NANCAL DISCLOSRE REPORT Rot ud y n ot At Rv. 12002 FOR ... · oPo. ng . ae f t . NNCIAL DISCLOSE...
Transcript of NANCAL DISCLOSRE REPORT Rot ud y n ot At Rv. 12002 FOR ... · oPo. ng . ae f t . NNCIAL DISCLOSE...
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Jlllll!8IY 31, 2003
pertaining witti applicable
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ORGANIZATION/ENTITY
2003) 0 iM
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page. c: E· rn rn_ "' <
longer participant).
{YOurs, spouse's)
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Report Required by the Ethics· FINANCIAL DISCLOSURE REPORTA.0-JO in Government Act of 1978, Rev. 112002 (5 u.s.c App., §§101-111) FOR NOMINEE REPORTS
1. Person Reporting (Last name,first, middle initial)
Selna, James V. 2. Court or Organization
District Court, Central District of California
3. Date of Report
May5,2003
4. ntle (Article filjudges indicate active or senior status; magistrate judges indicate full- or part-tiine)
United States District Judge, Active
7. Chambers or Office Adcltess 411W. 4th Street Santa Ana, CA92701
S. ReportType (check appropriate type) 6. Reporting Period
Nomination Date
_Initial _L Annual _Final
1, 2003 to December
8. On the basis of the Information contained in this Report and any modifications thereto, lt is, In opinion, In compliance laws and regulations.
Reviewing Officer Date
L POSIDONS. (Reporting individual only; S«pp. 9-13 oflmtructions.)
POSITION NAME OF
D · NONE (No reportable positions.) 1 omia Superior Court for the County of (resiSW Ap�Judge ofthe Superior Court -·(/)
-2 C:::JTrustee; Tiustee Trust No. 1; Trust 2 b C') Custodian Account1
Custodian See continuation
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of Instructions.) DATE PARTIES
D NONE (No reportable agreements.) 1978 O'Melveny& Myers U.P Partnership .Agreement, retirement benefit, no control.
1998 CAI.PERS-Judicial R.etUement System; pension upon retirement at age 73 (resigned April 30, 2003-no
ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of Instructions.) DATE SOURCE AND TYPE GROSS INCOME-
D not
NONE (No reportable non-inves1ment income.)
1 2003 State ofCalifomia-judicial salary (resigned April 30, 2003) $ 33,575.04
2 2003 County of Orange State ofCalifomia-:judicial salary (resigned April 30, 2003) $ 8,332.29
3 2003 O'Melveny & Myers LLP-retirement pension $ 87,780.00
4 Selna Descendants Trus t for the Benefit of James V. Selna-life income beneficiary of 2003 $ 10,366.00trust
5 2003 State of California, Judges Retirement System-o netime pension rollover payment $ 47,191.25
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(meals room)
room)
VALUE
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2
3
4
Date of Report Name of Person Reporting Selna, James V. May5, 2003
FINANCIAL DISCLOSURE REPORT
IV. REIMBURSEMENTS transportation, lodging, food, entertainment.-(Includes those to spouse and dependent children. See pp. 25-27 of Instructions.)
SOURCE DESCRIPTION
D NONE (No such reportable reimbursements.) 1 March 28-30, 2003, Del Mar, CA, meeting of state-wide board members
Association of Business Trial Lawyers and
2 October 16-19, 2003 Albuquerque, NM, annual · meeting (transportation, meals,
·Association of Business Trial Lawyers and
3
4
5
V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of Instructions.)
EJ SOURCE DESCRIPTION
NONE (No such reportable gifts.)
1 $
$
$
$
VI. LIABILITIES. (Includes those of spouse and dependent children See pp. 32-33 of Instructions.)
CREDITOR DESCRIPTION VALUE CODE*
0 NONE (No reportable liabilities.) 1
2
3
4
5
6
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4
5
7
8
9
11
Name of crson Reporting Date ofReport
Selna, James V. MayS,2003FINANCIAL DISCLOSURE REPORT
VIl. Page 1 INVESTMENTS and TRUSTS income, value, transactions (Includ those of -spouse and dependent children. See pp. 34-57 of Instructions.)
D NONE
1
2
3
(No reportable income,
Real Property:
Parcel 1, Cambria, CA
Parcel 2, Antelope Valley, CA
Parcel 3, San Bernardino, CA
None
None
None
M
K
K
w
w
w
6
Held in Account 1:
AT& T Corp common
AT & T Wireless common
A
None
Div. J
J
T
T
AOL Time Warner common None K T Exch.ISell 10-16 J A
Time Warner Inc None K T Exch./Buy 10-16 J
Boeing Co. common A Div. K T
Comcast Corp. class A common None J T
Coming common None J T
10 Dole Foods common A Div. K T Sell 3-31 K B
FEDEX Corp. common A Div. L T Sell 10-13 L E
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ofPcmm Reporting Date of Report
FINANCIAL DISCLOSURE REPORT Selna, James V. MayS,2004
VII Page 2 · INVESTMENTS and TRUSTS - income, val:ue, transactions (Includes those of spouse and dependent children. See pp. 34-57 of Instructions.)
D NONE (No reportable income,
assets, or transa ns)
General Electric com:mdn B
12 JDS Uniphase common None
13 Este Lauder Co. common A
14 Liberty Media B counnon None
Limited Brands common A
15 McKesson Corp. common A
16 Microsoft common A
Motorola comm.on A
17 Newell Rubbermaid common A
18 Occidental Pet common B
19 Office Depot common None
20 Pepsico Inc. coxmnon A
SBC Comrmmications B
21 Toys R Us common None
Tyson Foods Inc. common A
22 Walmart common A
23 Wa onPharmeceuticalscommon None
Div. M T
Div.
Div.
Div.
Div.
Div
Div.
Div.
Div.
Div.
Div.
Div.
J
1
J
K
K
M
K
K
K
J
1
K
J
K
L
K
T
T
T
T
L
T
T
T
T
T
T
T
T
T
T
T
10-27Add. Buy L
10-10 K DSell
10-27 1 ASell
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-Bu
ofPersoo. Reporting Date of Report
Selna, James V. MayS.2004FINANCIAL DISCLOSURE REPORT
VII. Page 3 INVESTMENTS and TRUSTS income, value, transactions (Includes those of -spouse and dependent chlldren. See Jip. 34-57 of Imtructions.)
D NONE (No reportable income,
asSets, or transactions)
24 Washington Mutual common c Div. M T
Additional 10-27 K
25 Xcel Energy Inc. common B Div. L T
26 Charles Schwab Muni Money Fund
Bellsouth Corp. common
B·
None
Div. L
K
T
T Buy 10-9 K
Albertsons Inc. Connnon B Div. K - T Buy 4-7 K
Held in Account 2:
27 Northem Trust Municipal Money c Int 0 T
Held in Account 3:
28 Agee Class A common None J T Sell 11-24 J A
Time Warner Inc. common None J T Buy/Exch. 10-16 J
AOL Time Warner None J T Sell/Exch. 10-16 J A
29 Sun Microsystems common None J T
30 Charles Schwab Money Market A Div. J T
Held in Account 4:
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54
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Nun= of Person Reporting Date orRaport
Selna, James V. May5,2004FINANCIAL DISCLOSURE REPORT
. VIl. P ge 4 INVESTMENTS and 'fRUSTS - income, value, transactions (lnciudes those of spouse and dependent children. See pp. 34-57 of Instnu:dons.)
D NONE (No reportable Income,
assets, or 1ransai:Hons)
31 Citigroup common A
32 Duke.Energy common A
33 Montana Power Capital None
Div. J T
Div. J T
I T
Schwab S & P 500 Investors Funds A Div. I T
Charles Schwab Money Market A Div. J T
Held in Account 5:
56 AT & T Cmp. common A Div. I T
AT & T Wireless common None I T
Agere Class A common None I T 11-24 JSell A
ComcastCorp.common None I T
59 Albertsons common A Div. L T
Add. Buy 10-27 K
60 AOL Time Warner common None I T Sell/Ex.ch. 10-16 I A
Time Warner Inc. None I T Buy/Exch. 10-16 J
61 Baker Hughes Inc. common A Div. K T
62 Bethlehem Steel Corp. common None I T
Boeing Co. common A Div. L T
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of Person Reporting Date ofReport
Selna, James V. May5,2004FINANCIAL DISCLOSURE REPORT
Vll. Page 5 INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children. See pp. 34-57 of Instructions.)
NONE (No reportable Income, asSe1s, or )
65
66
67
68
69
Brown Shoe Co. common
CSX Corp. commo
Cannax Inc. common
Circuit City common
Cisco Sys&:Cms common
Conagra Foods common
A
A
None
A
None
c
Coupon Treas Rcpt 02/15/08
Coupon Treas Rcpt 05/15/02
GNMA PL #422670
None
None
A
B
Dell Computer common None
Delphi Corp. common A
Edison. International common None
Ets. Delhaize ADRs A
Fluor Corp. common A
Div.
Div
Div.
Div.
Interest
Principal
Div.
Div.
Div.
I
K
I
I
K
L
L
L
I
K
L
J
J
K
T .
T
T
T
T
T
T
T
T
T
T
T
T
T
Add.Buy 3-28 K
Sell 8-28 K D
Sell 10-14 J c
Sell 9-15 J D
Add.Buy 4-8 K
Add.Buy 7-9 K
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of Person Reporting Dale of Report
Se1na, James V. MayS,2004FINANCIAL DISCLOSURE REPORT
Vll. Page 6 INVESTMENTS and TRUSTS income, value, transactions (Includes those of -spouse and dependent children. See pp. 34-57 of Instructions)
D NONE (No reportable income,
asSets, or transactions)
Ford Motor Co. common
Hewlett-Packard common
Jones Apparel common
K2 Inc. commo
Liberty Media Cl. A common
Lucent Technology common
Mattel Inc. common
Manitowoc common
Micron Technology common
Microsoft common
Motorola common
Occidental Petroleum common
Office Depot conn:non
Oracle common
PG&ECotp
Phe]ps Dodge common
R ockwell Automation
Rockwell Collins common
SBC Communication common
A
A
None
None
None
None
A
A
None
A
A
A
None
None
None
None
A
A
B
·Div.
Div.
Div.
Div.
Div.
Div.
Div.
Div.
Div.
Div.
K
J
J
J
J
J
I.
K
J
L
K
K
K
L
J
J
J
K
K
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
Sell s:.2s K D
4-8 L ESell
10-27 J BSell
10-27 J ASell
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Fund
of Penon Rqiorting Date of Report
Selna, James V. MayS,2004FINANCIAL DISCLOSURE REPORT
VII. Page 7 INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse anddependent chlldren. See pp. 34-57 of Instructions.)
D NONE (No reportable income,
asSets, or tran5aC'.tiDS)
Sempra Energy cormnon
Seagate Technology
Sun Microsystems common
'J'hermo Electron common
Tyson Foods Inc. Common
United States Steel common
Veritas Software common
Viacom ClassB common
Waste Management common
Xcel Energy, Inc. Common
Charles Schwab Money Market
Washington Mutual common
Held in Account 6:
Gar InvDes Moderate
Vanguard US Growth Admiral
A
None
None
None
A
A
None
A
A
A
A
A
A
A
Div.
Div.
Div.
Div.
Div.
Div.
Div.
Div.
Div.
Div.
K
J
1
1
J
L
J
K
K
J
M
K
J
J
T
T
T
T
T
T
T
T
T
T
T
T
T
T
Add.Buy 8-25 J
Buy 10-27 K
SeW 6-1 J A
Rollover SeW
6-1 K ARollover1
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Fund
ofPerson Reporting Date ofRcport
Selna, James V. May5,2004FINANCIAL DISCLOSURE REPORT
VII. Page 8 INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. See pp. 34-57 of Instructions.)
D NONE (No reportable Income,
assets, or )
Held m Account 7:
Charles Schwab Money Market A Div. J . T
IBM common A Div. J T
In.vision common None J T
Sun Microsystems connnon None J T
Held as Custodian:
ToysRUs Inc None J T
Xcel Energy Inc. common B Div. K T
Charles Schwab Money Market Fund
A Div.. J T
TrustNo.1:
BankAmerica bond 10/15/11 A Int J
Soutbcm California Edison bond 7/15/25 Southern California Edison bond 3/1126
Northern CA Trnote5. 1. 20
A
A
A
Int
Int
Int
J
J
J
AmerisourceBergen Corp. common A Div. 1
Beverly Enterprises common None J
T
T
T
T
T
T
Redeemed
Sell
5-1
10-27
1
J
A
A
-
interest
Date of Report
Selna, James V. May5,2004FINANCIAL DISCLOSURE REPORT
-VII. Page 9 INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children. See pp. 34-57 of lnstrvctions.)
D NONE (No reportable income,
asSets, or transactions)
BRE Properties Inc. Cl. A
Entmgy Cotp. common
Insmed Inc. cOllUDOn
National Grid Transco common
Nicor Inc. common
Occidental Petroleum common
Sempra Energy common
Velocityhsi Inc. common
Xcel Energy Inc. common
Urstadt Biddle Propertie8
Urstadt Biddle Class A
WEC Capital Trust I 13/31/39
Charles Schwab Money Market Fund
· Antelope Valley, CA Parcels {half
Washington Mutual common
A
A
None
A
B
A
A
None
· A
A
A
A
A.
None
None
Div. K T
Div. K T
J T
Div. J T
Div. K T
Div. J T Sell 10-27 J B
Div. J T
J T
Div. I T
Div J T
Div. J T
Int. J T
Div. K T
K w
K T Buy 11-25 K
Trust No. 2:
Schwab Value Advantage Fund A Div M T
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D NONE
K
Name of Person Rqioning Date of Report
FINANCIAL DISCLOSURE REPORT Selna, James V. May5,2004
VII. Page 10 INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse muI dependent children. See pp. 34-57 of Instructions.)
(No reportable income, assets, or ns)
BankAmerica bond 10/15/11 A Div. J T.
Ford Motor Credit note 1/25/07 B Int K T
Southern California Edison bond 7/15/25
A Int J T
Southern California Edison bond 3/1/26
A Int J T
Los Angeles, CA bond 3/1/15 B Int K T
Northern California Transmission note 5/1/20
A Int J T
GNMA PL #569964 A Int T
D Principal
Federal Home Loan Bank 1/30/08 A Int K T
AmerisourceBergen Corp. common A ·Div.· 1 T
Beverly Enterprises common None J T
Entergy Corp. common A Div. K T
National Grid Transco common A Div. J T
Nicor Inc. connnon B Div. K T
Occidental Petroleum common A Div. 1 T
Sempra Energy common A Div/ J T
Velocityhsi Inc. common None 1 T
Xcel Energy Inc. common A Div. 1 T
5-1 J ARedeemed
10-27 1 ASell
111-25 ASell
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of Pemm Reporting Date ofReport
Selna, James V. MayS,2004FINANCIAL DISCLOSURE REPORT
VII. Page 11 INVESTMENTS and TRUSTS-income, value, transactions (lncludesthoseof spouse and dependent children. See pp. 34-57 of Instructions.)
T
T
T
T
T
w
T Buy 10-27 K
Buy 10-27 L
D NONE (No reportable Income,
asSets, or traDsa!:tions)
BRE Properties Inc
Urstadt Biddle Properties
Urstadt Biddle Class A
WEC Capital Trust I 3/31/39
Charles SchWab Money Market Fund
Northern Trust CDs
Antelope Valley Parcels
Washington Mutual common
BellSouth COip. common T
0 & M Investment Partners:
0 & M Investment B Distr. J u
Partners/Lesser/Moore 0 & M Investment
None J u Partners/McCown de Lueew 0 & M Investment Partner/Playa None J u Vista 0 & M Investment PartneIS/Playa
None J u Vistail 0 & M Investment PartneIS/Post
None J u Street 0 & M Investment Partners/PWT
B Distr. J u 1990 Rancho San Die o 0 & M Investment Partners/TCW
A Distr. J u Placements Fund ID
A
A
A
A
A
B
None
A
None
Div. K
Div. J
Div. J.
Int . J
Div. L
Int.
K
Div. K
L
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FINANCIAL DISCLOSURE REPORT
ofPcrsonRcportiDg
Selna, James V.
Date ofReport
MayS,2004
VII. Page 12 INVESTMENTS and TRUSTS - income, value, transactions spouse and dependent children. See pp. 34-57 of Instructions.)
(Includes those of
D NONE (No reportable income,
asSets, or transadions)
70
0 & M Investment Partners!Wedbush ital 0 & M Investment Partners/Windon ibi
Bank Accounts:
Washington Mutual
Bank ofAmerica
North.em Trust
None
c
A
A
B
J u
Dis1r. J u
Int I T
Int I T
Int T
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Name ofPmonReporting Date of Report
Se1na, James V. MayS,2004FINANCIAL DISCLOSURE REPORT
VII. Page 13 INVESTMENTS and TRUSTS·- income, value, transactions (Includes those of spouse anti dependent children. See pp. 34-57 of Instnu:tionsJ
D NONE (No reportable income,
asSets, or transactions)
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____ _ £. o.C
INDIVIDU
. Name of Person Reporting Dale ofReport
FINANCIAL DISCLOSURE REPORT James V. Selna May5,2004
VIll. ADDITIONAL INFORMATION OR EXPLANATIONS {Indicate part of Report.)
S ee attached.
IX. CERTIFICATION.
I certify that all information given above {including information pertaining to my spouse and minor or dependent children, if any) is a ccurate,true,andcompletetotbe.best ofm:yknow ledgeandb lief,andtbatanyinformationnotreportedwas witbheldbecauseitmetapplicable statutory provisions pcimitting DQll-disclo sure.
I further certify that earned in come from outside employment and honoraria and the a cceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app., § 501 et. s eq., 5 U.S.C. § 7353 and Judicial Conference regulations.
Signature Date ..J.r
NOTE: ANY S OR FAILS TO FILE TIIlS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 u.s.c. App., § 104.)
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Listing Januazy31.
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Financial Disclosure Report, May 5, 2004-Continuation Pages · James V. Selna
I. Positions.
4. Trustee Orange County Public Law Library (resigned April 17, 2003)
Director Association of Business Trial Lawyers, Orange County, CA Chapter
6. Director Federal Bar Association, Orange County, CA Chapter.
of Entries Not Carried Forward from 2003 Form A0-10 . .
The following sets forth each entiyin the January31, 2003 Form.A0-10 not carried forward and the reason therefor following notes are applicable:
Note 1. Position not required to be disclosed per advice the Chair of the Committee on Financial Disclosures in her letter of February 21, 2003 (copy attached).
· Note 2. Investment sold in 2002. Details of sale transaction not required to be disclosed in Nomination Report.
Note 3. Investment was below the reporting level for value and/or income as of December 31, 2003.
Section of January 31, 2003 Report
Description of Position/Investment Reason ,for Deletion
Section I.
Addendum Partner, 0 & M Investment Partners-Lesser/Moore Note 1.
Partner, 0 & M Investment Partners-Mccowan/Deleeuw
Note 1.
Partner, 0 & M Investment Partners-Playa Vista Car Care Ltd.
Partner, 0 & M Investment Partners-Playa Vista Car Care Ltd. II
Partner, 0 & M Investment Partners-Post Renaissance Partners
Partner, 0 & M Investment Partners-PWT 1990 Rancho San Diego
Partner, 0 & M Investment Partners-Tew Placement Fund III
Partner, 0 & M Investment Partners-Thousand Oaks Commercial Development
Note 1.
Note 1.
Note 1.
Note 1.
Note 1.
Note 1.
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Financial Disclosure Report, May 5, 2004-Continuation Pages James V. Selna
Partner, 0 & M Investment Partners-Wedbush Capital Note 1. Partners
Partner, 0 & M Investment Partners-Windon Capital Note 1. Management
Section Vll, Real Parcel 4, Lahaina, Ill Note2 . Prop erty ·-
Section VIl, p. 1 AmerisourceBergen common Note2. Account 1 .
Bergen Brunswig common Exchanged for AmerisourceBergen in2002 . See p receding entry.
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Brown Shoe common Note2.
Intimate Brands common Note2. .
Liberty Satellite common Note 3.
Newhall Land common Donated to charity in 2002. Note2.
Section VIl, p. 3 California State Department of V eterans Affairs bond Note2. Account2
California State Public Works bond Note2.
Irvine, CA Pub. & Facilities Infrastructure bond
Oakland, CA Jt Pwrs Financing bond
Section VIl, p. 4 Accounts
Connexant common
Compaq Computers common
Liberty Satellite common
Section VII, p. 8 Account 7
Liberty Satellite common
l"nnin n C:nmnuter Com.
Note2.
Note2.
Note 2.
Exchanged for Hewlett-Packard. Note 2.
Note 3.
Note 3.
Note 2.
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Financial Disclosure Report, May 5, 2004-Continuation Pages Jam.es V. Selna
Section VII, p. 11 Northern Trust CD Trust3
Note2.