Melinda Harmon Financial Disclosure Report for 2010

8/3/2019 Melinda Harmon Financial Disclosure Report for 2010

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AO IORev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 20 10Report Re quired by the Ethics

in Government Act of 1978(5 U.S.C. app. 101-111)

I . P e r s o n Reporting (last name, first, middle initial)Har m on, M el inda

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

2. Court or OrganizationU. S. Distr ic t Court

5a. Repor t Type (check appropr iate q , pe)] Nomination. D a t eActive Art icle III Judge

7. Chambers or Office AddressUnited States Courthouse515 Rusk , Su i te 9114HouslolLTexas 77002

[] Initial [] Annual [] Final5b. [] Amended Repoa8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Reviewing Officer Date

3. Date of Report06/13/2011

6. Reporting Period01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o , i .~ i n a l v ia u a t o n t y ~ s e , r ~ . 9 - 1 3 of filing instructions.)D (No reportable positions.)ONE

POSITIONI. Trustee2.3.

4.5.

NAM E OF ORGANIZATION/ENTITYT r us t ( unf unded)

I I . A G R E E M E N T S . ~ p o . ~ i n g i . ~ i v i, ~ u u t o . O , ; s o e p , . 1 4 - 1 6 of filing instructions.)1-~ N O N E ( N o reportable agreements.)

D A T E PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r so n R e p o r t i n gHarmon, M elinda

D a t e o f R e p o r l0 6 / I 3 / 2 0 1 1

1 1 1 . N O N - I N V E S T M E N T I N C O M E . ( R e p o n i . g indivldualandspouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investment Incom e

~ (No reportable income.)O N E non- inves tmen tDATE SOURCE AND TYPE

2.

3.

4.

INCOME(yours, n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t ! nc o m e - if you were m arried during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

[~ N O N E (No reportable non-investment income.)DATE SOURCE AND T Y P E

I. 2 010 P artn er, C ra in , C aton & Jam es L aw Firm2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, ntertainmena(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

N O N E (No reportable reimbursements.)SOU RCE DATES LOCATION

I.2.3.

4.5.

PURPOSE ITEM S PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t in gHarmon, M elinda

Date of Report06/13/2011

V . G I F T S . a n c t u d e ~ t h o ~ o t o s p o u s e a , d d , p e ~ d ~ n , c h i l d r ~ ; s e e ~ , ~ , . 2 8 . 3 ~ of filing instructions.)N O N E ( N o reportable gifts.)

SOURCEI.2.3.4.5.

D E S C R I P T I O N V A L U E

V I . L I A B I L I T IE S . a n l ~ d e ~ t h o , , o ~ " s ,o ~ e a , d d e ~ , e , d e , , children; see p p . 3 2 - 3 3 of filing instructions.)~-] (No reportable liabilities.)O N E

C R E D I T O R1 . Nor thwes tern Mutual Secured No te2.3.

4.5.

D E S C R I P T I O N VALUE CODEN one


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N a m e o f P e r s o n R e p o r t in gHarmon, Melinda

D a t e o f R e p o r l06/13/2011

V I I. IN V E S T M E N T S an d T R U S T S - in c ~ m e ~ v a ~ u e ~ t r a n s a c t i ~ n s a n c ~ u d e s th ~ s e ~ f sp ~ u s e a n d d e p e n d e n t c h i ld r e n ; s e ep p . 3 4 ~ 6 ~ f ~ i n g in s t r u c t i~ n s ~ )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( in c lu d in g tru s t a sse ts ) rep ~rlin g p erio d

(i) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) or in t . )

Gross value at endo f r e p o r t i n g p e r i o d(t) (2)

V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

O)Type (e.g.,b u y , s e l l ,

r e d e mp t i o n )

Transactions dur ing repor t ing per iod

(2) (3) (4)D a te V a lu e G a in

mm/dd/yy C ode 2 C ode I( J - P ) (A-H)

( 5 )I d e n t i t y o f

buyer / se l l e r( i f p r i v a t e

t r ansac t ion)

I. IRA#1 E Dividend PI T2. -Exxon-Mobil

3. -Invesco Consellation Fund Class A

4. --Western Asset Money M kt Fund

5. --Citibank NA Bank Deposit Program

6. IRA #2 Dividend K T

7. --Western Asset Money M kt Fund

8. --Invesco Contellation Fund Class A

9. IRA #3 A Dividend M T1 0 . --Western Asset M oney Mkt Fund Class A

I I. -Triumph Resources

1 2 . --Zw eigTotal Retum Fund, Inc.

1 3 . --Invesco Constellation Fund Class A

1 4 . --Alliance Bernstein Large Cap G rowthFund, Class C1 5 . --Citibank NA Bank Depsit Program

1 6 . Law Firm 401 K Profit Sharing Plan1 7 . Real Estate, Dallas, Dallas Count, Tx Parcel

I

None N TR e n t K Q

I . Incom e Gain Codes : A = $1.000 or less B -$ 1.001 - $ 2 ,5 00 C = $2 ,5 01 - $5 ,000 D =$5,001 - $15,000(See Colum ns B I and D 4 ) F =$5 0,001 - $100.000 G =$100,001 - $1,000,0~0 H I = $ 1, 00 0, 00 1 - $5 ,0 00 .0 00 H 2 = M or e t ha n $ 5, 00 0, 00 0

2 . Value Codes J =$15,0(~) or less K =$15,001 - $50,0~) L =$50.001 - $100.000 M -$100,001 - $250.000(S~c Colum ns CI and D 3) N =$250 .001 - $500 .000 O = $500.001 - $1,000.000 PI =$1.000.001 - $5,000.000 P2 =$5,000.0~1 - $25,000.000

P3 =$2 5,000.001 - $50.000.0(~0 P4 =More than $50.000,0003. Value Method Codc~ Q =Appraisal R =Cost (Real Estate Only) S = A ssessm ent 1 = Cash M ark e t

{s e e Column C2) U = Book Value V : O the r W = E st im ated

E =$15.0~31- $50.000


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N a m e o f P e r s o n R e p o r t in gHarmon, M elinda

D a t e o f R e p o r t06/I 3/2011

V I I . IN V E S T M E N T S a n d T R U S T S - i n c ~ m e ~ v a ~ u e ~ t r a n s a c t i ~ n s ( ~ n c ~ u d e s ~ h ~ s ~ f s p ~ u $ ~ a n d d e p e n d e n t c h i ~ d r e n ; s e e p p - 3 4 . 6 ~ f ~ i n g i n ~ t r u c t i ~ n $ . )[ ~ ] NONE(N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o me d u r i n g( inc lud ing t ru s t a sse t s ) repor t ing per iod

(I) (2)Place "IX)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div . , rent ,( A - H ) or int . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)

V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

( 1 )Type (e.g.,

buy , se l l ,r e d e mp t i o n )

Transact ions dur ing repor t ing per iod

(2) (3) (4)D a t e V alue G ain

m rrddd/yy C ode 2 C ode I( J - P ) (A-H)

(5 )I d e n t i t y o f

buyer / se l l e r( i f pr ivate

t r ansac t ion)

Real Estate, Dallas, Dallas County, Tx B RentParcel 2Extraordinary Life Policy, Northwestern B DividendM u t u a lNorthwestern M utual "6 5 Life" Policy #1 A Dividend

J Q

Northwestern Mu tual "65 Life" Policy #2 A Dividend JNorthwestern M utual "6 5 Life" Policiiy #3 A Dividend J

23 .24 .

25 .

2 6.;27 .28 .29 .30 .

31.32 .

33 .34 .

1. Incom e G ain C odes: A =$ 1,000 or less B =$ 1,001 - $2 ,500 C = $ 2,501 - $5 ,000 D =$5,001 - $15.000(See Colum ns B I and D 4 ) F =$50,001 - $ 100,000 G =$ 100,001 - $1,000,000 H I -$ 1.000,001 - $5.0~0,000 H2 =More Ihan $ 5.000.000

2 . Value Codes J = $15.000 or less K = $15,001 - $ 50.000 L =$50.001 - $ 100,000 M =$ 100.0O I - $ 250,000ISee Colum ns CI and D 3) N =$250.001 - $500,000 O = $5 00,001 - $ 1,00 9,000 P I = $1 .0 00 .0 01 - $ 5,0~ ),00 0 P2 =$5.000,001 * $25 .000,000

P3 =$25.000,001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S = Assessm ent T =Cash Market(See C o lumn C 2) U =Book Value V -O the r W = E st im ated

E -$15.001 - $50.000


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N a m e o f P e r s o n R e p o r t in gHarmon, Melinda

D a t e o f R e p o r t0 6 / 1 3 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE (N o reportable income, assets, or transactions.)A. B. C.

Description of A ssets Incom e during Gross value at end(including trust asse ts) reporting period of reporting period

( i ) ( 2 ) (O (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , V a l u e V a l u e

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I div., rent,o d e 2 M e t h o d(A-H) o r i n t . ) (J-P) Code 3(Q-W)

T y p e ( e . g . ,buy . se l l ,

r e d e mp t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)Date Value i Gain

m m / d d / y y Code 2 ! Code I(J-P) i (A-H)

(5 )I d e n t i ~ y o f

buyer/seller(if private

transaction)

35.

36 .

I . Incom e Gain Codes : A =$1.0~0 or less B =$1.001 - $2.500 C -$2.501 - $5.00~ D =$5.0~ I - $15.000(S ee Colu rans BI and D4) F = $ 50.001 - $10~.00~ G -$ 100.0~l - $ 1.000.000 H I = $ 1.0~0.0~1 - $5 .000.0(~ H2 - M orc th an

2 . Value Codes J = $15.0~0 or less K = $15.0~ I - $ 50.00~ L = $ 50.0~ I - $ I {X),00~ M = $ 100,001 - $ 250.0~(Se e Columns CI a nd D3) N =$250.001 - $500.0~0 O = $5 00.0 ~1 - $ 1,00 ~.00~ P I = $1. 0~ ).0 01 - $ 5. 00 0.0 00 P2 =$5 .0{)0.001 . $25.01~.00~

P3 =$25 .0~0.001 - $50.00~.00~ P4 - M ore th an3. Value Method Codes Q =Appraisal R - Cos t (Rea l E s ta te Only ) S A s s e s sm e n t T = Cash M ark e tI Sce Column C2) U = Book Value V O t h e r W = E st im ated

E = $ 1 5 , 0 0 1 - $ 50 . 0 0 0


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t in g [ DateofRepor~Page 7 of 8 Harmon, M elinda [

0 6 / 1 3 / 2 0 1 1

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. flm~icatepartofrepon.)Par t I , L ine I A l i fe i nsurance po l i cy was the on ly poss ib l e as se t o f the unfund ed t rus t . That po I l i cy has l apsed . Un les s o therwise advi sed , repor ter wi l l no treport this posi t ion on future Financial Disclosure Reports .

Par t VII , L ine 3 Aim C ons te l la t ion Fund C las s A was ch anged to Invesco Cons te l l a t ion Fund C las s A May I , 2010.Line 8 A im Cons te l l a tion Fund C las s A was changed to Invesco C ons te ll a t ion Fund C las s A May I , 2010.Line 13 A im Cons te l l a tion Fund C las s A was changed to Invesco C ons te ll a t ion Fund C las s A May I , 2010.L i n e 1 6 S h a r e i n A B A Ret i remen t Pro f i t Shar ing Plan . Par t i c ipan t s share i s i nvese ted in t he Index Equ i ty Fund , a m utual fund and in a se l f -managedaccoun t i nves t ing in Dreyfus Apprec ia t ion Mutual fund .L i n e s 1 7 a n d 1 8 U n d i v i d e d I / 8 i n te r e s t in ~ . . . . . . . . . . . . . . . . . . . . . . . . :o_~ proper ty in Da l la s , Texas . Da te of app ra isa l December 6 , 1994 .


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Name of Person Report ingH a rm o n , M e l i n d a

Date of Report06/13/2011

IX . CERTIFICATION.! c e r t ify t h a t a l l i n fo rma t i on g i ve n a bove ( i nc l ud i ng i n fo rm a t i on pe r t a i n i ng t o my spo use a nd m i nor o r de pe nd e n t c h i l d re n , i f a ny ) i sa c c u ra t e , true , a nd c omp l e t e to t h e be s t o f my k now l e dge a nd be l i e f , a nd t h a t a ny i n fo rma t i on no t r e por t e d wa s wi t h h e l d be c a us e i t me t a pp l i c a b l e s t a t u t o ryprov i s i ons pe rmi t t i ng non-d i sc l osu re .I f u r t h e r c e r t if y t h a t e a rn e d i n co m e f ro m o u t s i d e e m p l o )a n e n t a n d h o n o ra r ia a n d t h e a cce p t a n ce o f g i f t s s v h i ch h a v e be e n r e p o r t e d a r e i ncom pl iance ~vi th the prov is ions of 5 U.S .C. app . 501 e t . seq . , 5 U.S .C. 7353 , and Judicia l Confe rence regu la t ions .

Signature: S/Melinda H a r m o n

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I F IE S O R F A I L S T O F I L E T HI S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p. 1 0 4 )

Co m mi t t e e o n F in a n c ia l D i s c lo sur eAd minis t ra t ive Of f ice of the U nited Sta tes Cour tsSui te 2 -301O ne C o lu m b u s C i r c le , N .E .W a s h in g to n , D . C . 20 54 4

Melinda Harmon Financial Disclosure Report for 2010

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