urbanization,
and an improvement of urbanization quality and expansion of
the urban area. The values of the ratios a, b, r, q are illustratedin Fig. 2, showing their considerable variation over the period.
The urbanization in this period can also be analyzed in three con-
tiguous epochs: (a) 20052009; (b) 20092010; and (c) 2011
2012. This can be conducted by referring to the discrimination cri-
teria inTables 36.
The results in Fig. 2 represent the relationshipsa < 1, b< 1, r < 1andq < 1 in the 20052009 epoch. The discriminations a < 1,r < 1andq < 1 indicate a bubble-free urbanization process from the per-spectives of population, industrial development and infrastructure
development. However, the relationb < 1 suggests there are risks
of an urban land use bubble due to the speed of urban space expan-
sion exceeding the speed of population urbanization. This is
because the Qingdao government at that time was pushing to
speed up urbanization by expansion of urban space.
The relationships:a > 1,b > 1,r > 1 and q > 1 in the 20092010epoch. The discriminations a > 1, r > 1, and q > 1 indicate thatthere exists a serious urbanization bubble from the perspectives
of population, industrial development and infrastructure develop-
ment. Furthermore, the dramatic increase in the values ofa, r, andq indicate that the risks of a bubble in population, industrial devel-
opment and infrastructure development were intensifying duringthe period. This is due to the Qingdao government vigorously pro-
moting the urbanization process at the time. However, the urban-
ization practice in Qingdao showed a typical authoritarian style, in
which the local government accelerated the urbanization rate lar-
gely by expansion of population, while neglecting the improve-
ment of urbanization quality. Nevertheless, the relationship b > 1
indicates that there was no bubble from the perspective of land
use in this period.
The relationshipsa > 1,b > 1,r > 1 andq > 1 in the 20112012epoch suggests that there is an urbanization bubble from the per-
spectives of population, industrial development and infrastructure
development. However, the bubble gradually diminishes, as indi-
cated by the decrease of the values ofa, r andq in this period.
This is because the Qingdao government realized the seriousurbanization bubble problems that were occurring at that time
Table 5
The three scenarios in referring to r.
Scenarios
r > 1 r = 1 r < 1
VUR > VLID VUR = VLID VUR < VLIDThis is considered a
risk of urbanization
bubble in
industrial
development.
Measures should
be taken to
improve industrial
development
This is considered the
perfect status of
urbanization process.
There is no bubble in the
process of urbanization
This is considered no
bubble in industrial
development. Measures
should be taken to
improve urbanization
process
Table 6
The three scenarios in referring to q.
Scenarios
q > 1 q = 1 q < 1
VUR > VLPF VUR = VLPF VUR < VLPFThis is considered a
risk of urbanization
bubble ininfrastructure
development.
Measures should be
taken to improve
urban infrastructure
and facilities
development
This is considered the
perfect status of
urbanization process.Thereis no bubble in the
process of urbanization
This is considered no
bubble in infrastructure
development. Measuresshould be taken to
improve urbanization
process
Table 7
Detailed data of urbanization rate and other four variables.
Years UR (%) TRP(%) TBA (km2) LID LPF
2005 63.20 60.32 178.8 0.087 0.046
2006 63.59 61.14 227.5 0.194 0.269
2007 63.90 61.45 250.7 0.320 0.371
2008 64.31 61.77 267.1 0.457 0.421
2009 64.68 62.71 272.9 0.557 0.514
2010 65.81 62.84 282.3 0.704 0.588
2011 66.52 62.98 291.5 0.772 0.707
2012 67.14 63.15 374.6 0.831 1.000
Note: the values of LID andL PFare the results after assessment by indicators inTables 1and2.
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and made the interventions necessary. For example, the 12th Five
Year Plan of urbanization in this city was formulated by the end of
2010, which addressed the problem of the urbanization bubble.
Other policy measures have also been introduced subsequently
that have provided effective guidance for sustainable urbanization
practice. All in all, therefore, the process of urbanizationin Qingdao
after 2010 appears to be moving toward healthy sustainable
development.
6. Conclusions
Adequate evaluation of the urbanization bubble is very impor-
tant to assist the state in adopting strategies to anticipate and mit-
igate its effects and guide sustainable development. The findings of
this study indicate that the urbanization bubble can be assessed by
the urbanization rate (UR) and the four proportional dynamic
urbanization performance variables of urban population with reg-
istration (TRP), urban construction land area (TBA), level of industrial
development (LID) and level of urban infrastructure and facilities(LPF). A coordinate-based discrimination method is developed for
this purpose and demonstrated and tested in a case study of
Qingdao to establish its effectiveness.
The method introduced in this study is the first to detect the
presence of the urbanization bubble and therefore contributes sig-
nificantly to the development of research in this field. It enables
the understanding of potential urbanization bubbles, from which
precautionary measures and strategies can be developed in the
earlier stages to mitigate bubble effects and ensure the process
of urbanization leads to better sustainability. Nevertheless, it is
appreciated that the proposed method is tested only in one case
within the Chinese context. Further research is needed to investi-
gate the effectiveness of the methodology by examining more
cases to compare different urbanization practices and share goodexperiences in improving sustainable urbanization.
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Table 8
The values of velocities and ratios of all variables for Qingdao city.
Years VUR VTRP a VTBA b VLID r VLPF q
2005 0.000 0.000 0.000 0.000 0.000
2006 0.086 0.290 0.298 0.249 0.347 0.107 0.808 0.223 0.387
2007 0.069 0.110 0.626 0.118 0.579 0.126 0.544 0.102 0.675
2008 0.082 0.113 0.724 0.084 0.977 0.137 0.599 0.050 1.624
2009 0.082 0.332 0.246 0.030 2.763 0.100 0.819 0.092 0.888
2010 0.250 0.046 5.442 0.048 5.207 0.147 1.702 0.074 3.3682011 0.157 0.049 3.175 0.047 3.343 0.069 2.290 0.120 1.312
2012 0.137 0.060 2.283 0.424 0.323 0.059 2.340 0.293 0.469
0
1
2
3
4
5
6
2005 2006 2007 2008 2009 2010 2011 2012
Fig. 2. Distribution ofa, b,r,q from 20052012 for Qingdao city.
14 J. Zhou et al./ Cities 46 (2015) 815
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