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    The Effects of Early PsychosocialDeprivation on Brain andBehavioral Development

    Charles A. Nelson IIIProfessor of Pediatrics and Neuroscience

    Harvard Medical SchoolRichard David Scott ChairChildrens Hospital Boston

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    Broad Context World-wide, there are 70 to 100 MILLION

    orphaned or abandoned children, at least 8MILLION of whom live in institutions And, as war and AIDS continues to ravage the

    planet, as well as the world-wide recession,must anticipate number of orphaned or

    abandoned children will only increase.

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    The Bucharest EarlyIntervention Project seeks to:

    Examine the effects of institutionalization onthe brain and behavioral development ofyoung children

    Determine if these effects can be remediatedthrough intervention, in this case: foster care

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    Project Background

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    Poverty #1 reason forchild abandonment(UNICEF)

    Following fall ofCeausescu regime, largenumbers of children

    adopted internationally Families not prepared

    for range of disabilitiesthat afflicted these

    children

    1989: The fall of the Ceausescu regime170,000 children reside in state institutions

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    Children adopted from institutionsdemonstrate a number of problems,

    such as:Disturbances and delays in social/emotional

    development (particularly attachment)

    Aggressive behavior problems

    Inattention/hyperactivity

    Syndrome that mimics autism

    Growth stunting (see next slide)*

    *Sir Michael Rutter argues that this collection of behaviors should be considereda syndrome.

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    14 year old girl17 year old girl

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    Study Design First ever randomized controlled trial of foster care

    as intervention for social deprivation associated withinstitutionalization

    Began with >180 children but after pediatric exam

    narrowed this to 136institutionalized childrenbetween 6 and 31 months initially assessed atbaseline (Mean Age=20 months)

    68 randomly assigned to remain in institution (CAUG)

    68 randomly assigned to foster care (FCG)

    Also recruited 72 never-institutionalized children(NIG) matched on age and gender serve as controls

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    Study Design o t) Following baseline assessment, children assessed

    comprehensively at 9, 18, 30, and 42 monthsalimited 54 month assessment was performedanextensive assessment was performed at age 8, and

    another is in the works at age 12.

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    Domains of Assessment Physical Development

    Language

    Social Functioning/Social-Emotional

    Development

    Characterization of Caregiving Environment

    Cognition

    Temperament

    Attachment

    Brain Function (EEG, ERP) Brain Anatomy (MRI)

    Genetics/Epigenetics

    Mental Health Problems

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    Key Characteristics ofFoster Care Intervention

    Material Support Medical Support Ongoing

    Monitoring Family Support

    No Daycare

    Foster Parent Training & LicensingStaff Support and DevelopmentLinks to Permanency Planning

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    Ethical Considerations

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    Why was the BEIP conductedin Romania? Tens of thousands of

    institutionalized young children mostly abandoned very early

    Opportunity to study importance of

    early experiences in young children

    Invited to conduct study by Ministerfor Child Protection

    Romanian interest in developing

    policies for intervening withabandoned children

    institutional care versus fostercare

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    Ethical Issues Could not identify enough foster care families for

    all children and thus, were permitted to do randomassignment of only some children

    Received permission from local authorities,caregivers, and all US institutions

    Implemented policy of non-interference when

    possible, children changed from original groupassignment (e.g., from institutional care to familycare)

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    Study Findings

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    Point 1: Mean DevelopmentalQuotient at Baseline

    0

    20

    40

    60

    80

    100

    120

    Baseline

    Insitutionalized

    Group

    Never

    Institutionalized

    Group

    74

    100

    MeanDQ

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    Point 2: What happens to DQ/IQ at 42 monthsof age for all 3 groups?

    0

    20

    40

    60

    80

    100

    120

    42 Months

    Care As Usual Group

    Foster Care Group

    Never Institutionalized

    Group77

    103

    86

    NCAUG 57FCG 61NIG 52

    MeanDQ/IQ

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    Point 3: How does DQ/IQ differ for children infoster care as a function of age at placement?

    Age at placement

    70

    75

    80

    85

    90

    95

    100

    0-18 18-24 24-30 30+

    DQ/IQ

    N

    0-18 14

    18-24 16

    24-30 22

    30+ 9

    *

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    Summary of CognitiveDevelopment Institutionalization has a very detrimental effect.

    Foster care appears to be effective in improving

    cognitive function for those children placed beforeage 2 Duration of time in foster care does not influence

    outcome; effects carried by timing.Nelson, C.A., Zeanah, C.H., Fox, N.A., Marshall, P.J., Smyke, A., & Guthrie, D. (2007).

    Cognitive recovery in socially deprived young children: The Bucharest EarlyIntervention Project. Science,318, 1937-1940.

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    Psychiatric Morbidity

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    Did the foster careintervention decrease the

    rates of psychiatric disordersfor ever institutionalized

    children?

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    ADHD

    0%

    5%

    10%

    15%

    20%

    25%

    ADHD

    CAUG FCG NIG

    No difference betweenCAUG and FCG

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    Disruptive Behavior Disorders

    0%

    5%

    10%

    15%

    20%

    ODD/CD

    CAUG FCG NIG

    No difference betweenCAUG and FCG

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    Depression

    0%

    1%

    2%

    3%

    4%

    5%

    Depression

    CAUG FCG

    CAUG vs FCGOR=2.3

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    Any Anxiety Disorder

    0%

    10%

    20%

    30%

    40%

    50%

    Any anxiety disorder

    CAUG FCG

    CAUG vs FCGOR=2.9

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    Gender differences inpsychiatric symptoms Girls in both the IG and FCG groups had

    significantly fewer psychiatric symptoms anddisorders than boys

    In the foster care group, girls showed greaterreduction in overall emotional disorder symptoms,and anxiety symptoms, in particular, than boys

    In fact, the vast majority of reductionpsychopathology with the foster care interventioncan be accounted for by responses in the girls, notthe boys

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    Timing of Placement We found no significant effect of timing of

    placement on rates of psychopathology or

    impairment

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    Summary Higher rates of psychiatric disorders and impairment in

    children who have been institutionalized compared withchildren in the community

    No significant difference in rates of ADHD or disruptivebehavior disorders in children in the institution versus those infoster care

    Children in the foster care group had significantly lower ratesof emotional disorders, anxiety disorders, RAD, andimpairment (trend) than children who remained in theinstitution

    Being a girl may be a protective factor

    No evidence of effects of timing on rates of psychopathologyor impairment

    Zeanah, C.H., Egger, H.L., Smyke, A.T., Nelson, C.A., Fox, N.A., Marshall, P.J.,& Guthrie, D. (2009). Altering early experiences reduces psychiatricdisorders among institutionalized Romanian preschool children. American

    Journal of Psychiatry, 166, 777-785.

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    Conclusions Children raised in institutions during early

    development demonstrate significantly impairedphysical, cognitive, language, social-emotional, andbrain development compared to community children

    Insofar as we have been able to look at our data, ourmodel of foster care as an intervention appears to

    effectively ameliorate many of the negative sequelaeof institutionalization

    Although not allfor example, we are seeing onlysmall effects on executive functions.

    Which is consistent with our mental health outcomes(e.g., high prevalence of ADHD and no effect offoster care)

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    General Conclusions Institutional care has a very deleterious effect on nearly

    all aspects of brain, biological and psychologicaldevelopment

    Placing previously institutionalized children into familiesimproves overall level of functioning.

    Although extent of recovery in some domainsregulated by timing (age at placement)

    Based on these findings, we may wish to think aboutwhether orphaned or abandoned children should everbe placed in institutions, at least early in life.