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POSITION NAME OF ORGANIZATION/ENTITY

PARTIES AND

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Report Required by fhe 'r:tbicsAi).10 FINANCIAL DISCLOSURE REPORT in GovErnme-nt Act ofl978 ll.e\'. 112004

Calendar Year 2003 (5 U.S.C. app. §§JUI-Ill)

1. Person Reporting {Last m.r:ne-, First nar.,e lv iddle inltiat}

Riley, \Villiam J

2. Court or OrganizatJor. 3, Date of Report

Eighth Circuit Court uf Appeal 51712004

4. Title (Article lll Judges indicate ::ctive or senior status;

magistrate judges indicate fuD-or part-time)

U,S. Circuit Judge Active

7. Chambers or Office Address

Roman Ifruska U.S. Courthouse

111 Southllllb Pl=l, #4303

Omaha, NE 68102-1322

5. ReportType (check appropriate type) 6. Reporting Period

Q Nurr.inatioo, Date lll/2003

Q Initial Fhml to

1213112003

S. On the basls of the infonnation contained in this Report and any modifications pen: ining thereto, it is, jn my opinion, in compliance v.ith app1icable Ia"''S a;d rez.ula ions.

Revie-.ving Officer

IlvlPORTANT NOTES; The instructions accompruiying: l?:is for1n Clllst be followed. Corr.plete aII parts, checking the N01-<"E box for each part

where you have no reportable infurmation. Sign 001 fast page.

I. POSffiONS. (Reporting individual only; see Pl" 9-13 offiling instructions)

D NONE (No reportablel""'itions.) ·

I. Officer. director& shareholder Fitzgerald, Schorr, Ba.lnettler & Brennl'l!11 P.C., L.L.O. to 8/15/2001

2. Fitzger.tld, Schorr, Bam:tettler& B:enmm to 8!15/200 I

3. Member/partner Riley Quest, L.L.C.

4. Sedo:1a Property Group

5. Adjunc Professor Creigh.ten University, College of Law

6, Delegate to House cf Delegates Nebraska State Bar Association

7. Member Professionalism Committee, Nebraska State Bar Association

8. President and Past-President after 6/301'2001 Oma.1.a Bar Association

9. l..fembe, Nebraska State Committee American College ofTrlal lav.yers until 101:4001

l 0. Past President & current Treasurer, Neb:""' ka Chapter American Br>ard of Trial Advocates.

=I J. Master Robert M. Spire Inns of Co1.n1 ;a

12. Trustee, Board of Trustees MidAmcrica Council, Bvy Scouts of America o-, :¥z

:- 2 rYJ 2 o> 111

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II. AGREE.\1ENTS. (Reporting irnlividual only; see pp. 14-16 of filing instructions) rn .C-0

NO:NE - (No reportable agreements.)

TERMS

Creighton University, College of Law, Adjunct Faculty teaching tria1 practice, Thursday evenings, spring 2003, 200.:1 and next spring 2005

0412004

Net asset value p2;,'0ut U?OJ: l ination a: Fitzgerald, Scho:r, B;:;mett!e:: l: B;cnr.2;-., f. ::., L.L.O., fo:mer bw f:m:, n0 control after te:.n'.n:a:.ion &/J 5/20(! i

PARilES AND TER!<!li

l<TNANCIAL DISCLOSURE REPORT Na:me of Person Reporting

Riley, William l

.

Il AGREE:�1El',1TS. (R.,"jlorting ir.diYidual only: see pp. l4-l6 of filing instructions)

::J NONE \,!'(ore;>ertableagree:nents.) ·

3. 4/lil975 Profit Sharing and 40l(k) Retireme:nt Pfa.n, Fitzgerald, Schorr, Barmettler & Brennan, P.C., L.L.O., fonner law firm. no control after termination 8115/200 i

4. lll/95 Fitzgerald_, Schorr, Barmettler & Brennan Partnership- capital account payout in 2001, no control after termination 8115101

DATE SOURCE AND TYPE GRQll� !!KQM!l

SQURCE AND FPE

SOURCE DESCRIPTION

2.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Riley, Willia.m J snn.004

m. NON-Th.1V13STh1ENT INCOME. (Reporting individual and Sj)OUS<:; see pp. 17-24 offiling ins:ruc!ions)

A. Filer's Xon-I1mosiment Ineom

0 NONE - (No reportJb!e non-inve>irnent income.)

{:'l'iU1'$, ;;ot spouse's)

]. 2003 Crelghton Ur,.Zversity, College of Law - $! 500

2002 Creighton University. College of Law $1,500

3. 200! Creighton Vnivcrsit;\ College of Law S l ,500

4. 2003 Fitzgerald, Schorr, Barmettler & Brennan, l'.C., LL.O. S45,172

5. 2002 Fitzgerald, Schorr, Barmettler &Brennan, P.C. L.L.O. $72,242

6. 2001 FitzgeraJd Schorr, Barmettrer &.B:renna.-i, P.C., LL.O. $87,800

B. Spouse's Non-Investment In com .. (lfyoo were married during any portion of the reporting year please complete this section. (dollar amount ot required except for bonoraria)

0 NONE - (No reportable non-investment income.)

2003 City of Omaha Pcblfo Litmuy Foundation

2. 2002 Cit: of Omaha Pubiic Llbnry Foundation

3. 2001 City of Omaha Public Library Foundation

IV, REIMB1:JRSEMENTS - transportation, lodging, food, enter.ainmenl

(Includes :hose to spouse and dependent children. See pp. ZS-27 of instructions.)

NONE {No such reportable reimbursements.) ·

-l. American College-ofTrial laik')'ers American College ofTrial Lawyers National Trial Competition {.b.farch 2&.29, 2003) Houston, TX

2. United States Cuurt nf Appeals Eighth Circuit Judicial Conference (July 15-18, 2003) MtnneapoHs fN

3. United States Co'Jrt of Appeals: Investiture of Hon. Steven M, Colleton (Decemb 5, 2GCl3) Des f.1oines, I.A_

DESCRJPTIIB/

DESCRIPTION VALUE

L

Date of Report Name of Penon Reponing

Riley, William J

FINANCIAL DISCLOSURE REPORT

V, GJFTS. (Includes c'mse to spouse and dependent children, See pp. 2a.;i l of inslrnctions:)

0 NONE (No such reportable gifts.) ·

:1Ql1!!J;;l;

American Boord -0fTria1 Advocates Free Membership $450

VI. LIABILITIES. (Includes those of spo'Jse and dependent children. See pp. 32-34 of instructions.)

0 NONE (Ko reportable liabilities.)·

CODE

J,

(I) (2)

.

reportffi& .,,nrnt

(I) f.l)

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(I)

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disclosure

(2) (4)

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(A-H)

FIN<lliCIAL DISCLOSURE REPORT Page 1of3

Name of Persnn Reporting

Riley. WiJJiam J

Date of Report

5/?12004

- income, wilrn:, tr.mscatious ( ludes ll10se o::'fae spouse ;;;nddependeut children.. See pp. 34-57 offil1ngJnstroctions.) VII. INVESTMENTS and TRUSTS

A. B. c. I>. Jnconx< during Gross: vttlue at end of Tran._::.actioos. during reporting period

Description Df Assets repIBting period (Jncluding trusLnssetE)

If not exe t fmm

(3) Place"(){}" after each asset cr.crnpt """"'" T;po {e.g. Value Value Type (e,g, Da1e:. Value Gai.ti ldenlilyo(;romprior disc:!>Sure Code J div. rent. (lf C00.2 Method buy, s.en,. Month- Code2 Code buyerlse!kr

iut.) (J.J'J Code3 -· Day (J-P) (A· (if private: (Q-W) red<mp1ion) tr.U.lS�Ctioo)

DNONE (No reportable income, as.<:ets, or transactions}

l. First National Bank of Omaha Accounts A Interest IC

2. Mass Mutual Life Insur..nce- Cash Values None L T

3. Riley Quest, L.L.C. -Fann minority int<rest) None

4. t1arasko Gro\\1h & Income Fund A Dividend

5. Janus Mercury Fund A Dividend

6. JR.A#! A Dividend

-Janus Twenty Fund '·

E. -Janus Growth & Income

9. -Weitz Value Fund

10. -Marsico Focus Fund

I l. !RA- #2 A Dividend

12. -Janus Olympus Fund

13. -Janus 1fercury Fund

14. -American Century Income & Grov.'l1 Fund

15. -Marsico Growth & Income Fund

16. lRA ·#3 A Dividend

. 17. -Janus Fund

K w

J T

l r

L T

L T

-

J T

- --

'!S. Janus T>Yt:r.ty Fund

]. lr.::omcf;J::in Codes: A - $1,00Cr or )ess E -$i,00i S2,500 _ c (See Ct>l'lnms B 1 aua D4) F '°" .SO,GC!-SiGO. ..":GO G = Si00,001-$ l,000,000 HI ""$1,000,001-$5,000',0l'.iO H2 ""'More than S5,000,f.l(ll)

:;., ) 'ah.it Cocies: J "'$15,00C·cdess K st ,001-S:>C,OOO L "'$5{),001-S-iOD,DOO M = 11CO,V01-S2S{;3)0{)

{Sec ColU!Tl'i1S Cl ar..d DJj 2" j 25(! _:){>}.. .15'lf;JK,'0 0 .., S50'..l,00l..Sl:,OOU,OOD Pl ""$l,000,l)0J $5,0Cl0,000 l'2 =- iS,OO:J.OC!-$25,000/)JG

P3 ""'i25,\}J'J.O'.JI¥$5DJJD0,00D P4 ""SMon:: lhtJtl $50,0IY.',000

'•1du Meili'.xi Cc-;l·; () = c\µpr.iisJl R "'Cos: 1'R1:2l Es-tiJr Only) s "" Assessment T ""Casit"J»1zrb:t

(Se' Coic:rw. C:2: \'abt v =Ckb:- Estinmrn:i

disclos.u.re {1) (!) (2) (4)

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19. K

20.

22. . -

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23.

24,

25.

26.

27. - .- '

2S.

29.

I

33.

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FINA...,.,,,CIAL DISCLOSURE REPORT Name of Person Reporting

Page2 of 3 Riley, William J

'.1II. IlWESTMENTS and TRUSTS - ome. value, (inclOOes tbo:;c oi:.he spouse and dependen'! cti!Jn:n. Sec W· 34-Si off:ling iastrn::tfom.)

A. B. c. J},

D cription of Assets (includmgtru$t 2&$e\:s)

fnoorne di;..in,g reporting perlad

Gross value at cad of reporfr.ig perfod

Traiis:actions during ng period

lf r..o; exempt from(2) (2) (3) (5)

(e.g.P-lace "(X)" after each ssetext:mpt Value Val.re TypeAtmunt Type (e.g. buy, sell.

Date: Value G11in Jdentity"OfMontli-from prior disclosure di\•. rent. or COCe2 !\fe:hOO: Code2 buyetfscl!er

(ifpri-.'ate CodeCode;:

merger, Dayinl) (J-P) CndeJ redttrptlon)

(A H) (A---actioo)(Q-W)

Dain Ra'..lscher 403{b) Account A Div, & Int. T

.

-Fidelity Adv. Gr. Opp. • T Food

21. Evergreen Gro,. A Fu:td

First Natio:',al Bank of Omaha Profit Sharing & D Div. &Int. 0 T 40l(k) FSB&B

-U.S. Go.,.'.ernment Obligation Money 1'.1arket Fund at Th13

-Alliance World Dollar Government Fund ll

-Berkshire Hatha:way, lnc. Class A & Class B Common

-Commercia! Federal Corp. Common

Euro Disneyland -SCA common

Baron Asset Fund

-Fidelity Dividend Growth Fund

30. -Janus Growth & lncome Fund

31. -Janus \Vorldwide Fund

32. Janus Olympus Fund

-Janus 1'.fercury Fund

34. -Ma:sico Focus Fund

35. Marsico Grov.1h & Income Fund

36. Ryrlex Series Trust OTC Fund

l. lnccr.ie!Gain Codes.: "' l ," co ot!ess - s:,001..s2, oo. ""'$2,501-S5,000

(See Colmms Bl and 04) F SSO,OOl·SlOO.OQc} G ""5100,00l ·S: ,000,000 Hl ""$1,0C0,001:..S5,ii00/XKJ H2 ""More :rho.r.$5,000,!)'.;0

2. \' ke Co.J s: ""s: 5,000 or less )'. =:i15,00l-S:50,000 L ""'$5:.i,001-SlOO,DOO M: $:HJ'.;.0Ci-$25C_00r) (See C:olumm; C1 &:i D2) N "':'.:25ltJJ0.$5D(l,OOiJ 0 = $500,001· 1,000,000 Fl = )i,000,00J·$5,000,C00 F2 ""SS.C,Ji'.',OG;-$25,0D0,0(}0

PJ "'£25,0lXl,001-$5(- x:,o::::i S1,foro than $5iJ,0;)[;,00D

J. \/,;;he M;:rr,od C .,;:.'..; = :'.pprnisal "' = Ctist (Real Est (c ();tly) = A.ss-essmcut T = C<:.of,-1tia::Lci :':02 '.:'-.;.,1n-c C? _- -"':Sod, vu;ue ""O:her "'"E:>:ixr_c!;:d

(!) {2) (1) {2) (3) (4) (5)

1

37.

38.

D E

7

[. \\'

FIN&....;crAL DISCLOSURE REPORT Name of Pcrsvn Repor!i::.g Date of Report

Page3 of3 Riley, '\Villiatn J Sn.'2M4

-mcoroe, value-, t:ansrations (mcludes those of the sp::n:se and dep'!:ldent children. Sec pp. 34-57 of filing instr£:ricns,) VIL INVESTMEl\1TS and TRUSTS .

J!. c. D."·

Description of Assets {inclu<!:Ug JSt assets)

Place "(X)" after each asset excm;it :from prior disclosure

\Veitz Value Fund

Weltz Hickory Fund

39. TTI T echn9logies, L'lC.

Amount Codel (A·Hl

Income during reportfug period

Type (e.g.div. rent or

inf,)

No.-ie

Gross value nt end of Trarisactlons duf.ng reporting period reporting period

(I)

Value Code2 (J·P)

J

(2)

Value iype (e.g. 1\ietllod buy, sell,. Code3 merger,

reC.wiption)(Q-W)

w

If not exempt from disclo.nu:e

Date: Value Gain lll:rnity of 11onlh - buyer/seterC00.2 C¢de Day (A· (if private (J-P)

m transaction)

l. lncomc/Ga'in A ""'!1,DOGorless B ""$1,00l-$2,500 c ""S2,$Vl-f5,00\J """$15,001-S-50,DOO (See Colu:tms Et aOO b-4) F i50,00J-il0..1,000 G = Sl\X),OOl-$1,if&,OOO HI = 1.VDD,Ofl'.-.$5,000,00D "'Ma fr.:in $5,00:0,000

:: \'alct Codes: "'S:5,0CID or kss K = $15,()(11.$50,00: L = S'.50,0 l<ill00,000 M $100,00:-s.:su,ono

\Set- Co-hmris C ar.d J3) ;: "'S2:50,0C:Gw!50S.OO:i 0 ""$500,00JwS:,ooc,ooc Pi ""Sl,frXr,-001-!i, O.OOO F2 = $5J!2::i,Q'.}i-$25,0:JL',0DO

p;, ""$25.02J,00Jw'.;'.SG.OJ0.00G P4 ""$\·fore tlnm. $5iJ,OOG,'..l'.�O :>. \'tdu;: :1foli:1:xl C00<:s 1:; "-.ppr;d;s;;J R "'C:;s.: (l:teal Est:1.t Oilly} s "" Asstssrnzn = C:SiVMintiet

(S. :·om.mi. C.::; •• '(;.: \";:.J\Jf.' =Olhe = Es:i:n:1.ed

. .

sn12004

Name ofPerson Reporting DateofReport. FINANCIAL DISCLOSURE REPORT

Riley. William J

(h:dicate part o!Reporl} VITI. ADDIDONAL INl'ORMA TION OR EXPLANATIONS

Under Investments and Trusts, ltem 39, Til Technologies Inc.. a t:lnsely held corporation, was worthless and virtua!!y out of business in 2000 and 20DL l O\'!Jled a f.ractlon of a pen;ent of shares in this former client 1TI did some business in 2002, ar.d the stock may have some nllminal Vtilue now, although I do not know what value .

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FlNANCIAL DISCLOSURE REPORT NameofPeoon Reporting Date of Report

Riley, William J sn12004

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to niy spouse and minor or dependent cln1dren, if any} is accurate, lnle, and complete to the best of my knowledge and belief, and !hat any information not repotted was withheld because it met applicable statutory provisions permitting non-disclosure.

I fiirther certify that earned income fromontside employment and honoraria and the acceptance of gills which have been reporied axe in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

ORFAJLS TO FILE TIIlS REPORT :W.LA.Y

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Conunittee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N .E.

Washington, D. C. 20544