Risa Lavizzo-Mourey. Looking Into the Melting Pot Nearly one in every ten U.S. residents were born...
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Transcript of Risa Lavizzo-Mourey. Looking Into the Melting Pot Nearly one in every ten U.S. residents were born...
Risa Lavizzo-MoureyRisa Lavizzo-Mourey
Looking Into the Melting PotLooking Into the Melting PotNearly one in every ten U.S. residents were born Nearly one in every ten U.S. residents were born elsewhere, the highest percentage of foreign born elsewhere, the highest percentage of foreign born
residents since the 1930’s.residents since the 1930’s.
Look Ahead to an America of All Look Ahead to an America of All ‘Minorities’ in a Few Years‘Minorities’ in a Few YearsWith changing immigration, no group will be a majority.With changing immigration, no group will be a majority.
California Population by RaceCalifornia Population by Race
LatinoWhiteBlackAsianAm Indian18%18%
30%30%
5%5%
1%1%
Disparities in Health CareDisparities in Health Care• African Americans are 50% less likely to get heart African Americans are 50% less likely to get heart
bypass surgerybypass surgery
• African Americans are 25% less likely to get pain African Americans are 25% less likely to get pain medicationmedication
• African Americans are 54% as likely to get colon African Americans are 54% as likely to get colon cancer screening procedurescancer screening procedures
• African Americans with lymphoma are 34-45% as African Americans with lymphoma are 34-45% as likely to undergo a bone marrow transplantlikely to undergo a bone marrow transplant
• African Americans are 12.7% less likely to get African Americans are 12.7% less likely to get surgery for lung cancersurgery for lung cancer
The Effect of Race and Sex on Physicians'The Effect of Race and Sex on Physicians'Recommendations for Cardiac CatheterizationRecommendations for Cardiac Catheterization
• 720 physicians viewed 720 physicians viewed recorded interviews recorded interviews
• Reviewed data about Reviewed data about a hypothetical patient a hypothetical patient
• The physicians then made The physicians then made recommendations about recommendations about that patient's care that patient's care
Source: Schulman et.al. NEJM 1999;340:618.
The Effect of Race and Sex on Physicians'The Effect of Race and Sex on Physicians'Recommendations for Cardiac CatheterizationRecommendations for Cardiac Catheterization
• Women (OR =0.60) and blacks (OR =0.60) were less Women (OR =0.60) and blacks (OR =0.60) were less likely to be referred for cardiac catheterization than likely to be referred for cardiac catheterization than men and whites, respectively. men and whites, respectively.
• Black women were significantly less likely to be Black women were significantly less likely to be
referred for catheterization than white men (OR= 0.4)referred for catheterization than white men (OR= 0.4)
Source: Schulman et. al., NEJM 1999;340:618.
Committee on Understanding and Eliminating Committee on Understanding and Eliminating Racial and Ethnic Disparities in Health CareRacial and Ethnic Disparities in Health Care
IOM COMMITTEE
ALAN R. NELSON, M.D.
MARTHA N. HILL, Ph.D., R.N.
RISA LAVIZZO-MOUREY, M.D., M.B.A.
JOSEPH R. BETANCOURT, M.D., M.P.H.
M. GREGG BLOCHE, J.D., M.D.
W. MICHAEL BYRD, M.D., M.P.H.
JOHN F. DOVIDIO, Ph.D.
JOSE ESCARCE, M.D., Ph.D.
SANDRA ADAMSON FRYHOFER, M.D.
THOMAS INUI, Sc.M., M.D.
JENNIE R. JOE, PH.D., M.P.H.
THOMAS McGUIRE, Ph.D.
CAROLINE REYES, M.D.
DONALD STEINWACHS, Ph.D.
DAVID R. WILLIAMS, Ph.D., M.P.H.
HEALTH SCIENCES POLICY BOARD LIASON
GLORIA E. SARTO, M.D., Ph.D.
IOM PROJECT STAFF
BRIAN D. SMEDLEY
ADRIENNE Y. SITH
DANIEL J. WOOTEN
THELMA L. COX
SYLVIA I. SALAZAR
IOM STAFF
ANDREW M. POPE
ALDEN CHANG
CARLOS GABRIEL
PAIGE BALDWIN
Committee on Understanding Committee on Understanding and Eliminating Racial and Ethnic and Eliminating Racial and Ethnic
Disparities in Health CareDisparities in Health Care
• Assess the extent of racial and ethnic differences in Assess the extent of racial and ethnic differences in healthcare that are not otherwise attributable to known healthcare that are not otherwise attributable to known factors such as access to care (e.g., ability to pay or factors such as access to care (e.g., ability to pay or insurance coverage);insurance coverage);
• Evaluate potential sources of racial and ethnic disparities Evaluate potential sources of racial and ethnic disparities in healthcare, including the role of bias, discrimination, in healthcare, including the role of bias, discrimination, and stereotyping at the individual (provider and patient), and stereotyping at the individual (provider and patient), institutional, and health system levels; and,institutional, and health system levels; and,
• Provide recommendations regarding interventions to Provide recommendations regarding interventions to eliminate healthcare disparities.eliminate healthcare disparities.
Study Charge:Study Charge:
Committee on UnderstandingCommittee on Understanding and Eliminating Racial and Ethnic and Eliminating Racial and Ethnic
Disparities in Health CareDisparities in Health Care
• Literature reviewLiterature review
• Public workshopsPublic workshops
• Focus groupsFocus groups
Methods:Methods:
Committee on Understanding Committee on Understanding and Eliminating Racial and Ethnic and Eliminating Racial and Ethnic
Disparities in Health CareDisparities in Health Care
• Literature searches via PUBMED or MEDLINELiterature searches via PUBMED or MEDLINE– Keywords:Keywords:
• Race, racial, ethnicity, minority/ies, groups, African Race, racial, ethnicity, minority/ies, groups, African American, Black, American Indian, Alaska Native, Native American, Black, American Indian, Alaska Native, Native American, Asian, Pacific Islander, Hispanic LatinoAmerican, Asian, Pacific Islander, Hispanic Latino
• Differences, disparities, careDifferences, disparities, care
• Cardiac, coronary, cancer, asthma, HIV, AIDS, pediatric, Cardiac, coronary, cancer, asthma, HIV, AIDS, pediatric, children, mental health, psychiatric, eye, ophthalmic, children, mental health, psychiatric, eye, ophthalmic, glaucoma, emergency, diabetes, renal, gall bladder, ICU, glaucoma, emergency, diabetes, renal, gall bladder, ICU, peripheral vascular, transplant, organ, cesarean, prenatal, hip, peripheral vascular, transplant, organ, cesarean, prenatal, hip, hypertension, injury, surgery/surgical, knee, pain, procedure, hypertension, injury, surgery/surgical, knee, pain, procedure, treatment, diagnostictreatment, diagnostic
Literature Review:Literature Review:
• Only studies Only studies
– control or adjustment for racial and ethnic control or adjustment for racial and ethnic differences in insurance statusdifferences in insurance status
• Other “threshold” criteria included:Other “threshold” criteria included:
– primary purpose was to examine variation in primary purpose was to examine variation in medical care by race and ethnicitymedical care by race and ethnicity
Committee on Understanding Committee on Understanding and Eliminating Racial and Ethnic and Eliminating Racial and Ethnic
Disparities in Health CareDisparities in Health Care
Literature Review:Literature Review:
• The committee ranked studies on several criteria:The committee ranked studies on several criteria:– Control of insurance statusControl of insurance status– Patient socioeconomic statusPatient socioeconomic status– Clinical dataClinical data– Prospective or retrospective data collectionProspective or retrospective data collection– Appropriate control for patient co-morbid conditionsAppropriate control for patient co-morbid conditions– Control for racial differences in disease severity or stage Control for racial differences in disease severity or stage
of illness at presentationof illness at presentation– Patients’ appropriateness for proceduresPatients’ appropriateness for procedures– Rates of refusal or patient preferencesRates of refusal or patient preferences
Committee on Understanding Committee on Understanding and Eliminating Racial and Ethnic and Eliminating Racial and Ethnic
Disparities in Health CareDisparities in Health Care Literature Review:Literature Review:
Non
-Min
orit
y
Min
orit
yDifference
Clinical Appropriateness and Need
Patient Preferences
The Operation of Healthcare Systems and the Legal and
Regulatory Climate
Discrimination: Biases and Prejudice, Stereotyping,
and Uncertainty
Disparity
Qu
alit
y of
Hea
l th
Car
e
Differences, Disparities, and Differences, Disparities, and Discrimination: Populations with Equal Discrimination: Populations with Equal
Access to Health CareAccess to Health Care
Populations with Equal Access to Health Care
Summary Of FindingsSummary Of Findings
• Racial and ethnic disparities in health care exist Racial and ethnic disparities in health care exist
and, because they are associated with worse and, because they are associated with worse
outcomes in many cases, are unacceptable.outcomes in many cases, are unacceptable.
• Racial and ethnic disparities in health care occur in the context of broader historic and contemporary social and economic inequality, and evidence of persistent racial and ethnic discrimination in many sectors of American life.
• Many sources – including health systems, health care providers, patients, and utilization managers – contribute to racial and ethnic disparities in health care.
Racial and Ethnic Disparities in Health Care Exist Racial and Ethnic Disparities in Health Care Exist and Are Associated With Worse Outcomes and Are Associated With Worse Outcomes
Cardiovascular care:Cardiovascular care:• The preponderance of studies find that even after The preponderance of studies find that even after
adjustment for many potentially confounding factors---adjustment for many potentially confounding factors---including racial differences in access to care, disease including racial differences in access to care, disease severity, site of care (e.g. geographic variation or type severity, site of care (e.g. geographic variation or type of hospital or clinic), disease prevalence, comorbidity of hospital or clinic), disease prevalence, comorbidity or clinical characteristics, refusal rates, and overuse of or clinical characteristics, refusal rates, and overuse of
services by whites -services by whites - racial and ethnic racial and ethnic disparities in cardiovascular care remain.disparities in cardiovascular care remain.
Summary of Most Rigorous Studies of Racial Summary of Most Rigorous Studies of Racial and Ethic Differences in Cardiovascular Careand Ethic Differences in Cardiovascular Care
NoNoYesYesNoRetrospectiveStatistical adjustment for type of insurance
Clinical and lab
data from medical records
1999Leape
et. al.
YesYesYesYesYesProspectiveESRD Medicare
Clinical1999Daumit et. al.
NoNoYesNoNoRetrospectiveESRD
Medicare
Clinical records and ED
logs
1999Carlisle
et. al.
YesNoYesYesYesRetrospectiveVA health care
system
Clinical2000Conigliaro
et. al.
Find Disparities
?
OutcomesAppropriatenessDisease Severity
Adjust for Comorbidity
Prospective/
Retrospective
InsuranceType of Data
YearAuthor
NoYesNoYesYesProspectiveStatistical adjustment for payment by Medicaid
Clinical data
1997Maynard
et. al.
YesNoYesYesYesRetrospective, with patient
follow-up
Not assessed, but patients
sampled from both public and
private hospitals
Clinical and lab
data from
medical use
records
1997Laouri
et. al.
YesNoYesNoYesProspectiveStatistical adjustment for type of insurance
Clinical1999Scirica
et. al.
Find Disparities?
OutcomesAppropriatenessDisease Severity
Adjust for Comorbidity
Prospective/
Retrospective
InsuranceType of Data
YearAuthor
YesYesYesYesYesProspectiveStatistical
adjustment for type of insurance
Clinical data
1997Peterson
et. al.
Cancer Treatment:Cancer Treatment:
• Less clear and consistent than studies of Less clear and consistent than studies of
cardiac carecardiac care
• Several studies demonstrate significant racial Several studies demonstrate significant racial
differences in the receipt of appropriate cancer differences in the receipt of appropriate cancer
treatments and analgesicstreatments and analgesics
Racial and Ethnic Disparities in Health Care Exist Racial and Ethnic Disparities in Health Care Exist and Are Associated With Worse Outcomes and Are Associated With Worse Outcomes
•
Racial Differences in the Treatment of Racial Differences in the Treatment of
Early-Stage Lung CancerEarly-Stage Lung Cancer
Source: Bach, Peter B. Et al. NEJM 1999;341:1198-205
Racial Differences in the Treatment of Racial Differences in the Treatment of
Early-Stage Lung CancerEarly-Stage Lung Cancer
Source: Bach, Peter B. Et al. NEJM 1999;341:1198-205
Renal Transplantation:Renal Transplantation:
• African-American patients (and in some instances, other African-American patients (and in some instances, other ethnic minority patients) are ethnic minority patients) are
– less likely to be judged as appropriate for transplantationless likely to be judged as appropriate for transplantation
– less likely to appear on transplantation waiting listsless likely to appear on transplantation waiting lists
– less likely to undergo transplantation procedures, even less likely to undergo transplantation procedures, even after patients’ insurance status and other factors are after patients’ insurance status and other factors are considered.considered.
Racial and Ethnic Disparities in Health Care Exist Racial and Ethnic Disparities in Health Care Exist and Are Associated With Worse Outcomes and Are Associated With Worse Outcomes
Referred for Evaluation
Placed on Waiting Listor Received Transplant
Per
cen
tage
of
Pat
ien
ts
Source: Epstein et. al. NEJM 1999.
The Effect of Patients' Preferences on The Effect of Patients' Preferences on Racial Differences in Access to Renal Racial Differences in Access to Renal
TransplantationTransplantation
59.6%
80.3%
57.9%
82.2%
40.3%
68.9%
40.6%
67.9%
0%10%
20%
30%
40%
50%
60%
70%
80%90%
Black women White women Black men White men
HIV/AIDS Treatment:HIV/AIDS Treatment:
• African Americans areAfrican Americans are
– less likely to receive antiretroviral therapyless likely to receive antiretroviral therapy
– less likely to receive prophylaxis for pneumocystis less likely to receive prophylaxis for pneumocystis pneumoniapneumonia
– less likely to receive protease inhibitors than non-less likely to receive protease inhibitors than non-minorities with HIVminorities with HIV
• These disparities remain even after adjusting for age, These disparities remain even after adjusting for age, gender, education, and insurance coverage.gender, education, and insurance coverage.
Racial and Ethnic Disparities in Health Care Exist Racial and Ethnic Disparities in Health Care Exist and Are Associated With Worse Outcomes and Are Associated With Worse Outcomes
Asthma Treatment:Asthma Treatment: • African Americans are African Americans are
– more likely to recieve care in ER and to be hospitalized more likely to recieve care in ER and to be hospitalized
– less likely to be seen by an asthma specialist less likely to be seen by an asthma specialist
– more likely to use corticosteroidsmore likely to use corticosteroids
– less likely to be prescribed anticholinergic medications. less likely to be prescribed anticholinergic medications.
• Despite high levels of access, African Americans had lower disease-Despite high levels of access, African Americans had lower disease-related quality of life scoresrelated quality of life scores
• Findings of disparities in asthma care are mixed, and may vary as a Findings of disparities in asthma care are mixed, and may vary as a function of the education level of patient populations studiedfunction of the education level of patient populations studied
Racial and Ethnic Disparities in Health Care Exist Racial and Ethnic Disparities in Health Care Exist and Are Associated With Worse Outcomes and Are Associated With Worse Outcomes
1.Ayanian, J,Z., “Race, Class, and the Quality of Medical Care” JAMA 1994; 271(15): 1207-12082.Ayanian, J.Z. et al, “Racial Differences in the Use of Revascularization Procedures After Coronary Angiography” JAMA 1993; 269(20): 2642-2646
3.Escarce, J.J. et al, Racial differences in the Elderly’s Use of Medical Procedures and Diagnostic Tests” American Journal of Public Health. 1993; 83(7): 948-954.
4.Franks, A.L. et al, “Racial differences in the use of invasive coronary procedures after acute myocardial infarction in Medicare beneficiaries” Ethnicity and Disease 1993; 3(3): 213-220
5.Gibaldi, M., “Ethnic differences in the assessment and treatment of disease” Pharmacotherapy. 1993; 13(3): 170-176.
6.Giles, w.H. et al “Race and Sex Differences in Rates of Invasive Cardiac Procedures in U.S. Hospitals” Archives of Internal Medicine. 1995; 155: 318-324
7.Goldberg K.C. et al, “Racial and Community Factors Influencing Coronary Artery Bypass Graft Surgery Rates for all 1986 Medicare Patients” JAMA. 1992; 267(11): 1473-1477.
8.Hannan, EL and H Kilburn, JF O’Donnell, G Lukacik, EP Shields. “Interracial Access to Selected Cardiac Procedures for Patients Hospitalized with Coronary Artery Disease in New York State” Medical Care. 1991; 29(5): 430-441
9.Johnson, P.A. et al, “Effect of race on the Presentation and Management of Patients with Acute Chest Pain” Annals of Internal Medicine. 1993; 118(8): 593-601.
10.Kahn, K.L. et al, “Health care for Black and Poor Hospitalized Medicare Patients” JAMA 1994; 271(15): 1169-1174
11.Maynard, C. et al, “Blacks in the Coronary Artery Surgery Study (CASS):Race and Clinical Decision Making” American Journal of Public Health 1986; 76(12): 1446-1448.
12.McBean AM, Warren JL, Babish JD. “Continuing Differences in the rates of percutaneous transluminal coronary angioplasty and coronary artery bypass graft surgery between elderly black and white Medicare beneficiaries” American Heart Journal 1994; 127(2): 287-295
13.Oberman, A. and Cutter, G., “Issues in the natural history and treatment of coronary heart disease in black populations: Surgical treatment
14.Soucie, J. M. et al, “Race and sex differences in the identification of candidates for rental transplantation” American Journal of Kidney Diseases 1992; 19(5): 414-419
15.Wenneker M.B. and Epstein, A.M. “Racial Inequalities in the Use of Procedures for Patients With Ischemic Heart Disease in Massachusetts” JAMA. 1989; 261(2): 253-257
16.Wilson, MG, DS May, JJ Kelly. “Racial Differences in the Use of Total Knee Arthroplasty for Osteoarthritis Among Older Americans” Ethnicity & Disease. 1994; 4: 57-67
17.Yergen, J. etal “Relationship Between Patient Race and the Intensity of Hospital Services” Medical Care. 1987; 25(7): 592-603
18.BachP. et al Racial Differences in the Treatment of Early Stage Lung Cancer NEJM 1999;341:1198-205
19. Care needs of terminally ill nursing home residents, JAGS 46:1091-1096, 1998
20. 20. The Effect of Race and Sex on Physicians’ Recommendations for Cardiac Catheterization Schulman et al N. E J. M 1999;340:61821.24.25.26.
Summary Of FindingsSummary Of Findings
• Racial and ethnic disparities in health care exist and, because they are associated with worse outcomes in many cases, are unacceptable.
• Racial and ethnic disparities in health care occur Racial and ethnic disparities in health care occur in the context of broader historic and in the context of broader historic and contemporary social and economic inequality, contemporary social and economic inequality, and evidence of persistent racial and ethnic and evidence of persistent racial and ethnic discrimination in many sectors of American life.discrimination in many sectors of American life.
• Many sources – including health systems, health care providers, patients, and utilization managers – contribute to racial and ethnic disparities in health care.
Byrd WM, Clayton LA. 2000. Byrd WM, Clayton LA. 2000. An American Health Dilemma. An American Health Dilemma. Volume 1. Volume 1.
A Medical History of African Americans and A Medical History of African Americans and the Problem of Race: Beginnings to 1900. the Problem of Race: Beginnings to 1900.
New York, RoutledgeNew York, Routledge..
“I have often contemplated whether, as a physician, I can
rise above the attitudes of the society in which I was born
and live and the city in which I practice. Can I learn to see
through the faces of the people I treat and deliver to every
one of them the highest quality care I have been trained to
provide? Can I assist my patients in negotiating the racial
prejudice that lines the road between my office and the
rest of the health care system?” -Neil Calman, MD
“I have often contemplated whether, as a physician, I can
rise above the attitudes of the society in which I was born
and live and the city in which I practice. Can I learn to see
through the faces of the people I treat and deliver to every
one of them the highest quality care I have been trained to
provide? Can I assist my patients in negotiating the racial
prejudice that lines the road between my office and the
rest of the health care system?” -Neil Calman, MD
Summary Of FindingsSummary Of Findings
• Racial and ethnic disparities in health care exist and, because they are associated with worse outcomes in many cases, are unacceptable.
• Racial and ethnic disparities in health care occur in the context of broader historic and contemporary social and economic inequality, and evidence of persistent racial and ethnic discrimination in many sectors of American life.
• Many sources – including health systems, health Many sources – including health systems, health care providers, patients, and utilization managers – care providers, patients, and utilization managers – contribute to racial and ethnic disparities in health contribute to racial and ethnic disparities in health care.care.
What Are Potential Sources of What Are Potential Sources of Disparities in Care?Disparities in Care?
• Health systems-level factors: financing, Health systems-level factors: financing, structure of care; cultural and linguistic structure of care; cultural and linguistic barriersbarriers
• Patient-level factors: patient preferences Patient-level factors: patient preferences and behaviorsand behaviors
• Disparities arising from the clinical Disparities arising from the clinical encounterencounter
Western Bioethics on the Navajo Western Bioethics on the Navajo Reservation - Benefit or Harm?Reservation - Benefit or Harm?
JA Carres and JA Carres and
LA RhodesLA Rhodes
JAMA 1995; 274: 826-829JAMA 1995; 274: 826-829
Hispanics and African Americans More Hispanics and African Americans More Likely to Feel Treated with DisrespectLikely to Feel Treated with Disrespect
11%9%
16%18%
13%
0%
10%
20%
Total White AfricanAmerican
Hispanic AsianAmerican
Source: The Commonwealth Fund 2001 Health Care Quality Survey
*Felt disrespected because of ability to pay, to speak English, or of their race/ethnicity.
Percent of adults who felt they were treated with disrespect*:
One in Five Have Gone Without Care One in Five Have Gone Without Care When Needed Due to Language ObstaclesWhen Needed Due to Language Obstacles
Spanish Speaking Latino Data
HQ11: In the course of the past year, how many times were you sick, but decided not to visit a doctor because the doctor didn’t speak Spanish or have an interpreter?
19% Have not sought care when needed due to language barrier
Minorities Face Greater Difficulty in Minorities Face Greater Difficulty in Communicating With PhysiciansCommunicating With Physicians
19%16%
23%
33%
27%
0%
20%
40%
Total White AfricanAmerican
Hispanic AsianAmerican
Percent of adults with one or more communication problems*
*Problems include understanding doctor, feeling doctor listened, had questions but did not ask.Source: The Commonwealth Fund 2001 Health Care Quality Survey
Base: Adults with health care visit in past two years
Minorities More Likely to Forgo Minorities More Likely to Forgo Asking Questions of Their DoctorAsking Questions of Their Doctor
12%10%
13%
19%
14%
0%
5%
10%
15%
20%
25%
Total White AfricanAmerican
Hispanic AsianAmerican
Source: The Commonwealth Fund 2001 Health Care Quality Survey
Base: Adults with health care visit in past two years
Percent of adults reporting they had questions which
they did not ask on last visit:
Minorities Less Likely toMinorities Less Likely toReceive Care at Doctor’s OfficeReceive Care at Doctor’s Office
76% 80%
66%59%
73%
0%
50%
100%
Total White AfricanAmerican
Hispanic AsianAmerican
Source: The Commonwealth Fund 2001 Health Care Quality Survey
Percent of adults reporting doctor’s office as regular source of care:
Minority Are Less Confident They Will Minority Are Less Confident They Will Receive Good-Quality Health CareReceive Good-Quality Health Care
in the Future in the Future
49% 52%47%
40% 39%
0%
20%
40%
60%
Total White AfricanAmerican
Hispanic AsianAmerican
Source: The Commonwealth Fund 2001 Health Care Quality Survey
Percent of adults very confident they can get good-quality care in future:
Summary Of FindingsSummary Of Findings
• Bias, stereotyping, prejudice, and clinical Bias, stereotyping, prejudice, and clinical
uncertainty on the part of healthcare providers uncertainty on the part of healthcare providers
may contribute to racial and ethnic disparities in may contribute to racial and ethnic disparities in
healthcare. healthcare.
• Racial and ethnic minority patients are more likely than white patients to refuse treatment, but differences in refusal rates are generally small, and minority patient refusal does not fully explain healthcare disparities.
Disparities in the Clinical Encounter: Disparities in the Clinical Encounter: The Core ParadoxThe Core Paradox
• Bias Bias
No evidence suggests that providers are more likely than the No evidence suggests that providers are more likely than the general public to express biases, but some evidence suggests general public to express biases, but some evidence suggests that unconscious biases may existthat unconscious biases may exist
• Uncertainty Uncertainty
A plausible hypothesis, particularly when providers treat A plausible hypothesis, particularly when providers treat patients that are dissimilar in cultural or linguistic backgroundpatients that are dissimilar in cultural or linguistic background
• Stereotyping Stereotyping
Evidence suggests that physicians, like everyone else, use these Evidence suggests that physicians, like everyone else, use these ‘cognitive shortcuts’‘cognitive shortcuts’
Disparities in the Clinical Encounter: Disparities in the Clinical Encounter: The Core ParadoxThe Core Paradox
How could well-meaning and highly educated How could well-meaning and highly educated
health professionals, working in their usual health professionals, working in their usual
circumstances with diverse populations of circumstances with diverse populations of
patients, create a pattern of care that appears to patients, create a pattern of care that appears to
be discriminatory?be discriminatory?
Stereotyping: A DefinitionStereotyping: A Definition
Stereotyping - the process by which people Stereotyping - the process by which people
use social categories (e.g. race, sex) in use social categories (e.g. race, sex) in
acquiring, processing, and recalling acquiring, processing, and recalling
information about others.information about others.
Patien
t
Race/E
thn
icity
Physician
Beliefs
About Patient(Beliefs about
social and
behavioral
factors and
Resources.
Includes
conscious and
unconscious
activated beliefs)
Physician
Interpretation
of Symptoms
Physician
Clinical
Decision-Making
(Diagnosis, Treatment
Recommendation)
Treatment
Received
Patient Behavior in
Encounter
(eg. Question-asking
Self-disclosure,
assertiveness)
Provider Interpersonal
Behavior
(eg. Participatory style,
warmth, content, information
giving, question-asking)
Patient
Satisfaction
Patient Cognitive & Affective States
(eg. Acceptance of medical advice, attitude, self-efficacy, intention)
Patient Behaviors
(eg. Adherence,
self-management,
utilization)
Stereotyping: When Is It in Action?Stereotyping: When Is It in Action?
Situations characterized by:Situations characterized by:• time pressure time pressure • resource constraintsresource constraints• high cognitive demand high cognitive demand
Promote stereotyping due to the need for cognitivePromote stereotyping due to the need for cognitive‘‘shortcuts’ and lack of full information.shortcuts’ and lack of full information.
Summary Of FindingsSummary Of Findings
• Bias, stereotyping, prejudice, and clinical uncertainty on the part of healthcare providers may contribute to racial and ethnic disparities in healthcare.
• Racial and ethnic minority patients are more likely Racial and ethnic minority patients are more likely
than white patients to refuse treatment, but differences than white patients to refuse treatment, but differences
in refusal rates are generally small, and minority in refusal rates are generally small, and minority
patient refusal does not fully explain healthcare patient refusal does not fully explain healthcare
disparities.disparities.
The Effect of Patients' Preferences on The Effect of Patients' Preferences on Racial Differences in Access to Renal Racial Differences in Access to Renal
TransplantationTransplantationEpstein et al NEJM 1999;Epstein et al NEJM 1999;
341:341:1661-16691661-1669
Recommendations:Recommendations:Actions Must be Sustained and Actions Must be Sustained and
ComprehensiveComprehensive
• Increase awareness of racial and ethnic Increase awareness of racial and ethnic
disparities in health care among the general disparities in health care among the general
public and key stakeholders, and increase public and key stakeholders, and increase
health care providers’ awareness of disparities.health care providers’ awareness of disparities.
Recommendations:Recommendations:Legal, Regulatory, And PolicyLegal, Regulatory, And Policy
• Avoid fragmentation of health plans along socioeconomic Avoid fragmentation of health plans along socioeconomic lineslines
• Strengthen the stability of patient-provider relationships in Strengthen the stability of patient-provider relationships in publicly funded health planspublicly funded health plans
• Increase U.S. racial and ethnic minorities among health Increase U.S. racial and ethnic minorities among health professionalsprofessionals
• Apply the same managed care protections to publicly Apply the same managed care protections to publicly funded HMO enrollees that apply to private HMO enrolleesfunded HMO enrollees that apply to private HMO enrollees
• Provide greater resources to the U.S. DHHS Office of Civil Provide greater resources to the U.S. DHHS Office of Civil Rights to enforce civil rights lawsRights to enforce civil rights laws
Recommendations: Health Care SystemRecommendations: Health Care System
• Promote the consistency and equity of care through the Promote the consistency and equity of care through the use of evidence-based guidelines;use of evidence-based guidelines;
• Structure payment systems to ensure an adequate Structure payment systems to ensure an adequate
supply of services to minority patients, and limit supply of services to minority patients, and limit provider incentives that may promote disparities;provider incentives that may promote disparities;
• Provide incentives for practices that barriers and Provide incentives for practices that barriers and encourage evidence-based practice;encourage evidence-based practice;
• Promote the use of interpretation services where Promote the use of interpretation services where
community need exists. community need exists.
Recommendations: EducationRecommendations: Education
• Patient education programs Patient education programs – To increase patients’ knowledge of how to best To increase patients’ knowledge of how to best
access care access care – To participate in treatment decisions.To participate in treatment decisions.
• Integrate cross-cultural education into the Integrate cross-cultural education into the training of all current and future health training of all current and future health professionals.professionals.
Recommendations:Recommendations:Data Collection And MonitoringData Collection And Monitoring
• Collect and report data on health care access and Collect and report data on health care access and utilization by patients’utilization by patients’– race race – ethnicityethnicity– socioeconomic statussocioeconomic status– where possible, primary languagewhere possible, primary language
• Include measures of racial and ethnic disparities in Include measures of racial and ethnic disparities in
performance measurement;performance measurement; • Monitor progress toward the elimination of health care Monitor progress toward the elimination of health care
disparities;disparities;
Recommendations: Research Recommendations: Research
• Conduct further research toConduct further research to– identify sources of racial and ethnic identify sources of racial and ethnic
disparities disparities – assess promising intervention strategiesassess promising intervention strategies
• Conduct research on barriers to eliminating Conduct research on barriers to eliminating
disparities.disparities.
Actions Must Actions Must
be Sustained and be Sustained and ComprehensiveComprehensive