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Paving Paradise: The Road from "Racial Democracy" to Affirmative Action in BrazilAuthor(s): Sérgio Da Silva Martins , Carlos Alberto Medeiros, Elisa Larkin NascimentoSource: Journal of Black Studies, Vol. 34, No. 6, African Descendants in Brazil (Jul., 2004), pp.787-816Published by: Sage Publications, Inc.Stable URL: http://www.jstor.org/stable/3180914
Accessed: 08/11/2009 17:36
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PAVINGPARADISEThe Road From"Racial
Democracy"to AffirmativeAction in Brazil
SERGIODA SILVAMARTINSGreaterRio de JaneiroUniversity
CARLOS ALBERTOMEDEIROSFluminenseFederalUniversity,Rio de Janeiro
ELISALARKINNASCIMENTO
Afro-BrazilianStudiesand ResearchInstitute
The recentadoptionof affirmative ctionpolicies inBrazil hasgenerateda
publicdebatestarkly ncontrast othetraditionally egemonicdiscourseof
"racialdemocracy."Manya studentof race relations n Brazil would have
predicted hatsuchdevelopments ould neveroccur.Buthistorical orerun-
ners of theconceptareto be found nproposalsmadebythe Afro-Brazilian
social movement in the 1940s and 1950s, advancedparticularlyby theBlack Experimental Theater, and bills introduced by Abdias do
Nascimento nboth housesof the BrazilianCongress.Thedevelopmentof
the black movement's demands and political articulation, eading to the
country'sactiveparticipationnthe 3rdWorldConferenceAgainstRacism
in Durban n 2001, gave a major impulse to the evolution of affirmative
actionprogramsand theirimplementationn Brazil.Internationalupportand participation in this process is fundamentally important to the
continuedsuccess of black social movement initiatives.
Keywords: anti-discriminationaw; affirmativeaction; compensatory
measures;public policy; internationalcovenants and stan-
dards or the eliminationof racism
It is perhaps an irony and certainly a victory, albeit a partial one,
that the recent adoption of affirmative action policies in Brazil has
generated a public debate starkly in contrast to the traditionally
hegemonic discourse of "racialdemocracy."Many a student of racerelations in Brazil would have predicted that such developments
JOURNALOF BLACKSTUDIES,Vol. 34 No. 6, July2004 787-816
DOI: 10.1177/0021934704264006
? 2004 Sage Publications
787
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788 JOURNALOF BLACK STUDIES JULY 2004
could never occur.Buttheyconfirmtheprophecycontained n the
followingstatement,made n the 1950sby seniorAfricanBrazilianscholar andactivist Abdias do Nascimento(1968):
The relative nonexistence in Latin society of violent aggressionagainstblacks, United States, South Africa, Angola or Mozam-
bique-style,is identifiedwith the absence of racial discrimination.Those who thinkthisway do notperceivethe subtlesocio-psycho-logical theorythathas beenintricatelybuilt anddevelopedover thecourseof ourhistory, andingthose who partakeof it in a surrealist
labyrinth.This has retarded,but not eradicated,the spectacularemergenceof prejudiceand its consequentcounterpart, lso spec-tacular, he militantreactionof blacks. (p. 47)
Likemanyprophetic tatements,hisonewasconsideredpatentlyabsurdat the time it was made.But the recentenactmentof affirma-
tive action legislationandprograms n Brazilhas been the result
preciselyof the militant reaction foreseen
byNascimento and
spearheaded y the Afro-Brazilian ocial movement.Itis avictorynotonly by virtueof thepotentialeffectof themeasures aken,but
also because the debate on affirmativeactionsignalsthe ultimate
failureof the racialdemocracymyth,so effectively legitimized bythe Brazilianrulingeliteandbythe State tself,which concocted an
image of racial harmonythat masked the existence of a huge
raciallysegregated aborreserve and reducedthe race issue to one
of class conflict that would be solvedby thebuildingof socialismor the implementationof universalrace-neutral ncome distribu-
tionpolicies.For decades, the Afro-Brazilian antiracist social movement
counteredhis discoursewith itsown evaluationof the need forspe-cific policiesto deal with racialdiscrimination nd ts legacy.How-
ever,only very recentlyhas this propositionbeen takenseriously
bythe Stateandcivil society,and t is stillhotlycontestedby promi-nent intellectuals and large sectors of public opinion. What has
changed s thataffirmative ction measuresarebeing implementedin variouscontexts,from governmentagencies to publicandpri-
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Martinset al. / AFFIRMATIVEACTIONIN BRAZIL 789
vateuniversities,particularlyn the wake of the 3rd WorldConfer-
ence AgainstRacism heldin Durban n 2001. Theprocessof orga-nizing Brazilian participation in the conference, although
problematic, nvolved buildingactive partnershipsbetween gov-ernmentagenciesandcivil society andwas largelyresponsible or
the creation of policy measuresthatwould have been considered
highly improbablein Brazil by almost any earlier evaluation.
Indeed,the Afro-Braziliansocial movementsurprised tself with
its owngains,
such as thelegislationestablishingquotas
for admis-
sion to publicuniversities n Rio de Janeiro n 2002. Whiteappli-cants denied admissionin the highly competitiveentranceproce-dure flocked to the courts of Rio de JaneiroState to challengethe
admissionof African descendantstudentsunder hequota system.
Suddenlythe questionof racial discriminationwas brought o the
fore andpublic opinionwas rallied aroundan issue it hadlargely
ignored,despitethe long historyefforts of African descendants o
define it as a national issue rather han a "problem"of the blackpopulation.Thus,thevictoryis twofold:implementation f policymeasures,ononehand,andthe broadattentionof publicopinionto
an issue it traditionallyhadsweptunderthe rug,on the other.
In this essay, we seek to describe the contours of this process,
offeringan overview of the efforts andgainsof the Afro-Brazilian
antiracist ocial movementandof recentdevelopments n affirma-
tive actionpolicy
andtherespective
debate nBraziliansociety.
Itis
our contention hat nternationalinksputintomotionin time,cul-
minating nthe 3rdWorldCongress,were essentialfactors nbuild-
ing these victories.
The first section will focus briefly on Afro-Brazilian social
movements nthe 20thcenturyandearlyaffirmative ctionpropos-als;the second section examinesdevelopments n the 1980s;in the
thirdsection,we look brieflyat the3rdWorldConferenceAgainst
Racism and its preparatory rocess andaftermath; nd the fourthsection will focus on recentdevelopments n affirmativeactionin
Brazil.
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790 JOURNALOF BLACKSTUDIES JULY 2004
EARLY AFFIRMATIVE ACTION
PROPOSALS, 1930-1979
The racial democracyideology tends not only to deprivethe
dominatedpopulationof its base for collective self-defense and
self-upliftingbut also to convince the ruling elite of its pristineinnocence and fairness. There has never been a traditionof inte-
gratedcivil rightsmovements n Brazil,a factexacerbatedby two
majorperiodsof authoritarianule(1937-1945 and 1964-1985) in
which mostly white leftist political leadersworkingto overcomemilitaryregimes saw the race questionnot only as a nonissue or
their last prioritybut also as a threat to the unity of democratic
forces.
In 1937,the BrazilianBlackFront,a mass civil rightsmovement
based argely nSaoPaulo,was closeddownalongwithallpolitical
parties,bannedby theNew StateDictatorship. nthe 1960s,while
antipovertyprogramswere
being implementedn
responseto the
U.S. civil rightsmovement,Brazil'smilitarydictatorship dvanced
policies exacerbating inequality as it unleashed brutalpolitical
repression.Congresswas closed in 1968 andpoliticalleaderswere
exiled;publicdiscussionof racism was prohibitedby decree.
After the fall of theseregimes, duringthe two majorperiodsof
reorganizationf Braziliandemocracy,Afro-Brazilianmovements
campaignedfor policy measuresto combat racism. As the New
StateDictatorshipgavewayto a ConstitutionalAssemblyin 1945,blackorganizationsproposed nclusion of antidiscriminationmea-
sures nthenew nationalcharter.nthe 1970s,Afro-Brazilian rga-nizationsproliferated nd intervened n thewritingof theCitizens'
Constitutionof 1988. Yet, only very recently-since the late
1990s-have theyfoundsolid supportamongallies in othersocial
movements.
Nonetheless,never has the Afro-Brazilianvoice been silenced.
From the beginning of the 20th century,an active black pressdenounced discriminationn Brazil,heralding he mood of resis-
tance thatwas to crystallize n 1931withthecreationof theBrazil-
ian Black Front Quilombhoje,1998).Moving againstsegregationand the systematicexclusion of African Braziliansfrom the new
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Martinset al. / AFFIRMATIVEACTION IN BRAZIL 791
industrialeconomy,it spreadover the nation'sterritory, eeking a
place for blacks in "Brazilian"society without questioning theEurocentric arametersf thatsocietyorclaimingaspecificcultural,
social, or ethnicidentity.The Black ExperimentalTheater(TEN), createdby Abdias do
Nascimentoin 1944, soughtto combat racism in generaland the
exclusion of Africans from Braziliantheater n particular.As partof this mission, it worked to rescue and reconstructAfrican heri-
tagein Brazil,
introducinga new dimension: he demandof differ-
ence, refusal to assumeEuropeanculturalbaggageas "universal,"andemphasison the value of Africanidentity.
Duringthebuildingof democracyafter he fall of the New State
regime,theTENspawned heAfro-BrazilianDemocraticCommit-
tee (1945-1946) and convened important sociopolitical events
includingthe National Conventionof BrazilianBlacks,which met
in Sao Paulo in 1945 and Rio de Janeiro n 1946, with a total of
about 700 participants. tsManifestoto theBrazilianNation con-tained six demands,among them subsidized admissionof black
students to public and privatesecondaryand highereducational
institutions,"includingmilitaryestablishments,"nd antidiscrimi-
nation egislationcomplementedbypolicymeasures Nascimento,1968, pp. 59-60).
The demand for public policy measuresto combat racismwas
inscribedin each issue of TEN'sjournalQuilombo.
Itsprogramincluded making race discriminationa crime; providing free
schooling for all Brazilianchildrenand subsidized admissionof
black students n secondaryschools anduniversities; ightingrac-
ismthroughculturalandeducationalaction;andcorrecting hedis-
torted Eurocentric mage of Africans and their history (Nasci-
mento,2003).The 1stCongressof BrazilianBlacks was organized n 1950by
TEN andheld in Rio de Janeiro.It involvedhundredsof delegatesand countless black organizationsn a broad forumof discussion
andanalysisof problemsconfronting he blackpopulation, ocus-
ing on the need to define and defendlaborrightsfor domestic ser-
vants, organize literacyand educationcampaignsin the favelas,
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792 JOURNALOF BLACK STUDIES JULY 2004
and discuss issues of African dentityand aesthetics(Nascimento,
1968, 2003).With the militarycoup of 1964, activismof any sort was vio-
lently repressedandantiracistworkspecificallybannedbynational
security aw.Nevertheless,during he 1970s,Afro-Brazilianorga-nizations continued to spring up in variouspartsof the country,
alongwith culturalmovements ike "Black Soul"thatpromoteda
newidentityconsciousness. These movementswereheavilyinflu-
encedby theaesthetics,and to someextent therhetoric,of African
American nationalism, as conveyed by soul lyrics like James
Brown's"Sayit loud, I'm blackandI'm proud" Brown& Ellis,
1969).Black activistsresistingthemilitaryregimehad to confrontthe
oppositionof leftistgroupsthatdenied the legitimacyof antiracist
struggleandparticularly f identity politics.Ontheinternationalcene,themilitaryregimemadeeveryeffort
to silence Abdias do NascimentoashedenouncedBrazilianracismfrom exile at Africanworldevents like the 6th Pan-AfricanCon-
gress (Nascimento, 1989; Nascimento & Larkin Nascimento,
1992).In July 1978, still in the face of the militaryregime,the black
movementaudaciouslyheld a public rally againstracismon the
stepsof Sao Paulo'sMunicipalTheater,outof whichemergedthe
incipientUnifiedBlack Movement(MNU).
African consciousness was growingall over South and Central
America,andthe 1st and 2nd Congressesof Black Culture n the
Americas were held in Cali, Colombia (1977), and in Panama
(1980). At the 2nd Congress,Abdias do Nascimento launchedhis
liberationtheory of Quilombismo, based on Diaspora maroon
resistance(Nascimento,1980, 1990). Brazilwas elected venue of
the3rdCongress,which ookplace nSaoPaulo n 1982(Afrodiaspora,
1983-1986).Thesecongresseswere a landmarknthehistoryof international
AfricanDiasporaconsciousness,denouncing hehypocritical olor
hierarchyof Latinsocieties as a pigmentocracyandchallengingthepseudo-Marxistheory hatsubsumed ace nto class.Theyush-
eredin a new eraof demand orpolicy againstracismand for self-
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definitionin which Brazil wouldtakea leadingrole confirmedby
its hostingthe 3rdCongress.
NEW ARTICULATIONSIN THE 1980S
The 1980s saw the rebuildingof democracy n Brazilwith the
directelectionof stategovernorsand membersof stateandfederal
legislatures n 1982 andthe indirectelection, in 1985, of the first
civilian presidentafter 20 yearsof authoritarianule.The decade
began with the nationwide gatheringof black organizationsat
SerradaBarriga, iteof Zumbi'sRepublicof Palmares,wheretheycreated he Zumbi Memorialanddefinedanagendaforthedecade
with emphasis on an intense campaign against the Apartheid
regimeandparticipationn drafting henew constitution.
ThefirstpostdictatorshipCongressionalandstateelections fol-
lowedhot on the heels of the3rdCongressof Black Culture n theAmericas,andits president,Abdiasdo Nascimento,took office in
theHouseof Deputies. Amongotherunprecedentednitiatives,he
introducedBill of Law No. 1.332/83, providingfor "Compensa-
toryAction to implement herightsof equalopportunity ndequal
protection .. securedby Article 153, Section 1 of the Constitu-
tion" (Nascimento, 1983-1986, v. 1). The bill proposeda set of
compensatorymeasuresin education,government,employment,and civil service,including ncentivesfordiversityprogramsn the
privatesector.It set percentagegoals of 20% black women and
20% blackmen,a totalof 40%,in "allagenciesof publicadminis-
tration,direct and indirect,on the Federal,State, and Municipallevels,"includingthe ArmedForces, "atall levels of service and
management"Art. 2), as well as in "businesses, irms,andestab-
lishments in commerce, industry,services, financialmarket and
agriculture"Art. 3). Itestablishedpercentagegoalsof 40%of fed-eral, state,andmunicipalgrantsandstipendsto blackstudents,aswell as40%of theplacesat Rio BrancoInstitute, hehighlypresti-gious official diplomatictrainingschool, again divided equallyamongmen andwomen (Art. 7). Its scope was not limited,how-
ever,to numericalmeasures,because it required he federal,state,
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794 JOURNALOF BLACKSTUDIES JULY 2004
and ocaleducationauthoritieso studyand mplement"changes n
school and academiccurricula,on all levels (primary, econdary,university,andgraduate),"ncorporatingnto the contentof Brazil-
ianhistoryandgeneralhistorycourses"thepositiverealizationsof
Africansand their descendants"and also of Africancivilizations,
"particularlyheir culturalandtechnologicaladvancesbeforethe
European invasion . . " (Art. 8). Approved by the two relevant
House Committees Constitution ndJustice;SocialIssues),it was
never takento plenaryvote.
CongressmanNascimento separatelyintroducedanotherbill,
PL 3.196/84, creating percentagegoals of 40% of the places for
AfricanBrazilians ntheMinistryof ForeignRelations'diplomaticschool, the Rio BrancoInstitute,traditionallya bastion of racial
discriminationNascimento,1983-1986,v. 3, pp. 91-92).Severalof the principlescontemplated n these bills would be
signed into law 20 yearslater,includingsubsidizedadmissionof
(only 20) black studentsto the Rio BrancoInstitute,percentagegoals in civil service and universityadmissions,and mandatory
teaching of African and Afro-Brazilianhistory and culture in
school curriculum.
At thattime,the ideaof administrative olicy attending pecificneeds of the Afro-Brazilianpopulationwas taken as far-fetched
andracist.Gainsweremade,however,as theblack movementgrewmore effective.
Advisorybodies were createdwithin
governmentstructuresandagencies in an increasingnumberof stateandcityadministrations.By 1988, instigatedby the ZumbiMemorial,the
federalMinistryof Culturehad createdan Abolition Centennial
Commission utof whichwasborn hePalmares ulturaloundation.
In the sameperiod,the ConstitutionalCongressapprovedsev-
eral measures proposed by the Afro-Braziliancommunity and
includedin the 1988 charter.These provisionsestablishedracism
as a crimewithoutbailor statuteof limitations(Art.5, sec. XLII);mandatedhe demarcation f thelands of contemporaryQuilombocommunities (Art. 68, TransitionalProvisions); announcedthe
pluricultural nd multiethnicnatureof the country,providingthat
the state would protectmanifestationsof Afro-Brazilianculture
amongothers(Art.215, par.1); preservedas nationalpatrimony
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Martinset al. / AFFIRMATIVEACTION IN BRAZIL 795
the sites of formerQuilombosand their documents(Art.216, sec.
5); andmandated nclusion of "the contributionsof differentcul-tures and ethnicitiesto the formationof the Brazilianpeople"in
historycourses(Art.242, sec. 1). Some State ConstituentAssem-
blies followed suit.Since 1988,promulgation f federal aw 7.716
definingthe crime of racism andimplementing he constitutional
provision was considereda crucial development.A plethoraof
stateandmunicipal aws,mostlyinthe areaof education,sprangupas well (Silva Jr.,1998).
AFFIRMATIVE ACTION
DEVELOPMENT IN THE 1990S
These developmentsmust be credited to the Afro-Brazilian
socialmovement.Evenwhenverysparselyrepresentedn the halls
of power, its pressure was already influencing Brazil's SouthAfrica policy in the 1980s (Nascimento, 1985; Afrodiaspora,1983-1986).NGOs andblackorganizations ctivelyengaged abor
unions,political parties, heChristian hurches,religiouscommu-
nities of Africanorigin,culturalorganizations,and civil society in
general.Raisingthe"racialquestion"neacharea,andoftenfacing
hostilityandrejection, heywon allies andconvincedconsciences.
Themost visible expressionof this trend s thesubstitutionof May13th,anniversary f slavery'sabolition,forNovember20th,anni-
versaryof Zumbi'sdeathdefending heRepublicof Palmares.May13th s nowa dayof reflectionon the falseness of abolitionand the
injusticeof its aftermath.Schools, cultural nstitutions, hemedia,andgovernmentagenciescelebrateNationalBlackConsciousness
DayonNovember20th,whichhas becomeaholidayin somecitiesand states, including Rio de Janeiro, Porto Alegre (RS), and
Piracicaba SP).Thesegainshavenot beeneasily made;thebacklash s vocifer-
ous and consistent. When Governor Leonel Brizola of Rio deJaneiroState in 1991 createdSEAFRO, he firstandonly top-levelstategovernmentagency concerned with public policy for Afro-
Brazilians,oppositionin the StateLegislatureallegedreverserac-
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796 JOURNALOF BLACK STUDIES JULY 2004
ism. Challengesto the constitutionalityof the administrative aw
creating the Secretariatpreventedits being made a permanentagency,and t was abolished n 1994by thesucceedingadministra-
tion.Similarly,MayorCeliodeCastroofBelo Horizonte,capitalof
MinasGeraisState,createda City Secretariat or Black Commu-
nityConcerns.In 1998, it was approvedby thecity legislatureas a
permanent gency;nevertheless,t also wasextinguishedn 2002.
In 1993, 5 yearsafterit came into effect, the new constitution
wassubjectedoarevisionprocess.Congressmanlorestan emandes,
sociologistandveteranally of the blackmovement,confrontedhis
party'sstanceof boycottingthe revisionandintroducedanamend-
ment that would have devoted an entirechapterof the constitution
to theissueof racialequality, nscribing heprincipleof affirmative
actionin the charter tself (Fernandes,1994).His amendmentwas
notapproved,but ts introductionmarkeda definite urnaboutnthe
opennessof leftist intellectuals to the idea of compensatorypoli-
cies and helped pave the way for introductionof the StatuteofRacialEquality(Paim,2003).
The year 1995, 3rd Centennialof Zumbi'sImmortality,was a
watershed n terms of the evolution of racepolicy.InJune,Brazil
received the official visit of Dr. MauriceGlegle Ahanhanzo of
Benin, Special Rapporteur f the United Nations HumanRightsCommittee,and his staff. His mission was to verify information
broughtbefore the committeeand the ILO
byblackactivists affili-
atedwith the CentralWorkers'Union(CUT)inparallelreports hat
countered he allegationscontained n Brazil's official reports.Dr.Glegle's reportwas a direct and serious blowto the nation's
international retense o racialdemocracy.Themissionvisited four
statesand interviewedmembersof city, state,and federallegisla-tive bodies; governmentofficials, advisorycouncils, NGOs, and
civil society."On he officialplane,racismdoes not existinBrazil,"
the reportobserved,concludingthatlegislationdefiningrace dis-criminationas a crime failedto diminishpersistentracial nequali-ties; research and policy measures are necessary to close the
vicious cycle of discriminationand general denial of the racial
natureof inequality.
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The effect of this reportwas great.A society that had largely
ignoredthe appealsof Afro-Brazilianactivists was forced to takenotice of the UN mission's data.
InNovember,African-Brazilianmobilizationwas consolidated
inamajorMarchonBrasilia,with30,000participants. heNational
Executive Committee (CEN) presented to President Fernando
HenriqueCardosoa Program or OvercomingRacismandRacial
Inequality hatstill stands as a synthesisof the blackmovement's
demands orpublic policy measures, dentifyingfour criticalareas
of intervention: ducation,the labormarket, nfantmortality,and
racial violence. It concluded by demandinginclusion of survey
questionson race/color n allpublicrecords,ademandstill of vital
importancetoday (Munanga, 1996); implementationof Interna-
tional LaborOrganizationConventions29, 105, and 111 and the
InternationalConventionon the Eliminationof Racial Discrimina-
tion;a nationalemergencyliteracyprogram;ncome supplement-
ationfor blackyouthin elementaryand secondaryschools; affir-mative actionin highereducation;andother items (CEN, 1996).
In response, the president announced the creation of an
InterministerialWorkingGroupfor the Black Population(GTI)andmadeanunprecedented fficial statement ecognizing he exis-
tence of racial discriminationand the need for policy measuresto
combat it. Underfundedand understaffed, he GTI sponsoreda
seriesof seminarson affirmative ction allover thecountry,
as well
asan internationalorum(Souza,1997),anddrewup46 publicpol-
icy proposals(Presidenciada Republica[PR], 1998, p. 62). The
NationalHumanRights Program Ministryof Justice)includedin
its Proposalsfor GovernmentalAction supportfor "positivedis-
crimination" and "compensatory policies" to combat racial
inequalityandto improvethe Afro-Braziliancommunity'ssocio-
economicstatus ProgramaNacionaldeDireitosHumanos,1998).
Theseprincipleswere not acceptedby the generalpublic,how-ever,and thepresidenthimself contributedo thebiasagainstaffir-
mative action by identifying it with quotas and alleging that it
"implies ignoringthe evaluationof merit" PR, 1998, pp. 29-30),one of the foremost theses of Brazilian society's resistance to
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798 JOURNALOF BLACK STUDIES JULY 2004
antidiscriminationolicyandthe one raised nthe SenateConstitu-
tion and Justice CommitteeagainstAbdias do Nascimento'sbillwhen it was reintroducedn 1997 (Nascimento,1997-1999, v. 4,
pp. 39-62).
Major abororganizationsplayedan importantpart n combat-
ing this resistanceby breaking he traditional eftisttaboo thatrais-
ing the issue of racial discriminationwould divide the workingclass. They created internalagencies whose literaturesupportsantidiscrimination olicy andpublishedserious researchdemon-
strating racial inequalities (Central Unica dos Trabalhadores
[CUT] & Comissao Nacional Contra a Discriminacao Racial
[CNCDR], 1997, 1998; Instituto Sindical IntramericanoPela
Igualdade Racial [INSPIR] & DepartamentoIntersindical de
Estatisticae Estudos Socio-Economicos[DIEESE], 1999).This development ed black movementand workers'organiza-
tions to bringa case before the InternationalLaborOrganization
(ILO) in 1994 for noncompliancewith ConventionNo. 111 onEmploymentDiscrimination, atifiedby Brazilin 1965.Respond-
ing to the ILOcitation,Brazilrequested echnicalcooperation.In
1996,the LaborMinistry nstitutedaWorkingGroup or theElimi-
nation of Employment and Occupation Discrimination
(GTEDEO),a tripartitebody created with ILOtechnicalsupportfor implementationof Brazil's commitmentsunder ILO Conven-
tion No. 111 (PresidentialDecreeof March20, 1996, in Silva Jr.,
1998, pp. 82-83; Ministry of Labor & International Labor
Organization,1998).
Thus,not until the mid-1990s was the idea of affirmative ction
takenseriouslyin Brazil. SenatorBeneditada SilvapresentedBill
of Law 14/95, proposinga 10%quota program or entrance nto
higher education institutions for "socially discriminatedethno-
racial sectors,"meaningblacks and indigenouspeople. The bill
was not takento vote.The issue of reparationsalso was takento Congressthatyear.
Bill of Law 1.239/95, introducedby then CongressmanPaulo
Paim,refers othe "moralandmaterialdebtof BrazilianStateto the
Afro-Brazilianpopulationby reason of the slave regime andthe
absenceof post-abolition ntegrationmeasures." tproposesa set of
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Martinset al. / AFFIRMATIVEACTIONIN BRAZIL 799
measures ncludingpecuniaryreparation, uotas n thepublicedu-
cation system proportionateo the black share of the population,andcompensatorypolicies in access to employmentandhousing.
Reintroduced n the Senate in 1997, Abdias do Nascimento's
comprehensive Compensatory Action Bill 75/97 was recom-
mended forpassage by its Rapporteurn the Constitutionand Jus-
tice Committee,SenatorRobertoRequiao.Othercommitteemem-
bers raiseddoubtsas to its constitutionalityand it was not takento
vote butinspired
a milderversion,SenatorJoseSarey's
PL 650,introducedn 1999 and discussed below.
Afro-Brazilianparticipation n the halls of power-political
parties,electedoffices, andgovernmentagencies-has growncon-
siderablysince 1982, when the firstdirect elections were held as
duskfell over themilitarydictatorship.AbdiasdoNascimentowas
then theonly AfricanBraziliansentto Congresswith a mandate o
represent hispopulation.Today,althoughby no meansapproach-
ing what would be proportionate epresentation,he weightof theblack voice has increasedby countless administrativeappoint-ments and elected offices. Two governors,Albuino Azeredo of
Espirito Santo and Alceu Collares of Rio Grande do Sul, were
elected in 1990. Former SenatorBenedita da Silva was elected
vice-governorof Riode Janeiron 1999andtookofficeasgovernorin 2002. Thenumberof state andcity legislators s everincreasing.SenatorsAbdias do Nascimento,BeneditadaSilva,andMarinada
Silva servedin the 1990s and veteranCongressmanPauloPaim,elected senator n 2002, took office as vice-presidentof the Senate
in 2003. There were enough members of Congress to bring
togetheran incipientAfro-BrazilianCaucusin 1997 and to orga-nize collective parliamentaryrepresentation o the Preparatory
Meetings and the 3rd WorldCongress Against Racism in 2000-
2001. Under heleadershipof CongressmanLuiz Albertoof Bahia,
the 1st NationalEncounterof blackParliamentarians as held inSalvadorn2001. Thismeeting,combinedwiththe 3rdWorldCon-
gressexperience,pavedthewayforthe 1st Encounterof black Par-
liamentarians f LatinAmericaandtheCaribbean,heldin Brasilia
in 2003.
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800 JOURNALOF BLACK STUDIES JULY 2004
At the end of the 1990s,blackattorneyswereengagedin build-
ing jurisprudenceon cases of racismin Braziliancourts based onthe new constitutionalprovisions and legislation. Yet, it was
increasinglyclearthatrecourse ocriminal egislationwould not be
effectivein solving theproblemsof structural acism.
Oneof the mostimportant evelopmentspavingthewayforpos-itive action was the productionand disseminationof statistical
researchdocumentingracial inequalitiesand demonstrating hat
theycouldnot be attributedntirelyto factors ike education,pov-
erty, or the heritageof slavery.Early sociological research had
begun his trend Hasenbalg, 979;Lovell,1991;Silva &Hasenbalg,
1992).TheAfro-Brazilian ocial movementhadinsisted foryearson theneedfor reliabledatato undergirdhe formulationof public
policyand evaluate ts effect. Inclusionof surveyquestionsonrace
or color in vital recordslike birth and deathcertificates,hospitaland other nstitutional ecords,employeerecords,and so on is still
of vital importance oday.Groups of researchers n federal agencies like the Brazilian
Geographyand Statistics Institute(IBGE) and the Institute for
Applied Economic Research(IPEA) demonstratedwith increas-
ingly specific data the extent to which racism was a significant
component n the constructionof inequality.Studieslike those byRoberto Borges Martins (2000, 2001) and Ricardo Henriques
(2000, 2001) of IPEA; Jose Luis Petruccelli (2002) of IBGE;RosanaHeringer(1999) of IERE;and Wania Sant'Anna(2001)andMarceloPaixao(1998) of FASElay thegroundworkojustify
positive policy measures.
It canbe said thatthe 1990sushered n a new stageinthe Brazil-
ian State'srhetoricon racebutthat the initiativesdidnotgo much
beyond producing reports.The two Working Groupscreatedin
1995, as well as the HumanRightsProgram,were chargedwith
examiningthe racial situationand formulatingpolicy proposals,programsof action, andresources to counteract nequality.Theyfinished theirwork in 1998andpresented heirreports o thepresi-dent,whopracticallygnored heresultsandadoptedno significantmeasuresfavoringthe blackpopulation.Behind the scenes, those
ingovernment ircles commentedon thedifficultyof establishinga
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Martinset al. / AFFIRMATIVEACTION IN BRAZIL 801
consensusaround he need for suchmeasures n the statebureau-
cracyand the risk of negativeeffects in the polls on the eve of the1998presidentialandCongressionalelections.Onlywheninterna-
tional developmentspushed the reelected administrationurther
would it take significantaction, as its second termof office was
closing in late 2001.
3RD WORLD CONFERENCE AGAINST RACISM,PREPARATORYPROCESS, AND AFTERMATH
Brazil'sparticipation tthe 1st WorldConferenceAgainstRac-
ism, in August 1978,had been well in line with its Africapolicies:
sophisticatedand astuterhetoricwithverylittle content.Theblack
movement made itself presentthrougha telegramaddressedbyAbdias doNascimento(2002) to UnitedNationsSecretaryGeneral
KurtWaldheim,n which hedescribedwhathe definedas thegeno-cide of black Braziliansanddeclared,
In my name and that of millions of AfricanBraziliansI want to
expressourhope thateffective measures will be takenagainstthecrime of racism and racial discriminationthat also afflicts the
majorityof the Brazilianpopulation,consisting of black Africandescendants. p. 209)
At thattime,thecharacterization f theAfrican-Brazilian opu-lation as a majoritywas unusual and provocative.Even more
shockingwas to describe tas the secondlargestAfricanpopulationin the worldand to emphasizethedominationof thismajorityby a
white minority elite, similar to the Apartheid regime in South
Africa. Then polemical and hotly contested, these comparisonshave been consolidated in time, becomingterms of reference for
international esearchandhumanrightsorganizations.
Preparationorthe 3rdWorldConferenceunderscored hecon-
trastbetweenthis lone black voice in 1978 andarticulation mongdozens,indeedhundreds,of Africanorganizationsn Brazil and intheregionas the 21st centurybegan.
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802 JOURNALOF BLACKSTUDIES JULY2004
Brazil had offered to host the regionalpreparatoryonference
for the Americas.This would have been a rareopportunityo bringbeforethe world the internalraceproblemsof thecountrywith the
largestblackpopulation n Latin America.However, he Brazilian
governmentbacktracked n hostingthe preparatorymeetingafter
streetdemonstrationsduringthe commemorationsof the 500th
anniversary f Brazil n March2000, whenindigenousandAfrican
Brazilianswere arrestedandrepressed,made it clear thatthe offi-
cial racialdemocracydiscoursewould not hold water.
Brazilianorganizationsike Geledes, ENZP,CEAP,and Criola
beganan intenseprocessof international rticulation ndbuildingof partnershipswith otherorganizations n LatinAmerica,North
America,and theCaribbean, xchangingexperienceand informa-
tion in preparationor the 3rdWorldConference.These interna-
tional networkswereveryeffective,in particularheLatinAmeri-
can and CaribbeanStrategicAlliance, which brought together
about600 activists n Santiago,Chile,during heregionalPrepara-toryConference or theAmericas, orming he AfricanDescendant
and AfricanFront,which workedclosely to pressuregovernment
delegationsduringconferencesessions in Santiago,Geneva,and
Durban. Certainpartnershipswere crucial, among them Mundo
Afro of Uruguay, he InternationalHumanRightsLawGroup,the
FordFoundation, nd he SouthernEducationFoundationCompara-tive Initiativeon HumanRelations(Telles,2003).
Reinforcedby international etworks, he Afro-Brazilianmove-
mentplacedintensepressureon theBraziliangovernmentanddip-lomaticagents,leadingthe countryto assumeadvancedpositions
includinganexplicitcommitment o theprincipleof compensatory
policiesfor the Africandescendantpopulation. nformedandmon-
itoredby movementrepresentatives,Brazil'sdelegatestook a lead-
ership role in the negotiationof resolutionsthat would become
normsof internationalaw.African-Brazilian ctivistEdnaRolandwas elected GeneralRapporteurof the Durban Conferenceand
later ook officeaspartof the HumanRightsCommission'sWorking
Groupof Expertson Peoplesof AfricanDescent.
Itis ourunderstandinghattheresolutionsset forth n the Santi-
ago Declarationand Plan of Action,whichwere maintainedn the
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Martinset al. / AFFIRMATIVEACTIONIN BRAZIL 803
final document drafted n Durban n August 2001, despitebeing
noncompulsory,wereanimportant tepforwardnthefight againstracismandracial nequalityandhad a directeffectinthecountry.
Forthe firsttimeinhistory, he Americascolonizedby Spainand
Portugal, rincipallyBrazil,recognizedheinseparableinksbetween
colonialism andslaveryand theirconsequencestoday.It is signifi-
cantly importanto unite the debateon affirmative ction andrepa-rationswith their historicalreferences.
In the Plan of Action, the conference"requestsStates to con-
sider . . . investments in healthcare systems, education, public
health, electricity, drinkingwater and environmentalcontrol, as
well as otheraffirmativeorpositiveaction initiatives n communi-
tiesofprimarilyAfricandescent." turgesstatesto ensureaccessto
education andnew technologiesandpromote"the ull and accu-
rate inclusionof thehistoryand contributionofAfricansandpeo-ple ofAfricandescentinthe educationcurriculum"italics added).
Hot on the heels of the DurbanConference,affirmativeactionmeasuresbeganto crop upin Brazil andthegovernmentook mea-
sures ikeadhering o Article14 of the InternationalConventionon
the Elimination of All Formsof Racial Discrimination CERD),ratifiedby Brazilnearly40 yearsearlier,accepting hecompetenceof the United Nations HumanRightsCommission to receiveindi-
vidualcomplaintsof discrimination.
InSeptember
2001, while the DurbanConference was still in
session,theMinistryof AgrarianDevelopment MDA)announced
anaffirmativectionprogramor raceandethnicity, eeking o "adopt
compensatory, pecial and temporarymeasures to accelerate the
processof buildingracialequalityin thecountryside";urveyand
analyzeparticipationevels of blackcivil servantsntheinstitution;andinstitutea minimumquotaof 20% blacksin decision-making
positionsin 2001 and 30%by 2003, a minimumof 20% blackpar-
ticipation n out-contractedervices, firms,and nternational gen-cies, andaminimum20%of placesavailable npublic employmentcontests for posts in the ministry(MDA, 2002).
TheMinistryof Justicesoon followedsuitwithsimilarmeasures
(PortariaNo. 1.156, December20, 2001). TheFederalCouncilto
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804 JOURNALOF BLACKSTUDIES JULY2004
CombatRacism was formedby PresidentialDecreeNo. 3.952 of
October4, 2002, withcompetenceto hearcomplaints.PresidentialDecree No. 4.228 of May 13, 2002, consolidated
theseinitiativesby institutinga nationalaffirmative ctionprogramin the federalpublicadministration,with the following goals: (a)
guarantee he realization of percentagegoals of participationof
African descendants,women, and handicappedpersons in high
rankingpublic administrationposts called DAS; (b) clauses of
adherence to the program in terms of negotiated transfer of
resources within the Federal Public Administration; c) obser-
vance, in contractbidding for agencies of the Federal Public
Administration, f an additional coringcriterion o benefitsuppli-ers who provethattheyhaveadoptedpolicies compatiblewiththe
program'sgoals; (d) inclusion, in contractswith firms supplying
services,technicians,andconsultantsnthecontextof projectscar-
ried out in partnershipwith internationalbodies, of clauses estab-
lishing percentagegoals for participation f Africandescendants,women, and the handicapped.
TheMinistryof ForeignRelationsadheredby offering20 black
students ubsidizedadmission o theRioBrancoInstitute Cooper-ationProtocol,May 14, 2002).
Administrativeecrees ike these areessentiallyrhetorical.Theyaffectonly thegovernmentagenciesinvolved and theirintents are
easily thwarted rannulledby bureaucraticnertia.Moreover, heycan be revokedat will. Laws, on the otherhand,have a broader
effect on society and arerevokedonly by subsequent egislation,which involves a complicatedprocessof negotiationandpoliticalconcession.
With this in mind, the black movement offeredlegislatorsthe
technical assistanceof juristslike JoaquimBarbosaGomes, later
appointedo theSupremeCourt,who wrotebriefson constitutional
issues invokedagainstsuchmeasures. nNovember2001, thepres-ident of theSupremeCourtmadeacomprehensive tatementof the
constitutionality f affirmative ctionat amajorseminarheld atthe
SuperiorLaborTribunal Mello, 2001).Inthiscontext, t waspossiblein the Senateto overcome he con-
stitutionalobjectionsraised againstearlierbills, and PL 650/99
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became law in 2002. Itprovidesfor 20%quotas n all civil service
entrancecompetitions,publicandprivateuniversitiesandfundingforpoorstudents,andcompulsoryaffirmativeactionprograms or
privatebusinessescompetingforpublicfunds and commissions. It
also calls on political parties o create ncentiveprogramsorAfri-
can descendant candidates and binds the public authorities to
engage in publicity campaignspromotingpositive images of this
population.Such measuresdo not prejudicesimilar nitiativesbystates andmunicipalities.
Approvalof this law involved the most significantpost-Durban
development: recognition of the constitutionalityof affirmative
action.Thispaved hewayfornewfederal, tate,and ocal nitiatives.
Less than a year later,Federal Law No. 10.639 of January9,
2003, was promulgated,mandatingthe teachingof African and
Afro-Brazilianhistory nschool curricula t all levels of education.
Currently,he most comprehensivepiece of federallegislation
underscrutiny s the Statuteof RacialEquality,proposedby thenCongressmanPaulo Paim n2000. Thisbill was discussedinmajornationalseminars nvolving civil society organizations;a specialcommittee was set up to write a substitute text based on those
inputs.Itestablishes herighttopositivemeasures,ncludingquota
systems, in health care, education, sports and leisure, religiousfreedom, and,employment,communicationsmedia,and access to
the courts. It setsup
a Fund for Promotionof RacialEquality
to
financepublicpolicypromotingequalopportunity nd nclusionof
African Brazilians n all these areas.It calls for creationof perma-nent ombudsman offices in local, state, and federal legislativehouses (Paim, 2003).
The role of antidiscrimination law has been questioned
(Dzidzienyo, 1995) in a society where the existence of rhetorical
butineffectivelegal norms has neverguaranteed acialequalityor
any otherprincipleof human or citizenship rights.But the lawsinscribed n the newBraziliansocial orderandthe normsapprovedatthe 3rdWorldConferencehave a definiterole,albeitnotoriouslynot as a resultof theireffectiveenforcement.Rather,heymakeupa
resourceand a weaponin the hands of organizedcivil society as it
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806 JOURNALOFBLACK STUDIES JULY2004
exercisesits role of criticalparticipationn the implementationof
victoriesit has won that resultin formulationof statepolicy.In Brazil, the international ontext is particularlymportant n
this respect.International epercussionand the prideof the elite
diplomaticcorpson its avantgarde sophisticationare two factors
thatfacilitated,withoutdoubt,thegainswonin the wakeof the 3rd
WorldConference.
AFFIRMATIVE ACTION IN UNIVERSITY
ADMISSIONS: THE NEW SCENARIO
Theelectionof PresidentLuiz Inacio Lula da Silva in 2002 her-
aldedthecomingtopowerof apoorNortheasternerndtradeunion
organizer.TheNortheast s a miserablypoor regionof Brazil,sub-
ject to chronic and devastating drought,whose populationhas
migrated n droves to the favelas andtownshipsof cities like SaoPaulo andRio de Janeiro.Northeasternersretargetsof prejudiceand discriminationwith a distinctly racial tint, as the African
descendantpopulation s highlyconcentratedn thatregion.InMarch2003, Lula'sadministrationreatedacabinetpostwith
the statusof ministryfor policies promotingracialequality(Spe-cial Federal Secretariat or Policies PromotingRacial Equality
[SEPPIR]).Inconjunctionwith otherministries,thisbody articu-
lates policy measureslargely by means of task forces, the most
important f which is one on racialequality n education nstituted
in September2003 jointly with the Ministryof Education.Their
workhasresulted nthepublishingof a NationalPolicyfor thePro-
motion of Racial Equality,emphasizingthe need for affirmative
action andkilombocommunityentitlement, hearticulation f race
and gender,and the institutionof a monitoringsystem allowing
civil society to follow and intervene in the implementationofpolicies combatingracism(SEPPIR,2003).
The educationalsystemanduniversityadmissionshave been a
primary ocus of the blackmovement'sactivity n thepastdecades
(Munanga,1996, 1999), whetherthrough he creationof commu-
nity schools (Luz, 1989), debates andseminars Silva & Barbosa,
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Martinset al. / AFFIRMATIVEACTION IN BRAZIL 807
1997;Triumpho,1991),or extracurriculareacher rainingcourses
(Larkin-Nascimento, 993, 1994).Public universities in Brazil, which hold the most academic
prestigeand credibility,are tuition-free.Admissions are decided
solely on the basis of an entranceexam called the vestibular.Stu-
dents who can afford to attend privateprimaryand secondaryschools and takepreparatoryourses for the entranceexamattend
tuition-freepublic universities, whereas students coming from
poorfamilies andpublicschools haveverylittle chance of gainingaccess to public universityand are forced to pay high tuition costs
atprivate acultiesanduniversities.AfricanBraziliansarevirtuallyexcluded from free higher education, particularly prestigiouscareercourseslike medicine, law,anddentistry.
In the mid-1990s, the blackmovement created ts own form of
affirmative ctionwithoutquotas: ommunity-basedratuitousUni-
versityAdmissionsPreparation ourses or Blacks andPoorPeople
(PVNC).Theprogramhasspread o manydifferentstates and mu-nicipalitieswith the goal of increasingaccess of Afro-Brazilians
and poor people to higher education. Some PVNC groups suc-
ceeded in getting universitiesto offer subsidizedadmissionsfor
students from these courses. In Rio de Janeiro,for example, the
Pontifical CatholicUniversityhas offeredsome 700 tuitiongrantsto PVNC studentssince 1996.
Moreproblematic
hanentrance ntouniversity
s theability
to
staythereandfinishthe course.Manystudents ive farawayfrom
campus,dependon precariouspublic transportation ystems,and
cannotpayforbooks,transportation,lothing,or evenfood. Those
who workareoften so exhaustedonarrivinghome inthewee hours
afterridingthree or fourbuses or trains thatthey cannotkeep uptheirearlymorningstudyschedule.
In the wake of the 3rd WorldConferenceandthe federalmea-
suresdescribedabove,Rio de Janeiro'sStateLegislativeAssemblypasseda law creatinga quota n thestateuniversitysystemof 40%for "blacks andpardos."This quotawas added to a 50% quota,
already n effect, for studentscomingfrompublicschools.Duringthe nextyear, heStateUniversityof Bahia nstitutedasimilarmea-
sure,followed in 2003 by the (federal)Universityof Brasilia,the
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808 JOURNALOF BLACKSTUDIES JULY 2004
FederalUniversityof Alagoas, and the StateUniversityof Mato
Grossodo Sul, which alreadyhad a quotafor indigenous people.The FederalUniversity of Bahia and the University of Rio de
Janeiro(UNI-Rio) arealso examiningthe adoptionof quotasfor
Africandescendants.The JoaquimNabucoFoundationof Recife,
PernambucoState,adopteda 40%quotafor studentsat all levels.
Simultaneously,severalmunicipalities n the State of Sao Paulo
(Jaboticabal,Cubatao,Jundiaf,Piracicaba) dopted20%quotas or
African descendants n theircivil service contestexams, whereas
the mayorof PortoAlegre instituteda 10%quota.Theoretical discussions were being trampledby reality:Con-
traryto the predictionsof most studentsof the issue, affirmative
actionwasbeginning o happenandproduceresults n the world of
racialdemocracy.The suddenand intensereactionwas impressive.A society that
hadignoredthe race issue for decadeswasjarred ntodiscussingit
ateveryturn, he prevailingopinionbeing thatquotasareracistinnatureandthatpreferenceby anycriterionother hanmerit s unjustin principle.Otherpreferencesystems, however,were not con-
tested,includingthosefor thehandicapped r forwomen as candi-
datesfor election.
A seriesof ongoingbattles n thejudiciarybeganandhas contin-
ued.Some300 whitecandidatesdeniedplacement n theStateUni-
versityof Rio de Janeiro(UERJ)in early2003 went to the courts
andwon injunctions.Some of themwouldnothave been admitted
independentlyof the quotas.At the sametime, the National Con-
federation of LearningEstablishments(private schools) (Con-
fenen)tookadirectunconstitutionalityuit to theSupremeFederal
Tribunal.Thistriggereda proaffirmativectioncampaign hathas
involvedthe majororganizationsof the blackmovementand their
allies in the media, the academy,andthe political arena. Several
organizations ignedon to the suit as amicuscuriae, a tool thatisbeing used in Brazil for the firsttime, presentingbriefs in which
theydefendedtheprincipleof affirmativeactionwithsociologicalandpoliticalarguments.
In thiscontext,animportantdevelopments theformationof the
internationalAffirmativeAction Affinity Group,spearheadedby
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Martinset al. / AFFIRMATIVEACTION IN BRAZIL 809
the InternationalHuman Rights Law Group, Mundo Afro and
humanrightsorganizations f Uruguay,and severalAfro-Brazilianorganizationsandattorneys.When the U.S. SupremeCourtdeci-
sionintheMichiganStateUniversitycases reaffirmed he constitu-
tionality of the principleof affirmativeaction in June 2003, the
Affinity Groupmet with governmentofficials andvarious sectors
of civil societyin Rio deJaneiro,Brasflia,andSaoPauloto supportits consolidation n Brazil, sharingtheirexperienceandexchang-
ing informationwith theattorneyswhoargued heMichigan
cases.
This partnership as continuedandpromises positive results.
TheSupremeFederalTribunal's rofilehad beenchangedweeks
earlierby the appointmentof PresidentLula of JoaquimBarbosa
Gomes, the first African descendantto sit on the highest court's
bench. The possibility of a judgmentthatcould have established
strong precedentin favor of the affirmativeactionprinciplewas
thwarted,however,by theuniversity tself, whichproposeda new
law to the StateAssembly that was approved n August 2003, intimeto be implemented or the 2004 entranceexam. Itcut thequo-tas by half, to 20%, andprovidedthatthe stategovernment und
programs upport tudents hrough o graduation.Promulgation f
the new lawnullified theSupremeCourtaction,and thenew lawis
nowbeing challenged n the moreconservative tatecourts,where
its opponentshave a betterchance of prevailing.
Althoughseminarsonaffirmative ctiontake
placealmost
daily,the broad debate is still characterizedby generaldisinformation.
Themajorityof Braziliansdo not know whataffirmativeactionis,and the few who haveanyidea believe it is synonymouswithquo-tas, somethingused in theUnited States to benefitonly blacks and
that has not been effective in any case because racistincidentsin
thatcountrystill occurperiodically.One of the mostproblematicssues is definingthebeneficiaries,
whose identity s so easilyrevealed n statistics hatshowprofoundinequalities n income, education,andmortality atesbut so hidden
away in daily life's intricate web of supposedlycordialrelations
under the cloak of agreed-onprejudiceand discrimination. n a
toneof irony,activistshavesuggestedasimple procedure:When n
doubtas to someone's racial identity,consult the police-or the
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810 JOURNALOF BLACK STUDIES JULY 2004
doormanof the residentialbuilding or the employee selection
agentsat the local shoppingmall, indeedanyof themyriadagentsof discrimination n Braziliansociety.
Opponentsof affirmativeactionallege thathighrates of misce-
genationdo not allow one to distinguishwho is black in Brazil.
They opportunistically se two raceconceptsthattheythemselves
generally portray as opposites: the Brazilian color/appearancemodel andthe U.S. one-droprule.Eventhough heyindictthe latter
as racist because it defines anyone with an African ancestoras
black,theydo not hesitateto adopt t, invokinga supposedlyblack
great-grandparent,hen it is in their interestto "prove" hattheytoo are Africandescendants.Whenone notes thatthereare almost
no blacksin thediplomaticcorps,forinstance, he standard nswer
is, "Well,most Braziliandiplomatsaren't all that white either."
Thus is the need for policy measuresdismissed: The same voices
thatexalt thevalueof the nation'ssingularracialexperienceunder
the color criterion now suddenly adhere to the heredityrule toblock the adoptionof remediesagainst inequality.
This is not to deny that difficulties can arise. The criterion
adoptedby UERJandby the Afro-Braziliansocial movement is
self-identification,consistentwith internationalaw, andin some
cases white candidateshave registeredas Africandescendants o
benefit fromquotas.Inone incident,anorganizedgroupof whites
registeredas blacks with the statedpurposeof demoralizingthe
selection process. But attemptedfraud against a system should
serve to indict not the systembuttheperpetratorsf the fraud.The
cutoff for definingthe povertyline or delimiting age groupscan
also be contested,but this does not bringinto questionthe legiti-
macyof public policy benefitingthe pooror seniorcitizens.
Theargument f merit,whichallegesthatquotasunfairlypreju-dice whites whose academicperformances superior,eavesalone
anotherdiscussion,whichhas been on the agendaforyears,aboutthe validityof the vestibulartself. Many specialistsassertthatthe
entranceexam does not serveto evaluatea student'sprospectsfor
success,whether romthe academicpointof view or,moreimpor-tant,with respectto futureperformancen the labormarket.For
many, he vestibularmeasuresnothingotherthanone'scapacityto
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performon the vestibular.Recent studies showed that the presi-
dents of majorpublic universities, f they took their institutions'entrance xamstoday,wouldnotpass.And themajorityof students
whopassthe examtodaywould notpassit againnextyear.Further-
more,PVNC studentsadmittedby PUC-RIOwith tuitiongrantsachievedexcellent results.Althoughtheywereadmitted o the uni-
versity with lower grades, those who completed their studies
reversedthe situationand graduatedwith gradeshigherthan the
averageamong paying students.This pointsto the validityof one
argumentn favorof affirmativeaction: that studentsovercoming
disadvantage eize theopportunitywith enthusiasmandworkhard,in contrast o those who take a college educationfor grantedand
content themselves with a gentleman'sC.
Infact,what is at stakeherearetheprivilegesof whiteness,and
these have been sustainedfor centuriesby a hypocriticalformof
racism that makes concessions and blursboundaries o guarantee
its overallvictoryin essence andeffect.
CONCLUDING REMARKS
An interestingaspect of the Brazilianapproach o affirmative
action is that,different rom the UnitedStates, tsjustificationcon-
sistently emphasizes the constitutional principle of equality(isonomia),whichmandates ompensation orthepastdiscrimina-
tion thatcreatedcurrent acial nequalities.This hasbeen truefrom
theoutset; n his legislativeproposals,Abdias do Nascimentopre-ferred he termcompensatory ction to affirmative ction.The idea
is to implementthe constitutionalprincipleof equality by payingwhat former SupremeFederalTribunalPresidentMello (2001)calls "historical debts" owed by the Brazilian State to social
minorities, n particularAfrican Brazilians.In this way,Brazilanticipated he model of theDurbanConfer-
ence, whichby recognizing slaveryand the slavetrafficas crimes
against humanitypavedthe way for reparations.The generalideaof public policy as compensation mprovingthe living conditions
of a historicallydiscriminatedpopulationunderlies the Brazilian
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812 JOURNALOF BLACK STUDIES JULY 2004
notionof affirmative ction.Theappeal o diversityand tspositive
effects intheworkplace,university,andsociety,which won thedayin the Michigancases and became the foundationof the constitu-
tionalendorsementof affirmativeactionin theUnitedStates,are a
dimension still to be exploredanddevelopedin Brazil.
Althoughthegainsof the Afro-Brazilian ocialmovementhave
beensignificantandhaveacceleratedover thepastdecade,it is too
earlyto evaluatethe long-termconsequencesof policies that have
beenputon thebooks,althoughnot in all cases putintoeffect, in a
countryplaguedbyextremepovertyand nequality.Wehave on the
horizonthe certaintyof difficult battles to fight because the same
elite thatfor yearshas refused to contemplateoradoptaffirmative
actionpolicies will be largelyin chargeof puttingthese measures
intooperation.Traditionally,t is anelitecloistered n bureaucratic
agenciesandtribunals apableof transforminghebest of lawsinto
"things orEnglishmento see,"like the legislationprohibiting he
traffic n Africansduring he timeof the slaveregime.Theidea, insum,is to makethe appearanceof runningwhile standingstill.
In thisscenario,oncemore t is of utmost mportanceomaintain
and develop internationalcooperation, links, and partnerships
among organizationsandnetworksthat,jointly with local actors,can reinforceandstrengthen ur actions nthestruggleagainstrac-
ism andrace discrimination. t is truethattodaywe have before us
actionsthat demand morethangood will and dedication:profes-
sionalism,sophistication,and technicalknow-how.Without hese,we will return o anothercycle of protestand denunciationwithout
significantpracticalresults,because our fellow citizens, when it
comes to "blackpeople's problems" assuntode preto), preferto
turntheir backsandapplythe law of omission.
Meanwhile, heAfro-Brazilianpopulationandsocialmovement
is perfecting tsmeansandtoolsof monitoringpublicpolicyimple-
mentation,ever alertto thenew and sinuousturnsthat racism cer-tainly will take in the land of paradisepromised and privilegesustained.
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Sergioda Silva Martins is an attorneywith a master'sdegreein constitutional aw
and theoryof the statefrom the PontificalCatholicUniversityof
Rio de Janeiro
(PUC-Rio).Hefounded and served as the coordinatorof the Zumbidos Palmares
NationalOffice(ENZP)and coordinated he law and ustice programof the Center
forArticulationof MarginalizedPopulations CEAP).Heactivelyparticipated n the
3rd WorldConferenceAgainstRacismpreparatoryprocess andwas one of thecre-
ators of the Afro-Latin-Americannd CaribbeanAlliance. He participatedin the
ComparativeHumanRelationsInitiativeorganizedbytheSouthernEducationFoun-
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816 JOURNALOF BLACK STUDIES JULY 2004
dationofAtlanta.He teaches constitutional aw at GreaterRiode JaneiroUniversity
(Unigranrio).
CarlosAlbertoMedeiros s ajournalistbyprofession,with a B.A. in communication
andpublishingand an M.A. n uridicaland social sciencesfromFluminenseFederal
University RiodeJaneiro).An activist since the 1970sin thestruggle againstracial
inequality nBrazilandabroad,he is a memberofIPCN, CIDAN, ndIPEAFRO.He
hasproducedorhelpedproducevideos,articles,and booksabout racismand related
issues and has been active in the recentaffirmative ction developments n Brazil.
Elisa LarkinNascimento holds an M.A. in American studies and a J.D.from the
StateUniversityof
New York tBuffalo
as well as a Ph.D. inpsychologyof
education
and humandevelopmentfrom he Universityof S~o Paulo.A cofounderof theAfro-
BrazilianStudiesand ResearchInstituteandof theAfricanandAfro-American tud-
ies Program PROAFRO)t Rio de Janeiro StateUniversity UERJ),she organizedtheSankofa:AfricanMatrixofBrazilianCulture oursefrom1985 to 1995.Shepar-
ticipated n the SouthernEducationFoundation'sComparativenitiativeon Human
Relations and in the 3rd WorldConferenceAgainst Racism. She has written or
coauthoredmanybooks and articles.