Pennon Group plc - TD Asset Management · PDF fileProposal Number Proposal Text ... Authorise...

Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): TD Strategic Yield Fund

Pennon Group plc

Meeting Date: 07/01/2016

Record Date: 06/29/2016

Country: United Kingdom

Meeting Type: Annual

Primary Security ID: G8295T213

Ticker: PNN

Primary CUSIP: G8295T213 Primary ISIN: GB00B18V8630 Primary SEDOL: B18V863

Proposal Number ProponentProposal Text Mgmt Rec

Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesAccept Financial Statements and Statutory Reports

1 No

Mgmt ForForYesApprove Final Dividend 2 No

Mgmt ForForYesApprove Remuneration Report 3 No

Mgmt ForForYesRe-elect Sir John Parker as Director 4 No

Mgmt ForForYesRe-elect Martin Angle as Director 5 No

Mgmt ForForYesRe-elect Neil Cooper as Director 6 No

Mgmt ForForYesRe-elect Susan Davy as Director 7 No

Mgmt ForForYesRe-elect Christopher Loughlin as Director 8 No

Mgmt ForForYesRe-elect Ian McAulay as Director 9 No

Mgmt ForForYesRe-elect Gill Rider as Director 10 No

Mgmt ForForYesReappoint Ernst & Young LLP as Auditors 11 No

Mgmt ForForYesAuthorise the Audit Committee to Fix Remuneration of Auditors

12 No

Mgmt ForForYesAuthorise EU Political Donations and Expenditure

13 No

Mgmt ForForYesAuthorise Issue of Equity with Pre-emptive Rights

14 No

Mgmt ForForYesAuthorise Issue of Equity without Pre-emptive Rights

15 No


16 No

Mgmt ForForYesAuthorise Market Purchase of Ordinary Shares 17 No

Mgmt ForForYesAuthorise the Company to Call General Meeting with Two Weeks' Notice

18 No

Severn Trent plc





Primary Security ID: G8056D159

Ticker: SVT

Primary CUSIP: G8056D159 Primary ISIN: GB00B1FH8J72 Primary SEDOL: B1FH8J7

of 97



Severn Trent plc


Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Accept Financial Statements and Statutory Reports

Mgmt Yes For For No



Mgmt ForForYesElect Emma FitzGerald as Director 4 No

Mgmt ForForYesElect Kevin Beeston as Director 5 No

Mgmt ForForYesElect Dominique Reiniche as Director 6 No

Mgmt ForForYesRe-elect Andrew Duff as Director 7 No

Mgmt ForForYesRe-elect John Coghlan as Director 8 No

Mgmt ForForYesRe-elect Olivia Garfield as Director 9 No

Mgmt ForForYesRe-elect James Bowling as Director 10 No

Mgmt ForForYesRe-elect Philip Remnant as Director 11 No

Mgmt ForForYesRe-elect Dr Angela Strank as Director 12 No

Mgmt ForForYesReappoint Deloitte LLP as Auditors 13 No


14 No


15 No


16 No


17 No


Mgmt ForForYesAdopt New Articles of Association 19 No


20 No

The Dow Chemical Company



Country: USA

Meeting Type: Special

Primary Security ID: 260543103

Ticker: DOW

Primary CUSIP: 260543103 Primary ISIN: US2605431038 Primary SEDOL: 2278719

of 97





Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Approve Merger Agreement Mgmt Yes For For No

Mgmt ForForYesAdjourn Meeting 2 No

Mgmt ForForYesAdvisory Vote on Golden Parachutes 3 No

United Utilities Group plc





Primary Security ID: G92755100

Ticker: UU.

Primary CUSIP: G92755100 Primary ISIN: GB00B39J2M42 Primary SEDOL: B39J2M4


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No



Mgmt ForForYesRe-elect Dr John McAdam as Director 4 No

Mgmt ForForYesRe-elect Steve Mogford as Director 5 No

Mgmt ForForYesRe-elect Stephen Carter as Director 6 No

Mgmt ForForYesRe-elect Mark Clare as Director 7 No

Mgmt ForForYesRe-elect Russ Houlden as Director 8 No

Mgmt ForForYesRe-elect Brian May as Director 9 No

Mgmt ForForYesRe-elect Sara Weller as Director 10 No

Mgmt ForForYesReappoint KPMG LLP as Auditors 11 No


12 No


13 No


14 No


Mgmt ForForYesAuthorise the Company to Call General Meeting with 14 Working Days' Notice

16 No

of 97



United Utilities Group plc


Votable Proposal

Vote Instruction

Vote Against Mgmt


17 No

National Grid plc





Primary Security ID: G6375K151

Ticker: NG.

Primary CUSIP: G6375K151 Primary ISIN: GB00B08SNH34 Primary SEDOL: B08SNH3


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No


Mgmt ForForYesRe-elect Sir Peter Gershon as Director 3 No

Mgmt ForForYesRe-elect John Pettigrew as Director 4 No

Mgmt ForForYesRe-elect Andrew Bonfield as Director 5 No

Mgmt ForForYesRe-elect Dean Seavers as Director 6 No

Mgmt ForForYesElect Nicola Shaw as Director 7 No

Mgmt ForForYesRe-elect Nora Mead Brownell as Director 8 No

Mgmt ForForYesRe-elect Jonathan Dawson as Director 9 No

Mgmt ForForYesRe-elect Therese Esperdy as Director 10 No

Mgmt ForForYesRe-elect Paul Golby as Director 11 No

Mgmt ForForYesRe-elect Ruth Kelly as Director 12 No

Mgmt ForForYesRe-elect Mark Williamson as Director 13 No

Mgmt ForForYesReappoint PricewaterhouseCoopers LLP as Auditors

14 No

Mgmt ForForYesAuthorise Board to Fix Remuneration of Auditors

15 No



17 No


18 No


19 No

of 97



National Grid plc


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt ForForYesAuthorise the Company to Call General Meeting with 14 Working Days' Notice

21 No

Vodafone Group plc






Ticker: VOD

Primary CUSIP: G93882135 Primary ISIN: GB00BH4HKS39 Primary SEDOL: BH4HKS3


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No

Mgmt ForForYesRe-elect Gerard Kleisterlee as Director 2 No

Mgmt ForForYesRe-elect Vittorio Colao as Director 3 No

Mgmt ForForYesRe-elect Nick Read as Director 4 No

Mgmt ForForYesRe-elect Sir Crispin Davis as Director 5 No

Mgmt ForForYesRe-elect Dr Mathias Dopfner as Director 6 No

Mgmt ForForYesRe-elect Dame Clara Furse as Director 7 No

Mgmt ForForYesRe-elect Valerie Gooding as Director 8 No

Mgmt ForForYesRe-elect Renee James as Director 9 No

Mgmt ForForYesRe-elect Samuel Jonah as Director 10 No

Mgmt ForForYesRe-elect Nick Land as Director 11 No

Mgmt ForForYesElect David Nish as Director 12 No

Mgmt ForForYesRe-elect Philip Yea as Director 13 No




16 No

Mgmt ForForYesAuthorise the Audit and Risk Committee to Fix Remuneration of Auditors

17 No


18 No

of 97



Vodafone Group plc


Votable Proposal

Vote Instruction

Vote Against Mgmt


19 No


20 No



22 No


23 No

The Berkeley Group Holdings plc





Primary Security ID: G1191G120

Ticker: BKG

Primary CUSIP: G1191G120 Primary ISIN: GB00B02L3W35 Primary SEDOL: B02L3W3


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No


Mgmt ForForYesRe-elect Tony Pidgley as Director 3 No

Mgmt ForForYesRe-elect Rob Perrins as Director 4 No

Mgmt ForForYesRe-elect Richard Stearn as Director 5 No

Mgmt ForForYesRe-elect Greg Fry as Director 6 No

Mgmt ForForYesRe-elect Karl Whiteman as Director 7 No

Mgmt ForForYesRe-elect Sean Ellis as Director 8 No

Mgmt ForForYesRe-elect Sir John Armitt as Director 9 No

Mgmt ForForYesRe-elect Alison Nimmo as Director 10 No

Mgmt ForForYesRe-elect Veronica Wadley as Director 11 No

Mgmt ForForYesRe-elect Glyn Barker as Director 12 No

Mgmt ForForYesRe-elect Adrian Li as Director 13 No

Mgmt ForForYesRe-elect Andy Myers as Director 14 No

Mgmt ForForYesRe-elect Diana Brightmore-Armour as Director 15 No

of 97





Votable Proposal

Vote Instruction

Vote Against Mgmt



17 No


18 No


19 No



21 No


22 No

Mgmt ForForYesApprove Sale of Plot to Karl Whiteman 23 No

Flow Traders NV



Country: Netherlands


Primary Security ID: N33101101

Ticker: FLOW

Primary CUSIP: N/A Primary ISIN: NL0011279492 Primary SEDOL: BYT05J2


Votable Proposal

Vote Instruction

Vote Against Mgmt

Special Meeting Agenda Mgmt No

Mgmt NoOpen Meeting 1

Mgmt ForForYesElect Marcel Jongmans to Management Board and CFO

2 No

Mgmt NoOther Business (Non-Voting) 3

The Procter & Gamble Company



Country: USA



Ticker: PG


of 97



The Procter & Gamble Company


Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Francis S. Blake Mgmt Yes For For No

Mgmt ForForYesElect Director Angela F. Braly 1b No

Mgmt ForForYesElect Director Kenneth I. Chenault 1c No

Mgmt ForForYesElect Director Scott D. Cook 1d No

Mgmt ForForYesElect Director Terry J. Lundgren 1e No

Mgmt ForForYesElect Director W. James McNerney, Jr. 1f No

Mgmt ForForYesElect Director David S. Taylor 1g No

Mgmt ForForYesElect Director Margaret C. Whitman 1h No

Mgmt ForForYesElect Director Patricia A. Woertz 1i No

Mgmt ForForYesElect Director Ernesto Zedillo 1j No

Mgmt ForForYesRatify Deloitte & Touche LLP as Auditors 2 No

Mgmt ForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation

3 No

SH AgainstAgainstYesReport on Consistency Between Corporate Values and Political Activities

4 No

SH AgainstAgainstYesReport on Application of Company Non-Discrimination Policies in States with Pro-Discrimination Laws

5 No

BHP Billiton plc






Ticker: BLT

Primary CUSIP: G10877101 Primary ISIN: GB0000566504 Primary SEDOL: 0056650


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No


Mgmt ForForYesAuthorise the Risk and Audit Committee to Fix Remuneration of Auditors

3 No


4 No

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BHP Billiton plc


Votable Proposal

Vote Instruction

Vote Against Mgmt


5 No


Mgmt ForForYesApprove Remuneration Report for UK Law Purposes

7 No

Mgmt ForForYesApprove Remuneration Report for Australian Law Purposes

8 No

Mgmt ForForYesApprove Grant of Awards under the Group's Long Term Incentive Plan to Andrew Mackenzie

9 No

Mgmt ForForYesElect Ken MacKenzie as Director 10 No

Mgmt ForForYesRe-elect Malcolm Brinded as Director 11 No

Mgmt ForForYesRe-elect Malcolm Broomhead as Director 12 No

Mgmt ForForYesRe-elect Pat Davies as Director 13 No

Mgmt ForForYesRe-elect Anita Frew as Director 14 No

Mgmt ForForYesRe-elect Carolyn Hewson as Director 15 No

Mgmt ForForYesRe-elect Andrew Mackenzie as Director 16 No

Mgmt ForForYesRe-elect Lindsay Maxsted as Director 17 No

Mgmt ForForYesRe-elect Wayne Murdy as Director 18 No

Mgmt ForForYesRe-elect Shriti Vadera as Director 19 No

Mgmt ForForYesRe-elect Jac Nasser as Director 20 No

Spark New Zealand Limited



Country: New Zealand


Primary Security ID: Q8619N107

Ticker: SPK

Primary CUSIP: N/A Primary ISIN: NZTELE0001S4 Primary SEDOL: 6881500


Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Authorize the Board to Fix Remuneration of the Auditors

Mgmt Yes For For No

Mgmt ForForYesElect Simon Moutter as Director 2 No

Mgmt ForForYesElect Justine Smyth as Director 3 No

Mgmt ForForYesElect Ido Leffler as Director 4 No

of 97



Spark New Zealand Limited


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Alison Gerry as Director 5 No

Mgmt ForForYesElect Alison Barrass as Director 6 No

Broadridge Financial Solutions, Inc.



Country: USA


Primary Security ID: 11133T103

Ticker: BR

Primary CUSIP: 11133T103 Primary ISIN: US11133T1034 Primary SEDOL: B1VP7R6


Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Leslie A. Brun Mgmt Yes For For No

Mgmt ForForYesElect Director Richard J. Daly 1b No

Mgmt ForForYesElect Director Robert N. Duelks 1c No

Mgmt ForForYesElect Director Richard J. Haviland 1d No

Mgmt ForForYesElect Director Brett A. Keller 1e No

Mgmt ForForYesElect Director Stuart R. Levine 1f No

Mgmt ForForYesElect Director Maura A. Markus 1g No

Mgmt ForForYesElect Director Thomas J. Perna 1h No

Mgmt ForForYesElect Director Alan J. Weber 1i No


2 No


Microsoft Corporation



Country: USA



Ticker: MSFT



Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director William H. Gates, lll Mgmt Yes For For No

of 97



Microsoft Corporation


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Teri L. List-Stoll 1.2 No

Mgmt ForForYesElect Director G. Mason Morfit 1.3 No

Mgmt ForForYesElect Director Satya Nadella 1.4 No

Mgmt ForForYesElect Director Charles H. Noski 1.5 No

Mgmt ForForYesElect Director Helmut Panke 1.6 No

Mgmt ForForYesElect Director Sandra E. Peterson 1.7 No

Mgmt ForForYesElect Director Charles W. Scharf 1.8 No

Mgmt ForForYesElect Director John W. Stanton 1.9 No

Mgmt ForForYesElect Director John W. Thompson 1.10 No

Mgmt ForForYesElect Director Padmasree Warrior 1.11 No


2 No


Mgmt ForForYesAmend Right to Call Special Meeting 4 No

Mgmt ForForYesAmend Omnibus Stock Plan 5 No

SH ForAgainstYesProxy Access 6 Yes

Cisco Systems, Inc.



Country: USA


Primary Security ID: 17275R102

Ticker: CSCO

Primary CUSIP: 17275R102 Primary ISIN: US17275R1023 Primary SEDOL: 2198163


Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Carol A. Bartz Mgmt Yes For For No

Mgmt ForForYesElect Director M. Michele Burns 1b No

Mgmt ForForYesElect Director Michael D. Capellas 1c No

Mgmt ForForYesElect Director John T. Chambers 1d No

Mgmt ForForYesElect Director Amy L. Chang 1e No

Mgmt ForForYesElect Director John L. Hennessy 1f No

Mgmt ForForYesElect Director Kristina M. Johnson 1g No

of 97



Cisco Systems, Inc.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Roderick C. McGeary 1h No

Mgmt ForForYesElect Director Charles H. Robbins 1i No

Mgmt ForForYesElect Director Arun Sarin 1j No

Mgmt ForForYesElect Director Steven M. West 1k No


2 No

Mgmt ForForYesRatify PricewaterhouseCoopers LLP as Auditors

3 No

SH ForAgainstYesReport on Lobbying Payments and Policy 4 Yes

SH AgainstAgainstYesReport on Arab and non-Arab Employees using EEO-1 Categories

5 No

SH AgainstAgainstYesEstablish Board Committee on Operations in Israeli Settlements

6 No

Spectra Energy Corp



Country: USA



Ticker: SE

Primary CUSIP: 847560109 Primary ISIN: US8475601097 Primary SEDOL: B1L60G9


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt ForForYesAdvisory Vote on Golden Parachutes 2 No

Australia and New Zealand Banking Group Ltd.



Country: Australia


Primary Security ID: Q09504137

Ticker: ANZ

Primary CUSIP: Q09504137 Primary ISIN: AU000000ANZ3 Primary SEDOL: 6065586


Votable Proposal

Vote Instruction

Vote Against Mgmt

2 Approve the Remuneration Report Mgmt Yes For For No

of 97



Australia and New Zealand Banking Group Ltd.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesApprove the Grant of Performance Rights to Shayne Elliot, Chief Executive Officer of the Company

3 No

Mgmt ForForYesElect S. J. Halton as Director 4a No

Mgmt ForForYesElect G. R. Liebelt as Director 4b No

Yumeshin Holdings Co. Ltd.



Country: Japan


Primary Security ID: J9845R100

Ticker: 2362

Primary CUSIP: J9845R100 Primary ISIN: JP3952850000 Primary SEDOL: 6599546


Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Approve Allocation of Income, with a Final Dividend of JPY 17.5

Mgmt Yes For For No

Mgmt ForForYesElect Director Sato, Shingo 2.1 No

Mgmt ForForYesElect Director Sato, Daio 2.2 No

Mgmt ForForYesElect Director Kusuhara, Masato 2.3 No

Mgmt ForForYesElect Director Sato, Norikiyo 2.4 No

Mgmt ForForYesElect Director Sakamoto, Tomohiro 2.5 No

Mgmt ForForYesElect Director Oda, Miki 2.6 No

Walgreens Boots Alliance, Inc.



Country: USA



Ticker: WBA

Primary CUSIP: 931427108 Primary ISIN: US9314271084 Primary SEDOL: BTN1Y44


Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Janice M. Babiak Mgmt Yes For For No

Mgmt ForForYesElect Director David J. Brailer 1b No

Mgmt ForForYesElect Director William C. Foote 1c No

of 97



Walgreens Boots Alliance, Inc.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Ginger L. Graham 1d No

Mgmt ForForYesElect Director John A. Lederer 1e No

Mgmt ForForYesElect Director Dominic P. Murphy 1f No

Mgmt ForForYesElect Director Stefano Pessina 1g No

Mgmt ForForYesElect Director Leonard D. Schaeffer 1h No

Mgmt ForForYesElect Director Nancy M. Schlichting 1i No

Mgmt ForForYesElect Director James A. Skinner 1j No


2 No


Mgmt ForForYesApprove Executive Incentive Bonus Plan 4 No

SH ForAgainstYesProxy Access 5 Yes

SH ForAgainstYesApprove Report on Executive Pay & Sustainability Performance

6 Yes

Imperial Brands PLC





Primary Security ID: G4720C107

Ticker: IMB

Primary CUSIP: G4721W102 Primary ISIN: GB0004544929 Primary SEDOL: 0454492


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No


Mgmt AgainstForYesApprove Remuneration Policy 3 Yes


Mgmt ForForYesRe-elect Alison Cooper as Director 5 No

Mgmt ForForYesElect Therese Esperdy as Director 6 No

Mgmt ForForYesRe-elect David Haines as Director 7 No

Mgmt ForForYesRe-elect Matthew Phillips as Director 8 No

Mgmt ForForYesElect Steven Stanbrook as Director 9 No

of 97



Imperial Brands PLC


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesRe-elect Oliver Tant as Director 10 No

Mgmt ForForYesRe-elect Mark Williamson as Director 11 No

Mgmt ForForYesRe-elect Karen Witts as Director 12 No

Mgmt ForForYesRe-elect Malcolm Wyman as Director 13 No


14 No


15 No


16 No


17 No


18 No



20 No

Mgmt ForForYesAdopt New Articles of Association 21 No

Siemens AG


Record Date:

Country: Germany


Primary Security ID: D69671218

Ticker: SIE

Primary CUSIP: D69671218 Primary ISIN: DE0007236101 Primary SEDOL: 5727973


Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Receive Financial Statements and Statutory Reports for Fiscal 2015/2016 (Non-Voting)

Mgmt No

Mgmt ForForYesApprove Allocation of Income and Dividends of EUR 3.60 per Share

2 No

Mgmt ForForYesApprove Discharge of Management Board for Fiscal 2015/2016

3 No

Mgmt ForForYesApprove Discharge of Supervisory Board for Fiscal 2015/2016

4 No

Mgmt ForForYesRatify Ernst & Young GmbH as Auditors for Fiscal 2016/2017

5 No

of 97



Time Warner Inc.



Country: USA



Ticker: TWX

Primary CUSIP: 887317303 Primary ISIN: US8873173038 Primary SEDOL: B63QTN2


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt AgainstForYesAdvisory Vote on Golden Parachutes 2 Yes

Mgmt ForForYesAdjourn Meeting 3 No






Primary Security ID: G1191G120

Ticker: BKG

Primary CUSIP: G1191G120 Primary ISIN: GB00B02L3W35 Primary SEDOL: B02L3W3


Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Approve Remuneration Policy Mgmt Yes For For No

Mgmt AgainstForYesAmend 2011 Long Term Incentive Plan 2 Yes

Mgmt ForForYesApprove Increase on the Limit to the Aggregate Annual Fees Payable to Non-executive Directors

3 No

Mgmt ForForYesApprove Sale of Plot 6.4.1 and Car Parking Space to Sean Ellis

4 No

Apple Inc.



Country: USA



Ticker: AAPL



Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director James Bell Mgmt Yes For For No

of 97



Apple Inc.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Tim Cook 1.2 No

Mgmt ForForYesElect Director Al Gore 1.3 No

Mgmt ForForYesElect Director Bob Iger 1.4 No

Mgmt ForForYesElect Director Andrea Jung 1.5 No

Mgmt ForForYesElect Director Art Levinson 1.6 No

Mgmt ForForYesElect Director Ron Sugar 1.7 No

Mgmt ForForYesElect Director Sue Wagner 1.8 No

Mgmt ForForYesRatify Ernst & Young LLP as Auditors 2 No


3 No

Mgmt One YearOne YearYesAdvisory Vote on Say on Pay Frequency 4 No

SH AgainstAgainstYesDisclose Charitable Contributions 5 No

SH AgainstAgainstYesAdopt Policy to Increase Diversity of Senior Management and Board of Directors

6 No

SH ForAgainstYesProxy Access Amendments 7 Yes

SH AgainstAgainstYesEngage Outside Independent Experts for Compensation Reforms

8 No

SH ForAgainstYesAdopt Share Retention Policy For Senior Executives

9 Yes

Novartis AG


Record Date:

Country: Switzerland


Primary Security ID: H5820Q150

Ticker: NOVN

Primary CUSIP: H5820Q150 Primary ISIN: CH0012005267 Primary SEDOL: 7103065


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No

Mgmt ForForYesApprove Discharge of Board and Senior Management

2 No

Mgmt ForForYesApprove Allocation of Income and Dividends of CHF 2.75 per Share

3 No

Mgmt ForForYesApprove CHF 5.14 Million Reduction in Share Capital via Cancellation of Repurchased Shares

4 No

of 97



Novartis AG


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesApprove Maximum Remuneration of Directors in the Amount of CHF 8.5 Million

5.1 No

Mgmt ForForYesApprove Maximum Remuneration of Executive Committee in the Amount of CHF 99 Million

5.2 No

Mgmt AgainstForYesApprove Remuneration Report (Non-Binding) 5.3 Yes

Mgmt ForForYesReelect Joerg Reinhardt as Director and Chairman

6.1 No

Mgmt ForForYesReelect Nancy C. Andrews as Director 6.2 No

Mgmt ForForYesReelect Dimitri Azar as Director 6.3 No

Mgmt ForForYesReelect Ton Buechner as Director 6.4 No

Mgmt ForForYesReelect Srikant Datar as Director 6.5 No

Mgmt ForForYesReelect Elizabeth Doherty as Director 6.6 No

Mgmt ForForYesReelect Ann Fudge as Director 6.7 No

Mgmt ForForYesReelect Pierre Landolt as Director 6.8 No

Mgmt ForForYesReelect Andreas von Planta as Director 6.9 No

Mgmt ForForYesReelect Charles L. Sawyers as Director 6.10 No

Mgmt ForForYesReelect Enrico Vanni as Director 6.11 No

Mgmt ForForYesReelect William T. Winters as Director 6.12 No

Mgmt ForForYesElect Frans van Houten as Director 6.13 No

Mgmt ForForYesAppoint Srikant Datar as Member of the Compensation Committee

7.1 No

Mgmt ForForYesAppoint Ann Fudge as Member of the Compensation Committee

7.2 No

Mgmt ForForYesAppoint Enrico Vanni as Member of the Compensation Committee

7.3 No

Mgmt ForForYesAppoint William T. Winters as Member of the Compensation Committee

7.4 No

Mgmt ForForYesRatify PricewaterhouseCoopers AG as Auditors

8 No

Mgmt ForForYesDesignate Peter Andreas Zahn as Independent Proxy

9 No

Mgmt AgainstForYesTransact Other Business (Voting) 10 Yes

of 97



Swedbank AB



Country: Sweden


Primary Security ID: W94232100

Ticker: SWED A

Primary CUSIP: W94232100 Primary ISIN: SE0000242455 Primary SEDOL: 4846523


Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Open Meeting Mgmt No

Mgmt ForForYesElect Chairman of Meeting 2 No

Mgmt ForForYesPrepare and Approve List of Shareholders 3 No

Mgmt ForForYesApprove Agenda of Meeting 4 No

Mgmt ForForYesDesignate Inspector(s) of Minutes of Meeting 5 No

Mgmt ForForYesAcknowledge Proper Convening of Meeting 6 No

Mgmt NoReceive Financial Statements and Statutory Reports

7a

Mgmt NoReceive Auditor's Report 7b

Mgmt NoReceive President's Report 7c


8 No

Mgmt ForForYesApprove Allocation of Income and Dividends of SEK 13.20 Per Share

9 No

Mgmt ForForYesApprove Discharge of Michael Wolf 10a No

Mgmt ForForYesApprove Discharge of Anders Sundstrom 10b No

Mgmt ForForYesApprove Discharge of Anders Igel 10c No

Mgmt ForForYesApprove Discharge of Maj-Charlotte Wallin 10d No

Mgmt ForForYesApprove Discharge of Lars Idermark 10e No

Mgmt ForForYesApprove Discharge of Ulrika Francke 10f No

Mgmt ForForYesApprove Discharge of Goran Hedman 10g No

Mgmt ForForYesApprove Discharge of Pia Rudengren 10h No

Mgmt ForForYesApprove Discharge of Karl-Henrik Sundstrom 10i No

Mgmt ForForYesApprove Discharge of Siv Svensson 10j No

Mgmt ForForYesApprove Discharge of Bodil Eriksson 10k No

Mgmt ForForYesApprove Discharge of Peter Norman 10l No

Mgmt ForForYesApprove Discharge of Birgitte Bonnesen 10m No

Mgmt ForForYesApprove Discharge of Camilla Linder 10n No

of 97



Swedbank AB


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesApprove Discharge of Roger Ljung 10o No

Mgmt ForForYesApprove Discharge of Ingrid Friberg 10p No

Mgmt ForForYesApprove Discharge of Karin Sandstrom 10q No

Mgmt ForForYesDetermine Number of Directors (9) and Deputy Directors (0)

11 No

Mgmt ForForYesApprove Remuneration of Directors in the Amount of SEK 2.46 Million for Chairman, SEK 825,000 for Vice Chairman and SEK 550,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors

12 No

Mgmt ForForYesElect Mats Granryd as New Director 13a No

Mgmt ForForYesElect Bo Johansson as New Director 13b No

Mgmt ForForYesElect Annika Poutiainen as New Director 13c No

Mgmt ForForYesElect Magnus Uggla as New Director 13d No

Mgmt ForForYesReelect Lars Idermark as Director 13e No

Mgmt ForForYesReelect Ulrika Francke as Director 13f No

Mgmt ForForYesReelect Siv Svensson as Director 13g No

Mgmt ForForYesReelect Bodil Eriksson as Director 13h No

Mgmt ForForYesReelect Peter Norman as Director 13i No

Mgmt ForForYesElect Lars Idermark as Board Chairman 14 No

Mgmt ForForYesAuthorize Chairman of Board and Representatives of Five of Company's Largest Shareholders to Serve on Nominating Committee

15 No

Mgmt ForForYesApprove Remuneration Policy And Other Terms of Employment For Executive Management

16 No

Mgmt ForForYesAuthorize Repurchase Authorization for Trading in Own Shares

17 No

Mgmt ForForYesAuthorize General Share Repurchase Program 18 No

Mgmt ForForYesApprove Issuance of Convertibles without Preemptive Rights

19 No

Mgmt ForForYesApprove Common Deferred Share Bonus Plan (Eken 2017)

20a No

Mgmt ForForYesApprove Deferred Share Bonus Plan for Key Employees (IP 2016)

20b No

Mgmt ForForYesApprove Equity Plan Financing to Participants of 2017 and Previous Programs

20c No

of 97



Swedbank AB


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt NoShareholder Proposals Submitted by Goran Westman and Thorwald Arvidsson

SH ForNoneYesImplement Lean Concept 21 No

SH ForNoneYesAdopt a Vision for Absolute Gender Equality on All Levels Within the Company

22a No

SH ForNoneYesInstruct the Board to Set Up a Working Group Concerning Gender and Ethnicity Diversification Within the Company

22b No

SH ForNoneYesRequire the Results from the Working Group Concerning Item 22a and 22b to be Annually Published

22c No

SH ForNoneYesRequest Board to Take Necessary Action to Create a Shareholders' Association

22d No

SH ForNoneYesProhibit Directors from Being Able to Invoice Director's Fees via Swedish and Foreign Legal Entities

22e No

SH ForNoneYesAmend Articles Re: Former Politicians on the Board of Directors

22f No

SH ForNoneYesRequest Board to Propose to the Swedish Government to Draw Attention to the Need for Introducing a "Cooling-Off Period"

22g No

SH ForNoneYesInstruct the Board to Prepare a Proposal for the Representation of Small- and Midsized Shareholders in the Board and Nomination Committee

22h No

SH ForNoneYesInstruct the Board to Perform an Investigation of to what Extent the Company has Participated in Tax Evasion (i.e. the Panama Documents) and How the Internal and External Control has Failed Regarding this Matter

22i No

Mgmt NoClose Meeting 23

Valora Holding AG


Record Date:



Primary Security ID: H53670198

Ticker: VALN

Primary CUSIP: H53670198 Primary ISIN: CH0002088976 Primary SEDOL: 4581619


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No

of 97



Valora Holding AG


Votable Proposal

Vote Instruction

Vote Against Mgmt



3 No


4 No

Mgmt ForForYesApprove Remuneration of Directors in the Amount of CHF 1.6 million

5.1 No

Mgmt AgainstForYesApprove Remuneration of Executive Committee in the Amount of CHF 6.4 million

5.2 Yes

Mgmt ForForYesReelect Markus Fiechter as Director 6.1.1 No

Mgmt ForForYesReelect Franz Julen as Director 6.1.2 No

Mgmt ForForYesReelect Bernhard Heusler as Director 6.1.3 No

Mgmt ForForYesReelect Peter Ditsch as Director 6.1.4 No

Mgmt ForForYesReelect Cornelia Ritz Bossicard as Director 6.1.5 No

Mgmt ForForYesElect Michael Kliger as Director 6.2 No

Mgmt ForForYesElect Franz Julen as Board Chairman 6.3 No

Mgmt ForForYesAppoint Markus Fiechter as Member of the Compensation Committee

6.4.1 No

Mgmt ForForYesAppoint Peter Ditsch as Member of the Compensation Committee

6.4.2 No

Mgmt ForForYesAppoint Michael Kliger as Member of the Compensation Committee

6.4.3 No

Mgmt ForForYesDesignate Oscar Olano as Independent Proxy 6.5 No

Mgmt ForForYesRatify Ernst & Young AG as Auditors 6.6 No

Mgmt ForForYesTransact Other Business (Voting) 7 No

Swisscom AG


Record Date:



Primary Security ID: H8398N104

Ticker: SCMN

Primary CUSIP: H8398N104 Primary ISIN: CH0008742519 Primary SEDOL: 5533976


Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Accept Financial Statements and Statutory Reports

Mgmt Yes For For No

of 97



Swisscom AG


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesApprove Remuneration Report 1.2 No

Mgmt ForForYesApprove Allocation of Income and Dividends of CHF 22 per Share

2 No


3 No

Mgmt ForForYesReelect Roland Abt as Director 4.1 No

Mgmt ForForYesReelect Valerie Berset Bircher as Director 4.2 No

Mgmt ForForYesReelect Alain Carrupt as Director 4.3 No

Mgmt ForForYesReelect Frank Esser as Director 4.4 No

Mgmt ForForYesReelect Barbara Frei as Director 4.5 No

Mgmt ForForYesReelect Catherine Muehlemann as Director 4.6 No

Mgmt ForForYesReelect Theophil Schlatter as Director 4.7 No

Mgmt ForForYesReelect Hansueli Loosli as Director 4.8 No

Mgmt ForForYesReelect Hansueli Loosli as Board Chairman 4.9 No

Mgmt ForForYesAppoint Frank Esser as Member of the Compensation Committee

5.1 No

Mgmt ForForYesAppoint Barbara Frei as Member of the Compensation Committee

5.2 No

Mgmt ForForYesAppoint Hansueli Loosli as Member of the Compensation Committee

5.3 No

Mgmt ForForYesAppoint Theophil Schlatter as Member of the Compensation Committee

5.4 No

Mgmt ForForYesAppoint Renzo Simoni as Member of the Compensation Committee

5.5 No

Mgmt ForForYesApprove Remuneration of Directors in the Amount of CHF 2.5 Million

6.1 No

Mgmt ForForYesApprove Remuneration of Executive Committee in the Amount of CHF 9.7 Million

6.2 No

Mgmt ForForYesDesignate Reber Rechtsanwaelte as Independent Proxy

7 No

Mgmt ForForYesRatify KPMG AG as Auditors 8 No


The Bank Of Nova Scotia



Country: Canada



Ticker: BNS

Primary CUSIP: 064149107 Primary ISIN: CA0641491075 Primary SEDOL: 2076281

of 97



The Bank Of Nova Scotia


Votable Proposal

Vote Instruction

Vote Against Mgmt

Management Proposals Mgmt No

Mgmt ForForYesElect Director Nora A. Aufreiter 1.1 No

Mgmt ForForYesElect Director Guillermo E. Babatz 1.2 No

Mgmt ForForYesElect Director Scott B. Bonham 1.3 No

Mgmt ForForYesElect Director Charles H. Dallara 1.4 No

Mgmt ForForYesElect Director William R. Fatt 1.5 No

Mgmt ForForYesElect Director Tiff Macklem 1.6 No

Mgmt ForForYesElect Director Thomas C. O'Neill 1.7 No

Mgmt ForForYesElect Director Eduardo Pacheco 1.8 No

Mgmt ForForYesElect Director Brian J. Porter 1.9 No

Mgmt ForForYesElect Director Una M. Power 1.10 No

Mgmt ForForYesElect Director Aaron W. Regent 1.11 No

Mgmt ForForYesElect Director Indira V. Samarasekera 1.12 No

Mgmt ForForYesElect Director Susan L. Segal 1.13 No

Mgmt ForForYesElect Director Barbara S. Thomas 1.14 No

Mgmt ForForYesElect Director L. Scott Thomson 1.15 No

Mgmt ForForYesRatify KPMG LLP as Auditors 2 No

Mgmt ForForYesAdvisory Vote on Executive Compensation Approach

3 No

Mgmt NoShareholder Proposal

SH AgainstAgainstYesSP1: Adopt a Policy of Withdrawal from Tax Havens or Low Tax Jurisdictions

4 No

Nestle SA


Record Date:




Ticker: NESN


of 97



Nestle SA


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No



2 No


3 No

Mgmt ForForYesReelect Paul Bulcke as Director 4.1a No

Mgmt ForForYesReelect Andreas Koopmann as Director 4.1b No

Mgmt ForForYesReelect Henri de Castries as Director 4.1c No

Mgmt ForForYesReelect Beat W. Hess as Director 4.1d No

Mgmt ForForYesReelect Renato Fassbind as Director 4.1e No

Mgmt ForForYesReelect Steven G. Hoch as Director 4.1f No

Mgmt ForForYesReelect Naina Lal Kidwai as Director 4.1g No

Mgmt ForForYesReelect Jean-Pierre Roth as Director 4.1h No

Mgmt ForForYesReelect Ann M. Veneman as Director 4.1i No

Mgmt ForForYesReelect Eva Cheng as Director 4.1j No

Mgmt ForForYesReelect Ruth K. Oniang'o as Director 4.1k No

Mgmt ForForYesReelect Patrick Aebischer as Director 4.1l No

Mgmt ForForYesElect Ulf Mark Schneider as Director 4.2a No

Mgmt ForForYesElect Ursula M. Burns as Director 4.2b No

Mgmt ForForYesElect Paul Bulcke as Board Chairman 4.3 No

Mgmt ForForYesAppoint Beat W. Hess as Member of the Compensation Committee

4.4a No

Mgmt ForForYesAppoint Andreas Koopmann as Member of the Compensation Committee

4.4b No

Mgmt ForForYesAppoint Jean-Pierre Roth as Member of the Compensation Committee

4.4c No

Mgmt ForForYesAppoint Patrick Aebischer as Member of the Compensation Committee

4.4d No

Mgmt ForForYesRatify KPMG AG as Auditors 4.5 No

Mgmt ForForYesDesignate Hartmann Dreyer as Independent Proxy

4.6 No

of 97



Nestle SA


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesApprove Remuneration of Directors in the Amount of CHF 10 Million

5.1 No

Mgmt ForForYesApprove Remuneration of Executive Committee in the Amount of CHF 60 Million

5.2 No

Mgmt AgainstAgainstYesTransact Other Business (Voting) 6 No

Eni S.p.A.



Country: Italy


Primary Security ID: T3643A145

Ticker: ENI

Primary CUSIP: T3643A145 Primary ISIN: IT0003132476 Primary SEDOL: 7145056


Votable Proposal

Vote Instruction

Vote Against Mgmt

Ordinary Business Mgmt No


1 No

Mgmt ForForYesApprove Allocation of Income 2 No

Mgmt ForForYesFix Number of Directors 3 No

Mgmt ForForYesFix Board Terms for Directors 4 No

Mgmt NoAppoint Directors (Slate Election) - Choose One of the Following Slates

SH Do Not Vote

NoneYesSlate Submitted by the Ministry of the Economy and Finance

5.1 No

SH ForNoneYesSlate Submitted by Institutional Investors (Assogestioni)

5.2 No

Mgmt NoShareholder Proposal Submitted by the Ministry of the Economy and Finance

SH ForNoneYesElect Emma Marcegaglia as Board Chair 6 No

Mgmt NoShareholder Proposals Submitted by the Ministry of the Economy and Finance

SH ForNoneYesApprove Remuneration of Directors 7 No

Mgmt NoAppoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates

SH ForNoneYesSlate Submitted by the Ministry of the Economy and Finance

8.1 No

of 97



Eni S.p.A.


Votable Proposal

Vote Instruction

Vote Against Mgmt

SH AgainstNoneYesSlate Submitted by Institutional Investors (Assogestioni)

8.2 No

SH ForNoneYesAppoint Chair of the Board of Statutory Auditors

9 No

Mgmt NoShareholder Proposal Submitted by the Ministry of the Economy and Finance

SH ForNoneYesApprove Internal Auditors' Remuneration 10 No

Mgmt NoManagement Proposals

Mgmt AgainstForYesApprove Restricted Stock Plan; Authorize Reissuance of Treasury Shares to Service Restricted Stock Plan

11 Yes

Mgmt ForForYesApprove Remuneration Policy 12 No

The Kraft Heinz Company



Country: USA



Ticker: KHC

Primary CUSIP: 500754106 Primary ISIN: US5007541064 Primary SEDOL: BYRY499


Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Gregory E. Abel Mgmt Yes For For No

Mgmt ForForYesElect Director Alexandre Behring 1b No

Mgmt ForForYesElect Director Warren E. Buffett 1c No

Mgmt ForForYesElect Director John T. Cahill 1d No

Mgmt ForForYesElect Director Tracy Britt Cool 1e No

Mgmt ForForYesElect Director Feroz Dewan 1f No

Mgmt ForForYesElect Director Jeanne P. Jackson 1g No

Mgmt ForForYesElect Director Jorge Paulo Lemann 1h No

Mgmt ForForYesElect Director Mackey J. McDonald 1i No

Mgmt ForForYesElect Director John C. Pope 1j No

Mgmt ForForYesElect Director Marcel Herrmann Telles 1k No


2 No

of 97



The Kraft Heinz Company


Votable Proposal

Vote Instruction

Vote Against Mgmt


3 No

SH ForAgainstYesReport on Sustainability 4 Yes

SH ForAgainstYesAssess Environmental Impact of Non-Recyclable Packaging

5 Yes

SH ForAgainstYesReport on Supply Chain Impact on Deforestation

6 Yes

The Sherwin-Williams Company



Country: USA



Ticker: SHW



Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Arthur F. Anton Mgmt Yes For For No

Mgmt ForForYesElect Director David F. Hodnik 1.2 No

Mgmt NoElect Director Thomas G. Kadien - Withdrawn 1.3

Mgmt ForForYesElect Director Richard J. Kramer 1.4 No

Mgmt ForForYesElect Director Susan J. Kropf 1.5 No

Mgmt ForForYesElect Director John G. Morikis 1.6 No

Mgmt ForForYesElect Director Christine A. Poon 1.7 No

Mgmt ForForYesElect Director John M. Stropki 1.8 No

Mgmt ForForYesElect Director Michael H. Thaman 1.9 No

Mgmt ForForYesElect Director Matthew Thornton, III 1.10 No

Mgmt ForForYesElect Director Steven H. Wunning 1.11 No


2 No


Mgmt ForForYesAmend Executive Incentive Bonus Plan 4 No



of 97



Adecco Group AG


Record Date:




Ticker: ADEN



Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No



2.1 No

Mgmt ForForYesApprove EUR 154 Million Reduction in Share Capital and Capital Repayment of EUR 0.90 per Share

2.2 No

Mgmt ForForYesAmend Articles Re: Threshold to Submit Items to Agenda

2.3 No


3 No

Mgmt ForForYesApprove Remuneration of Directors in the Amount of CHF 4.7 Million

4.1 No

Mgmt ForForYesApprove Remuneration of Executive Committee in the Amount of CHF 34.8 Million

4.2 No

Mgmt ForForYesReelect Rolf Doerig as Director and as Board Chairman

5.1.1 No

Mgmt ForForYesReelect Jean-Christophe Deslarzes as Director 5.1.2 No

Mgmt ForForYesReelect Alexander Gut as Director 5.1.3 No

Mgmt ForForYesReelect Didier Lamouche as Director 5.1.4 No

Mgmt ForForYesReelect David Prince as Director 5.1.5 No

Mgmt ForForYesReelect Wanda Rapaczynski as Director 5.1.6 No

Mgmt ForForYesReelect Kathleen Taylor as Director 5.1.7 No

Mgmt ForForYesElect Ariane Gorin as Director 5.1.8 No

Mgmt ForForYesAppoint Alexander Gut as Member of the Compensation Committee

5.2.1 No

Mgmt ForForYesAppoint Jean-Christophe Deslarzes as Member of the Compensation Committee

5.2.2 No

Mgmt ForForYesAppoint Wanda Rapaczynski as Member of the Compensation Committee

5.2.3 No

Mgmt ForForYesAppoint Kathleen Taylor as Member of the Compensation Committee

5.2.4 No

of 97



Adecco Group AG


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesDesignate Andreas Keller as Independent Proxy

5.3 No

Mgmt ForForYesRatify Ernst & Young AG as Auditors 5.4 No

Mgmt ForForYesApprove Partial Cancellation of Conditional Capital

6.1 No

Mgmt ForForYesApprove Creation of CHF 855,780 Pool of Capital without Preemptive Rights

6.2 No

Mgmt ForForYesEstablish Range for Board Size 7 No

Mgmt AgainstForYesChange Location of Registered Office/Headquarters to Zurich, Switzerland

8 Yes


Texas Instruments Incorporated



Country: USA



Ticker: TXN



Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Ralph W. Babb, Jr. Mgmt Yes For For No

Mgmt ForForYesElect Director Mark A. Blinn 1b No

Mgmt ForForYesElect Director Todd M. Bluedorn 1c No

Mgmt ForForYesElect Director Daniel A. Carp 1d No

Mgmt ForForYesElect Director Janet F. Clark 1e No

Mgmt ForForYesElect Director Carrie S. Cox 1f No

Mgmt ForForYesElect Director Jean M. Hobby 1g No

Mgmt ForForYesElect Director Ronald Kirk 1h No

Mgmt ForForYesElect Director Pamela H. Patsley 1i No

Mgmt ForForYesElect Director Robert E. Sanchez 1j No

Mgmt ForForYesElect Director Wayne R. Sanders 1k No

Mgmt ForForYesElect Director Richard K. Templeton 1l No


2 No

of 97



Texas Instruments Incorporated


Votable Proposal

Vote Instruction

Vote Against Mgmt



Swiss Reinsurance (Schweizerische Rueckversicherungs)


Record Date:



Primary Security ID: H8431B109

Ticker: SREN

Primary CUSIP: H84046137 Primary ISIN: CH0126881561 Primary SEDOL: B545MG5


Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Approve Remuneration Report Mgmt Yes For For No


1.2 No


2 No

Mgmt ForForYesApprove Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 18.3 Million

3 No

Mgmt ForForYesApprove Discharge of Board of Directors 4 No

Mgmt ForForYesReelect Walter Kielholz as Director and Board Chairman

5.1a No

Mgmt ForForYesReelect Raymond Ch'ien as Director 5.1b No

Mgmt ForForYesReelect Renato Fassbind as Director 5.1c No

Mgmt ForForYesReelect Mary Francis as Director 5.1d No

Mgmt ForForYesReelect Rajna Brandon as Director 5.1e No

Mgmt ForForYesReelect Robert Henrikson as Director 5.1f No

Mgmt ForForYesReelect Trevor Manuel as Director 5.1g No

Mgmt ForForYesReelect Philip Ryan as Director 5.1h No

Mgmt ForForYesReelect Paul Tucker as Director 5.1i No

Mgmt ForForYesReelect Susan Wagner as Director 5.1j No

Mgmt ForForYesElect Jay Ralph as Director 5.1k No

Mgmt ForForYesElect Joerg Reinhardt as Director 5.1l No

Mgmt ForForYesElect Jacques de Vaucleroy as Director 5.1m No

of 97



Swiss Reinsurance (Schweizerische Rueckversicherungs)


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesAppoint Raymond Ch'ien as Member of the Compensation Committee

5.2a No

Mgmt ForForYesAppoint Renato Fassbind as Member of the Compensation Committee

5.2b No

Mgmt ForForYesAppoint Robert Henrikson as Member of the Compensation Committee

5.2c No

Mgmt ForForYesAppoint Joerg Reinhardt as Member of the Compensation Committee

5.2d No

Mgmt ForForYesDesignate Proxy Voting Services GmbH as Independent Proxy

5.3 No

Mgmt ForForYesRatify PricewaterhouseCoopers AG as Auditors

5.4 No

Mgmt ForForYesApprove Maximum Remuneration of Board of Directors in the Amount of CHF 9.9 Million

6.1 No

Mgmt ForForYesApprove Maximum Fixed and Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 34 Million

6.2 No

Mgmt ForForYesApprove CHF 1.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares

7 No

Mgmt ForForYesAuthorize Repurchase of up to CHF 1 Billion of Issued Share Capital

8 No

Mgmt ForForYesApprove Renewal of CHF 8.5 Million Pool of Authorized Share Capital with Partial Exclusion of Preemptive Rights

9.1 No

Mgmt ForForYesAmend Articles Re: Exclusion of Preemptive Rights

9.2 No


HSBC Holdings plc


Record Date:



Primary Security ID: G4634U169

Ticker: HSBA

Primary CUSIP: G4634U169 Primary ISIN: GB0005405286 Primary SEDOL: 0540528


Votable Proposal

Vote Instruction

Vote Against Mgmt

This Meeting is for Informational Purposes Only

Mgmt No

Mgmt NoShareholders of HSBC are Invited to an Informal Meeting to Discuss the 2016 Results and Other Matters of Interest

1

of 97



United Technologies Corporation



Country: USA



Ticker: UTX



Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Lloyd J. Austin, III Mgmt Yes For For No

Mgmt ForForYesElect Director Diane M. Bryant 1b No

Mgmt ForForYesElect Director John V. Faraci 1c No

Mgmt ForForYesElect Director Jean-Pierre Garnier 1d No

Mgmt ForForYesElect Director Gregory J. Hayes 1e No

Mgmt ForForYesElect Director Edward A. Kangas 1f No

Mgmt ForForYesElect Director Ellen J. Kullman 1g No

Mgmt ForForYesElect Director Marshall O. Larsen 1h No

Mgmt ForForYesElect Director Harold McGraw, III 1i No

Mgmt ForForYesElect Director Fredric G. Reynolds 1j No

Mgmt ForForYesElect Director Brian C. Rogers 1k No

Mgmt ForForYesElect Director Christine Todd Whitman 1l No


2 No


3 No


International Business Machines Corporation



Country: USA



Ticker: IBM



Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Kenneth I. Chenault Mgmt Yes For For No

Mgmt ForForYesElect Director Michael L. Eskew 1.2 No

of 97



International Business Machines Corporation


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director David N. Farr 1.3 No

Mgmt ForForYesElect Director Mark Fields 1.4 No

Mgmt AgainstForYesElect Director Alex Gorsky 1.5 Yes

Mgmt ForForYesElect Director Shirley Ann Jackson 1.6 No

Mgmt AgainstForYesElect Director Andrew N. Liveris 1.7 Yes

Mgmt AgainstForYesElect Director W. James McNerney, Jr. 1.8 Yes

Mgmt ForForYesElect Director Hutham S. Olayan 1.9 No

Mgmt ForForYesElect Director James W. Owens 1.10 No

Mgmt ForForYesElect Director Virginia M. Rometty 1.11 No

Mgmt AgainstForYesElect Director Sidney Taurel 1.12 Yes

Mgmt ForForYesElect Director Peter R. Voser 1.13 No


2 No

Mgmt AgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation

3 Yes



SH ForAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting

6 Yes

SH ForAgainstYesAdopt Proxy Access Right 7 Yes

Praxair, Inc.



Country: USA


Primary Security ID: 74005P104

Ticker: PX

Primary CUSIP: 74005P104 Primary ISIN: US74005P1049 Primary SEDOL: 2699291


Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Stephen F. Angel Mgmt Yes For For No

Mgmt AgainstForYesElect Director Oscar Bernardes 1b Yes

Mgmt AgainstForYesElect Director Nance K. Dicciani 1c Yes

Mgmt AgainstForYesElect Director Edward G. Galante 1d Yes

of 97



Praxair, Inc.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Raymond W. LeBoeuf 1e No

Mgmt ForForYesElect Director Larry D. McVay 1f No

Mgmt ForForYesElect Director Martin H. Richenhagen 1g No

Mgmt AgainstForYesElect Director Wayne T. Smith 1h Yes

Mgmt ForForYesElect Director Robert L. Wood 1i No


2 No


3 Yes



Wells Fargo & Company



Country: USA



Ticker: WFC



Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director John D. Baker, II Mgmt Yes For Against Yes

Mgmt AgainstForYesElect Director John S. Chen 1b Yes

Mgmt AgainstForYesElect Director Lloyd H. Dean 1c Yes

Mgmt AgainstForYesElect Director Elizabeth A. Duke 1d Yes

Mgmt AgainstForYesElect Director Enrique Hernandez, Jr. 1e Yes

Mgmt AgainstForYesElect Director Donald M. James 1f Yes

Mgmt AgainstForYesElect Director Cynthia H. Milligan 1g Yes

Mgmt ForForYesElect Director Karen B. Peetz 1h No

Mgmt AgainstForYesElect Director Federico F. Peña 1i Yes

Mgmt AgainstForYesElect Director James H. Quigley 1j Yes

Mgmt AgainstForYesElect Director Stephen W. Sanger 1k Yes

Mgmt ForForYesElect Director Ronald L. Sargent 1l No

Mgmt ForForYesElect Director Timothy J. Sloan 1m No

of 97



Wells Fargo & Company


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt AgainstForYesElect Director Susan G. Swenson 1n Yes

Mgmt AgainstForYesElect Director Suzanne M. Vautrinot 1o Yes


2 No



SH ForAgainstYesReview and Report on Business Standards 5 Yes

SH AgainstAgainstYesProvide for Cumulative Voting 6 No

SH AgainstAgainstYesReport on Divesting Non-Core Business 7 No

SH ForAgainstYesReport on Gender Pay Gap 8 Yes

SH AgainstAgainstYesReport on Lobbying Payments and Policy 9 No

SH AgainstAgainstYesAdopt Global Policy Regarding the Rights of Indigenous People

10 No

AltaGas Ltd.



Country: Canada



Ticker: ALA

Primary CUSIP: 021361100 Primary ISIN: CA0213611001 Primary SEDOL: B43WJC5


Votable Proposal

Vote Instruction

Vote Against Mgmt

You may vote for the nominees for Directors as slate:

Mgmt No

Mgmt ForForYesElect Catherine M. Best, Victoria A. Calvert, David W. Cornhill, Allan L. Edgeworth, Daryl H. Gilbert, David M. Harris, Robert B. Hodgins, Phillip R. Knoll, David F. Mackie, and M. Neil McCrank as Directors

1 No

Mgmt NoOR you may vote for the nominees for Directors individually:

Mgmt ForForYesElect Director Catherine M. Best 1.1 No

Mgmt ForForYesElect Director Victoria A. Calvert 1.2 No

Mgmt ForForYesElect Director David W. Cornhill 1.3 No

Mgmt ForForYesElect Director Allan L. Edgeworth 1.4 No

Mgmt ForForYesElect Director Daryl H. Gilbert 1.5 No

of 97



AltaGas Ltd.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director David M. Harris 1.6 No

Mgmt ForForYesElect Director Robert B. Hodgins 1.7 No

Mgmt ForForYesElect Director Phillip R. Knoll 1.8 No

Mgmt ForForYesElect Director David F. Mackie 1.9 No

Mgmt ForForYesElect Director M. Neil McCrank 1.10 No

Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

2 No


3 No

British American Tobacco plc





Primary Security ID: G1510J102

Ticker: BATS

Primary CUSIP: G1510J102 Primary ISIN: GB0002875804 Primary SEDOL: 0287580


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No





5 No

Mgmt ForForYesRe-elect Richard Burrows as Director 6 No

Mgmt ForForYesRe-elect Nicandro Durante as Director 7 No

Mgmt ForForYesRe-elect Sue Farr as Director 8 No

Mgmt ForForYesRe-elect Ann Godbehere as Director 9 No

Mgmt ForForYesRe-elect Savio Kwan as Director 10 No

Mgmt ForForYesRe-elect Dr Pedro Malan as Director 11 No

Mgmt ForForYesRe-elect Dimitri Panayotopoulos as Director 12 No

Mgmt ForForYesRe-elect Kieran Poynter as Director 13 No

Mgmt ForForYesRe-elect Ben Stevens as Director 14 No

of 97



British American Tobacco plc


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Dr Marion Helmes as Director 15 No


16 No


17 No



19 No


20 No

General Electric Company



Country: USA



Ticker: GE



Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Elect Director Sebastien M. Bazin Mgmt Yes For For No

Mgmt ForForYesElect Director W. Geoffrey Beattie 2 No

Mgmt ForForYesElect Director John J. Brennan 3 No

Mgmt ForForYesElect Director Francisco D'Souza 4 No

Mgmt ForForYesElect Director Marijn E. Dekkers 5 No

Mgmt ForForYesElect Director Peter B. Henry 6 No

Mgmt ForForYesElect Director Susan J. Hockfield 7 No

Mgmt ForForYesElect Director Jeffrey R. Immelt 8 No

Mgmt ForForYesElect Director Andrea Jung 9 No

Mgmt ForForYesElect Director Robert W. Lane 10 No

Mgmt ForForYesElect Director Risa Lavizzo-Mourey 11 No

Mgmt ForForYesElect Director Rochelle B. Lazarus 12 No

Mgmt ForForYesElect Director Lowell C. McAdam 13 No

Mgmt ForForYesElect Director Steven M. Mollenkopf 14 No

Mgmt ForForYesElect Director James J. Mulva 15 No

of 97



General Electric Company


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director James E. Rohr 16 No

Mgmt ForForYesElect Director Mary L. Schapiro 17 No

Mgmt ForForYesElect Director James S. Tisch 18 No


19 No



Mgmt ForForYesApprove Material Terms of Senior Officer Performance Goals

22 No



SH AgainstAgainstYesRequire Independent Board Chairman 25 No

SH AgainstAgainstYesRestore or Provide for Cumulative Voting 26 No

SH AgainstAgainstYesReport on Charitable Contributions 27 No

The Coca-Cola Company



Country: USA



Ticker: KO



Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Herbert A. Allen Mgmt Yes For For No

Mgmt ForForYesElect Director Ronald W. Allen 1.2 No

Mgmt ForForYesElect Director Marc Bolland 1.3 No

Mgmt ForForYesElect Director Ana Botin 1.4 No

Mgmt ForForYesElect Director Richard M. Daley 1.5 No

Mgmt ForForYesElect Director Barry Diller 1.6 No

Mgmt AgainstForYesElect Director Helene D. Gayle 1.7 Yes

Mgmt AgainstForYesElect Director Alexis M. Herman 1.8 Yes

Mgmt ForForYesElect Director Muhtar Kent 1.9 No

Mgmt ForForYesElect Director Robert A. Kotick 1.10 No

of 97



The Coca-Cola Company


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt AgainstForYesElect Director Maria Elena Lagomasino 1.11 Yes

Mgmt ForForYesElect Director Sam Nunn 1.12 No

Mgmt ForForYesElect Director James Quincey 1.13 No

Mgmt ForForYesElect Director David B. Weinberg 1.14 No


2 Yes



SH AgainstAgainstYesReport on Human Rights Review on High-Risk Regions

5 No

Unilever NV





Primary Security ID: N8981F271

Ticker: UNA

Primary CUSIP: N8981F271 Primary ISIN: NL0000009355 Primary SEDOL: B12T3J1


Votable Proposal

Vote Instruction

Vote Against Mgmt

Annual Meeting Agenda Mgmt No

Mgmt NoDiscussion of the Annual Report and Accounts for the 2016 financial year

1

Mgmt ForForYesApprove Financial Statements and Allocation of Income

2 No

Mgmt ForForYesApprove Discharge of Executive Board Members

3 No

Mgmt ForForYesApprove Discharge of Non-Executive Board Members

4 No

Mgmt ForForYesApprove Remuneration Policy for Management Board Members

5 No

Mgmt ForForYesApprove Unilever Share Plan 2017 6 No

Mgmt ForForYesElect N.S. Andersen as Non-Executive Board Member

7 No

Mgmt ForForYesElect L.M. Cha as Non-Executive Board Member

8 No

Mgmt ForForYesElect V. Colao as Non-Executive Board Member

9 No

of 97



Unilever NV


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect M Dekkers as Non-Executive Board Member

10 No

Mgmt ForForYesElect A.M. Fudge as Non-Executive Board Member

11 No

Mgmt ForForYesElect J. Hartmann as Non-Executive Board Member

12 No

Mgmt ForForYesElect M. Ma as Non-Executive Board Member 13 No

Mgmt ForForYesElect S Masiyiwa as Non-Executive Board Member

14 No

Mgmt ForForYesElect Y.Moon as Non-Executive Board Member 15 No

Mgmt ForForYesElect G. Pitkethly as Executive Board Member 16 No

Mgmt ForForYesElect P.G.J.M. Polman as Executive Board Member

17 No

Mgmt ForForYesElect J. Rishton as Non-Executive Board Member

18 No

Mgmt ForForYesElect F. Sijbesma as Non-Executive Board Member

19 No

Mgmt ForForYesRatify KPMG as Auditors 20 No

Mgmt ForForYesGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

21 No

Mgmt ForForYesAuthorize Repurchase of Up to 10 Percent of Issued Share Capital

22 No

Mgmt ForForYesApprove Cancellation of Repurchased Shares 23 No

DBS Group Holdings Ltd.


Record Date:

Country: Singapore


Primary Security ID: Y20246107

Ticker: D05

Primary CUSIP: Y20246107 Primary ISIN: SG1L01001701 Primary SEDOL: 6175203


Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Adopt Financial Statements and Directors' and Auditors' Reports

Mgmt Yes For For No


Mgmt ForForYesApprove Directors' Fees 3 No

of 97



DBS Group Holdings Ltd.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

4 No

Mgmt ForForYesElect Bart Broadman as Director 5 No

Mgmt ForForYesElect Ho Tian Yee as Director 6 No

Mgmt ForForYesElect Ow Foong Pheng as Director 7 No

Mgmt ForForYesApprove Grant of Awards and Issuance of Shares Under the DBSH Share Plan

8 No

Mgmt ForForYesApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

9 No

Mgmt ForForYesApprove Issuance of Shares Under the DBSH Scrip Dividend Scheme to the Final Dividends for the Year Ended Dec. 31, 2016

10 No

Mgmt ForForYesApprove Issuance of Shares Under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2017

11 No

Mgmt ForForYesAuthorize Share Repurchase Program 12 No

Johnson & Johnson



Country: USA



Ticker: JNJ



Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Mary C. Beckerle Mgmt Yes For For No

Mgmt ForForYesElect Director D. Scott Davis 1b No

Mgmt ForForYesElect Director Ian E. L. Davis 1c No

Mgmt ForForYesElect Director Alex Gorsky 1d No

Mgmt ForForYesElect Director Mark B. McClellan 1e No

Mgmt ForForYesElect Director Anne M. Mulcahy 1f No

Mgmt ForForYesElect Director William D. Perez 1g No

Mgmt ForForYesElect Director Charles Prince 1h No

Mgmt ForForYesElect Director A. Eugene Washington 1i No

of 97



Johnson & Johnson


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Ronald A. Williams 1j No



3 No



5 No

SH ForAgainstYesRequire Independent Board Chairman 6 Yes

Lockheed Martin Corporation



Country: USA



Ticker: LMT



Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Daniel F. Akerson Mgmt Yes For For No

Mgmt AgainstForYesElect Director Nolan D. Archibald 1b Yes

Mgmt AgainstForYesElect Director Rosalind G. Brewer 1c Yes

Mgmt ForForYesElect Director David B. Burritt 1d No

Mgmt AgainstForYesElect Director Bruce A. Carlson 1e Yes

Mgmt ForForYesElect Director James O. Ellis, Jr. 1f No

Mgmt AgainstForYesElect Director Thomas J. Falk 1g Yes

Mgmt ForForYesElect Director Ilene S. Gordon 1h No

Mgmt ForForYesElect Director Marillyn A. Hewson 1i No

Mgmt ForForYesElect Director James M. Loy 1j No

Mgmt ForForYesElect Director Joseph W. Ralston 1k No

Mgmt AgainstForYesElect Director Anne Stevens 1l Yes



3 No


of 97



Lockheed Martin Corporation


Votable Proposal

Vote Instruction

Vote Against Mgmt

SH AgainstAgainstYesAdopt Holy Land Principles 5 No

Pfizer Inc.



Country: USA



Ticker: PFE



Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Dennis A. Ausiello Mgmt Yes For Against Yes

Mgmt ForForYesElect Director Ronald E. Blaylock 1.2 No

Mgmt ForForYesElect Director W. Don Cornwell 1.3 No

Mgmt AgainstForYesElect Director Joseph J. Echevarria 1.4 Yes

Mgmt AgainstForYesElect Director Frances D. Fergusson 1.5 Yes

Mgmt AgainstForYesElect Director Helen H. Hobbs 1.6 Yes

Mgmt ForForYesElect Director James M. Kilts 1.7 No

Mgmt ForForYesElect Director Shantanu Narayen 1.8 No

Mgmt ForForYesElect Director Suzanne Nora Johnson 1.9 No

Mgmt ForForYesElect Director Ian C. Read 1.10 No

Mgmt AgainstForYesElect Director Stephen W. Sanger 1.11 Yes

Mgmt ForForYesElect Director James C. Smith 1.12 No



3 No



SH ForAgainstYesAmend Bylaws - Call Special Meetings 6 Yes

SH AgainstAgainstYesRequire Independent Board Chairman 7 No

of 97



AT&T Inc.



Country: USA



Ticker: T



Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Randall L. Stephenson Mgmt Yes For For No

Mgmt ForForYesElect Director Samuel A. Di Piazza, Jr. 1.2 No

Mgmt ForForYesElect Director Richard W. Fisher 1.3 No

Mgmt ForForYesElect Director Scott T. Ford 1.4 No

Mgmt ForForYesElect Director Glenn H. Hutchins 1.5 No

Mgmt ForForYesElect Director William E. Kennard 1.6 No

Mgmt ForForYesElect Director Michael B. McCallister 1.7 No

Mgmt ForForYesElect Director Beth E. Mooney 1.8 No

Mgmt ForForYesElect Director Joyce M. Roche 1.9 No

Mgmt ForForYesElect Director Matthew K. Rose 1.10 No

Mgmt ForForYesElect Director Cynthia B. Taylor 1.11 No

Mgmt ForForYesElect Director Laura D'Andrea Tyson 1.12 No

Mgmt ForForYesElect Director Geoffrey Y. Yang 1.13 No



3 No


SH ForAgainstYesReport on Indirect Political Contributions 5 Yes


SH ForAgainstYesAmend Proxy Access Right 7 Yes

SH ForAgainstYesProvide Right to Act by Written Consent 8 Yes

HSBC Holdings plc





Primary Security ID: G4634U169

Ticker: HSBA

Primary CUSIP: G4634U169 Primary ISIN: GB0005405286 Primary SEDOL: 0540528

of 97



HSBC Holdings plc


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No


Mgmt ForForYesElect David Nish as Director 3(a) No

Mgmt ForForYesElect Jackson Tai as Director 3(b) No

Mgmt ForForYesRe-elect Phillip Ameen as Director 3(c) No

Mgmt ForForYesRe-elect Kathleen Casey as Director 3(d) No

Mgmt ForForYesRe-elect Laura Cha as Director 3(e) No

Mgmt ForForYesRe-elect Henri de Castries as Director 3(f) No

Mgmt ForForYesRe-elect Lord Evans of Weardale as Director 3(g) No

Mgmt ForForYesRe-elect Joachim Faber as Director 3(h) No

Mgmt ForForYesRe-elect Douglas Flint as Director 3(i) No

Mgmt ForForYesRe-elect Stuart Gulliver as Director 3(j) No

Mgmt AgainstForYesRe-elect Irene Lee as Director 3(k) Yes

Mgmt ForForYesRe-elect John Lipsky as Director 3(l) No

Mgmt ForForYesRe-elect Iain Mackay as Director 3(m) No

Mgmt ForForYesRe-elect Heidi Miller as Director 3(n) No

Mgmt ForForYesRe-elect Marc Moses as Director 3(o) No

Mgmt ForForYesRe-elect Jonathan Symonds as Director 3(p) No

Mgmt ForForYesRe-elect Pauline van der Meer Mohr as Director

3(q) No

Mgmt AgainstForYesRe-elect Paul Walsh as Director 3(r) Yes


4 No

Mgmt ForForYesAuthorise the Group Audit Committee to Fix Remuneration of Auditors

5 No


6 No


7 No


8 No

of 97



HSBC Holdings plc


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

9 No

Mgmt ForForYesAuthorise Directors to Allot Any Repurchased Shares

10 No


Mgmt ForForYesAuthorise Issue of Equity in Relation to Contingent Convertible Securities

12 No

Mgmt ForForYesAuthorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities

13 No


14 No

The Boeing Company



Country: USA



Ticker: BA



Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Robert A. Bradway Mgmt Yes For For No

Mgmt ForForYesElect Director David L. Calhoun 1b No

Mgmt ForForYesElect Director Arthur D. Collins, Jr. 1c No

Mgmt ForForYesElect Director Kenneth M. Duberstein 1d No

Mgmt ForForYesElect Director Edmund P. Giambastiani, Jr. 1e No

Mgmt ForForYesElect Director Lynn J. Good 1f No

Mgmt ForForYesElect Director Lawrence W. Kellner 1g No

Mgmt ForForYesElect Director Edward M. Liddy 1h No

Mgmt ForForYesElect Director Dennis A. Muilenburg 1i No

Mgmt ForForYesElect Director Susan C. Schwab 1j No

Mgmt ForForYesElect Director Randall L. Stephenson 1k No

Mgmt ForForYesElect Director Ronald A. Williams 1l No

Mgmt ForForYesElect Director Mike S. Zafirovski 1m No

of 97



The Boeing Company


Votable Proposal

Vote Instruction

Vote Against Mgmt


2 No





6 Yes

SH AgainstAgainstYesReport on Weapon Sales to Israel 7 No


Agrium Inc.



Country: Canada



Ticker: AGU



Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Maura J. Clark Mgmt Yes For For No

Mgmt ForForYesElect Director David C. Everitt 1.2 No

Mgmt ForForYesElect Director Russell K. Girling 1.3 No

Mgmt ForForYesElect Director Russell J. Horner 1.4 No

Mgmt ForForYesElect Director Miranda C. Hubbs 1.5 No

Mgmt ForForYesElect Director Chuck V. Magro 1.6 No

Mgmt ForForYesElect Director A. Anne McLellan 1.7 No

Mgmt ForForYesElect Director Derek G. Pannell 1.8 No

Mgmt ForForYesElect Director Mayo M. Schmidt 1.9 No



3 No

of 97



Allianz SE


Record Date:

Country: Germany



Ticker: ALV



Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

Mgmt No


2 No

Mgmt ForForYesApprove Discharge of Management Board for Fiscal 2016

3 No

Mgmt ForForYesApprove Discharge of Supervisory Board for Fiscal 2016

4 No

Mgmt ForForYesApprove Affiliation Agreement with Allianz Global Health GmbH

5 No

Mgmt ForForYesElect Helmut Perlet to the Supervisory Board 6.1 No

Mgmt ForForYesElect Michael Diekmann to the Supervisory Board

6.2 No

Mgmt ForForYesElect Sophie Boissard to the Supervisory Board

6.3 No

Mgmt ForForYesElect Christine Bosse to the Supervisory Board 6.4 No

Mgmt ForForYesElect Friedrich Eichiner to the Supervisory Board

6.5 No

Mgmt ForForYesElect Herbert Hainer to the Supervisory Board 6.6 No

Mgmt ForForYesElect Jim Hagemann Snabe to the Supervisory Board

6.7 No

Philip Morris International Inc.



Country: USA



Ticker: PM

Primary CUSIP: 718172109 Primary ISIN: US7181721090 Primary SEDOL: B2PKRQ3


Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Harold Brown Mgmt Yes For For No

Mgmt ForForYesElect Director Andre Calantzopoulos 1.2 No

of 97



Philip Morris International Inc.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Louis C. Camilleri 1.3 No

Mgmt ForForYesElect Director Massimo Ferragamo 1.4 No

Mgmt ForForYesElect Director Werner Geissler 1.5 No

Mgmt ForForYesElect Director Jennifer Li 1.6 No

Mgmt ForForYesElect Director Jun Makihara 1.7 No

Mgmt AgainstForYesElect Director Sergio Marchionne 1.8 Yes

Mgmt ForForYesElect Director Kalpana Morparia 1.9 No

Mgmt ForForYesElect Director Lucio A. Noto 1.10 No

Mgmt ForForYesElect Director Frederik Paulsen 1.11 No

Mgmt ForForYesElect Director Robert B. Polet 1.12 No

Mgmt ForForYesElect Director Stephen M. Wolf 1.13 No


2 No


Mgmt ForForYesApprove Restricted Stock Plan 4 No

Mgmt ForForYesApprove Non-Employee Director Restricted Stock Plan

5 No

Mgmt ForForYesRatify PricewaterhouseCoopers SA as Auditors 6 No

SH AgainstAgainstYesEstablish a Board Committee on Human Rights

7 No

SH AgainstAgainstYesParticipate in OECD Mediation for Human Rights Violations

8 No

Tahoe Resources Inc.



Country: Canada



Ticker: THO

Primary CUSIP: 873868103 Primary ISIN: CA8738681037 Primary SEDOL: B5B9KV1


Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director C. Kevin McArthur Mgmt Yes For For No

Mgmt ForForYesElect Director Ronald W. Clayton 1.2 No

Mgmt ForForYesElect Director Tanya M. Jakusconek 1.3 No

of 97



Tahoe Resources Inc.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Charles A. Jeannes 1.4 No

Mgmt ForForYesElect Director Drago G. Kisic 1.5 No

Mgmt ForForYesElect Director Alan C. Moon 1.6 No

Mgmt ForForYesElect Director A. Dan Rovig 1.7 No

Mgmt ForForYesElect Director Paul B. Sweeney 1.8 No

Mgmt ForForYesElect Director James S. Voorhees 1.9 No

Mgmt ForForYesElect Director Kenneth F. Williamson 1.10 No

Mgmt ForForYesRatify Deloitte LLP as Auditors 2 No


3 No

Capital One Financial Corporation



Country: USA


Primary Security ID: 14040H105

Ticker: COF

Primary CUSIP: 14040H105 Primary ISIN: US14040H1059 Primary SEDOL: 2654461


Votable Proposal

Vote Instruction

Vote Against Mgmt

1A Elect Director Richard D. Fairbank Mgmt Yes For For No

Mgmt ForForYesElect Director Ann Fritz Hackett 1B No

Mgmt ForForYesElect Director Lewis Hay, III 1C No

Mgmt ForForYesElect Director Benjamin P. Jenkins, III 1D No

Mgmt ForForYesElect Director Peter Thomas Killalea 1E No

Mgmt ForForYesElect Director Pierre E. Leroy 1F No

Mgmt ForForYesElect Director Peter E. Raskind 1G No

Mgmt ForForYesElect Director Mayo A. Shattuck, III 1H No

Mgmt ForForYesElect Director Bradford H. Warner 1I No

Mgmt ForForYesElect Director Catherine G. West 1J No



3 No


of 97



Capital One Financial Corporation


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesAmend Nonqualified Employee Stock Purchase Plan

5 No

SH ForAgainstYesProvide Right to Act by Written Consent 6 Yes

GlaxoSmithKline plc





Primary Security ID: G3910J112

Ticker: GSK

Primary CUSIP: G3910J112 Primary ISIN: GB0009252882 Primary SEDOL: 0925288


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No



Mgmt ForForYesElect Emma Walmsley as Director 4 No

Mgmt ForForYesElect Dr Vivienne Cox as Director 5 No

Mgmt ForForYesElect Dr Patrick Vallance as Director 6 No

Mgmt ForForYesRe-elect Philip Hampton as Director 7 No

Mgmt ForForYesRe-elect Sir Roy Anderson as Director 8 No

Mgmt ForForYesRe-elect Vindi Banga as Director 9 No

Mgmt ForForYesRe-elect Simon Dingemans as Director 10 No

Mgmt ForForYesRe-elect Lynn Elsenhans as Director 11 No

Mgmt ForForYesRe-elect Dr Jesse Goodman as Director 12 No

Mgmt ForForYesRe-elect Judy Lewent as Director 13 No

Mgmt ForForYesRe-elect Urs Rohner as Director 14 No


15 No

Mgmt ForForYesAuthorise the Audit & Risk Committee to Fix Remuneration of Auditors

16 No


17 No


18 No

of 97



GlaxoSmithKline plc


Votable Proposal

Vote Instruction

Vote Against Mgmt


19 No

Mgmt ForForYesAuthorise Issue of Equity with Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

20 No


Mgmt ForForYesApprove the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports

22 No


23 No

Mgmt ForForYesApprove Performance Share Plan 24 No

Mgmt ForForYesApprove Deferred Annual Bonus Plan 25 No

Lagardere SCA



Country: France

Meeting Type: Annual/Special

Primary Security ID: F5485U100

Ticker: MMB

Primary CUSIP: F5485U100 Primary ISIN: FR0000130213 Primary SEDOL: 4547213


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt ForForYesApprove Financial Statements and Statutory Reports

1 No

Mgmt ForForYesApprove Consolidated Financial Statements and Statutory Reports

2 No


3 No

Mgmt ForForYesNon-Binding Vote on Compensation of Arnaud Lagardère, Managing Partner

4 No

Mgmt AgainstForYesNon-Binding Vote on Compensation of Pierre Leroy and Thierry Funck-Brentano, Vice-CEOs of Arjil

5 Yes

Mgmt AgainstForYesNon-Binding Vote on Compensation of Dominique D'Hinnin, Vice-CEO of Arjil

6 Yes

Mgmt ForForYesNon-Binding Vote on Compensation of Xavier de Sarrau, Chairman of the Supervisory Board

7 No

Mgmt ForForYesReelect Martine Chene as Supervisory Board Member

8 No

of 97



Lagardere SCA


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesReelect Francois David as Supervisory Board Member

9 No

Mgmt ForForYesReelect Soumia Belaidi Malinbaum as Supervisory Board Member

10 No

Mgmt ForForYesReelect Javier Monzon as Supervisory Board Member

11 No

Mgmt ForForYesReelect Aline Sylla-Walbaum as Supervisory Board Member

12 No

Mgmt ForForYesRenew Appointment of Ernst & Young et Autres as Auditor

13 No

Mgmt ForForYesDecision not to Renew the Mandate of Auditex as Alternate Auditor

14 No


15 No

Mgmt NoExtraordinary Business

Mgmt ForForYesApprove Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 1.5 Billion

16 No

Mgmt ForForYesAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 265 Million

17 No

Mgmt ForForYesAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with a Binding Priority Right up to Aggregate Nominal Amount of EUR 160 Million

18 No

Mgmt ForForYesAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million

19 No

Mgmt ForForYesApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 80 Million

20 No

Mgmt ForForYesAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

21 No

Mgmt ForForYesAuthorize Capital Increase of Up to EUR 80 Million for Future Exchange Offers or Future Acquisitions

22 No

Mgmt ForForYesSet Total Limit for Capital Increase to Result from Issuance Requests under Items 19, 20 and 22 at EUR 80 Million and under Items 17-18 at EUR 300 Million

23 No

Mgmt ForForYesAuthorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value

24 No

of 97



Lagardere SCA


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesAuthorize Capital Issuances for Use in Employee Stock Purchase Plans

25 No

Mgmt ForForYesAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares

26 No

Mgmt ForForYesAmend Article 17 of Bylaws Re: Auditors 27 No

Mgmt ForForYesAuthorize Filing of Required Documents/Other Formalities

28 No

Rio Tinto Ltd.



Country: Australia



Ticker: RIO

Primary CUSIP: Q81437107 Primary ISIN: AU000000RIO1 Primary SEDOL: 6220103


Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Approve the Financial Statements and Reports of the Directors and Auditor

Mgmt Yes For For No

Mgmt ForForYesApprove Remuneration Policy Report for UK Law Purposes

2 No

Mgmt ForForYesApprove the Remuneration Report 3 No

Mgmt ForForYesApprove the Potential Termination of Benefits for Australian Law Purposes

4 No

Mgmt ForForYesElect Megan Clark as Director 5 No

Mgmt ForForYesElect David Constable as Director 6 No

Mgmt ForForYesElect Jan du Plessis as Director 7 No

Mgmt ForForYesElect Ann Godbehere as Director 8 No

Mgmt ForForYesElect Simon Henry as Director 9 No

Mgmt ForForYesElect Jean-Sebastien Jacques as Director 10 No

Mgmt ForForYesElect Sam Laidlaw as Director 11 No

Mgmt ForForYesElect Michael L'Estrange as Director 12 No

Mgmt ForForYesElect Chris Lynch as Director 13 No

Mgmt ForForYesElect Paul Tellier as Director 14 No

Mgmt ForForYesElect Simon Thompson as Director 15 No

Mgmt ForForYesElect John Varley as Director 16 No

of 97



Rio Tinto Ltd.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesAppoint PricewaterhouseCoopers LLP as Auditors of the Company

17 No

Mgmt ForForYesAuthorize Board to Fix Remuneration of the Auditors

18 No

Mgmt ForForYesApprove Political Donations 19 No

Mgmt ForForYesApprove the Renewal of Off- Market and On-Market Share Buyback Authorities

20 No

TransAlta Renewables Inc.



Country: Canada



Ticker: RNW

Primary CUSIP: 893463109 Primary ISIN: CA8934631091 Primary SEDOL: BCZLSL8


Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director David W. Drinkwater Mgmt Yes For For No

Mgmt WithholdForYesElect Director Brett M. Gellner 1.2 Yes

Mgmt ForForYesElect Director Allen R. Hagerman 1.3 No

Mgmt ForForYesElect Director Kathryn B. McQuade 1.4 No

Mgmt WithholdForYesElect Director Paul H.E. Taylor 1.5 Yes

Mgmt WithholdForYesElect Director Aron J. Willis 1.6 Yes

Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

2 No

United Parcel Service, Inc.



Country: USA



Ticker: UPS



Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director David P. Abney Mgmt Yes For For No

of 97



United Parcel Service, Inc.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Rodney C. Adkins 1b No

Mgmt ForForYesElect Director Michael J. Burns 1c No

Mgmt ForForYesElect Director William R. Johnson 1d No

Mgmt ForForYesElect Director Candace Kendle 1e No

Mgmt ForForYesElect Director Ann M. Livermore 1f No

Mgmt ForForYesElect Director Rudy H.P. Markham 1g No

Mgmt ForForYesElect Director Franck J. Moison 1h No

Mgmt ForForYesElect Director Clark "Sandy" T. Randt, Jr. 1i No

Mgmt ForForYesElect Director John T. Stankey 1j No

Mgmt ForForYesElect Director Carol B. Tome 1k No

Mgmt ForForYesElect Director Kevin M. Warsh 1l No


2 No

Mgmt One YearThree YearsYesAdvisory Vote on Say on Pay Frequency 3 Yes



SH ForAgainstYesApprove Recapitalization Plan for all Stock to Have One-vote per Share

6 Yes


Verizon Communications Inc.



Country: USA


Primary Security ID: 92343V104

Ticker: VZ

Primary CUSIP: 92343V104 Primary ISIN: US92343V1044 Primary SEDOL: 2090571


Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Shellye L. Archambeau Mgmt Yes For Against Yes

Mgmt ForForYesElect Director Mark T. Bertolini 1.2 No

Mgmt AgainstForYesElect Director Richard L. Carrion 1.3 Yes

Mgmt ForForYesElect Director Melanie L. Healey 1.4 No

Mgmt AgainstForYesElect Director M. Frances Keeth 1.5 Yes

of 97



Verizon Communications Inc.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Karl-Ludwig Kley 1.6 No

Mgmt ForForYesElect Director Lowell C. McAdam 1.7 No

Mgmt ForForYesElect Director Clarence Otis, Jr. 1.8 No

Mgmt AgainstForYesElect Director Rodney E. Slater 1.9 Yes

Mgmt AgainstForYesElect Director Kathryn A. Tesija 1.10 Yes

Mgmt ForForYesElect Director Gregory D. Wasson 1.11 No

Mgmt ForForYesElect Director Gregory G. Weaver 1.12 No



3 No


Mgmt ForForYesApprove Omnibus Stock Plan 5 No

SH AgainstAgainstYesEstablish Board Committee on Human Rights 6 No

SH AgainstAgainstYesReport on Feasibility of Adopting GHG Emissions Targets

7 No

SH ForAgainstYesAmend Bylaws - Call Special Meetings 8 Yes

SH ForAgainstYesAmend Clawback Policy 9 Yes

SH ForAgainstYesStock Retention/Holding Period 10 Yes

SH AgainstAgainstYesLimit Matching Contributions to Executive Retirement Plans

11 No

ING Groep NV





Primary Security ID: N4578E595

Ticker: INGA

Primary CUSIP: N4578E413 Primary ISIN: NL0011821202 Primary SEDOL: BZ57390


Votable Proposal

Vote Instruction

Vote Against Mgmt



Mgmt NoReceive Report of Management Board (Non-Voting)

2a

Mgmt NoReceive Announcements on Sustainability 2b

of 97



ING Groep NV


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt NoReceive Report of Supervisory Board (Non-Voting)

2c

Mgmt NoDiscuss Remuneration Report 2d

Mgmt ForForYesAdopt Financial Statements and Statutory Reports

2e No

Mgmt NoReceive Explanation on Profit Retention and Distribution Policy

3a

Mgmt ForForYesApprove Dividends of EUR 0.66 Per Share 3b No

Mgmt ForForYesApprove Discharge of Management Board 4a No

Mgmt ForForYesApprove Discharge of Supervisory Board 4b No

Mgmt NoReceive Information on Deferral Period in the Remuneration Policy for Members of the Executive Board

5a

Mgmt ForForYesApprove Increase Maximum Ratio Between Fixed and Variable Components of Remuneration

5b No

Mgmt ForForYesReelect Ralph Hamers to Management Board 6a No

Mgmt ForForYesElect Steven van Rijswijk to Management Board

6b No

Mgmt ForForYesElect Koos Timmermans to Management Board

6c No

Mgmt ForForYesReelect Hermann-Josef Lamberti to Supervisory Board

7a No

Mgmt ForForYesReelect Robert Reibestein to Supervisory Board

7b No

Mgmt ForForYesReelect Jeroen van der Veer to Supervisory Board

7c No

Mgmt ForForYesElect Jan Peter Balkenende to Supervisory Board

7d No

Mgmt ForForYesElect Margarete Haase to Supervisory Board 7e No

Mgmt ForForYesElect Hans Wijers to Supervisory Board 7f No

Mgmt ForForYesAuthorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital

8a No

Mgmt ForForYesGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights

8b No


9 No


of 97



Franco-Nevada Corporation



Country: Canada



Ticker: FNV

Primary CUSIP: 351858105 Primary ISIN: CA3518581051 Primary SEDOL: B29NF31


Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Pierre Lassonde Mgmt Yes For For No

Mgmt ForForYesElect Director David Harquail 1.2 No

Mgmt ForForYesElect Director Tom Albanese 1.3 No

Mgmt ForForYesElect Director Derek W. Evans 1.4 No

Mgmt ForForYesElect Director Graham Farquharson 1.5 No

Mgmt ForForYesElect Director Catharine Farrow 1.6 No

Mgmt ForForYesElect Director Louis Gignac 1.7 No

Mgmt ForForYesElect Director Randall Oliphant 1.8 No

Mgmt ForForYesElect Director David R. Peterson 1.9 No


2 No


3 No

Innergex Renewable Energy Inc.



Country: Canada


Primary Security ID: 45790B104

Ticker: INE

Primary CUSIP: 45790B104 Primary ISIN: CA45790B1040 Primary SEDOL: B29TNV3


Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Jean La Couture Mgmt Yes For For No

Mgmt ForForYesElect Director Nathalie Francisci 1.2 No

Mgmt ForForYesElect Director Richard Gagnon 1.3 No

Mgmt ForForYesElect Director Daniel Lafrance 1.4 No

Mgmt ForForYesElect Director Michel Letellier 1.5 No

of 97



Innergex Renewable Energy Inc.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Dalton James Patrick McGuinty 1.6 No

Mgmt ForForYesElect Director Monique Mercier 1.7 No

Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

2 No

Mgmt ForForYesApprove Reduction in Stated Capital 3 No


4 No

Sanofi



Country: France


Primary Security ID: F5548N101

Ticker: SAN

Primary CUSIP: F5548N101 Primary ISIN: FR0000120578 Primary SEDOL: 5671735


Votable Proposal

Vote Instruction

Vote Against Mgmt



1 No


2 No


3 No

Mgmt ForForYesApprove Auditors' Special Report on New Related-Party Transactions

4 No

Mgmt ForForYesApprove Remuneration of Directors in the Aggregate Amount of EUR 1.750 Million

5 No

Mgmt ForForYesReelect Fabienne Lecorvaisier as Director 6 No

Mgmt ForForYesElect Bernard Charles as Director 7 No

Mgmt ForForYesElect Melanie Lee as Director 8 No

Mgmt ForForYesApprove Remuneration Policy for Chairman of the Board

9 No

Mgmt ForForYesApprove Remuneration Policy for CEO 10 No

Mgmt ForForYesNon-Binding Vote on Compensation of Serge Weinberg, Chairman of the Board

11 No

Mgmt ForForYesNon-Binding Vote on Compensation of Olivier Brandicourt, CEO

12 No

of 97



Sanofi


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesRenew Appointment of PricewaterhouseCoopers Audit as Auditor

13 No


14 No


Mgmt ForForYesAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.289 Billion

15 No


16 No

Mgmt ForForYesApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million

17 No

Mgmt ForForYesApprove Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion

18 No


19 No

Mgmt ForForYesAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

20 No

Mgmt ForForYesAuthorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value

21 No


22 No


23 No

Mgmt ForForYesAmend Article 11 of Bylaws Re: Board of Directors

24 No


25 No

SUEZ



Country: France


Primary Security ID: F6327G101

Ticker: SEV

Primary CUSIP: F90131115 Primary ISIN: FR0010613471 Primary SEDOL: B3B8D04

of 97



SUEZ


Votable Proposal

Vote Instruction

Vote Against Mgmt



1 No


2 No


3 No

Mgmt AgainstForYesRatify Appointment of Francesco Caltagirone as Director

4 Yes

Mgmt ForForYesApprove Auditors' Special Report on Related-Party Transactions Regarding Ongoing Transactions

5 No

Mgmt ForForYesApprove Remuneration Policy for Chairman 6 No

Mgmt ForForYesNon-Binding Vote on Compensation of Gerard Mestrallet, Chairman

7 No

Mgmt ForForYesApprove Remuneration Policy for CEO 8 No

Mgmt AgainstForYesNon-Binding Vote on Compensation of Jean-Louis Chaussade, CEO

9 Yes


10 No



11 No

Mgmt ForForYesAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 451 Million

12 No


13 No

Mgmt ForForYesApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Private Placements, up to Aggregate Nominal Amount of EUR 226 Million

14 No


15 No

Mgmt ForForYesAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

16 No

of 97



SUEZ


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesAuthorize Capital Increase of Up to EUR 226 Million for Future Exchange Offers

17 No


18 No

Mgmt ForForYesAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved forEmployees of International Subsidiaries

19 No

Mgmt ForForYesApprove Restricted Stock Plan in Connection with Employee Stock Purchase Plans

20 No

Mgmt ForForYesSet Total Limit for Capital Increase to Result from Issuance Requests under Items 12-20 at EUR 451 Million

21 No


22 No

Bayerische Motoren Werke AG (BMW)



Country: Germany



Ticker: BMW



Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt No

Mgmt ForForYesApprove Allocation of Income and Dividends of EUR 3.52 per Preferred Share and EUR 3.50 per Ordinary Share

2 No


3 No


4 No

Mgmt ForForYesRatify KPMG AG as Auditors for Fiscal 2017 5 No

Mgmt ForForYesElect Heinrich Hiesinger to the Supervisory Board

6 No

of 97



CK Hutchison Holdings Limited



Country: Cayman Islands



Ticker: 1

Primary CUSIP: Y13213106 Primary ISIN: KYG217651051 Primary SEDOL: BW9P816


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No


Mgmt AgainstForYesElect Kam Hing Lam as Director 3a Yes

Mgmt AgainstForYesElect Edith Shih as Director 3b Yes

Mgmt AgainstForYesElect Chow Kun Chee, Roland as Director 3c Yes

Mgmt AgainstForYesElect Chow Woo Mo Fong, Susan as Director 3d Yes

Mgmt AgainstForYesElect Cheng Hoi Chuen, Vincent as Director 3e Yes

Mgmt AgainstForYesElect Lee Wai Mun, Rose as Director 3f Yes

Mgmt ForForYesElect William Shurniak as Director 3g No

Mgmt ForForYesElect Wong Chung Hin as Director 3h No

Mgmt ForForYesApprove Auditor and Authorize Board to Fix Their Remuneration

4 No

Mgmt AgainstForYesApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights

5.1 Yes

Mgmt ForForYesAuthorize Repurchase of Issued Share Capital 5.2 No

Mgmt AgainstForYesAuthorize Reissuance of Repurchased Shares 5.3 Yes

Statoil ASA


Record Date:

Country: Norway


Primary Security ID: R8413J103

Ticker: STL

Primary CUSIP: R4446E112 Primary ISIN: NO0010096985 Primary SEDOL: 7133608


Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Open Meeting Mgmt No

Mgmt NoRegistration of Attending Shareholders and Proxies

2

of 97



Statoil ASA


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

3 No

Mgmt ForForYesApprove Notice of Meeting and Agenda 4 No

Mgmt ForForYesDesignate Inspector(s) of Minutes of Meeting 5 No

Mgmt ForForYesAccept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.22 Per Share

6 No

Mgmt ForForYesAuthorize Board to Distribute Quarterly Dividends

7 No

Mgmt ForForYesApprove Creation of Pool of Capital with Preemptive Rights in Connection with Payment of Dividend for Fourth Quarter 2016

8a No

Mgmt ForForYesApprove Creation of Pool of Capital with Preemptive Rights in Connection With Payment of Dividend for First Quarter to Third Quarter 2017

8b No

Mgmt NoShareholder Proposals

SH AgainstAgainstYesAbstain from Drilling Exploration Wells in the Barents Sea

9 No

SH AgainstAgainstYesDiscontinuation of Exploration Activities and Test Drilling for Fossil Energy Resources

10 No

SH AgainstAgainstYesMandate the Board to Appoint new Chief Geologist and Mandate to Reinstate Updated Versions of Pre-Merger Actuarial Based Risk Management Processes

11 No

Mgmt NoManagement Proposals

Mgmt ForForYesApprove Company's Corporate Governance Statement

12 No

Mgmt ForForYesApprove Remuneration Policy And Other Terms of Employment For Executive Management (Advisory)

13.1 No

Mgmt ForForYesApprove Remuneration Linked to Development of Share Price (Binding)

13.2 No

Mgmt ForForYesApprove Remuneration of Auditors 14 No

Mgmt ForForYesApprove Remuneration of Corporate Assembly in the Amount of NOK 122,400 for Chairman, NOK 64,500 for Deputy Chair, NOK 45,300 for Other Members and NOK 6,450 Per Meeting for Deputy Members

15 No

Mgmt ForForYesApprove Remuneration of Nominating Committee in the Amount of NOK 12,150 Per Meeting for Chair and NOK 9,000 Per Meeting for Members

16 No

Mgmt AgainstForYesApprove Equity Plan Financing 17 Yes

of 97



Statoil ASA


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesAuthorize Share Repurchase Program and Cancellation of Repurchased Shares

18 No

Mgmt ForForYesMiscellaneous Proposal: Marketing Instructions

19 No




Country: USA



Ticker: DOW



Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Ajay Banga Mgmt Yes For For No

Mgmt ForForYesElect Director Jacqueline K. Barton 1b No

Mgmt AgainstForYesElect Director James A. Bell 1c Yes

Mgmt ForForYesElect Director Richard K. Davis 1d No

Mgmt AgainstForYesElect Director Jeff M. Fettig 1e Yes

Mgmt ForForYesElect Director Andrew N. Liveris 1f No

Mgmt ForForYesElect Director Mark Loughridge 1g No

Mgmt ForForYesElect Director Raymond J. Milchovich 1h No

Mgmt AgainstForYesElect Director Robert S. (Steve) Miller 1i Yes

Mgmt ForForYesElect Director Paul Polman 1j No

Mgmt AgainstForYesElect Director Dennis H. Reilley 1k Yes

Mgmt ForForYesElect Director James M. Ringler 1l No

Mgmt ForForYesElect Director Ruth G. Shaw 1m No



3 No


of 97



Engie



Country: France


Primary Security ID: F7629A107

Ticker: ENGI

Primary CUSIP: F42768105 Primary ISIN: FR0010208488 Primary SEDOL: B0C2CQ3


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt ForYesApprove Financial Statements and Statutory Reports

1 No

Mgmt ForYesApprove Consolidated Financial Statements and Statutory Reports

2 No

Mgmt ForYesApprove Allocation of Income and Dividends of EUR 1 per Share and an Extra of EUR 0.10 per Share to Long Term Registered Shares

3 No

Mgmt ForYesApprove Auditors' Special Report on Related-Party Transactions Regarding New Transactions; Acknowledge Ongoing Transactions

4 No

Mgmt ForYesApprove Additional Pension Scheme Agreement with Isabelle Kocher, CEO

5 No

Mgmt ForYesAuthorize Repurchase of Up to 10 Percent of Issued Share Capital

6 No

Mgmt ForYesRatify Appointment of Patrice Durand as Director

7 No

Mgmt NoneYesElect Christophe Aubert as Representative of Employee Shareholders to the Board

8 No

Mgmt NoneYesElect Ton Willems as Representative of Employee Shareholders to the Board

9 No

Mgmt ForYesNon-Binding Vote on Compensation of Gerard Mestrallet, Chairman and CEO until May 3, 2016

10 No

Mgmt ForYesNon-Binding Vote on Compensation of Isabelle Kocher, Vice CEO until May 3, 2016

11 No

Mgmt ForYesNon-Binding Vote on Compensation of Isabelle Kocher, CEO since May 3, 2016

12 No

Mgmt ForYesApprove Remuneration Policy of Executive Officers

13 No


Mgmt ForYesAuthorize Capital Issuances for Use in Employee Stock Purchase Plans

14 No

Mgmt ForYesAuthorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries

15 No

of 97



Engie


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForYesAuthorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans

16 No

Mgmt ForYesAuthorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans

17 No

Mgmt ForYesAuthorize Filing of Required Documents/Other Formalities

18 No

ProSiebenSat.1 Media SE


Record Date:

Country: Germany


Primary Security ID: D6216S143

Ticker: PSM

Primary CUSIP: D6216S101 Primary ISIN: DE000PSM7770 Primary SEDOL: BCZM1B2


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt No


2 No


3 No


4 No

Mgmt AgainstForYesApprove Remuneration System for Management Board Members

5 Yes

Mgmt ForForYesRatify KPMG AG as Auditors for Fiscal 2017 6 No

Mgmt ForForYesApprove Affiliation Agreement with ProSiebenSat.1 Zwanzigste Verwaltungsgesellschaft mbH

7.1 No

Mgmt ForForYesApprove Affiliation Agreement with ProSiebenSat.1 Einundzwanzigste Verwaltungsgesellschaft mbH

7.2 No

Mgmt ForForYesApprove Affiliation Agreement with ProSiebenSat.1 Sports GmbH

7.3 No

alstria office REIT-AG



Country: Germany


Primary Security ID: D0378R100

Ticker: AOX

Primary CUSIP: D0378R100 Primary ISIN: DE000A0LD2U1 Primary SEDOL: B1VP947

of 97



alstria office REIT-AG


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt No


2 No


3 No


4 No

Mgmt ForForYesRatify Deloitte as Auditors for Fiscal 2017 5.1 No

Mgmt ForForYesRatify Deloitte as Auditors for the First Half of Fiscal 2017

5.2 No

Mgmt ForForYesRatify Deloitte as Auditors for the Period until the 2018 AGM

5.3 No

Mgmt ForForYesElect Bernhard Duettmann to the Supervisory Board

6 No

Mgmt ForForYesApprove Remuneration System for Management Board Members

7 No

Mgmt ForForYesApprove Remuneration of Supervisory Board 8 No

Mgmt ForForYesAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

9 No

Mgmt ForForYesApprove Creation of EUR 30.6 Million Pool of Capital with Preemptive Rights

10.1 No

Mgmt ForForYesExclude Preemptive Rights up to 5 percent of Share Capital Against Contributions in Cash for the Capital Pool proposed under Item 10.1

10.2 No

Mgmt ForForYesExclude Preemptive Rights up to 5 percent of Share Capital Against Contributions in Cash or in Kind for the Capital Pool proposed under Item 10.1

10.3 No

Mgmt ForForYesApprove Issuance of Convertible Profit-Sharing Certificates without Preemptive Rights up to an Aggregate Nominal Amount of EUR 1 Million to Employees of the Company; Approve Creation of EUR 1 Million Pool of Capital to Guarantee Conversion Rights

11 No

of 97



JPMorgan Chase & Co.



Country: USA


Primary Security ID: 46625H100

Ticker: JPM

Primary CUSIP: 46625H100 Primary ISIN: US46625H1005 Primary SEDOL: 2190385


Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Linda B. Bammann Mgmt Yes For For No

Mgmt ForForYesElect Director James A. Bell 1b No

Mgmt ForForYesElect Director Crandall C. Bowles 1c No

Mgmt ForForYesElect Director Stephen B. Burke 1d No

Mgmt ForForYesElect Director Todd A. Combs 1e No

Mgmt ForForYesElect Director James S. Crown 1f No

Mgmt ForForYesElect Director James Dimon 1g No

Mgmt ForForYesElect Director Timothy P. Flynn 1h No

Mgmt ForForYesElect Director Laban P. Jackson, Jr. 1i No

Mgmt ForForYesElect Director Michael A. Neal 1j No

Mgmt ForForYesElect Director Lee R. Raymond 1k No

Mgmt ForForYesElect Director William C. Weldon 1l No


2 No


3 No



SH AgainstAgainstYesProhibit Accelerated Vesting of Awards to Pursue Government Service

6 No

SH AgainstAgainstYesClawback Amendment 7 No

SH AgainstAgainstYesReport on Gender Pay Gap 8 No

SH AgainstAgainstYesProvide Vote Counting to Exclude Abstentions 9 No

SH ForAgainstYesReduce Ownership Threshold for Shareholders to Call a Special Meeting

10 Yes

of 97



Vonovia SE


Record Date:

Country: Germany


Primary Security ID: D9581T100

Ticker: VNA

Primary CUSIP: N/A Primary ISIN: DE000A1ML7J1 Primary SEDOL: BBJPFY1


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt No


2 No


3 No


4 No

Mgmt ForForYesRatify KPMG AG as Auditors for Fiscal 2017 and as as Auditors for the First Quarter of Fiscal 2018

5 No

Mgmt ForForYesApprove Creation of EUR 66.55 Million Pool of Capital without Preemptive Rights

6 No

Mgmt ForForYesChange Location of Registered Office Headquarters

7 No

Mgmt ForForYesAmend Articles Re: Article 17 "Change Majority Requirements at Annual General Meeting"

8 No

BP plc






Ticker: BP.



Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No



Mgmt ForForYesRe-elect Bob Dudley as Director 4 No

Mgmt ForForYesRe-elect Dr Brian Gilvary as Director 5 No

of 97



BP plc


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Nils Andersen as Director 6 No

Mgmt ForForYesRe-elect Paul Anderson as Director 7 No

Mgmt ForForYesRe-elect Alan Boeckmann as Director 8 No

Mgmt ForForYesRe-elect Frank Bowman as Director 9 No

Mgmt ForForYesRe-elect Ian Davis as Director 10 No

Mgmt ForForYesRe-elect Dame Ann Dowling as Director 11 No

Mgmt ForForYesElect Melody Meyer as Director 12 No

Mgmt ForForYesRe-elect Brendan Nelson as Director 13 No

Mgmt ForForYesRe-elect Paula Reynolds as Director 14 No

Mgmt ForForYesRe-elect Sir John Sawers as Director 15 No

Mgmt ForForYesRe-elect Carl-Henric Svanberg as Director 16 No

Mgmt ForForYesReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration

17 No


18 No


19 No


20 No


21 No



23 No

Cineplex Inc.



Country: Canada



Ticker: CGX

Primary CUSIP: 172454100 Primary ISIN: CA1724541000 Primary SEDOL: B682FM6


Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Jordan Banks Mgmt Yes For For No

of 97



Cineplex Inc.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Robert Bruce 1.2 No

Mgmt ForForYesElect Director Joan Dea 1.3 No

Mgmt ForForYesElect Director Janice Fukakusa 1.4 No

Mgmt ForForYesElect Director Ian Greenberg 1.5 No

Mgmt ForForYesElect Director Donna Hayes 1.6 No

Mgmt ForForYesElect Director Ellis Jacob 1.7 No

Mgmt ForForYesElect Director Sarabjit S. Marwah 1.8 No

Mgmt ForForYesElect Director Nadir Mohamed 1.9 No

Mgmt ForForYesElect Director Edward Sonshine 1.10 No


2 No


3 No

Macquarie Infrastructure Corporation



Country: USA



Ticker: MIC

Primary CUSIP: 55608B105 Primary ISIN: US55608B1052 Primary SEDOL: B1Z4VB1


Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Norman H. Brown, Jr. Mgmt Yes For For No

Mgmt ForForYesElect Director George W. Carmany, III 1b No

Mgmt ForForYesElect Director Ronald Kirk 1c No

Mgmt ForForYesElect Director H.E. (Jack) Lentz 1d No

Mgmt ForForYesElect Director Ouma Sananikone 1e No



3 No


of 97



Two Harbors Investment Corp.



Country: USA



Ticker: TWO

Primary CUSIP: 90187B101 Primary ISIN: US90187B1017 Primary SEDOL: B563MS9


Votable Proposal

Vote Instruction

Vote Against Mgmt

1A Elect Director E. Spencer Abraham Mgmt Yes For For No

Mgmt ForForYesElect Director James J. Bender 1B No

Mgmt ForForYesElect Director Stephen G. Kasnet 1C No

Mgmt ForForYesElect Director Lisa A. Pollina 1D No

Mgmt ForForYesElect Director William Roth 1E No

Mgmt ForForYesElect Director W. Reid Sanders 1F No

Mgmt ForForYesElect Director Thomas E. Siering 1G No

Mgmt ForForYesElect Director Brian C. Taylor 1H No

Mgmt ForForYesElect Director Hope B. Woodhouse 1I No


2 No



Altria Group, Inc.



Country: USA


Primary Security ID: 02209S103

Ticker: MO

Primary CUSIP: 02209S103 Primary ISIN: US02209S1033 Primary SEDOL: 2692632


Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Gerald L. Baliles Mgmt Yes For For No

Mgmt ForForYesElect Director Martin J. Barrington 1.2 No

Mgmt ForForYesElect Director John T. Casteen, III 1.3 No

Mgmt ForForYesElect Director Dinyar S. Devitre 1.4 No

Mgmt ForForYesElect Director Thomas F. Farrell, II 1.5 No

of 97



Altria Group, Inc.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Debra J. Kelly-Ennis 1.6 No

Mgmt ForForYesElect Director W. Leo Kiely, III 1.7 No

Mgmt ForForYesElect Director Kathryn B. McQuade 1.8 No

Mgmt ForForYesElect Director George Munoz 1.9 No

Mgmt ForForYesElect Director Nabil Y. Sakkab 1.10 No

Mgmt ForForYesElect Director Virginia E. Shanks 1.11 No


2 No


3 No


SH AgainstAgainstYesCease Tobacco-Related Advertising 5 No

Prudential plc






Ticker: PRU



Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No


Mgmt ForForYesApprove the Revised Remuneration Policy 3 No

Mgmt ForForYesElect Anne Richards as Director 4 No

Mgmt ForForYesRe-elect Sir Howard Davies as Director 5 No

Mgmt ForForYesRe-elect John Foley as Director 6 No

Mgmt ForForYesRe-elect Penelope James as Director 7 No

Mgmt ForForYesRe-elect David Law as Director 8 No

Mgmt ForForYesRe-elect Paul Manduca as Director 9 No

Mgmt ForForYesRe-elect Kaikhushru Nargolwala as Director 10 No

Mgmt ForForYesRe-elect Nicolaos Nicandrou as Director 11 No

of 97



Prudential plc


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesRe-elect Anthony Nightingale as Director 12 No

Mgmt ForForYesRe-elect Philip Remnant as Director 13 No

Mgmt ForForYesRe-elect Alice Schroeder as Director 14 No

Mgmt ForForYesRe-elect Barry Stowe as Director 15 No

Mgmt ForForYesRe-elect Lord Turner as Director 16 No

Mgmt ForForYesRe-elect Michael Wells as Director 17 No

Mgmt ForForYesRe-elect Tony Wilkey as Director 18 No



20 No


21 No


22 No

Mgmt ForForYesAuthorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares

23 No


24 No

Mgmt ForForYesAuthorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities

25 No

Mgmt ForForYesAuthorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities

26 No



28 No

National Grid plc





Primary Security ID: G6375K151

Ticker: NG.

Primary CUSIP: G6375K151 Primary ISIN: GB00B08SNH34 Primary SEDOL: B08SNH3


Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Approve Share Consolidation Mgmt Yes For For No

of 97



National Grid plc


Votable Proposal

Vote Instruction

Vote Against Mgmt


2 No


3 No


4 No

Mgmt ForForYesAuthorise Market Purchase of New Ordinary Shares

5 No

Weyerhaeuser Company



Country: USA



Ticker: WY



Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Mark A. Emmert Mgmt Yes For For No

Mgmt ForForYesElect Director Rick R. Holley 1.2 No

Mgmt ForForYesElect Director Sara Grootwassink Lewis 1.3 No

Mgmt ForForYesElect Director John F. Morgan, Sr. 1.4 No

Mgmt AgainstForYesElect Director Nicole W. Piasecki 1.5 Yes

Mgmt AgainstForYesElect Director Marc F. Racicot 1.6 Yes

Mgmt AgainstForYesElect Director Lawrence A. Selzer 1.7 Yes

Mgmt ForForYesElect Director Doyle R. Simons 1.8 No

Mgmt ForForYesElect Director D. Michael Steuert 1.9 No

Mgmt AgainstForYesElect Director Kim Williams 1.10 Yes

Mgmt ForForYesElect Director Charles R. Williamson 1.11 No


2 No



of 97



BNP Paribas SA



Country: France


Primary Security ID: F1058Q238

Ticker: BNP

Primary CUSIP: F1058Q238 Primary ISIN: FR0000131104 Primary SEDOL: 7309681


Votable Proposal

Vote Instruction

Vote Against Mgmt



1 No


2 No


3 No

Mgmt ForForYesAcknowledge Auditors' Special Report on Related-Party Transactions

4 No


5 No

Mgmt ForForYesReelect Jean Lemierre as Director 6 No

Mgmt ForForYesReelect Monique Cohen as Director 7 No

Mgmt ForForYesReelect Daniela Schwarzer as Director 8 No

Mgmt ForForYesReelect Fields Wicker-Miurin as Director 9 No

Mgmt ForForYesElect Jacques Aschenbroich as Director 10 No

Mgmt ForForYesApprove Remuneration Policy for Chairman of the Board

11 No

Mgmt ForForYesApprove Remuneration Policy for CEO and Vice-CEO

12 No

Mgmt ForForYesNon-Binding Vote on Compensation of Jean Lemierre, Chairman of the Board

13 No

Mgmt ForForYesNon-Binding Vote on Compensation of Jean-Laurent Bonnafe, CEO

14 No

Mgmt ForForYesNon-Binding Vote on Compensation of Philippe Bordenave, Vice-CEO

15 No

Mgmt ForForYesNon-Binding Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers

16 No



17 No


18 No

of 97



Merck & Co., Inc.



Country: USA


Primary Security ID: 58933Y105

Ticker: MRK

Primary CUSIP: 58933Y105 Primary ISIN: US58933Y1055 Primary SEDOL: 2778844


Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Leslie A. Brun Mgmt Yes For For No

Mgmt ForForYesElect Director Thomas R. Cech 1b No

Mgmt ForForYesElect Director Pamela J. Craig 1c No

Mgmt ForForYesElect Director Kenneth C. Frazier 1d No

Mgmt ForForYesElect Director Thomas H. Glocer 1e No

Mgmt ForForYesElect Director Rochelle B. Lazarus 1f No

Mgmt ForForYesElect Director John H. Noseworthy 1g No

Mgmt ForForYesElect Director Carlos E. Represas 1h No

Mgmt ForForYesElect Director Paul B. Rothman 1i No

Mgmt ForForYesElect Director Patricia F. Russo 1j No

Mgmt ForForYesElect Director Craig B. Thompson 1k No

Mgmt ForForYesElect Director Wendell P. Weeks 1l No

Mgmt ForForYesElect Director Peter C. Wendell 1m No


2 No



4 No



SH ForAgainstYesReport on Risks of Doing Business in Conflict-Affected Areas

7 Yes

SH AgainstAgainstYesReport on Board Oversight of Product Safety and Quality

8 No

of 97



Nielsen Holdings plc





Primary Security ID: G6518L108

Ticker: NLSN

Primary CUSIP: N/A Primary ISIN: GB00BWFY5505 Primary SEDOL: BWFY550


Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director James A. Attwood, Jr. Mgmt Yes For For No

Mgmt ForForYesElect Director Mitch Barns 1b No

Mgmt ForForYesElect Director Karen M. Hoguet 1c No

Mgmt ForForYesElect Director James M. Kilts 1d No

Mgmt ForForYesElect Director Harish Manwani 1e No

Mgmt ForForYesElect Director Robert Pozen 1f No

Mgmt ForForYesElect Director David Rawlinson 1g No

Mgmt ForForYesElect Director Javier G. Teruel 1h No

Mgmt ForForYesElect Director Lauren Zalaznick 1i No


Mgmt ForForYesReappoint Ernst & Young LLP as UK Statutory Auditors

3 No

Mgmt ForForYesAuthorise the Audit Committee to Fix Remuneration of UK Statutory Auditors

4 No


5 No


Mgmt ForForYesApprove Director's Remuneration Report 7 No

Royal Dutch Shell plc





Primary Security ID: G7690A100

Ticker: RDSA

Primary CUSIP: G7690A118 Primary ISIN: GB00B03MLX29 Primary SEDOL: B03MLX2


Votable Proposal

Vote Instruction

Vote Against Mgmt

Management Proposals Mgmt No

of 97



Royal Dutch Shell plc


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForYesAccept Financial Statements and Statutory Reports

1 No

Mgmt ForYesApprove Remuneration Policy 2 No

Mgmt ForYesApprove Remuneration Report 3 No

Mgmt ForYesElect Catherine Hughes as Director 4 No

Mgmt ForYesElect Roberto Setubal as Director 5 No

Mgmt ForYesRe-elect Ben van Beurden as Director 6 No

Mgmt ForYesRe-elect Guy Elliott as Director 7 No

Mgmt ForYesRe-elect Euleen Goh as Director 8 No

Mgmt ForYesRe-elect Charles Holliday as Director 9 No

Mgmt ForYesRe-elect Gerard Kleisterlee as Director 10 No

Mgmt ForYesRe-elect Sir Nigel Sheinwald as Director 11 No

Mgmt ForYesRe-elect Linda Stuntz as Director 12 No

Mgmt ForYesElect Jessica Uhl as Director 13 No

Mgmt ForYesRe-elect Hans Wijers as Director 14 No

Mgmt ForYesRe-elect Gerrit Zalm as Director 15 No

Mgmt ForYesReappoint Ernst & Young LLP as Auditors 16 No

Mgmt ForYesAuthorise the Audit Committee to Fix Remuneration of Auditors

17 No

Mgmt ForYesAuthorise Issue of Equity with Pre-emptive Rights

18 No

Mgmt ForYesAuthorise Issue of Equity without Pre-emptive Rights

19 No

Mgmt ForYesAuthorise Market Purchase of Ordinary Shares 20 No

Mgmt NoShareholder Proposal

SH AgainstYesRequest Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions

21 No

Flow Traders NV






Ticker: FLOW

Primary CUSIP: N/A Primary ISIN: NL0011279492 Primary SEDOL: BYT05J2

of 97



Flow Traders NV


Votable Proposal

Vote Instruction

Vote Against Mgmt



Mgmt NoReceive Report of Management Board and Supervisory Board (Non-Voting)

2.a

Mgmt NoDiscuss Remuneration Policy for Management Board Members (Non-Voting)

2.b

Mgmt ForForYesAdopt Financial Statements 2.c No

Mgmt NoReceive Explanation on Company's Reserves and Dividend Policy

2.d

Mgmt ForForYesApprove Dividends of EUR 1.25 Per Share 2.e No

Mgmt ForForYesApprove Discharge of Management Board 3 No

Mgmt ForForYesApprove Discharge of Supervisory Board 4 No

Mgmt ForForYesGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

5.a No

Mgmt ForForYesAuthorize Board to Exclude Preemptive Rights from Share Issuances under Item 5.a

5.b No


6 No

Mgmt ForForYesRatify Ernst & Young as Auditors 7 No

Mgmt NoClose Meeting 8

LyondellBasell Industries N.V.






Ticker: LYB

Primary CUSIP: N/A Primary ISIN: NL0009434992 Primary SEDOL: B3SPXZ3


Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Robert G. Gwin Mgmt Yes For For No

Mgmt ForForYesElect Director Jacques Aigrain 1b No

Mgmt ForForYesElect Director Lincoln Benet 1c No

Mgmt ForForYesElect Director Jagjeet S. Bindra 1d No

of 97



LyondellBasell Industries N.V.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Robin Buchanan 1e No

Mgmt ForForYesElect Director Stephen F. Cooper 1f No

Mgmt ForForYesElect Director Nance K. Dicciani 1g No

Mgmt ForForYesElect Director Claire S. Farley 1h No

Mgmt ForForYesElect Director Isabella D. Goren 1i No

Mgmt ForForYesElect Director Bruce A. Smith 1j No

Mgmt ForForYesElect Director Rudy van der Meer 1k No

Mgmt ForForYesAdoption of Dutch Statutory Annual Accounts 2 No

Mgmt ForForYesApprove Discharge of Management Board 3 No

Mgmt ForForYesApprove Discharge of Supervisory Board 4 No

Mgmt ForForYesRatify PricewaterhouseCoopers Accountants N.V. as Auditors

5 No


6 No

Mgmt ForForYesApprove Dividends of EUR 0.85 Per Share 7 No


8 No



10 No


McDonald's Corporation



Country: USA



Ticker: MCD



Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director Lloyd Dean Mgmt Yes For For No

Mgmt ForForYesElect Director Stephen Easterbrook 1b No

Mgmt ForForYesElect Director Robert Eckert 1c No

Mgmt ForForYesElect Director Margaret Georgiadis 1d No

of 97



McDonald's Corporation


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Enrique Hernandez, Jr. 1e No

Mgmt ForForYesElect Director Jeanne Jackson 1f No

Mgmt ForForYesElect Director Richard Lenny 1g No

Mgmt ForForYesElect Director John Mulligan 1h No

Mgmt ForForYesElect Director Sheila Penrose 1i No

Mgmt ForForYesElect Director John Rogers, Jr. 1j No

Mgmt ForForYesElect Director Miles White 1k No


2 No




SH AgainstAgainstYesProvide Vote Counting to Exclude Abstentions 6 No

SH ForAgainstYesReduce Ownership Threshold for Shareholders to Call a Special Meeting

7 Yes

SH AgainstAgainstYesIssue New Series of Preferred Stock with the Right to Elect own Director

8 No


SH ForAgainstYesAdopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain

10 Yes

SH ForAgainstYesAssess Environmental Impact of Polystyrene Foam Cups

11 Yes

SH AgainstAgainstYesReport on Charitable Contributions 12 No

China Mobile Limited



Country: Hong Kong


Primary Security ID: Y14965100

Ticker: 941

Primary CUSIP: Y14965100 Primary ISIN: HK0941009539 Primary SEDOL: 6073556


Votable Proposal

Vote Instruction

Vote Against Mgmt


Mgmt Yes For For No


of 97



China Mobile Limited


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt AgainstForYesElect Dong Xin as Director 3 Yes

Mgmt ForForYesElect Frank Wong Kwong Shing as Director 4.1 No

Mgmt AgainstForYesElect Moses Cheng Mo Chi as Director 4.2 Yes

Mgmt ForForYesElect Paul Chow Man Yiu as Director 4.3 No

Mgmt ForForYesElect Stephen Yiu Kin Wah as Director 4.4 No

Mgmt ForForYesApprove PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration

5 No

Mgmt ForForYesAuthorize Repurchase of Issued Share Capital 6 No

Mgmt AgainstForYesApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights

7 Yes

Mgmt AgainstForYesAuthorize Reissuance of Repurchased Shares 8 Yes

Total SA



Country: France


Primary Security ID: F92124100

Ticker: FP

Primary CUSIP: F92124100 Primary ISIN: FR0000120271 Primary SEDOL: B15C557


Votable Proposal

Vote Instruction

Vote Against Mgmt



1 No


2 No


3 No

Mgmt ForForYesApprove Stock Dividend Program (Cash or New Shares)

4 No


5 No

Mgmt ForForYesReelect Patricia Barbizet as Director 6 No

Mgmt ForForYesReelect Marie-Christine Coisne-Roquette as Director

7 No

of 97



Total SA


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Mark Cutifani as Director 8 No

Mgmt AgainstForYesElect Carlos Tavares as Director 9 Yes

Mgmt ForForYesReceive Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

10 No

Mgmt ForForYesNon-Binding Vote on Compensation of Patrick Pouyanne, CEO and Chairman

11 No

Mgmt ForForYesApprove Remuneration Policy of Chairman and CEO

12 No



13 No

Exxon Mobil Corporation



Country: USA


Primary Security ID: 30231G102

Ticker: XOM

Primary CUSIP: 30231G102 Primary ISIN: US30231G1022 Primary SEDOL: 2326618


Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Susan K. Avery Mgmt Yes For For No

Mgmt WithholdForYesElect Director Michael J. Boskin 1.2 Yes

Mgmt ForForYesElect Director Angela F. Braly 1.3 No

Mgmt ForForYesElect Director Ursula M. Burns 1.4 No

Mgmt ForForYesElect Director Henrietta H. Fore 1.5 No

Mgmt ForForYesElect Director Kenneth C. Frazier 1.6 No

Mgmt ForForYesElect Director Douglas R. Oberhelman 1.7 No

Mgmt WithholdForYesElect Director Samuel J. Palmisano 1.8 Yes

Mgmt ForForYesElect Director Steven S. Reinemund 1.9 No

Mgmt WithholdForYesElect Director William C. Weldon 1.10 Yes

Mgmt ForForYesElect Director Darren W. Woods 1.11 No


2 No

of 97



Exxon Mobil Corporation


Votable Proposal

Vote Instruction

Vote Against Mgmt


3 Yes



SH ForAgainstYesRequire a Majority Vote for the Election of Directors

6 Yes

SH ForAgainstYesAmend Bylaws -- Call Special Meetings 7 Yes

SH AgainstAgainstYesAmend Bylaws to Prohibit Precatory Proposals 8 No

SH AgainstAgainstYesDisclose Percentage of Females at Each Percentile of Compensation

9 No


SH AgainstAgainstYesIncrease Return of Capital to Shareholders in Light of Climate Change Risks

11 No

SH ForAgainstYesReport on Climate Change Policies 12 Yes

SH ForAgainstYesReport on Methane Emissions 13 Yes

NN GROUP NV






Ticker: NN

Primary CUSIP: N/A Primary ISIN: NL0010773842 Primary SEDOL: BNG8PQ9


Votable Proposal

Vote Instruction

Vote Against Mgmt



Mgmt NoReceive Annual Report 2016 2

Mgmt NoDiscuss Remuneration Policy 2016 3

Mgmt ForForYesAdopt Financial Statements 2016 4a No

Mgmt NoReceive Explanation on Company's Reserves and Dividend Policy

4b

Mgmt ForForYesApprove Dividends of EUR 1.55 Per Share 4c No

Mgmt ForForYesApprove Discharge of Executive Board 5a No

Mgmt ForForYesApprove Discharge of Supervisory Board 5b No

of 97



NN GROUP NV


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt NoAnnounce Intention to Reappoint Lard Friese to Executive Board

6

Mgmt NoDiscussion of Supervisory Board Profile 7

Mgmt ForForYesElect Robert Ruijter to Supervisory Board 8a No

Mgmt ForForYesElect Clara Streit to Supervisory Board 8b No

Mgmt ForForYesApprove Remuneration of Supervisory Board 9a No

Mgmt ForForYesApprove Increase Maximum Ratio Between Fixed and Variable Components of Remuneration

9b No

Mgmt ForForYesAmend Articles of Association 10 No

Mgmt ForForYesGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

11a No

Mgmt ForForYesAuthorize Board to Exclude Preemptive Rights from Share Issuances

11b No


12 No

Mgmt ForForYesApprove Cancellation of Repurchased Shares Up to 20 Percent of Issued Share Capital

13 No


CSX Corporation



Country: USA

Meeting Type: Proxy Contest


Ticker: CSX



Votable Proposal

Vote Instruction

Vote Against Mgmt

Management Proxy (White Proxy Card) Mgmt No

Mgmt AgainstForYesElect Director Donna M. Alvarado 1a Yes

Mgmt ForForYesElect Director John B. Breaux 1b No

Mgmt ForForYesElect Director Pamela L. Carter 1c No

Mgmt AgainstForYesElect Director Steven T. Halverson 1d Yes

Mgmt ForForYesElect Director E. Hunter Harrison 1e No

Mgmt AgainstForYesElect Director Paul C. Hilal 1f Yes

of 97



CSX Corporation


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt AgainstForYesElect Director Edward J. Kelly, III 1g Yes

Mgmt ForForYesElect Director John D. McPherson 1h No

Mgmt ForForYesElect Director David M. Moffett 1i No

Mgmt ForForYesElect Director Dennis H. Reilley 1j No

Mgmt AgainstForYesElect Director Linda H. Riefler 1k Yes

Mgmt ForForYesElect Director J. Steven Whisler 1l No

Mgmt AgainstForYesElect Director John J. Zillmer 1m Yes



3 No


Mgmt AgainstNoneYesAdvisory Vote on Reimbursement Arrangement in Connection with Retention of E. Hunter Harrison as CEO

5 No

Mgmt NoDissident Proxy (Gold Proxy Card)

SH Do Not Vote

ForYesElect Director Donna M. Alvarado 1a No

SH Do Not Vote

ForYesElect Director John B. Breaux 1b No

SH Do Not Vote

ForYesElect Director Pamela L. Carter 1c No

SH Do Not Vote

ForYesElect Director Steven T. Halverson 1d No

SH Do Not Vote

ForYesElect Director E. Hunter Harrison 1e No

SH Do Not Vote

ForYesElect Director Paul C. Hilal 1f No

SH Do Not Vote

ForYesElect Director Edward J. Kelly, III 1g No

SH Do Not Vote

ForYesElect Director John D. McPherson 1h No

SH Do Not Vote

ForYesElect Director David M. Moffett 1i No

SH Do Not Vote

ForYesElect Director Dennis H. Reilley 1j No

SH Do Not Vote

ForYesElect Director Linda H. Riefler 1k No

SH Do Not Vote

ForYesElect Director J. Steven Whisler 1l No

of 97



CSX Corporation


Votable Proposal

Vote Instruction

Vote Against Mgmt

SH Do Not Vote

ForYesElect Director John J. Zillmer 1m No

Mgmt Do Not Vote

ForYesRatify Ernst & Young LLP as Auditors 2 No

Mgmt Do Not Vote

ForYesAdvisory Vote to Ratify Named Executive Officers' Compensation

3 No

Mgmt Do Not Vote

One YearYesAdvisory Vote on Say on Pay Frequency 4 No

Mgmt Do Not Vote

ForYesAdvisory Vote on Reimbursement Arrangement in Connection with Retention of E. Hunter Harrison as CEO

5 No

Las Vegas Sands Corp.



Country: USA



Ticker: LVS

Primary CUSIP: 517834107 Primary ISIN: US5178341070 Primary SEDOL: B02T2J7


Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Charles D. Forman Mgmt Yes For For No

Mgmt WithholdForYesElect Director Steven L. Gerard 1.2 Yes

Mgmt ForForYesElect Director George Jamieson 1.3 No

Mgmt ForForYesElect Director Lewis Kramer 1.4 No



3 Yes


Riocan Real Estate Investment Trust



Country: Canada



Ticker: REI.UN


of 97



Riocan Real Estate Investment Trust


Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Trustee Bonnie Brooks Mgmt Yes For For No

Mgmt ForForYesElect Trustee Clare R. Copeland 1.2 No

Mgmt ForForYesElect Trustee Paul Godfrey 1.3 No

Mgmt ForForYesElect Trustee Dale H. Lastman 1.4 No

Mgmt ForForYesElect Trustee Jane Marshall 1.5 No

Mgmt ForForYesElect Trustee Sharon Sallows 1.6 No

Mgmt ForForYesElect Trustee Edward Sonshine 1.7 No

Mgmt ForForYesElect Trustee Siim A. Vanaselja 1.8 No

Mgmt ForForYesElect Trustee Charles M. Winograd 1.9 No

Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Trustees to Fix Their Remuneration

2 No


3 No

MetLife, Inc.



Country: USA



Ticker: MET



Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Cheryl W. Grise Mgmt Yes For For No

Mgmt ForForYesElect Director Carlos M. Gutierrez 1.2 No

Mgmt ForForYesElect Director David L. Herzog 1.3 No

Mgmt ForForYesElect Director R. Glenn Hubbard 1.4 No

Mgmt ForForYesElect Director Steven A. Kandarian 1.5 No

Mgmt ForForYesElect Director Alfred F. Kelly, Jr. 1.6 No

Mgmt ForForYesElect Director Edward J. Kelly, III 1.7 No

Mgmt ForForYesElect Director William E. Kennard 1.8 No

Mgmt ForForYesElect Director James M. Kilts 1.9 No

of 97



MetLife, Inc.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForForYesElect Director Catherine R. Kinney 1.10 No

Mgmt ForForYesElect Director Denise M. Morrison 1.11 No



3 No



5 Yes

Time Warner Inc.



Country: USA



Ticker: TWX

Primary CUSIP: 887317303 Primary ISIN: US8873173038 Primary SEDOL: B63QTN2


Votable Proposal

Vote Instruction

Vote Against Mgmt

1a Elect Director William P. Barr Mgmt Yes For Against Yes

Mgmt ForForYesElect Director Jeffrey L. Bewkes 1b No

Mgmt AgainstForYesElect Director Robert C. Clark 1c Yes

Mgmt ForForYesElect Director Mathias Dopfner 1d No

Mgmt AgainstForYesElect Director Jessica P. Einhorn 1e Yes

Mgmt ForForYesElect Director Carlos M. Gutierrez 1f No

Mgmt AgainstForYesElect Director Fred Hassan 1g Yes

Mgmt ForForYesElect Director Paul D. Wachter 1h No

Mgmt ForForYesElect Director Deborah C. Wright 1i No



3 No


of 97



H&R Real Estate Investment Trust



Country: Canada



Ticker: HR.UN

Primary CUSIP: 404428203 Primary ISIN: CA4044282032 Primary SEDOL: B3DJHT2


Votable Proposal

Vote Instruction

Vote Against Mgmt

In Respect of the Real Estate Investment Trust

Mgmt No

Mgmt ForForYesElect Alex Avery as Trustee of the REIT 1 No

Mgmt WithholdForYesElect Robert E. Dickson as Trustee of the REIT

2 Yes

Mgmt WithholdForYesElect Edward Gilbert as Trustee of the REIT 3 Yes

Mgmt ForForYesElect Thomas J. Hofstedter as Trustee of the REIT

4 No

Mgmt WithholdForYesElect Laurence A. Lebovic as Trustee of the REIT

5 Yes

Mgmt ForForYesElect Juli Morrow as Trustee of the REIT 6 No

Mgmt WithholdForYesElect Ronald C. Rutman as Trustee of the REIT

7 Yes

Mgmt WithholdForYesElect Stephen L. Sender as Trustee of the REIT

8 Yes

Mgmt ForForYesApprove KPMG LLP as Auditors of the REIT and Authorize Trustees to Fix Their Remuneration

9 No


10 No

Mgmt ForForYesAmend Declaration of Trust 11 No

Mgmt NoIn Respect of Finance Trust

Mgmt ForForYesElect Marvin Rubner as Trustee of the Finance Trust

1 No

Mgmt ForForYesElect Shimshon (Stephen) Gross as Trustee of the Finance Trust

2 No

Mgmt ForForYesElect Neil Sigler as Trustee of the Finance Trust

3 No

Mgmt ForForYesApprove KPMG LLP as Auditors of Finance Trust and Authorize Board to Fix Their Remuneration

4 No

of 97



iShares Trust



Country: USA


Primary Security ID:

Ticker: N/A



Votable Proposal

Vote Instruction

Vote Against Mgmt

1.1 Elect Director Jane D. Carlin Mgmt Yes For For No

Mgmt ForForYesElect Director Richard L. Fagnani 1.2 No

Mgmt ForForYesElect Director Drew E. Lawton 1.3 No

Mgmt ForForYesElect Director Madhav V. Rajan 1.4 No

Mgmt ForForYesElect Director Mark Wiedman 1.5 No

Itochu Corp.



Country: Japan


Primary Security ID: J2501P104

Ticker: 8001

Primary CUSIP: J2501P104 Primary ISIN: JP3143600009 Primary SEDOL: 6467803


Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Approve Allocation of Income, with a Final Dividend of JPY 27.5

Mgmt Yes For No

Mgmt ForYesAmend Articles to Amend Business Lines 2 No

Mgmt ForYesElect Director Okafuji, Masahiro 3.1 No

Mgmt ForYesElect Director Okamoto, Hitoshi 3.2 No

Mgmt ForYesElect Director Suzuki, Yoshihisa 3.3 No

Mgmt ForYesElect Director Kobayashi, Fumihiko 3.4 No

Mgmt ForYesElect Director Hachimura, Tsuyoshi 3.5 No

Mgmt ForYesElect Director Fujisaki, Ichiro 3.6 No

Mgmt ForYesElect Director Kawakita, Chikara 3.7 No

Mgmt ForYesElect Director Muraki, Atsuko 3.8 No

Mgmt ForYesElect Director Mochizuki, Harufumi 3.9 No

Mgmt ForYesAppoint Statutory Auditor Majima, Shingo 4.1 No

of 97



Itochu Corp.


Votable Proposal

Vote Instruction

Vote Against Mgmt

Mgmt ForYesAppoint Statutory Auditor Ono, Kotaro 4.2 No

Daito Trust Construction Co. Ltd.



Country: Japan


Primary Security ID: J11151107

Ticker: 1878

Primary CUSIP: J11151107 Primary ISIN: JP3486800000 Primary SEDOL: 6250508


Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Approve Allocation of Income, with a Final Dividend of JPY 298

Mgmt Yes For For No

Mgmt ForForYesElect Director Kumakiri, Naomi 2.1 No

Mgmt ForForYesElect Director Kobayashi, Katsuma 2.2 No

Mgmt ForForYesElect Director Kawai, Shuji 2.3 No

Mgmt ForForYesElect Director Uchida, Kanitsu 2.4 No

Mgmt ForForYesElect Director Takeuchi, Kei 2.5 No

Mgmt ForForYesElect Director Saito, Kazuhiko 2.6 No

Mgmt ForForYesElect Director Nakagawa, Takeshi 2.7 No

Mgmt ForForYesElect Director Sato, Koji 2.8 No

Mgmt ForForYesElect Director Yamaguchi, Toshiaki 2.9 No

Mgmt ForForYesElect Director Sasaki, Mami 2.10 No

Mgmt ForForYesElect Director Shoda, Takashi 2.11 No

Mgmt ForForYesAppoint Statutory Auditor Uno, Masayasu 3.1 No

Mgmt ForForYesAppoint Statutory Auditor Hachiya, Hideo 3.2 No

Mgmt ForForYesAppoint Statutory Auditor Fujimaki, Kazuo 3.3 No

Rio Tinto Ltd.



Country: Australia



Ticker: RIO

Primary CUSIP: Q81437107 Primary ISIN: AU000000RIO1 Primary SEDOL: 6220103

of 97



Rio Tinto Ltd.


Votable Proposal

Vote Instruction

Vote Against Mgmt

1 Approve the Proposed Disposal of Coal & Allied Industries Limited

Mgmt Yes For For No

of 97

Pennon Group plc - TD Asset Management · PDF fileProposal Number Proposal Text ... Authorise...

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