Transnational Dispute Management -...

33
An introduction and more background information to this table can be found in the paper "Precedent in Investment Treaty Arbitration: The Empirical Backing" by Jeffery P. Commission. All of the Tables, A-E, will be updated on a regular basis, and posted on TDM. In addition, at the conclusion of the second phase (a qualitative analysis of how precedents have been treated by investment treaty tribunals over time), a collection of fully searchable issue- based precedents tables that will chart decisions on contentious issues over time will be available, also on TDM. At present, the issue-based tables are as follows: Table F: Umbrella Clauses; Table G: MFN Treatment; Table H: Waiting Periods; Table I: Fair and Equitable Treatment; and Table J: State of Necessity. About TDM TDM (Transnational Dispute Management): Focusing on recent developments in the area of Investment arbitration and Dispute Management, regulation, treaties, judicial and arbitral cases, voluntary guidelines, tax and contracting. Visit www.transnational-dispute-management.com for full Terms & Conditions and subscription rates, Open to all to read and to contribute Our aim is for TDM to become the hub of a global professional and academic network. Therefore we invite all those with an interest in Investment arbitration and Dispute Management to contribute. We are looking mainly for short comments on recent developments of broad interest. We would like where possible for such comments to be backed-up by provision of in-depth notes and articles (which we will be published in our 'knowledge bank') and primary legal and regulatory materials. Please contact Editor-in-Chief Thomas Wälde at [email protected] if you would like to participate in this global network: we are ready to publish relevant and quality contributions with name, photo, and brief biographical description - but we will also accept anonymous ones where there is a good reason. We do not expect contributors to produce long academic articles (though we publish a select number of academic studies either as an advance version or an TDM- focused republication), but rather concise comments from the author's professional ’workshop’. TDM is linked to OGEMID, the principal internet information & discussion forum in the area of oil, gas, energy, mining, infrastructure and investment disputes moderated by Thomas Wälde. Editor-in-Chief Thomas W. Wälde [email protected] Professor & Jean-Monnet Chair CEPMLP/Dundee © Copyright TDM 2007 TDM Cover v1.1 Transnational Dispute Management transnational-dispute-management.com This document will be updated on a basis. Please check the TDM website for the latest verson. Table A: Precedent in ICSID Arbitration 1972 - 2006 by J.P. Commission

Transcript of Transnational Dispute Management -...

An introduction and more background information to this table can be found in the paper "Precedent in Investment Treaty Arbitration: The Empirical Backing" by Jeffery P. Commission. All of the Tables, A-E, will be updated on a regular basis, and posted on TDM. In addition, at the conclusion of the second phase (a qualitative analysis of how precedents have been treated by investment treaty tribunals over time), a collection of fully searchable issue-based precedents tables that will chart decisions on contentious issues over time will be available, also on TDM. At present, the issue-based tables are as follows: Table F: Umbrella Clauses; Table G: MFN Treatment; Table H: Waiting Periods; Table I: Fair and Equitable Treatment; and Table J: State of Necessity.

About TDM TDM (Transnational Dispute Management): Focusing on recent developments in the area of Investment arbitration and Dispute Management, regulation, treaties, judicial and arbitral cases, voluntary guidelines, tax and contracting. Visit www.transnational-dispute-management.com for full Terms & Conditions and subscription rates, Open to all to read and to contribute Our aim is for TDM to become the hub of a global professional and academic network. Therefore we invite all those with an interest in Investment arbitration and Dispute Management to contribute. We are looking mainly for short comments on recent developments of broad interest. We would like where possible for such comments to be backed-up by provision of in-depth notes and articles (which we will be published in our 'knowledge bank') and primary legal and regulatory materials. Please contact Editor-in-Chief Thomas Wälde at [email protected] if you would like to participate in this global network: we are ready to publish relevant and quality contributions with name, photo, and brief biographical description - but we will also accept anonymous ones where there is a good reason. We do not expect contributors to produce long academic articles (though we publish a select number of academic studies either as an advance version or an TDM-focused republication), but rather concise comments from the author's professional ’workshop’. TDM is linked to OGEMID, the principal internet information & discussion forum in the area of oil, gas, energy, mining, infrastructure and investment disputes moderated by Thomas Wälde.

Editor-in-Chief Thomas W. Wälde [email protected]

Professor & Jean-Monnet Chair CEPMLP/Dundee

© Copyright TDM 2007TDM Cover v1.1

Transnational Dispute Management transnational-dispute-management.com

This document will be updated on a basis. Please check the TDM website for the latest verson.

Table A:Precedent in ICSID Arbitration 1972 - 2006by J.P. Commission

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

2006

151. Decision on the Application for

Annulment of the Award (1 November 2006)

Antonias Dimolitsa (President), Robert

S.M. Dossou, Andrea Giardina

Patrick Mitchell v. Democratic Republic of the

Congo, ICSID Case No. ARB/99/7 (US/DRC BIT)

16

Patrick Mitchell; MINE; Metalclad (AF); Goetz; Middle East Cement;

CSOB; Salini v. Morocco; Fedax; Alcoa (1975); Tradex Hellas;

SGS v. Pakistan; SGS v. Philippines; Holiday

Inns; Amco Asia; Wena Hotels; Vivendi (2002)

DECISIONS: Gabcikovo-Nagymaros (ICJ); Case Concerning the Arbitral

Award of 31 July 1989, 12 November 1991, Guinea-Bissau v. Senegal (ICJ)

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; PUBLICISTS: Le Robert French Dictionary; Cambridge International Dictionary of English; C. Schreuer, The ICSID Convention: A

Commentary; S. Manciaux, "Investissements étrangers etarbitrage entre Etats et ressortissants d’autres Etats –

Trente ans d’activité du CIRDI"; Council of the European Communities, "Community Position on Investment Protection Principles in the African, Caribbean and Pacific States"; Guidelines on the

Treatment of Foreign Direct Investment Issued by the Development Committee; Y. Nouvel, “Les mesures

équivalant à une expropriation dans la pratique récente des tribunaux arbitraux”; A.A. Fatouros, Government

Guarantees to Foreign Investors; D. Carreau and Patrick Julliard, Droit international economique; 2004 US Model

BIT

150. Award (27 October 2006)

Robert Briner (President), L. Yves

Fortier, Laurent Aynès

Champion Trading Company and Ameritrade International, Inc. v. Arab Republic of Egypt, ICSID

Case No. ARB/02/9 (US/Egypt BIT)

3 Champion Trading; Goetz; Tecmed (AF);

AWARDS: Pope & Talbot (UNCITRAL); United States –

Restrictions on Imports of Cotton and Man-made Fibre Underwear,

(WT/DS24/AB/R), February 10, 1997 (WTO)

CONVENTIONS: US-Egypt BIT; ICSID Convention; RULES: ICSID Arbitration Rules

148. Decision on Liability (3 October

2006)

Tatiana B. de Maekelt

(President), Francisco Rezek,

Albert Jan van den Berg

LG&E Energy Corp., LG&E Capital Corp. and

LG&E International Inc. v. Argentine Republic, ICSID

Case No. ARB/02/1 (US/Argentina BIT)

14

LG&E; Amco Asia; Vivendi; Wena Hotels;

Asian Agricultural Products; MTD; Genin; Mondev (AF); Tecmed

(AF); Azinian (AF); CMSGas; Metalclad (AF);

Waste Management (AF);SGS v. Philippines

DECISIONS: Oscar Chinn affair, 1934 (PCIJ); ELSI (ICJ); AWARDS: Pope &

Talbot; S.D. Myers; Lauder; CME; Occidental Exploration v. Ecuador (LCIA); Too v. Greater Modesto

Insurance Associates (1989) (Iran-US)

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: ILC Draft Articles on State

Responsibility; J. Crawford, Second Report on State Responsibility; J. Crawford, The International Law Commission’s Articles on State Responsibility; K.

Strupp, Les règles générales du Droit de la paix; ALI, Restatement (Third) of the Foreign Relations Law of the United States; K.J. Vandevelde, United States Investment Treaties: Policy and Practice; OECD, "Fair and Equitable Treatment Standard in International Investment Law"; C.

Schreuer, The ICSID Convention: A Commentary; E. Gaillard and Y. Banifetami, "The Meaning of 'and' in

Article 42(1), second sentence, of the Washington Convention: The Role of International Law in the ICSID

choice of the law process"

147. Award (2 October 2006)

Neil Kaplan (President), Charles Brower, Albert Jan

van den Berg

ADC Affiliate Limited and ADC & ADMC

Management Limited v. Republic of Hungary,

ICSID Case No. ARB/03/16 (Cyprus/Hungary BIT)

12

MTD; SGS v. Philippines; Generation Ukraine; Fedax; CMS

Gas; Enron Corp.; Tokios Tokeles; Olguin;

Metalclad (AF); Middle East Cement; Santa

Elena; CSOB

DECISIONS: Chorzow Factory (PCIJ); Gabcikovo-Nagymaros (ICJ); LaGrand

(ICJ); Arrest Warrant (ICJ); Avena (ICJ); Papmichalopoulos and Others v.

Greece (ECHR); AWARDS: Texas Overseas Petroleum Co. v. Libya;

Petrobart; S.D. Myers, Inc.; Phillips Petroleum Co. Iran v. Iran; Amoco International Finance Corp. v. Iran

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: M. Weiniger & M. Page, Treaty

Arbitration and Investment Disputes: Adding up the Costs; M. Whiteman, Damages in International Law;

Oppenheim's International Law; I. Brownlie, Principles of Public International Law

146. Procedural Order No. 3 (29 September

2006)

Bernard Hanotiau (President), Toby

Landau, Gary Born

Biwater Gauff (Tanzania) Limited v. United Republic of Tanzania, ICSID Case

No. ARB/05/22) (UK/Tanzania BIT)

4Amco Asia; Metalclad (AF); Loewen (AF); Aguas Argentinas;

AWARDS: Glamis Gold; S.D. Myers

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, The

ICSID Convention: A Commentary; P. Friedland, "Provisional Measures and ICSID Arbitration"; M.

Kinnear, "Transparency and Third Party Participation in Investor-State Dispute Settlement"; UNCITRAL Model

Law on International Commercial Arbitration

145. Award (13 September 2006)

Roy Goode (President),

Nicholas W. Allard, Arthur L. Marriott

Telenor Mobile Communications AS v. Republic of Hungary,

ICSID Case No. ARB/04/15)

(Norway/Hungary BIT)

13

Metalclad (AF); Feldman (AF); Tecmed (AF);

Santa Elena; Generation Ukraine; Waste

Management (AF); Salini v. Jordan; Plama; SGS v. Philippines; Maffezini; Siemens; Gas Natural;

Suez (2006)

DECISIONS: Oil Platforms (ICJ); AWARDS: CME; Biloune and Marine

Drive Complex Ltd. v. Ghana; In the Matter of Revere Copper and Brass, Inc.

v. Overseas Private Investment Corp.; S.D. Myers; Pope & Talbot; Tippetts; Starrett Housing; George E. Davidson;

Foremost Teheran

CONVENTIONS: ICSID Convention; Hungary-Norway BIT; Hungary-Cyprus BIT; Hungary-China BIT; HungaryNetherlands BIT; Hungary-Spain BIT; Hungary-UK BIT;

Hungary-Finland BIT; Hungary-Greece BIT; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer,

"The Concept of Expropriation under the ETC and other Investment Protection Treaties"; R. Dolzer, "Indirect

Expropriations: New Developments"

I. INVESTMENT TREATY AWARDS, DECISIONS AND ORDERS (Pages 1-21)

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 1 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

144. Decision on the Argentine Republic's

Request for a Continued Stay of Enforcement of the Award (1 September

2006)

Gilbert Guillaume (President), James R. Crawford, Nabil

Elaraby

CMS Gas Transmission Company v. Argentina ,

ICSID Case No. ARB/01/8 (US/Argentina BIT)

8

MTD Equity (2005); MINE (1988); Amco (1986); Amco (1992); Wena Hotels (2001); CDC Group (2004);

Patrick Mitchell (2004); Repsol YPF Ecuador

(2005)

DECISIONS: German interests in Upper Silesia (PCIJ); Pulp Mills on the

River Uruguay (ICJ); Ekmedjian v. Sofovich (Argentina)

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, The

ICSID Convention: A Commentary

143. Procedural Order No. 2 (3 August 2006)

Jeswald W. Salacuse

(President), Gabrielle

Kaufmann-Kohler, Pedro Nikken

Suez, Sociedad General de Aguas de Barcelona S.A.,

and Vivendi Universal S.A. v. the Argentine Republic

(France/Argentina BIT, and Spain/Argentina BIT),

ICSID Case No. ARB/03/19, and AWG

Group Ltd. v. the Argentine Republic (Argentina/UK

BIT), UNCITRAL

0 RULES: ICSID Arbitration Rules; UNCITRAL Arbitration Rules

142. Decision on Jurisdiction (3 August

2006)

Jeswald W. Salacuse

(President), Gabrielle

Kaufmann-Kohler, Pedro Nikken

Suez, Sociedad General de Aguas de Barcelona S.A.,

and Vivendi Universal S.A. v. the Argentine Republic

(France/Argentina BIT, and Spain/Argentina BIT),

ICSID Case No. ARB/03/19, and AWG

Group Ltd. v. the Argentine Republic (Argentina/UK

BIT), UNCITRAL

10

Azurix (2003); Siemens (2004); Plama (2005);

Maffezini (2000); Salini v. Morocco (2001); Enron (2004); MTD

Equity (2004); CMS Gas (2003); Vivendi (2002);

Lanco (1998)

DECISIONS: Barcelona Traction (ICJ); East Timor case, Portugal v.

Australia (ICJ); AWARDS: Pope & Talbot (2001); Methanex (2002); CME

(2001)

CONVENTIONS: United Nations Treaty Series; Bilateral Investment Treaty Argentina - UK; Bilateral

Investment Treaty Argentina - Spain; Bilateral Investment Treaty Argentina - France; NAFTA; Vienna Convention on the Law of Treaties; ICSID Convention; PUBLICISTS: C. H. Schreuer, The ICSID Convention: A Commentary; Report of the Executive Directors on the

Convention on the Settlement of Investment Disputes between States and Nationals of Other States; RULES:

UNCITRAL Arbitration Rules; ICSID Arbitration Rules; NATIONAL LAWS AND REGULATIONS: Argentine State Reform Law No. 23,696; Argentine Convertibility Law No. 23,928; Argentine Law No. 25,561; Argentine Decree No. 2074/1990; Argentine Decree No. 999/92

141. Award (2 August 2006)

Rodrigo Oreamuno Blanco (President), Burton A. Landy,

Claus von Wobeser

Inceysa Vallisoletana S.L. v. Republic of El Salvador, ICSID Case No. ARB/03/26

(Spain/El Salvador BIT)

4Tokios Tokeles; SPP; Amco Asia; Salini v.

Morocco

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: Report of the Executive Directors; E. Gaillard and J. Savage, Fouchard Gaillard Goldman on International Commercial Arbitration; Statute of the ICJ; Arellano Garcia Carlos, Derecho Internacional Privado;

Diccionario Juridico Mexicano; Diez Picazo, Fundamentos del Derecho Patrimonial; Monroy Cabra,

Marco Gerardo, Tratado de Derecho Internacional Privado; Goldschmidt, Derecho Internacional Privado; Constitution of the Republic of El Salvador; Foreigners Law of El Salvador; Investment Law of El Salvador; G. Born, International Commercial Arbitration; A. Redfern

and M. Hunter, Law and Practice of International Commercial Arbitration; NATIONAL LAWS AND

REGULATIONS: Civil Code of El Salvador

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 2 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

140. Decision on Preliminary Objections

(27 July 2006)

Lucius Caflisch (President), Brigitte

Stern, Albert Jan van den Berg

Pan American Energy LLC and BP Argentina

Exploration Company v. Argentine Republic , ICSID Case No. ARB/03/13 and

BP America Production Co. and Others v. Argentine

Republic , ICSID Case No. ARB/04/8 (US/Argentina

BIT)

20

Azurix (2004); SGS v. Pakistan (2003); LG&E

(2004); SGS v. Philippines (2004); Siemens (2004); Joy

Machinery (2004); Gas Natural (2005); Plama (2005); Lanco (1998);

Maffezini (2000); Genin (2001); Salini v. Jordan (2004); Enron (2004);

CMS Gas (2003); Noble Ventures (2005); Amco (1983); AAPL (1990); Goetz (1999); Fedax

(1997); Vivendi (2002)

DECISIONS: Mavrommatis (PCIJ); Oil Platforms, 1996 (ICJ); East Timor

(ICJ); Temple of Preah Vihear, Cambodia v. Thailand (ICJ); Barcelona Traction (ICJ); Interpretation of Peace

Treaties (ICJ); AWARDS: Pope & Talbot (2000); Methanex (2002); Occidental Exploration (2004); El

Triunfo (United States v. El Salvador) (1902); Eureko B.V. v. Poland (2005

CONVENTIONS: BIT Argentina - USA; BIT Swiss - Pakistan; BIT Swiss - Philippines; BIT Netherlands -

Poland; BIT Italy - Jordan; BIT Ecuador - United States of America; BIT Argentina - France; ICSID Convention;

NAFTA; VCLT; Locarno Arbitration Conventions between Germany, and Belgium, France, Poland and Czechoslovakia; RULES: ICSID Arbitration Rules;

ICSID Institution Rules; PUBLICISTS: C. Schreuer, The ICSID Convention: A Commentary; C. Schreuer,

Travelling the BIT Route. Of Waiting Periods, Umbrella Clauses and Forks in the Road; S. Schwebel,

International Arbitration: Three Salient Problems; D.W. Bowett, Estoppel before International Tribunals and Its

Relation to Acquiescence; P.B. Gann, The U.S. Bilateral Investment Treaty Program; K. J. Vandevelde, United

States Investment Treaties: Policy and Practice; NATIONAL LAWS AND REGULATIONS: Argentine Constitution; Argentine Law No. 17'319; Argentine Law

No. 25'561; Argentine Law No. 25'820; Argentine Mining Code; Argentine Hydrocarbons Law; Argentine

Decree 214/2002; Argentine Decree 181/2004

139. Award (14 July 2006)

Andres Rigo Sureda (President), Marc Lalonde, Daniel Hugo Martins

Azurix v. Argentine Republic , ICSID Case No. ARB/01/12 (US/Argentina

BIT)

24

Vivendi (2000); Vivendi (2002); Consortium

FRCC; Impregilo S.p.A. (2005); Middle East

Cement (2002); Goetz (1999); Metalclad (AF) (2000); Tecmed (AF);

SGS v. Pakistan (2003); SGS v. Philippines

(2004); Waste Management; Santa

Elena (2000); Feldman (AF); Generation Ukraine

(2003); Wena Hotels; Genin (2001); Azinian (AF) (1999); Mondev

(AF) (2002); Maffezini; ADF Group (AF) (2003); Loewen (AF); CMS Gas

(2003); Asian Agricultural Products (1990); AMT (1997)

DECISIONS: Serbian Loans (PCIJ); Chorzów Factory (PCIJ); ELSI (ICJ); Inthe case of James and Others (ECHR); AWARDS: Lauder v. Czech Republic (2001); S.D. Myers v. Canada (2000);

Occidental Exploration; Pope and Talbot; CME; Lena Goldfields v. Soviet

Union; Woodruff (US - Venezuelan Mixed Commission); Neer Case (US v. Mexico); BP Exploration Company Ltd.

v. Government of the Libyan Arab Republic; Govt. of the State of Kuwait

v. the American Independent Oil Company; Malek v. Iran; Int’l

Technical Prods. Corp. v. Iran; Sea-Land Service, Inc. v. Iran; Phillips

Petroleum v. Iran; Tippetts v. TAMS-AFFA Consulting Engineers of Iran

CONVENTIONS: Vienna Convention on the Law of the Treaties; ICSID; PUBLICISTS: R. Higgins, “The

Taking of Property by the state: Recent Developments in International Law”; F.A. Mann, “British Treaties for the Promotion and Protection of Investments,”; UNCTAD,

“Fair and Equitable Treatment,”; Oxford English Dictionary; Diccionario de la lengua española; Black’s

Law Dictionary; International Glossary of Business Valuation Terms, American Society of Appraisers;

Christoph Schreuer, “Unjust Enrichment in International Law"; Bryce Dickson, “Unjust Enrichment Claims: a

Comparative Overview”; G. Bonet, “L’enrichissement sans cause, droit privé et droit public”; Jason W. Neyers, Mitchell McInnes & Stephen G.A. Pitel, Understanding

Unjust Enrichment

138. Decision (12 July 2006)

Pierre Tercier (President), André Faurès, Emmanuel

Gaillard

L.E.S.I. S.p.A. et ASTALDI S.p.A. v. Alergia , ICSID

Case No. ARB/05/3 (Italy/Algeria BIT)

8

RFCC (2001); Salini v. Morocco (2001);

Autopista (2001); Fedax (1999); CSOB (1999);

SGS v. Pakistan (2003); SGS v. Philippines

(2004); Maffezini (2000)

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, The ICSID

Convention: A Commentary; Yala, Les Cahiers de L'Arbitrage

137. Decision on Jurisdiction (16 June

2006)

Gabrielle Kaufmann-Kohler (President), Pierre

Mayer, Brigitte Stern

Jan de Nul N.V., Dredging International N.V. v. Arab Republic of Egypt, ICSID

Case No. ARB/04/13 (Belgo-Luxembourg/Egypt

BIT)

10

AES Corporation (2005); Impreglio (2005);

Bayindir (2005); Vivendi (2002); LESI (2004);

Salini v. Morocco (2001); Joy Mining (2004); Generation

Ukraine (2003); Waste Management (2004);

Lucchetti (2005)

DECISIONS: Oil Platforms, 1996 (ICJ)

CONVENTIONS: ICSID Convention; 1977 BIT (Belgo-Luxembourg Eco. Union - Egypt); 2002 BIT (Belgo-Luxembourg Eco. Union - Egypt); RULES: ICSID

Arbitration Rules; PUBLICISTS: Report of the Exec. Directors on the ICSID Convention, 18 March 1965; S.

Alexandrov, "The 'Baby Boom' of Treaty-Based Arbitrations and the Jurisdiction of ICSID Tribunals: Shareholders as 'Investors' and Jursdiction Rationae

Temporis"

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 3 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

136. Procedural Order No. 2 (24 May 2006)

Bernard Hanotiau (President), Toby

Landau, Gary Born

Biwater (Gauff) Tanzania Ltd. v. United Republic of Tanzania, ICSID Case No. ARB/05/22 (UK/Tanzania

BIT)

1 SPP

DECISIONS: Mapother v. Dep't of Justice (US); Renegotiations Bd. v.

Grumman Aircraft Engineering Corp. (US); Conway v. Rimmer (UK); S. v.

Sodhi Sukhdev (UK); Rogers v. Secretary of State for the Home

Department (UK); AWARDS: Pope & Talbot (2000, 2005); BP Exploration

Ltd. v. Libya

CONVENTION: ICSID; RULES: ICSID Arbitration Rules; IBA Rules of Evidence

135. Rectification of Award (19 May 2006)

Karl-Heinz Böckstiegel

(President), Jeremy Lever, Pierre-Marie

Dupuy

Noble Ventures, Inc. v. Romania, ICSID Case No.

ARB/01/11(US/Romania BIT)

0 CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules

134. Decision on Jurisdiction (16 May

2006)

Jeswald W. Salacuse

(President), Gabrielle

Kauffmann-Kohler, Pedro Nikken

Suez, Sociedad General de Aguas de Barcelona S.A., and InterAguas Servicios

Integrales del Agua S.A. v. The Argentine Republic ,

ICSID Case No. ARB/03/17 (France/Argentina BIT and

Spain/Argentina BIT)

10

CMS Gas (2003); Vivendi (2002); Lanco

(1998); Salini v. Morocco (2001); Azurix (2003); Enron (2003);

Siemens (2004); Maffezini (2000); Plama

(2005); MTD Equity (2004)

DECISIONS: East Timor (ICJ); Barcelona Traction (ICJ); AWARDS:

Methanex; Pope & Talbot; CME Czech Republic

CONVENTIONS: BIT (Argentina-France); BIT (Argentina-Spain); ICSID Convention; RULES: ICSID

Arbitration Rules; PUBLICISTS: C. Schreuer, The ICSID Convention; Report of the Exec. Directors on the

ICSID Convention, 18 March 1965

133. Decision on Jurisdiction (27 April

2006)

Rodrigo Oreamuno Blanco (President),

Duncan H. Cameron, Jean Paul

Chabaneix

Metalpar S.A. and Buen Aire S.A. v. Argentine

Republic, ICSID Case No. ARB/03/5 (Argentina/Chile

BIT)

6

Enron (2004); Camuzzi (2005); Sempra (2005);

LG&E (2004); CMS Gas (2003); Azurix (2003)

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, The ICSID

Convention: A Commentary; C. Schreuer, the Course on Dispute Settlement in International trade, Investment and Intellectual Property; 2.3 consent to arbitration; Report of the Exec. Directors on the ICSID Convention, 18 March

1965

132. Decision on Jurisdiction (27 April

2006)

Lucius Caflisch (President), Brigitte

Stern, Piero Bernardini

El Paso Energy International Company v. The Argentine Republic ,

ICSID Case No. ARB/03/15 (US/Argentina BIT)

19

Gas Natural (2005); Amco (1983); Siemens

(2004); Generation Ukraine (2003); Waste Management II (2004); Azurix (2003); LG&E

(2004); SGS v. Philippines (2004);

Noble Ventures (2005); SGS v. Pakistan (2003); Salini v. Jordan (2004);

Joy Mining (2004); Vivendi (2002); CMS

Gas (2003); Enron (2004); Lanco (1998); CSOB (1999); Tradex Hellas (1996); Mondev

(2002)

DECISIONS: Oil Platforms, 1996 (ICJ); East Timor Case (ICJ);

Interpretation of Peace Treaties (ICJ); Mavrommatis (PCIJ); AWARDS: Methanex; Eureko B.V.; GAMI;

Occidental

CONVENTIONS: BIT (Argentina-US); ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, The ICSID Convention; E. Gaillard, MFN, NYLJ, 6 October 2005; S. Schwebel, International

Arbitration: Three Salient Problems, 1987; C. Schreuer, "Travelling the BIT Route, Of Waiting Periods, Umbrella Clauses and Forks in the Road" (2004); 2004 US Model

BIT

131. Procedural Order No. 1 (14 April 2006)

Jeswald W. Salacuse

(President), Gabrielle

Kaufmann-Kohler, Pedro Nikken

Suez, Sociedad General de Aguas de Barcelona S.A. and InterAguas Servicios

Integrales del Agua S.A. v. Argentine Republic , ICSID

Case No. ARB/03/17 (France/Argentina BIT, and

Spain/Argentina BIT)

0 CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules

130. Procedural Order No. 1 (31 March 2006)

Bernard Hanotiau (President), Toby

Landau, Gary Born

Biwater (Gauff) Tanzania Ltd. v. United Republic of Tanzania , ICSID Case No. ARB/05/22 (UK/Tanzania

BIT)

3Plama (2005); Agip (1979); Vacuum Salt

(1994)

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, The ICSID

Convention

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 4 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

129. Order in Response to a Petition for

Participation as Amicus Curiae (17 March 2006)

Jeswald W. Salacuse

(President), Gabrielle

Kaufmann-Kohler, Pedro Nikken

Aguas Provinciales de Santa Fe S.A., Suez,

Sociedad General de Aguas de Barcelona S.A. and InterAguas Servicios

Integrales del Agua S.A. v. Argentine Republic , ICSID

Case No. ARB/03/17

1 Aguas Argentinas (2005) AWARDS: Methanex, 2001CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: North American FTC, Statement on Non-Disputing Party Participation, 7 October 2003

128. Order Concerning Proper Notice of Claim

(16 March 2006)

Rodrigo Oreamuno (President), Jan

Paulsson, Michael Pryles

Western NIS Enterprise Fund v. Ukraine, ICSID

Case No. ARB/04/2 (US/Ukraine BIT)

0

127. Decision on Jurisdiction (22 February

2006)

Giorgio Sacerdoti (President), V.V. Veeder, Michell

Nader

Continental Casualty Company v. Argentina ,

ICSID Case No. ARB/03/9(US/Argentina BIT)

7

Impreglio (2005); SGS v. Phillipines (2004); CMS

Gas (2003); Lanco (1998); Azurix (2003);

Enron (2004); Maffezini (2000)

DECISIONS: Oil Platforms (ICJ); Legality of Use of Force, Yugoslavia v. Italy (ICJ); Barcelona Traction (ICJ); ELSI (ICJ); AWARDS: Methanex

CONVENTIONS: ICSID; NAFTA; BIT (US-Argentina); Treaty of Friendship, Commerce and

Navigatin (Italy-US); RULES: ICSID Arbitration Rules; PUBLICISTS: UNCTAD, Bilateral Investment Treaties

in the Mid-1990's; UNCTAD, IIA Series, Scope and Definition, reptrined in UNCTAD, International

Investment Agreements: Key Issues; F.A. Mann, Foreign Investment in the International Court of Justice, AJIL 86;

Articles on Responsibility of States for Internationally Wrongful Acts, annexed to UN GA 56/83 of 12

December 2001

126. Procedural Order No. 4 (22 February 2006)

Judd L. Kessler (President), Piero

Bernardini, Gonzalo Biggs

Repsol YPF Ecuador, S.A. v. Empresa Estatal

Petroleos Del Ecuador (PetroEcuador) , ICSID

Case No. ARB 01/10

3CDC Group (2004);

Mitchell (2004); Wena Hotels (2002)

CONVENTIONS: ICSID; PUBLICISTS: C. Schreuer, The ICSID Convention; P. Friedland, "Stay of

Enforcement of the Arbitral Award Pending ICSID Annulment Proceedings"

124. Final Award (31 January 2006)

Gilbert Guillaume (President), Bernardo

Cremades, Ian Sinclair

Salini Costruttori S.p.A. and Italstrade S.p.A. v.

Jordan , ICSID Case No. ARB/02/13 (Italy/Jordan

BIT)

7

Metalclad (AF) (2000); Tecmed (AF) (2003); MTD Equity (2004); SOABI (1988); Asian Agricultural Products (1990); Tradex Hellas (1999); MINE (1989);

DECISIONS: Asylum case (ICJ); Nicaragua, 1984 (ICJ); Fisheries Case, UK v. Norway (ICJ); Qatar and Bahrain

(ICJ); Aegean Sea Continental Shelf Case, Greece v. Turkey (ICJ); Legal

Status of Eastern Greenland - Denmark v. Norway (PCIJ); AWARDS: Queen's case Bratie v. Sweden and Norway - 26

March 1972; La Pradelle et Politis - RAI Tome II, p. 708; Heathrow Airport User Charges Case; Guinea Bissau v.

Senegal; Arbitration between Newfoundland and Labrador and Nova Scotia, Award of Tribunal (2001); Iron

Rhine Railway Arbitration; Arbitral Award on 17 August 1889 between Germany and GB; Arbitral award rendered on 10 January 1927 by

romanian-hungarian mixed arbitral tribunal; Island of Palmas Case

CONVENTIONS: ICSID; BIT (Jordan-Italy); Statute of the Iran - United States Claims Tribunal; RULES: ICSID

Arbitration Rules: UNCITRAL Arbitration Rules; PUBLICISTS: Craig, Park and Paulsson, ICC

Arbitration; Daillier et Pellet, Droit international public; Joe Verhoeven, Droit International public, Larcier;

McNair, The Law of Treaties; Oppenheim's International Law; Waldock, Report to the ILC, 26 March 1962; Gotanda, Awarding Costs and Attorney's Fees in

International Commerical Arbitration 1999 Mich. JIL; C. Schreuer, the ICSID Convention

2005

123. Procedural Order No. 1 (22 December

2005)

Judd L. Kessler (President), Piero

Bernardini, Gonzalo Biggs

Repsol YPF Ecuador, S.A. v. Empresa Estatal

Petroleos Del Ecuador (PetroEcuador) , ICSID

Case No. ARB 01/10

3CDC Group (2004);

Mitchell (2004); Wena Hotels (2002)

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, The ICSID

Convention; P. Friedland, "Stay of Enforcement of the Arbitral Award Pending ICSID Annulment Proceedings"

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 5 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

122. Decision on Jurisdiction (14

November 2005)

J. William Rowley (President), Gabrielle

Kaufmann-Kohler, Carlos Bernal

Verea

Compañiá de Aguas del Aconquija S.A. and Vivendi

Universal v. Argentine Republic , ICSID Case No.

ARB/97/3 (France/Argentina BIT)

19

Amco (1998); CSOB (1999); LETCO (1986);

Goetz (1999); Gas Natural (2005); AAPL (1990); AMT (1997);

Lanco (1998); Maffezini (2000); Genin (2001);

CMS Gas (2003); Azurix (2003); Enron (2004); Siemens (2004); AES

(2005); Sempra (2005); Camuzzi (2005); CMS

Gas (2005); Azinian (AF) (1999)

DECISIONS: Barcelona Traction (ICJ); Aerial Incident at Lockerbie

(ICJ); Arrest Warrant (ICJ); AWARDS: GAMI; CME Czech Republic

CONVENTIONS: ICSID Convention; BIT (France-Argentina); RULES: ICSID Arbitration Rules;

PUBLICISTS: C. Schreuer, The ICSID Convention; P. Lalive, "The First 'World Bank' Arbitration (Holiday Inns v. Morocco) - Some Legal Problems; B. Cheng, General Principles of Law Applied By International Courts and

Tribunals; B. Hanotiau, The res judicata effect of arbitral awards; Schwarzenberger, International Law; UNCTAD,

Dispute Settlement, ICSID; International Law Commission's Draft Articles on Responsibility of States

for internationally wrongful Acts 2001

121. Decision on Jurisdiction (14

November 2005)

Gabrielle Kaufmann-Kohler

(President), Franklin Berman,

Karl-Heinz Böckstiegel

Bayindir Insaat Turizm Ticaret Ve Sanayi A.S. v.

Islamic Republic of Pakistan ,

ICSID Case No. ARB/03/29 (Turkey/Pakistan BIT)

17

Impreglio (2005); AES (2005); LESI (2004);

SGS v. Pakistan (2003); Salini v. Morocco

(2001); Autopista (2001); Joy Mining (2004);

Siemens (2004); Vivendi (2002); Camuzzi (2005);

RFCC (2003); SGS v. Philippines (2004); Salini v. Jordan (2004); Plama (2005); Tecmed (2003);

Waste Management (2000, 2004)

DECISIONS: US Diplomatic and Consular Staff (ICJ); Nicaragua, 1986

(ICJ); Chorzow Factory (PCIJ); AWARDS: Methanex, 2005; Lauder;

UPS; Pope & Talbot

CONVENTIONS: Bilateral Investment Treaty (Turkey - Pakistan); New York Convention; Vienna Convention on

the Law of Treaties; ASEAN Agreement for the Promotion and Protection of Investment; North American Free Trade Agreement 1994; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, "Commentary on the

ICSID Convention"; C. Schreuer, The ICSID Convention; UNCTAD, Scope and Definition, UNCTAD Series on issues in international investment agreements; N. Rubins, "The Notion of 'Investment' in International

Investment Arbitration"; Report of the Executive Directors on ICSID, 18 March 1965; D. Carreau et al,

Droit International Economique; B. Creamdes and D.J.A. Cairns, "Contract and Treaty Claims and Choice of

Forum in Foreign Investment Disputes"; E. Gaillard, "Investment Treaty Arbitration and Jurisdiction Over

Contract Claims - the SGS Cases Considered"; NATIONAL LAWS AND REGULATIONS: Pakistani

Act No. XI (National Highway Authority Act 1991); Pakistani Arbitration Act 1940

120. Decision on Application for

Interpretation of Award (31 October 2005)

Klaus Sachs (President), Ibrahim

Fadlallah, Carl F. Salans

Wena Hotels Ltd. v. Arab Republic of Egypt , ICSID

Case No. ARB/98/4(UK/Egypt BIT)

3Wena Hotels (1999); Wena Hotels (2000);

Feldman (2003)

DECISIONS: Chorzów Factory (PCIJ); Asylum Case, Colombia v. Peru (ICJ); Delimitation of the Continental Shelf,

U.K. v. France (ICJ); Continental Shelf, Tunisia v. Libya (ICJ); AWARDS:

Case No. 498, "Panacaviar, S.A. v Iran, & Sherkat Sahami Shilat Iran", Award

No. ITM 64-498-1 (1986)

CONVENTIONS: ICSID Convention; Statute of the Permanent Court of International Justice; RULES: ICSID Arbitration Rules; ICC Arbitration Rules;

PUBLICISTS: C. Schreuer, The ICSID Convention: A Commentary; Craig, Park and Paulsson, International

Chamber of Commerce Arbitration; Fouchard, Gaillard and Goldmann, On International Commercial

Arbitration; Daly, Correction and Interpretation of Arbitral Awards under the ICC Rules of Arbitration;

Craig, Park and Paulsson, Annoted Guide to the 1998 ICC Arbitration Rules; Poudret and Besson, Droit

comparé de l'arbitrage international

119. Decision on Jurisdiction (21 October

2005)

David D. Caron (President), José

Luis Alberro-Semerna, Henri C.

Alvarez

Aguas del Tunari S.A. v. Republic of Bolivia , ICSID

Case No. ARB/02/3(Netherlands/Bolivia BIT)

11

Autopista (2001); Azurix (2003); Cable TV (1997);

Lanco (1998); Vacuum Salt (1994); Vivendi

(2000); Vivendi (2002); SGS v. Philippines

(2004); LETCO (1986, 1986); Banro (2000)

DECISIONS: Temple of Preah Vihear, Cambodia v. Thailand (ICJ)

CONVENTIONS: BIT (Netherlands-Albania); BIT (Netherlands-Estonia); BIT (Netherlands-Latvia); BIT (Netherlands-Nigeria); BIT (Netherlands-Venezuela);

BIT (Netherlands-Bangladesh); BIT (Netherlands-Jamaica); BIT (Netherlands-Peru); BIT (Netherlands-

Poland); BIT (Netherlands-Czech and Slovak Republic); BIT (Netherlands-Argentina); BIT (Netherlands-

Romania); BIT (Bolivia-Peru); BIT (Bolivia-Argentina); Vienna Convention on Law of Treaties; PUBLICISTS:

G. Schwarzenberger, "Myths and Realities of Treaty Interpretation: Articles 27-29 of the Vienna Draft

Convention on the Law of Treaties; A. Barak, Judicial Discretion; H. Lauterpacht, "Restrictive Interpretation

and the Principle of Effectiveness in the Interpretation of Treaties"; ILC Report on Work of its 8th Session; O. Spiermann, "State Interests and the Power to Waive

ICSID Jurisdiction under Bilateral Investment Treaties; D. Shea, the Calvo Clause: A problem of Inter-American and International law and Diplomacy; N. Blackaby et al.,

International Arbitration in Latin America

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 6 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

PUBLICISTS: U. Drobnig, "Private International Law" in III Encycpledia of Public International Law; J.P.

Muller and T. Cottier, "Estoppel" in II Encyclopedia of Public International Law; C. Schreuer, The ICSID

Convention; Rand, Hornick, and Friedland, "ICSID's Emerging Jurisprudence"; M. Hirsch, The Arbitration

Mechanism of the International Centre for the Settlement of Investment Disputes; Webster's Third New

International Dictionary; Encarta World English Dictionary; Oxford English Dictionary; Black's Law

Dictionary; R. Dolzer and M. Stevens, Bilateral Investment Treaties; Report of the Executive Directors in ICSID Convention, 1965; A. Broches, "The Convention

on the Settlement of Investment Disputes Between States and Nationals of Other States"; Documents Concerning

the Origin and the Formulation of the ICSID Convention; C.F. Amerasinghe, "Jurisdiction Rationae Personae

Under the Convention on the Settlement of Investment Disputes between States and Nationals of other states

118. Final Award (12 October 2005)

Karl-Heinz Böckstiegel

(President), Jeremy Lever, Pierre-Marie

Dupuy

Noble Ventures, Inc. v. Romania , ICSID Case No.

ARB/01/11(US/Romania BIT)

5

SGS v. Pakistan (2003); SGS v. Philippines

(2004); Salini v. Jordan (2004); Asian

Agricultural Prodcuts (1990); AMT (1997)

DECISIONS: ELSI (ICJ); Chorzow Factory (PCIJ); AWARDS: GAMI

CONVENTIONS: Vienna Convention on the Law of Treaties; ICSID; PUBLICISTS: ILC Articles on State Responsibility; S. Schwebel, International Arbitration:

Three Salient Problems

117. Order on Provisional Measures (06

September 2005)

Carl F. Salans (President), Albert Jan van den Berg,

V.V. Veeder

Plama Consortium Limited v. Bulgaria , ICSID Case

No. ARB/03/24(Energy Charter Treaty)

4SGS v. Pakistan (2002); CSOB (1999); CSOB (2000); Amco (1983)

CONVENTIONS: BIT (Bulgaria-Finland); BIT (Cyprus-Bulgaria); ECT; FTAA; ICSID; NAFTA; VCLT;

RULES: ICSID Arbitration Rules

115. Decision on Jurisdiction (17 June

2005)

Andreas F. Lowenfeld

(President), Henri C. Alvarez, Pedro

Nikken

Gas Natural SDG, S.A. v. The Argentine Republic,

ICSID Case No. ARB/03/10 (Spain/Argentina BIT)

5

CMS Gas (2003); Siemens (2004);

Maffezini (2000); Salini v. Jordan (2004); Azurix

(2003)

CONVENTIONS: ICSID Additional Facility; Bilateral Investment Treaty (Argentine-Spain); Bilateral

Investment Treaty (Argentina-USA); Bilateral InvestmentTreaty (Argentina-Germany); Bilateral Investment Treaty (Italy-Jordan); ICSID Convention; New York Conventionon the Recognition and Enforcement of Foreign Arbitral

Awards; Vienna Convention on the Law of Treaties; RULES: ICSID Rules; UNCITRAL Arbitration Rules; PUBLICISTS: Report of the Executive Directors on ICSID, 1965; Aron Broches, "The Convention on the Settlement of Investment Disputes between States and Nationals of Other States"; A. Lowenfeld, International Economic Law; R. Dolzer, and M. Stevens, Bilateral

Investment Treaties; T. McGhie, "Bilateral and Multilateral Investment Treaties"; NATIONAL LAWS AND REGULATIONS: Argentine Law No 23.928 on Currency Convertibility, 1991; Argentine Decree No

2/28, 1991; Argentine Ley del Gas; Argentine Decreto del Gas; Argentine Reglas Básicas; Argentine Emergency

Law (Ley de Emergencia)

114. Decision on Jurisdiction (10 June

2005)

Enrique Gómez-Pinzón (President),

Héctor Gros Espiell, Henri C.

Alvarez

Camuzzi International S.A. v. The Argentine Republic ,ICSID Case No. ARB/03/7

(Belgo-Luxembourg/Argentina

BIT)

11

Maffezini (2000); Vacuum Salt (1994); CMS (2003); Enron

(2004); LG&E (2004); Amco; Vivendi; Salini v. Morocco (2001); Wena Hotels; Azurix (2003);

SGS v. Philippines (2004)

DECISIONS: Barcelona Traction (ICJ); AWARDS: Methanex, 2002;

GAMI

CONVENTIONS: Statute of the International Court of Justice; BIT (Belgo-Luxembourg/Argentina); Free Trade

Agreement (Chile-USA); ICSID; NAFTA; VCLT; RULES: ICSID Arbitration Rules

113. Decision on Respondent's Request for

a Continued Stay of Execution (1 June 2005) (Annulment Proceeding)

Gilbert Guillaume (President), James R. Crawford, Sara Ordoñez Noriega

MTD Equity Sdn. Bhd. & MTD Chile S.A. v. Chile ,

ICSID Case No. ARB/01/7(Malaysia/Chile BIT)

6

CDC Group (2004); Amco (1986, 1992); MINE (1988); Wena

Hotels (2004)

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, The ICSID

Convention

Aguas del Tunari S.A. v. Republic of Bolivia , ICSID Case No. ARB/02/3(Netherlands/Bolivia BIT) CONTINUED

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 7 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

112. Order in Response to a Petition for

Transparency and Participation as Amicus Curiae (19 May 2005)

Jeswald W. Salacuse

(President), Gabrielle

Kaufmann-Kohler, Pedro Nikken

Aguas Argentinas S.A., Suez, Sociedad General de

Aguas de Barcelona, S.A.and Vivendi

Universdal, S.A. v. Argentine Republic, ICSID

Case No. ARB/03/19

0 AWARDS: Methanex, 2001; UPS

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; UNCITRAL Arbitration Rules; PUBLICISTS: North American FT Commission,

"Statement on Non-Disputing Party Participation", 7 October 2003

111. Final Award (12 May 2005)

Francisco Orrego Vicuña (President),

Marc Lalonde, Francisco Rezek

CMS Gas Transmission Company v. The Argentine

Republic ,ICSID Case No. ARB/01/8

(US/Argentina BIT)

18

Asian Agricultural Products (1990); Tecmed

(AF); Klöckner; Amco Asia; Wena Hotels

(2002); Metalclad (AF) (2000); Santa Elena

(2000); Azinian (AF); AMT (1997); Genin; Goetz (1999); SGS v.

Pakistan (2003); Vivendi (2000); SGS v.

Philippines (2004); Joy Mining (2004); Feldman

(AF) (2002); CMS (2003); Azurix (2003)

DECISIONS: Penn Central Trans. (US); Martini Case (US); ELSI (ICJ);

Gabcikovo-Nagymoros (ICJ); Nicaragua,1984 (ICJ); Nicaragua,1986

(ICJ); Oil Platforms, 2003 (ICJ); Societe Commerciale de Belgique (PCIJ); Chorzow Factory (PCIJ);

AWARDS: CME; Lauder; S.D Myers; Pope & Talbot; Tippetts; Phelps Dodge;

French Company of Venezuelan Railroads; Dickson Car Wheel Co.; Sea-

Land Services v. Iran; Russian Indemnity Case; The Torrey Canyon;

Rainbow Warrior; Compagnie Generale de l'Orinocco; Properties of the

Bulgarian Minorities in Greece; Orr & Laubenheimer; Gould Marketing;

Lusitania

CONVENTIONS: BIT (Argentina-US); BIT (Russia-USA); BIT (Bahrain-USA); Free Trade Agreement (Chile

USA); GATT; ICSID; NAFTA; RULES: ICSID Arbitration Rules; PUBLICISTS: E. Gaillard and Y. Banifatemi, "The Meaning of 'and' in Article 42(1),

Second Sentence, of the Washington Convention"; W.M. Reisman, "The Regime for Lacunae in the ICSID Choice of Law Provision and the Question of its Threshold"; R. Higgins, "The Taking of Property by the State: Recent

Developments in International Law"; G.A. Borda, Tratado de Derecho Civil; R. Stiglitz, Contratos Civiles y

Comerciales; R.H. Compagnucci de Caso, Manal de Obligaciones; P. Juillard, "L'evolution des sources du droit des investissements"; O. Schachter, International

Law in Theory and Practice; J. Crawford, The ILC Commission's Articles on State Responsibility; E. Wyler,

L'Illicite et la Condition des Persons Privees; J. E. Alvarez, "Political Protectionism and United States

International Investment Obligations in Conflict"; F.V. Garcia Amador, "The Changing Law of International

Claims"

110. Decision on Jurisdiction (11 May

2005)

Francisco Orrego Vicuña (President),

Marc Lalonde, Sandra Morelli

Rico

Camuzzi International S.A. v. The Argentine Republic ,ICSID Case No. ARB/03/2

(Belgo-Luxembourg/Argentina

BIT)

19

Azurix (2003); Vacuum Salt (1994); Lanco

(1998); CMS (2003); Enron I (2004); Enron II

(2004); Mondev (AF) (2002); Vivendi (2002); SGS v. Pakistan (2003); Maffezini (2000); Goetz

(1999); Asian Agricultural Products (1990); Genin (2001);

Joy Mining (2004); Wena Hotels (2002); SGS v.

Philippines (2004); MTD Equity (2004);

Generation Ukraine (2003); LG&E (2004)

DECISIONS: Barcelona Traction (ICJ); ELSI (ICJ); Advisory Op.

Concerning Western Sahara (ICJ); Serbian Loans (PCIJ); AWARDS:

Methanex, GAMI

CONVENTIONS: Statute of the International Court of Justice; Argentine Law No. 25561; Bilateral Investment

Treaty (BLEU-Argentina); Free Trade Agreement (Chile-USA); ICSID Convention; North American Free Trade Agreement; Vienna Convention on the Law of Treaties;

RULES: ICSID Arbitration Rules; PUBLICISTS: McNair, Law of Treaties; J. Barberis, "Reflexions sur la coutume internationale"; E. de la Guardia, "Derecho de los Tratados Internacionales"; C. Schreuer, The ICSID

Convention: A Commentary

109. Decision on Jurisdiction (11 May

2005)

Francisco Orrego Vicuña (President),

Marc Lalonde, Sandra Morelli

Rico

Sempra Energy International v. The Argentine Republic ,

ICSID Case No. ARB/02/16 (US/Argentina BIT)

20

Azurix (2003); Vacuum Salt (1994); Lanco

(1998); CMS (2003); Enron I (2004); Enron II (2004); Lucchetti (2005);

Mondev (AF) (2002); Vivendi (2002); SGS v.

Pakistan (2003); Maffezini (2000); Goetz

(1999); Asian Agricultural Products (1990); Genin (2001);

Joy Mining (2004); Wena Hotels (2002); SGS v.

Philippines (2004); MTD Equity (2004);

Generation Ukraine (2003); LG&E (2004)

DECISIONS: Barcelona Traction (ICJ); ELSI (ICJ); Advisory Op.

Concerning Western Sahara (ICJ); Nuclear Tests Case (ICJ); Serbian

Loans (PCIJ); AWARDS: Methanex, GAMI; Differens Concernant le

Filetage a l'interieur du Golfe de Saint-Laurent

CONVENTIONS: ICSID; Statute of the International Court of Justice; BIT (Argentina-USA); Free Trade Agreement (Chile-USA); NAFTA; VCLT; RULES:

ICSID Arbitration Rules; PUBLICISTS: McNair, Law of Treaties; J. Barberis, "Reflexions sur la coutume internationale"; E. de la Guardia, "Derecho de los

Tratados Internacionales"

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 8 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

108. Decision on Jurisdiction (26 April

2005)

Pierre-Marie Dupuy (President), Karl-

Heinz Böckstiegel, Domingo Bello

Janeiro

AES Corporation v. The Argentine Republic ,

ICSID Case No. ARB/02/17 (US/Argentina BIT)

14

Vivendi (2000) Vivendi (2002); CMS Gas (2003);

Azurix (2003); LG&E (2004); Enron I (2004);

Siemens; SGS v. Pakistan (2003); SGS v.

Philippines (2004); Enron II (2004); Holiday

Inns; Amco; Kaiser Bauxite; Lanco (1998)

DECISIONS: Case Concerning East Timor (ICJ); Abbott Laboratories v.

Gardner (US); AWARDS: Methanex

CONVENTIONS: Bilateral Investment Treaty (Argentina-USA); ICSID Convention; NAFTA; RULES:

ICSID Arbitration Rules; PUBLICISTS: C.F. Amerasinghe, "The Jurisdiction of the International

Centre for the Settlement of Investment Disputes"; R. Kovar, "La competence du Centre International pour le reglement des differends relatifs aux investissements . .

."; G.R. Delaume, "La Convention pour le relgement des differends relatifs aux investissements entre Etats et

ressortissants d'autres Etats"; C. Schreuer, The ICSID Convention; NATIONAL LAWS AND

REGULATIONS: Argentine Executive Decree No 570/01; Argentine National Emergency Law No 25.561

107. Decision on Jurisdiction (22 April

2005)

Gilbert Guillaume (President), Bernardo

Cremades, Toby T. Landau

Impregilo S.p.A. v. Islamic Republic of Pakistan ,

ICSID Case No. ARB/03/3(Italy/Pakistan BIT)

19

Mihaly (2002); Klöckner (1983); Salini v.

Morocco (2001); Asian Agricultural Products (1990); AMT (1997);

Lanco (1998); CMS Gas (2003); Azurix (2003); Enron (2004); Vivendi (2002); RFCC (2001);

Cable TV (1997); SGS v. Philippines (2004); SGS v. Pakistan (2003); Wena

Hotels (1999); Joy Mining (2004); RFCC

(2003); Metalclad (AF); CDSE (2000)

DECISIONS: Oil Platforms, 1996 (ICJ); Ambatelios (ICJ); Legality Use of

Force, 1999 (ICJ); AWARDS: ICC Preminiary Award in Case no. 4983; ICC Interim Award in Case No. 5029 (1986); McHarg, Roberts, Wallace, Todd v. Iran, Award 282010853-1;

Blount Brothers Corp. v. Iran; Hazra et al v. Iran; Howard Neelds, Tammen &

Bergendorff v. Iran; Ian McHarg v. Iran;Ethyl Corp.

CONVENTIONS: ICSID Convention; Bilateral Investment Treaty (Italy-Pakistan); Bilateral Investment Treaty (Germany-Pakistan); Bilateral Investment Treaty (Switzerland-Pakistan); Geneva Protocol on Arbitration

Clauses, 1923; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, The ICSID Convention;

C.F. Amerasinghe, Jurisdiction of International Tribunals; Report of the Executive Directors on ICSID,

1965; Vienna Convention on the Law of Treaties; Articles of the International Law Commission on State

Responsibility; NATIONAL LAWS AND REGULATIONS: Pakistan Water and Power

Development Authority Act; Swiss Code of Obligations

106. Decision on Jurisdiction (08 February

2005)

Carl F. Salans (President), Albert Jan van den Berg,

V.V. Veeder

Plama Consortium Limited v. Bulgaria , ICSID Case No. ARB/03/24 (Energy

Charter Treaty)

5

Salini v. Jordan (2004); SGS v. Philippines

(2004); Siemens (2004); Maffezini (2000); Tecmed (2003)

DECISIONS: Mavrommatis (PCIJ); Oil Platforms Case, 1996 (ICJ);

Nottebohm Case (ICJ); Case Concerning Rights of Nationals of America in Morocco (ICJ); Anglo-

Iranian Oil Co. Case (ICJ); Ambatielos (ICJ); AWARDS: Methanex

CONVENTIONS: Vienna Convention on the Law of Treaties; ICSID; PUBLICISTS: Bamberger, Lineham,

and Walde, "The Energy Charter Treaty in 2000"

105. Decision on Jurisdiction (07 February

2005)

Thomas Buergenthal (President), Bernardo M.

Cremades, Jan Paulsson

Empresas Lucchetti, S.A. and Lucchetti Peru, S.A. v.

Peru , ICSID Case No. ARB/03/4 (Peru/Chile BIT)

4

CMS Gas (2003); Maffezini (2000); Asian

Agricultural Products (1990); CSOB (1999)

DECISIONS: Mavrommatis (PCIJ); Electricity Company of Sofia (PCIJ); Interpretation of Peace Treaties (ICJ);

South West Africa (ICJ); Peru First Transitory Corporate Court Specialized in Public Law, 19 January 1998 (Peru); Peru Specialized Public Law Court of Lima, 6 February 1998 (Peru); Peru

Sala Corporativa Transitoria Especializada en Derecho Público, 4

March 1998 (Peru); Peru Sala Corporativa Transitoria Especializada

en Derecho Público, 18 May 1998 (Peru); Peru La Sala Corporativa

Transitoria Especializada en Derecho Público, 11 September 1998 (Peru);

Peru Primer Juzgado Corporativo Transitorio Especializado en Derecho

Público, 9 December 1998 (Peru)

CONVENTIONS: Bilateral Investment Treaty (Peru-Chile); ICSID Convention; RULES: ICSID Arbitration Rules; NATIONAL LAWS ANS REGULATIONS: Lima Acuerdo de Consejo 258, 16 August 2001; Lima

Acuerdo de Consejo 259, 16 August 2001; Lima Acuerdo de Consejo 111, 25 September 1997; Lima

Acuerdo de Consejo 126, 21 October 1997; Decree No. 126-97-MML

104. Order No. 3 (18 January 2005) Lord Mustill

Tokios Tokelés v. Ukraine , ICSID Case No. ARB/02/18

(Lithuania/Ukraine BIT)4

Maffezini (1999); Amco (1983); Casado (2001);

Banro (2000)

DECISIONS: Aegean Sea Continental Shelf Case (ICJ); Case Concerning

Passage Through the Great Belt (ICJ)

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, The ICSID

Convention; The New Shorter Oxford English Dictionary

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 9 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

103. Decision on Jurisdiction (10 January

2005)

Pierre Tercier (President), André Faurès, Emmanuel

Gaillard

Consortium Groupement L.E.S.I.- DIPENTA v.

Algeria , ICSID Case No. ARB/03/08 (Algeria/Italy

BIT)

11

Salini v. Morocco (2001); RFCC (2001); Fedax (1997); CSOB

(1999); SGS v. Pakistan (2003); SGS v.

Philippines (2004); Autopista (2001);

Maffezini (2000); Tradex Hellas (1999); Vivendi;

Southern Pacific Properties (1992)

DECISIONS: Bridaes et al. v. Government of Turkmenistan (US);

Italian Cour de Cassation, 26 July 1996, no 6774 (Italy); Italian Cour de

Cassation, 27 September 1997, no 9509 (Italy); AWARDS: Metalclad

CONVENTIONS: Bilateral Investment Treaty (Italy-Algeria); ICSID Convention; Energy Charter Treaty;

RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, The ICSID Convention; D. Carreau and P.

Juillard, Droit International Economique; M. Bouhacene, Droit de la cooperation industrielle; C.B. Lamm and A.C.

Smutny, "The Interpretation of ICSID Arbitration Agreements"; K.-H. Bockstiegel, Arbitration and State

Enterprises; Articles on Responsibility of States for Internationally Wrongful Acts, annexed to UN GA 56/83 of 12 December 2001; Oppenheim's International Law; S.M. Schwebel, "On Whether the Breach by a State of a Contract with an Alien is a Breach of International Law; NATIONAL LAWS AND REGULATIONS: Algerian Civil Code; Algerian Decree no 93-12, 5 October 1993; Algerian Decree no 91-434, 9 November 1991; Italian

Civil Code

2004

102. Final Award (29 December 2004)

Hans van Houtte (President), Piero

Bernardini, Andreas Bucher

Ceskoslovenska Obchodni Banka, a.s. v. The Slovak

Republic , ICSIDCase No. ARB/97/4 (Czech Republic/Slovak Republic

BIT)

2 CSOB (1999, 2000)

DECISIONS: Czech Supreme Court, 7 October 1998; Czech Supreme Court, 26 November 1998; Czech Supreme

Court, 27 October 1999; Czech Supreme Court, 15 November 2000; Czech Supreme Court, 7 February

2001; Czech Supreme Court, 5 November 2002; Slovak Regional

Court Bratislava, 6 May 1998; Slovak Supreme Court, 13 September 1999; Slovak Regional Court Bratislava, 7

June 2001; Slovak Supreme Court, 19 September 2001; Slovak Regional Court Bratislava, 20 January 2003;

Slovak Supreme Court, 12 March 2003; Slovak Court Proceedings,

"Mykoprogres"

CONVENTIONS: Agreement on Economic Cooperation between Czechoslovakia and Yemen; BIT (Czech Republic-Slovak Republic); ICSID; RULES: ICSID Arbitration Rules; NATIONAL LAWS AND

REGULATIONS: Czech Civil Code; Czech Procedural Code; Czech Commercial Code; Slovak Civil Code;

Slovak Commercial Code; Slovak Resolution No. 937, 1993

101. Decision on the Stay of Enforcement of

the Award (30 November 2004)

Antonias Dimolitsa (President), Robert

S.M. Dossou, Andrea Giardina

Patrick Mitchell v. Democratic Republic of Congo , ICSID Case No.

ARB/99/7

6

MINE (1989); Wena Hotels (2001); Wena Hotels (2002); Amco (1986); Amco (1992);

CDC Group (2004)

CONVENTIONS: New York Convention; ICSID Convention; RULES: ICSID Arbitration Rules;

PUBLICISTS: C. Schreuer, The ICSID Convention: A Commentary; P. Lalive, "Concluding Remarks" in IAI

Annulment of ICSID Awards; C. Schreuer, "Three Generations of ICSID Annulment Proceedings"; P.

Friedland, "Stay of Enforcement of the Arbitral Award Pending ICSID Annulment Proceedings"

100. Decision on Jurisdiction (09

November 2004)

Gilbert Guillaume (President), Bernardo

Cremades, Ian Sinclair

Salini Costruttori S.p.A. and Italstrade S.p.A. v.

Jordan , ICSID Case No. ARB/02/13 (Italy/Jordan

BIT)

9

SGS v. Pakistan (2003); SGS v. Philippines

(2004); Maffezini (2000); Salini v. Morocco

(2001); Consortium RFCC (2003); Wena

Hotels (1999); Vivendi (2002); Joy Mining

(2004); Mondev (AF) (2002)

DECISIONS: Anglo-Iranian Oil (ICJ); US Nationals in Morocco (ICJ);

Ambatielos (ICJ); Oil Platforms, 1996 (ICJ); Legality of Use of Force

(Yugoslavia v. Italy) (ICJ); AWARDS: Young hi Oo Trading Pta; UPS

CONVENTIONS: ICSID; BIT (Italy-Jordan); BIT (Jordan-USA); BIT (Jordan-UK); VCLT; ECT; RULES:

ICSID Arbitration Rules

99. Decision on Jurisdiction (03 August

2004)

Andrés Rigo Sureda (President), Charles

N. Brower, Domingo Bello

Janeiro

Siemens v. Argentina , ICSID Case No. ARB/02/8 (Germany/Argentina BIT) 7

Maffezini (2000); Asian Agricultural Products (1990); Tecmed (AF) (2003); AMT (1997);

AGIP SpA (1979); Vivendi (2002); Southern Pacific Properties (1992)

DECISIONS: Anglo-Iranian Oil (ICJ); US Nationals in Morocco (ICJ); ELSI

(ICJ); Ambatielos (ICJ); Barcelona Traction (ICJ); Case Concerning East Timor (ICJ); AWARDS: American

International group v. Iran; Ebrahimi v. Iran

CONVENTIONS: Vienna Convention on the Law of Treaties; PUBLICISTS: ILC Report on MFN Clauses;

Commentary on ILC Draft Articles

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 10 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

98. Decision on Jurisdiction (Ancillary

Claim) (02 August 2004)

Francisco Orrego Vicuña (President),

Héctor Gros Espiell, Pierre-Yves

Tschanz

Enron and Ponderosa Assets v. Argentine

Republic , ICSID Case No. ARB/01/3

(US/Argentina BIT)

11

Enron (2004); CMS (2003); Genin (2001); Mondev (AF) (2002); Vacuum Salt (1994);

Vivendi (2002); Azurix (2003); Wena Hotels

(2002); SGS v. Pakistan (2003); SGS v.

Philippines (2004); Salini v. Morocco (2001)

DECISIONS: Barcelona Traction (ICJ); ELSI (ICJ); Dole Foods (US);

AWARDS: GAMI; Lauder

CONVENTIONS: ICSID; VCLT; BIT (US-Argentina); NAFTA; RULES: ICSID Arbitration Rules;

PUBLICISTS: C. Schreuer, The ICSID Convention: A Commentary

97. Award on Jurisdiction (30 July

2004)

Francisco Orrego Vicuña (President), William Laurence

Craig, C.G. Weeramantry

Joy Mining Machinery Limited v. Egypt, ICSID

Case No. ARB/03/11 (UK/Egypt BIT)

18

Maffezini (2000); CMS (2003); Azurix (2003); SGS v. Pakistan (2003);

Salini v. Morocco (2001); CSOB (1999); CSOB (2000); Fedax

(1997); Atlantic Triton (1986); Alcoa (1975);

Amco Asia (1993); SGS v. Philippines (2004);

Vivendi (2000); Vivendi (2002); Genin (2001); Wena Hotels (2002);

Lanco (1998); Southern Pacific Properties (1992)

DECISIONS: Nuclear Tests Case, 1974 (ICJ); Eastern Greenland Case

(PCIJ); AWARDS: Filetage du Golfe de Saint-Laurent (1986); UPS;

Methanex; Lauder

CONVENTIONS: UN Convention on Contracts for the International Sale of Goods; ICSID Convention; BIT

(United Kingdom-Egypt); RULES: ICSID Arbitration Rules; PUBLICISTS: Report of the Executive Directors

on the ICSID Convention; C. Schreuer, The ICSID Convention: A Commentary; C.B. Lamm, "Jurisdiction of the International Centre for Settlement of Investment

Disputes"; I.F.I. Shihata and A. Parra, "The Experience ofthe International Centre for Settlement of Investment

Disputes"; P. Lagarde, "L'internationalite du droit de vue de l'ordre international"; P. Kahn, "L'internationalite du

point de vue de l'ordre transnational"; C. Witz, "L'internationalite et le contrat"; H.A.Grigera Naon, El

Estado y et Arbitraje Internacional con Particulares; E.S. Romero, "ICC Arbitration and State Contracts"; P. Weil, "Problemes relatifs aux Contracts passesentre un Etat et

un Particulier"; Garanties bancaires et procedure arbitrale, Cautions et garanties bancaires; NATIONAL LAWS AND REGULATIONS: Egyptian Civil Code

95. Decision on Jurisdiction (07 July

2004)

L. Yves Fortier (President), Stephen M.

Schwebel, Aktham El Kholy

Soufraki v. United Arab Emirates , ICSID Case No. ARB/02/7 (Italy/UAE BIT)

0 DECISIONS: Nottebohm (ICJ)

CONVENTIONS: ICSID Convention; Bilateral Investment Treaty (Italy-United Arab Emirates);

RULES: ICSID Arbitration Rules; NATIONAL LAWS AND REGULATIONS: Italian Law No. 555, 1912;

Italian Law No. 91, 1992; PUBLICISTS: C. Schreuer, The ICSID Convention: A Commentary

94. Decision on Jurisdiction (04 June

2004)

Francisco Orrego Vicuña (President),

L. Yves Fortier, Gabrielle

Kauffmann-Kohler

PSEG Global, Inc., The North American Coal

Corporation, and Konya Ingin Electrik Uretim ve Ticaret Limited Sirketi v. Turkey , ICSID Case No.

ARB/02/5 (US/Turkey BIT)

21

Maffezini (1999); Maffezini (2000);

Maffezini (2001); CMS (2003); Mihaly (2002); Zhinvali (2003); Fedax (1997); CSOB (1999); CSOB (2000); Holiday

Inns; Lanco (1998); SGS v. Pakistan (2003);

Vivendi (2002); Salini v. Morocco (2001); Genin (2001); Genin (2002); Azurix (2003); Wena

Hotels (2002); Mondev (AF) (2002); Enron I

(2004); Aguas del Aconquija (2000)

DECISIONS: Eastern Greenland (PCIJ); Nuclear Tests Case (ICJ);

AWARDS: UPS; Methanex; Aminoil Award; Lauder

CONVENTIONS: ICSID Convention; Bilateral Investment Treaty (USA-Turkey); RULES: ICSID

Arbitration Rules; PUBLICISTS: UNIDROIT Principles of International Commercial Contracts; C. Schreuer, The

ICSID Convention: A Commentary; NATIONAL LAWS AND REGULATIONS: Turkish Constitution;

Turkish Law No. 6224, 18 January 1954, Concerning the Encouragement of Foreign Capital; Turkish Law No.

3096, 1984; Turkish Law No. 3996, 1994; Turkish Law No. 4493, December 1999; Turkish Law No. 4501, 22

January 2000; Turkish Law No. 4628, March 2001; Turkish Foreign Capital Framework Decree, 1995

93. Final Award (25 May 2004)

Andrés Rigo Sureda (President), Marc Lalonde, Rodrigo Oreamuno Blanco

MTD Equity Sdn. Bhd. & MTD Chile S.A. v. Chile ,

ICSID Case No. ARB/01/7(Malaysia/Chile BIT)

9

Santa Elena (2000); Middle East Cement

(2002); Mihaly (2002); Metalclad (AF) (2000); Tecmed (AF) (2003);

Maffezini (2000); Azinian (AF) (1999); AMT (1997); CMS

(2003)

DECISIONS: Chorzow Factory (PCIJ); AWARDS: CME; Biloune

CONVENTIONS: ICSID; BIT (Chile-Malaysia); BIT (Chile-Denmark); BIT (Chile-Croatia); NAFTA; VCLT; RULES: ICSID Arbitration Rules; NATIONAL LAWS

AND REGULATIONS: Chilean Foreign Investment Law; Chilean Resolution Nos. 14/2003, No. 39/1997

92. Decision on Jurisdiction (30 April

2004)

Tatiana B. de Maekelt

(President), Francisco Rezek,

Albert Jan van den Berg

LG&E v. Argentina , ICSID Case No. ARB/02/1 (US/Argentina BIT)

6

CMS (2003); Azurix (2003); Compañía de Aguas del Aconquija (2000); Lanco (1998);

MINE (1988); Mobil Oil (1989)

DECISIONS: Barcelona Traction (ICJ) CONVENTIONS: ICSID; BIT (Argentina-US); PUBLICISTS: Report of the Executive Directors

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 11 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

91. Decision on Jurisdiction (29 April

2004)

Prosper Weil (President) (Diss.

Op.), Piero Bernardini, Daniel

M. Price

Tokios Tokelés v. Ukraine , ICSID Case No. ARB/02/18

(Lithuania/Ukraine BIT)18

Mondev (AF) (2002); Maffezini (2000); Waste Management (AF); SGS v. Philippines (2004); Vivendi (2002); Amco

Asia (1983); Kaiser Bauxite; SOABI;

Autopista (2001); Wena Hotels; CMS Gas (2003); SGS v. Pakistan (2003); Banro (2000); Loewen

(AF) (2003); Fedax (1997); Tradex Hellas

(1999); Salini v. Morocco (2001); Holiday

Inns

DECISIONS: Mavrommatis Case (PCIJ); Barcelona Traction (ICJ);

AWARDS: Tippetts

CONVENTIONS: ICSID; BIT (Lithuania-Ukraine); BIT(Argentina-USA); BIT (Switzerland-Philippines); BIT (the Netherlands-Venezuela); BIT (UK-Egypt); BIT

(Ukraine-USA); VCLT; ECT; RULES: ICSID Arbitration Rules; PUBLICISTS: Report of the

Executive Directors on the ICSID Convention; C. Schreuer, The ICSID Convention: A Commentary; A.

Broches, "The Convention on the Settlement of Investment Disputes Between States and Nationals of

Other States"; C.F. Amerasinghe, "Interpretation of Article 25(2)(b) of the ICSID Convention"; G.R.

Delaume, "ICSID Arbitration and the Courts"; M. Hirsch,The Arbitration Mechanism of the International Centre

for the Settlement of Investment Disputes

PUBLICISTS: D.O. O'Connell, International Law; C.F. Amerasinghe, "The jurisdiction of the International Centre for the Settlement of Investment Disputes";

Jennings and Watts, Oppenheim's International Law; R. Dolzer and M. Stevens, Bilateral Investment Treaties; I.

Brownlie, Principles of Public International Law; P. Lalive, "The First World Bank Arbitration (Holiday Inns v. Morocco)"; L. Sohn and R. Baxter, "Responsibility of States for Injuries to the Economic Interests of Aliens";

Draft Articles on State Responsibility

90. Decision on Jurisdiction (29 January

2004)

Ahmed El-Kosheri (President), James Crawford, Antonio Crivallero (Supp.

Decl.)

SGS Société Générale de Surveillance S.A. v.

Republic of the Philippines, ICSID Case No. ARB/02/6 (Switzerland/Philippines

BIT)

10

SGS v. Pakistan (2003); Vivendi (2002); Fedax (1997); Fedax (1998); Gruslin (2000); CSOB (1999); Mihaly (2002);

Salini v. Morocco (2001); Lanco (1998); Mondev (AF) (2002)

DECISIONS: Oil Platforms, 1996 (ICJ); Case Concerning Legality of Use of Force (Yugoslavia v. Belgium) (ICJ); LaGrand (ICJ); Certain Phosphates in

Nauru (ICJ); Land and Maritime Boundary between Cameroon and

Nigeria (ICJ); AWARDS: Yaung Chi OO Trading (ASEAN); Woodruff Case (US-Venezuela Mixed Commission);

North American Dredging Co. of Texas (US-Mexico General Claims

Commission); Flanaga, Bradley, Clark & Co. v. Venezuela; Mexican Union

Railway Ltd. v. United Mexican States; El Oro Mining & Railway Co. v. United Mexican States; Greek Government v.

Vulkan Werke; UPS; Russian Indemnity Case; ORDERS: The MOX

Plant Case, Order No. 3

CONVENTIONS: Vienna Convention on the Law of Treaties; ICSID; PUBLICISTS: C. Schreuer, The ICSID Convention: A Commentary; P. Weil, "Problemes relatifs

aux contrats passes entre un etat et un particulier"; J. Karl, "The Promotion and Protection of German

Investment Abroad"; UNCTAD, Bilateral Investment Treaties in the mid-1990's; I. Shihata, "Applicable Law in International Arbitration: Specific Apsects in the Case of

the Involvement of State Parties"

PUBLICISTS: F.A. Mann, "British Treaties for the Promotion and Protection of Investments"; M.N. Leich,

"Contemporary Practice of the US relating to International Bilateral Investment Treaties"; R. Dolzer

and M. Stevens, Bilateral Investment Treaties; A. Parra, "Provisions on the Settlement of Investment Disputes in Modern Investment Laws, Bilateral Investment treaties

and Multilateral Instruments on Investment"; J. Crawford, The ILC's Articles on State Responsibility; I. Brownlie, Principles of Public International Law; C.F.

Amerasinghe, Local Remedies in International Law; T.L. Stein, "Jurisprudence and Jursists' Prudence: The Iranian-

Forum Clause Decision of the Iran-US Claims tribunal

Tokios Tokelés v. Ukraine , ICSID Case No. ARB/02/18(Lithuania/Ukraine BIT) CONTINUED

SGS Société Générale de Surveillance S.A. v. Republic of the Philippines, ICSID Case No. ARB/02/6 (Switzerland/Philippines BIT) CONTINUED

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 12 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

89. Decision on Jurisdiction (14 January

2004)

Francisco Orrego Vicuña (President),

Héctor Gros Espiell, Pierre-Yves

Tschanz

Enron and Ponderosa Assets v. Argentine

Republic , ICSID Case No. ARB/01/3 (US/Argentina

BIT)

16

Lanco (1998); Compania de Aguas del Aconquija (2000); Vivendi (2002); Mondev (AF) (2002); Gruslin (2000); Goetz (1999); Metalclad (AF) (2000); Wena Hotels

(2002); CMS Gas (2003); Salini v. Morocco

(2001); Genin (2001); Olguin (2000);

Benevenuti & Bonfant (1980); Asian

Agricultural Products (1990); AMT (1997);

Klöckner (1983)

DECISIONS: Barcelona Traction (ICJ); LaGrand (ICJ); Arrest Warrant

(ICJ); AWARDS: Ethyl Corp.; Pope & Talbot; Lauder; CME; Martini Case

(Italy v. Venezuela); Trail Smelter Case (US v. Canada); Rainbow Warrior

CONVENTIONS: Vienna Convention on the Law of Treaties; PUBLICISTS: J. Crawford, The ILC's Articles

on State Responsibility; C. Schreuer, The ICSID Convention: A Commentary; P. Lalive, "The First World

Bank Arbitration (Holiday Inns v. Morocco) - Some Legal Problems"

2003

88. Final Award (22 December 2003)

Robert Briner (President), Bernardo

Cremades, Ibrahim Fadlallah

Consortium R.F.C.C. v. Kingdom of Morocco ,

ICSID Case No. ARB/00/6(Italy/Morocco BIT)

7

Vivendi (2002); Genin; Azinian; Metalclad (AF); Maffezini; Fedax; Santa

Elena

AWARDS: Norwegian Shipowners Claims; Ethyl Corp.

CONVENTIONS: ICSID; BIT (Italy-Morocco); RULES: ICSID Arbitration Rules; PUBLICISTS:

Jennings & Watts, Oppenheim's International Law; E. Gaillard, Journal du droit intrernational (2002); J.C.

Thomas, "Reflections on Article 1005 NAFTA: History, State Practice and the Influence of Commentators";

ASIL, Fair and Equitable Treatment under NAFTA's Investment Chapter; UNCTAD, Fair and Equitable

Treatment

87. Decision on Jurisdiction (22 December 2003)

Rodrigo Jijón Letort (President), Alejandro Ponce Martínez, Leon Roldós Aguilera

(Diss. Op.)

IBM World Trade Corporation v. Republic of Ecuador, ICSID Case No. ARB/02/10 (US/Ecuador

BIT)

5

Salini (2003); Fedax (1997); SGS v. Pakistan (2003); Vivendi (2000);

Vivendi (2002)

DECISIONS: The Last Temptation of Christ, Series C No. 73 (IACHR);

Action of nonfulfillment against the Republic of Colombia, process No. 03-

11-97 (And.)

CONVENTIONS: BIT (US-Ecuador); ICSID Convention; PUBLICISTS: I. Brownlie, Principles of

Public International Law; S. Rosenne, The law and practice of the International Court, 1920-1996; Max

Sorensen, Manual on Public International Law;

85. Decision on Jurisdiction (08 December 2003)

Andres Rigo Sureda (President), Elihu

Lauterpacht, Daniel H. Martins

Azurix v. Argentine Republic , ICSID Case No. ARB/01/12 (US/Argentina

BIT)

8

Vivendi; Salini (2001); Lanco (1998); Wena

Hotels (2002); CMS Gas (2003); Benevenuti and

Bonfant; Waste Management (AF) (2000)

DECISIONS: Barcelona Traction (ICJ); ELSI (ICJ); AWARDS: Woodruff v. Venezuela; North

American Dredging Co. of Texas v. United Mexican States; Starret Housing

v. Iran

CONVENTIONS: ICSID; NAFTA; BIT (Argentina-US); RULES: ICSID Arbitration Rules; PUBLICISTS: K. Vandevelde, United States Investment treaties, Policy and Practice; C. Eagleton, The Responsibility of States in

International Law

84. Decision on Jurisdiction (21 October

2003)

Robert Briner (President), L. Yves

Fortier, Laurent Aynes

Champion Trading Company, Ameritrade

International, Inc., James T. Wahba, John B. Wahba, Timothy T. Wahba v. Egypt , ICSID Case No. ARB/02/9

(US/Egypt BIT)

0DECISIONS: Nottebohm (ICJ);

AWARDS: Case No. A/18 of 6 April 1984 (Iran-US)

CONVENTIONS: Vienna Convention on the Law of Treaties; PUBLICISTS: C. Schreuer, The ICSID Convention: A Commentary; Shihata/Parra, "The

Experience of the international centre for settlement of investment disputes"; Documents Concerning the Origin

and the Formulation of the Convention

82. Final Award (16 September 2003)

Jan Paulsson (President), Eugen

Salpius, Jurgen Voss

Generation Ukraine, Inc. v. Ukraine , Award, ICSID

Case No. ARB/00/9 (US/Ukraine BIT)

7

Tradex Hellas; Vivendi; Holiday Inns; Lanco;

CDSE; Feldman (AF); Middle East Cement

DECISIONS: Certain German Interests in Polish Upper Silesia (PCIJ); AWARDS: Tippetts (Iran-US)

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: P. Lalive, "the First World Bank

Arbitration (Holiday Inns v. Morocco) - Some Legal Considerations"

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 13 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

81. Decision on Jurisdiction (06 August

2003)

Florentino P. Feliciano

(President), André Faurès, Christopher

Thomas

SGS Société Générale de Surveillance S.A. v. Islamic

Republic of Pakistan , ICSID Case No. ARB/01/13 (Switzerland/Pakistan BIT)

18

Vivendi (2002); Klöckner (1985); Tradex

Hellas (1996); Salini (2001); Lanco (1998);

Holiday Inns; SPP; Genin; Amco Asia;

Benevenuti & Bonfant; Fedax; CSOB; Wena; Mihaly (2002); ADF

(AF); Maffezini; Loewen (AF) (2003)

DECISIONS: JJ Ryan & Son, Inc. v. Rhone Poulenc Textile (US);

AWARDS: Pennzoil Exploration and Production Co. v. Ramco Energy ltd.,

Patrial Award in ICC Case No. 7319 of 1992, Judgment No. 8375 of 16

November 1987; Selwyn Case (British-Venezuelan Mixed Claims

Commission); Socaciu v. Romania (Romanian-Austrian Mixed Arbitral Tribunal); Jean-Baptiste Caire Case

(French-Mexican Mixed Claims Commission); E-Systems v. Iran &

Bank Melli (Iran-US); Lauder, CME; Ethyl Corp. v. Canada (UNCITRAL); UPS (UNCITRAL); Appellate Body

Report, EC Measures Concerning Meat and Meat Products (WTO)

CONVENTIONS: ICSID; NAFTA; BIT (Switzerland-Pakistan); PUBLICISTS: C. Schreuer, The ICSID

Convention: A Commentary; P. Lalive, "The First World Bank Arbitration (Holiday Inns v. Morocco)--Some

Legal Problems"; R. Dolzer and M. Stevens, Bilateral Investment Treaties; A. R. Parra, "The Scope of New Investment Laws and International Instruments"; C.N.

Brower and J.D. Brueschke, The Iran US Claims Tribunal; P. Weil, "Problemes Relatifs aux Contrats Passes Entre un Etat et un Particulier"; NATIONAL LAWS AND REGULATIONS: Pakistan Arbitration

Act

80. Decision on Jurisdiction (17 July

2003)

Francisco Orrego Vicuña (President),

Marc Lalonde, Francisco Rezek

CMS Gas Transmission Company v. Argentina ,

ICSID Case No. ARB/01/8 (US/Argentina BIT)

12

Maffezini (2000); Fedax (1997); AAPL (1990); AMT (1997); Goetz

(1999); Lanco (1998); Geni (2001); Vivendi (2000, 2002); Wena

(2002); Olguin (2000); Metalclad (AF) (2000)

DECISIONS: Barcelona Traction (ICJ); ELSI (ICJ); Decision of the

Governing Council on Business Losses of Individuals (UNCC); AWARDS:

CME, Pope & Talbot

CONVENTIONS: ICSID; VCLT; NAFTA; BIT (Argentina-US); RULES: ICSID Arbitration Rules; PUBLICISTS: J. Sulkowski, "Questions Juridiques soulevees dans les Rapports Internationaux par les Variations de Valeur des Signes Monetaires"; C. Anzorena, "Personalidad de las Sociedades"; ILC

Preliminary Report on Diplomatic Protection; D.J. Bederman, "Interim Report on Lump Sum Agreemetns and Diplomatic Protection of Persons and Property";

G.H. Alrdich, The Jurisprudence of the Iran-US Claims Tribunal; C.N. Brower and J.D. Brueschke, The Iran-US

Claims Tribunal; ILA Commitee on Diplomatic Protection of Persons and Property (2000); J. Crawford,

The ILC's Articles on State Responsibility; NATIONAL LAWS AND REGULATIONS: Argentine Laws No. 25.561, No. 23.928; Argentine Decrees No.1090/02;

No.1570/01

79. Order No. 1 (1 July 2003)

Prosper Weil (President), Piero Bernardini, Daniel

Price

Tokios Tokelés v. Ukraine, ICSID Case No. ARB/02/18

(Lithuania/Ukraine BIT)0 CONVENTIONS: ICSID; RULES: ICSID Arbitration

Rules

78. Decision on Supplementation and

Rectification of Annulment Decision (28

May 2003)

L. Yves Fortier (President), James R. Crawford, José Carlos Fernandez

Rozas

Compañiá de Aguas del Aconquija S.A. and

Universal v. Argentine Republic, ICSID Case No.

ARB/97/3 (France/Argentina BIT)

6Amco; Genin; MINE; Klöckner; Maffezini;

CDSE

CONVENTIONS: ICSID; PUBLICISTS: C. Schreuer, The ICSID Convention: A Commentary

2002

77. Decision on Disqualification of

Arbitrator (19 December 2002)

Florentino P. Feliciano

(President), André Faurès

SGS Société Générale de Surveillance S.A. v. Islamic

Republic of Pakistan , ICSID Case No. ARB/01/13 (Switzerland/Pakistan BIT)

5Azinian (1999); Vivendi

(2002); Amco (1982); Zhinvali (2001); GAMI

DECISIONS: Societe Drexel Burnham Lambert Limited et autres c. Societe Philipp Brothers et autres (France)

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; PUBLICISTS: D. Hascher, ICC

Practice in Relation to the Appointment, Confirmation, Challenge and Replacement of Arbitrators

76. Procedural Order No. 2 (16 October 2002)

Florentino P. Feliciano

(President), André Faurès, Christopher

Thomas

SGS Société Générale de Surveillance S.A. v. Islamic

Republic of Pakistan , ICSID Case No. ARB/01/13 (Switzerland/Pakistan BIT)

0CONVENTIONS: Vienna Convention on the Law of

Treaties; PUBLICISTS: ILC Articles on State Responsibility

75. Decision on Annulment (03 July

2002)

L. Yves Fortier (President), James

Crawford, José Carlos Fernandez

Rozas

Compañiá de Aguas del Aconquija S.A. and

Universal v. Argentine Republic,

ICSID Case No. ARB/97/3 (France/Argentina BIT)

4

Lanco (1998); MINE (1989); Salini (2001);

Waste Management (AF) (2001)

AWARDS: Woodruff Case, American-Venezuelan Mixed Commission (1903)

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: ILC Articles on Responsibility of

States for Internationally Wrongful Acts; C. Schreuer, The ICSID Convention; C.N. Brower and J.D.

Brueschke, The Iran-United States Claims Tribunal (1998); Claims Settlement Declaration, 19 January 1981,

Iran-US Claims Tribunal Reports; C. Amerasinghe, "State Breaches of Contracts With Aliens and

International Law" (1964); R. Jennings and A. Watts, Oppenheim's International Law (1992)

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 14 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

74. Decision on Jurisdiction (08 May

2002)

Pierre Lalive (President), Mohammed

Bedjaoui, Galo Leoro Franco

Victor Pey Casado and President Allende

Foundation v. Republic of Chile ,

ICSID Case No. ARB/98/2 (Spain/Chile BIT)

9

Holiday Inns; LETCO (1986); Amco (1983);

Klöckner (1983); Atlantic (1986); SOABI (1984); Tradex Hellas (1996); AMT (1997); Olguin

(2000)

DECISIONS: Prince von Pless (PCIJ); Pajzs, Casky, Esterhazy (PCIJ);

Barcelona Traction (ICJ); Certain Norwegian Loans (ICJ); Right of Passage on Indian Territory (ICJ);

Nicaragua, 1984 (ICJ); Nicaragua, 1986 (ICJ); Lockerbie (ICJ); Nigeria-

Cameroon (ICJ)

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: P. Lalive, "The First World Bank

Arbitration Holiday Inns. v. Morocco, Some Legal Problems"; C. Schreuer, The ICSID Convention; S. Rosenne, The Law and Practice of the International

Court, 1920-1996; C. de Visscher, Aspects recents de droit procedural de la Cour internationale de justice

(1966); H. Lauterpacht, The Development of International Law by the International Court; J. Lang, "LaJonction au Find des Exceptions Preliminaires devant la

CPIJ et la CIJ" (1968); G. Abi-Saab, Les Exceptions Preliminaires dans la Procedure de la Cour Internationale

(1967); F. Ammoun, "La Jonction des Exceptions Preliminaires au fond en Droit International Public"; E.

Grisel, Les Exceptions d'Incompetence et d'Irrecevabilite dans la Procedure de la Court International de Justice

73. Final Award (12 April 2002)

Karl-Heniz Böckstiegel

(President), Piero Bernardini, Don

Wallace, Jr.

Middle East Cement Shipping and Handling Co.

S.A. v. Arab Republic of Egypt, ICSID Case No.

ARB/99/6 (Greece/Egypt BIT)

4

AAPL (1990); Wena Hotels (2000); Metalclad

(AF) (2000); CDSE (2000)

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: A.R. Parra, "Applicable

Substantive Law in ICSID Arbitrations Initiated Under Investment Treaties, News from ICSID (2000); B. Cheng,

General Pinciples of Law as Applied by International Courts and Tribunals (1987)

72. Decision on Request for Supplementary

Decisions and Rectification (04 April

2002)

L. Yves Fortier (President), Meir Heth, Albert Jan

van den Berg

Genin, Eastern Credit Limited, Inc. and A.S.

Baltoil v Estonia ,ICSID Case No. ARB/99/2

(US/Estonia BIT)

0 CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules

71. Final Award (15 March 2002)

Sompong Sucharitkul

(President), Andrew Rogers, David

Suratgar (Conc. Op.)

Mihaly International Corporation v Sri Lanka , ICSID Case No. ARB/00/2

(US/Sri Lanka BIT)

2 Klöckner (1983); AMT (1997)

CONVENTIONS: Vienna Convention on the Law of Treaties; PUBLICISTS: Aron Broches, "Bilateral Investment Protection Treaties and Arbitration of

Investment Disputes; A.R. Parra, "Provisions on the Settlement of Investment Disputes in Modern Investment

Laws, Bilateral Investment Treaties and Multilateral Instruments on Investment; R. Dolzer, and M. Stevens, Bilateral Investment Treaties; World Bank Discussion

Paper, Submission and Evaluation of Proposals for Private Power Generation Projects in Developing

Countries, 1999

70. Decision on Annulment (05 February

2002)

Konstantinos D. Kerameus

(President), Andreas Bucher, Francisco Orrego

Vicuña

Wena Hotel Limited v. Arab Republic of Egypt, ICSID

Case No. ARB/98/4.(UK/Egypt BIT)

9

Wena Hotels (2000); Klöckner (1985); Amco

Asia (1986); MINE (1989); SPP (1992);

Atlantic Triton (1986); CDSE (2000); Maffezini (2000); SOABI (1984)

DECISIONS: Ruling on the application for cassation No. 1885 for the 50th judicial year, Hearing No. 50

(Egypt); AWARDS: North-Eastern Boundary Case, US-CAN (1831);

CONVENTIONS: ICSID Convention; PUBLICISTS: J.L. Simpson and Hazel Fox, International Arbitration, Law and Practice; Report of the Executive Directors on

the ICSID Convention; W. Michael Reisman, The Regime for Lacunae in the ICSID Choice of Law

Provision and the Question of Its Threshold; I. Shihata, "Egypt" in Individual Rights and the State in Foreign

Affairs; Egypt State Information Service, Foreign Investment; J. Gotanda, Awarding Interest in

international arbitration; W. Laurence Craig, The Final Chapter in the Pyramids Case: Discounting an ICSID

Award for Annulment Risk"

2001

69. Decision on Challenge to President

(03 October 2001)

James R. Crawford, José Carlos

Fernandez Rozas

Compañiá de Aguas del Aconquija S.A. and

Universal v. Argentine Republic,

ICSID Case No. ARB/97/3 (France/Argentina BIT)

2 Amco (1982); Zhinvali (2001)

DECISIONS: AT&T Corporation v. Saudi Cable Co. (UK); In re

Medicaments and Related Classes of Goods (UK); AWARDS: Phillip

Brothers; ICC arbitration, judgment of 28 June 1991

CONVENTIONS: ICSID; PUBLICISTS: C. Schreuer, The ICSID Convention; Vienna Convention on the Law of Treaties; M. Tupman, "Challenge and Disqualification of Arbitrators in International Commercial Arbitration";

Fouchard, Gaillard, and Goldman, "Traite d'arbtirage comemrcial international" (1999)

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 15 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

67. Decision on Provisional Measures (25

September 2001)

Pierre Lalive (President), Mohammed

Bedjaoui, Galo Leoro Franco

Victor Pey Casado and President Allende

Foundation v. Republic of Chile ,

ICSID Case No. ARB/98/2 (Spain/Chile BIT)

4Holiday Inns; Maffezini;

AGIP SpA; Atlantic Triton (1999)

DECISIONS: Electricity Co. of Sofia (PCIJ); Competence en matiere de

pecheries (UK contre Islande) (ICJ); LaGrand (ICJ); Anglo-Iranian Oil Co.

(ICJ); Congo v. Uganda (ICJ); AWARDS: Rockwell v. Iran; E-

Systems v. Iran

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, ICSID Review; L.

Collins, "Provisional and Protective Measures in International Litigation"; Ch. Brower, R.E. Goodman,

"Provisional Measures and the Protection of ICSID Jurisdictional Exclusivity against Municipal

Proceedings"; P. Friedland, "Provisional Measures in ICSID Arbitration; A.R. Parra, "The Practices and

Experiences of ICSID in Conservancy and Provisional Measures in International Arbitration"; Mendelson,

"Interim Measures of Protection in cases of Contested Jurisdiction"; M. Hudson, The PCIJ; G.R. Delaume,

"ICSID Tribunal and Provisional Measures-- A Review of the Cases" (1986); O. Sandrock, "The Cautio

Judicatum Solvi in Arbitration Proceedigns or the Duty of an Alien Claimant to Provide Security for the Course

of the Defendant" (1997)

66. Final Award (26 July 2001)

Rodrigo Oreamuno (President),

Francisco Rezek, Edmardo Mayora

Alvarado

Olguín v Paraguay , ICSID Case No. ARB/98/5 (Peru/Paraguay BIT)

1 Maffezini (2000) CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules

65. Decision on Jurisdiction (16 July

2001)

Robert Briner (President), Bernardo

Cremades, Ibrahim Fadlallah

Salini Construtorri S.p.A. and Italstrade S.p.A. v

Morocco ,ICSID Case No. ARB/00/4

(Italy/Morocco BIT)

4

Asian Agricultural Products 1990);

Maffezini (2000); Fedax (1998); Alcoa Minerals

(1975)

CONVENTIONS: ICSID; BIT (Italy-Morocco); PUBLICISTS: G.R. Delaume, "Le Centre International

pour le reglement des Differends relatifs aux Investissements (CIRDI)"; L.J. Bouchez, "The Prospects

for International Arbitration: Disputes Between States and Private Enterprises"; K.-H. Bockstiegel, "Arbitration

and State Enterprises: Survey on the National and International State of Law and Practice"; E. Gaillard, Note in JDI 1999; I.F.I. Shihata and A.R. Parra, "The

Experience of the International Centre for Settlement of Investment Disputes" (1999); C. Schreuer, The ICSID Convention; D. Carreau, Th. Flory, O. Julliard, Droit

International Economique (1990)

64. Decision on Jurisdiction (16 July

2001)

Robert Briner (President), Bernardo

Cremades, Ibrahim Fadlallah

Consortium R.F.C.C. v. Kingdom of Morocco ,

ICSID Case No. ARB/00/6. (Italy/Morocco BIT)

4

Asian Agricultural Products (1990);

Maffezini (2000); Fedax (1998); Alcoa Minerals

(1975)

CONVENTIONS: ICSID; BIT (Italy-Morocco); PUBLICISTS: G.R. Delaume, "Le Centre International

pour le reglement des Differends relatifs aux Investissements (CIRDI)"; L.J. Bouchez, "The Prospects

for International Arbitration: Disputes Between States and Private Enterprises"; K.-H. Bockstiegel, "Arbitration

and State Enterprises: Survey on the National and International State of Law and Practice"; E. Gaillard, Note in JDI 1999; I.F.I. Shihata and A.R. Parra, "The

Experience of the International Centre for Settlement of Investment Disputes" (1999); C. Schreuer, The ICSID Convention; D. Carreau, Th. Flory, O. Julliard, Droit

International Economique (1990)

62. Final Award (25 June 2001)

L. Yves Fortier (President), Meir Heth, Albert Jan

van den Berg

Genin, Eastern Credit Limited, Inc. and A.S.

Baltoil v Estonia ,ICSID Case No. ARB/99/2.

(US/Estonia BIT)

3

AMT (1997); Amco (1990); Asian

Agricultural Products (1990)

DECISIONS: ELSI (ICJ)

CONVENTIONS: ICSID; BIT (US-Estonia); RULES: ICSID Arbitration Rules; PUBLICISTS: R. Dolzer and

M. Stevens, Bilateral Investment Treaties (1995); I. Brownlie, Principles of Public International Law;

Oppenheim's International Law; NATIONAL LAWS AND REGULATIONS: Law of the Central Bank of the Republic of Estonia; Law on Credit Institutions; Law on

Credit Institutions

59. Rectification of Award (31 January 2001)

Francisco Orrego Vicuña (President),

Thomas Buergenthal, Maurice Wolf

Maffezini v. Kingdom of Spain , ICSID Case No.

ARB/97/7 (Argentina/Spain BIT)

0 CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules

2000 )

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 16 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

58. Award (08 December 2000)

Monroe Leigh (President), Ibrahim

Fadlallah, Don Wallace, Jr.

Wena Hotel Limited v. Arab Republic of Egypt, ICSID

Case No. ARB/98/4 (UK/Egypt BIT)

8

Wena Hotels (1990, 1999); AMT; Asian

Agricultural Products (1990); Amco Asia (1984, 1986); SPP

(1993); Metalclad (AF) (2000)

DECISIONS: German Interests in Polish Upper Silesia (PCIJ);

AWARDS: Tippets, Abbett, McCarthy, Stratton v. TAMS-AFFA (Iran-US);

Alan Craig v. Ministry of Energy of Iran(Iran-US); Gentini Case (Italy-

Venezuela Mixed Claims Commission)

CONVENTIONS: ICSID; BIT (UK-Egypt); RULES: ICSID Arbitration Rules; NATIONAL LAWS AND

REGULATIONS: Egyptian Civil Code; PUBLICISTS: A.V. Freeman, Responsibility of States for Unlawful Acts

of Their Armed Forces; Ian Brownlie, Principles of Public International Law; G.C. Christie, What

Constitutes a Taking of Property Under International Law; Harvard Draft Convention on the International

Responsibility of States; G. Aldrich, The Jurisprudence of the Iran-US Claims Tribunal; P. Lalive, Transnational (or Truly International) Public Policy and International

Arbitration; I. Fadlallah, L'ordre public dans les sentences arbitrales; J.G. Wetter, Interest as an Element

of Damages in International Arbitration; F.A. Mann, Compound Interest as an Item of Damage in International

Law; J.Y. Gotanda, Awarding Interest in International Arbitration

57. Decision on Jurisdiction (01 December 2000)

Thomas Buergenthal

(President), Piero Bernardini, Andreas

Bucher

Ceskoslovenska Obchodni Banka v. The Slovak

Republic, ICSID Case No. ARB/97/4 (Czech

Republic/Slovak Republic BIT)

5

Amco (1983); Holiday Inns; Klöckner (1983); SOABI (1988); Tesoro

Petroleum Corp. v. Trinidad and Tobago

(CONCIL.)

CONVENTIONS: ICSID; BIT (Czech Republic-Slovak Republic); PUBLICISTS: P. Lalive, "The First World

Bank Arbitration (Holiday Inns v. Morocco). Some Legal Problems" (1980); Cohen D., Arbitrage et Groupes de

Contrats (1997)

56. Final Award (27 November 2000) Gavan Griffith

Gruslin v. Malaysia, Award, ICSID Case No.

ARB/99/3(Belgo-

Luxembourg/Malaysia BIT)

0 DECISIONS: El Salvador v. Honduras (ICJ)

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: M. Planiol, and G. Ripert, "Traite

pratique de droit civil francais; NATIONAL LAWS AND REGULATIONS: Luxemburg Civil Code;

Malaysian Securities Industry Act; Malaysian Companies Act

55. Award (21 November 2000)

Francisco Rezek (President),

Thomas Buergenthal, Peter

D. Trooboff

Compañiá de Aguas del Aconquija S.A. and

Universal v. Argentine Republic,

ICSID Case No. ARB/97/3 (France/Argentina BIT)

2 Azinian (1999); Lanco (1998)

CONVENTIONS: ICSID; BIT (France-Argentina); RULES: ICSID Arbitration Rules; PUBLICISTS: L.

Condorelli, "L'imputation a l'etat d'un fait internationalement illicite: solutions classiques et nouvelles tendances" (1984); A. Brotons, Derecho Internacional (1997); Vallejo, La Responsabilidad Internacional (1997); Sorenson, Manual of Public

International Law (1968); Dinh, Droit International Public (1999); ILC, First Report on State Responsibility;

C. Schreuer, "Commentary on the ICSID Convention" (1996); History ICSID Convention; J. Gotanda,

"Awarding Costs and Attorney's Fees in International Commercial Arbitrations" (1999); A. Redfern and M. Hunter, Law and Practice of International Commercial

Arbitration (1991)

54. Award (9 November 2000)

Francisco Orrego Vicuña (President),

Thomas Buergenthal, Maurice Wolf

Maffezini v. Spain, ICSID Case No. ARB/97/7

(Argentina/Spain BIT)0 DECISIONS: Lopez Ostra v. Spain

(ECHR)

CONVENTIONS: Convention on Environmental Impact Assessment in a Trans-Boundary Context (1991);

PUBLICISTS: P. Sands, Principles of International Environmental Law (1995); R. Mateo, "The

Environmental Law System"; L. Brinkhorst, "European Environmental Law: an Introduction: (1999); Codigo

Civil, Article 1214 (1999)

52. Decision on Jurisdiction (08 August

2000)

Rodrigo Oreamuno (President),

Francisco Rezek, Eduardo Mayora

Alvarado

Eudoro Olguín v. Paraguay, ICSID Case No. ARB/98/5 (Peru/Paraguay

BIT)

4

Asian Agricultural Products (1990); Tradex

Hellas (1996); AMT (1997); CSOB (1999)

CONVENTIONS: ICSID Convention; PUBLICISTS: R. Dolzer and M. Stevens, Bilateral Investment Treaties

(1995)

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 17 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

47. Decision of the Tribunal on Objections

to Jurisdiction (25 January 2000)

Francisco Orrego Vicuña (President),

Thomas Buergenthal, Maurice Wolf

Maffezini v. Spain, ICSID Case No. ARB/97/7

(Argentina/Spain BIT)3

Asian Agricultural Products (1990); CSOB

(1999); AGIP SpA (1979)

DECISIONS: Mavromattis Palestine Concessions (PCIJ); Anglo-Iranian Oil Company Case (ICJ); East Timor Case

(Portugal v. Australia) (ICJ), Interhandel Case (ICJ); United States National in Morocco (ICJ); Magno

Santovincenzo v. James F Egan (US); AWARDS: Ambatielos Claim (Greece

v. United Kingdom)

CONVENTIONS: ICSID; BIT (Argentina-Spain); BIT (Chile-Spain); RULES: ICSID Arbitration Rules;

PUBLICISTS: C. Schreuer, "Commentary on the ICSID Convention. Article 25" (1997); ILC Draft Articles on

State Responsibility; C.F. Amerasinghe, "Local Remedies in International Law"; G. Fitzmaurice, The Law and Practice of the International Court of Justice,

1951-1954: Points of Substantive Law; A. Broches, "The Convention on the Settlement of Investment Disputes:

Some Observations on Jurisdiction" (1966); I. Brownlie, System of the Law of Nations

1999

45. Decision on Provisional Measures (28

October 1999)

Francisco Orrego Vicuña (President),

Thomas Buergenthal, Maurice Wolf

Maffezini v. Spain, ICSID Case No. ARB/97/7

(Argentina/Spain BIT)2 Holiday Inns; MINE CONVENTIONS: ICSID Convention; RULES: ICSID

Arbitration Rules

44. Decision on Jurisdiction (29 June

1999)

Monroe Leigh (President), Ibrahim Fadlallah, Hamzeh

Ahmad Haddad

Wena Hotel Limited v. Arab Republic of Egypt, ICSID

Case No. ARB/98/4 (UK/Egypt BIT)

1 Amco Asia (1983)

CONVENTIONS: Bilateral Investment Treaty (UK-Egypt); ICSID Convention; RULES: ICSID Arbitration Rules; PUBLICISTS: Report of the Executive Directors on ICSID, 1965; Aron Broches, "The Convention on the Settlement of Investment Disputes between States and Nationals of Other States"; A. Lowenfeld, International Economic Law; R. Dolzer, and M. Stevens, Bilateral Investment Treaties; C.F. Amerasinghe, "Jurisdiction

Ratione Personae under the Convention on the Settlement of Investment Disputes Between States and

NAtionals of Other States"; A, Broches, "Bilateral Investment Protection treaties and Arbitration of

Investment Disputes"; C.B. Lamm, "Jurisdiction of the International Centre for Settlement of Investment

Disputes"; G. Delaume, "Convention on the Settlement of Investment Disputes between States and Nationals of

Other States"

PUBLICISTS: G. Delaume, "ICSID Arbitration: Practical Considerations"; C. Schreuer, Commentary on the ICSID Convention; P. Peters, "Dispute Settlement Arrangements in Investment Treaties"; M. Hirsch, The

Arbitration Mechanism of the International Centre for the Settlement of Investment Disputes; A. Broches,

"Bilateral Investment Protection treaties and Arbitration of Investment Disputes"; C.B. Lamm, "Jurisdiction of the

International Centre for Settlement of Investment Disputes"; G. Delaume, "Convention on the Settlement of Investment Disputes between States and Nationals of Other States"; G. Delaume, "ICSID Arbitration: Practical Considerations"; C. Schreuer, Commentary on the ICSID

Convention; P. Peters, "Dispute Settlement Arrangements in Investment Treaties"; M. Hirsch, The

Arbitration Mechanism of the International Centre for the Settlement of Investment Disputes

43. Decision on Jurisdiction (24 May

1999)

Thomas Buergenthal

(President), Piero Bernardini, Andreas

Bucher

Ceskoslovenska Obchodni Banka v. The Slovak

Republic, ICSID Case No. ARB/97/4 (Czech

Republic/Slovak Republic BIT)

3Amco Asia (1983); Asian

Agricultural Products (1990); Fedax (1997)

DECISIONS: Nicaragua, 1984 (ICJ); Nicaragua, 1986 (ICJ); North Sea

Continental Shelf Cases (ICJ); Nuclear Tests Case (Australia v. France) (ICJ)

CONVENTIONS: ICSID Convention; Vienna Convention on the Law of Treaties; Bilateral Investment

Treaty (Czech Republic-Slovak Republic); RULES: ICSID Rules of Procedure for Arbitration Proceedings;

PUBLICISTS: I. Brownlie, Public International Law; B. Cheng, General Principles of Law as Applied by International Courts and tribunals; Report of the

Executive Directors of the World Bank; A. Broches, "The Convention on the Settlement of Investment Disputes

between States and Nationals of Other States"; C. Schreuer, "Commentary on the ICSID Convention:

Article 25"; UNCITRAL Model Law on International Commercial Arbitration

Wena Hotel Limited v. Arab Republic of Egypt, ICSID Case No. ARB/98/4 (UK/Arab Egypt BIT) CONTINUED

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 18 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

42. Award (29 April 1999)

Karl-Heinz Böckstiegel

(President), Fred F. Fielding, Andrea

Giardina

Tradex Hellas S.A. v. Albania, ICSID Case No.

ARB/94/2 (Albania/Greece BIT)

3Amco Asia (1984); Asian

Agricultural Products (1990); Fedax (1997)

DECISIONS: ELSI (ICJ); AWARDS: Amoco et al. v. Iran (Case No. 56); Otis Elevator Co. v. Islamic Republic of Iran

(Case No. 284); Protiva Case

CONVENTIONS: ICSID; RULES: UNCITRAL Arbitration Rules; ICSID Arbitration Rules;

PUBLICISTS: B. Cheng, General Principles of Law as Applied by International Courts and Tribunals;

NATIONAL LAWS AND REGULATIONS: Albanian Land Law No. 7501 of 19 July 1991; Albanian

Investment Protection Law, 1992; Albanian Law No. 7594 of 4 August 1992; Albanian Law No. 7764 of 2

November 1993; ICSID Convention

41. Award Embodying the Parties' Settlement

Agreement (10 February 1999)

Prosper Weil (President), Mohammed

Bedjaoui, Jean Denis Bredin

Goetz and others v Burundi, ICSID Case No.

ARB/95/3(Belgo-

Luxembourg/Burundi BIT)

5

Amco Asia (1984); Asian Agricultural Products (1990); AMT (1997);

AGIP SpA (1979); Southern Pacific Properties (1992)

DECISIONS: Nicaragua 1984, 1986 (ICJ); Aerial Incident at Lockerbie

(ICJ); ELSI (ICJ); Wimbledon (PCIJ); AWARDS: Palmas Island

CONVENTIONS: ICSID; International Convenant on Economic, Social and Cultural Rights; Statute of the ICJ; BIT (Belgium-Luxembourg-Burundi); RULES: ICSID Arbitration Rules; PUBLICISTS: A. Parra, "Provisions

on the Settlement of Investment Disputes in Modern Investment Laws, Bilateral Investment treaties and

Multilateral Instruments on Investment"; C. Schreuer, "Commentary on the ICSID Convention"; P. Weil, "Les

clauses de stablisation ou d'intangibilite inserees dans les accords de developpement economique"; I.F.I. Shihata,

"Recent Trends Relating to Entry of Foreign Direct Investment"; NATIONAL LAWS AND

REGULATIONS: Burundi Decree-Law No. 1/30, 1992; Burundi Implementing Measures, Ministerial Ordinance No. 750/415, 1992; Burundi Ministerial Ordinance No.

750/184, 1995; Burundi Ministerial Ordinance No. 750/184, 1995

1998

40. Award on Jurisdiction (08 December 1998)

Bernardo Cremades (President),

Guillermo Aguilar Alvarez, Luiz Olavo Baptista

Lanco International Inc. v Argentina, ICSID Case No.

ARB/97/6(US/Argentina BIT)

5

Asian Agricultural Products (1990); AMT (1997); MINE; SOABI;

Mobil Oil

CONVENTIONS: Bilateral Investment Treaty (Argentina-Germany); Bilateral Investment Treaty

(Argentina-Switzerland); Bilateral Investment Treaty (Argentina-UK); Bilateral Investment Treaty (Argentina-

USA); ICSID Convention; Vienna Convention on the Law of Treaties; NATIONAL LAWS AND

REGULATIONS: Argentine Law No. 24; Argentine Resolution No. 669; Argentine Resolution No. 710;

Argentine Decree No. 1194

39. Award (09 March 1998)

Francisco Orrego Vicuña (President), Meir Heth, Robert

B. Owen

Fedax N.V. v Venezuela, ICSID Case No. ARB/96/3

(Netherlands/Venezuela BIT)

0

CONVENTIONS: ICSID Convention; Bilateral Investment Treaty (the Netherlands-Venezuela);

RULES: ICSID Arbitration Rules; ICSID Administrative and Financial Regulation; PUBLICISTS: I.F.I. Shihata, "Applicable Substantive Law in Disputes Between States

and Private Foreign Parties: The Case of Arbitration under the ICSID Convention"; NATIONAL LAWS

AND REGULATIONS: Venezuelan Commercial Code; Venezuelan Law on Public Credit

1997

38. Decision on Jurisdiction (11 July

1997)

Francisco Orrego Vicuña (President), Meir Heth, Robert

B. Owen

Fedax N.V. v Venezuela, ICSID Case No. ARB/96/3

(Netherlands/Venezuela BIT)

6

Amco Asia; Aloca Minerals; Kaiser Bauxite; LETCO; SOABI; Holiday

Inns

CONVENTIONS: Vienna Convention on the Law of Treaties; Bilateral Investment Treaty (the Netherlands-Venezuela); Mexico-Colombia-Venezuela Free Trade Agreement; Convention Establishing the Multilateral

Investment Guarantee Agency (MIGA); RULES: ICSID Rules of Procedure for Arbitration Proceedings; ICSID

Rules Governing the Additional Facility; PUBLICISTS: C. Schreuer, "Commentary on the ICSID Convention";

ICSID, Documents Concerning the Origin and the Formulation of the Convention; Report of the Executive

Directors on the Convention on the Settlement of Investment Disputes between States and Nationals of

Other States; C.B. Lamm and A.C. Smutny, "The implementation of ICSID Arbitration Agreements"; A.

Broches, "The Convention on the Settlement of Investment Disputes: Some Observations on

Jurisdiction"; NATIONAL LAWS AND REGULATIONS: Venezuelan Law on Public Credit

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 19 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

PUBLICISTS: C.F. Amerasinghe, "The Jurisdiction of the International Centre for the Settlement of Investment Disputes"; G.R. Delaume, "ICSID and the Transnational

Financial Community"; I.F.I. Shihata, "Towards a GreaterDepoliticization of Investment Disputes: The Roles of ICSID and MIGA"; P. Lalive, "The First World Bank Abitration (Holiday Inns v. Morocco) - Some Legal

Problems"; A. Broches, "Choice-of-law provisions in contracts with governments"; A.R. Parra, "The scope of new investment laws and international instruments"; A.

Escobar, "Introductory Note on Bilateral Investment Treaties Recently Concluded by Latin American States;

ICSID, "World Bank Guidelines on the Treatment of Foreign Direct Investment"

37. Award (21 February 1997)

Sompong Sucharitkul

(President), Herbert Golsong, Keba

Mbaye

American Manufacturing and Trading, Inc. v. Zaire, ICSID Case No. ARB/93/1

(US/Zaire BIT)

0

AWARDS: Caire, Jean-Baptiste, Case (France-Mexico Claims Commission);

Youman, Thomas Y, Case (US-Mexican Claims Commission)

CONVENTIONS: Bilateral Investment Treaty (US-Zaire); ICSID Convention; RULES: ICSID Arbitration Rules; NATIONAL LAWS AND REGULATIONS: Zairian Ordinance Law No. 69-044; Zairian Code of

Investments; Zairian Code of Procedure

1996

35. Decision on Jurisdiction (24 December 1996)

Karl-Heinz Böckstiegel

(President), Fred F. Fielding, Andrea

Giardina

Tradex Hellas S.A. v. Albania, ICSID Case No.

ARB/94/2 (Albania/Greece BIT)

1 Southern Pacific Properties (1985)

CONVENTIONS: ICSID Convention; Bilateral Investment Treaty (Greece-Albania); Brussels

Convention on Jurisdiction and Enforcement of Judgments in Civil and Commercial Matters; RULES:

ICSID Arbitration Rules; UNCITRAL Arbitration Rules; PUBLICISTS: ICSID, Documents Concerning the

Origin and the Formulation of the Convention; UNCITRAL Model Arbitration Clause; NATIONAL LAWS AND REGULATIONS: Albanian Decree on

Foreign Investment; Albanian Law No. 7594; Albanian Law No. 7406; Albanian Law No. 7512; Albanian Law

No. 7496; Albanian Law No. 7764

1990

30. Award (27 June 1990)

Ahmed El-Kosheri (President),

Berthold Goldman, Samuel K.B. Asante

(Diss. Op.)

Asian Agricultural Products Ltd. v.

Democratic Socialist Republic of Sri Lanka ,

ICSID Case No. ARB/87/3 (Sri Lanka/UK BIT)

0

DECISIONS: Wimbledon (PCIJ); ELSI (ICJ); United States Diplomatic

and Consular Staff in Tehran Case (ICJ); Corfu Channel (ICJ); AWARDS:

Adams v. Naylor; Alabama Claims Arbitration (UK/USA); Ambatielos

Case (Greece v. UK); Amoco International Finance Corp. v. Islamic

Republic of Iran; Asylum Case (Colombia v. Peru); Baldwin Case

(Panama/USA); Barron Case (Mexico/USA); Belgian Claims Case;

Blumenkson Case (Mexico/USA); Brawman Case (USA v. Turkey);

Britanic Property Case (UK v. Spain); Case Concerning the Payment of Various Serbian Loans Issued in

France; Cayuga Indians Case (UK/USA); Chapman Case

(Mexico/USA); Chistern Case; Competence of the General Assembly and Conditions for the Admission of a

State to Membership in the UN (Admissions Case); Dania Bebelish

Case (Netherlands/Venezuela)

CONVENTIONS: ICSID Convention; Bilateral Investment Treaty (Sri Lanka-United Kingdom); Bilateral

Investment Treaty (Sri Lanka-Switzerland); Vienna Convention on the Law of Treaties; RULES: ICSID

Arbitration Rules; PUBLICISTS: Eagleton, The Responsibility of States in International Law; Ralston, Law and Procedure of International Tribunals; Hall, International Law; Wayne Sachs, "The 'New' U.S.

Bilateral Investment Treaties"; Gudgeon, "United States Bilateral Investment Treaties: Comments on the Origin, Purposes and General Treatment Standards"; Wilson,

U.S. Commercial Treaties and International Law; OECD Draft Convention on the Protection of Foreign Property;

Harazti, Some Fundamental Problems of the Law of Treaties; Bowett, "State Contracts with Aliens"; R.

Lillich, "Interest in the Law of International Claims"; NATIONAL LAWS AND REGULATIONS: Sri

Lankean Constitution

Fedax N.V. v Venezuela, ICSID Case No. ARB/96/3(Netherlands/Venezuela BIT) CONTINUED

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 20 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

AWARDS: El Triumfo Case (El Salvador); Elton, GC, Case

(Mexico/USA); Fabiani Case; Franqui Case (Spain/Venezuela); Hardman Case

(UK v. USA); Healy Case (USA v. Turkey); Home Insurance Company Case (Mexico/USA); Howland Case (USA/Venezuela); Kummerow Case

(Germany/Venezuela); Mead, EE, Case; Melillea-Ziar, Ben Kiran Case; Mendel

Case (Germany/USA); Oriental Navigation Co Case (Mexico/USA); Parker Case (Mexico/USA); Phelps Dodge Corp. v. Islamic Republic of Iran; Pinson Case (France/Mexico);

Poggidi Case (Italy/Venezuela); Richards, George David, Case

(Mexico/USA); Sambiaggio Case (Italy/Venezuela); Sarrapoulos Case

(Bulgaria/Greece); Smith Case (Mexico/USA); Spanish Zone of Morrocco Claims; Tanger Horses

Cases; Timor Island Case (Netherlands v. Portugal); Treaty of Limits Case

(Costa Rica v. Nicaragua); Upton Case (USA/Venezuela); Van Boken Case

(Haiti/USA); Victor A. Ermerins Case (Mexico/USA)

PUBLICISTS: Marjorie M. Whiteman, Damages in International Law; Ignaz Seidel-Hohenveldoern, L'Evaluation des Dommages dans les Arbitrages

Transnationaux; C.F. Amerasinge, State Responsibility for Injuries to Aliens; F.V. Garcia-Amador, The

Changing Law of International Claims; M.Bedjaoui, "Responsibility of States: Fault and Strict Liability",

Encyclopedia of Public International Law; K. Zemanek, Responsibility of States: General Principles; I. Brownlie, System of the Law of Nations, State Responsibility- Part I; Bin Cheng, General Principles of Law as Applied by

International Courts and Tribunals; Duruard V. Sandifer, Evidence before International Tribunals; Alwyn V.

Freeman, Responsibility of States for Unlawful Acts of Their Armed Forces; I.M. Sinclair, "The Principles of

Treaty Interpretation and Their Application By the English Courts"; I. Brownlie, Principles of Public

International Law; Denza and Brooks, ICLQ (1987)

Asian Agricultural Products Ltd. v. Democratic Socialist Republic of Sri Lanka , ICSID Case No. ARB/87/3 (Sri Lanka/UK BIT) CONTINUED

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 21 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

2006

149. Award (4 October 2006)

Gilbert Guillaume (President), Andrew

Rogers, V.V. Veeder

World Duty Free Company Limited v. Republic of

Kenya, ICSID Case No. ARB/00/7

2 World Duty Free (2001); Amco Asia

DECISIONS: Chorzow Factory (PCIJ); Soleimany v. Soleimany (UK);

Westacre Investments Inc. v. SPDR Holding Co. Ltd. (UK); OTV v.

Hilmarton (UK); Tinsley v. Milligan (UK); Armagas Ltd. v. Mundogas (UK);Kuwait v. Iraqi Airways (UK); Lemendatrading Co. Ltd. v. African Middle East

Petroleum Co. Ltd (UK); Holman v. Johnson (UK); Saunders v. Edwards (UK); Howard v. Shirlstar Computer Transport (UK); Tribe v. Tribe (UK); Ex. p. Blackburn (UK); LogicRose v.

Southend United (UK); Milan Court of Appeal decision dated 4 December

1992 (Italy); Paris Court of Appeal in European Gas Turbines Sa v. Westman International (France); Swiss Federal

Tribunal in W. v. F. and V. (Switzerland); AWARDS: ICC Case no. 1110; ICC Case No. 3916; ICC Case no. 6401; ICC Case No. 7664;

ICC Case no. 3913; ICC Case no. 5622; ICC Case no. 7047; ICC Case no. 8891

CONVENTIONS: ICSID; New York Convention; UN Convention Against Corruption; Inter-American Convention Against Corruption; African Union

Convention on Preventing and Combating Corruption; Council of Europe Criminal Law and Civil Law

Conventions on Corruption; RULES: ICSID Arbitration Rules; PUBLICISTS: A. Sayed & Prof. Crivellaro,

Arbitration Case Law on Bribery; A. Sayed, Corruption in International Trade and Commercial Arbitration; UN

Declaration Against Corruption and Bribery in International Commercial Transactions; E. Gaillard, Trente Ans de Lex Mercatoria - Pour une application

sélective de la méthode des principes généraux de droit; UNCITRAL Model Law; P. Lalive, Transnational (or Truly International) Public Policy and International

Arbitration; ILA Report on International Commercial Arbitration on Public Policy as a Bar to Enforcement of

International Arbitral Awards; J.G. Wetter, Issues of Corruption Before International Arbitral Tribunals; Chitty on Contracts; Treitel, the Law of Contract

125. Decision on Jurisdiction (1 February

2006)

L. Yves Fortier (President), Pedro Nikken, Guido S.

Tawil

Duke Energy International Peru Investments No. 1 Ltd v. Republic of Peru, ICSID

Case No. ARB/03/28

14

SOABI; Amco Asia (1984, 1986); CSOB

(1999, 2000); Cable TV; SGS v. Philippines;

Salini v. Jordan; Plama; Holiday Inns; Klöckner; Maffezini; Azinian (AF);

Tecmed

AWARDS: Methanex

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, The

ICSID Convention: A Commentary; Lalive, "The First World Bank Arbitration"; E. Gaillard, "Introductory Note

to Decision of the Ad Hoc Committee" in Amco Asia; NATIONAL LAWS AND REGULATIONS:

Constitution of Peru; Civil Code of Peru; Legislative Decrees Nos. 662, 674, 757

2005

116. Decision on Annulment (29 June

2005)

Charles N. Brower (President),

Michael Hwang, David A.R. Williams

CDC Group plc v. Republic of the Seychelles, ICSID

Case No. ARB/02/14 7

Amco Asia (1983); Amco Asia (1986); Klöckner (1985); MINE (1989); Vivendi (2002); Wena Hotels (2002); CDC

Group (2003)

DECISIONS: Hedley Byrne & Co. Ltd v. Heller & Partners Ltd (UK); ESSO Petroleum Co. Ltd v. Mardon (UK);

Howard Marine and Dredging Co. Ltd v. A. Ogden & Sons (Excavations) Ltd

(UK); National Commercial Bank (Jamaica) Ltd. v. Hew (UK); Lloyd's

Bank v. Bundy (UK); Smith v. Eric S. Bush (UK)

CONVENTIONS: ICSID Convention; VCLT; NY Convention; RULES: ICSID Arbitration Rules;

PUBLICISTS: Bin Cheng, General Principles of Law as Applied by International Courts and Tribunals; C.

Schreuer, The ICSID Convention; P. Mayer "To What Extent Can an Ad Hoc Committee Review the Factual Findings of an Arbitral Tribunal?"; Peter D. Trooboff,

"To What Extent May an Ad Hoc Committee Review the Factual Findings of an Arbitral Tribunal Based on a Procedural Error"; A. Broches, Observations on the

Finality of ICSID Awards; C.H. Schreuer, Three Generations of ICSID Annulment Proceedings in Annulment of ICSID Awards; M.B. Feldman, The Annulment Proceedings and the Finality of ICSID Arbitral Awards; D.A. Redfern, ICSID - Losing its

Appeal?; W.M. Reisman, The Breakdown of the Control Mechanism in ICSID Arbitration; David D. Caron,

Reputation and Reality in the ICSID Annulment Process: Understanding the Distinction between Annulment and Appeal; NATIONAL LAWS AND REGULATIONS: UK Companies Act 1985; UK Misrepresentation Act

1967

2004

II. NON-INVESTMENT TREATY AWARDS, DECISIONS AND ORDERS (Pages 22-32)

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 22 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

96. Decision on Whether or Not to Continue Stay

and Order (14 July 2004)

Charles N. Brower (President),

Michael Hwang, David A.R. Williams

CDC Group plc v. Republic of the Seychelles, ICSID

Case No. ARB/02/14 10

CDC Group (2003); Amco Asia (1983, 1983,

1985, 1986, 1992); MINE (1989, 1997);

Southern Pacific Properties (1993); Wena

Hotels (2003)

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, The

ICSID Convention: A Commentary; ICSID, Documents Concerning the Origin and Formulation of the

Convention; Official Notes to ICSID Arbitration Rule 52; J.J. Van Hof, Commentary of the UNCITRAL ArbitrationRules: The Application by the Iran-US Claims Tribunal;

M. Pellonpaa and D.D. Caron, The UNCITRAL Arbitration Rules as Interpreted and Applied;

UNICTRAL, Report of the Working Group on Arbitration on the Work of its Fortieth Session; UNICTRAL Working Group II, Settlement of

Commercial Disputes: Preparation of Uniform Provisions in Interim Measures of Protection, Note by the

Secretariat; Paul D. Friedland, Provisional Measures in ICSID Arbitration; Paul D. Friedland, Stay of

Enforcement of the Arbitral Award Pending ICSID Annulment Proceedings; Jan Paulsson, ICSID's

achievements and prospects; W. Laurence Craig, The Final Chapter in the Pyramids Case: Discounting an

ICSID Award for Annulment Risk

2003

86. Award (17 December 2003) Anthony Mason

CDC Group plc v. Republic of the Seychelles, ICSID

Case No. ARB/02/14 0

DECISIONS: National Commercial Bank (Jamaica) Ltd. v. Hew (UK);

Smith v. Bush (UK); Lloyd's Bank v. Bundy (UK); National Westminster

Bank Plc v. Morgan (UK)

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules

83. Award (23 September 2003)

Gabrielle Kaufmann-Kohler (President), Karl-

Heinz Böckstiegel, Bernardo M.

Cremades

Autopista Concesionada de Venezuela CA v. Bolivarian

Republic of Venezuela, ICSID Case No. ARB/00/5

12

LETCO (1986); Wena Hotels; Vivendi (2002); Amco Asia; Metalclad

(AF) (2000); AAP (1990); AMT; SPP; Benevenuti; AGIP;

SOABI; CDSE

DECISIONS: Accion Commercial S.A. (Venezuela); Diques y Astilleros

Nacionales (DIANCA) (Venezuela); AWARDS: General Dynamics

Telephone Sys. Ctr. v. Iran (Iran-US); Gould Marketing, Inc. v. Iran (Iran-US);

Sylvania Tech Sys. Inc. v. Iran (Iran-US); Levitt v. Iran (Iran-US); Dadras

International v. Iran (Iran-US); Karaha Bodas v. Perusahann Pertambangan;

Delagoa Bay and East African Railway Co.

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: C. Schreuer, The ICSID

Convention: A Commentary; S. Schwebel, International Arbitration: Three Salient Problems; E. Gaillard,

"Chronique des sentences arbitrales CIRDI"; Draft Articles on State Responsibility of the ILC; P. Friedland and E. Wong, "Measuring Damages for the Deprivation of Income-Producing Assets: ICSID Case Studies"; A.

Westberg, "Compensation in Cases of Expropriation and Nationalization: Awards of the Iran-US Claims Tribunal; G.H. Alrdich, The Jurisprudence of the Iran-US Claims

Tribunal; O. Sandrock, "Compound Interest in International Arbitration"; J. Ortscheidt, La reparation du dommage dans l'arbitrage commercial international; N. Affolder, "Awarding Compund Interest in International

Arbitration"; NATIONAL LAWS AND REGULATIONS: Venezuelan Decree Law No. 138;

Venezuelan Resolution No. 57

2001

68. Decision on Jurisdiction (27

September 2001)

Gabrielle Kaufmann-Kohler (President), Karl-

Heinz Böckstiegel, Bernardo M.

Cremades

Autopista Concesionada de Venezuela CA v. Bolivarian

Republic of Venezuela , ICSID Case No. ARB/00/5

9

Holiday Inns; Cable TV (1996); Klöckner (1983);

Amco (1983); LETCO (1986); LETCO (1986); SOABI (1984); Vacuum

Salt (1994); Banro (2000)

CONVENTIONS: ICSID; PUBLICISTS: P. Lalive, "The First World Bank Arbitration (Holiday Inns v.

Morocco) --Some Legal Problems"; C. Schreuer, The ICSID Convention; C. Schreuer, Commentary on the

ICSID Convention (1997); A. Broches, "The Convention on the Settlement of Investment Disputes Between States and Nationals of Other States" (1972); C.F. Amerasinghe,"Jurisdiction Rationae Personae under the Convention on

the Settlement of Investment Disptues Between States and Nationals of Other States" (1974/75); P.C. Szasz, "A

Practical Guide to the Convention on Settlement of Investment Disputes" (1968); B. Cremades, "Arbitration Between States and investors: Some Jurisdiction Issues"

(2001); C.F. Amerasinghe, "Interpretation of Article 25(2)(b) of the ICSID Convention" (1993)

63. Final Award (12 July 2001)

Kenneth S. Rokison (President), Charles N. Brower, Andrew

Rogers

Tanzania Electric Supply Company Limited v. Independent Power

Tanzania Limited , ICSID Case No. ARB/98/8

0 CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 23 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

61. Decision on All Further Remaining

Issues (24 May 2001)

Kenneth S. Rokison (President), Charles N. Brower, Andrew

Rogers

Tanzania Electric Supply Company Limited v. Independent Power

Tanzania Limited , ICSID Case No. ARB/98/8

0

60. Decision on Tariff and Other Remaining

Issues (9 February 2001)

Kenneth S. Rokison (President), Charles N. Brower, Andrew

Rogers

Tanzania Electric Supply Company Limited v. Independent Power

Tanzania Limited , ICSID Case No. ARB/98/8

0 CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules

2000

53. Award (1 September 2000) [EXCERPTS]

Prosper Weil (President), Carveth

Harcourt Geach, Alioune Diagne

Banro American Resources, Inc. and Societe Aurifere du Kivu et du Maniema

SARL v. Democratic Republic of the Congo ,

ICSID Case No. ARB/98/7

0

CONVENTIONS: ICSID; PUBLICISTS: "History of the ICSID Convention, Documents Concerning the

Origin and the Formulation of the Convention on the Settlement of Investment Disputes between States and

Nationals of Other States"; Christoph H. Schreuer, "Commentary on Article 27 of the ICSID Convention"

51. Rectification of Award (08 June 2000)

L. Yves Fortier (President), Elihu

Lauterpacht, Prosper Weil

Compania del Desarrollo de Santa Elena, SA v.

Republic of Costa Rica, ICSID Case No. ARB/96/1

0 RULES: ICSID Arbitration Rules

50. Decision on Preliminary Issues (22

May 2000)

Kenneth S. Rokison (President), Charles N. Brower, Andrew

Rogers

Tanzania Electric Supply Company Limited v. Independent Power

Tanzania Limited , ICSID Case No. ARB/98/8

0

DECISIONS: Investors Compensation Scheme Ltd. v. West Bromwich

Building Society (UK); Kammins Ballrooms Co. Ltd. v. Zenith

Investments (Torquay) Ltd. (UK)

PUBLICISTS: Chitty on Contracts; RULES: ICSID Arbitration Rules; NATIONAL LAWS AND REGULATIONS: Tanzanian Evidence Act

49. Award (17 February 2000)

L. Yves Fortier (President), Elihu

Lauterpacht, Prosper Weil

Compania del Desarrollo de Santa Elena, SA v.

Republic of Costa Rica, ICSID Case No. ARB/96/1

0

AWARDS: American International Group et al. Islamic Republic of Iran

and Central Insurance of Iran (Case No. 2) (Iran-US); Aminoil Case; Fabiani's

Case; Flexi-Van Leasing, Inc. v. Islamic Republic of Iran (Case No. 36) (Iran-US); Kuwait v. Aminoil, Mariposa

Development Co. Case (US-Panama General Claims Commission);

Norwegian Shipowners Claims; Phillips Petroleum Co. v. Iran (Case No. 39) (Iran-US); Spanish Zone of Morocco Claims; Starrett Housing Corp. v. Iran

(Iran-US); Sylvania Technical Systems, Inc. v. Iran (Iran-US); Tippetts, Abbett, McCarthy, Stratton v. TAS-AFFA (Iran-

US); the Affaire des Chemins de Fer Zeltweg-Wolfsberg

CONVENTIONS: ICSID; PUBLICISTS: J. Westberg, "Applicable Law, Expropriatory Takings and

Compensation in Cases of Expropriation: ICSID and Iran-United States Claims Tribunal Case Law Compared" (1993); F.A. Mann, "Compount Interest as an Item of

Damage in International Law" (1990); G. Arangio-Ruiz, ILC Commission on State Responsibility (1989);

Christie, "What Constitutes a taking Under International law" (1962); Whiteman, Digest of International Law;

NATIONAL LAWS AND REGULATIONS: Costa-RicanLaw Thirty-Six; Costa-Rican Legislative Decree Seventy-

Eight; 22 USC, 2378, Helms-Burton Amendment

48. Award (19 January 2000) [EXCERPTS]

Arghyrios A. Fatouros

(President), Pierre Tercier, Séna Agbayissah

Societe d'Investigation de Recherche et d'Exploitation

Miniere v. Burkina Faso, ICSID Case No. ARB/97/1

0 NATIONAL LAWS AND REGULATIONS: French Civil Code

1999

46. Decision on Provisional Measures (20

December 1999)

Kenneth S. Rokison (President), Charles N. Brower, Andrew

Rogers

Tanzania Electric Supply Company Limited v. Independent Power

Tanzania Limited , ICSID Case No. ARB/98/8

1 Atlantic Triton

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; PUBLICISTS: P. Friedland, "Provisional Measures in ICSID Arbitration";

NATIONAL LAWS AND REGULATIONS: UK Arbitration Act

1997

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TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

36. Award (13 January 1997)

Woodbine A. Davis (President), Arthur A. Maynard, Rex

McKay

Cable Television of Nevis, Ltd. and Cable Television of Nevis Holdings, Ltd. v. Federation of St Kitts and

Nevis, ICSID Case No. ARB/95/2

4 Alcoa Minerals; Holiday Inns; Klöckner; LETCO

AWARDS: Amoco International v. Iran (Case No. 56) (Iran-US); Bagot Pneumatic Tyre Co. v. Clipper

Pneumatic Tyre Co.; Kelner v. Baxter and Others; Melhado and Another v.

The Porte Alegre, New Hamburgh, and Brazilian Railway Co.; Natal Land and Colonization Company Ltd. v. Pauline Colliery and Development Syndicate Ltd.; Newbourne v. Sensolid (Great

Britain); Northumberland Avenue Hotel Co., Re

1994

34. Award (16 February 1994)

Robert Y. Jennings (President), Charles N. Brower, Kamal

Hossain

Vaccum Salt Products Limited v. Government of the Republic of Ghana ,

ICSID Case No. ARB/92/1

5Amco Asia; Holiday Inns;

Klöckner; SOABI; LETCO

DECISIONS: North American Co. v. SEC (US)

CONVENTIONS: ICSID Convention; RULES: ICSID Institution Rules; ICSID Arbitration Rules;

PUBLICISTS: ICSID, Documents Concerning the Origin and the Foundation of the Convention; C.F.

Amerasinghe, "Jurisdiction Ratione Personae Under the Convention on the Settlement of Investment Disputes Between States and Nationals of Other States"; C.F.

Amerasinghe, "The International Centre for Settlement of Investment Disputes and Development Through the

Multinational Corporation"; G. Delaume, "ICSID Arbitration: Practical Considerations"

PUBLICISTS: G. Delaume, "Le centre international pour le reglement des differends relatifs aux

investissements"; P. Lalive, "The First World Bank Arbitration - Holiday Inns. v. Morocco"; P. Szasz, "A Practical Guide to the Convention on Settlement of

Investment Disputes"; E. Gaillard, "Some Notes on the Drafting of ICSID Arbitration Clauses"; A. Broches, "The

Convention on the Settlement of Investment Disputes Between States and Nationals of other states"; M. Hirsh, "The Arbitration Mechanism of the International Centre for the Settlement of Investment Disputes"; A.A. Berle,

"Control in Corporation Law"; NATIONAL LAWS AND REGULATIONS: Ghanaian Companies Code Act

1963 (Act 179); Ghanaian Law No. 287; Ghanaian Mineral and Mining Law, P.N.D.C.L 153; Ghanaian Arbitration Act 1961, (Act 38); Ghanaian Investment

Code 1985

1993

33. Provisional Measures (14 June 1993)

Robert Y. Jennings (President), Charles N. Brower, Kamal

Hossain

Vaccum Salt Products Limited v. Government of the Republic of Ghana ,

ICSID Case No. ARB/92/1

0

NATIONAL LAWS AND REGULATIONS: Constitution of the Republic of Ghana, 7 January 1993;

Ghanaian State Lands Act 1962; Ghanaian Administration of Lands Act 1962; Ghanaian Law No.

287

1992

32. Award (20 May 1992)

Eduardo Jiménez de Aréchaga (President),

Mohamed Amin Elabassy El Mahdi,

Robert F. Pietrowksi, Jr.

Southern Pacific Properties (Middle East) Limited

[SPP(ME)] v. Arab Republic of Egypt , ICSID

Case No. ARB/84/3

1 Klöckner

DECISIONS: Chorzow Factory (PCIJ); German Interests in Polish Upper

Silesia Case (PCIJ); AWARDS: Amoco International Finance Corp. v. Islamic Republic of Iran; Kuwait v. American Independent Oil Company (Aminoil);

Northrop Corp. v. Triad; Phillips Petroleum Company, Iran v. Iran

1990

31. Decision on Supplemental Decisions

and Rectification of 5 June 1990 Award (10

October 1990)

Rosalyn Higgins (President), Marc

Lalonde, Per Magid

Amco Asia et al. v. Republic of Indonesia ,

ICSID Case No. ARB/81/1 0 CONVENTIONS: ICSID; RULES: ICSID Arbitration

Rules

Vaccum Salt Products Limited v. Government of the Republic of Ghana , ICSID Case No. ARB/92/1 CONTINUED

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TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

29. Second Award on the Merits (05 June 1990)

Rosalyn Higgins (President), Marc

Lalonde, Per Magid

Amco Asia et al. v. Republic of Indonesia ,

ICSID Case No. ARB/81/1 1 Klöckner

DECISIONS: Chorzow Factory (PCIJ); ELSI (ICJ); Eddy Hans (Indonesia);

Engel (ECHR); Sramek (ECHR); Jospandojo (Indonesia); Fabiani Case; PT Savoy Homan Hotel v. Indonesia;

Bayerische HNL Vermehrungsbetriebe GmbH et al. (ECJ); Yayasan Tjie On Jie Jan v. Indonesia; Golder Case (ECHR); Banco Nacional de Cuba v. Farr (US);

AWARDS: American International Group Inc. v. Islamic Republic of Iran; Amoco International Finance Corp. v. Islamic Republic of Iran; Aris Gloves

Inc. v. United States; Chattin Case (USA v. Mexico); De Sabla Claim (USA v. Panama); Said Wachdin v.

Perseroan Terbatan NV Aniem; Sapphire International Oil Company v. National Iranian Oil Company; Sedco Inc. v. National Iranian Oil Company; Shufeldt Claim (USA v. Guatemala);

Soekartin v. Indonesia

CONVENTIONS: ICSID Convention; European Convention on Human Rights; RULES: ICSID

Arbitration Rules; ICSID Administrative and Financial Regulations; PUBLICISTS: Draft Convention on the

International Responsibility of States for Injuries to Aliens; F.A. Mann, "The Consequences of an

International Wrong in International Law"; D. O'Connell, International Law; A. Freeman, The International Responsibility of States for Denial of Justice; E.

Borchard, The Diplomatic Protection of Citizens Abroad, or, the Law of International Claims; C. Gray, Judicial

Remedies in International Law; I. Seidl-Hohenveldern, "L'evaluation des dommages dans les arbitrages

transnationaux"; US Restatement (Third) of the Foreign Relations Law of the United States; NATIONAL LAWS

AND REGULATIONS: Indonesian Civil Code; Indonesian Law No. 1 of 1967; Indonesian Decree No. 63/1969 on Regulations and Procedures for Exercising

Control over Capital Investments; Indonesian Decree No. 54/1977; US Foreign Assistance Act 1965

AWARDS: Starret Housing Corporation v. Iran; Texaco Overseas Petroleum (TOPCO) and California

Asiatic Oil Company v. Government of the Libyan Arab Republic; Walter

Fletcher Smith Case (USA v. Cuba); Horst Claim (Horst v. USA); Idler Case

(USA v. Venezuela); INA Corp. v. Islamic Republic of Iran; John King Seng v. Head of Kabupaten et al.;

Josopandojo Case; Kuwait v. American Independent Oil Company (Aminoil);

Libyan American Oil Company (LIAMCO) v. Government of the

Libyan Arab Republic; Martini Case (Italy v. Venezuela); May Case

(Guatemala v. USA); McCurdy v. The United Mexican States (USA v.

Mexico); Phelps Dodge Corp. v. Islamic Republic of Iran; Phillips Petroleum

Company, Iran v. Iran

1989

28. Decision on Annulment (22

December 1989)

Sompong Sucharitkul

(President), Aron Broches, Kéba

Mbaye

Maritime International Nominees Establishment v. Republic of Guinea, ICSID

Case No. ARB/84/4

2 Klöckner (1985); Amco Asia

CONVENTIONS: ICSID Convention; New York Convention; RULES: ICSID Arbitration Rules;

PUBLICISTS: Starck, Droit Civil: Obligations; Chartier, La Reparation du Prejudice; A. Weill and F. Terre, Droit Civil--Les Obligations; H. McCormack, Arbitration in Combined Transportation; UNCITRAL Model Law;

NATIONAL LAWS AND REGULATIONS: French Civil Code; Guinea Decree of 6 March 1972

Amco Asia et al. v. Republic of Indonesia , ICSID Case No. ARB/81/1 CONTINUED

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 26 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

27. Findings on Liability, Interpretation and Allied

Issues (04 May 1989)

Graham Speight (President),

Maureen Brunt, Stephen Charles

Mobil Oil Corporation, Mobil Petroleum Company Inc, Mobil Oil New Zealand v. Her Majesty the Queen in

Right of New Zealand , ICSID Case No. ARB/87/2

0

DECISIONS: Air New Zealand v. Commerce Commission; Auckland

Regional Authority v. Mutual Rental Cars; AV Pound & Co Ltd. v. MW Hardy & Co. Inc.; Bank Line Ltd. v. Arthur Capel and Co.; BP Refinery (Westernport) Pty Ltd. v. Shire of

Hastings; Bremer Vulkan Case; Brierly Investments Ltd. Case; Chang Wing-siu

v. R.; Charrington & Co. Limited v. Wooder; Commissioner of Police v.

Ombudsman; Dandy Power v. Mercury Marine; Davis Contractors Ltd. v. Fareham Urban District Council;

Denmark Productions Ltd. v. Boscobel Productions Ltd.; Denny, Mott &

Dickson Ltd. v. James B. Fraser & Co. Ltd.; Devenport Borough Council v. Robbins; Dominion Rent A Car v.

Budget Rent A Car Systems; Dowling v. South Canterbury Electric Power

Board; E.I. Du Pont de Nemours & Co. v. Federal Trade Commission;

Edmonds Food Industries Ltd. v. WF Tucker and Co. Ltd; Fawcett Properties Ltd. v. Buckingham County Council;

Foley v. Classique Coaches Ltd.; Hampstead & Suburban Properties Ltd.

v. Diomedous; Hillas & Co Ltd. v. Arcos Ltd.

PUBLICISTS: Finn, "Equity and Commercial Relationships"; B.H. MacPherson, "Joint Ventures as a

Separate Concept"; R.A. Ladbury, Commentary on MacPherson's Joint Ventures as a Separate Concept";

Hogg, Liability of the Crown in Australia, New Zealand and the United Kingdom; Donald and Heydon, Trade

Practices Law

Hospital Products Ltd. v. US Surgical Corporation; Howard Smith Industries

Pty Ltd. and Adelaide Steamship Industries Pty Ltd, Re; Kyprianou v. Cyprus Textiles Ltd.; Macdonald v.

Longbottom; MacKay v. Dick; Maritime National Fish Ltd. v. Ocean

Trawlers Ltd.; Media Council of Australia (No 2), Re; Morphett Arms Hotel Pty Ltd. v. TPC; New Zealand

Shipping Company Limited v. Societe des Ateliers et Chantiers de France; Offshore Mining Co Ltd. & Ors v. Attorney General of New Zealand;

Outboard Marine Australia Pty Ltd. v. Hecar Investments Ltd; Overseas

Tankship (UK) Ltd. v. Miller Steamship Co Pty Ltd

Mobil Oil Corporation, Mobil Petroleum Company Inc, Mobil Oil New Zealand v. Her Majesty the Queen in Right of New Zealand , ICSID Case

No. ARB/87/2 CONTINUED

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TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

Paal Wilson and Co A/S v. Partenreedere Hannah Blumenthal;

Prenn v. Simmonds; Queensland Co-Operative Milling Association Ltd. v. Defence Holdings Ltd; Queensland Electricity Generating Board v. New Hope Collieries Pty Ltd; R. v. Gush; Radio 2UE Sydney v. Stereo FM; Re Nudgee Bakery Pty Ltd's Agreement;

Reardon Smith Line Limited v. Hansen-Tangen and Others; River Wear

Commissioners v. Adamson; Roberts v. Bury Commissioners; Schuler AG v.

Wickman Machine Tool Sales; Scott v. Rania; Tillmans Butcheries Pty Ltd. v.

The Australasian Meat Industry Employees' Union; Tooheys Ltd, In re;

Tooth & Co. Ltd, In re; TPC v. Nicholas Enterprises Pty Ltd.; Tru Tone

Ltd. v. Festival Records; United Dominions Corporation v. Brian Pty Ltd; Upper Hunter County District Council v. Australian Chilling and Freezing Co. Ltd; Weddel Crown

Corporation v. Commerce Commission

1988

26. Second Decision on Jurisdiction (10 May

1988)

Sompong Sucharitkul (President),

Arghyrios A. Fatouros; Dietrich

Schindler

Amco Asia et al. v. Republic of Indonesia ,

ICSID Case No. ARB/81/1 0

DECISIONS: Chorzow Factory (PCIJ); AWARDS: Pious Fund Case; Orinoco

Steamship Company Case

CONVENTIONS: ICSID; RULES: ICSID Arbitration Rules; PUBLICISTS: R. David, L'Arbitrage dans le

commerce international; Cheng, General Principles of International Law; de Visccher, Aspects recents de droit procedural; Documents Concerning the Origin and the Formulation of the ICSID Convention; Abi-Saab, Les exceptions preliminaires dans la procedure de la Cour

internationale; Millar, "The Premises of the Judgment as Res Judicata in Continental and Anglo-American Law"; Lauterpacht, Private Law Sources; NATIONAL LAWS AND REGULATIONS: Delaware General Corp. Law

25. Jurisdiction (No. 2) (14 April 1988)

Eduardo Jiménez de Aréchaga (President),

Mohamed Amin Elabassy El Mahdi (Diss. Op.), Robert F. Pietrowksi, Jr.

Southern Pacific Properties (Middle East) Limited

[SPP(ME)] v. Arab Republic of Egypt , ICSID

Case No. ARB/84/3

1 Amco Asia

DECISIONS: Railway Traffic Between Lithuania and Poland Case (PCIJ);

Phosphates in Morocco Case (PCIJ); Mavrommatis Palestine Concessions Case (PCIJ); Electricity Company of

Sofia and Bulgaria Case (PCIJ); Chorzow Factory (PCIJ); German

Interests in Polish Upper Silesia Case (PCIJ); Constitution of the Maritime Safety Committee (IMO) Case (ICJ); Temple of Preah Vihear, Cambodia v.

Thailand (ICJ); Nicaragua (ICJ); Nuclear Tests Case (ICJ); Aegean Sea

Continental Shelf Case, Greece v. Turkey (ICJ); Anglo-Iranian Oil Company Case (ICJ); Cour de

Cassation, Case No. 716 of Judicial year 47 (Egypt); AWARDS: Saudi Arabia v.

Arabian American Oil Company (Aramco); Affaire des forets des

Rhodope central

CONVENTIONS: ICSID Convention; BIT (US-Egypt); RULES: ICSID Arbitration Rules; PUBLICISTS:

Report of the Executive Directors on the ICSID Covention; M. Davis, Business Law in Egypt; G.

Delaume, Le Centre International pour le Reglement des differends relatifs aux investements; M. Amadio, "Le

contentieux international de l'investissement prive et le Convention de la banque mondiale du 18 mars 1965"; A.

Broches, "The Convention on the Settlement of Investment Disputes: Some Observations on

Jurisdiction"; P. Reuter, Reflexions sur la competence du Centre; P.H. Leboulanger, "Etat, politique et arbitrage,

l'affaire du plateau des pyramides"; El Kosheri, Arbitration and Doemstic Laws: Egyptian Laws; R.

Kovac, "La competence du Centre"; L. Levy, La nationalite des societes; NATIONAL LAWS AND

REGULATIONS: Egyptian Code of Civil Procedure

Mobil Oil Corporation, Mobil Petroleum Company Inc, Mobil Oil New Zealand v. Her Majesty the Queen in Right of New Zealand , ICSID Case

No. ARB/87/2 CONTINUED

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TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

24. Award on the Merits (25 February 1988)

Aron Broches (President), Kéba Mbaye (diss. op.),

J.C. Schultsz

Societe Ouest Africaine des Betons Inudstriels [SOABI] v. State of Senegal , ICSID

Case No. ARB/82/1

1 Amco Asia

DECISIONS: Libya/Malta Continental Shelf Case (ICJ); Nicaragua,

Jurisdiction (ICJ); KIng of Spain's Arbitral Award, Honduras v. Nicaragua

(ICJ); Elbs v. Administration des Chemins de Fer d'Alsace Lorraine (France); Cass. Civ. 1st, 16 March

1966, Garantie Mutuelle des Fonctionnaires (France); Cass. Civ.

2nd, 20 January 1971, Garantie Mutuelle des Fonctionnaires (France)

CONVENTIONS: ICSID Convention; RULES: UNCITRAL Arbitration Rules; IRAN-US Claims

Tribunal Rules; PUBLICISTS: Gautron and Rougevin-Baville, Droit Public du Senegal; A. de Laubadere, Traite

de Droit Administratif; Bockel, Droit Administratif; Mazeaud, Lecons de Droit Civil; Viney, La

responsabilite: conditions; J-P Tosi, Le droit des obligations du Senegal; Code of Civil and Commercial Obligations; Report of the Executive Directors on the

ICSID Convention; J-F Lalive, Recueil des Cours. 1983; K-H Bockstiegel, "Les regles de droit applicables aux arbitrages commerciaux concernant des Etats ou des enterprises controlees par l'Etat"; B. Cremades, G.R.

Delaume, in L'arbitrage international soixante ans apres, reagrds sur l'avenir, CCI 1984; R. David, L'arbitrage dansle commerce international; J-P Regli, Contrats d'Etat et arbitrages entre Etats et personnes prives; Vocabulaire Juridique, 1987; "Encyclopedie juridique de l'Afrique"; NATIONAL LAWS AND REGULATIONS: Article 6

of Senegalese Law 72/43, 1972; Senegal's Code of Government Obligations

23. Award (06 January 1988)

Donald E. Zubrod (President), Jack Berg, David K.

Sharpe

Maritime International Nominees Establishment v. Republic of Guinea, ICSID

Case No. ARB/84/4

0DECISIONS: MINE v. Guinea (US);

AWARDS: AAA Award, MINE v. Guinea (1980)

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; NATIONAL LAWS AND REGULATIONS: French Civil Code; Federal

Arbitration Act (US); Foreign Sovereign Immunities Act (US); Louisiana Civil Code

1986

22. Rectification (19 June 1986)

Bernardo M. Cremades

(President), Jorge Gonçalves Pereira,

Alan Redfern

Liberian Eastern Timber Corporation [LETCO] v.

Government of the Republic of Liberia , ICSID

Case No. ARB/83/2

1 LETCO

21. Annulment Decision Annulling the 20

November 1984 Award (16 May 1986)

Ignaz Seidl-Hohenveldern

(President), Florentino P.

Feliciano, Andrea Giardina

Amco Asia et al. v. Republic of Indonesia ,

ICSID Case No. ARB/81/1 3 Holiday Inns; Klöckner

(1985); Amco Asia

DECISIONS: Application for Review of Judgment No. 158 of the United Nations Administrative Tribunal, "Fasla" Case (ICJ); Arbitral Award made by the King of Spain on 23

December 1906 (ICJ); Case concerning Honduras v. Nicaragua (ICJ); Barcelona

Traction (ICJ); Corfu Channel Case (ICJ); Judgments of the ILO

Administrative Tribunal upon complaints made against UNESCO

(ICJ); AWARDS: Finnish Shipowners' Claim (Finland v. Great Britain)

CONVENTIONS: ICSID Convention; PUBLICISTS: A. Broches, "The Convention for the Settlement of

Investment Disputes between States and Nationals of Other States"; Documents Concerning the Origin and

Formulation of the Convention; Verdross-Simma, Universelles Volkerrecht; Rosenne, "Equitable Principles

and the Compulsory Jurisdiction of International Tribunals"; Pirotte, "La Notion d'Equite dans la

Jurisprudence Recente de la CIJ"; W. Friedman, "The North Sea Continental Shelf Case: A Critique"; Pirrung,

Die Schiedsgerichtsbarkeit nach dem Weltbankubereinkommen fur Investitionsstreitigkeiten; I.

Brownlie, Principles of Public International Law; Jimenez de Arechaga, "International Law in the Past

Third of a Century"; P. Lalive, "The First World Bank Arbitration, Some Legal Problems"; Parra, "The

Screening Power of the ICSID Secretary General"; Rosenne, Procedure in the International Court; Report of

the ILC, 1975; UN GA Res. No. 3281 (XXXIX); Hartono, Some Trans. Problems of Foreign Investment in

Indonesia

NATIONAL LAWS AND REGULATIONS: Indonesian Foreign Investment Law; Indonesian Law No.

1 of 1967; Indonesian Presidential Decrees Nos. 54/1977, 63/1969

20. Award (21 April 1986)

Pieter Sanders (President), Jean-

François Prat, Albert Jan van den

Berg

Atlantic Triton Company Limited v. People's

Revolutionary Republic of Guinea , ICSID Case No.

ARB/84/1

0

DECISIONS: Atlantic Triton v. Guinea, Cour d'appel, Rennes, 1984 (France); Atlantic Triton v. Guinea,

Cour de cassation, Paris, 1986 (France)

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; NATIONAL LAWS AND

REGULATIONS: French Civil Code

Amco Asia et al. v. Republic of Indonesia , ICSID Case No. ARB/81/1 CONTINUED

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TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

19. Award (31 March 1986)

Bernardo M. Cremades

(President), Jorge Gonçalves Pereira,

Alan Redfern

Liberian Eastern Timber Corporation [LETCO] v.

Government of the Republic of Liberia , ICSID

Case No. ARB/83/2

2 Amco Asia (1983); Holiday Inns

DECISIONS: American Life Insurance Company v. Emmanuel Sandy

(Liberia); Insurance Company of Africa v. Fantastic Store (Liberia); Levin v.

Juvico Supermarket (Liberia); AWARDS: Sapphire International Oil

Company v. National Iranian Oil Company; Shufeldt Claim (USA v.

Guatemala); Greek Telephone Company Arbitration; Aminoil v. the

Government of Kuwait; Lena Goldfields Company v. Union of Soviet Socialist Republics; Libyan American

Oil Company (LIAMCO) v. Government of the Libyan Arab

Republic; Robert May v. Guatemala (Guatemala v. USA)

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; PUBLICISTS: Lew, "Applicable Law in International Commercial Arbitration"; Higgins, "The Taking of Property by the State: Recent Developments in International Law"; Culp, "Sources of Liberian Law"; US

Restatement on the Law of Contracts; UN Resolution 1803 (XVII) Relating to Permanent Sovereignty over

natural resources; Berlowitz, Concessions and Incentives in Liberia; NATIONAL LAWS AND

REGULATIONS: Liberian General Business Law; Liberian Code of Laws

1985

18. Jurisdiction (No.1) (27 November 1985)

Eduardo Jiménez de Aréchaga (President),

Mohamed Amin Elabassy El Mahdi,

Robert F. Pietrowksi, Jr.

Southern Pacific Properties (Middle East) Limited

[SPP(ME)] v. Arab Republic of Egypt , ICSID

Case No. ARB/84/3

0

DECISIONS: Egypt v. SPP, Paris Court of Appeals, 1984 (France); SPP v.

Egypt, District Court, 1984 (Netherlands); AWARDS: SPP v.

Egypt, 1983 (ICC)

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; PUBLICISTS: Documents Concerning the Origin and Formulation of the

Convention; NATIONAL LAWS AND REGULATIONS: Egyptian Law No. 60, 1971; Egyptian Law No. 90, 1971; Egyptian Law No. 2, 1972; Egyptian Law No. 1, 1973; Egyptian Law No. 43, 1974; Egyptian Ministerial Decree No. 212, 1975; Egyptian Decree of the Prime Minister, No. 91, 1975; Egyptian Ministerial Decree No. 96, 1977; Egyptian Presidential Decree No.

475, 22 May 1975

17. Annulment, Award (03 May 1985)

Pierre Lalive (President), Ahmed Sadek El-Kosheri,

Ignaz Seidl-Hohenveldern

Klöckner Industrie-Anlagen GmbH, Klockner Belge, SA

and Klockner Handelsmaatschappij BV v. Republic of Cameroon and Societe Camerounaise des Engrais SA , ICSID Case

No. ARB/81/2

2 Holiday Inns; Klöckner

DECISIONS: Arbitral Award made by the King of Spain on 23 December

1906 (ICJ); Case concerning Honduras v. Nicaragua (ICJ); AWARDS: Trail Smelter Arbitration (USA v. Canada);

North Eastern Boundary Between Canada and the United States Award (1831); Orinoco Steamship Company

Case (PCA)

CONVENTIONS: ICSID Convention; Statute of the ICJ; RULES: ICSID Arbitration Rules; NATIONAL LAWS AND REGULATIONS: Cameroonian Civil

Code

1984

16. Award on the Merits (20 November 1984)

Berthold Goldman (President), Isi

Foighel, Edward W. Rubin

Amco Asia et al. v. Republic of Indonesia ,

ICSID Case No. ARB/81/1 0

DECISIONS: German Interests in Polish Upper Silesia Case (PCIJ);

Chorzow Factory (PCIJ); Barcelona Traction (ICJ); Printing and Numerical

Registering Co. v. Samp (UK); Robinson v. Harman (UK); Hadley v.

Baxendale (UK); Stees v. Leonard (US);AWARDS: Sapphire International Oil

Company v. National Iranian Oil Company; Saudi Arabia v. Arabian American Oil Company (Aramco);

Shufeldt Claim (USA v. Guatemala); Texaco Overseas Petroleum (TOPCO) and California Asiatic Oil Company v.

Government of the Libyan Arab Republic; Lena Goldfields Company v.

Union of Soviet Socialist Republics; Libyan American Oil Company

(LIAMCO) v. Government of the Libyan Arab Republic; Lighthouses

Arbitration (France v. Greece); Norwegian Shipowners' Claims

(Norway v. USA); Starret Housing Corporation v. Iran (Iran-US)

CONVENTIONS: ICSID Convention; VCLT; Statute of the International Court of Justice; PUBLICISTS: ILC Draft Articles on State Responsibility; D.P. O'Connell,

International Law; C. Rousseau, Droit International Public; B.A Wortley, Expropriation in Public

International Law; Institut de Droit International, Annuaire 1952; J. Ghestin, Traite de droit civil, Les

Obligations, Le contract; La formation du contrat sous la direction de Rene Rodiere; A.G. Guest, Anson's Law of

Contract; E.A. Farnsworth, Contracts; Restatement (Second) of Contracts; UN GA Resolution 1803/XVII,

1962; E.A. Fransworth, "The Past of Promise: An Historical Introducton to Contract"; A. Von Mehren and J. Gordley, The Civil Law System; NATIONAL LAWS

AND REGULATIONS: Indonesian Corp. Tax Ordinance; Indonesian Tax Law on Interest, Dividend

and Royalty; US UCC; Indonesian Law No. 6; Indonesian Decrees of the President of the Republic Nos.

63/1969, 21/1973, 54/1977; Italian Civil Code; Dutch Civil Code; Indonesian Civil Code; French Civil Code; Indonesian Foreign Capital Investment Law; Indonesian

Law No. 12

15. Jurisdiction (01 August 1984)

Aron Broches (President), Kéba Mbaye, Jean van

Houtte

Societe Ouest Africaine des Betons Inudstriels [SOABI] v. State of Senegal , ICSID

Case No. ARB/82/1

0

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; PUBLICISTS: Report of the Executive Directors of the World Bank on the

Convention

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 30 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

1983

14. Decision on Provisional Measures (09

December 1983)

Berthold Goldman (President), Isi

Foighel, Edward W. Rubin

Amco Asia et al. v. Republic of Indonesia ,

ICSID Case No. ARB/81/1 0 CONVENTIONS: ICSID Convention; RULES: ICSID

Arbitration Rules

13. Award (21 October 1983)

Eduardo Jiménez de Aréchaga (President),

William D. Rogers, Dominique

Schmidt (Diss. Op.)

Klöckner Industrie-Anlagen GmbH, Klockner Belge, SA

and Klockner Handelsmaatschappij BV v. Republic of Cameroon and Societe Camerounaise des Engrais SA , ICSID Case

No. ARB/81/2

1 Holiday Inns

DECISIONS: Diversion of Water from the Meuse Case, Netherlands v.

Belgium (PCIJ); Cour de Cassation, Sect. Soc. decision of 1 June 1950 (France); Sirey 51.89, comment by

Brunet (France); Cass. Soc., decision of 21 October 1954, Jurisclasseur

periodique, comment by Oubliac and Juglart (France); Cour de cassation,

decision of 27 January 1970, comment by A. Huet (France); Court de cassation,

1ere, decision of 5 March 1974 (France); 74 Jurisclasseur periodique, comment by J. Voulet, who also cites the decision of the Cour de cassation, 3eme, of 12 March 1969, Cass Civ.,

3eme, decision of 6 May 1979 (France); AWARDS: Fertilizer Corporation of

India

CONVENTIONS: ICSID Convention; Statute of the ICJ; RULES: ICSID Arbitration Rules; PUBLICISTS: Report of Executive Directors on the ICSID Convention;

M. Amadio, Le contentieux international de l I'investissement prive et al Convention de la Banque

Mondiale du 18 mars 1965; A. Broches, "The Convention on the Settlement of Investment Disputes

Between States and Nationals of Other States"; Szasz, "A Practical Guide to the Convention on the Settlement of

Investment Disputes"; C.F. Amerasinghe, "The International Centre for the Settlement of Investment

Disputes and Development Through the Multinational Corporation"; G. Delaume, "Le Centre International pour le Reglement des Differends Relatifs aux Investissements (CIRDI); Esmein, Traite pratique de droit civil francais;

Cassin, De l'exception tiree de 'inexecution dans les rapports synallagmatiques"; A. Weil, Droit Civil, Les

obligations; J. Voulet, Jurisclassuer periodique; P. Reynaud, Preface to J.F. Pillebout, Recherches sur

l'exception d'inexecution; Planiol, Traite elementaire de droit civil

PUBLICISTS: Capitant, La cause dans les obligations; Saleilles, Theories generale de l'obligation d'apres le project de Code Civil allemand; Mazaued, Lecons de droit civil; J.F. Pillebout, Recherches sur l'exception

d'inexecution; P. Lalive, "The First World Bank Arbitration"; NATIONAL LAWS AND

REGULATIONS: Cameroonian Investment Code; Cameroonian Law No. 60164 promulgating the Investment Code; Cameroonian Law 64/LF/6;

Cameroonian Law 66/LF/5

12. Decision on Jurisdiction (25

September 1983)

Berthold Goldman (President), Isi

Foighel, Edward W. Rubin

Amco Asia et al. v. Republic of Indonesia ,

ICSID Case No. ARB/81/1 1 Holiday Inns

DECISIONS: Temple of Preah Vihear, Cambodia v. Thailand (ICJ); Maclaine

v. Gatty (UK)

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; PUBLICISTS: The Law Relating to

Estoppel by Representation (Spencer, Bower, and Turner, 3rd ed. Butterworths); NATIONAL LAWS

AND REGULATIONS: Indonesian Law No. 1; Indonesian Foreign Capital Investment Law; Decree of

the President of the Republic of Indonesia

1980

11. Award (08 August 1980)

Jørgen Trolle (President), Rudolf Bystricky, Edilbert Razafindralambo

Benvenuti & Bonfant srl v. Government of the People's

Republic of the Congo , ICSID Case No. ARB/77/2

0DECISIONS: Tribunal de Grande

Instance of Paris, Order of 23 December 1980 (France)

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; ICSID Administrative and Financial Rules; NATIONAL LAWS AND REGULATIONS:

People's Republic of Congo Constitution, 24 June 1973; People's Republic of Congo Company Law; People's

Republic of Congo decree No. 6127/MC/DGC/DGP of 3 October 1975; People's Republic of Congo decree No.

75/508 of 9 November 1975; People's Republic of Congo Fundamental Act of the Military Committee of the Party; French Civil Code; French Decree of 28 September 1897

10. Award issued embodying the

Settlement Agreement (22 July 1980)

Ivan Wallenberg (President), Elihu

Lauterpacht, Pieter Sanders

Guadelupe Case Products Corp. v. Federal Military Government of Nigieria ,

ICSID Case No. ARB/78/1

0

1979

Klöckner Industrie-Anlagen GmbH, Klockner Belge, SA and Klockner Handelsmaatschappij BV v. Republic of Cameroon and Societe

Camerounaise des Engrais SA , ICSID Case No. ARB/81/2 CONTINUED

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 31 of 32 / /

TABLE A: PRECEDENT IN ICSID ARBITRATION 1972 - 2006 (As of December 1, 2006)(in reverse chronological order, divided by basis of jurisdiction)

AWARD / DECISION (Date)

PANEL / COMMITTEE CASE

NUMBER OF ICSID

DECISIONS, AWARDS, AND

ORDERS CITED

ICSID DECISIONS, AWARDS, AND ORDERS CITED

OTHER DECISIONS, AWARDS, AND ORDERS CITED OTHER SOURCES CITED

9. Award (30 November 1979)

Jørgen Trolle (President), René-Jean Dupuy, Fuad

Rouhani

AGIP SpA v. Government of the People's Republic of the

Congo , ICSID Case No. ARB/77/2

0

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; NATIONAL LAWS AND

REGULATIONS: French Civil Code; Constitution of the People's Republic of the Congo; Fundamental Act of the Military Committee of the Party; Gov't of the Congo

Ordinance No. 6/75

1977

8. Award on the Merits (29 August 1977)

[EXCERPTS]

Pierre Cavin (President), Jacques

Michel Grossen, Dominique Poncet

Adriano Gardella SpA v. The Government of the Republic of the Ivory

Coast , ICSID Case No. ARB/74/1

0CONVENTIONS: ICSID Convention; RULES: ICSID

Arbitration Rules; NATIONAL LAWS AND REGULATIONS: Civil Code of the Ivory Coast

1975

7. Decision on Jurisdiction and

Competence (06 July 1975)

Jørgen Trolle (President),

Michael Kerr, Fuad Rouhani

Alcoa Minerals of Jamaica, Inc. v. Government of

Jamaica , ICSID Case No. ARB/74/2

0

6. Decision on Jurisdiction and

Competence (06 July 1975)

Jørgen Trolle (President),

Michael Kerr, Fuad Rouhani

Kaiser Bauxite Company v. Government of Jamaica ,

ICSID Case No. ARB/74/30

CONVENTIONS: ICSID Convention; RULES: ICSID Arbitration Rules; PUBLICISTS: Report of the Executive Directors; NATIONAL LAWS AND

REGULATIONS: Jamaica's Bauxite (Production Levy) Act, 1974

5. Decision on Jurisdiction and

Competence (06 July 1975)

Jørgen Trolle (President),

Michael Kerr, Fuad Rouhani

Reynolds Jamaica Mines, Ltd. and Reynolds Metal

Company v. Government of Jamaica , ICSID Case No.

ARB/74/4

0

1974

4. Decision on Existence and Scope of Certain

Liabilities deriving from their Contractual

Relations (23 September 1974)

Sture Petrén (President), J.

Forster, Paul Reuter

Holiday Inns SA, Occidental Petroleum

Corporation v. Government of Morocco , ICSID Case

No. ARB/72/1

0

3. Further Decision on Jurisdiction and

Admissibility of Claims (12 May 1974)

Sture Petrén (President), J.

Forster, Paul Reuter

Holiday Inns SA, Occidental Petroleum

Corporation v. Government of Morocco , ICSID Case

No. ARB/72/1

0

1973

2. Decision on Jurisdiction (01 July

1973)

Sture Petrén (President), J.

Forster, Paul Reuter

Holiday Inns SA, Occidental Petroleum

Corporation v. Government of Morocco , ICSID Case

No. ARB/72/1

0

1972

1. Decision on Provisional Measures (02

July 1972)

Sture Petrén (President), J.

Forster, Paul Reuter

Holiday Inns SA, Occidental Petroleum

Corporation v. Government of Morocco , ICSID Case

No. ARB/72/1

0

UNPUBLISHED, identical to decision in Kaiser Bauxite

UNPUBLISHED, identical to decision in Kaiser Bauxite

UNPUBLISHED

UNPUBLISHED

UNPUBLISHED

UNPUBLISHED

Jeffery P. Commission, "Precedent in Investment Treaty Arbitration: The Empirical Backing" TDM (2007) Page 32 of 32 / /