SEC News Digest, May 29, 2001 · news digest.iy 29 2001 3-8 cotuni nics amerip inc box 7065 suite...
Transcript of SEC News Digest, May 29, 2001 · news digest.iy 29 2001 3-8 cotuni nics amerip inc box 7065 suite...
SEC NEWS DIGEST
Issue 2001-103May 292001
INVESTMENT COr1IANv ACT RELEASES
BT INVESTMENT FUNDS El AL
An order has been issued on an application tiled by BT Investment Funds Ct al
exempting applicants from Section 7a of the Investment Company Act The order
permits se of retistered open-end management investment company to acquire all
of the assets md lihiliiies ol series of another registered open-end management
ifl\ estflieilt CO panY I3ecause of certain affiliations applicants may not rely on Rule
17a-R under IhL Act Rd lC-2493 May 25
COMPOSITE DEFERRED SERIES INC
order has been issued has been ssued under Section 8f of the Investment Company
Act declaring that Composite Delerred Series inc has ceased to be an investment
company lC-2I99i May 2S
HOLDING COMP.N Al RELEASES
NORTHEAST UTIL
An order has been issued authoiizing Northeast Utilities NU registered holding
company to issue guarantees and other forms of crelit support in an amct not to
exLced $45 thiouh June 30 2004 in order to guarantee obligations ulaerLaken
by Holyoke \\mter Power Company HWP utility subsidiaiy of NU under series of
reimbursement aureetnenis entcrc into bcween I-IWP and various banks Rel 35-
27407
SELF-REGULATORY ORGANIZATIONS
ACCELERATE APPROVAL OF PROPOSED RULE CHANGE
The Conniissrn granted accelerated approval to proposed rule change submitted by
the American Stock Exchange SR-AmeX-2001 -28 relating to the listing and trading of
Select Ten Notes Publication of the proposal is expected in the Federal Register during
the week ofMty 28 Rel 34-44342
AMENDMENT TO THE PLAN FOR REPORTING OF CONSOLIDATED OPTIONS
LAST SALE REPORTS AN QUOTA1ION INFORMATION
The Options Pice Reporting Authority submitted proposed amendment to the Plan for
Reporting of Consolidated Options Last Sale Reports and Quotation Information OPRA2001-02 to permit the options exchanges to disseminate unconsolidated market
information to their menthers pursuant to Section IAa3 of the Securities Exchange
Act of 1934 ublication of the proposal is expected in the Federal Register during the
week of May 2S Rd 34-44347
JOINT INDUSTRY ILAN
The Commissn approed an extension until July 19 2001 to the Reporting Plan for
Nasdaq/Natioutl Market Securities Traded on an Exchange on an Unlisted or Listed
Basis S7-24-9 submitted by the Nationai Association of Securities Dealers the Pacific
Exchange and the Boston Chic4gQ Cincinnati and Philadelphia Stock Exchanges
Publication of he proposal is expected in the Federal Register during the week of May
28 Rd 34- 348
IMMEDIATE EFFt.CiI VEIN ESS 01 IROPOSEI RULE CHANGE
proposed rule change filed by the International Securities Exchange to conform its
rules to reflect decimal pricing SR-ISE-200l-14 has become effective under Section
l9b3A of the Securities Exchange Act of 1934 Publication of the proposal is
expected in the ederaLBgister during the week of May 28 Rel 34-44349
SECURI1IES ACT LEG ISTRAT1ON
The following registration statements have been filed with the SEC under the SeQirities Act
of 1933 The reported information appears as follows Form Name Address and Phone
Number if available of the issuer of the security Title and the number and/or thee amount
of the securities being offered Name of the managing underwriter or depositor if
applicable File number and date filed Assigned Branch and designation if the statement
is New Issue
NEWS DIGEST Nlav 29 2001
Registration iteiuentS nav be obtained in person or by writing to the Commissions
Public Refere Branch at 450 litIh Street N.W Washington D.C 20549 or at the
folloving e- box addies iblicinfoSCC.gOv In most cases this information is
also available the Coininissiolls vebsite w\v\.sec.gov
F-6 STATOIL ADR/ TIMOTPY KEANEY 101 BARCLAY ST 22ND FLOOR
NEW YORK II 10286 212 8--2084 3J0000000 $15000000
DEPOSITARY CEIPTS FOR CO11i4ON STOCK FILE 333-13508 MAY 14 BR
99
NEW ISSUE
F3 HARMONY LD MINIflG CO LTD P0 BOX 82291 JOHANNESBURG SOUTH
AFRICA T3
212 894 10 200000W $106600000 FOREIGN COUION STOCK FILE
33313516 LY 17 BR
s-e WILLIAMS TOMNUNICATIONS GROUP INC ONE WILLIAMS CTR TULSA OK 74172
918 573 90000 41850000 COMMON STOCK FILE 33361306
MAX 21
RITH JIIE flC RED HILL AVENUE COSTA MESA CA 92626
6- 232890.7 COMMON STOCK FILE 33361312
MAY 21
S-8 GARDNER NVER mc 1SOL CARDNER EXPRESSWAY BOX 528 QUINCY IL
23i 217 22-54 97510 $17793750 COMMON STOCK FILE
3361314 LY 211 BR
5-8 ELCOM R1IATIJJAL INC OCEANA WAY SUITE 102 NORWOOD MA 02062
8i 440 C0000 $6012000 COMMON STOCK FILE 33361316
MAY 21
S3 SONIC SC JTINSfA/ 10 WLAND WAY STE 110 NOVATO CA 94945
415 893c 10 45000 $1728325 COMMON STOCK FILE 33361318
Mi-ti 211
SE SCIENT -i ON RoNT .TEET 28TH FLOOR SAN FRANCISCO CA 94111
415 733- i50384 $20128966 COMMON STOCK FILE 333
61320MAY 21 51
s-3 BIOMARII HARMACEUTIcAL INC 371 BEL MARIN KEYS BLVD STE 210
NOVATOCA 94949 43 8846700 $4700000 COMMON STOCK FILE 33361322
MAY 21
S-8 DAUGHEP RESOURCES INC 120 PROSPEROUS PLACE SUITE 201 LEXINGTON
KY40509 60 63-394 197066 $295599 COI.UVION STOCK FILE 333
61324
MAY 21
NEWS DIGEST ay 29 2001
S-8 EMACHINI IN IDE 1435C MYFORD ROAD SUITE 100 IRVINE CA 92606
714 481 28 $272155U OMMON STOCK FILE 33361326 MAY 21
BR
S-B ONE cc DE 20250 CENTURY BOULEVARD SUITE 300 GERMANTOWN MD
08 74
301 515- 00 2500000 $3962500 COMMON STOCK FILE 33361330
MAY 21
S-3 DANIELSC HOLDING CORP 767 THIRD AVE 5TH FL NEW YORK NY 10017
212 888047 819700 $4057515 COMMON STOCK FILE 33361332
MAY 21
3-8 CIPHERGE BIOSYSTEMS INC 490 SAN ANTONIO RD STE 201 PALO ALTO CA
94306 65Y 96-377D 32500 $1751750 COMMON STOCK FILE 333
613 34
MAY 21 $R 11
S-8 CHARLES VER LA3CRATORIE INTERNATIONAL INC 261 BALLARDVALE
STREETWILMINGTON 1867 978 E586000 2600000 $80730000 COMMON
STOCKFILE 333 336 MAY 21 HR
S-B CAMBRIr ENERGY CDRP 215 RIVERSIDE DR COCOA FL 32922
407j 636-t 1000000 i000000 COMMON STOCK FILE 33361340
MAY 21
S-3 EMPIRE 3TRICT ELECTRIfl .O 602 JOPLIN ST JOPLIN MO 64801
417 62S 1500000 .28672.500 COMMON STOCK FILE 33361342
MAY 21
s-3 WATTAGE NIrop 1NC 115 FIETZKE STREET RENO NV 89502 702 327000
8862 $6l1942 CCD2OIJ STOCK FILE 33361344 MAY 21 BR2i
S-3 WILLIA12 3MSIUNICATIONS C-HOUF INC ONE WILLIAMS CTR TULSA OK 74172
918 573i DO 1500000000 $1500000000 STRAIGHT BONDS FILE33361348 vIAY 21 BR
s-3 ALLOY ci INE INC 151 WES 26TH STREET 11TH FL NEW YORK NY 10001
212 244-4J7 1428047 13095190.99 COMMON STOCK FILE 33361352
MAY 21
S-8 OMEGA HE-bTHCARE INVESTORS INC 900 VICTORS WAY STE 350 ANN ARBORMI
48108 734 387-0200 3500000 $5407500 COMMON STOCK FILE33361354 tAY 21 BR
NEWS DIGEST 29 200
S-8 PINNACLF OLDINS INC NORTH cATTLEME ROAD SUITE 300
MAY 22 1-
SB2 MPTV INC 366 SAN MIGUEL SUITE 210 NEWPORT BEACH CA 92660
94 760 47 400000000 $4000000 COMMON STOCK FILE 333
61378
N/ti 22
NEWS DIGEST av29 2001
SARASOTA FL
34236 94133361356
S-8 CHARTER
ST LOUIS33361358
S-3 EMC COFI
100 000
$392284
S-B REPUBLI
OFFICE OF
15 500 000FILE
33313536
SS MDS INCA6
41C 213--
3331353
S3 EPIQ 2Y
13 621-
MAx 22
S4 M1CRO1
3434
596160BF
S4 NELLOGE3i-
S-8 NOBEL LI
1400 PRO
$8 445 2E
S-S NOBEL LI
1400 PRO
$2 70
S-3 CANYON
303 278f
364-883 2oroo0 $15100000 COMMON STOCK FILE
IAY 21 BR
JI1UNICATIONS io /MOI 12444 POWERSCOURT DRIVE SUITE 100
63131 314 95-0555 $38395911 CONON STOCK FILE
4AY 22 BR
35 PAREWOOD Dr HOPKINTON MA 01748 508 4351000
COM4ON STOCF FILE 333-61360 MAY 21 BR
OF ARGENTINA 191 ST NW STE 606
JANCIAL REP OF ARGENTINA WASHINGTON DC 20036
$5500000000 FOREIGN GOVERNMENT AND AGENCY DEBT
lAY 13 BR
JO INTERN/TIOflJI BLVD TORONTO ONTARIO CANADA M9W 616
2C0000 29480000 FOREIGN COMMON STOCK FILE
lAY i3 BR
T4S IN 501 K5-JAS AVENUE KANSAS CITY KS 66105
1725000 5164650O COMMON STOCK FILE 33361364
cToi INC KARC1EP RD NAMPA ID 83687 208 898
$37337490 COIllION STOCK FILE 33361368 MAY 22
ONE KELLOGG BOX 3599 BATTLE CREEK MI 49016
4C00000 $4600000000 STRAIGHT BONDS FILE
BR
JJING OMMUNITES INC ROSE TREE CORPORATE CENTER II
OENE RD STE 305 MEDIA PA 19063 609 4829100 925000
COMMON STOCK FILE 333-61372 MAY 22 BR
.NI4G coMMuNITE INC ROSE TREE CORPORATE CENTER IIENCE SO STE 305 MEDIA PA 19063 609 4829100 340000
COLiCN STOK FILE 333-61374 MAY 22 BR
OURCES CORP 4I42 DENVER PKWY STE 250 GOLDEN CO 80401
1724609 2121269 COMMON STOCK FILE 33361376
13 CENTRE REET NEv YORK NY 10013 212 5945300
L3241104.90 CQIUION STOCK FILE 33361398 MAY 22
S-i TMP WORI IDE 114C 622 THRD AyE NEW YORK NY 10017 212 9774200
15i411E 34924E9 COiaI11 STOCK FILE 33361400 MAY 22 BR
53 ECCS INC ONE SHEILA DR TINTON FALLS NJ 07724 908 7476995
17000000 15130000 COMI10N STOCK FILE 33361402 MAY 22 BR
s-3 L90 INC 020 SANTA M0NcA BLVD STE 400 SANTA MONICA CA 90404
310 315li9 6385660 ..J4367735 COMMON STOCK FILE 33361404
NEWS DIGEST .iy 29 2001
3-8 cotUNI NICS AMERIP INC BOX 7065 SUITE WW SPANISH FORT
AL36577 334 25-642� 15uC000 $840000 COMMON STOCK FILE 333
613 82
MAY 22 3R
S-4 IUN JSTREET C3RP/N1 ONE DIAMOND HILL RD ONE DIAMOND HILL RD
MURRAY HILl NJ 07974 908 655000 300000000 $300000000
STRAIGHT BC DS FILE 333-384 MAY 22 BR
Si ADVANST INC 545 BOYL3TON ST BOSTON MA 02116 617 2676500
171792000 $91021242.53 COMMON STOCK. FILE 33361386 MAY 22
BR
SB CIBER IN 5251 DTC PKYUAY STE 1400 ENGLEWOOD CO 80111 303 220
2750CCI 191950C0 OMON S1OCK FILE 33361388 MAY 22
BR
0100
5-8 EXELO1
60690
31 394-61390
MAY 22
S-8 TITANIUI
3U 2-MAY 22
5-3 TANGEF
GRE EN BO RC
S-2 POWERBF
77027
A._JI _tJ
s-e GLOBI5C3349uBR
IC .i DEARB ST 37TH FLR P0 BOX A3005 CHICAGO IL
2U0000 .i36770000 COMMON STOCK FILE 333
4ETALS CORP 15- BROADWAY STE 4300 DENVER CO 80202
2JiJ00 CC 690000 CO1fl1ON STOCK FILE 33361392
ToY JUTLET CCflERS INC 200 NORTHLINE AVENUE SUITE 360274J 336 .23010 FILE 33361394 MAY 22 BR
IC/Ty/ 180 TEST LOOP SOUTH SUITE 1030 HOUSTON TX
J63034 $4170086 COMMON STOCK FILE 33361396
S8 PEABODY ERGY CORE 701 iARKET ST LOUIS MO 63101 314 342
3400
4200000 6306000 COMMoN STOCK FILE 33361406 MAY 22 BR
S-18 IBE.M EP AJCASTING CORE 45 ALMANOR AVE STE 100 SUNNYVALE CA
94086
803c6 $31i6282.70 OMMON STCK FILE 33361408 MAY 22
BR
s-3 HOMESTOR COM INC 30700 RUISSELL RANCH RD ESTLAKE VILLAGE CA
91362
805 557-0 2493091 $82272003 COU4ON STOCK FILE 33361410
MAY 22 ft
S-8 RURAL NE COPED /DE/ 41 EAST INDIAN SHOOL RD SCOTTSDALE AZ
85251
480 994- 70000 72i000 COMMON STOCK FILE 33361412
MAY 22
S-8 CRAGAF JSTRIES INC IDE 4336 43RD AyE PHOENIX AZ 85031
602 247- 240000 5200 COMMON STOCK FILE 33361414
MAY 22
5-8 Cl-jELL GE COR 14 METJ DR BLDG 18 ETOBOCOKE ONTARIO A6 00000
416 75 110000 0176000 COMMON STOCK FILE 33361418
22
S8 AUROR- scIENES CORP 1010 TORREYANA ROAD SAN DIEGO CA 92121
tR5 404 570000 Si.012400 COMMON STOCK FILE 33361420
MAx 22
54 TEREX CO 500 OST ROAD EAST STE 320 WESTPORT CT 06880
203 222 300000000 $300000000 STRAIGHT BONDS FILE
333-61422 AY 23 BR
sB-2 CACH FC IWC BOX PECATELLO ID 83205 208 2338001
250000 $5000 COifl1ON STTCK FILE 33361424 MAY 23 NEW
ISSUE
RECENT 8K FILHtS
Form 8-K is used by mipanies to file current reports on the following events
Item Changes in ntrol of Registrant
Item Acquisition Disposition of Assets
Item Bankruptcy Receivership
Item Changes in wstrants Certifyin Accountant
item Other Mater Tv importantEvenis
Item Rcsignation Regislrants Direct ars
NEWS DIGEST av 29 2001
1
Item Financial St ments and Exhibits
Item Change in Fi..ai Year
Item Regulation El Disclosure
The followini compa.ues have lilcd 8-K reports for the date indicated and/or amendments to 8-K reports
previously filed respmding to the items of the form specified 8-K reports may be obtained in person
or by writing to the mmissiops Public Reference Branch at 450 Fifth Street N.W Washington D.C
20549 or at the folio inge-mail box address publicinfo@se gov In most cases this information is
also available on the .mmissions vebsite www.sec.goy
NAME OF ISSUER
STATE
CODE
8K ITEM NO123456789 DATE COMMENT
ABN ANRO MORTGAGF .ORP SERIES 200a-
ADVANCED DIGITAL IFoRMArIoi CaRL
AGROCAN CORP
ALLIANCE PHARNACI
AMERICAN TECHIIL
AMER CORP
AMPLICON INC
AMTRAN INC
API NETWPY SEPVI
ASSET EAcFED SEOAN TP OO1HE
AssIsTED LIVINO
ATWOOD CEANICAUTOZONE NCBANK OF AMERICA
NC
BANK WEST FINANC
BANKATLANTIC BAN
BEAR sTEAKS c.i
cup Inc
BEAR STEARNS CCN1
CURITIES INC
BEAR STEARNS CON
CURITIE INC
BECTON DICKINSON
BENTON OIL GAS
BINGt-IAN FINANCIAl
BIOTRANSLLANT II..
BISASSIST INC
BMW FS SECURITIE
BMW VEHICLE OWNEBRITTON KOONTZ
ME RUN CORP
CASUAL MALE CORP
CHASE COMMERCIAL JRTGAGE SECURITI
CORP
CHASE CREDIT CARL tSTER TRUST
CHASE CREDIT CARL ASTEF TRUST
CHASE CREDIT CARL NNER TRUST 201j1-
CHASE FUNDING IN
DE 05/25/01
05/11/01
05/23/01
05/21/01
05/25/01
05/25/01
05/22/01
05/17/01
07/31/00
05/15/01
05/24/01
05/25/01
05/23/01
05/25/01
05/24/01
03/23/ 01
05/15/01
05/15/01
DE 05/24/01
05/25/01
05/25/01
05/08/01
05/15/01
12/20/00 AMEND
05/25/01
05/25/01
04/24/01
04/27/01
05/18/01
05/21/01
05/15/01
05/15/01
05/15/01
05/24/01
WADE
NY
DE
CA
CA
WI
DE
NV
TX
NV
DE
MI
FL
DE
DE
rLCAL DPP
CCRI /LE/
INC /VI
HoE EQUIT
.EPTS IN
TGAGE SECURITE
CORP
INC
.1IAL
CIAL 1ORFGAGE
T1AL KDF.TGAGE
$RJICES IORP
LCTRUST 2001-A
\ITAL CORP
NJ
DE
MI
DE
NV
DE
MS
DE
MA
NY
NY
NY
DE
NY
NEWS DIGEST 29 200
STATE
Th OF ISSUERCODE
CHASE MANHATTAN ro GRATCR TRLLT NY
OWNER TRUST
OWNER TRUST
OWNER TRUST
OWNER TRUST
OWNER TRUST
OWNER TRUST
WN ER TRUST
NY
NY
CHASE CREDI
1996-B
CHASE MANHATTAN rO
96-C
CHASE MANHATTAN
97-A
CHASE MANHATTAN P0
97-B
CHASE MANHATTAN
98-A
CHASE MANHATTAN
98BCHASE MANHATTAN
98CCHASE MANHATTAfl
00-A
CHASE MANHATTAN
CHASE MP1-HATTAN
CHASE MANHATTPJ
ARt OUNEP TRUSCHASE M5JHIATTAfl
CHASE tflHATT-J
IT CARl IECHASE MANHATTAN
IT CARt OWNER
CHASE MAIIHATTAN
IT CARD OWNER
CHASE MANHATTAU
TRUST
CHASE IATTA
UST 1995-1
CHASE MANHATTAN
1997
CHASE MANHATTA1
BK ITEM NODATE CCI4IENT
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/15/01
05/24/01
05/23/01
05/17/005/17/01
05/25/01
05/23/01
05/25/01
05/16/01
05/17/01
05/15/01
05/17/01
05/24/01
DE
DE
DE
DE
DE
DE
DE
NY
NY
DE
DE
DE
DE
DE
DE
NY
NY
DII
MI
DE
DE
DE
DE
DE
DE
DE
DE
USA
US.L -tSE Cr
CHASE C1001
JSA C1-iASE CE20002IT CARD 1IASTER
Ecu ITI LO-\N
TNE OINEP TRIJ
OWNER TFJST 1I
-A
CHEMICAL FINANCIAi- CORP
CHINA GATEWAY HCL NGS INC
CIT EQUIPMENT CC -TERAL 201-1
CIT EQUIPMENT CCF \TERAL 2001-1
CITICORP MORTGAGE IIICURITIES INC
CLAIBORNE LIZ INC
COLLEGE SOFTWARE
COMBINED COMPANIE CORP
COMMERCIAL MORTGA PASS THROUGH C1
RTIFICATES sER 1999 C2
COMMERCIAL MORTG PASS THRU cEiTC
FICATES SERIES 30 WF2
COMMERCIAL MORTGA PASS THRUOUGH
ERTIFICATES SEF 2001-CF2
COMPUTER ASSOCIA INTERNATIONk1
NEWS DIGEST ri 29 2001
1
NAME OF ISSUER
COX COMMUIflCATIOL INC /DE/
CREDIT SUISSE FIE BOSTON MORTGAGE
SECURITIES COFCREDIT SUISSE FIF BOSTON MORTGAGC
SECURITIES COFCREDIT SUISSE FIP BOSTON MORTGAGE
SECURITIES COPCREDIT SUISSE FR MOR SEC CR COM
MOP PS TH CE SF 2001-CKI
DECISIONLINK INC
DOMINION RESOURCE
EB2B CO4ERCE INU
EDUCATICIi LOAW3
EMACHINES INC
ENTRCPI INC
EQUITY ONE INC
ETOYS IIC
FIRST
FIRST
MOP PA TN CE 1996-C2
FOSTER WHEELER LT
FREQUENCY ELECTP CS INC
G.L PEAIC TN
GNEEAL MUICES
GMAC COT1ERCIAL SEC INC MaRT
AS THP CEP SEP il-Cl
GPU INC IRAGROUP SOFTWARE IC
HARNISCHFEGER INLi.3TRIES INC
HEALTH RISK MANAGCIENT INC /NN
HOCKEY CO
HOST MARRIOTT COFHUGHES ELECTRONICT CORP
IcHARGET INC
ICOA INC
INGRPIM MICRO INC
INOTEK TECHNOLOGI3 CORP
INTEGRA LIFESCIEN HOLDINGS CORE
-IVAX CORP /DE
JERSEY CENTRAL PC LIGHT CO
LEHMAN APS CCP.F
05/18/01
05/22/01
DE 05/23/01
DE 05/24/01
DE 05/18/01
02/15/01
05/25/01
05/22/01
05/24/01
05/24/01
05/25/ 01
06/30/01
03/07/01
05/25/01
05/23/01 AMEND05/17/01
04/17/01
05/17/01
05/17/01
NY 05/18/01
05/25/01
04/18/01
05/25/01
03/30/01
05/25/ 01
05/15/01
05/24/01
05/25/01
05/25/01
05/18/01
05/25/01
05/25/01
05/25/01
05/25/01
05/14/01
05/10/01
05/15/01
05/15/01
05/18/01
05/24/01
05/22/01
STATE
CODE
8K ITEM NO12345678
DE
DE
DATE CCOIENT
INC /VA/
IY
DEFIANCE FT NCIAL CCRP
HORIZON AS SECURITIES iic
DE
VANJ
DE
DE
CO
MD
DE
OH
DE
NY
NY
NY
NY
FIRST UNION
PAS THP
FIRST UNION
PAS THR
FIRST UNION
PAS THE
FIRST UNION
PAS THE
FIRST UNION
CO1fl TT TRUST CO1I
CEP 199CCOI PT TRUST CO1CER 1999C4
COI TRUST COvi
CEP UOU-Ci
COMM iT TPUST COHN
CER 200U-Ci
LEH I- RANK OR AIVIEP
DE
MD
NY
PA
DE
DE
DE
MD
DE
DE
NV
DE
DE
DE
FL
NJ
DE
10 NEWS DIGEST \Iay 29 2001
NAME OF ISSUER
STATE
CODE
8K ITEM NO12345678 DATE CCHHENT
METROPOLITAN EDI CO
MID-STATE BANCSHJ-.1S
MILLENIUM HOLDNMILLENNIUM CHEMI INC
ML MEDIA ARTNERMORGAN STANLEY
DR PAS-THR CEP
MORGAN STANLEY LI
DE FOR SEP
MORGAN STANLEY
TRUST OOiP
DE
DE
DO
DE
TX
DE
DE
NJ
DE
DE
DE
DE
PA
DE
OK
DC
FL
PA
DC
DE
TX
DC
LA
DC
MI
DE
DE
DC
05/25/01
05/24/01
05/24/01
05/24/01
05/25/01
05/25/01
05/15/01
05/15/01
05/15/01
05/25/ 01
05/17/01
05/17/01
05/04/01
02/22/01 AMEND
05/18/01
05/17/01
05/25/01
05/25/01
05/15/01
05/24/01
05/24/01
05/24/01
05/23/01
05/25/01
05/23/01
05/11/01
05/25/01
05/25/01
05/23/01
05/10/01
05/24/01 AMEND
LEHMAN ABS CORP
LIBERTY zVEWIRE iPLORAL SPAE CCi iJICATIOIS LTD
MARIN TECHNOLOGI iNC
MARINE LPILLIUG flVUJIES INC
MAXTOR CORP
MB FINANCIAL INC
MEDAREX INC
MEDIA CO.UNICAT VTS GROUP INC
MEDICAL ASSURAIJCI
MERRILL LYNCH DEl TTOR INC PREFEP
EDPLUS TRUST SE ES ATT-I
MERRILL LYNCH MOT AGE INVESTORS Iii
05/24/01
05/21/01
05/22/01
05/14/01
04/24/01
04/02/01 AMEND
05/15/01
05/23/01
05/22/01
05/25/01
05/23/01
ROUP INC AZ/
PA
CA
NI
DE
NY
NY
DE
WIT CA INIT 2O1iI
WITTE. CAP
.TOWITTEIP CAPIT .L DC
DC
DZ
DI
NV
MOTIENT
MRV coLMUTUAL RISK MAIA SNT LTD
NATIONAL IESIDEN PROFEPTIES fl\
INC
NCO GROUP INC
NEW GENERATION HC NGS INC
NEXT LEEL CO1llUI TIOHS INC
ONEOK INC /NEWPATINA OIL GAS DiP
PELIATR1X MEDI CAl ROUP INC
PENNSYLVANIA ELEr JC CO
PICTURETEL CORP
PLAINS ALL AMERICi.l PIPELINE LP
PLAY BY PLAY TOYS NOVELTIES INC
PREVIEW SYSTEMS
PRIDE INTERNATIO1 INC
PRIMIX
PROFESSIONALS GR INC
PROMOTIONS COM IlI
PROVINCE HEALTHCARI CO
PRUDENTIAL SECURFIES SEC FIN CORP
MOR PAS THR CEF ITOi-C1
PRUDENTIAL sECuRT r1s SEC FIN CORP
MOR PAS THR CEF 701-Cl
DC
11 NEWS DIGEST Nlay 29 2001
NAME OF ISSUER
STATE
CODE
8K ITEM NO12 34c6789 DATE cONT
PRUDENTIAL SECURIrTES SEC FIN CORP
MOR PAS THR CEF fl01-Ci
PUBLIC SERVICE CC JF NEW MEXICO
PUROFLOW INC
RALCORP HOLDINGS IC /MO
RARE MEDIUM GROUF tNC
RESIDENTIAL ACCRErtT LOANS INC
RESIDENTIAL FUNDi MORTGAC-E SECUPI
TIES INC
RESIDENTIAL FUND11 MORTGAGE SECUR
TIES INC
RETURN ON INVESTTY1 CORP
RYDEP SSTEM INC
SAFEGUARD HEALTH ITERPkISES INC
SAWTEK I1I \FL\
SIGHT RESOURCE CC
SOUTHWEST GAS CCI
SPECIAL DEVICES II /DE
SSC TECHOLOGIE MC
SUCCESS BANCSHARF NC
SUNTERRA OPESYNERGY TFCHNOLOC CORI
REIT jcTALBOTS INC
TELIGENT NC
TELVUE CORP
THISTLE G-UP HOl GS Y1
TOKHEM RPTRADING SCLUTICN
TRANSTECH INDUST
TECHNOLOGIES
UNIVERSAl EAUK
UPOMED -rUSAA FEIiEFLL
OWNER TRUST
VAIL BANKS INC
VI CORP
WELLS FAPCO ASSEWIZZARD sCrrwAPE
YOIJBET CON INC
05/24/01
05/25/01
05/24/01
05/24/01
05/25/01
05/31/01
05/23/01
05/25/01
05/14/01
05/24/01
05/23/01
05/23/01
05/23/01
05/25/01
05/11/01
05/11/99
05/21/01
05/16/01
05/24/01
05/11/01
04/16/01
05/10/01
12/31/00 AMEND
05/25/01
05/18/01
05/24/01
05/17/01
03/27/01 AMEND
04/30/01
03/26/01 AMEND
05/16/01
05/21/01
05/24/01
05/25/01
05/22/01
05/21/01
DE
NM
DE
MO
DE
DE
DE
DE
DE
FL
DE
FL
DE
CA
DE
DE
DE
MD
CO
VADE
DE
DR
III
DR
CE
DR
MA
DR
CO
CA
DE
CO
DE
l.I1 I1
IlK
BA1i LSAA AT
ECURTIES CORP
Rp lCD
12 NEWS DIGEST \Iay 29 2001