Saying NO to Corruption
description
Transcript of Saying NO to Corruption
![Page 1: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/1.jpg)
Office of Anticorruption and Integrity (OAI)
Saying NO to Corruption
Preventing Fraud and Corruption in
ADB and its Projects
Clare Wee, Director
![Page 2: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/2.jpg)
OVERVIEW
ADB’s anticorruption framework, systems and procedures
Recent initiatives
![Page 3: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/3.jpg)
ADB’s Anticorruption PolicyHighest
Ethical Standards
Zero Tolerance
For all parties engaging with ADB to observe
For all ADB projects, activities, and staff to adhere to
![Page 4: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/4.jpg)
ADB’s internal preventive systems
Risk-Mitigating Procedures
Monitoring Procedure Implementation &
Effectiveness
Remediation Measures:
Investigation
![Page 5: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/5.jpg)
RISK-MITIGATING PROCEDURES
Policies and controls Anticorruption risk assessment Project-Related Procurement Reviews Awareness-raising Anticorruption due diligence
![Page 6: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/6.jpg)
• Periodic review of policies & procedures
• Gap analysis• Data analytics • Staff surveys
MONITORING IMPLEMENTATION AND EFFECTIVENESS OF
PROCEDURES
![Page 7: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/7.jpg)
REMEDIATION
• Investigations• Control enhancement
![Page 8: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/8.jpg)
Integrity Violations
Corruption Fraud
Coercion
Collusion
Conflict
of Inter
est
Abuse
Misconduct
Obstructive
Practice
MDB harmonized definitions
![Page 9: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/9.jpg)
ADB remedial actions against proven integrity violations
Entities/Individuals
•Warning or caution•Reprimand
Entities •Debarment: ineligibility to engage in ADB projects•From 1 to 20 years maximum
Individuals •Debarment•From 1 year to indefinite
MDB harmonized sanctioning guidelines
![Page 10: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/10.jpg)
ADB’s Sanctions List
Available for the general public on
Access to password-protected website by
www.adb.org
ADB Staff ADB Board of Directors
Other parties with a “need to know”:International organizations, bilateral andGovernment partners
![Page 11: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/11.jpg)
Office of Anticorruption and Integrity (OAI)
Recent Initiatives
![Page 12: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/12.jpg)
Cross-Debarment Agreement (2010)
Pursuant to 2006 Uniform Framework for Preventing and Combating Fraud and Corruption (the “IFI Framework”)
9 April 2010: Heads of MDBs signed Agreement in Luxembourg
First global enforcement mechanism of sanctions by multiple MDBs
![Page 13: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/13.jpg)
Harmonized Sanctioning Guidelines (2011)
Harmonization by MDBs of sanctioning guidelines to ensure consistent treatment of individuals and firms
Baseline debarment periodThree (3) years
Aggravating circumstances
Mitigating circumstances
![Page 14: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/14.jpg)
MDB harmonized principles of treatment of corporate groups (2012)
Common standards for incorporation into each institution’s sanctioning policies
Various corporate groups and other forms of business organizations
Levels of culpability/responsibility determine type/severity of sanction
![Page 15: Saying NO to Corruption](https://reader033.fdocuments.net/reader033/viewer/2022061607/568163c3550346895dd4eb55/html5/thumbnails/15.jpg)
Contact OAIWebsite: www.adb.org/integrityE-mail: [email protected]
Telephone:+63-2-632 5004Fax: +63-2-636 2152
If you have any questions