SCOK No Vignettes.pdf
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7/29/2019 SCOK No Vignettes.pdf
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Page 1
Stock Certificate
Ordering KitCall
HOLLY GRONER
Phone: 888-388-3003 Ext. 288
711 Armstrong Lane, Columbia, TN 38401
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Page 3 Use this as a quick reference sheet to help you gather pertinent information.
Page 4 Use this to provide the signatures that will be on the certificate. If there will bemore than one signature on the certificate, please attach multiple copies.
Page 5 Use this sheet to provide your corporate seal.
Page 6 This is the most common setup for the face of a Stock Certificate.
Page 7 ... This is the standard Stock Certificate back format.
Page 8 ... Most companies have a long list of people that need to sign off on the final proofbefore printing. Use this sheet to let us know who to send the proof to.Make multiple copies, if necessary.
Page 9 ... This sheet will provide you with the contact information you need in order to getyour CUSIP number.
Pages 10-11.. These are the standard border styles available. Each style comes in variousstandard colors. Please see the colors available on each one. Although these arethe standard borders and colors, we can custom match any color and design acustom border just for your company.Please ask your sales person about this product.
Pages 12-13.. These are the standard colors available. If you do not see a color you like, we cancustom match it for you.
Pages 14-15. Many companies prefer to use email and other forms of electronic communications.This will provide the guidelines of how to send text as well as graphics, that will be
suitable for printing.
INDEX
Stock Certificates
For Ordering
These documents are intended for the sole use of AmericanBank Note Company, in the creation of their stock certificates.
Any other use of these forms is prohibited.
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CHECK LIST
RE:______________________________
To assist in the expeditious delivery of the definitive documents for the above referenced offering, please providethe following information when indenture text is submitted for initial proof.
DATE PROVIDED
(1) Signature Copy
(2) Seal Copy
(3) Logo Copy (See Instructions)
(4) Text Copy
(5) CUSIP Number(s)..
(6) Proof Distribution..
(7) Quantity of Certificates Required..
(8) Trustee/Transfer Agent..
Contact...
(9) Date Certificates Needed at Transfer Agent...
(10) To whom order should be billed..
(11) Specimen distribution required..
_______________________
_______________________
_______________________
_______________________
_______________________
_______________________
_______________________
_______________________
_______________________
_______________________
_______________________
_______________________
Sales OfficesSales OfficesSales Offices
Tennessee
Plates engraved only on condition that they remain in custody of the Company
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SIGNATURE FORMDATE________________
Customer_______________________________________________________
Name of Signatory________________________________________________(PLEASE PRINT NAME EXACTLY AS PERSON SIGNS)
Title___________________________________________________________A specimen of your signature is required to reproduce in facsimile form. Please affix your signature, preferably
in black ink, in the three windows below.
Sales OfficesSales OfficesSales Offices
Tennessee
Plates engraved only on condition that they remain in custody of the Company
NOTE:
Please show your order of preference by numbering 1, 2, 3 in boxes.
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FORM OF THE CERTIFICATE FACE
Your document will be typeset with the following information. Mark any changes
required and fax this form to your Sales Representative at American Bank Note.
Company NameINCORPORATED UNDER THE LAWS OF THE STATE OF_________________
CUSIP NUMBER_________SEE REVERSE FOR CERTAIN DEFINITIONS
THIS CERTIFIES THAT
IS THE RECORD HOLDER OF
FULLY PAID AND NON-ASSESABLE SHARES OF COMMON STOCK, $_________PAR VALUE PER SHARE, OF
COMPANY NAMEtransferable on the books of the Corporation in person or by duly authorized attorney upon surrender ofthe Certificate properly endorsed. This Certificate is not valid until countersigned by the Transfer Agentand registered by the Registrar.Witness the facsimile seal of the Corporation and the facsimile signatures of its dulyauthorized officers.
DATED:
Company logo.Please refer to the
Instructions on form Afor
Submitting art work.
COMMON STOCKCOMMON STOCK
Signature
TITLE___________________
Signature
TITLE__________________
CorporateSeal
COUNTERSI
GNEDANDREGISTERED:
(TRANSFERA
GENTNAME)
TRANSFERAGENT
ANDREGISTRAR
By
AU
THORIZED_________________
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FORM OF THE CERTIFICATE BACK
Your document will be typeset with the following information. Please mark any
changes and/or inserts you require to your Sales Person:
The following abbreviations, when used in the inscription on the face of this certificate, shall beconstrued as though they were written out in full according to applicable laws or regulations:
TEN COM as tenants in commonTEN ENT as tenants by the entiretiesJT TEN __as joint tenants with right of
Survivorship and not as tenants
In common
Please provide
Inserts formatted
As a text file (.txt)
Or rich text file (.rtf)
UNIF GIFT MIN ACT-...Custodian.(Cust) (Minor)
Under Uniform Gifts to MinorsAct.
(State)
Additional abbreviations may also be used though not in the above list.
For Value received_________________________hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHERIDENTIFYING NUMBER OF ASSIGNEE
___________________________________________________________________________________PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE
_______________________________________________________________________________________________
_______________________________________________________________________________________________
_______________________________________________________________________________________________
Of the _________Stock represented by the within Certificate, and do(es) hereby irrevocably constitute and appoint
____________________________________________________________________________________Attorney
To transfer the said stock on the books of the within named Corporation with full power of substitution in the premises
Dated________________________________________
X_____________________________________
X_____________________________________
Signature(s) Guaranteed:
By_______________________________________________________________________THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBRO-KERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIG-NATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.
THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPONDWITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE
CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERNATION OR
ENLARGEMENT OR ANY CHANGE WHATEVER.
NOTICE:
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CORPORATE SEAL FORMDATE________________
Company Name _________________________________________________
Company Representative__________________________________________
State of Incorporation_____________________________________________
IMPRESS CORPORATE SEAL THREE TIMES
Sales OfficesSales OfficesSales Offices
Tennessee
Plates engraved only on condition that they remain in custody of the Company
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PROOF DISTRIBUTION LISTDATE_______________
COMPANY:_________________________________________________________________________________
ISSUE:_____________________________________________________________________________________
NUMBER OF PROOFS REQUESTED FOR EACH PERSON:_________________________________________
TO:______________________________________
__________________________________________
__________________________________________
ADDRESS:________________________________
SUITE OR FLOOR NO.:_____________________
CITY:____________________________________
ZIP CODE:________________________________
TELEPHONE NO.:__________________________
FAX.:____________________________________
E-MAIL ADDRESS_________________________
TO:______________________________________
__________________________________________
__________________________________________
ADDRESS:________________________________
SUITE OR FLOOR NO.:_____________________
CITY:____________________________________
ZIP CODE:________________________________
TELEPHONE NO.:__________________________
FAX:_____________________________________
E-MAIL ADDRESS_________________________
TO:______________________________________
__________________________________________
__________________________________________
ADDRESS:________________________________
SUITE OR FLOOR NO.:_____________________
CITY:____________________________________
ZIP CODE:________________________________
TELEPHONE NO.:__________________________
FAX:____________________________________
E-MAIL ADDRESS_________________________
TO:______________________________________
__________________________________________
__________________________________________
ADDRESS:________________________________
SUITE OR FLOOR NO.:_____________________
CITY:____________________________________
ZIP CODE:________________________________
TELEPHONE NO.:__________________________
FAX:_____________________________________
E-MAIL ADDRESS_________________________
Sales OfficesSales OfficesSales Offices
Tennessee
Plates engraved only on condition that they remain in custody of the Company
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Page 9
CUSIP SERVICE BUREAU
STANDARD & POORS/MCGRAWHILL/55 WALTER STREET, NY, NY 10041PHONE: 212-438-6565 / FAX 212-438-6570
What you need to provide the Bureau to obtain a CUSIP number.
CORPORATE
IPO of Equity or DebtProvide a Red Herring (Preliminary Prospectus)or Registration Statement
Name Change Send Proxy Statement (or) Certificate of Amendment
Merger/AcquisitionProvide Merger Agreement (or) Proxy Statement
Reverse Stock Splits Which Involve Mandatory Exchange of CertificatesLetter to Shareholders
Bank Holding Company Formation-Registration Statement S-4
Rights Offering-Company Press Release
E-MAIL REQUESTS FOR CUSIP ASSIGNMENT TO:CUSIP [email protected]: WWW.CUSIP.COM
Sales OfficesSales OfficesSales Offices
Tennessee
Plates engraved only on condition that they remain in custody of the Company
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STYLE-7BCOLORS AVAILABLE
SC-4,5,9,11, 20
STYLE-12M-XCOLORS AVAILABLE
SC-2,3,6,7,13
STYLE-42XCOLORS AVAILABLE
SC-6,11,13,15,19
STYLE-270-19XCOLORS AVAILABLE
SC-3,5,7,11,13,15
STYLE-308-19XCOLORS AVAILABLE
SC-3, 4, 7, 9, 10, 11, 17, 20
Eleven (11) Standard Engraved Border styles available for Stock Certificate PrintingPlease Refer to Color Chart below for Selection of Border Color(s)
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400-19XCOLORS AVAILABLE
SC-4,11, 11A,13,15,16,17,20
500-19XCOLORS AVAILABLE
SC-3,4,11,13,17,20
600-19COLORS AVAILABLE
SC-11,13
METRO-REGISTEREDCOLORS AVAILABLE
SC-3, 11A,15
METRO-NCBCOLORS AVAILABLE
SC-3, 7, 9,11A, 15
NOTE:
AVAILABLE BORDER COLOR AND STYLESSUBJECT TO CHANGE
BORDERS CAN BE PRINTED IN ANY SPECIALPMS COLORS FOR AN ADDITIONAL FEE AND,
AN EXTRA 10 DAYS ADDED TO THE PRODUC-TION SCHEDULE.
PLEASE DISCUSS THIS WITH YOUR SALESREPRESENTATIVE
Eleven (11) Standard Engraved Border styles available for Stock Certificate PrintingPlease Refer to Color Chart below for Selection of Border Color(s)
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COLOR SELECTION CHART
SC-2 MEDIUM GREEN
SC-10 YELLOW
SC-6 LIGHT BLUE SC-7 DARK BLUE
SC-9 PURPLE
SC-4 OLIVE SC-5 PEACOCK GREEN
SC-3 DARK GREEN
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SC-11 ORANGE SC-11A MEDIUM ORANGE
SC-13 RED SC-15 MAROON OR PLUM
SC-16 ROSE SC-17 TERRA COTTA
SC-20 DARK BROWN SC-21-OCHRE
COLOR SELECTION CHART
These colors are printed from a digital file, they are a good representation of the final product, but they are not an exact color rendition.
The final printed product may appear slightly different from the proof.If you require a more exact color replica, we recommend you request a match print. (Contact Salesmen about price).
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Page 14
FORM APre-Press Department711 Armstrong Lane Columbia, Tennessee 38401(931) 388-3003 Ext. 203Email: [email protected]
GUIDE FOR SENDING ELECTRONIC FILES
You can send electronic files to American Bank Notes Pre-Press department by e-mail or on any of themore popular storage media, including: 3 1/2 Diskettes, Zip Disks, CD Roms, and Jaz Disks. For bestresults, send a hard copy of graphics or text as a back-up. Our email address is:[email protected]
WHAT TO SEND
LogosMost logos will print with best results if you send them to usin a vector format.
What is Vector?
Vector images are made up of shapes and line segments,Vector-based files consist of mathematical formulas describing each shape or line segment, along withdata about colors. Vector-based images can be scaled larger or smaller without a loss in image qual-ity. This is usually the best possible format for most logos. It is the only option for printing with multiplespot colors (PMS colors). NOTE: for the benefits of vector-based format, the file must be all outline,that is, not simply a bitmap image placed or embedded in vector-based file Bitmap images embed-ded in a vector file wil l NOT be printable in PMS colors, and the image quality may suffer from
low-resolution output. Also, convert any text in your logo into outlines to avoid any problems frommissing or mismatched fonts.
Certain bitmap formats are suitable for logos that will print in4-color process or black and white.
What is Bitmap ?
Also referred to as raster or pixel images, bitmap, imagesconsist of individual dots. Bitmap files define the location ofeach dot used to form an image, along with (sometime) infor-mation about the color for each dot. The more dots per inch(dpi), the higher the resolution of the image and the greater the image quality. Unlike vector-based
files, bitmap files cannot be scaled much without a loss in image quality. If the resolution is not greatenough, the individual dots used to make up the image can become visible, resulting in an image withjagged or fuzzy edges on the final printed piece.
A Note about Pantone (a.k.a. PMS ) Colors: For a logo to print using Pantone colors, it must be inan all-vector format, such as Adobe Illustrator. Bitmap images embedded in a vector file will NOTbe printable in PMS colors, and the image quality may suffer from low-resolution output.
Preferred vector-based formats for logos: Adobe Illustrator (.ai)Adobe Illustrator EPS (.eps)Other acceptable vector formats:Macromedia FreeHand 8 (.fh8)Corel Draw (.cdr)
Acceptable bitmap formats for logos thatwill print in 4-color process or black andwhite:Adobe Photoshop (.psd)Tagged Image File Format (.tif)Minimum resolution:4-color process 300 dpi or betterblack and white: 1200 dpi or better
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Available Software Applications: Adobe Acrobat 5.0 Adobe Illustrator 10.0
Adobe Photoshop 7.0 QuarkXPress 4.1 Microsoft Word 2001 Corel Draw 9.0 Macromedia FreeHand 10.0
Signatures
Signatures sent to us in electronic form should be scannedin at 1200 dpi resolution or better at the siz to be printed
TextSending text in electronic form can greatly improve the turn-around time of your print job, especially when there is alarge amount of text. Most common formats for text or wordprocessing files will work.
WHAT INFORMATION TO INCLUDE WITH YOUR FILE
When sending us your file(s), please include asmuch information as possible so that we canroute your files properly and use them effectively.Please include your company name, your ABNsalespersons name, and some information aboutthe file itself.
WHAT NOT TO SEND
Do not send graphics embedded in PowerPoint or Word document
Images placed into PowerPoint or Word files cannot be used for printing because they are low resolutionimages and cannot be easily extracted from these documents.
Do not send GIF or JPEG filesGIF and JPEG files are not good for printing. These are bitmap/pixel image formats designed for inter-net and email use. They minimize file size at the expense of image resolution. GIFs and JPEGs maylook fine on a computer screen, but will usually look very jagged or fuzzy if used of professional printing.Furthermore, since GIFS and JPEGS are bitmap image formats, they would only print in 4-color processand cannot be printed in PMS colors.
Preferred formats for text:Plain text (.txt)Rich Text Format (.rtf)Microsoft Word (.doc)
Other acceptable formats for text:WordPerfect (.wpd)Within the body of an email
(works fine for short texts)
Information to include with your file:what file format it is,what software was used to create the file,what PMS colors, if any, are used in the file and
any other information that you think we mightNeed in order to use the file(s) effectively.
Ideal format for scanned signatures:1200 (or greater) dpi bitmap TIFF