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    link between the API propertieslink between the API properties

    andandtheir application in formulationtheir application in formulation

    PHARMACEUTICALPHARMACEUTICAL

    PREPRE -- FORMULATION:FORMULATION:

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    SUMMARY

    Pre - formulation: definition, objective and position

    Typical characterizations at pre - formulation step

    from literature

    from Archemis experience

    Impact of drug properties on formulation: examples

    Study case 1: salt screening

    Study case 2: pre - formulation for a parenteral

    form

    Conclusion

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    PrePre -- formulation:formulation:

    definition and objectivedefinition and objective

    First learning on chemical and physicalproperties of a drug substance

    Formulation of a stable, effectiveand safe dosage form

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    inin pharmapharma developmentdevelopment

    Toxicity

    Clinic

    Phase 1 Phase 3

    Human

    Administration

    Phase 2

    2 years1 years 3 years

    250 molecules 5 3.5

    Tolerance(max dose)healthy

    volunteers

    Activity(dosageform)

    limited numberof patients

    EfficacySafety

    large scale ofpatients

    Registration

    1.2

    Pre-clinic Commerc

    ial

    3-4 years

    1Drugdiscovery

    cha

    racter

    izatio

    n

    Form

    ch

    oic

    e

    g

    kgg

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    Classical troubles inClassical troubles in

    prepre -- formulation studiesformulation studies

    Lack of information

    Little quantities

    Time limitation

    High wager

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    The pre - formulation approach

    Chemical process group

    yield

    purity

    crystallization feasibility

    cost

    Formulation group

    solubility

    stability

    processability

    Drug metabolism group

    toxicologic

    pharmacokinetic

    Team work

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    Typical characterization at

    pre - formulation steprom literature*:

    Bulk Characterization: crystallinity, polymorphism, hygroscopicity,

    ulk density, powder flow properties

    . Solubility Analysis: ionization constant (pKa), pH solubility profile,

    artition coefficient, dissolution.

    I. Stability Analysis: stability in toxicological formulations,lution stability, solid state stability, bulk stability,compatibility

    Outline of the principal areas of pre formulation research

    iese and Hagen, 1986.

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    Typical characterization at

    pre - formulation step

    Appearance, color, odor, particle size,Appearance, color, odor, particle size,crystal habit, purity, solubility, pKa,crystal habit, purity, solubility, pKa,

    thermal behavior, hygroscopicity,thermal behavior, hygroscopicity,salt form availability, polymorphism, stability...salt form availability, polymorphism, stability...

    From Archemis experience: from batch to batch

    34

    34.5

    35

    35.5

    36

    36.5

    37

    37.5

    38

    0 500 1000 1500 2000 2500

    Time/mins

    Masse/mg

    35.4589mg

    -3.15%

    +6.03%

    +0.16%

    AA

    BB

    0

    10

    0

    30

    40

    50

    60

    70

    80

    90

    100

    110

    120

    130

    140

    150

    160

    170

    180frequency q3*(x) / %

    0.2 0.4 0.6 0.8 1 4 6 8 10 0 40 60 80 100 00 400

    Taille de particule / m

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    The preThe pre --formulation tools at Archemisformulation tools at Archemis

    PropertyProperty

    Particle size: Laser granulometry, sieve fractionation,

    microscopy

    Particle shape: Microscopy (optic, SEM)

    Particle porosity: Hg porosimetryPurity: High Performance Liquid Chromatograph

    Molar ratio: Nuclear Magnetic Resonance, ionic

    chromatography

    Crystallinity: X-Ray DiffractionHygroscopicity: Dynamic Vapor Sorption

    Thermal behavior: DSC, TGA

    + solubility, pKa, stability...

    Method of analysisMethod of analysis

    P i

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    Dissolution rate

    Absorption rate

    Agglomeration

    Flowability

    Color

    Stability

    *Dose / release

    *Sedimentation/flocculation

    (emulsion or suspension)

    * Tablet and capsule

    haracterization Property Impact on formulation

    Impact of drug properties on formulationexamples

    Particle size

    t P t i

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    Impact on formulation

    Impact of drug properties on formulationexamples

    DissolutionBioavailability

    * Dose

    * Release form

    * Salt formation

    * Complexation

    * Cosolvent system...

    Solubility

    haracterization Property

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    Impact on formulation

    Impact of drug properties on formulationexamples

    Shelf life

    (time,

    temperature,

    light)

    * Process(e.g. mixing, compaction,

    spray drying,lyophilization)

    * Excipients choice

    (compatibility)

    * Conditioning

    (e.g. light protection,

    temperature)

    Stability

    Propertyharacterization

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    Study case of pre - formulation at Archemis / 1

    Salt screening for a free baseSalt screening for a free base

    The customer problem:

    crystallinity, stability, hygroscopicity, melting point, solubility

    The salt solution:

    optimization of molecular form/structure for formulation and

    administration by physicochemical changes:

    F solubility ( bioavailability/dissolution vs prolonged action)F hygroscopicity

    F melting pointstability

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    Solvents andacids selection

    Acceptablesolubility

    Newselection

    no yes

    Salt generation

    Crystallinesolid

    yes no

    PartiallyCrystalline

    solid

    noyes

    RejectedCrystallizationimprovement

    noyes

    Further analysis:- thermal behavior- hygroscopicity- molar ratio

    - purity...

    Saltselection

    Free base

    characterization

    str

    ate

    gy

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    Free base characterization

    Fingerprint of free base for salt comparison:

    2 pKa determination2 RX pattern

    2 Purity2Melting point2 Other thermal behavior

    2 Hygroscopicity

    2 Stability2 Solubility

    2Microscope observation2.

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    Solvents andacids selection

    Acceptablesolubility

    Newselection

    no yes

    Salt generation

    Crystallinesolid

    yes no

    PartiallyCrystalline

    solid

    noyes

    RejectedCrystallizationimprovement

    noyes

    Further analysis:- thermal behavior- hygroscopicity- molar ratio

    - purity...

    Saltselection

    Free base

    characterization

    str

    ate

    gy

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    Solvent and acid

    selectionSolvent selection criteria:

    2 ICH* class 3 preferred2 ICH* class 2 accepted

    2 proticity and polarity properties

    2 low boiling pointAcid:

    2 pKa of counterion must be at least 2 units below that of drug2 counterions must have completed chronic toxicological tests

    2 counterions must be pharmacologically inert

    CH: International Conference on Harmonization: class 1 = cause unacceptable toxicit

    class 2 = less severe toxicity

    class 3 = less toxic solvents

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    e t e a te a

    Solvents andacids selection

    Acceptablesolubility

    Newselection

    no yes

    Salt generation

    Crystallinesolid

    yes no

    PartiallyCrystalline

    solid

    noyes

    RejectedCrystallizationimprovement

    noyes

    Further analysis:- thermal behavior- hygroscopicity- molar ratio

    - purity...

    Saltselection

    Free base

    characterization

    str

    ate

    gy

    entre PartenairSalt evaluation

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    Salt evaluation

    Saltpr

    e-selection

    by

    cho

    sencriteria

    Free baseLot .

    Salt form 1 Salt form 2

    Process Crystallization in xsolvent by cooling

    Sample 1.1Cr stallization b x solventeva orationSample 1.2:Crystallization in x solventby cooling

    Sample 2.1:precipitation in y solventSample 2.2:precipitation in y solvent+filtration + drying at 65C

    Appearance White Brown to Yellow White to brown

    Molar ratio - Sample1.1 = 1:1

    Sample1.2 = 1:1

    Sample 2.1: 1:1

    Sample 2.2: 1:1

    Purity 96.3% Sample 1.1 = 98.08 %Sample1.2 = 97.2 %

    Sample 2.1: 97%Sample 2.2: 96.7%

    XRD Crystalline Sample 1.1: CrystallineSample1.2: Crystalline,different from sample 1.1

    Sample 2.1: crystallineSample 2.2: crystalline,identical to sample 2.1

    Melting range 190C210C Sample 1.1: 194CSample1.2: 96.5C

    Sample 2.1: 140C - 190CSam le 2.2: 155C - 195C

    Other thermalbehavior

    None None Sample 2.1:6% of loss in weight

    H rosco icit1.78% w/wreversible

    Sample 1.1:21.67% w/w, reversibleSample1.2:16.4 % w/w, reversible

    Sample 2.1:1,77% w/w, reversibleSample 2.2:2,46% w/w reversible

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    Final form selection

    The best compromise between:

    2 Crystallinity

    2Thermal stability2 Hygroscopicity

    2 Solubility2Melting point2 Purity2 Scale up consideration

    2..

    2 And initial customer requirement of course!

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    Study case of pre formulation at ARCHEMIS / 2

    Pre - formulation for a parenteral form

    Objective:

    find a suitable parenteral formulationfor the molecule X with a target daily

    dose

    Highly toxic molecule glove box

    entre PartenairWater

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    O/W emulsion

    Submicronic suspension(nanoparticles)

    NO

    Solubility in oil

    IV SolutionSalt formation

    and solubility

    Solubility in

    mix of solvents

    Watersolubility

    YES

    IV solution

    Solubility in

    solvents(+ surfactant)

    YES

    NO

    YES

    NO

    YES

    YES

    NO

    NO

    str

    ate

    gy

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    Solubility studies

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    Solubility studies

    Solvent selection basing on parenteral consideration :

    2 hemocompatibility

    2 non toxicity

    2 non irritant

    2 non sensibilisant

    2 pharmacologically inert

    2 limited viscosity

    2 water miscibility

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    Solubility studies

    Equilibrium solubility method:

    4Stir an excess of API in the chosen solvent

    (until equilibrium is achieved)

    saturated solution

    4 Filtration

    4 HPLC analysis of dissolved API

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    Other studies

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    Other studies

    Solution phase stability

    pk determination

    X ray analysis

    Thermal behavior studies

    Microscopy examination:

    ystallography and particle size

    PEG 400

    Solubility at 25C and 37C = f(stirring time)

    0,0

    2,0

    4,0

    6,0

    8,0

    10,0

    0 :0 0: 0 0 2 4 :0 0: 0 0 4 8 :0 0 :0 0 7 2 :0 0 :0 0 9 6 :0 0 :0 0 1 2 0: 0 0: 0 0 1 4 4: 0 0: 0 0

    Time [h:m]

    Solubility[mg/ml]

    solubility at 25C

    [mg/ml]

    solubility at 37C

    [mg/ml]

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    RESULTS

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    RESULTS

    of pre - formulation studies

    u Solubility: good results in PEG 300, PEG 400 and N, N DMA:

    uAqueous solution of PEG 300 minimum target dose

    u Aqueous solution of N,N DMA minimum target dose

    u Solution PEG 400 + Kleptose HPB to be considered

    u + other basic characterizations

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    CONCLUSION

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    CONCLUSION

    PRE - FORMULATION:

    c first characterization and dosage

    form choice

    c multidisciplinary science

    c flexibility to the customerrequirement

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    CONCLUSION

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    CONCLUSION

    PRE - FORMULATION

    Importance of early selection

    continuing the development of a non-optimal form ma

    esult in:

    / inadequate and variable bioavailability

    / restrictive manufacturing conditions

    / limited shelf - life and packaging options/ increased developmental and production costs

    a later change of form delays drug development