PRC: Hunan Xiangjiang Inland Waterway Transport Project · Semi-Annual Report January 2019 PRC:...

Social Monitoring Report Project Number: 43031-013 Semi-Annual Report January 2019

PRC: Hunan Xiangjiang Inland Waterway Transport Project Prepared by Hunan Yuhui Hydraulic and Hydropower Construction Supervision and Consulting Co., Ltd. for the People’s Republic of China and the Asian Development Bank. This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

Asian Development Bank

SJJZZ Certificate for No. 20010176 Loan No.: 2962-PRC

Hunan Xiangjiang River

Tugutang Navigation and Hydropower Complex

Monitoring and Evaluation Report of Land Acquisition and Resettlement

No. 11

Hunan Yuhui Hydraulic and Hydropower Construction

Supervision and Consulting Co. Ltd

January, 2019

Approved by: XiongZhifeng

Reviewed by: Xiao Lu

Checked by: Xu Jinyuan

Prepared by: Xu Jinyuan

Luo Zhilong Peng Hongwu

Introduction

Entrusted by Hunan Provincial Water Transportation Construction & Investment

Group Co. Ltd. (hereinafter called the construction unit, i.e. HPWTCIG), Hunan Yuhui

Hydraulic and Hydropower Construction Supervision and Consulting Co.

Ltd.(hereinafter called our company), as the independent external monitoring and

evaluation unit, is responsible for independent external monitoring and evaluation on

land acquisition and resettlement for ADB loaned Tugutang Navigation and Hydropower

Complex Hunan of Xiang River Inland Water Transportation Project.

Our company established Monitoring and Evaluation Department of Land

Acquisition and Resettlement for Tugutang Navigation and Hydropower Complex

(hereinafter called the M&E Department) in Dec. 2012. In April, 2013, the M&E

Department worked out Terms of Reference for Monitoring and Evaluation on Land

Acquisition and Resettlement for Tugutang Navigation and Hydropower Complex, and

started monitoring and evaluation work from May of 2013. The M&E Department has

performed eight field monitoring respectively in June 10~13, 2013, June 3~6, 2014, Jan.

4~31, 2015, July 10~13, 2015, Dec.26~30, 2015, June 26~30, 2016, Dec.27~31, 2016,

Aug.27~31, 2017 Dec. 28~30, 2017, June 28~30, 2018, and has relevantly submitted the

M&E reports for ten times to HPWTCIG and ADB.

In Dec.29~31st, 2018, the M&E Department has organized the investigators to

perform a 3-Day on-site investigation: the monitoring personnel, the construction unit

(HPWTCIG), the migration management institution in the project site, the design unit,

the migration integrated monitoring and some of the affected people's representatives

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have participated the meeting, collected the resettlement relocation data, and knew the

resettlement progress. On this basis, the M&E Department prepared this M&E Report

(No.11), with the date due to end of December, 2018.

The M&E Department personnel have sincere thanks to the active cooperation and

support from the ADB, the construction unit (HPWTCIG) and the migration management

agents in the project site and other relevant units and personnel.

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Contents 1. GENERAL ....................................................................................................................... 1

1.1 BACKGROUND ............................................................................................................................................ 1

1.2 INFLUENCE RANGE FOR RESETTLEMENT ................................................................................................... 2

1.3 RESETTLEMENT PLANNING ........................................................................................................................ 4

1.4 RESETTLEMENT IMPLEMENTATION STATUS ................................................................................................ 5

1.5 RESETTLEMENT IMPLEMENTATION MONITORING OBJECTIVES AND WORK CONTENT ............................. 10

2 RESETTLEMENT IMPLEMENTATION ASSESSMENT ....................................... 12

2.1 MONITORING METHOD ............................................................................................................................. 12

2.2 MONITORING AND EVALUATION ON PERMANENT LAND ACQUISITION .................................................... 13

2.3 MONITORING AND EVALUATION ON HOUSE DEMOLITION AND RESETTLEMENT ..................................... 15

2.4 MONITORING AND EVALUATION OF RESIDENTS RELOCATION ................................................................. 19

2.5 M&E OF TEMPORARY LAND OCCUPATION .............................................................................................. 21

2.6 M&E OF SPECIAL FACILITIES AND PROTECTION WORKS ......................................................................... 22

2.7 M&E OF RESETTLEMENT COMPENSATION ............................................................................................... 23

3. EVALUATION ON ADMINISTRATIVE ORGANIZATIONS OF RESETTLEMENT IMPLEMENTATION AND THEIR OPERATION CONDITIONS ................................................................................................................... 27

3.1 ORGANIZATION SETUP .............................................................................................................................. 27

3.2 ORGANIZATION RESPONSIBILITIES ........................................................................................................... 29

3.3 OPERATION CONDITIONS OF ORGANIZATIONS ......................................................................................... 35

4 MONITORING&EVALUATION OF MEASURES ON RESTORATION OF LIVING STANDARD OF RELOCATEES ..................................................................... 37

4.1 RESTORATION PLAN OF LIVING STANDARD OF RELOCATEES .................................................................. 37

4.2 IMPLEMENTATION CONDITIONS OF RECOVERY MEASURES OF LIVING STANDARD OF RELOCATEES ...... 38

4.3 EVALUATION OF RECOVERY CONDITIONS OF LIVING STANDARD OF RELOCATEES ................................. 39

5 ALTERATION OF ACCESS ROAD AT SONGBAI KILOTON TERMINAL AND EXECUTION ........................................................................................................... 40

6. EVALUATION OF AID TO VULNERABLE GROUPS ........................................... 42

6.1 STATUS QUO OF VULNERABLE GROUPS ................................................................................................... 42

6.2 VULNERABLE GROUPS AID PLAN ............................................................................................................. 42

6.3 ASSISTANCE IMPLEMENTATION OF VULNERABLE GROUPS ...................................................................... 43

7 RELOCATEE COMPLAINT AND GRIEVANCE MECHANISM EVALUATION 45

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7.1 EXISTING GRIEVANCE MECHANISM ......................................................................................................... 45

7.2 GRIEVANCE REDRESS MECHANISM ....................................................................................................... 46

7.3 COMPLAINT RECORD ............................................................................................................................. 46

7.4 APPEAL EFFECTIVENESS ........................................................................................................................... 47

8. PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE EVALUATION ................................................................................................................... 47

8.1 PUBLIC PARTICIPATION.............................................................................................................................. 47

8.2 INFORMATION DISCLOSURE ...................................................................................................................... 48

8.3 FOLLOW-UP WORK ................................................................................................................................... 48

9 RESULTS OF MONITORING AND EVALUATION ................................................. 49

9.1 ASSESSMENT OF RESETTLEMENT IMPLEMENTATION ............................................................................. 49

9.2 RESETTLEMENT IMPLEMENTATION ORGANIZATION AND ITS OPERATION ASSESSMENT .......................... 49

9.3 MONITORING AND ASSESSMENT OF RELOCATEE LIVING RESTORATION .................................................. 49

9.4 ASSESSMENT OF VULNERABLE GROUPS ASSISTANCE ............................................................................... 50

9.5 ASSESSMENT TO RELOCATEE COMPLAINT AND GRIEVANCE MECHANISM .............................................. 50

9.6. PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE EVALUATION .................................................. 50

9.7 PROBLEMS AND FOLLOW-UP WORK ......................................................................................................... 50

10. COMPLIANCE OF LOAN AGREEMENT ............................................................. 50

SCHEDULE 1:SUMMARY TABLE OF PERMANENT LAND REQUISITION ...... 39

SCHEDULE2: SUMMARY OF HOUSING DEMOLITION ........................................ 40

SCHEDULE 3:TABLE OF LAND ACQUISITION AND RESETTLEMENT INFLUENCES ................................................................................................................... 42

SCHEDULE4: COMPENSATION AND RECOVERY OF TEMPORARY LAND OCCUPATION .................................................................................................................. 44

SCHEDULE 5: SUMMARY OF SAMPLE SURVEY ON PRODUCTION AND LIVING IN RESETTLEMENT VILLAGE .................................................................... 45

SCHEDULE 6: SUMMARY OF SAMPLE SURVEY ON PRODUCTION AND LIVING OF RESETTLEMENT HOUSEHOLDS ......................................................... 46

SCHEDULE 7: SUMMARY OF SAMPLE SURVEY ON PRODUCTION AND LIVING OF RELOCATED HOUSEHOLDS ................................................................. 47

ATTACHMENT1:NAME LIST OF MONITORING AND EVALUATION MEETING STAFF ............................................................................................................ 48

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ATTACHMENT 2: MAIN DATA CONTENT FOR SUPERVISION AND EVALUATION CONSULTING ....................................................................................... 49

ATTACHMENT 3: NAME LIST OF AFFECTED PEOPLE BEING CONSULTED 50

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1. General

1.1 Background Dam site of Tugutang Navigation and Hydropower Complex is located in Yunji Town of

Hengnan County of Hunan Province and it is 39km from Hengyang City. The Complex

belongs to a Grade II project; main permanent hydraulic structures are in Class 3. The main

structures of the Complex include: one kiloton single-line ship lock, with annual through

capacity of 14.2 million ton; 17-sluice gate, with net width of 20m; one hydropower station,

with total installed capacity of 90MW(4×22.5MW bulb-type tubular units) and annual power

generation of 359 million kWh; one 728.5m fish way; access roads on both banks; working

auxiliary bridge on dam crest; bank protections; administrative area of the Complex;

waterway and navigation marks and auxiliary works; one highway bridge crossing the river,

with the length of 1,138m and width of 15m; and construction of kiloton docks in Songbai

Terminal of Changning and Yunji Terminal of Hengnan, the aid work to women and children;

and Hengnan new water source project.

The Complex is a project with major functioning as navigation, combined with power

generation, and compatible with irrigation, water supply and aquaculture. The Project aims at

improving a low carbon waterway transport system on the Xiangjiang River in Hunan

province, and developing an efficient, safe, affordable, and sustainable inland waterway

transport system in the province.

Estimated total investment of the Project is 2.954 billion Yuan, of which, ADB loan of

150 million USD.

Total planned construction period of the Project is 50 months (from November of 2011 to

December of 2016).

Up to end of December, 2016, the four units(22.5MW) have been put into operation and

power generation. The expected goal of this Project has been achieved.

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The Hunan Provincial Department of Transportation (HPDOT) is the project execution

unit, being responsible for the overall project implementation; Hunan Provincial Water

Transportation Construction & Investment Group Co. Ltd.(HPWTCIG, the original Hunan

Xiangjiang Navigation Construction Co., Ltd.) is the project implementation unit, being

responsible for the project construction; and Hunan Hydro & Power Design Institute (HHPDI)

is the resettlement planning and design unit, being responsible for the resettlement project

planning and design for project construction land requisition; Hunan Xiangyi Resettlement

and Engineering Supervision Consulting Company is the comprehensive supervision unit for

resettlement.

1.2 Influence Range for Resettlement 1) Affected Area of Reservoir Inundation

(1) Inundated Area

At the normal reservoir level of 58m, reservoir inundation involves 98 villages in 13

townships of Hengnan, Changning and Leiyang.

Population and houses: 74 persons of 16 households are in inundated area, with houses

area of 8367.81m2 (of which, private house of 4908.25m2 and public house of 3459.56m2); 126

persons of 24 households are affected, with house area of 2807.9m2 (all in private).

Land: inundated water area of 39602.76 mu and inundated land area of 9831.72 mu (of

which, 6036.9mu are farmland).

Special facilities: submerging 0.851km Class IV road, 6.883km rough road, right highway

bridge, 13 highway culvert, one ferry, and 72 landing stages; affecting 0.932km 110kV lines,

0.32km 35kV lines, 9.203km 10kV lines, 18.374km 380kV lines, 11.016km China Telecom

lines, 2.53km China Unicom lines, 2.402km China Mobile lines, 1.52km radio and television

lines, 0.77km national defense optical cables, 3.6km post and telecommunications lines; and the

inundation affects one medium electric pumping station, 24 sluice gats, three mini-hydroelectric

stations, and eight water supply pumping houses.

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(2) Affected Area

Total length of bank failure in reservoir area is 34.39km; areas of affected farmland and

house site in inundated area are respectively 319.41mu and 2.46mu, with affected population

of 22 persons in 4 houses and affected house area of 760.38m2.

2) Construction Area of the Complex

The construction area of the Complex requires permanent land acquisition of 818.45mu

(including 475.13mu farmland), relocation of 78 persons from 19 households, house removal

of 5939.53m2, and temporary land occupation of 386.33mu (including 179.58mu farmland).

3) Construction Area of Kiloton Terminals

In August 2014, the access road program of Changning Songbai kiloton terminal has

been changed, the changed content and reason are as the following: in October 2013, the

People's Government of Changning City assigned the working team to perform field

investigation of initial construction according to the Songbai kiloton terminal red line graph

of land occupation supplied by Hunan Provincial Transportation & Planning Survey Design

Institute (hereinafter called the transportation institute), as per the Hunan Xiangjiang

Tugutang Navigation Complex Construction Land Requisition and Resettlement Planning

Design Report authorized by Hunan Provincial Reservoir Resettlement and Development

Management Bureau in June, 2012. During investigation, they extensively consulted with

local masses, and after investigation they thought that the land occupation planning of

terminal port is reasonable, but the use of the existing vegetable Village Road as an port

access road having two major problems: (a) the village road is 4m wide, which will be

difficult for large freight vehicles; (2) as the dwellings on both sides of the village are dense,

the terminal building will cause large traffic potential danger with noise pollution and dust

issues. For the above reasons, the People's Government of Changning City hopes to be able to

choose a more reasonable access road.

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The construction unit (HPWTCIG) paid high attention to the issues proposed by the

mass in terminal building, and organized the relevant units to hold a meeting in Nov. 19, 2013

about terminal access road disposal for Songbai kiloton terminal. The Meeting decided to take

account of local people's reasonable proposals, re-select a site to build the access road, and

HHPDI has modified sections relating to resettlement plan of Songbai Kiloton Terminals.

From April 2014 to August 2014, in the light of the new design alteration drawing, the

construction unit (HPWTCIG) organized Changning city relevant units and Hunan Hydro &

Power Design Institute, as well as the resettlement comprehensive supervision to

re-investigate, count, re-check and confirm the physical indexes of the land requisition scope

(incl. terminal area and terminal access road) of Songbai kiloton terminal, and make relevant

modifications to the resettlement planning in the land requisition area: after alteration, the

Songbai kiloton terminal has permanent land requisition of 41.16 Mu, paddy field of 31.65

Mu, pond of 5.2 Mu; 7 households of 33 rural people needed to be relocated, demolition of

houses of 2020.86 m2 (of which public house of 60m2 and private house of 1960.86m2).

Overall cost for compensation of land acquisition of the kilo-ton berth of Songbai after

acceptance has been amounted to 5.604 million yuan, including compensation cost of rural

resettlement of 3.5886 million yuan, compensation cost of re-built of special facilities of

0.7647 million yuan, other costs of 0.5583 million yuan, basic reserve cost of 0.3132 million

yuan and related taxes and charges of 0.3792 million yuan.

The permanent requisition land of Hengnan County Yunji kiloton terminal is 17.82 Mu

(grass land of 17.31 Mu and residential land of 0.51 Mu), house demolition of 258.4 m2 (all

are private houses).

1.3 Resettlement Planning 1) Reservoir Area

At design level year, relocated population in reservoir area is 203 persons from 40

households; resettled population for production is 7487 persons.

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Relocations and resettlements adopt method of decentralized backward moving.

Production settlement: 5514 persons are arranged in farmland protection works, 1182

persons had monetary compensation, 646 persons are arranged in adjusted farmlands, and 145

persons are arranged in the secondary and the tertiary industries.

Protective Works: 75 farmland shelter-forests are planned to protect 5195.98mu

farmland; 6 immersion treatment areas to protect 79.64mu farmland; reservoir bank protection

of 30.72km.

2) Construction Area of the Complex

At design level year, relocated population in the Complex construction area is 80 persons

from 19 households; resettled population for production is 405 persons.


Production settlement: 93 persons had monetary compensation, 312 persons are arranged

in adjusted farmlands.


To the design level year, the Songbai kiloton terminal construction area relocates 7

households of 33 people and production Resettlement of Population of 67 people after

alteration.


Production settlement: 5 persons had monetary compensation, 62 persons are arranged in

adjusted farmlands.

Hengnan County Yunji kiloton terminal has no relocation population and no production

resettlement of population.

1.4 Resettlement Implementation Status On Sep.14, 2013, Ministry of Land and Resources approved land use for construction

purpose of Tugutang Navigation and Hydropower Complex through No.719 MLR Letter

(2013).

1) Land Acquisition and Resettlement

Reservoir Area: According to Resettlement Plan, total permanent land acquisition in

reservoir is 5605.71mu. All permanent land acquisitions of 5605.71mu (including 1878.34mu

farmlands) in reservoir have been accomplished. Land acquisition has been all completed at

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the end of the third monitoring period (end of Dec.2014).

The compensation for temporary land acquisition has been all completed and the

reclamation of temporary land has been completed at the end of the ninth monitoring period

(end of Dec. 2017). The area for reclamation is 2,572.13 mu, including 1976.09 mu in

Hengnan County, 414.62 mu in Changning City and 181.42 mu in Leiyang City.

House demolition of 11,175.71 m2 was planned, which has been completed the housing

demolition of 10,204.35 m2 at present (the unrelocated house of 931.36m2 in Leiyang is

changed into protective scheme) have been all completed at the end of the third monitoring

period (end of Dec. 2014).

Plan to relocate rural population of 40 households of 203 people, with actual relocation

population of 38 households of 180 people (excluding 7 households of 41 people from

Yajiang Village, Daheyu township of Leiyang City changed from demolition to protection).

The demolishing and relocation of the reservoir area have been completed at the end of the

fourth monitoring period (end of July, 2015).

Altogether 564 land acquisition and production resettlement agreements have been

signed. The resettlement population is 7,959 persons (in which, cash compensation for 1,182

persons, farmland adjustment for 1,020 persons, development of secondary industry and

service sector for 145 persons, and resettlement of protection works for 5,612 persons).Until

end of the ninth monitoring period (end of Dec.2017), production resettlement has been all

completed.

Dam Area: According to Resettlement Plan, total permanent land acquisition in dam is

818.45mu. In actual, permanent land acquisitions of 802.61mu (including 641.19mu

farmland) of four villages in dam area have been accomplished.

The planned temporary land occupation is 386.33mu (including 179.58 mu of cultivated

land and 17.55 mu of water pond). The actual temporary land acquisition is 418.91 mu,

including 179.58 mu of paddy fields, 17.55 mu of water ponds and 221.78 mu of forest land.

Planned house demolition is 5,939.53m2. This work has been all set. In actual,

5939.53m2 house demolition has been accomplished.

Plan to relocate rural population of 19 households of 80 people, with actual rural

relocated population of 23 households of 90 people. All have been completed.

Terminal construction area: after the alteration, Songbai Kiloton Terminal has

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completed permanent land requisition of 41.16 mu, relocated 7 households of 33 people, and

housing demolition of 2020.86 m2. Actual housing demolition of 2020.86 m2 has been all

completed, with backward relocation and scattering in the village. Up to the end of the sixth

monitoring period, engineering construction and ancillary facilities have been all completed,

and the terminal was put into official operation in July 8th, 2016.The total investment is 33.28

million Yuan, of which, investment in equipments is 1.553 million Yuan.

Yunji Kiloton Terminal has one road built to connect Yunji and upstream port of

Hengyang City. Transportation from Yunji to this port is very convenient. The experts

demonstrated that the proposed Yunji Terminal would have very small cargo throughput,

which has little economic, social and environmental benefits. Its construction therefore has

been suspended.

New water source construction area:the land requisition has been fully completed:

land compensation and land rehabilitation work for permanent land requisition of 8.65 Mu (all

being cultivated land), temporary land requisition of 251.09 Mu (thereof cultivated land of

106.32 Mu).The construction has been completed until end of the fifth monitoring period

(Dec.30, 2015) and passed through the acceptance for operation.

2) Construction and Compensation of special facilities

①Construction and Compensation of Special Project in Reservoir Area

1、There are altogether 56 bank protection works with total length of 30.72km. All the

works have been completed by the end of the 7th monitoring period (Dec.30, 2016).

2、The 21 culvert gates in reservoir area and the restoration of Lijiang Hydropower

Station have been all completed by the end of the 6th monitoring period (June 30, 2016).

3、Restoration of roads and tractor paths in reservoir area with the total length of

6.683km have been all completed by the end of the 7th monitoring period (Dec.30, 2016).

4、Restoration of the 9 bridges in reservoir area has been all completed by the end of the

6th monitoring period(June 30, 2016).

5、The planned uplifting lands in reservoir area was 5195.8mu in 75 blocks, and the

immersion effected area was 79.65mu in 6 blocks. Through acceptance, the actual uplifting

area is 5448.23mu in 81 blocks, with benefited area of 5106.98mu (46 blocks in Hengnan

County, uplifting area of 3075.6mu, with benefited area of 2870.78mu; 23 blocks in

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Changning, uplifting area of 1753.73mu, with benefited area of 1661.84mu; 12 blocks in

Leiyang, uplifting area of 618.94mu, with benefited area of 574.36mu). Except Yajiang Block

A in Leiyang City has been uplifted to fish ponds and livestock farms, the others have been

constructed and delivered to local villagers for cultivation by the end of December, 2018.

6、The other ground attachments (small special facilities) in the reservoir area has

completed the one-off monetary compensation.

Construction and compensation for special facilities in dam area: compensation and

restoration of temporary water systems, transportation facilities, power transmission and

communication facilities, and power lines have been all completed by the end of the 7th

monitoring period (Dec.30th, 2016).

Special project compensation in Terminal Area Restorations of water systems,

transport facilities, power transmission and transformation facilities, communication facilities,

etc. of Songbai Kiloton Terminal have been all completed by the end of the 5th monitoring

period (Dec.30th, 2015).

3) Land Requisition and Resettlement Funds Appropriation

The total investment for land requisition and resettlement compensation of the Tugutang

Navigation Complex Project initial design phase is 515.1779 million Yuan, of which the land

requisition resettlement investment of the reservoir inundation affected area is 466.002

million Yuan, the land requisition resettlement investment of the complex project construction

area is 46.9344 million Yuan, of the kiloton terminal area is 2.2415 million Yuan. After the

adjustment of land compensation fee and alteration of Songbai kiloton terminal, the total

investment for land requisition and resettlement compensation (with tax) of the Tugutang

Navigation Complex Project is 559.5112 million Yuan, of which the land requisition

resettlement investment of the reservoir inundation affected area is 496.5111 million Yuan, the

land requisition resettlement investment of the complex project construction area is 57.4354

million Yuan, of the kiloton terminal area is 5.5647 million Yuan. The total investment

condition of land requisition resettlement compensation after adjustment refers to Table 1.4-1.

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Total Investment Condition of Land Requisition Resettlement Compensation after Adjustment

Table 1.4-1 Unit: 104 Yuan

SN. Item Total Reservoir

Area Dam site

Dock area

Part 1 Rural resettlement compensation 15407.3 11456.49 3591.23 359.58 1.Land Compensation Subsidy 11740.48 8453.22 3106.23 181.03 2. Compensation for Houses and Ancillary Facilities 1223.98 735.78 342.09 146.11 3.Subsidy for housing poverty household 115.98 75.48 40.5 4.Living subsidy during transition period 204 197.3 6.7 5. production relocation Supplemental Fee 88.73 88.73

6.Compensation for Infrastructures 156.57 101.28 39.57 15.72

7. Subsidy for relocation 20.28 13.5 4.8 1.98

8. Sporadic fruit tree and tomb compensation 56.84 45.04 7.06 4.74

9. Agriculture and subsidiary facilities compensation 348.96 347.36 1.6

10.Rural small scale Hydropower facilities compensation

1451.48 1398.8 49.38 3.3

Part 2 Special project recovery and rebuilding compensation fee

8304.64 7560.56 667.61 76.47

1. Grade road rehabilitation costs 369.22 369.22

2. Rehabilitation and renovation fee of transportation facilities around the reservoir

3005.72 2971.36 28.86 5.5

3. Rehabilitation and renovation fee of transmission and transformation facilities

148.22 79.62 41.08 27.52

4. Rehabilitation and renovation fee of communication facilities

155.41 106.08 5.88 43.45

5. Rehabilitation and renovation fee of hydropower facilities

4530.07 3938.28 591.79

6. the historic site protection fee 96 96

Part 3 3. Protection work fee 20827.42 20827.42

1. Lifting and filling project 15234.39 15234.39 2. Reservoir and bank protection project 5451.88 5451.88 3. Inundation treatment project 141.15 141.15

Part 4 bottom cleaning fee 72.98 72.98 Part 5 5 Other fees 4645.84 4170.72 431.03 44.09

1.Previous preparation fee 1115.3 997.95 106.45 10.9

2.Survey,design,and research fees 1338.36 1197.52 127.76 13.08

3.Management fees 1338.36 1197.52 127.76 13.08

4.Establishment fee of implementation organization 210 210

5. Technical Training Costs 77.06 57.31 17.95 1.8

6.Assessment fee 446.14 399.18 42.6 4.36

7.Consulting Service Fee 89.22 79.84 8.51 0.87

8.Women's Aid Fund 31.4 31.4 Part 6 Preparatory costs 3940.64 3527.05 375.18 38.41 Part 7 Relevant Taxes 2752.3 2035.89 678.49 37.92

1. Cultivated Land Occupancy Tax 471.91 374.86 91.98 5.07 2. Cultivation Fee of Cultivated Land 1803.71 1306.06 464.8 32.85

3. Forest Vegetation restoration Cost 476.68 354.97 121.71

Part 8 Total investment 55951.12 49651.11 5743.54 556.47

By the end of the 11th monitoring period (Dec.31st, 2018), total budgetary

appropriations to land acquisition and resettlement is 559.5 million Yuan. In which, Hengnan

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accounts for 301.2 million Yuan, Changning accounts for 129.9 million Yuan, Leiyang

accounts for 35.4 million Yuan, as well as other costs, reserve fund and relevant taxes

accounts for 93 million Yuan.

Hengnan County completed the land requisition and resettlement investment of 301.2

million Yuan, of which the reservoir area completed an investment of 256.77 million Yuan,

the dam area completed investment of 42.69 million Yuan, and the new water source land

requisition and resettlement completed investment of 1.74 million Yuan.

Changning City has completed the land requisition resettlement compensation

investment of 129.9 million Yuan, thereof the reservoir area resettlement compensation of

124.67 million Yuan, and Songbai kiloton terminal of 5.23 million Yuan.

Leiyang City has completed construction land requisition and resettlement compensation

investment of 35.4 million Yuan.

The 0.96 million historic site preservation fee was directly paid by HPWTCIG.

1.5 Resettlement Implementation Monitoring objectives and Work Content 1) Objectives of Monitoring and Evaluation

According to targets and requirements of ADB Resettlement Plan (target: to minimize

involuntary resettlement; to improve, at least to restore the resettlers' living standards to the

conditions before the project implementation; to improve the living standards of the affected

poor and other vulnerable groups. Requirements: perfect the Resettlement Plan, implement

scientific management and objective and independent monitoring and evaluation. The M&E

Department proposed assessment advices for the whole resettlement process and the

relocatee's production and living restoring levels as per the track monitoring activities,

provided early warning system for the project management department, provide reflecting

channel for resettlement issues, to ensure that the resettlement planning implementation can

conform to the national and local laws and regulations, and ensure that the entire project

resettlement to achieve the desired objective, eliminating the complex construction effect to

the local villagers, while providing basis for the smooth continuing of the complex

construction.

(1) Carry on tracking monitoring on implementation of the resettlement work (including

implementation of resettlement policies, operation of resettlement agencies, production

resettlement, house reconstruction and livelihood arrangement for relocated residents,

recovery of relocated residents' incoming and production & living, complaints and grievance,

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public participation and negotiation, information disclosure, etc.), collect resettlement related

information, provide continuous information feedbacks for the implementation of resettlement

plan, and assist the resettlement administrative departments and the project owner to

understand realization status of the resettlement objectives and results and effects of the

resettlement.

(2) Through objective evaluation on resettlement implementation effects, ensure the

resettlement administrative departments and the project owner to understand actual progress

of the resettlement work within the area under administration in more details, discover and

rectify existing problems in the implementation process, timely improve working procedure,

and put forward treatment measures, and thus promote implementation of resettlement as

planned, and fulfill the needs of the Project construction.

(3) Check the resettlement implementation plan to see if it satisfy the actual resettlement

needs, check the resettlement implementation if it conforms to the relevant policies and the

resettlement planning requirements, find the already existed issues or the problems that may

occur, make recommendations or pre-Warning to avoid that the relocatees' production and

living cannot be reached or exceed before removal due to resettlement planning or implement

deviation.

2) Main Contents of Monitoring and Evaluation

According to Terms of Reference for Monitoring and Evaluation on Land Acquisition

and Resettlement for Tugutang Navigation and Hydropower Complex, and on the basis of the

previous monitoring and evaluation work, main contents of this monitoring and evaluation

works include:

（1） Monitoring and evaluation on implementation of the resettlement;

（2） Evaluation on administrative organizations of resettlement implementation and

their operation conditions;

（3） Monitoring assessment of relocatee's living standard restoring measures;

（4） Evaluation on aids to vulnerable groups;

（5） Evaluation on grievance redress mechanism;

（6） Evaluation on public participation and information disclosure

（7） Compliance status of the loan covenants;

12

（8） Problems and follow up actions:

2 Resettlement Implementation Assessment

Engineering construction of Tugutang Complex, reservoir inundation, construction of

special facilities in reservoir area, construction of Songbai and Yunji kiloton terminals, and

construction of New Water Source Project produce the impacts of land acquisition and

resettlement. With the acceptance, the main impacts include: permanent land acquisition of

6074.42 mu, temporary land occupation of 3242.13 mu, relocation of 310 persons in 68

households, and house demolition of 19136.1m2.

2.1 Monitoring Method From Dec.29th to 31st of 2018, the M&E Department setup a three-person evaluation

team, i.e. Mr. Xu Jinyuan (resettlement supervision engineer, team leader), Mr. Luo Zhilong

and Mr. Peng Hongwu, to carry out field investigation on land acquisition and resettlement

conditions of Tugutang Complex, and understand the progress of land acquisition and

resettlement for the project construction. The team then checked and reviewed documents

relating to land acquisition and resettlement, and met with HPWTCIG Management

Department of Tugutang Complex, local resettlement administrative authorities, design unit,

comprehensive supervision unit, as well some affected people. Details are as followed:

In the morning of Dec.29th, 2018, the M&E team met with representatives from

HPWTCIG Management Department of Tugutang Complex, Hengnan County Coordinate

Headquarters for Tugutang Project, Changning resettlement Bureau, Leiyang Resettlement

Bureau, Hunan Hydro & Power Design Institute (design unit), and Hunan Xiangyi

Resettlement and Engineering Supervision Consulting Company (comprehensive supervision)

(list of meeting personnel refer to Attachment 1). The team explained objectives, contents and

approaches of this monitoring and evaluation. On the afternoon of the same day, the

inspectors arrived at the resettlement relocation sites: Shani Group, Dawu Group of Pengci

13

Village of Xiangyang Town, dam area resettlement site of Xintang Village of Yunji Town,and

met with some representatives of the resettlers.

In Dec.30th,2018, the M&E team arrived Xinlong Village of Yanzhou Town of

Changning City, and Qingnian Village of Songbai Town, meeting with staff of Resettlement

Bureau of Changning City, as well representatives of local relocatees.

In Dec 31st, 2018, the M&E team arrived resettlement sites in Aiqun Village of

YajiangYuchang in Daheyu Town of Leiyang City, and Ronggong A and B Blocks of the

Second-batch uplifting area, and met with personnel from Leiyang Resettlement Bureau, and

local relocatee representatives.

The team mainly consulted local residents (name list as in Appendix 3) about following

information: production restoration after resettlement; household incomes before and after

resettlement, handling of issues in resettlement (details refer to 7.3 Records of Complaints).

In Monday, December 31, 2018, the M&E team reviewed the acceptance data of the

uplifting project and the fund settlement of the revetment, sluice gate and bridge, road and

uplifting works of some reservoir areas after auditing.

2.2 Monitoring and Evaluation on Permanent Land Acquisition 2.2.1 Implementation of Permanent Land Acquisition

1) Reservoir Area

Permanent land acquisition in reservoir area of Tugutang Complex is 5605.71mu, of

which, farmland of 1878.34mu, land of water area and water resources facilities of 281.8mu,

garden land of 8.5mu, forest land of 642.8mu, grassland of 2741.45mu, and other lands of

52.82mu.

The permanent land requisition in the reservoir area has completed by the end of the

second M&E period (the end of June, 2014).

2) Dam Area

Permanent land acquisition in dam area of Tugutang Complex is 818.45mu, of which,

14

farmland of 475.13mu, land of water area and water resources facilities of 24.8mu, forest land

of 186.2mu, grassland of 53.36mu, other lands of 2.38mu, residential land of 8.0mu, and other

construction land of 68.58mu.

The permanent land requisition in the dam area has completed by the end of the second

M&E period (the end of June, 2014).


The permanent land acquisitions for Yunji kiloton terminal of Hengnan County is 17.82

mu, of which, grass land of 17.31 mu, residential land of 0.51 mu.

After alteration, the Songbai kiloton terminal of Changning city has permanent land

acquisition of 41.16 mu, thereof paddy field of 31.65 mu, pond water level of 5.2 mu, inland

tidal flat of 2.12 mu, rural residential land of 1.2 mu and transportation land of 0.99 mu.

The permanent land requisition of Songbai kiloton terminal has completed by the end of

the fourth M&E period (by the end of Dec, 2015). Yunji Kiloton Terminal has one road built

to connect Yunji and upstream port of Hengyang City. Transportation from Yunji to this port is

very convenient. The experts demonstrated that the proposed Yunji Terminal would have very

small cargo throughput, which has little economic, social and environmental benefits. Its

construction therefore has been suspended.

4) Construction Area of New Water Source

The new water source project of Hengnan County has permanent requisition land of 8.65

mu, thereof cultivated land of 8.25 mu and other land of 0.4 mu.

The permanent land requisition has completed by the end of the second M&E period (the

end of June, 2014).

2.2.2 Evaluation on Permanent Land Acquisition

Progress The permanent land requisition of the reservoir area, the dam area, Changning

Songbai kiloton terminal and new water source construction area has been completed （details

15

refer to attached table 1）.

Alteration The construction area of Songbai terminal has newly increased permanent

land requisition of 3.32 Mu due to design alteration, thereof decreasing grass land of 19.42

mu, increasing paddy field of 14.29 mu, pond of 4.14 mu, inland tidal flat of 2.12Mu, house

site of 1.2Mu and transport land of 0.99 mu.

2.3 Monitoring and Evaluation on House Demolition and Resettlement 2.3.1 Progress of House Demolition

1) Reservoir Area

Planned house demolition in reservoir area is 11,175.71 m2, of which, private houses of

7,716.15m2, and public houses of 3,459.56m2.

Until the third M&E period (end of December, 2014), 10204.35m2 houses in reservoir

area have been removed, of which, private house of 6744.79m2 and public house of 3459.56

m2. There is no house demolition in this monitoring period.

The house demolishing of Hengnan reservoir area have been totally completed,

altogether 3206.3 m2 of demolished houses, thereof private house of 1801.37 m2，newly

foundation of 281.6 m2and public house of 1404.93 m2.

The house demolishing of Changning reservoir area have been totally completed,

altogether 3932.49 m2 of demolished houses, thereof private house of 2249.42 m2 and public

house of 1683.07 m2.

The house demolishing of Leiyang reservoir area have been totally completed (except 7

households which changed from relocation to protection), altogether 3065.56 m2 of

demolished houses, thereof private house of 2694 m2 and public house of 371.56 m2.

There are 15 relocated households in reservoir area chose independent resettlement

through purchasing of land and building of new houses(details refer to 2.4.2: Implementation

of Resettlement).

2) Dam Area

Planned house demolition in dam area is 5939.53 m2, of which, private houses of

5778.63m2, and public houses of 160.9m2.

16

The house demolition in the dam area has completed by the end of the second M&E

period (the end of June, 2014).


After alteration, the planned house demolition of Songbai kiloton terminal is 2020.86 m2

(thereof public house of 60 m2 private house of 1960.86 m2).

The house demolition of Songbai Kiloton Terminal has completed by the end of the

third M&E period (the end of Dec, 2014). Yunji Kiloton Terminal has one road built to

connect Yunji and upstream port of Hengyang City. Transportation from Yunji to this port is

very convenient.Therefore, through comprehensive consideration on economic, social and

environmental benefits,construction of this terminal is suspended.

2.3.2 Resettlement area and house site

The houses are resettled in scattering and backward arrangement, the relocatee could

select the new house construction location by themselves, land occupation for per capita

house site is based on 130m2/household.

As the reconstruction area depends on the existing infrastructure and public service

system, the rural road and electrical network are complete, the flood affected infrastructure is

planned to be reconstructed, and the relocated houses are arranged at the place with

convenient conditions for traffic, water supply, and power supply. Scattering water supply is

adopted, the traffic and power supply only require a little supporting cost.

According to investigation, the resettlement area is mainly distributed with cultivated

land, the infrastructure subsidy standard of each household is: house site acquisition at dam

area is RMB40,029Yuan/mu, acquisition at reservoir area is RMB35,943Yuan/mu in Hengnan

County, RMB33,888Yuan/mu in Changning County, RMB35,974Yuan/mu in Leiyang City;

land leveling subsidy is based on RMB3,000Yuan/person, water & power supply is

RMB400Yuan/household.

Infrastructure compensation for house removal at reservoir area is RMB1.0128million

Yuan, including RMB73 thousand Yuan for Hengnan County, RMB126.9 thousand Yuan for

Changning City, RMB 812.9 thousand Yuan for Leiyang City. Infrastructure compensation for

house removal at dam area is RMB395.7 thousand Yuan

During site interview by the M&E personnel, the relocated residents reflect they are

17

satisfied with the mode that select the house site by themselves and make the land using

procedure by county resettlement administrative agency. As the resettlement is arranged

within the village group, there is no objection among the public. Some residents chose the

method of independent resettlement by purchasing new houses in other places(details as in

followed Table).

Resettlement Statistical Table of Tugutang Project

Table 2.3-1

SN. Item Resettlement Population

Progress of House Build and Resettlement

Remark Households needs

house building

Accumulated houses in

construction

Accumulated moving into new

house

Household Person Household Person Household Person Household Person

Dam site 23 90 20 80 20 80 23 90

Two households have new

houses already

(one purchased

new house)

Reservoir

Area 38 187 17 88 17 81 38 187 Note 1

Dock

area 7 33 1 6 1 6 Note 2

Total 68 310 38 174 37 161 62 283

Note 1: in the 7 relocated households in Hengnan, one household bought new house; two households (miscellaneous houses) in the 7 relocated households in Changning need no house rebuilt; in the 24 relocated households in Leiyang, three households bought new houses, one household enjoying the five guarantees and was arranged in nursing home by local government.

Note 2: Demolition and resettlement of the 7 households in terminal area have all be completed. Of which, six households have more than one houses(need no more house), and one household bought new house.

2.3.3 Transitional Period

Households during transitional period planned house remove at the dam area is19

households of 78 persons; actual removal is 23 households of 90 persons. Planned house

remove at the reservoir area is 40 households of 203 persons: Songjiang Town, Hengnan

County removes 3 households of 17 people, Yanzhou Town, Changning City removes 7

households of 26 people, Leiyang City removes 30 households of 160 people; the actual

reservoir area removes 38 households of 187 people: thereof Songjiang County, Hengnan

removes 7 households of 25 persons, Yanzhou Town, Changning city removes 7 households

18

of 36 persons. 24 households of 126 persons’ removal at Leiyang City (excl.7 households of

41 persons who are changed from relocation scheme to protective scheme).The later

investigation and check found another 7 households were included in the house removal,

therefore, the quantity of relocatees increased from 119 in last period to 126 in this period.

After alteration, Songbai kiloton terminal needs to relocate rural population of 7 households

of 33 persons, and has actual relocation population of 7 households of 3 persons. The above

mentioned population is considered during transitional period.

Transition Duration is considered to be 1 year.

Living subsidy during transitional period: The living subsidy standard during

transitional period is planned to be RMB1000Yuan/Person. In Hengnan County, it considered

to keep the same compensation standard with that of other house removal for key projects,

therefore, the compensation standard is adjusted based on house removal of RMB48Yuan/m2.

In Changning and Leiyang City, the compensation is based on the planned standard.

Evaluation of transitional period: According to the relocated residents' reflection, as the

houses are built very fast, the living subsidy during transitional period is sufficient enough,

even leave surplus. All the relocatees are satisfied.

2.3.4 Evaluation of House Removal

Progress: house removal at dam area completed as schedule (refer to Annex Table 2),

which assure the smooth progress of Tugutang Complex. In reservoir area, there are 7

households of 25 persons in Hengnnan County (planning was 3 households of 17 person, but

4 households of 8 persons were added in actual due to marriage, new birth and family

separation); there are 7 households of 26 persons in Changing City (planning was 7

households of 36 person, but 10 persons were added in actual due to marriage, new birth and

family separation); there are 24 households of 126 persons in Leiyang City (planning was 30

households of 160 persons, but in actual 7 households of 41 persons voluntarily changed from

demolition to protection in Daheyu of Yajiang Village (protection was completed after the

approval of Resettlement Administration Bureau of Hunan Province), and one household of 7

persons are added due to family splitting). Demolitions in these three cities(counties) have

19

been all completed and all relocatees have moved into new houses, expect one household

enjoying the Five Guarantees moved into gerocomium arranged by Daheyu Village

Government. There are 7 households (33 persons) in Songbai Kiloton Terminal area. Details

refer to Table2.3-2.

Relocation Resettlement Implementation of Tugutang Project Table 2.3-2

Stage/area

Dam site Reservoir Area Dock area Remark

Households Number

of Persons

Households Number

of persons

Households Number

of persons

Planning Design Data

19 80 40 203 7 33

Actual Implement

Data 23 90 38 187 7 33

The reservoir area excludes

the 7 protective households

from Leiyang city.

Telocatee's household data in the transition period at present

Null Null Null Null Null Null

2.4 Monitoring and Evaluation of Residents Relocation 2.4.1 Impact of Land Acquisition and Resettlement

According to Resettlement Plan, the affected person by reservoir inundation and land

occupation of Tugutang Complex Construction amount to be 7959, including 7487persons in

reservoir area, and 405 persons in dam area, 67 persons at kiloton terminal construction area.

The affected person by house removal are 316 persons, including 203 persons in reservoir

area, 97 persons at dam area, and 33 persons at kiloton terminal construction area. The total

affected people is 8275, including seriously affected person 6679 that suffering above 15% or

more production property. In the ADB Resettlement Plan, the poverty caused by sickness,

disability, old age and more schooling-age children are considered to be poor. The incidence

of rural poverty in the affected area is 7.8% and about 155 thousands. The resettlement

implementation body is responsible for the statistics and reporting to the construction unit

20

(HPWTCIG) (see the status quo of vulnerable groups in detail in Section 5.1).

According to resettlement plan, the 310 relocated people shall be resettled in scattering

and backwards arrangement; production resettlement population is 7959 persons, including

5514 persons by reservoir farm land protection resettlement, 1182 persons by monetary

compensation resettlement, 646 persons by cultivated land regulation resettlement, and 145

persons resettled by secondary & tertiary industry development. For the dam area, 93 persons

are resettled by monetary compensation and 312 persons by cultivated land regulation

resettlement. For kilo ton dock construction area, 5 persons are resettled by monetary

compensation, 62 persons by cultivated land regulation resettlement.

2.4.2 Resettlement Implementation

1）Production Resettlement

The resettlement at dam and reservoir area in Hengnan County involves in 110 villagers

at 31 administrative villages of 6 towns. All the agreements of production resettlement have

been signed.

The resettlement at Changning City involves in 130 villagers at 35 administrative

villages of 5 towns. All the agreements of production resettlement have been signed.

The resettlement at Changning City involves in 56 villagers at 10 administrative villages

of 2 towns. All the agreements of production resettlement have been signed.

By the end of the ninth monitoring period (Dec.30th,2017), farmland protection and

resettlement in the reservoir area have been all completed. The resettlement of secondary and

tertiary industries, the adjustment of cultivated lands, and the monetary compensation have all

been completed. A total of 7,959 people have been settled, which accounts for 100% of the

total resettlement population.

2) Removal resettlement

Progress: house removal at dam area completed as schedule (refer to Annex Table 2),

which assure the smooth progress of Tugutang Complex.

2.4.3 Resettlement Evaluation

21

Production resettlement and relocation resettlement in reservoir area, dam area and

construction area of the kiloton terminal are generally all comply with the schedule planning.

2.5 M&E of Temporary Land Occupation 2.5.1 Status of Temporary Land Occupation

The planned temporary land occupation is 6,303.35 mu, of which, the reservoir land

occupation is 5,665.93mu, with temporary land occupation compensation of RMB 9.7104

million Yuan (including crop compensation), the planned land recover area is 3,248.05 mu,

with land recovery compensation of RMB 18.1648 million Yuan. The dam temporary land

occupation is 386.33 mu, with compensation of RMB 2.0696 million Yuan and crop

compensation of RMB 349.8 thousand Yuan, the planned land recover area is 179.58 mu, with

land recovery compensation of RMB 1.4147 million Yuan. For kiloton dock construction area,

Songbai kiloton terminal of Changning city and Yunji kiloton terminal of Hengnan county

have no temporary occupied land; the new water source construction area has temporary

occupied land of 251.09 mu (refer to attached Table 4).

By the end of the ninth monitoring period, temporary land occupation in reservoir area is

2,572.73mu, and the compensation work is all completed. Reclamation of temporary land use

has been all completed and the cultivation has been resumed. Among them, reclaimed

temporary land use in Hengnan County is 1,976.69mu (418.91mu in dam area, 1,306.69 mu in

reservoir area, and 251.09 mu for new water source), reclaimed temporary land use in

Changning City and Leiyang City are respectively 414.62mu and 181.42mu(details refer to

Schedule 4:Compensation and Recovery of Temporary Land Occupation).

2.5.2 Evaluation of Temporary Land Occupation

Compensation for temporary land occupation in dam area and reservoir area has been all

completed.

Reclamation of temporary land occupation for reservoir bank protection, culverts and the

first and second batches of uplifting works have been all completed.

Temporary land compensation and land restoring at new water source construction area

have been completed.

Reclamation of temporary land occupation eased the living and production pressure of

the farmers affected by project land occupation, and ensured production conditions of local

farmers.

22

2.6 M&E of special facilities and Protection Works 2.6.1 Implementation of special facilities

For the large scaled work at reservoir area (including bank protection, culvert sluice,

road, bridge, Lijiang Power station, and farmland protection project), the cost estimation is

RMB 286.5325 million Yuan.

In November 2013, a total of 56 reservoir bank protection works with a total length of

37km were completed and delivered for use. With impoundment of the power station, new

protection items come out. To ensure safety of people's lives and properties in the reservoir

area, a new 5.604km-bank protection works has been added with an additional investment

of 17.792 million Yuan. The newly added works are all completed. The 21 culvert gates and

Lijiang power station rehabilitation works together bidding with reservoir bank protection

works have been all completed and delivered for operation. Restoration of roads and tractor

paths in reservoir area with the total length of 6.683km have been all completed by the end

of the 7th monitoring period (Dec.30th,2016). Restoration of the 9 bridges in reservoir area

have all been completed by the end of the 6th monitoring period.

The first batch of lifting filling project (farmland protection), grade road, the

rehabilitation project of the transport facilities around the reservoir is in a bundled tender. By

the end of the 7th monitoring period (Dec.2016), all works have been completed and the

3191mu uplifted lands have been handed over to local villagers.

The 29 blocks (including inundation treatment) in the second batch uplifting works

(farmland protection) have a total area of 2121.09mu, of which, 1534.36mu in Changning and

586.7mu in Leiyang. Expect Yajiang Block A in Leiyang City has been changed into fish

ponds, works in the other 28 blocks have been implemented.The construction was started in

March 2016 and completed and handed over to local villagers for cultivation in Dec.30th,

2017.

There are no other ground attachments (small special facilities) in the reservoir area

which need to be re-built. And the one-off monetary compensation has been completed.

Construction and Compensation of Special Facilities in Dam Area: compensation

and restoration of temporary water systems, transportation facilities, power transmission and

communication facilities and restoration of permanent water systems have been all completed

23

by the end of the 7th monitoring period (Dec.30th, 2016).

Special project compensation in Terminal Area Restoration of water system,transport

facilities, power transmission and conversion facilities, communication facilities, etc. of

Songbai kiloton terminal have been completed. Construction of Songbai Kiloton Terminal and

the ancillary facilities have been completed, with total investment of 33.28 million Yuan (of

which, equipment cost of 1.553 million Yuan). All works have passed through acceptance at

the end of the sixth monitoring period (end of June, 2016) and put into operation in July 8th,

2016.

2.6.2 Evaluation of special facilities

The inspectors believe that due to heavy rains, lots of floods and long flood season,

construction of the revetment, sluice gate, highway, bridge, uplifting, electricity and

communication in the reservoir area is difficult and the construction progress is

slow.However, due to responsible and accountable work of all parties involved in the

construction, all difficulties have been overcame,the project progress was followed, and the

engineering works have been completely with quality and quantity.

2.7 M&E of Resettlement Compensation 2.7.1 Compensation Standards of Land Acquisition and Demolition

Before carrying out land acquisition and removal, executor of resettlement in Hengnan

County, Changning City and Leiyang City issued the following notices publicly to flood

affected zone of the Complex in form of governmental document: Notice of issuing

Implementation Plan of Land Acquisition and Resettlement of XiangjiangTugutang

Navigation and Hydropower Complex in Hengnan County by Government Office of Hengnan

County,Notice of issuing Implementation Plan of Land Acquisition and Removal for

Constructing Reservoir Area of Leiyang City of Tugutang Navigation and Hydropower

Complex by Government Office of Leiyang City. The Notices include compensation standard

of land acquisition and removal, laws and regulations, procedure requirement of resettlement,

deadline target, funds management and etc.with detailed contents.

Standard of land acquisition and removal in notice is formulated byDesign Report of

Land Acquisition and Resettlement Plan for Constructing Tugutang Navigation and

Hydropower Complex (For Approval),Supplement Report of Adjusting Land Compensation Fees of

Tugutang Navigation and Hydropower Complex combined by formulation of related regulations of local

government of Hengyang City.

24

Since land acquisition work of new water source started in 2010, the compensation

standard refers to Design Report of Land Acquisition and Resettlement Plan for Constructing

Tugutang Navigation and Hydropower Complex (For Approval) for implementation.

2.7.2 Status of Land Acquisition and Demolition Compensation and Engineering

Construction

As the “Planning Report” of this Project was compiled in 2012, the special facilities

were completed at the end of December 2017, and the Project construction lasted for a long

time. The engineering projects involved in the construction process were subject to large

changes in labor and material prices, and the project implementation plan was changed. The

amount of engineering has changed greatly. With the continuous adjustment of the plan, the

investments in resettlement and special facilities have been continuously increased. After

compensation adjustment, the investment of Tugutang Complex land acquisition and

resettlement amounts to be RMB 434.63 million Yuan (excluding other cost, basic reserve

cost and tariff). By the end of this M&E period (end of Dec.2018), an investment of 463.0583

million Yuan has been completed accumulatively, of which, 304.6713 million Yuan for

Hengnan County, 123.063 million Yuan for Changning City, and 35.324 million Yuan for

Leiyang City.

1) Reservoir Area

Investment of 391.6997 million Yuan has been planned, including 237.5691 million Yuan

for Hengnan County, 118.8066 million Yuan for Changning City and 35.3240 million Yuan

for Leiyang City.

By the end of this period of monitoring and evaluation,invest of 391.7035 million yuan

has been finished for land acquisition and resettlement at reservoir area. It includes rural

resettlement compensation RMB116.9904 million Yuan, compensation of special facilities

recovery and reconstruction RMB 75.6056 million Yuan, and investment of protection work

RMB 198.3777 million Yuan. Cleaning of reservoir bottom has been all completed.

2) Dam Area

The planned investment is RMB42.5884 million Yuan, including RMB35.9123 million

Yuan for rural resettlement compensation, and RMB 6.6761 million Yuan for special facility

reconstruction.

25

By the end of this monitoring period (end of Dec., 2018), an accepted and audited

investment of 63.6279 million Yuan has been completed in dam area. Among them,

compensation for rural resettlement has been completed, with an investment of 38.9729

million yuan; the compensation for special facilities restoration and reconstruction is 7.8075

million yuan, the other expenses are 5.7613 million yuan, the reserve fee is 3.3656 million

yuan, the related taxes and fees are 6.7849 million yuan, and the newly added works is 0.9357

million yuan.


The planned investment is RMB 5.9108 million Yuan for Yunji Kiloton Terminal in

Hengnan County and the changed Songbai Kiloton Terminals in Changning, including RMB

3.8465 million Yuan for rural resettlement compensation, RMB 0.7647 million Yuan for

restoration and reconstruction of special facilities,RMB 0.5845 million Yuan of other

expenses, RMB 0.3359 million Yuan of reserve fees, and RMB 0.3792 million Yuan of related

taxes and fees.

By the end of this M&E period, overall cost for compensation of land acquisition of the

changed Songbai Kiloton Terminal is 5.604 million Yuan, including compensation cost of

rural resettlement of 3.5886 million yuan, compensation cost of re-built of special facilities of

0.7647 million yuan, other costs of 0.5583 million yuan, basic reserve cost of 0.3132 million

yuan and related taxes and charges of 0.3792 million yuan.

Yunji Kiloton Terminal in Hengnan County hasn't been implemented.

4）Women and Children Assistance Fund

The planned investment is RMB 0.314 million Yuan, including RMB 125,600 Yuan in

Hengnan County, RMB 94,200 Yuan in Changning City and RMB 94,200 Yuan in Leiyang

City.

By the end of the 7th monitoring period(end of Dec.2016), Women and Children

Assistance Program in Hengnan and Changning has been carried out, working skill training

and employment recommended are carried out for women of appropriate ages, such special

agricultural skills, cooking, domestic service, aquaculture, etc.Financial aid activities are

carried out for children in poor families, with total investment of 0.3798 million Yuan, which

accouts for 120.96% of the planned investment(0.314 million Yuan). Details refer to Section

4.2 Implementation Conditions of Recovery Measures of Living Standard of Relocatees and

26

Section 5.3.Assistance Implementation of Vulnerable Groups.

5) Construction Area of New Water Source

This project investment is not incorporated in the Resettlement Plan Report, which is

entrusted to Hengnan County Tugutang Construction Coordination Headquarter by Hunan

Water Transport construction and Investment Group Ltd （ HPWTCIG ） for direct

implementation.

By end of the third M&E period(end of December of 2014), it has completed the

investment RMB1.74312 million Yuan, including permanent land acquisition compensation

RMB108,800 Yuan, temporary land compensation RMB 309,400 Yuan, crop compensation

RMB 340,400 Yuan, small scale facility compensation RMB 169,000 Yuan, land recovery

investment RMB 119,400 Yuan, fees and management cost RMB 696,120 Yuan.

2.7.3 Evaluation of Land Acquisition and Removal Compensation Payment

Compensation Standard during Implementation

The compensation standard implemented in this project firmly complies with

documentary standard issued by government described in Chapter 2.7.1.

In document issued by government, compensation of land acquisition strictly implements

compensation standard specified in Resettlement Planning Report and Supplementary Report

of Adjusting Land Compensation Fees.

In Hengnan County, it considered to keep the same compensation standard with that of

other house removal for key projects, therefore, the compensation standard is based on

Compensation Method of House Removal on Collective Land in Hengyang City(Hunan

administrative issued document [2010]No. 54)and Compensation Standard of Crop on

Collective Land in Hengyang City(Hengyang administrative issued document [2010]No.15).

This standard is slightly lower than the planned standard.However, balance of funds will be

paid to relocated households in form of money by local government, so as to avoid adverse

effects to other construction projects. The M&E team believed that the total compensation for

relocatee is not reduced and this program is feasible. Changning City and Leiyang City

implement standard specified in Resettlement Planning Report with no adjustment.

Compensation of Land Acquisition and House Removal

According to site investigation by M&E personnel and interview on some affected

27

people, the compensation payment procedure is as following:

Land acquisition compensation The County & city level resettlement administrative

organization and the land occupied group of villagers shall sign compensation agreement as

per rechecked affected land area, and the villagers' village and township people's government

shall sign and stamp as the third party. After signing the agreement, the fund is transferred

from the account of county resettlement administrative organization to the special account of

township financial office, and the township organization make the distribution scheme and

then reimburse the fund to village committee account after disclosure without objection. The

village committee reimburses the fund to the group and household as per the roster, the

receiver give signature for confirmation.

Fund of House removal and Private Crop CompensationThese funds are reimbursed

directly to the persons as per roster and personnel account by county & city resettlement

administrative organization.

Results of the monitoring indicate that the appropriation of compensation fund is open

and transparent with no withholding. The affected people are clear to the sum of

compensation fund with no disagreements.

3. Evaluation on Administrative Organizations of Resettlement Implementation and their Operation Conditions

3.1 Organization Setup Implementation of land acquisition and resettlement in Tugutang Navigation and

Hydropower Complex has management system focusing on governmental leadership, taking

charge by different levels, basis on county and participation of project entity.

HPWTCIG is the project entity, which establishes Management Office for constructing

Tugutang Navigation and Hydropower Complex in Yunji Town, Hengnan County, which is

divided into 6 departments of general office, engineering, Contract, electrical and

mechanical, reservoir area and environmental protection. Mr. Huang Jinxing, Vice President

of HPWTCIG acts as Head of Management Office and the Principal in charge of construction

of project. Land acquisition and resettlement of the project is centralized to manage by

Department of Reservoir area. Mr. Gan Maohui, Vice Director of Management Office also

acts as Director of Reservoir area Department. Project Management Office mainly takes

charge of treating all kinds of resettlement-related problems and supervises implementation of

local implementing organization of resettlement and coordinates complaints of resettlers

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rapidly and high-efficiently.

Administration of Reservoir Resettlement Development in Hunan Province is the

organization of guiding, coordinating, inspecting as well as supervising and managing

resettlement work.

Implementing organization for resettlement is People's Government in Hengyang City,

Hengnan County, Changning City (county-level city), Leiyang City (county-level city) and

specific executing organization is resettlement management organizations of city and county

levels.

People's Government of Hengyang City establishes leading group of resettlement of

Tugutang Navigation and Hydropower Complex, whose group leader is acted as by Vice

Mayor in charge of agriculture in Hengyang City, Mr.Chen Jin. Office is branched in leading

group, which is established inside Resettlement Bureau in Hengyang City. Mr. He Liji,

Director General of the Resettlement Bureau also acts as Office Director and Mr. Liu Liangqi,

Engineer-in-Chief takes charge of routine work in the Office.

Details about implementation agencies in Hengnan, Changning, and Leiyang are as

followed:

Hengnan County sets up Coordinate Headquarters for Tugutang Navigation and

Hydropower Complex. Yang Hongfeng, county party secretary, as political commissar; Zhu

Shijun, standing Deputy County Chief, as commander; Jiang Changfu, Deputy County

Chief, as deputy commander. Four functional departments of Office, engineering technology,

land acquisition and demolition and finance are branched under Headquarters.

Changning City sets up Coordinate Headquarters for Tugutang Navigation and

Hydropower Complex. Mr. Wang Yihua, Vice Mayor in charge of agriculture acts as leading

group leader and Office is a branch under leading group. The Work Office is set in

Resettlement and Development Bureau of Changning City, and the Office includes three

working teams, i.e. Resettlement Team, Engineering &Technical Team, and General Affair

Team. Mr. Lei Jide is Leader of the Resettlement Team and Mr. Liu Huarong is Leader of the

Engineering &Technical Team.

Leiyang City setup a Leadership Team for resettlement work of Tugutang Navigation

and Hydropower Complex. Mr.Li Xiangyang, Mayor also acts as Leader of the leading group.

The leadership team includes four offices, i.e. resettlement and land acquisition office,

engineering & technical office, policy and laws office, and financial office.

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Hunan Hydro & Power Design Institute is design unit of resettlement, which establishes

Design Representative Group of Xiangjiang Tugutang Navigation and Hydropower Complex

in Yunji Town, Hengnan County.

Hunan Xiangyi Resettlement Supervision Consultant Co. Ltd. is comprehensive

supervision organization of resettlement, which establishes comprehensive supervision

department in Administration Department of Tugutang Complex.

As an independent external M&E unit, Hunan Yuhui Hydraulic and Hydropower

Construction Supervision and Consulting Co. Ltd establishes M&E department in Yunji

Town, Hengnan County.

3.2 Organization Responsibilities 3.2.1 Project Entity

HPWTCIG is the project entity with specific responsibilities as follows:

1) To entrust unit with survey &design qualification to compile detailed rules and

regulations on physical goods investigation, planning framework of resettlement and p

rogramming of resettlement.

2) To propose relevant city-level government to apply provincial government for i

ssuing notice on prohibition of construction projects newly increased and resettlement

population in land occupation and inundated area in project (hereafter as "Banning Co

nstruction Notice").

3) According to approved programming of resettlement, to sign an agreement of r

esettlement with related government of city or county level and provincial administrati

ve organizations of resettlement.

4) To entrust qualified units to develop monitoring & evaluation together with pro

vincial administrative organizations of resettlement.

5）To entrust qualified units to develop relevant designing in implementation phase of

resettlement planning as well as entrusting design unit to assign Design Representative in

resettlement site.

6) According to resettlement plan and schedule needs of implementation of resettle

ment, in the first ten-day period of October of this year, to submit next annual resettl

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ement task and planning proposal of fund use to government of city or county level

which have signed an agreement of resettlement.

7) In terms of annual plan of the Project fund, full submerge compensation shall

be timely allocated to special account for resettlement fund of provincial finance.

8) Responsible for reporting land use formalities for land occupation and inundate

d area of the Complex.

9) As required to entrust design unit to prepare Adjustment Report of Resettlemen

t Plan.

10) To join phased acceptance and completed acceptance of resettlement and to co

ordinate resettlement to implement inspection and audit work of compensation fee for

submerging by related national and provincial departments.

11) To participate dealing with problems, emergencies and remaining problems ar

isen from implementation of resettlement, as well as to organize and coordinate dispos

al of complaints of resettlers.

12) To undertake treatment costs produced by landslide, bank collapse, immersion and

sediment deposition resulted in operation of reservoir, overhead expense produced by

operation of protective works and responsibilities of violation and storage-exceeding.

3.2.2 Supervisory Agencies

Hunan Reservoir Resettlement Development Administration is responsible for managing

the resettlement work of Tugutang Complex, and guiding, coordinating, inspecting and

supervising the resettlement work of the people's governments and management agencies at

lower levels. The specific responsibilities are:

1) Responsible for reviewing detailed rules and regulations on physical goods inve

stigation that are produced by land acquisition for construction of large and medium-si

zed reservoir within this administrative region (hereafter as "detailed rules and regulati

ons on investigation"), as well as responsible for examination of planning framework

of resettlement and programming of resettlement.

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2) As supervisor, to sign an agreement of resettlement with project entity and rela

ted government of level of city or county.

3) To draw out administrative measures on compensation for land acquisition and

resettlement fund (hereafter as "compensation fee for inundation") together with related

departments; to manage compensation fee for inundation according to related regulations as

well as examine Annual Plan of Project Fund of Resettlement for approval and transmit it

down (hereafter as "Annual Plan of Project Fund").

4) To urge Project Entity make resettlement funds practicable,timely appropriate th

e resettlement funds according to approved Annual Plan of Project Fund as well as i

mplementation scheduling and make supervision, inspection and audit to the resettleme

nt funds together with related departments.

5) To entrust qualified units to develop M&E work of resettlement together with

Project Entity.

6) To organize phased acceptance and completed acceptance of resettlement accord

ing to administration authority.

7) Responsible for organizing training of employability skills for resettlers and bus

iness training for cadres of relocatee in this administrative region.

8) Responsible for coordinating treatment of major issues arisen from resettlement as

well as letters and visits from relocatees, timely reflect problems arisen from resettlement to

superior and related departments and assist government of this level and low level to make

social stability in reservoir area and resettlement area.

3.2.3 People's Government of City and County Level and Administrative Organizations

of Resettlement

Government of city and county level is responsible for resettlement in this administrative

district. According to administration authority and on behalf of government of this level,

related departments of city and county level cooperate with Project Entity and design unit to

develop pre-planning and designing of resettlement,prepare implementation plan and annual

implementation plan of resettlement in this administrative district together with Project Entity

and Design Unit as well as take charge of organizing specific implementation of the

resettlement project. Specific responsibilities are as follows:

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1) Conscientiously implement the national resettlement policies, and carry out

resettlement work within the administrative district according to the laws.

2) On behalf of government of county level, to sign an agreement of resettlement task

and investment responsibility system with municipal government.

3) Formulate and report annual resettlement implementation plan and annual

resettlement fund use plan of the county.

4) Responsible for accomplishing resettlement tasks of the county according to the

approved annual resettlement implementation plan.

5) Responsible for splitting, management, redemption and settlement of resettlement

fund of the county.

6) Joint with related departments to direct bidding work of important or major

resettlement tasks.

7) Implement management on resettlement tasks according to the administration

privileges.

8) With strict financial management, proper management and use of resettlement funds,

to accept inspection and audit from related departments.

9) Accept supervision and inspection of resettlement supervision or monitoring, and

provide assistance for related work.

10) Responsible for publicity of related national resettlement guidelines and policies,

doing well in ideological and political work of the resettled, timely and properly handling

problems and contradicts occurred in resettlement process, and maintaining social stability in

reservoir area.

11) Responsible for acceptance inspection of the resettlement work in the county, and

drafting inspection report.

12) Assist the project Owner in handling land acquisition procedures.

13) Implement other works assigned by superior resettlement authorities.

Below the county level, in towns with land acquisition and resettlement tasks, one

deputy town chief is assigned to be responsible for resettlement work in each town (village).

To enhance management responsibilities, the three county (city) level people's governments

signed Liability Form of Management by Objectives with the village (township) governments

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with resettlement tasks. Such villages (townships) are responsible for the resettlement work

within their respective administration region, which include: publicity of related national

resettlement guidelines and policies, timely and properly handling problems and contradicts

occurred in resettlement process, reception of appeal for help from relocatees, addressing

complains from relocatees, and delivering complains beyond their authority to superior

departments. Cadres of village committees are jointed trained by the county and the township;

and cadres of village committees and the group leaders are coordinated in propaganda and

mobilization of the resettlement work. Working crews from the county, the township and the

village came to the site to define land acquisition boundary, land acquisition area, land

classification, index of the reservoir submersion, compensation for special facilities, and

compensation standards of each village group, and split each compensation fund into villages,

groups and households.

3.2.4 Design Unit

As design unit of the resettlement, Hunan Hydropower Design Institute has specifi

c responsibilities as follows:

1) Compile detailed rules and regulations on investigation, planning framework of

resettlement and programming of resettlement.

2) Assist local government in preparing implementation plan of resettlement and b

reaking down index of each item of physical goods and compensation investment.

3) According to related regulations, undertake construction drawing design of prod

uction arrangement of rural relocatees, infrastructure in population center, infrastructure

in towns, special projects and protective works, and deliver design documents.

4) Appoint site design representative to take charge of disclosure of planning and

designing of resettlement, design change, technical guidance and other work.

5) Prepare work report of planning and designing of resettlement, and join in acce

ptance work of resettlement.

6) Entrusted to prepare adjustment report of resettlement planning.

7) Accept supervision from provincial administrative organizations of resettlement and

the Client's, and coordinate doing related work well.

3.2.5 Supervision Unit of Resettlement

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As a supervision organization of comprehensive supervision of resettlement and special

facilities, Hunan Xiangyi Resettlement Supervision Consultant Co. Ltd.has specific

responsibilities as follows:

Supervision Unit makes an overall control on schedule and quality of implementation of

resettlement and removal and construction of special installation as well as release and use of

resettlement fund,and carries out an acceptance for completed works to ensure resettlement

works smoothly accomplished according to quality requirement and plan of implementation

schedule.

1) Explain Implementation Plan Report and Construction Drawings of resettlement to

resettlement organizations of all levels and relocatees, and supervise removal and production

arrangement of relocatees as well as construction of special installation as required of

Contract documents, Construction Specifications and construction drawings.

2) Approve and make a joint examination of resettlement plan, complementation plan,

construction drawings and modified resettlement documents prepared by resettlement

organizations in county or village (town) as Contract stipulated.

3) According to requirement of planning report, Contract and construction drawings,

implement a proof test to transportation facilities, building materials and special equipment

used by resettlement as well as install quality, and supervise resettlement organizations to

submit design documents, completion report and testing data on files for future reference.

4) According to requirement of planning design documents and construction drawings,

draft and issue implementation requirement to resettlement organizations, relocatees and

building Contractor, and reply all kinds of questions raised by resettlement organizations and

building Contractor during construction.

5) Check and account appropriation plan and payment amount, and pay with the

approval of the Owner.

6) According to requirement of supervision, fill in all types of specified forms that will

form technical files of supervision together with other technical files.

3.2.6 Monitoring&Evaluation Unit of Resettlement

As an independent external M&E unit, Hunan Yuhui Hydraulic and Hydropower

Construction Supervision and Consulting Co. Ltd have responsibilities as follows:

M&E of resettlement is an effective management means. Independent monitoring is to

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provide evaluation of resettlement and inspect overall implementation work in an extensive

and far- reaching viewpoint to evaluate whether goal of resettlement has been achieved.

Independent monitoring agency will track resettlement activity, put forward evaluation

opinions and suggestions on overall process of resettlement and recovery conditions of

standard of production and living of relocatees as well as provide early warning system to

Engineering Management Department and provide advice-reflect channel to relocatees to

ensure resettlement planning and implementation accord with requirement of national and

local relevant regulations and rules, so that all the expected goal of resettlement can be

achieved.

3.3 Operation Conditions of Organizations 3.3.1 Personnel Allocation

1) Management Office of Xiangjiang Tugutang Navigation and Hydropower Complex is

established by Project Entity in Yunji Town, Hengnan County. Department of Reservoir Area

is branched under Management Office and is responsible for resettlement. Department of

Reservoir Area is composed of 4 experienced staffs and director of the department is acted by

Mr. Gan Maohui, Vice Director of Management Office.

2) Resettlement Leadership Team of Tugutang Navigation and Hydropower Complex in

Hengyang City with team leader acted by Vice Mayor in charge of agriculture in Hengyang,

Mr. Chen Jin. Office is branched in Leadership Team, which is established inside

Resettlement Bureau in Hengyang City. Director General of the Resettlement Bureau also acts

as Office Director and Mr. Liu Liangqi, Engineer-in-Chief takes charge of routine work in the

Office equipped with 3 professionals.

3) Hengnan County sets up Coordinate Headquarters for Tugutang Navigation and

Hydropower Complex. Yang Hongfeng, county party secretary, as political commissar; Zhu

Shijun, standing Deputy County Chief, as commander; Jiang Changfu, Deputy County

Chief, as deputy commander. Four functional departments of office, engineering technology,

land acquisition and demolition and finance are branched under Headquarters with 15 staffs

including 9 professionals.

4) Changning City set up Coordinate Headquarters for Tugutang Navigation and

Hydropower Complex. Vice Mayor in charge of agriculture, Mr. Wang Yihua, acts as leader

of Leadership Team and Office is a branch under Leadership Team. The Work Office is set in

Resettlement and Development Bureau of Changning City, and the Office includes three

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working teams, i.e. Resettlement Team, Engineering &Technical Team, and General Affair

Team with 10 staffs, 5 professionals included.

5) Leiyang City setup a Leadership Team for resettlement work of Tugutang Navigation

and Hydropower Complex. Mr.Li Xiangyang, Mayor also acts as Leader of the leading group.

The leadership team includes four offices, i.e. resettlement and land acquisition office,

engineering & technical office, policy and laws office, and financial office, with 8 staffs

including 4 professionals.

6) Hunan Hydro & Power Design Institute is design unit of resettlement, which

establishes Design Representative Group of Xiangjiang Tugutang Navigation and

Hydropower Complex in Yunji Town, Hengnan County with 4 professional staffs in the

group.

7) Hunan Xiangyi Resettlement Supervision Consultant Co. Ltd.is a comprehensive

supervision organization of resettlement, which establishes comprehensive supervision

department in Administration Department of Tugutang Complex and includes 4 staffs in

supervision department composed of 1 General Supervising Engineer, 2 Supervising

Engineers and 1Supervisor.

8) As an independent external M&E unit, Hunan Yuhui Hydraulic and Hydropower

Construction Supervision and Consulting Co. Ltd establishes M&E Department in Yunji

Town, Hengnan County with 4 staffs which include 1 resettlement engineer, 2 engineers and 1

supervisor.

3.3.2 Installation Outfit

Corresponding installations,i.e.officeoccupancy,vehicles,office facilities and

communication equipment are outfitted in resettlement implementation organizations of all

the levels.

3.3.3 Personnel Training

To ensure smooth implementation of resettlement of Tugutang Navigation and

Hydropower Complex, in early July of 2016, Hengyang Resettlement Bureau organized

resettlement management staffs in the three cities(counties) to carry out one technical training

seminar with more than 30 person-times received training. In late July of 2016, Management

Organization of Resettlement of Hengnan County organized staffs to present a technical

training, with 10 person-times received training. In August of 2016, Management

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Organization of Resettlement of Changning City organized staffs to present a technical

training, with 10 person-times received training. In August of 2016, Management

Organization of Resettlement of Leiyang City organized staffs to present a technical training,

with 8 person-times received training. In Dec.2016, the construction unit organized

working-age workforce in Binghe Village of Yunji Town to participate training of aquaculture

skills, with 80 person-times received training. Meanwhile, to further strengthen

communication and coordination of all parties,Resettlement Bureau of City-level will

organize to hold monthly Joint Summary Conference in order to greatly improve management

staffs of resettlement capacity of coordinating and handling problems and bring positive effect

to smooth advancing resettlement work in reservoir area.

Professional training not only improves overall quality of the management personnel of

resettlement, but also promotes management level of implementation of resettlement.

Management personnel of resettlement learn and grasp resettlement policy, laws&regulations

and various professional knowledge, so that they can guide production and development of

relocatees and organize implementation of project so as to assist relocatees in poverty

alleviation on the premise of feasibly carrying out various policies and guidelines of

resettlement of the Party and the nation.

3.3.4 Evaluating Operation Conditions of Organizations

Resettlement organizations of Tugutang Navigation and Hydropower Complex have

reasonable personnel structure, perfect installation outfit, successful personnel training and

overall strong capacity of implementing resettlement plan by resettlement management

personnel.All constructional- participation units should consistently learn ADB policy

requirement of resettlement,better communicate with related ADB experts to update

information of resettlement, overall promote management level and strengthen capacity

construction of mechanism.

4 Monitoring & Evaluation of Measures on Restoration of Living Standard of Relocatees

4.1 Restoration Plan of Living Standard of Relocatees

According to approved Resettlement Planning, for relocatees who have lost lands,

measure on production arrangement, providing employment opportunity during project

construction, training of employability skills, allocation of living subsidy during interim

period can be taken to ensure living standard of the relocatees recover to that before land

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acquisition with gradual improvement.

In manner of monetary indemnity, production arrangement can be carried out in the

following measures: compensation fund can be used to improve current cultivated land and

plantation structure by relocatees to gradually increase living standard; arrangement fund can

be used to expand productive scale or engage in service industry by relocatees to improve

living standard; adjusting arrangement of cultivated lands can be adopted to plant crops for

relocatees in beneficial of that very year; compensation fund for lands can be used to improve

plantation structure and irrigation conditions to make living standard of relocatees better than

before.

Before implementing production arrangement, living standard of relocatees cannot reach

that of before; standard of living subsidy of 1000 Yuan/person is planned during interim

period with time limit of one year.

Construction in dam area of the Complex and special&protective works in reservoir area

needs great deal of labor forces and over 4000 employment opportunities can be provided in

construction of these works.

Production skills training of relocatees mainly train cultural knowledge and practical

technology to relocatees. Training of relocatees mainly adopts methods of short-term training

in combination with focused technical training. Various trainings of practical technology are

carried out to make certain relocatees grasp one or two practical techniques, and they shall

leading other relocatees for common development and increasing of production and income.

4.2 Implementation Conditions of Recovery Measures of Living Standard of

Relocatees In order to provide more employment chance and income resource for the relocatees, the

project management department provide training and non-technical work for the dam &

reservoir area, and kiloton terminal area during construction. According to the investigation

on the relocatees at dam & reservoir area, and kiloton terminal area, the project construction

attracts many workers come to Pengci village, Binhe village, and Shucai Village Songbai

kiloton terminal area, running canteen, restaurant, gasoline station, and house rent to increase

their income. Firstly, the project department signed some employment contracts with the local

villagers, including wall painting, slope protection, wood & cement work, garden greening

and maintenance, which involves in contract amount of 3.8 million Yuan. The camps at left

bank of dam area and access road of borrow area are contracted by the Binhe village

39

committee, which is amounted to be 11.60 million Yuan. Signed contract (13.4 million Yuan)

with Xiangyang County government, employing local villagers to undertake the bank

protection,road surface hardening and earthwork nearby. Secondly, the villagers from Pengci

village and Zuchogn Village of Xiangyang Town and Binhe village of Yunji Town in Hengnan

County are responsible for earth transportation from land reclamation in Bid section I, II &

III, and auxiliary works, such as access road, drainage ditch, slope protection, which

involving investment of 3.6 million Yuan, resolving labor output more than 100 people.

Thirdly, the cleaning and water spray of road surround the reservoir construction area is

contracted to the local villagers, with service fee 600 thousand Yuan, resolve the employment

of more than 30 local elderly people and women. Fourthly, the reservoir area involves in 252

special facilities, such as bank protection, culvert gate, reclamation, road, and bridge, with

total investment of 280 million Yuan. During the construction period, more than 4000 local

villagers are employed; achieve complete coverage of the workforce. The production

technology training is also in progress, besides, the government will provide 600Yuan to each

affected relocatee as follow-up support funds (provide for 20 years, used for direct economic

compensation for project development).

Therefore, this evaluation shows that after built of dam area, reservoir area, and Songbai

kiloton terminal area, the living standard of affected people are not lower down compared

with the period before land acquisition, on contrary, it is constantly improving.

4.3 Evaluation of Recovery Conditions of Living Standard of Relocatees According to the sample survey on relocatees in Hengnan, Changning and Leiyang, the

resettlers responded positively to Development Concepts of Innovation, Coordination, Green,

Openness and Sharing, as well as the rural vitalization;rural revitalization strategy of the

Central Government.Through methods of land transfer, migrant working, entrepreneurship,

urban business,rural tourism, their economic income has been greatly improved. Based on the

sample survey on production and living conditions in resettlement villages, the 2012 annual

per capita net income of the resettlers is 15,400 Yuan. Up to now, the annual per capita net

incomes in Hengnan, Changning and Leiyang are respectively 24,960 Yuan, 25,600 Yuan and

26,780 Yuan(refer to Annex Table 6-8). Annual increment in this three counties (cities) is

39.8%, the growth range is higher than the province's and city's per capita level. Every

household has purchased refrigerator, color TV, washing machine, part of the families has

bought agricultural machinery and equipment.

The monitoring shows that implementation of the Project has improved living quality of

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the resettlers in general, the ecological environment has been improved overall, and the

economic incomes have been greatly increased.This evaluation believe that the government's

protection policies for resettler's rights and interests are relatively perfect. It suggests to

further strengthen the training on aquaculture industry, tea-oil tree planting and special

agriculture, so as to lay a solid foundation for promoting economic income by making use of

reservoir to develop breeding industry and special agriculture in the later period.

5 Alteration of Access Road at Songbai Kiloton Terminal and Execution

Songbai Kiloton Terminal is located in Songbai Town of northern Changning City. It is

on the right bank of middle Xiangjiang River and is about 16km upstream Tugutang

Complex.

The terminal has one 105m long berth, the length of berth apron is 80m. In the original

design scheme, the inlet and outlet is at the village road with low-grade and narrow road,

which is the only passageway for the 3,000 residents nearby;traffic and pedestrian flows are

relatively large,and there are more than 60 households closing to the road;lots of facilities and

landscapes along the road will be damaged; more difficulties in land acquisition and

demolishing. In addition,there would be lots of potential risks due to mixing of people and

vehicles for terminal and access road construction. Meanwhile,dusts and noise during the

construction period would have large impacts to production and living of nearby residents.

Secondly, lots of potential risks for transportation in and out of the terminal. The terminal

entrance (OP) is designed to locate at the gate of Songbai Fertilizer Plant, which forms a

junction with existing village road and Songwa Road. Traffic flows from these three

directions joint together and would easily result in traffic jams. In addition, more than 3,000

residents and workers pass these areas in the meantime, which would result huge potential

risks. Thirdly, the advantage of saving investment is not obvious. Comparing to connecting

with existing village road, the scheme of connecting Songwa road (provincial road) from

about 500m south to the terminal outlet(KL) only increases investment of no more than three

million Yuan. Meanwhile,the new scheme can in connection with the 0.5 million-ton

Gold-Copper Project, which is in favor of the Terminal development. Therefore, Changning

government organized related people to investigate at site, and widely solicited opinions from

local villagers, afterwards, issued the Changning Government Document [2013] No.66 to

HXND (present HWTCIG), pointing out to modify the construction scheme of access road of

Songbai kiloton terminal.

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The construction unit paid high attention to the issues proposed by local villagers in

terminal construction area, and organized relevant units and experts to hold a joint meeting in

Nov.19th, 2013 on adjustment of access road to Songbai Kiloton Terminal. The meeting has

considered the reasonable opinion of local government, select new site for the terminal access

road, and urge Hunan Communication Design Institute to submit alteration drawing. Hunan

Hydropower Design Institute (HHPDI) and resettlement supervisor have re-investigated to the

physical index within the land acquisition scope (including terminal area and access road) of

the modified Songbai kiloton terminal; HHPDI also modified some chapters in the original

planning report about planning of land acquisition and resettlement at Songbai kiloton

terminal.

i. After alteration, the Songbai kiloton Terminal of Changning city take permanent land

acquisition of 41.16 mu, including paddy field 31.65 mu, pond water surface 5.2 mu, inland

tidal flat 2.13 mu, rural residential land 1.2 mu and transportation land 0.99 mu. The terminal

access road is 471m long, 11m wide, involves in 2 villages (Qingnian village, Shucai village)

and 9 villager group (Li group and Xinmin group in Qingnian village, Laosi group, Tianjia

group, Tangjia group, Laowu group, Si group, Hujia group, and Mutang group in Shucai

village). In order to accelerate water transport development, achieve water transport between

north and south, stimulate commodity circulation, promote local economy, the people in

Qingnian and Shucai village vacate the land voluntarily to support the terminal construction.

ii. Evaluation of land acquisition activity

The monitoring personnel considered that after land acquisition at construction area of

kiloton terminal, the per capita cultivated land for the 2 groups in Qingnian village is more

than 0.5mu, and for the 7 groups in Shucai village is more than 0.3mu. Moreover, most young

rural labors work outside, there is no complain happens, the construction area keep social

stability.

iii. Compensation of land acquisition and house removal

After the scheme alteration, the permanent land acquisition in Songbai kiloton terminal

is 41.16mu, including paddy field 31.65mu, pond 5.2mu, relocated rural population 7

households of 33 people, house removal 2020.86 m2 (including public house 60 m2, private

house 1960.86m2).

Based on the new design alteration drawing, the construction company organize related

unit in Changning city have re-investigated to the physical index within the land acquisition

scope (including terminal area and access road) of the modified Songbai kiloton terminal, and

make statistic, publicity, review, and confirmation, giving confirmation as per the standard for

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reservoir area.

Overall cost for compensation of land acquisition of Songbai Kiloton Terminal after such

alteration has been amounted to 5.604 million Yuan, including compensation cost of rural

resettlement of 3.5886 million Yuan, compensation cost of special facilities of 0.7647 million

Yuan, other costs of 0.5583 million Yuan, basic reserve cost of 0.3132 million Yuan and

related taxes and charges of 0.3792 million Yuan.

By the end of the fifth monitoring and evaluation period (Dec.2015), each compensation

of kiloton terminal has been appropriated as per agreement. According to the site investigation

on the relocated residents they are very satisfied with the terminal construction and

resettlement (one household is willing to building house by himself; the other six households

have abandoned their old house, and bought new house at other place).

6. Evaluation of Aid to Vulnerable Groups 6.1 Status Quo of Vulnerable Groups

Based on data provided by local government, conditions sampling-surveyed by

Monitoring Staff and the 6th Nationwide Census Data, affected area of engineering

construction of Tugutang Navigation & Hydropower Complex includes 2 towns, 4 villages

and 18 groups with agricultural population of 2210(some relocated to urban area), including

females of 1040, accounting for 47%, 469 persons with ages from 0 to 14, accounting for

21.22%, 204 persons with ages above 65, accounting for 9.23%.

6.2 Vulnerable Groups Aid Plan According to requirement of Asian Bank,aid plan of vulnerable groups of the Complex

uses Gender Action Plan, mainly including:

1) Tugutang Navigation and Hydropower Complex: during construction and operation of

the Complex, local labor forces are employed and at least 20% employment opportunities are

provided to female labor forces with corresponding training provided and equal pay for

equal work between females and males;

2) Construction of Berths in Songbai Terminal: Public consultation is carried out on

construction of the Complex with at least 50% of participant of females and low-income

groups; vocational educational organizations are employed to provide non-agricultural skill

training to local females and at least 500 trained females in the terminal area can obtain

employment or self-employment;

3) Capacity Building of Navigation Management Organizations: Person specially

43

assigned in shipping company to be responsible for implementation of Gender Action Plan;

what's more, 80% of company staffs need training to accelerate gender awareness.

4) Prevention and Propaganda of AIV and Aids;

5) Safeguard of laborer's authority;

6) Corresponding requirement in Resettlement Plan.

6.3 Assistance Implementation of Vulnerable Groups 1.Tugutang Navigation and Hydropower Complex: HPWTCIG has organized 227

females to receive agricultural and non-agricultural technical trainings, including plantation of

lotus root, fish culture, rear service and catering services. Among the 227 training-received

females, totally 99 employed in this project. During construction of dam area, reservoir area

and other areas, quite a part of local labor forces are employed. There are females who

participated simple labors with less technical skills, and reasonable reward has been paid

(details in Chapter 4.2).

2)Official Operation of Songbai Terminal According to conditions seen and consulted on

site of Songbai Port by Monitoring Staff, ratio for population of low-income who participate

in engineering is higher and 12 females participate in rear service of project department (store

management, catering and office work). In 2014,cooperated with Resettlement Bureau in

Changning and Songbai and Women Federations, HPWTCIG held a Women and Children Aid

Conference to express sympathy to 12 poor villagers and 12 underprivileged children in

Shucai Village and a student grant of RMB 6000 yuan was allocated. Vocational educational

institution was employed to provide skill training to low-income groups and females and this

has been developed persistently since 2013. On February 1st, 2015, Women Federations,

Resettlement Bureau and relevant Principals in Songbai Town and parts of villagers and

female representatives in Shucai Village were organized in a symposium, consulting

Implementation Plan of Assistance of Women and Children in Changning City. After the

symposium, 7 households of resettlers have been visited with subsidy of RMB 2000yuan

granted to each household. Total amounts are RMB 14,000 yuan. In March, 2016, 86

working-age populations were organized in construction area of Songbai Terminal for

employment skills training.

3) Capacity Building of Navigation Management Organization: During investigation,

ADB Inspection Team believes partial staffs in Management Office of Tugutang Complex of

HPWTCIG, who in charge of resettlement, not familiar with ADB policy of resettlement.

44

During consulting on site,HPWTCIG is known in fact, that has maintained strict relation with

ADB and World Bank during construction of many projects before with better knowing

resettlement policy of ADB and World Bank.

4) Prevention and Propaganda of AIV and Aids: Since commencement of project

construction, HPWTCIG has consistently developed prevention and propaganda of AIV and

Aids together with local hygiene department and provided physical examination to associated

personnel free of charge.

5) Protection of Laborer Rights: Rights of laborer can be better guaranteed based on

Labor Law together with local labor supervision department. Laborers can propose

complaints to labor supervision departments and local government. PMO of HPWTCIG are

actively planning and preparing to establish a set of efficient Complaint and Grievance

Mechanism (The complainant will directly report to associated Principal of construction unit)

to enable rights-protection-related problem of laborers better solved for the first time.

6) Associated requirement in planning of resettlement: Compensation shall be given to

household with per capita living space less than 25m2to complement 25m2 housing area of

wood and brick.Balance-subsidy shall be allocated for group of villagers who obtains less

land compensation than investment necessary for production arrangement. Data based on

HPWTCIG: From Year 2012 to Year 2016, three consultations were held by HPWTCIG, and

six gender awareness training workshops were organized in Changsha, Hengyang

Municipality, and Hengnan county with 326 representatives from HPWTCIG, Governmental

Competent Department of resettlement, women federations, disease control centers, and

contractors participating in. HPWTCIG together with Resettlement Bureau in Hengyang City,

Women Federations in Hengyang City and associated units in Hengnan County, Changning

City and Leiyang City, developed Women and Children Aid Implementation Plan in reservoir

area, dam area and Songbai Kiloton Terminal and paid a return visit on effect after

implementation of the plan with satisfaction shown by the beneficiary. In 2013,student grant

of RMB 10000 Yuan was paid to 20 poverty students (including 12 female students).On

September 19th of 2014,partial staffs of HPWTCIG are organized to attend a Gender

Awareness Symposium at Changsha and totally 34 staffs listened to the symposium. In June

of 2015,Hengnan County and Changning City organized skill training on 60 women of the

right age associated to catering,sanitation and so on. And 18 women were recommended for

employment. In March of 2016,Changning City organized 86 women of the right age to

participate in training of nurturing fine breed tea-oil trees. And 16 women were recommended

45

for employment. In Dec.2016, HPWTCIG organized 80 working-age workforces in Binghe

Village of Yunji Town to participate in skill training of fruit and rape plating and aquaculture,

and recommended employment to 20 persons. In Jan, 2017, 62 persons participated

aquaculture skill training for resettlers in dam area for the purposes of promoting aquaculture

development and cultivating leading farmers and households in resettlers of Tugutang

Complex Project.

7 Relocatee Complaint and Grievance Mechanism Evaluation

7.1 Existing Grievance Mechanism 1) Grievance Channel

--- set citizen complaints offices of all levels such as county, city and province for

relocatees to receive, survey and deal with general grievance issues of relocatees;

--- the resettlement management organizations of all levels such as province, city and

town, being set up according to the laws, should perform the resettlement right of supervising

the lower level and handle the resettlement grievance issues;

--- the independent resettlement supervision or monitoring organization shall monitor the

resettlement implementation due to relevant national regulations, have the duty to protect the

relocatee's legal interests, handle and report the grievance of affected relocatees to relevant

organizations;

--- legal branches such as the administrative supervision, auditing, discipline inspection,

judicial and procuratorial departments are set for all levels of national, provincial, city and

county, to handle the resettlement cases violating laws and disciplines.

2) Complaints procedure

The relocatees can report their resettlement complaints to the village committee. The

village committee (or the relocatees) can negotiate with local resettlement implementation

organization directly, can also make complaints to upper level resettlement implementation

organization orally or in written form. The upper resettlement implementation organization

will record the complaints after receiving them, and shall discuss and solve them with the

village committee and local resettlement implementation organization within 10 days. In the

case the contradictions and disputes cannot be solved by negotiation, the village committee

shall make complaints to the administrative organs with jurisdiction level-by-level (such as

project office, resettlement administrative organization, resettlement supervision and

46

monitoring organization, citizen complaints office, administrative supervision, discipline

inspection and procuratorial departments) by complaint channel according to the

Administrative Procedure Law of the People's Republic of China, and can file a lawsuit to the

People's Court when the solving results are not satisfied. The village committee can also file

lawsuit to the People's Court directly. The resettlement implementation organization shall

record and file all the complaints and solutions.

According to the supervisors' on-site investigation, all the affected persons said that they

have known the complaint mechanism propaganda, the complaint channel and procedure.

7.2 Grievance Redress Mechanism According to ADB requirements and resettlement situations, high-efficient grievance

redress mechanism shall be established in reservoir office of administration department of

Tugutang Complex. Based on information collected, Mr. Gan Maohui in Reservoir Office acts

as the principal of complaint treatment center, and Hengyang resettlement office appointed

Mr.Liu Liangqi to contact with the complaint treatment center, and Changning resettlement

office appointed Mr. Lei Jide to contact with the complaint treatment center. Contact

information and complain procedure have been disclosed to the relocatee in affected area

through method of posted notices. On this basis, HPWTCIG also built contact network for

complaint reporting and agencies and personnel are appointed to handle letters and visits from

the masses.

The Grievance Mechanism more efficiently deals with the relocatee complaints and

provides public resettlement consultation, thus HPWTCIG will get more understanding to the

relocatees' willing and the construction affect, and could timely take measures to eliminate

this affect to the greatest extent.

According to field consultation, the affected people expressed great satisfaction with the

complaint mechanism and procedures.

7.3 Complaint Record According to inspector's statistic, from July to December of 2018, the resettlement

organization at every level has received complaints of 6 cases,and all cases have been

resolved. Tugutang PMO of HPWTCIG has received 2 complaint cases, all have been

resolved. Hengnan County Tugutang Construction Headquarter received 2 complaint case,

which has been resolved. Changning Resettlement office received no complaint. Leiyang

Resettlement Office received 2 complaint cases, one case has been resolved. The relocatees'

complaints can be basically summarized into the following categories:

47

1)Issues of new-built foot bridges in uplifting areas;

2)Issues of newly added revetment in the reservoir area;

3)Other issues.

Typical resolutions to relocatee’s complain during this monitoring period:

1）Arrangement of foot bridges and machine-cultivated bridges in the uplifting area: as

to facilitate the villager's production, living and agricultural mechanized production in the

reservoir area, the HPWTCIG and the resettlement leading group of Hengnan County,

Changning County and Leiyang County have performed several times of field survey and

negotiation, and ask for the local villager's opinions, and confirm the bridge building position.

At present, the design, budget, construction drawing review and the bidding works have been

completed, and the project is under construction.

2）Newly increased revetment: the newly increased revetment of Leiyang City has been

completed and passed the unit project acceptance, that in Hengnan County and Changning

County is under implement, and is predicted to be completed at the end of March, 2019.

7.4 Appeal effectiveness According to investigation of monitoring personnel, the reasonable appeals are treated by

each organization. Regarding the unresolved issues, it could give explanation. The

complainants are satisfied with the treatment result.

8. Public Participation and Information Disclosure Evaluation

8.1 Public participation The planning and implementation of this project relate closely with the public

participation. There are members from local groups attended the physical index investigation

during planning stage, and make disclosure and verification after investigation (3 times

disclosure and two times verification), when the public has no objection to the index, it will

be confirmed by the group, village, town, and county (city) step by step. The resettlement

method in the Resettlement outline and RP is also first advised by the local relocatee, and then

prepared by the design institute as per advice, afterwards, will hold county and city hearing,

listen to the public suggestion, at last modify and improve the document. Many design

scheme are also defined by public meeting, for instance, land requisition compensation, house

demolition compensation, alignment adjustment of Songbai Kiloton Terminal, Complaint and

Grievance Mechanism, water system restore scheme at dam area, protection scheme of

48

Quanxi ancient well, renovation scheme of reservoir culvert, renovation scheme of water

intake well of Lijiang tap water factory, protection of ancient trees in Dazhou Island, reservoir

bank protection and uplifting works, and compensation scheme of Qinren Hydropower

Station, arrangement of foot bridges and machine-cultivated bridges in the uplifting area and

the newly increased revetment issues in the reservoir area; The resettlement for this project

represent the public intelligence.

The compensation reimbursement is also done by local resettlement organization,

participated by town, village group, and ownership personnel, hold meeting to work out the

allocation scheme, and then reimburse the compensation. During compensation

reimbursement, 2 representatives from county (city) management organization, 1～ 2

township government representatives and leaders from involved group participated. When

verify the compensation amount, the head of household or ownership unit representative

(more than 2 people) participated.

8.2 Information Disclosure Before physical index investigation, Hunan Government Issue Construction Banning

Notice to the whole inundation affected area, to inform the local residents about the matters

related to project construction; the local government discloses the project-related information

through TV, broadcast, network, mobile louder speaker and brochure. After physical index

investigation, made three times disclosure to the public, and then confirmed by each

authorization level.

During construction, the local government discloses the compensation standards to the

affected people. (See section 2.7.1). During compensation reimbursement, it has disclosed and

rechecked the physical index quantity, compensation standards, and compensation amount,

and distribute the fund in batches after getting signature (with seal) of all the owners, groups,

villages, and towns.

In case of construction that might affect the public safety (such as blasting, transportation

of uplifting soils), it also give the notice of affected scope, and inform the public to take safety

measures during this period, thus it assured the people's life and property safety at the greatest

extent.

8.3 Follow-up Work According to the resettlement work plan, the funds for post-resettlement support and

final payment for special facilities of the reservoir area after audit and acceptance shall be

49

accelerated.

9 Results of Monitoring and Evaluation

9.1 Assessment of Resettlement Implementation Permanent Land Requisition: land requisition at dam area, reservoir area, Songbai Terminal

construction area, and New Water Source construction area have been all completed, which assures

navigation,impounding and power generation of Tugutang Complex.

House removal: House removal at dam area, reservoir area, and dock construction area

have been completed, which achieves the goal.

Resettlement: production resettlement at reservoir area and dam area, and house

removal are all complied with the schedule, which meets needs of the project construction.

Temporary land requisition: The temporary land requisition meet schedule

requirement, the compensation for requisitioned land has been paid, the affected people have

no complaint to it. The temporary occupied land in the reservoir area is 2572.13mu (thereof

Hengnan County of 1976.09mu, Changning City of 414.62mu, Leiyang City of 181.42mu).

The land rehabilitation has been completed at the end the ninth monitoring period (end of

Dec., 2017), and has been cultivated by the local villagers.

Construction of Special Facilities: Although the construction progress of the second batch

uplifting works was slow due to the weather, the works are completed with quality and quantity.

Compensation payment: The compensation standards for this project comply with law

and regulation. The appropriation of compensation fund is open and transparent with no

withholding. The affected people are clear to the sum of compensation fund with no

disagreements.

9.2Resettlement Implementation Organization and Its Operation Assessment

The resettlement organization has reasonable personnel configuration, complete

equipment, and sufficient training. The management personnel have strong ability for

implementing the resettlement.

9.3 Monitoring and Assessment of Relocatee Living Restoration It is evaluated that the living standard of affected people in the dam area, reservoir area

and construction area of Songbai Terminal has been greatly improved compare to that before

land requisition.

50

9.4 Assessment of vulnerable groups Assistance Gender Action Plan of this Project is complied with ADB requirements. HPWTCIG

takes the lead and completes the target tasks by advocating the local government, the

enterprise and the social power.

9.5 Assessment to Relocatee Complaint and Grievance Mechanism The Complaint and Grievance Mechanism is complete, the complained issues can be

received and treated timely. It suggested to promote the treatment efficiency,further improve

complaint channels, and establish a high-efficient Complaint and Grievance Mechanism.

9.6. Public Participation and Information Disclosure Evaluation The affected groups of the project have the right to know and participate in accordance

with relevant laws, regulations and policies, and levels of public participation and information

disclosure are relatively high.

9.7 Problems and Follow-up Work 1) Timely follow up the process of handling unsettled resettlement issues.

2) Quicken the progress of the foot bridges and machine-cultivated bridges in the

uplifting area.

3) Ensure good arrangement of resettlement archives and delivery of the Project.

10. Compliance of Loan Agreement

SN. Main agreements for resettlement implementation in Loan

Agreement Compliance

1 Complete land approval and land requisition according to

project schedule so that the Contractor can access the site for construction on time.

Conform.

2 The carrying-out of resettlement shall conform to national

laws and regulations, ADB security policy, and all the measures and requirements in the resettlement plan.

Conform.

3

Before land requisition and relocation (1) pay the compensation fund; (2) make livelihood recovery measures

and production resettlement scheme according to the requirements of resettlement plan; (3) get the agreement of the affected people, confirm the relocation place of affected

village and group.

Conform.

4 The inundation of country road and infrastructures due to

project operation and other negative effects shall be handled and restored timely and effectively.

Conform.

5 The project unit shall timely notify ADB the decisions about building bridges near Tugutang Navigation and Hydropower

Conform.

51

Complex.

6

During project implementation, any significant change about resettlement influence shall notify ADB timely. The

resettlement plan shall be modified and reported to ADB for approval if necessary.

Conform.

7

The project unit shall have enough staff and budget (with special social and safeguard policy implementation

department) to carry on resettlement according to the resettlement plan.

Conform.

8

Employ an individual external monitoring mechanism to prepare the semi-annual monitoring report and disclose the relevant information to the affected people within 3 months

after the loan comes into effect.

Conform.

9

Within 3 months after the loan comes into effect, set up grievance and complaint mechanism according to the

resettlement plan to solve the disputes and disagreements about resettlement and make written records.

Conform.

52

Schedule 1

Summary of Permanent Land Acquisition

Land Type

Inundation influence land occupation of project Residential base requisition Total

Remark Planned This

Period Cumulative Planned

This Period

Cumulative Planned This

Period Cumulative

Planned This

Period Cumulative

(area-mu) (area-mu) (area-mu) (area-mu) (% of total)

Total 4959.23 4959.23 1501.88 1504.58 14.37 13.86 6475.48 6477.67 100.03%

I Reservoir area 4959.23 4959.23 637.52 637.52 8.96 8.96 5605.71 5605.71 100.00%

Collective Land (By

Category) 4959.23 4959.23 637.52 637.52 8.96 8.96 5605.71 5605.71 100.00%

Crop Land

subtotal 1496.35 1496.35 373.03 373.03 8.96 8.96 1878.34 1878.34 100.00%

Paddy field

1047.09 1047.09 369.62 369.62 8.96 8.96 1425.67 1425.67 100.00%

Dry Land 134.92 134.92 3.41 3.41 138.33 138.33 100.00%

Flood Land

314.34 314.34 314.34 314.34 100.00%

Water area and land for

water facilities 281.8 281.8 281.8 281.8 100.00%

Orchard 8.5 8.5 8.5 8.5 100.00%

Forest Land 639 639 3.8 3.8 642.8 642.8 100.00%

Grassland 2510.61 2510.61 230.84 230.84 2741.45 2741.45 100.00%

Other lands 22.97 22.97 29.85 29.85 52.82 52.82 100.00%

II Dam area 818.45 818.45 3.7 3.7 822.15 822.15 100.00%

1 Collective Land (By

Category) 741.87 741.87 3.7 3.7 745.57 745.57 100.00%

Crop Land

subtotal 475.13 475.13 3.7 3.7 478.83 478.83 100.00%

Paddy field

449.31 449.31 449.31 449.31 100.00%

Dry Land 25.82 25.82 3.7 3.7 29.52 29.52 100.00%



Forest Land 186.2 186.2 186.2 186.2 100.00%

Grassland 53.36 53.36 53.36 53.36 100.00%

Other lands 2.38 2.38 2.38 2.38 100.00%

53

Schedule 1

Summary of Permanent Land Acquisition

Land Type

Inundation influence land occupation of project Residential base requisition Total

Remark Planned This

Period Cumulative Planned

This Period

Cumulative Planned This

Period Cumulative

Planned This

Period Cumulative

(area-mu) (area-mu) (area-mu) (area-mu) (% of total)

2 Residential

land 8 8 8 8 100.00%

3 Other land 68.58 68.58 68.58 68.58 100.00%

III kiloton dock construction area 57.27 17.31 57.27 1.71 0.51 1.71 58.98 17.82 58.98 100.00% Changed Contract

Price

Collective Land (By

Category) 57.27 17.31 57.27 1.71 0.51 1.71 58.98 17.82 58.98 100.00%

Crop Land

Paddy field

31.65 31.65 1.71 0.51 1.71 33.36 0.51 33.36 100.00%

Flood Land

2.12 2.12 2.12 2.12 100.00%



Grassland 17.31 17.31 17.31 17.31 17.31 17.31 100.00%

Other lands 0.99 0.99 0.99 0.99 100.00%

IV. New Water Source Construction Area

8.65 8.65 8.65 8.65 100.00%

Collective Land (By

Category) 8.65 8.65 8.65 8.65 100.00%

Crop Land

Paddy field

7.61 7.61 7.61 7.61 100.00%

Dry Land 0.64 0.64 0.64 0.64 100.00%

Other lands 0.4 0.4 0.4 0.4 100.00%

54

Schedule 2

Summary of Housing Demolition

Structure Type

Hengnan County Changning City Leiyang City Total

Remark Planned This

Period Cumulativ

e Planned

This Period

Cumulative

Planned This

Period Cumulativ

e Planned

This Period

Cumulative

(area - m2) (area - m2) (area - m2) (area - m2) (% of total)

Total 9122.63 9145.83 5953.35 5953.35 4318.52 3065.56 18864.46 18164.74 96.29% 7 households changed to

protection in Leiyang

I Reservoir area 2924.7 3206.3 3932.49 3932.49 4318.52 3065.56 11175.71 10204.35 91.31%

Private 1519.77 1801.37 2249.42 2249.42 3946.96 2694 7716.15 6744.79 87.41%

Framework 45.5 45.5 167.89 167.89 56.78 56.78 270.17 270.17 100.00%

Brick-

masonry 688.6 688.6 1538.85 1538.85 1439.21 533.94 3666.66 2761.39 75.31%

Brick-wood 117.13 117.13 23.33 23.33 1651.22 1328.78 1791.68 1469.24 82.00%

earth-timber 2.24 2.24 2.24 2.24 100.00%

Miscellaneous

Room 668.54 668.54 519.35 519.35 305.28 280.03 1493.17 1467.92 98.31%

Basic 281.6 492.23 492.23 492.23 773.83 157.21%

Public 1404.93 1404.93 1683.07 1683.07 371.56 371.56 3459.56 3459.56 100.00%

Brick-

masonry 1227.48 1227.48 1173.94 1173.94 334.9 334.9 2736.32 2736.32 100.00%

Brick-wood 146.14 146.14 399.25 399.25 545.39 545.39 100.00%

Miscellaneous

Room 31.31 31.31 109.88 109.88 36.66 36.66 177.85 177.85 100.00%

II Dam area 5939.53 5939.53 5939.53 5939.53 100.00%

Private 5778.63 5778.63 5778.63 5778.63 100.00%

Brick-

masonry 2597.85 2597.85 2597.85 2597.85 100.00%

Brick-wood 1955.05 1955.05 1955.05 1955.05 100.00%

earth-timber 261.02 261.02 261.02 261.02 100.00%

Miscellaneous

Room 964.71 964.71 964.71 964.71 100.00%

Public 160.9 160.9 160.9 160.9 100.00%

55

Schedule 2

Summary of Housing Demolition

Structure Type


Remark Planned This

Period Cumulativ

e Planned

This Period

Cumulative

Planned This

Period Cumulativ

e Planned

This Period

Cumulative

(area - m2) (area - m2) (area - m2) (area - m2) (% of total)

Brick-masonry 160.9 160.9 160.9 160.9 100.00%

III kiloton dock construction area 258.4 2020.86 2020.86 2219.26 2020.86 91.06% Changed Contract

Price

Private 258.4 1960.86 1960.86 2219.26 1960.86 88.36%

Brick-masonry 258.4 338.4 338.4 596.8 338.4 56.70%

Brick-wood 1201.3 1201.3 1201.3 1201.3 100.00%

earth-timber 250.62 250.62 250.62 250.62 100.00%

Miscellaneous

Room 170.54 170.54 170.54 170.54 100.00%

Public 60 60 60 60

Brick-masonry 60 60 60 60

Schedule 3

Table of Land Acquisition and Resettlement Influence

Type of Impacts


Remark Planned Actual

Planned Actual

Planned Actual

Planned Actual

This Period

Cumulative This

Period Cumulative

This Period

Cumulative This

Period Cumulative

(Person) (Person) (Person) (Person) (Person) (Person) (Person) (Person) (% of total)

I Reservoir area

Land loss influence

Total 3707 3707 2914 1684 2914 866 403 866 7487 2087 7487 100.00%

Paddy field loss 3659 3659 2822 1684 2822 854 403 854 7335 2087 7335 100.00%

56

Schedule 3


Type of Impacts



Planned Actual

Planned Actual

Planned Actual

This Period

Cumulative This

Period Cumulative

This Period

Cumulative This

Period Cumulative


Loss of Dry land 48 48 92 92 12 12 152 152 100.00%

housing/structure loss influence

Dismantle/protection resettlement

17 25 26 36 160 41 167 203 41 228 112.32%

No overlap Total (land loss + housing loss)

3724 3732 2940 2940 1026 1026 7690 7690 100.00%

Severely Affected

Relocated households loss 15% or more productive

assets

3135 3135 2539 2539 631 631 6305 6305 100.00%

Vulnerable groups

Poverty, disability and women as main

mass

See detail in 5.1

Status of vulnerable

group

II Dam area

Land loss influence

Total 405 405 405 405 100.00%

Paddy field loss 389 389 389 389 100.00%

Loss of Dry land 16 16 16 16 100.00%


Relocation 80 90 80 90 121.25%

Partial loss of structure not

requiring relocation

57

Schedule 3


Type of Impacts



Planned Actual

Planned Actual

Planned Actual

This Period

Cumulative This

Period Cumulative

This Period

Cumulative This

Period Cumulative



485 495 485 495 103.51%

Severely Affected


assets

312 219 312 312 219 312 100.00%

Vulnerable groups

Poverty, disability and women as main

mass

See detail in 5.1

Status of vulnerable

group

III kiloton dock construction area Changed Contract

Price

Land loss influence

Total 67 67 67 67 100.00%

Paddy field loss 67 67 67 67 100.00%


Relocation 33 33 33 33 100.00%


100 100 100 100 100.00%

Severely Affected


assets

62 62 62 62 100.00%

58

Schedule 4

Compensation and Recovery of Temporary Land Occupation

Project Name Unit


Remark Planned

Actual Planned

Actual Planned

Actual Planned

Actual

This Period

Cumulative This

Period Cumulative

This Period

Cumulative This

Period Cumulative

I Reservoir area

1. Temporary land occupation area

mu 3256.63 3256.63 1855.36 1855.36 553.94 553.94 5665.93 5665.93

2. investment of temporary land occupation compensation

104 Yuan

560.38 560.38 318.77 318.77 91.89 91.89 971.04 971.04

including crop

compensation

3. land recovery area mu 1908.87 539.61 1976.09 900.01 320.61 414.62 439.17 160.22 181.42 3248.05 1020.4

4 2572.13

Accomplished.

4. land recovery investment

104 Yuan

1061.26 190.85 1160.96 555.56 141.28 219.58 199.66 87 108.5 1816.48 419.13 1489.04 Accomplished.

II Dam area


mu 386.33 381.22 386.33 381.22 Accomplished.


104 Yuan

206.96 243.88 206.96 243.88 Accomplished.

3. crop compensation 104

Yuan 34.98 78.01 34.98 78.01

Accomplished.

4. land recovery area mu 179.58 381.22 381.22 179.58 381.22 381.22 Accomplished.


104 Yuan

141.47 243.88 243.88 141.47 243.88 243.88 Accomplished.

Ⅲ New water source construction area


mu 251.09 251.09 251.09 251.09


104 Yuan

30.97 30.97 30.97 30.97

3. crop compensation 104Y 34.04 34.04 34.04 34.04

59

uan

4. land recovery area mu 106.32 106.32 106.32 106.32


104 Yuan

11.94 11.94 11.94 11.94

6. compensation of the affected facilities

104 Yuan

16.9 16.9 16.9 16.9

60

Schedule 5 Summary of Sample Investigation on Production and Living Conditions in Resettlement Village of Tugutang Complex

Basic Data

1. Village number (place) 15

Non-agricultural Income and Expenditure

1. Total income (X10,000 Yuan) 6741.4

2. Households 5106 2. Total expenditure (X10000 Yuan)

3620.5

3. Population (people) 21036 3. Net income (X10,000 Yuan) 3120.9

4. Women (people) 8392 4. Others

5. Labor force (people) 12310

Land Resources

1. Paddy field (Qty/ soil qualiity)

15625/ superior and normal quality

accounting for 50% separately.

6. Female labor force (people)

5961 2. Dry land 2079.6

7. Per capita annual net income (Yuan)

28223.00 3. Fish pond (mu) 2540

8. Per capita paddy field/ dry land (mu)

0.71/0.089 4. Vegetable field (mu) 860

9. Ethnic minority (people) 0

Basic information of Nursing Home

1.Land area (mu) 5.4

10. The elderly (people) 3310 2. Per capita area (m2) 10.6

Water, electricity, and road

infrastructure

1. Drinking method (well/ tap water)

4276/830 3. House lighting and ventilation Supplied

2. Drinking water quality Normal 4. Water and electricity supply Supplied

3. Water accessible to household rate （%） 98.5% 5.Toilet Supplied

4.Electricity accessible to household rate（%）

100% 6. Environment Normal

5.Highway inside village/ outside of village (km)

69.1/21.3 7. Culture and entertainment facilities

Supplied

6. Water conveyance pipe (channel)

49.6

Township middle school status

1.Land occupation area (mu) 94

7. Barrage dam (place) 31 2. Students quantity (people) 2132

8.Irrigation pumping station (place)

78 3. Teacher quantity (people) 231

Education status

1. School Area (m2) 19820 4. Per capita classroom area (m2) 1.41

2. Teacher quantity (people) 262 5. Teachers' office (place) 43

3. Students quantity (people) 3210 6. Education quality Normal

4. Educate school-age children

1880 7. Enrollment rate of key middle school (%)

53%

5. School enrollment rate （%）

100%

Office Conditions

1. House area (m2) 4630

6. Education quality Normal 2. House structure Brick-masonry

7. distance to middle school（km）

1-8.8 3. House construction date 2002-2018

8. Percentage of above high middle school/junior middle school/ primary school

21/66/13 4. House quantity (place) 158

9.Illiteracy (people) 76 5. Independent meeting room (place)

15

Medical and commercial

facilities

1.Clinic quantity (place) 31 6. Office equipment Comparatively

complete

2. Doctor quantity (people) 42

Vulnerable Group

1. Five guaranteed household (households/people)

99/119

3. Medical treatment ability Normal 2. Disabled child (people) 66

4. Distance to center hospital（km）

1-10 3.The disabled quantity (people) 391

5. Shops quantity (place) 36 4. Non-male labor force family (household)

61

6. Distance to market（km） 1-10 5. Poverty household (households/people)

164/474

Culture and 1.Broadcast station Supplied Additional information (resettlers' assessment on living standard): Satisfied with

61

communication

(with/without) current living standard and living environment

2. Culture room (with/without)

Supplied

3. Cable TV (with/without) Supplied

4.Telephone popularizing rate (%)

99.0%

Schedule 6 Summary of Sample Survey on Production and Living Conditions of Resettlement Households

Family population (people)

1. Households 106

Family annual income

1. Agriculture

Commercial crop

Paddy field (mu/Yuan)

352.6/52300

2. Non-agricultural population (person) 506

Dry land (mu/Yuan)

49.5/51020

3. Non-agricultural population (person) 74 Vegetable field

(mu/Yuan) 28.4/60120

4. Women (people) 210 Tea garden (mu/Yuan)

12/16600

5. Labor force (people) 343 Orchard

(mu/Yuan) 16.5/33760

6. Female labor force (people) 142 others (mu/Yuan) /

7. Dependency / disability / support population (person)

92/3/41 Miscellaneous 213233

8. Secondary school/elementary school/dropout children (person)

45/41/1

2. Aquaculture

Pig (head/Yuan) 99/198000

9. Elementary/junior high school /high school/university/illiterate

102/220/38/2 Goat (head/Yuan) 73/219000

Business condition

1. Grain field(mu) 388.56 Chicken(head/Yuan) 4560/191520

2. Vegetable field(mu) 46.05 Duck (head/Yuan) 780/33640

3. Commercial crop(mu) 4302 Fish Farming (Yuan) 162300

4. Contract mountain / private / self-retained mountain (mu)

101/9.3/65.4 3.

Subsidiary income

2643335

5. Orchard garden (mu) 22.4

6. Fish Pond (mu) 213.5

7. Cage culture (cage) 3.1 4. Enterprise wages income (Yuan) 424350

Non-agricultural production and

business

1. Party and government personnel (person) 6 5. Working income (Yuan) 9574000

2. Migrant worker (person) 238 6. Housing rental income (Yuan) 0

3. Number of individual operators(person) 26 7. Income of individual operators(Yuan)

263200

4. Number of private operators(person) 8 8. Other incomes (Yuan) 956470

5. Others 16 Total annual income 15053548

Main production tools

Reaping machine 29

Annual house hold

expenses

1. Seeds (Yuan) 132330

Sprayer 105 2. Pesticide, fertilizer (Yuan) 163401

Plow 50 3. Irrigation water charge (Yuan) 23200

Rake 61 4. Mechanical operating expenses(Yuan)

56360

Water Pump 106 5. Wages paid to harvest worker(Yuan) 55640

Cow & Donkey 12 6. Cost of breeding seedlings(Yuan) 44360

Living condition

1. Complete Set A/Incomplete Set B 50%A/50%B 7. Breeding feed & medical expenses (Yuan)

13220

2. House type (Brick-concrete, Brick-wooden, Soil-wooden)

Brick-concrete/Brick-wooden

8. Electricity (Yuan) 64630

3. Distance to town seat (km) 0.2-8 9. Domestic water cost (Yuan) 1530

4. Schooling distance(km) 0.4-12 10. Communication cost(Yuan) 455300

62

5. Distance to hospital (km) 0.25-8 11. Schooling cost(Yuan) 783350

6. Distance to road(km) 0-1.1 12. Medical expenses (Yuan) 362400

7. Working distance(km) 12. Fuel cost (Yuan) 315430

8. Working opportunity(more/less/no) More 14. Cost of subsidiary foods(Yuan) 1132410

Additional information(comments

to current living conditions):

The relocatees are satisfied with current living conditions and living environment.

15. Purchase of furniture and home appliance (Yuan)

376064

16. Purchase of newspaper, entertainment(Yuan)

19330

17. Purchase of clothes(Yuan) 268900

18. Others(Yuan) 443370

Total Expense 4711225

Schedule 7 Summary of Sample Survey on Production and Living Conditions of Relocated Households

Investigation Item Investigation Item Investigation Item


Households 46

Purchase of large

family goods

Car 29 piece

Production status

(mu)

Paddy field (mu) 197.3


198 Tractor 15 piece Paddy field (mu) 16.3

Non-agricultural population (people)

13 Motorcycle 41 piece 4. Vegetable field (mu) 18.9

Male labor force (people) 109 Electro- mobile

18 piece Tea garden (mu) 4.3

Female labor force (people)

68 Bicycle 24 piece Orchard garden (mu) 3.6

TV 46 sets others (mu)

Housing status (㎡)

House Area (m2) 10131.9 Refrigerator 46 sets

Family annual income (Yuan)

Agricultural income 183260

Miscellaneous house are (m2)

997.4 Washing machine

42 sets Fruit income 13640

House structure �Brick-concrete

�Brick-wood □Wooden

microwave oven

12 sets livestock income 18075

Subsidiary income 56731

Water heater

36 sets Work income 5108848

Gas stove 34sets

Air Conditioner

36 sets Transferring income 135263

Schooling and

medical treatment

Distance to school (km) 1-7 Telephone 14 sets Income from property 56320

6. Education quality Normal Mobile phone

210 sets Total income 5572137

Distance to hospital (km) 0.25-8 Computer 36 sets per capita net income 16492

Medical treatment condition

Normal High quality

furniture 9sets

Operating

expense

Agriculture expense 56323

Water supply

condition

Tap water Normal Other operating

expense 153230

Well water Supplied

Purchase of

production

facilities

Rice transplanted

5 sets

Living expendi

ture

Water, electricity, and fuel fee

107320

River water Supplied Reaping machine

6 sets School tuition 251220

Pond water Supplied Sprayer 40 sets medical fee 332215

Electricity supply Supplied Plough 29

pieces Clothing consumption 236430

Telephone Supplied Rake 26

pieces Non-staple food fee 435468

63

Cable TV Supplied

Water pump 40 sets

Home appliance and furniture

255675

Cow and donkey

5 piece Transportation & Communication

Expenses 143264

Transportation(distance to road, km) 0.1-1 Others Other expense 335672

Total expenditure 2306817

Main existing problems and

resolving result

Issues Null

Resolving result

64

Appendix 1

Name List of Monitoring and evaluation Meeting Staff

Tugutang project management department of HPWTCIG

GanMaohui Deputy director, director of reservoir area department

Xiao Yu Member of reservoir area department

Tugutang design representative team of Hunan Hydro& Power Design Institute

Tan Lu Leader of design representative team, engineer

Zeng Taihua Engineer

Tugutang comprehensive supervision department of Hunan Xiangyi Resettlement

Construction Supervision and Consulting Co. Ltd

Qian Zhiyuan Chief inspector, senior engineer

Huang Xing Assistant engineer

Project construction coordination office of Hengnan County Tugutang Navigation and

Hydropower Complex

Wang Wei Deputy commander

Chen Dongsheng Leader of project department

Xu Xianheng Lader of land requisition and demolition department

XieLun Leader of financial department

Zhang Xiaochu Engineer

Changning city resettlement bureau

Lei Jide Deputy bureau chief, leader of resettlement group

Liu Huarong Leader of enginnering and technology group

Yin Yun Engineer

Resettlement Bureau of Leiyang City

Luo Youcheng Chief deputy bureau director

XieGuichao Staff

65

Appendix 2

Main data content for supervision and evaluation consulting

1. Planning and Design Report of Land Acquisition and Resettlement for Hunan Xiangjiang

Tugutang Navigation and Hydropower Complex (approval version)

2. Supplement Report on Land Acquisition Compensation Adjustment for Hunan Xiangjiang

Tugutang Navigation and Hydropower Complex (approval version)

3. Resettlement Agreement of Hunan Xiangjiang Tugutang Navigation & Hydropower Complex

4. Resettlement Supplement Agreement of Hunan Xiangjiang Tugutang Navigation & Hydropower

Complex

5. Notification about Issuing of Tugutang Navigation and Hydropower Complex Resettlement

Plan in Year 2015 by Hengyang Resettlement Bureau

6. Monthly Report for Hunan Xiangjiang Tugutang Navigation & Hydropower Complex

Resettlement Supervision (July ~ December, 2015)

7. House Demolition Agreement for Tugutang Navigation and Hydropower Complex by Hengnan

County

8. Land Acquisition Agreement by Hengnan County

9. Changning Reservoir Area Land Acquisition Compensation and Resettlement Agreement for

Tugutang Navigation and Hydropower Complex by Changning City

10. Changning City Construction Land Acquisition Resettlement Compensation Agreement for

Tugutang Navigation and Hydropower Complex by Changning City

11. Changning Reservoir Area Construction Land Acquisition Resettlement Small-scale special

facilities Compensation Agreement for Tugutang Navigation and Hydropower Complex by

Changning City

12. Land Acquisition Compensation and Resettlement Agreement for Tugutang Navigation and

Hydropower Complex by Leiyang City

13. Construction Land Acquisition Resettlement Compensation Agreement for Tugutang

Navigation and Hydropower Complex by Leiyang City

14. Payment document of Tugutang resettlement compensation fund of Hengnan County

15. Payment document of Tugutang resettlement compensation fund of Changning City

66

16. Payment document of Tugutang resettlement compensation fund of Leiyang City

17. Contract of Reservoir Area Rising & Filling and Traffic work Construction in Hengnan

County for Tugutang Navigation and Hydropower Complex

18.Project bidding documents, design changes, construction progress payment and acceptance

documents.

19. Notice of resettlement scheme for Hengnan, Changning, and Leiyang

67

Appendix 3

Name List of Affected People Being Consulted

Name List of Affected People Being Consulted (Dam area)

XieWeiguo Township cadre

Peng Xiaobing Village cadre

Peng Xiuzhi Affected villager in Tanggu group

Pengci Village, Xiangyang Town, Hengnan County (Dam area)

Xie Yuncheng Town cadre

Yan Bangjian Village leader

PengXiuping, Peng Lidong Affected villager in Dawu group

PengJunlongAffected villager in Shani group

Xinlong Village, Yanzhou Town, Changning City (Reservoir Are)

Wei Zhongli Affected villager from Qishang Group

Daheyu Village of LeiyangCity(reservoir area)

Zhu Yingzhou Affected villager in 15th Group of Aiqun Village

Liu Hongwu Affected villager in Group 3 of Ronggong Village

Shuikoushan Community, ChangningCity（Songbai Kiloton Terminal Construction Area）

Wei Huamei Affected villager in Shucai Village

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