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Abstract
To provide quality of services to the end users during vertical handoff period,
heterogeneous wireless networks have to be aware of quality of services (QoS)
within each access network. The traditional vertical handoffs algorithms are
based on received signal strength (RSS) are not of QoS concerned and hence
cannot fulfill the requirements of the users. Here, I propose a new vertical
handoff algorithm which uses received signal to inference plus noise ratio (SINR)
from various access networks as the handoff criteria. In this algorithm, the SINR
from one network is converted to the equivalent SINR of the target, so that thehandoff algorithm can have the knowledge of achievable bandwidths from both
access networks to make handoff decisions with QoS consideration. It has been
observed that SINR based vertical handoff algorithm can consistently offer the
end users with maximum available bandwidth during vertical handoff contrary to
the RSS based vertical handoff algorithms. Also, it is observed that the
performance of RSS based handoff is different in different network conditions as
against the SINR based algorithm. System level simulations also reveal the
improvement of overall system throughputs using SINR based vertical handoff,
compared to the RSS based vertical handoff.
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Introduction
The real potential of broadband wireless networks lies with mobility. A hot debate
is centered on building metropolitan area networks using WiMAX (Worldwide
Interoperability for Microwave Access)[1] technology based on the IEEE 802.16
standards. Good mobility management schemes enable it to become the
disruptive solution that fulfills the promises of ubiquitous computing with
broadband access everywhere that was left unsatisfiable with the Wi-Fi and 3G
cellular solutions. The wide area coverage and co-existence of multiple wireless
access technologies pose a challenge to mobility in the metropolitan network.
The success of Wi-Fi network with IEEE 802.11x technology makes it possible toaccess broadband anywhere with low cost. However, WiFi suffers from two
drawbacks: limited coverage and restricted scalability. Existing propriety solutions
to extend its coverage or interconnection are not scalable. Cellular based 3G
network provide extended coverage, however, limitations on bandwidth and high
costs on infrastructure equipments prohibit its growth. The introduction of
broadband wireless WiMAX solution based on IEEE 802.16 technology makes it
possible a standard based low cost solution for the last mile. In particular, with its
coverage of 30 miles and non line of sight technology based on OFDM, it will be
able to construct a metropolitan network where broadband access from
anywhere within the area is possible. The current version is based on IEEE
802.16a that specifies a fixed wireless environment. It is expected that within the
next few years, we will observe an explosive growth in this area. It will be based
on the IEEE 802.16e standard. It extends the 802.16a specification with the
capability to support mobile users in the region. With the inclusion of mobility,
WiMAX could become the ultimate solution that provides a low latency, high
bandwidth, and wide area connectivity to mobile users which is long sought after
by the industry. A metropolitan network will cover an area of up to 30 miles.
Current study shows that the effective range for broadband coverage under
IEEE802.16a is 4 to 5 miles. The eventual network might be composed of many
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base stations connected together to provide broadband connectivity to hundreds
of stationary and mobile users. The intended applications of such a network are
real-time media streaming and VOIP. The network must guarantee that the
continuous services will not be disrupted while a mobile user switched its
connectivity from one station to another due to signal fading or change of
provider. The effectiveness of mobility depends on whether a moving node can
maintain continuous connectivity with the base station without packet loss or
delay during handoff. One characteristic is the handoff distance which specifies
the minimum coverage between adjacent base stations for a moving node at
maximum specified speed. Due to the proliferation of existing wireless
technologies, a metropolitan network will consist of various wireless accessing
technologies with different link speed and mobility support. It might include Wi-Fifor short distance WLAN, UMTS and CDMA2000 for broadband on 3G cellular
networks. It is bound to be a multimode environment. In case WiMAX becomes
the major broadband service provider to the metropolitan area, users should be
able to easily roaming among different technologies without interruption. Its
success depends on the integration of mechanisms to deal with handoffs. Within
a metropolitan network, a mobile user could switch between different access
technologies due to coverage and provider changes, like GPRS (General packet
radio service).
WiMax and GPRS are viewed as the future complementary access technologies.
From one side, UMTS (Universal Mobile Telecommunication System) core
network GPRS that uses GSM (Global System for Mobile Communication)
technology is capable of providing data transmission with medium speed over
wide area, supporting high numbers of mobile users. On the other side, IEEE
802.16a broadband network[2], WiMax can offer high data rates relatively in large
geographical areas as well as high data rate as compared to the cellular GPRS
and are expected to be widely deployed in the future network generation.
The services running over a GPRS link experience a dramatic decrease in
bandwidth and increase in latency, but keep up and running. This can be even
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more signicant if we consider that most of the time users connect to non real-
time services, like web or email. The main problem of next generation network is
to seamlessly transfer the connection of a mobile host exiting the coverage of the
GPRS to another access network with larger coverage area like WiMax. In other
words, interoperability is needed to support the mobile users between
GPRS, with mobile internet access, keeping the connection on line when
moving to WiMax access network, thus providing always on connectivity. But
the main issue will be to provide fast vertical handover between these
heterogeneous access networks taking into consideration the quality of service
(QoS), service continuity, security as well as cost effectiveness. The chapter1
includes what is vertical handoff, aim of the work, organization of rest of the
thesis.
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Chapter 1
1. Aim of the work
Vertical handoff process is always associated with two networks of differenttechnologies. Maintaining continuous and quality of service to a mobile user is
more challenging task in a vertical handoff process. The aim of the work is to
make vertical handoff between WiMaX and GPRS without compromising the
continuity and quality of service to the users. Normally, received signal strength
(RSS) from a mobile user is considered as the means of handoff decision. But, it
has a lot of pitfalls. Therefore, instead of RSS, another approach known as
Signal to noise plus interference ratio (SINR) has been used as the means of
handoff decision between WiMaX and GPRS to reduce the inefficiency
associated with RSS based approach. Moreover, transmission power control
mechanism has been introduced for the mobile to maintain its SINR for effective
throughput of the system. The calculation of SINR in mobile station needs the
amount of noise and interference associated with the background.
1.1 Organization of the dissertation
The rest of the thesis is organized in the following way:
Chapter 2 includes related works
Chapter 3 includes background works of a handoff process
Chapter 4 includes a brief description about GPRS and WiMaX Technology
Chapter 5 includes the proposed algorithm
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Chapter 6 includes the simulation result
Chapter 2
1. Related work
This work consists of the summary of different papers of different authors,
related to the work carried out by me. The main aim of this chapter is to bringin to focus the related topics of my work. Following are the related work taken
into consideration for carrying out work.
a) Power Control by Interference Prediction for Broadband Wireless
Packet Networks [3]: A Kalman-lter method for power control is proposed
for broadband, packet-switched TDMA wireless networks. By exploiting the
temporal correlation of co-channel interference, a Kalman lter is used to
predict future interference power. Based on the predicted interference and
estimated path gain between the transmitter and receiver, transmission power
is determined to achieve a desired signal-to-interference-plus-noise ratio
(SINR). A condition to ensure power stability in the packet-switched
environment is established and proven for a special case of the Kalman-lter
method. The condition generalizes the existing one for a xed path-gain
matrix, as for circuit-switched networks. Specically, power control has been
shown to be a useful technique to improve performance and capacity of time-
division-multiple-access (TDMA) wireless networks. In addition to
performance improvement, power control is actually essential in solving the
near-far problem in code-division-multiple-access (CDMA) networks. In this
paper, we focus on broadband packet-switched TDMA networks with data
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rates up to several megabits per second. The advantage of the Kalman lter
is that it is simple, due to its recursive structure and robust over a wide range
of parameters, and it possibly provides an optimal estimate in the sense of
minimum mean square error. Kalman lters have been applied successfully to
many systems [BH97]. As for wireless networks, [DJM96] proposes using a
Kalman lter for call admission in CDMA networks. But, here in this report it is
shown that Kalman ltering is also useful for power control in TDMA networks.
b) Combined SINR Based Vertical Handoff Algorithm for Next
Generation Heterogeneous Wireless Networks [4]: Next generation
heterogeneous wireless networks offer the end users with assurance of QoS
inside each access network as well as during vertical handoff between them.For guaranteed QoS, the vertical handoff algorithm must be QoS aware,
which cannot be achieved with the use of traditional RSS as the vertical
handoff criteria. In this paper, the author of this paper proposes a vertical
handoff algorithm which uses received SINR from various access networks as
the handoff criteria. This algorithm considers the combined effects of SINR
from different access networks with SINR value from one network being
converted to equivalent SINR value to the target network, so the handoff
algorithm can have the knowledge of achievable bandwidths from both
access networks to make handoff decisions with QoS consideration. His
analytical results confirm that the new SINR based vertical handoff algorithm
can consistently offer the end user with maximum available bandwidth during
vertical handoff contrary to the (received signal strength) RSS based vertical
handoff, whose performance differs under different network conditions.
System level simulations also reveal the improvement of overall system
throughputs using SINR based vertical handoff, comparing with the RSS
based vertical handoff. Having the relationship between the maximum
achievable data rate and the receiving SINR ( AP) from both WLAN and
WCDMA ( BS) makes the SINR based vertical handoff method applicable, in
which the receiving SINR from WCDMA BS is being converted to the
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equivalent AP required to achieve the same data rate in WLAN, and
compared with the actual receiving SINR from WLAN. With the combined
effects of both SINR being considered, handoff is triggered while the user is
getting higher equivalent SINR from another access network. It means that
given the receiver end SINR measurements of both WLAN and WCDMA
channel, the handoff mechanism now has the knowledge of the estimated
maximum possible receiving data rates a user can get from either WLAN or
WCDMA at the same time within the handover zone, where both WLAN and
WCDMA signal are available. This gives the vertical handoff mechanism the
ability to make handoff decision with multimedia QoS consideration, such as
offer the user maximum downlink throughput from the integrated network, or
guarantee the minimum user required data rate during vertical handoff.
c) SINR Estimation for Power Control in Systems with Transmission
Beamforming [5]: The author of this paper takes a unied approach to the
downlink transmission power control, while a transmission beamforming is
applied in the base station. The proposed scheme is based on the estimation
of signal-to-interference-and-noise-ratios (SINRs) by antenna array
measurement and using this estimate in transmission power control. Hence
power control algorithms needing SINR-levels can be applied instead of the
simple relay power control. The SINR estimation technique does not require
any additional measurements compared to a separate adaptive beamforming
and power control, since the required measurements are needed for the
adaptive beamforming update. The estimation is based on the knowledge of
the level of caused interference to the multiple access links in the same cell,
and the utilization of relay power control commands in SINR estimation.
Adaptive beamforming is an antenna array technique used to reduce the
interference experienced by the receivers. Antenna array is a group of
antennas in the transmitter or in the receiver of a radio link This method
considers systems with transmission beamforming in base stations. The
interference reduction of transmission beamforming is based on spatial
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ltering, in which transmitted waveforms are either amplied or cancelled
depending on the directions of departure to the antenna array.
d) On the Use of SINR for Interference-aware Routing in Wireless Multi-
hop Networks [6]: This work considers the problem of mitigating interference
and improving network capacity in wireless multi-hop networks. An ongoing
aim of this research is to design a routing metric which is cognizant of
interference. To address this issue, and based on the measurement of the
received signal strengths, we propose a 2-Hop interference Estimation
Algorithm .With the use of the received signal level, a node can calculate the
signal to interference plus noise ratio (SINR) of the links to its neighbors. The
calculated SINR is used to infer the packet error rate (PER) between a nodeand each of its rst tier interfering nodes set. Then, the residual capacity at a
given node is estimated using the calculated PERs. Based on the capacity
estimation analysis, a new routing metric, EBC (Estimated Balanced
Capacity), is proposed. EBC uses a cost function at the aim of load-balancing
between the di erent ows within the network. Extensive simulations show
that EBC improves tremendously the network capacity and also enhances the
VoIP calls quality.
e) Vertical handover criteria and algorithm in IEEE 802.11 and 802.16
hybrid network [7]: Hybrid networks based, for instance, on systems such as
WiMAX and WiFi can combine their respective advantages on coverage and
data rates, offering a high Quality of Service (QoS) to mobile users. In such
environment, WiFi/WiMAX dual mode terminals should seamlessly switch
from one network to another, in order to obtain improved performance or at
least to maintain a continuous wireless connection. This paper proposes a
new user centric algorithm for vertical handover, which combines a trigger to
continuously maintain the connection and another one to maximize the user
throughput (taking into account the link quality and the current cell load). This
aims of this paper are dening an efcient user-driven vertical and over
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mechanism which does not require any change on network and protocol
architecture, and that can furthermore e easily applied in current WiFi/WiMAX
hybrid systems. To is purpose, the author has introduced the estimation of
two common network performance parameters, data rate and network load,
based on a measurement of Signal to Interference-plus-Noise Ratio (SINR)
level and channel occupancy respectively. Then they propose a novel
algorithm which embeds two independent triggers: the rst one aims at
maintaining the wireless connection, the second one at maximizing the
network performance.
f) A Performance Evaluation of Vertical Handoff Scheme between Mobile
WiMax and Cellular Networks [8]: This paper proposes a cost-effectivescheme for fast handoff between mobile WiMax and cdma2000 networks. The
smoothly integration scheme proposed in this paper adopts the advantages of
both loosely integration and tightly integration schemes: cdma2000 and
Mobile WiMax networks provide their own services independently and, on
vertical handoff between them, support seamless services by fast handoff.
Since we present protocol stacks as well as operation flows considering
cdma2000 and Mobile-WiMax standard specifications, the proposed scheme
can be implemented with minimal modification of existing Mobile WiMax and
cdma2000 networks. As result of simulation, the performance of the proposed
scheme is proved compared with others.
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Chapter 3
3. Background of the work
The background of the work covers those which involves in carrying out the
handoff between two networks. Before performing handoff it is important to know
these activities to carry out the handoff operation smoothly.
3.1 Handoff in Wireless Mobile Networks
Mobility is the most important feature of a wireless cellular communication
system. Usually, continuous service is achieved by supporting handoff (or
handover) from one cell to another. Handoff is the process of changing the
channel (frequency, time slot, spreading code, or combination of them)
associated with the current connection while a call is in progress. It is often
initiated either by crossing a cell boundary or by deterioration in quality of the
signal in the current channel. Handoff is divided into two broad categories hard
and soft handoffs. They are also characterized by break before make and
make before break. In hard handoffs, current resources are released before
new resources are used; in soft handoffs, both existing and new resources are
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used during the handoff process. Poorly designed handoff schemes tend to
generate very heavy signaling traffic and, thereby, a dramatic decrease in quality
of service (QoS). The reason why handoffs are critical in cellular communication
systems is that neighboring cells are always using a disjoint subset of frequency
bands, so negotiations must take place between the mobile station (MS), the
current serving base station (BS), and the next potential BS. Other related
issues, such as decision making and priority strategies during overloading, might
influence the overall performance.
3.2 Types of Handoffs
Handoffs are broadly classified into two categorieshard and soft handoffs.
Usually, the hard handoff can be further divided into two different types intra andintercell handoffs known as horizontal as well as vertical handoff respectively.
The main topic of our discussion is the vertical handoff between WiMaX and
GPRS systems.
3.2.1 Horizontal Handoff
In this handoff process, the handoff of a mobile terminal takes place between
base stations supporting the same network technology. For example, the
changeover of signal transmission due to the mobility of the mobile terminal from
an IEEE 802.11b base station to a neighboring IEEE 802.11b base station is
considered as a horizontal handoff process. Signal strength and channel
availability are needed to consider in horizontal handoffs.
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3.2.2 Vertical handoff:
The vertical handover was introduced with the development of different wireless
technologies and the coexistence of their networks including GSM, GPRS, and
UMTS as cellular networks and WiFi, WiMAX as broadband access networks.This handoff process of a mobile terminal takes place among access points
supporting different network technologies. For example, the changeover of signal
transmission from an IEEE 802.16 WiMax base station to a cellular GPRS
network is considered as a vertical handoff process. Due to the different
technologies of the networks, more than one interface is required during the
handoff process.
3.3 Handoff Initiation [9]
A hard handoff occurs when the old connection is broken before a new
connection is activated. It is assumed that the signal is averaged over time, so
that rapid fluctuations due to the multipath nature of the radio environment can be
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eliminated. Figure 1 shows a MS moving from one BS (BS1) to another (BS2).
The mean signal strength of BS1 decreases as the MS moves away from it.
Similarly, the mean signal strength of BS2 increases as the MS approaches it.
This figure is used to explain various approaches described in the following
subsection.
3.3.1 Relative Signal Strength
This method selects the strongest received BS at all times. The decision is based
on a mean measurement of the received signal. In Figure1 the handoff would
occur at position A. This method is observed to provoke too many unnecessary
handoffs, even when the signal of the current BS is still at an acceptable level.
T1
T2
BS1 BS2 A B DC
Fig: 1 Movement of an MS in the handoff zone
BS1 Signal BS2 Signal
h
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This method allows a MS to hand off only if the current signal is sufficiently weak
(less than threshold) and the other is the stronger of the two. The effect of the
threshold depends on its relative value as compared to the signal strengths of the
two BSs at the point at which they are equal. If the threshold is higher than this
value, say T1 in Figure 1 this scheme performs exactly like the relative signal
strength scheme, so the handoff occurs at position A. If the threshold is lower
than this value, say T2 in Figure 1 the MS would delay handoff until the current
signal level crosses the threshold at position B. In the case of T3, the delay may
be so long that the MS drifts too far into the new cell. This reduces the quality of
the communication link from BS1 and may result in a dropped call. In addition,
this results in additional interference to co-channel users. Thus, this scheme may
create overlapping cell coverage areas. A threshold is not used alone in actualpractice because its effectiveness depends on prior knowledge of the crossover
signal strength between the current and candidate BSs.
3.3.2 Relative Signal Strength with Hysteresis
This scheme allows a user to hand off only if the new BS is sufficiently stronger
(by a hysteresis margin, h in Figure 1) than the current one. In this case, the
handoff would occur at point C. This technique prevents the so-called ping-pong
effect, the repeated handoff between two BSs caused by rapid fluctuations in the
received signal strengths from both BSs. The first handoff, however, may be
unnecessary if the serving BS is sufficiently strong.
3.3.3 Relative Signal Strength with Hysteresis and Threshold
This scheme hands a MS over to a new BS only if the current signal level drops
below a threshold and the target BS is stronger than the current one by a given
hysteresis margin. In Figure 1, the handoff would occur at point D if the threshold
is T3.
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3.4 Handoff Decision
The decision-making process of handoff may be centralized or decentralized (i.e.,
the handoff decision may be made at the MS or network). From the decision
process point of view, one can find at least three different kinds of handoff
decisions.
3.4.1 Network-Controlled Handoff
In a network-controlled handoff protocol, the network makes a handoff decision
based on the measurements of the MSs at a number of BSs. Network-controlled
handoff is used in first-generation analog systems such as AMPS (advancedmobile phone system), TACS (total access communication system), and NMT
(advanced mobile phone system).
3.4.2 Mobile-Assisted Handoff
In a mobile-assisted handoff process, the MS makes measurements and the
network makes the decision. In the circuit-switched GSM (global system mobile),
the BS controller (BSC) is in charge of the radio interface management.
3.4.3 Mobile-Controlled Handoff
In mobile-controlled handoff, each MS is completely in control of the handoff
process. MS measures the signal strengths from surrounding BSs and
interference levels on all channels. A handoff can be initiated if the signal
strength of the serving BS is lower than that of another BS by a certain threshold.
3.5 Desirable features of handoff
An efficient handoff algorithm can acquire many desirable features. Some of the
major desirable features of any handoff algorithm are described below.
Desirable f eatures of handoff
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Maximize Maintain Minimize
3.5.1 Reliability
A handoff algorithm should be reliable. This means that the call should have
good quality after a handoff. Many factors help in determining the potential
service quality of a candidate base station. Some of these factors include signal-to-interference ratio (SIR), signal-to-noise ratio (SNR), received signal strength
(RSS), and bit error rate (BER).
3.5.2 Seamless
A handoff algorithm should be fast so that the mobile device does not
experience service degradation or interruption during the handoff process.
Service degradation may be due to a continuous reduction in signal strength or
an increase in co-channel interference (CCI).
3.5.3 Interference
A handoff algorithm should avoid high interference. The Co-channel and
interchannel interferences can degrade the transfer rate of a wireless network.
Co-channel interference is caused by devices transmitting on the same channel
and on the other hand, interchannel interference is caused by devices
transmitting on adjacent channels.
3.5.4 Load balancing
A handoff algorithm should balance traffic in all cells, whether of the same or
different network type. This helps to eliminate the borrowing of channels from the
neighboring cells to reduce the probability of new call blocking.
R eliability Seamless Inter f erence
Per formance Load balancing No of h andoff
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3.5.5 Minimizing the no of handoff
The number of handoffs should be minimized in a handoff scenario, because
more the number of handoff attempted, the greater the chances that a call will be
denied access to a channel, resulting in a higher handoff call dropping
probability.
3.6.2 Vertical handoff decision
In vertical handoffs, whether a handoff should take place or not depends on
many network characteristics. Following characteristics are particularly important
for this type of decision in addition to the two in the horizontal decision.
3.6.2.1 Quality of Service
Handing over to a network with better conditions and higher performance would
usually provide improved service facility. Transmission rates, error rates, and
other characteristics have to be measured in order to decide which network can
provide a higher assurance of continuous connectivity.
3.6.2.2 Cost of Service
The cost of the different services to the user is a major issue, and could
sometimes be the decisive factor in the choice of a network. The cost of service
of new network set by the internet provider may be higher than the previous one.
3.6.2.3 Security
Risks are inherent in any wireless technology. Perhaps the most significant
source of risks in wireless networks is the technologys underlying
communications medium. That is the airwave which is open to intruders.
3.6.2.4 Power Requirements
Wireless devices have limited battery power. When the level decreases, handing
off to a network with low power may require much time.
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3.6.2.5 Proactive Handoff
In proactive handoff, the users are involved in the vertical handoff decision. By
permitting the user to choose a preferred network, the system is able to
accommodate the users special requirements.
3.6.2.6 Velocity
The velocity of the mobile device has a greater effect on vertical handoff decision
than in horizontal handoffs. Because of the heterogeneous networks, handing off
to an embedded network when traveling at high speeds is discouraging since a
handoff back to the original network would occur very shortly afterward.
3.6.2.7 Radio Link Transfer
Radio link transfer, the second part of the handoff process, is the task of
establishing links to a call at the new base station. The radio link is transferred
from the old to the new base station.
3.6.2.8 Channel Allocation
The final handoff stage is channel assignment which consists of the allocation of
channels at the new base station.
3.7 Mobility management
Mobility in handoff means movement of a user from one location to another from
time to time. Mobility of a user in a wireless communication system has a big
impact on maintaining the continuity of the service to the users. Mobility
management has widely been recognized as one of the most important and
challenging problems for seamless handoff of a mobile device across wireless
networks. In this situation, such technology needs to be used so that mobile
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users receive their services without the disruption of communications. Two main
aspects need to be considered in mobility management are location management
and handoff management.
3.7.1 Location management
It means locating mobile terminals in order to deliver data packets to them.
Operations of location management include:
3.7.1.1 Location registration: Also know as location update or tracking, i.e.
the procedure that the mobile node informs the network and other nodes of its
new location by updating the corresponding location information entries stored
in some databases in the networks.
3.7.1.2 Location paging
Also know as locating or searching. In most cases location information stored in
databases is only the approximate position of a mobile device. Location paging is
the procedure that the network tries to find the mobile devices exact locality
when calls/packets need to be delivered to the mobile device.
Some key research issues for location management include:
3.7.1.3 Addressing
It means how to represent and assign address information to mobile nodes.
3.7.1.4 Database structure
It is for how to organize the storage and distribution of the location information of
mobile nodes. Database structure can be either centralized or distributed.
3.7.1.5 Location update time
It means when a mobile node should update its location information by renewing
its entries in corresponding databases.
3.7.1.6 Paging scheme
Paging means how to determine the exact location of a mobile node within a
limited time.
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GPRS enabled device is "always on", so as long ones equipment in switched on,
he has an open channel for sending and receiving data.
Being used the packet-switched technology, GPRS users are always connected,
always on-line, and may be charged only for the amount of data that is
transported. Voice calls can be made simultaneously over GSM-IP while a data
connection is operating, depending on the phone Class and Type. Thus GPRS is
efficient, fast and cost effective as compared to GSM technology as explained
follows.
y Efficient - GPRS mobile devices only use the GSM network when data is
transferred. The GSM connection is not dedicated to each user; thereforeit can be shared with many users resulting in efficient use of the network.
y F ast - GPRS gives speeds of upto 5 times faster than GSM. GPRS offers
maximum data rates of 56Kbps (down) and 14.4kbps (up); however, this is
shared bandwidth therefore actual data rates are potentially lower.
y Payment based on data usage - Billing is not based on time, but on the
amount of data actually transferred.
4.1 Architecture of GPRS [11]
GPRS provides packet radio access for Global System for Mobile
Communications (GSM) and uses time-division multiple access (TDMA) for
providing services to the users. GPRS is a data network that overlays a second-
generation GSM network. This data overlay network provides packet data
transport at rates from 9.6 to 171 kbps. Additionally, multiple users can share the
same air-interface resources simultaneously. Following is the GPRS Architecture
diagram:
PSTN
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Signaling
Circuit Switched GSM
Packet Switched Data Signaling
F igure: 2 GPRS Architecture
4.1.1 GPRS Mobile Stations
New Mobile Station are required to use GPRS services because existing GSM
phones do not handle the enhanced air interface or packet data. A variety of MS
can exist, including a high-speed version of current phones to support high-speed
data access, a new PDA device with an embedded GSM phone, and PC cardsfor laptop computers. These mobile stations are backward compatible for making
voice calls using GSM.
4.1.2 GPRS Base Station Subsystem
CircuitSwitched GPRSGSM
HLR
GGSNAUC
EIR
GGSN
SGSN SGSN
Internet X.25 network
BSC
MSC Internal Backbone Network
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Each BSC requires the installation of one or more Packet Control Units (PCUs)
and a software upgrade. The PCU provides a physical and logical data interface
to the base station subsystem (BSS) for packet data traffic. The BTS can also
require a software upgrade but typically does not require hardware
enhancements.
When either voice or data traffic is originated at the subscriber mobile, it is
transported over the air interface to the BTS, and from the BTS to the BSC in the
same way as a standard GSM call. However, at the output of the BSC, the traffic
is separated; voice is sent to the mobile switching center (MSC) per standard
GSM, and data is sent to a new device called the Serving GPRS support node
(SGSN) via the PCU over a frame relay interface. Following two newcomponents, called GPRS support nodes (GSNs), are added.
4.1.3 Gateway GPRS support node (GGSN)
The Gateway GPRS Support Node acts as an interface and a router to external
networks. The GGSN contains routing information for GPRS mobiles, which is
used to tunnel packets through the IP based internal backbone to the correct
Serving GPRS Support Node. The GGSN also collects charging informationconnected to the use of the external data networks and can act as a packet filter
for incoming traffic.
4.1.4 Serving GPRS support node (SGSN)
The Serving GPRS Support Node is responsible for authentication of GPRS
mobiles, registration of mobiles in the network, mobility management, and
collecting information for charging for the use of the air interface.
4.1.5 Internal Backbone
The internal backbone is an IP based network used to carry packets between
different GSNs. Tunneling is used between SGSNs and GGSNs, so that internal
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backbone does not need any information about domains outside the GPRS
network. Signaling from a GSN to a MSC, HLR or EIR is done using SS7.
4.1.6 Routing Area
GPRS introduces the concept of a routing area. This is much the same as a
Location Area in GSM, except that it will generally contain fewer cells. Because
routing areas are smaller than Location Areas, less radio resources are used
when a paging message is broadcast.
4.2 WiMaX System
WiMaX stands for Worldwide Inter operability for Micr owave Access is based on wireless br oadband technology. WiMAX technology based on the IEEE 802 .16
s pecif ications to enable the delivery of last-mile wireless br oadband access as an
alternative to cable and DSL. WiMAX has a rich set of features with a lot of flexibility
in terms of deployment options and potential service offerings. Some of the more
salient features that deserve highlighting are as follows:
4.2.2 O F DM-based physical layer
The WiMAX physical layer (PHY) is based on orthogonal frequency divisionmultiplexing, a scheme that offers good resistance to multipath, and allows
WiMAX to operate in (non line of sight) NLOS conditions. OFDM is now widely
recognized as the method of choice for mitigating multipath for broadband
wireless.
4.2.3 Very high peak data rates
WiMAX is capable of supporting very high peak data rates. In fact, the peak PHY
data rate can be as high as 74Mbps when operating using a 20MHz wide
spectrum. More typically, using a 10MHz spectrum operating using TDD scheme
with a 3:1 downlink-to-uplink ratio, the peak PHY data rate is about 25Mbps and
6.7Mbps for the downlink and the uplink respectively.
4.2.4 Scalable bandwidth and data rate support
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WiMAX has a scalable physical-layer architecture that allows for the data rate to
scale easily with available channel bandwidth. This scalability is supported in the
OFDMA mode, where the FFT (fast fourier transform) size may be scaled based
on the available channel bandwidth.
4.2.5 Adaptive modulation and coding (AMC)
WiMAX supports a number of modulation and forward error correction (FEC)
coding schemes and allows the scheme to be changed on a per user and per
frame basis, based on channel conditions. AMC is an effective mechanism to
maximize throughput in a time-varying channel. The adaptation algorithm
typically calls for the use of the highest modulation and coding scheme that can
be supported by the signal-to-noise and interference ratio at the receiver suchthat each user is provided with the highest possible data rate that can be
supported in their respective links.
4.2.6 Link-layer retransmissions
For connections that require enhanced reliability, WiMAX supports automatic
retransmission requests (ARQ) at the link layer. ARQ-enabled connections
require each transmitted packet to be acknowledged by the receiver;
unacknowledged packets are assumed to be lost and are retransmitted.
4.2.7 Support for TDD and F DD
IEEE 802.16-2004 and IEEE 802.16e-2005 supports both time division duplexing
and frequency division duplexing, as well as a half-duplex FDD are cost effective.
4.2.8 Orthogonal frequency division multiple access (O F DMA)
Mobile WiMAX uses OFDM as a multiple-access technique, whereby different
users can be allocated different subsets of the OFDM tones. OFDMA facilitates
the exploitation of frequency diversity and multiuser diversity to significantly
improve the system capacity.
4.2.9 F lexible and dynamic per user resource allocation
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Both uplink and downlink resource allocation are controlled by a scheduler in the
base station. Capacity is shared among multiple users on a demand basis, using
a burst TDM scheme. When using the OFDMA-PHY mode, multiplexing is
additionally done in the frequency dimension, by allocating different subsets of
OFDM subcarriers to different users. Resources may be allocated in the spatial
domain as well when using the optional advanced antenna systems (AAS). The
standard allows for bandwidth resources to be allocated in time, frequency, and
space and has a flexible mechanism to convey the resource allocation
information on a frame-by-frame basis.
4.2.10 Support for advanced antenna techniques
The WiMAX solution has a number of hooks built into the physical-layer design,which allows for the use of multiple-antenna techniques, such as beamforming,
space-time coding, and spatial multiplexing. These schemes can be used to
improve the overall system capacity and spectral efficiency by deploying multiple
antennas at the transmitter and/or the receiver.
4.2.11 Quality of service support
The WiMAX MAC layer has a connection-oriented architecture that is designed to
support a variety of applications, including voice and multimedia services. The
system offers support for constant bit rate, variable bit rate, real-time, and non-
real-time traffic flows, in addition to best-effort data traffic. WiMAX MAC is
designed to support a large number of users, with multiple connections per
terminal, each with its own QoS requirement.
4.2.12 Robust security
WiMAX supports strong encryption, using Advanced Encryption Standard (AES),
and has a robust privacy and key-management protocol. The system also offers
a very flexible authentication architecture based on Extensible Authentication
Protocol (EAP), which allows for a variety of user credentials, including
username/password, digital certificates, and smart cards.
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4.2.13 Support for mobility
The mobile WiMAX variant of the system has mechanisms to support secure
seamless handovers for delay-tolerant full-mobility applications, such as VoIP.
The system also has built-in support for power-saving mechanisms that extend
the battery life of handheld subscriber devices. Physical-layer enhancements,
such as more frequent channel estimation, uplink subchannelization, and power
control, are also specified in support of mobile applications.
4.2.14 IP based architecture
The WiMAX Forum has defined a reference network architecture that is based on
an all-IP platform. All end-to-end services are delivered over an IP architecturerelying on IP-based protocols for end-to-end transport, QoS, session
management, security, and mobility. Reliance on IP allows WiMAX to ride the
declining costcurves of IP processing, facilitate easy convergence with other
networks, and exploit the rich ecosystem for application development that exists
for IP.
4.3 Architecture of WiMaX System [12]
The network reference model describes the architecture of WiMaX developed by
the WiMAX Forum defines a number of functional entities and interfaces between
those entities is shown in the figure 3 given below. The design of WiMAX network
is based on the following major principles. They are spectrum, topology, inter-
working, IP connectivity and mobility management.
BB
M M M
Access
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Figure: IP based WiMaX Network Architecture
The WiMAX Forum has def ined an arc hitecture that def ines how a WiMAX netw ork
connects with o ther netw orks, and a variety of o ther as pects of op erating suc h a netw ork,
including address allocation, aut henticati on, etc. An overview of the architecture is given
in the illustrati on. This def ines the following com po nents:
y ASN: the Access Service Network
BSS
Gatewa
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y BS: Base station, part of the ASN
y ASN-GW: the ASN Gateway, part of the ASN
y CSN: the Connectivity Service Network
y AAA: AAA Server, part of the CSN
y NAP: a Network Access Provider
y NSP: a Network Service Provider
4.3.1 Base station (BS) [13]
The BS is responsible for providing the air interface to the MS. Additional
functions that may be part of the BS are micro mobility management functions,
such as handoff triggering and tunnel establishment, radio resource
management, QoS policy enforcement, traffic classification, DHCP (Dynamic
Host Control Protocol) proxy, key management, session management, and
multicast group management.
4.3.2 Access service network gateway (ASN-GW)
The ASN gateway typically acts as a layer 2 traffic aggregation point within an
ASN. Additional functions that may be part of the ASN gateway include intra-ASN
location management and paging, radio resource management and admission
control, caching of subscriber profiles and encryption keys, AAA client
functionality, establishment and management of mobility tunnel with base
stations, QoS and policy enforcement, and foreign agent functionality for mobile
IP, and routing to the selected connectivity service network (CSN).
4.3.3 Connectivity service network (CSN)
The CSN provides connectivity to the Internet, ASP, other public networks, and
corporate networks. The CSN includes AAA servers that support authentication
for the devices, users, and specific services. The CSN is own by NSP also
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provides per user policy management of QoS and security. The CSN is also
responsible for IP address management, support for roaming between different
NSPs, location management between ASNs, and mobility and roaming between
ASNs. The CSN also provides per user policy management of QoS and security.
The CSN is also responsible for IP address management, support for roaming
between different NSPs, location management between ASNs, and mobility and
roaming between ASNs.
Chapter 5
5. Proposed System
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y Use of RSS based vertical handoff cannot provide the user with quality of
service (QoS) throughput, as the vertical handoff algorithm itself is not
QoS aware. But SINR can provide QoS since SINR takes into account the
interference and noise at the transmission end.
y Analysis results show that SINR based vertical handoff provides higher
average throughput for end users as compared to the RSS based vertical
handoff with various thresholds settings, and also can adapt to different
network conditions, such as different noise level and load factor.
Simulation results further confirm that the SINR based vertical handoff
improves the overall system throughputs.
y In real networks, interference power will depend on the user location as
well as the density of the users. Therefore, only the SINR based vertical
handoff can guarantee multimedia QoS specifying the achieved date rate
for end user inside vertical handover zone. This is also another important
reason that our SINR based vertical handoff can adapt to the network
conditions and can provide consistently maximum available throughputs to
the end user, which RSS based handoff cannot achieve.
y SINR based vertical handoff algorithm can consistently offer the end user
with maximum available bandwidth during vertical handoff contrary to theRSS based vertical handoff, whose performance differs under different
network conditions.
y SINR based does handoff actually when it is necessary. But RSS based
sometimes does unnecessary handoffs under interference and noisy
condition even though the signal strength in current network is still greater
than the threshold.
y SINR based handoff will be able reduce the ping pong effect as controlling
the power of transmission it will be able to provide the required SINR for
the mobile even if the mobile user is closed to the boundary of the
neighboring network.
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5.2 System assumptions for the algorithm
y In the networks time is divided into slots. Let each data message be
divided into a number of packets, each of which can be sent in one time
slot. Allows multiple, contiguous time slots to be used by the same
transmitter for sending a message, thus producing temporal correlation for
interference
y The channel gain between a mobile station and its base station is
measured as follows:
Gain (or loss) = t r P P / , r P is the received power and t P is the transmitted
power.
y The medium-access control (MAC) protocol used allows at most one
terminal in each sector or cell to send data at a time. Therefore, no data
contention occurs within the same sector or cell. Also, a terminal can
transmit in contiguous time slots. Moreover, the base station knows which
terminal is scheduled to transmit at different times.
y Base stations do not exchange control information among themselves on
a per packet basis in real time due to the large volume of data.y The interference power is equal to the difference between the total
received power and the power of the desired signal.
5.3 Power Control using Kalman-lter method
A Kalman-lter method for power control is proposed for broadband, packet-
switched TDMA wireless networks. By exploiting the temporal correlation of co-
channel interference, a Kalman lter is used to predict future interference power.Based on the predicted interference and estimated path gain between the
transmitter and receiver, transmission power is determined to achieve a desired
signal-to-interference-plus-noise ratio (SINR). Performance results reveal that the
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Kalman-lter method for power control provides a signicant performance
improvement.
Although the Kalman-lter method is applicable to both the uplink (from terminal
to base station) and the downlink (from base station to terminal) we will focus onthe downlink here.
5.4 Interference prediction by Kalman F ilter method
We apply the Kalman-lter method to predict interference power for predicting
SINR by adjusting transmission power. Using this method, each terminal
continuously measures the interference power for its assigned radio channel
(e.g., the same time slot of the consecutive TDMA frames). Let )(n I be the actual
interference-plus-noise power in dBm received at a given base station in time slot
n. In fact, )(n I is required to be estimated by the Kalman lter. Assume that the
noise power, which depends on the channel bandwidth, is given and xed. The
total interference is simply the thermal noise plus the measured interference. The
system dynamics of the interference plus noise power can be modeled as:
(1) )()1()( n F n I n I !
Where )(n
represents the uctuation of interference power when terminals start
new transmissions and/or adjust their transmission power in the time slot.
Let )(n Z be the measured interference power plus noise power in dBm for slot n
then
(2) )()()( n E n I n
!
By the Kalman filter theory, the time and measurement update equations for the
interference power are:
(3) )()1(~
n I n I !
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(4) Q(n))()1( ! n P n P
(5) 1-R(n)])()[()( ! n P n P n K
(6) ])()()[()()( n I n
n K n I n I !
(7) K (n)]1)[()( ! n P n P
Where, )(),(~ n I n I are the a priori and a posteriori estimates of )(n I .
)(n P , )( n P are the a priori and posteriori estimate error variances
respectively.
)(n
is the Kalman gain, and )(nQ and )(n R are the variances for the
process noise )(n
and measurement noise )(n
respectively.
)(n is estimated based on the interference measurements in the last W
slots as follows:
(8) )(/1)(1
!
!n
W ni
i Z W n Z X
(9) )]()([)1/(1)(1
2!
!
n
W ni
n
i
W n
W is used to capture the non stationary interference
)(n
Xis the average measured interference with noise over the last W
slots.
Also )(n R can be given by
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(10) )()( n n
^ !
Where, ^ is a given constant between 0 and 1
5.5 Determination of Transmission power
Let K is the target SINR, )(n p is the transmission power and )(n g the path gain
from the transmitting base station to the mobile station for slot n,
respectively. )(n I and )(n I represent the actual and predicated interference
power in dBm and let )(ni and )(~ ni denote the respective value in mW. Based
on )(n I the base station transmits in slot n with power
(11 ) )(/)(()( n g nin p K !
The goal of this of transmission power is to choose just enough power to achieve
the target SINR K .
When p(n) is the power of the base station selected by (11) for slot n, the actual
receiving SINR K (n) at the mobile station is
(12) )(/)(~)(/)()()( nininin g n pn K K !!
Where )(ni is the actual interference power in mW for the slot n. Thus (12)
implies that when predicted interference )(ni is accurate to actual interference
)(ni , the target SINR is achieved.
Even if )(ni is not exactly equal to )(ni , the method helps in reducing the spread
of )(nK as long as )(ni and )(ni are correlated.
Steps for the Kalman F ilter
The Kalman Filter method for power control is summarized below:
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1. For each slot n, each base station measures the interference power for the
time slot.
2. The interference measurements are used as input to the Kalman filter in
equation (3) to (10) to predict the interference power )1(~ n I in slot n+1.
3. Based on the MAC protocol in use, the base station tracks the path gain
)1(n g and selects the transmission power by (11) to meet a given target SINR
for the terminal that transmits in slot n+1.
4. The power level )1(n p is used for transmission to the mobile station in slot
n+1.
5.6 Calculation SINR at the mobile station from WiMaX and GPRS networks
5.6.1 Date rate using Shannon capacity formula
According to Shannon capacity formula, the maximum achievable data
rate R ij received by the user i from the base station j is given by:
Where, W is the bandwidth.
jiK is SINR received at user i when associated with GPRS or WiMaX
j B .X is the gap between uncoded QAM and capacity, minus the coding
gain.
Thus the if ws R and g s R are maximum achievable data rate from WiMaX
as well as from GPRS respectively, these can be represented in terms of the receiving SINR from the two networks as:
)/1(log 2 X K jiij W R !
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Where, wsK is SINR received from WiMaX on High Speed Downlink Packet
Access (HSDPA) Channel and g sK is SINR received from GPRS on
HSDP. The relationship between w sK and g sK is
5.6.2 Calculation for SINR at the mobile station
In this discussion, we consider the downlink traffic, as they normally require
higher bandwidth than uplink.
The SINR jiK received by user i from WiMaX base station jwb s can be
represented as:
! jk w sk
k ik jij jiP G P B P G
#,
/K
j P is the transmitting power of jw b s
ijG is the channel gain between user i and jw b s
P
is the background noise power at user receiver end.
The SINR jiK received by user i from GPRS base station j g b s can be
represented as:
)/1(log 2 wswswsws W R X K !
)/1(log 2 g s g s g s g s W R X K !
1)-)/1(( / W w sWg s g s g sw sw s X K X K !
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)/( jiij g sk
k ik jiij ji P G P G P
P G !K
k P is the total transmitting power of k b s
ji P is the transmitting power of jb s to user j
ijG is the channel gain between user i and jb s
5.6.3 Throughput calculation
In this analysis, consider a point to point model, in which a user is moving at
speed v from w b s ( 1 X ) to g b s ( 2 X ), as shown in the following figure. The
vertical handoff has shown to be taken place at point h
.
The total downlink throughputs can be represented as
g s
X
X g sw s
X
X w s
c rt X x Rc rt X x Rh
h ! 21
)()(U
Where c rt is cell residence time, and w s R and g s R is maximum data rate
received from WiMaX and GPRS.
1 X 2
X 1
X
ws R
h X
g s R
Figure: Point to point model
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For the RSS based vertical handoff, the h X is dependent on the minimum
required receiving power j P from WiMaX base station jwb s
In SINR based vertical handoff, h X is calculated based on the receiving
SINR from WiMaX and GPRS.So, It will be possible to compare the average throughputs for different
vertical handoff algorithm with different h X .
References1. A Mobile-IP Based Mobility System for Wireless Metropolitan Area Networks
--- by Chung-Kuo Chang.
2. www.wiremaxforum.org --- by WiMaX forum
3. Power Control by Interference Prediction for Broadband Wireless Packet
Networks ---by Kin K. Leung.
4. Combined SINR Based Vertical Handoff Algorithm for Next Generation
Heterogeneous Wireless Networks by --- Kemeng Yang, Iqbal Gondal, Bin Qiu
and Laurence S. Dooley, 2007.
5. SINR Estimation for Power Control in Systems with Transmission
Beamforming
---by Vesa Hasu, Student Member, IEEE, and Heikki Koivo, Senior Member,
IEEE, 2005.
6. On the Use of SINR for Interference-aware Routing in Wireless Multi-hop
Networks ---by Riadh M. Kortebi, Yvon Gourhant, Nazim Agoulmine.
7. Vertical handover criteria and algorithm in IEEE 802.11 and 802.16 hybrid
networks ---by Z. Daia, R. Fracchiaa, J. Gosteaub, P. Pellatia,G.Vivier.
8. A Performance Evaluation of Vertical Handoff Scheme between Mobile
WiMax and
Cellular Networks ---by Seongsoo Park, JaeHwang Yu, ,JongTae Ihm
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9. Handoff in Wireless Mobile Networks ---by Qing-An Zeng, Dharma P.
Agrawal
10. http://www.tutorialspoint.com/gprs/gprs_architecture.htm
11. http://www.en.wikipedia.org/wiki/WiMAX#Architecture
12. http://www.tutorialspoint.com/wimax/wimax_network_model.htm