Luat SHTT Viet Nam Hien Hanh

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CHƯƠNG TRÌNH ĐÀO TO QUN TRVIÊN TÀI SN TRÍ TUPHÁP LUT SHU TRÍ TUVIT NAM hin hành (tp 1) 8.2012 SKHOA HC & CÔNG NGHVIN KHOA HC SHU TRÍ TUTHÀNH PHHCHÍ MINH VIT NAM

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Luật sở hữu trí tuệ Việt Nam

Transcript of Luat SHTT Viet Nam Hien Hanh

  • CHNG TRNH O TO QUN TR VIN TI SN TR TU

    PHP LUT S HU TR TU

    VIT NAM

    hin hnh (tp 1)

    8.2012

    S KHOA HC & CNG NGH VIN KHOA HC S HU TR TU THNH PH H CH MINH VIT NAM

  • Chng trnh o to Qun tr vin Ti sn tr tu TP.HCM 2012 2

    LUT S HU TR TU VIT NAM 2005 c sa i, b sung theo Lut s 36/2009/QH12

    ---------------

    PHN TH NHT - NHNG QUY NH CHUNG

    iu 1. Phm vi iu chnh Lut ny quy nh v quyn tc gi (QTG), quyn lin quan (QLQ) n quyn tc gi, quyn s

    hu cng nghip (SHCN), quyn i vi ging cy trng v vic bo h cc quyn .

    iu 2. i tng p dng Lut ny p dng i vi t chc, c nhn Vit Nam; t chc, c nhn nc ngoi p ng cc

    iu kin quy nh ti Lut ny v iu c quc t m Cng ho XHCN Vit Nam l thnh vin.

    iu 3. i tng quyn s hu tr tu (SHTT) 1. i tng QTG bao gm tc phm (TP) vn hc, ngh thut, khoa hc; i tng QLQ n

    quyn tc gi bao gm cuc biu din (CBD), bn ghi m, ghi hnh, chng trnh pht sng (CTPS), tn hiu v tinh mang chng trnh c m ha (THVT MCT MH).

    2. i tng quyn SHCN bao gm sng ch (SC), kiu dng cng nghip KDCN), thit k b tr mch tch hp bn dn (TKBT MYHBD), b mt kinh doanh (BMKD), nhn hiu (NH), tn thng mi (TTM) v ch dn a l (CDL).

    3. i tng quyn i vi ging cy trng (GCT) l vt liu nhn ging VLNG) v vt liu thu hoch (VLTH).

    iu 4. Gii thch t ng Trong Lut ny, cc t ng di y c hiu nh sau:

    1. Quyn SHTT l quyn ca t chc, c nhn i vi ti sn tr tu, bao gm QTG v QLQ n QTG, quyn SHCN v quyn i vi GCT.

    2. QTG l quyn ca t chc, c nhn i vi TP do mnh sng to ra hoc s hu.

    3. QLQ n QTG (sau y gi l quyn lin quan) l quyn ca t chc, c nhn i vi CBD, bn ghi m, ghi hnh, CTPS, THVT MCT MH.

    4. Quyn SHCN l quyn ca t chc, c nhn i vi SC, KDCN, TKBT MTHBD, NH, TTM, CDL, BMKD do mnh sng to ra hoc s hu v quyn chng cnh tranh khng lnh mnh (CTKLM).

    5. Quyn i vi GCT l quyn ca t chc, c nhn i vi GCT mi do mnh chn to hoc pht hin v pht trin hoc c hng quyn s hu.

    6. Ch th quyn SHTT l ch s hu quyn SHTT hoc t chc, c nhn c ch s hu chuyn giao quyn SHTT.

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    7. Tc phm l sn phm sng to trong lnh vc vn hc, ngh thut v khoa hc th hin bng bt k phng tin hay hnh thc no.

    8. Tc phm phi sinh (TP PS) l TP tc phm dch t ngn ng ny sang ngn ng khc, TP phng tc, ci bin, chuyn th, bin son, ch gii, tuyn chn.

    9. Tc phm, bn ghi m, ghi hnh cng b l tc phm, bn ghi m, ghi hnh c pht hnh vi s ng ca ch s hu QTG, ch s hu QLQ ph bin n cng chng vi mt s lng bn sao hp l.

    10. Sao chp l vic to ra mt hoc nhiu bn sao ca TP hoc bn ghi m, ghi hnh bng bt k phng tin hay hnh thc no, bao gm c vic to bn sao di hnh thc in t.

    11. Pht sng l vic truyn m thanh hoc hnh nh hoc c m thanh v hnh nh ca TP, CBD, bn ghi m, ghi hnh, CTPS n cng chng bng phng tin v tuyn hoc hu tuyn, bao gm c vic truyn qua v tinh cng chng c th tip nhn c ti a im v thi gian do chnh h la chn.

    12. Sng ch l gii php k thut di dng sn phm hoc quy trnh nhm gii quyt mt vn xc nh bng vic ng dng cc quy lut t nhin.

    13. Kiu dng cng nghip l hnh dng bn ngoi ca sn phm c th hin bng hnh khi, ng nt, mu sc hoc s kt hp nhng yu t ny.

    14. Mch tch hp bn dn (MTHBD) l sn phm di dng thnh phm hoc bn thnh phm, trong cc phn t vi t nht mt phn t tch cc v mt s hoc tt c cc mi lin kt c gn lin bn trong hoc bn trn tm vt liu bn dn nhm thc hin chc nng in t. Mch tch hp ng ngha vi IC, chip v mch vi in t.

    15. Thit k b tr mch tch hp bn dn (sau y gi l TKBT) l cu trc khng gian ca cc phn t mch v mi lin kt cc phn t trong MTHBD.

    16. Nhn hiu l du hiu dng phn bit hng ho, dch v ca cc t chc, c nhn khc nhau.

    17. Nhn hiu tp th (NHTT) l NH dng phn bit hng ho, dch v ca cc thnh vin ca t chc l ch s hu NH vi hng ho, dch v ca t chc, c nhn khng phi l thnh vin ca t chc .

    18. Nhn hiu chng nhn (NHCN) l NH m ch s hu NH cho php t chc, c nhn khc s dng trn hng ha, dch v ca t chc, c nhn chng nhn cc c tnh v xut x, nguyn liu, vt liu, cch thc sn xut hng ho, cch thc cung cp dch v, cht lng, chnh xc, an ton hoc cc c tnh khc ca hng ho, dch v mang NH.

    19. Nhn hiu lin kt (NHLK) l cc NH do cng mt ch th ng k, trng hoc tng t nhau dng cho sn phm, dch v cng loi hoc tng t nhau hoc c lin quan vi nhau.

    20. Nhn hiu ni ting (NHNT) l NH c ngi tiu dng bit n rng ri trn ton lnh th Vit Nam.

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    21. Tn thng mi l tn gi ca t chc, c nhn dng trong hot ng kinh doanh phn bit ch th kinh doanh mang tn gi vi ch th kinh doanh khc trong cng lnh vc v khu vc kinh doanh.

    Khu vc kinh doanh quy nh ti khon ny l khu vc a l ni ch th kinh doanh c bn hng, khch hng hoc c danh ting.

    22. Ch dn a l l du hiu dng ch sn phm c ngun gc t khu vc, a phng, vng lnh th hay quc gia c th.

    23. B mt kinh doanh l thng tin thu c t hot ng u t ti chnh, tr tu, cha c bc l v c kh nng s dng trong kinh doanh.

    24. Ging cy trng (GCT) l qun th cy trng thuc cng mt cp phn loi thc vt thp nht, ng nht v hnh thi, n nh qua cc chu k nhn ging, c th nhn bit c bng s biu hin cc tnh trng do kiu gen hoc s phi hp ca cc kiu gen quy nh v phn bit c vi bt k qun th cy trng no khc bng s biu hin ca t nht mt tnh trng c kh nng di truyn c.

    25. Vn bng bo h (VBBH) l vn bn do c quan nh nc c thm quyn cp cho t chc, c nhn nhm xc lp quyn SHCN i vi SC, KDCN, TKBT, NH, CDL; quyn i vi GCT.

    26. Vt liu nhn ging (VLNG) l cy hoc b phn ca cy c kh nng pht trin thnh mt cy mi dng nhn ging hoc gieo trng.

    27. Vt liu thu hoch (VLTH) l cy hoc b phn ca cy thu c t vic gieo trng VLNG.

    iu 5. p dng php lut

    1. Trong trng hp c nhng vn dn s lin quan n SHTT khng c quy nh trong Lut ny th p dng quy nh ca B Lut Dn s.

    2. Trong trng hp c s khc nhau gia quy nh v SHTT ca Lut ny vi quy nh ca lut khc th p dng quy nh ca Lut ny.

    3. Trong trng hp iu c quc t m Cng ho XHCN Vit Nam l thnh vin c quy nh khc vi quy nh ca Lut ny th p dng quy nh ca iu c quc t .

    iu 6. Cn c pht sinh, xc lp quyn SHTT

    1. QTG pht sinh k t khi tc phm c sng to v c th hin di mt hnh thc vt cht nht nh, khng phn bit ni dung, cht lng, hnh thc, phng tin, ngn ng, cng b hay cha cng b, ng k hay cha ng k.

    2. QLQ pht sinh k t khi cuc biu din, bn ghi m, ghi hnh, chng trnh pht sng, tn hiu v tinh mang chng trnh c m ho c nh hnh hoc thc hin m khng gy phng hi n QTG.

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    3. Quyn SHCN c xc lp nh sau: a) Quyn SHCN i vi SC, KDCN, TKBT, NH, CDL c xc lp trn c s quyt nh

    cp VBBH ca c quan nh nc c thm quyn theo th tc ng k quy nh ti Lut ny hoc cng nhn ng k quc t theo quy nh ca iu c quc t m Cng ho XHCN Vit Nam l thnh vin; i vi NHNT, quyn s hu c xc lp trn c s s dng, khng ph thuc vo th tc ng k;

    b) Quyn SHCN i vi tn thng mi c xc lp trn c s s dng hp php TTM ; c) Quyn SHCN i vi BMKD c xc lp trn c s c c mt cch hp php BMKD v

    thc hin vic bo mt BMKD ; d) Quyn chng CTKLM c xc lp trn c s hot ng cnh tranh trong kinh doanh.

    4. Quyn i vi GCT c xc lp trn c s quyt nh cp Bng bo h GCT ca c quan nh nc c thm quyn theo th tc ng k quy nh ti Lut ny.

    iu 7. Gii hn quyn SHTT

    1. Ch th quyn SHTT ch c thc hin quyn ca mnh trong phm vi v thi hn bo h theo quy nh ca Lut ny.

    2. Vic thc hin quyn SHTT khng c xm phm li ch ca Nh nc, li ch cng cng, quyn v li ch hp php ca t chc, c nhn khc v khng c vi phm cc quy nh khc ca php lut c lin quan.

    3. Trong trng hp nhm bo m mc tiu quc phng, an ninh, dn sinh v cc li ch khc ca Nh nc, x hi quy nh ti Lut ny, Nh nc c quyn cm hoc hn ch ch th quyn SHTT thc hin quyn ca mnh hoc buc ch th quyn SHTT phi cho php t chc, c nhn khc s dng mt hoc mt s quyn ca mnh vi nhng iu kin ph hp; vic gii hn quyn i vi SC thuc b mt nh nc (BMNN) c thc hin theo quy nh ca Chnh ph.

    iu 8. Chnh sch ca Nh nc v SHTT

    1. Cng nhn v bo h quyn SHTT ca t chc, c nhn trn c s bo m hi ho li ch ca ch th quyn SHTT vi li ch cng cng; khng bo h cc i tng SHTT tri vi o c x hi, trt t cng cng, c hi cho quc phng, an ninh.

    2. Khuyn khch, thc y hot ng sng to, khai thc ti sn tr tu nhm gp phn pht trin kinh t - x hi, nng cao i sng vt cht v tinh thn ca nhn dn.

    3. H tr ti chnh cho vic nhn chuyn giao, khai thc quyn SHTT phc v li ch cng cng; khuyn khch t chc, c nhn trong nc v nc ngoi ti tr cho hot ng sng to v bo h quyn SHTT.

    4. u tin u t cho vic o to, bi dng i ng cn b, cng chc, vin chc, cc i tng lin quan lm cng tc bo h quyn SHTT v nghin cu, ng dng khoa hc - k thut v bo h quyn SHTT.

    5. Huy ng cc ngun lc ca x hi u t nng cao nng lc h thng bo h quyn SHTT, p ng yu cu pht trin kinh t - x hi v hi nhp kinh t quc t.

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    iu 9. Quyn v trch nhim ca t chc, c nhn trong vic bo v quyn SHTT T chc, c nhn c quyn p dng cc bin php m php lut cho php t bo v quyn

    SHTT ca mnh v c trch nhim tn trng quyn SHTT ca t chc, c nhn khc theo quy nh ca Lut ny v cc quy nh khc ca php lut c lin quan.

    iu 10. Ni dung qun l nh nc v SHTT 1. Xy dng, ch o thc hin chin lc, chnh sch bo h quyn SHTT. 2. Ban hnh v t chc thc hin cc vn bn php lut v SHTT. 3. T chc b my qun l v SHTT; o to, bi dng cn b v SHTT. 4. Cp v thc hin cc th tc khc lin quan n Giy chng nhn ng k QTG, Giy chng

    nhn ng k QLQ, vn bng bo h cc i tng SHCN, Bng bo h GCT. 5. Thanh tra, kim tra vic chp hnh php lut v SHTT; gii quyt khiu ni, t co v x l

    vi phm php lut v SHTT. 6. T chc hot ng thng tin, thng k v SHTT. 7. T chc, qun l hot ng gim nh v SHTT. 8. Gio dc, tuyn truyn, ph bin kin thc, php lut v SHTT. 9. Hp tc quc t v SHTT.

    iu 11. Trch nhim qun l nh nc v SHTT

    1. Chnh ph thng nht qun l nh nc v SHTT.

    2. B Khoa hc v Cng ngh chu trch nhim trc Chnh ph ch tr, phi hp vi B Vn ho, Th thao v Du lch, B Nng nghip v Pht trin nng thn thc hin qun l nh nc v SHTT v thc hin qun l nh nc v quyn SHCN.

    B VH-TT&DL trong phm vi nhim v, quyn hn ca mnh thc hin qun l nh nc v QTG v QLQ.

    B NNN&PTNT trong phm vi nhim v, quyn hn ca mnh thc hin qun l nh nc v quyn i vi GCT.

    3. B, c quan ngang b, c quan thuc Chnh ph trong phm vi nhim v, quyn hn ca mnh c trch nhim phi hp vi B KH&CN, B VH-TT&DL, B NN&PTNT, UBND tnh, thnh ph trc thuc trung ng trong vic qun l nh nc v SHTT.

    4. UBND cc cp thc hin qun l nh nc v SHTT ti a phng theo thm quyn.

    5. Chnh ph quy nh c th thm quyn,trch nhim qun l nh nc v SHTT ca B KH&CN, B VH-TT&DL, B NN&PTNT, UBND cc cp.

    iu 12. Ph, l ph v SHTT

    T chc, c nhn phi np ph, l ph khi tin hnh cc th tc lin quan n quyn SHTT theo quy nh ca Lut ny v cc quy nh khc ca php lut c lin quan.

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    PHN TH HAI - QUYN TC GI V QUYN LIN QUAN

    Chng I - IU KIN BO H QTG V QLQ

    Mc 1 - IU KIN BO H QTG

    iu 13. Tc gi, ch s hu QTG c TP c bo h QTG

    1. T chc, c nhn c TP c bo h QTG gm ngi trc tip sng to ra TP v ch s hu QTG quy nh ti cc iu t iu 37 n iu 42 ca Lut ny.

    2. Tc gi, ch s hu QTG quy nh ti khon 1 iu ny gm t chc, c nhn Vit Nam; t chc, c nhn nc ngoi c TP c cng b ln u tin ti Vit Nam m cha c cng b bt k nc no hoc c cng b ng thi ti Vit Nam trong thi hn ba mi ngy, k t ngy TP c cng b ln u tin nc khc; t chc, c nhn nc ngoi c TP c bo h ti Vit Nam theo iu c quc t v QTG m Cng ho XHCN Vit Nam l thnh vin.

    iu 14. Cc loi hnh TP c bo h QTG

    1. Tc phm vn hc, ngh thut v khoa hc c bo h bao gm: a) Tc phm vn hc, khoa hc, sch gio khoa, gio trnh v tc phm khc c th hin di

    dng ch vit hoc k t khc; b) Bi ging, bi pht biu v bi ni khc; c) Tc phm bo ch; d) Tc phm m nhc; ) Tc phm sn khu; e) Tc phm in nh v tc phm c to ra theo phng php tng t (sau y gi chung l

    tc phm in nh); g) Tc phm to hnh, m thut ng dng; h) Tc phm nhip nh; i) Tc phm kin trc; k) Bn ha , s , bn , bn v lin quan n a hnh, kin trc,cng trnh khoa hc; l) Tc phm vn hc, ngh thut dn gian; m) Chng trnh my tnh, su tp d liu.

    2. Tc phm phi sinh ch c bo h theo quy nh ti khon 1 iu ny nu khng gy phng hi n QTG i vi tc phm c dng lm TP PS.

    3. Tc phm c bo h quy nh ti khon 1 v khon 2 iu ny phi do tc gi trc tip sng to bng lao ng tr tu ca mnh m khng sao chp t tc phm ca ngi khc.

    4. Chnh ph hng dn c th v cc loi hnh tc phm quy nh ti khon 1 iu ny.

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    iu 15. Cc i tng khng thuc phm vi bo h QTG 1. Tin tc thi s thun tu a tin. 2. Vn bn quy phm php lut, vn bn hnh chnh, vn bn khc thuc lnh vc t php v

    bn dch chnh thc ca vn bn . 3. Quy trnh, h thng, phng php hot ng, khi nim, nguyn l, s liu.

    Mc 2 - IU KIN BO H QUYN LIN QUAN

    iu 16. T chc, c nhn c bo h QLQ 1. Din vin, ca s, nhc cng, v cng v nhng ngi khc trnh by TP vn hc, ngh thut

    (sau y gi chung l ngi biu din). 2. T chc, c nhn l ch s hu CBD quy nh ti khon 1 iu 44 ca Lut ny. 3. T chc, c nhn nh hnh ln u m thanh, hnh nh ca CBD hoc cc m thanh, hnh

    nh khc (sau y gi l nh sn xut bn ghi m, ghi hnh). 4. T chc khi xng v thc hin vic pht sng (sau y gi l t chc pht sng).

    iu 17. Cc i tng QLQ c bo h

    1. Cuc biu din c bo h nu thuc mt trong cc trng hp sau y: a) Cuc biu din do cng dn Vit Nam thc hin ti Vit Nam hoc nc ngoi; b) Cuc biu din do ngi nc ngoi thc hin ti Vit Nam; c) Cuc biu din c nh hnh trn bn ghi m, ghi hnh c bo h theo quy nh ti iu

    30 ca Lut ny; d) Cuc biu din cha c nh hnh trn bn ghi m, ghi hnh m pht sng c bo h

    theo quy nh ti iu 31 ca Lut ny; ) Cuc biu din c bo h theo iu c quc t m Cng ho XHCN Vit Nam l thnh

    vin.

    2. Bn ghi m, ghi hnh c bo h nu thuc mt trong cc trng hp sau y: a) Bn ghi m, ghi hnh ca nh sn xut bn ghi m, ghi hnh c quc tch Vit Nam; b) Bn ghi m, ghi hnh ca nh sn xut bn ghi m, ghi hnh c bo h theo iu c quc

    t m Cng ho XHCN Vit Nam l thnh vin.

    3. Chng trnh pht sng, THVT MCT MH c bo h nu thuc mt trong cc trng hp sau y:

    a) Chng trnh pht sng, THVT MCT MH ca t chc pht sng c quc tch Vit Nam; b) Chng trnh pht sng, THVT MCT MH ca t chc pht sng c bo h theo iu

    c quc t m Cng ho XHCN Vit Nam l thnh vin.

    4. Cuc biu din, bn ghi m, ghi hnh, CTPS, THVT MCT MH ch c bo h theo quy nh ti cc khon 1, 2 v 3 iu ny vi iu kin khng gy phng hi n QTG.

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    Chng II - NI DUNG, GII HN QUYN, THI HN BO H QTG, QLQ

    Mc 1 - NI DUNG, GII HN QUYN, THI HN BO H QTG

    iu 18. Quyn tc gi Quyn tc gi i vi TP quy nh ti Lut ny bao gm quyn nhn thn v quyn ti sn.

    iu 19. Quyn nhn thn Quyn nhn thn bao gm cc quyn sau y: 1. t tn cho TP; 2. ng tn tht hoc bt danh trn TP; c nu tn tht hoc bt danh khi TP c cng b,

    s dng; 3. Cng b TP hoc cho php ngi khc cng b TP; 4. Bo v s ton vn ca TP, khng cho ngi khc sa cha, ct xn hoc xuyn tc TP di

    bt k hnh thc no gy phng hi n danh d v uy tn ca tc gi.

    iu 20. Quyn ti sn 1. Quyn ti sn bao gm cc quyn sau y: a) Lm tc phm phi sinh; b) Biu din TP trc cng chng; c) Sao chp TP; d) Phn phi, nhp khu bn gc hoc bn sao TP; ) Truyn t TP n cng chng bng phng tin hu tuyn, v tuyn, mng thng tin in

    t hoc bt k phng tin k thut no khc; e) Cho thu bn gc hoc bn sao TP in nh, chng trnh my tnh. 2. Cc quyn quy nh ti khon 1 iu ny do tc gi, ch s hu QTG c quyn thc hin

    hoc cho php ngi khc thc hin theo quy nh ca Lut ny. 3. T chc, c nhn khi khai thc, s dng mt, mt s hoc ton b cc quyn quy nh ti

    khon 1 iu ny v khon 3 iu 19 ca Lut ny phi xin php v tr tin nhun bt, th lao, cc quyn li vt cht khc cho ch s hu QTG.

    iu 21. QTG i vi TP in nh, TP sn khu

    1. Ngi lm cng vic o din, bin kch, quay phim, dng phim, sng tc m nhc, thit k m thut, thit k m thanh, nh sng, m thut trng quay, thit k o c, k xo v cc cng vic khc c tnh sng to i vi TP in nh c hng cc quyn quy nh ti cc khon 1,2 v 4 iu 19 ca Lut ny v cc quyn khc theo tho thun.

    Ngi lm cng vic o din, bin kch, bin o ma, sng tc m nhc, thit k m thut, thit k m thanh, nh sng, m thut sn khu, thit k o c, k xo v cc cng vic khc c tnh sng to i vi TP sn khu c hng cc quyn quy nh ti cc khon 1,2 v 4 iu 19 ca Lut ny v cc quyn khc theo tho thun.

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    2. T chc, c nhn u t ti chnh v c s vt cht - k thut sn xut TP in nh, TP sn khu l ch s hu cc quyn quy nh ti khon 3 iu 19 v iu 20 ca Lut ny.

    3. T chc, c nhn quy nh ti khon 2 iu ny c ngha v tr tin nhun bt, th lao v cc quyn li vt cht khc theo tho thun vi nhng ngi quy nh ti khon 1 iu ny.

    iu 22. QTG i vi chng trnh my tnh, su tp d liu 1. Chng trnh my tnh l tp hp cc ch dn c th hin di dng cc lnh, cc m, lc

    hoc bt k dng no khc, khi gn vo mt phng tin m my tnh c c, c kh nng lm cho my tnh thc hin c mt cng vic hoc t c mt kt qu c th.

    Chng trnh my tnh c bo h nh TP vn hc, d c th hin di dng m ngun hay m my.

    2. Su tp d liu l tp hp c tnh sng to th hin s tuyn chn, sp xp cc t liu di dng in t hoc dng khc.

    Vic bo h QTG i vi su tp d liu khng bao hm chnh cc t liu , khng gy phng hi n QTG ca chnh t liu .

    iu 23. QTG i vi TP vn hc, ngh thut dn gian

    1. Tc phm vn hc, ngh thut dn gian l sng to tp th trn nn tng truyn thng ca mt nhm hoc cc c nhn nhm phn nh kht vng ca cng ng, th hin tng xng c im vn ho v x hi ca h, cc tiu chun v gi tr c lu truyn bng cch m phng hoc bng cch khc. TP vn hc, ngh thut dn gian bao gm:

    a) Truyn, th, cu ; b) iu ht, ln iu m nhc; c) iu ma, v din, nghi l v cc tr chi; d) Sn phm ngh thut ho, hi ho, iu khc, nhc c, hnh mu kin trc v cc loi hnh

    ngh thut khc c th hin di bt k hnh thc vt cht no.

    2. T chc, c nhn khi s dng TP vn hc, ngh thut dn gian phi dn chiu xut x ca loi hnh TP v bo m gi gn gi tr ch thc ca TP vn hc, ngh thut dn gian.

    iu 24. QTG i vi TP vn hc, ngh thut v khoa hc Vic bo h QTG i vi TP vn hc, ngh thut v khoa hc quy nh ti khon 1 iu 14 ca

    Lut ny do Chnh ph quy nh c th.

    iu 25. Cc trng hp s dng TP cng b khng phi xin php, khng phi tr tin nhun bt, th lao

    1. Cc trng hp s dng TP cng b khng phi xin php, khng phi tr tin nhun bt, th lao bao gm:

    a) T sao chp mt bn nhm mc ch nghin cu khoa hc, ging dy ca c nhn; b) Trch dn hp l TP m khng lm sai tc gi bnh lun hoc minh ha trong TP ca

    mnh;

  • Chng trnh o to Qun tr vin Ti sn tr tu TP.HCM 2012 11

    c) Trch dn TP m khng lm sai tc gi vit bo, dng trong n phm nh k, trong chng trnh pht thanh, truyn hnh, phim ti liu;

    d) Trch dn TP ging dy trong nh trng m khng lm sai tc gi, khng nhm mc ch thng mi;

    ) Sao chp TP lu tr trong th vin vi mc ch nghin cu; e) Biu din TP sn khu, loi hnh biu din ngh thut khc trong cc bui sinh hot vn ho,

    tuyn truyn c ng khng thu tin di bt k hnh thc no; g) Ghi m, ghi hnh trc tip bui biu din a tin thi s hoc ging dy; h) Chp nh, truyn hnh TP to hnh, kin trc, nhip nh, m thut ng dng c trng by

    ti ni cng cng nhm gii thiu hnh nh ca TP ; i) Chuyn TP sang ch ni hoc ngn ng khc cho ngi khim th; k) Nhp khu bn sao TP ca ngi khc s dng ring.

    2. T chc, c nhn s dng TP quy nh ti khon 1 iu ny khng c lm nh hng n vic khai thc bnh thng TP, khng gy phng hi n cc quyn ca tc gi, ch s hu QTG; phi thng tin v tn tc gi v ngun gc, xut x ca TP.

    3. Cc quy nh ti im a v im khon 1 iu ny khng p dng i vi TP kin trc, TP to hnh, chng trnh my tnh.

    iu 26. Cc trng hp s dng TP cng b khng phi xin php nhng phi tr tin nhun bt, th lao

    1. T chc pht sng s dng TP cng b pht sng c ti tr, qung co hoc thu tin di bt k hnh thc no khng phi xin php, nhng phi tr tin nhun bt, th lao cho ch s hu QTG k t khi s dng. Mc nhun bt, th lao, quyn li vt cht khc v phng thc thanh ton do cc bn tho thun; trng hp khng tha thun c th thc hin theo quy nh ca Chnh ph hoc khi kin ti To n theo quy nh ca php lut.

    T chc pht sng s dng TP cng b pht sng khng c ti tr, qung co hoc khng thu tin di bt k hnh thc no khng phi xin php, nhng phi tr tin nhun bt, th lao cho ch s hu QTG k t khi s dng theo quy nh ca Chnh ph.

    2. T chc, c nhn s dng TP quy nh ti khon 1 iu ny khng c lm nh hng n vic khai thc bnh thng TP, khng gy phng hi n cc quyn ca tc gi, ch s hu QTG; phi thng tin v tn tc gi v ngun gc, xut x ca TP.

    3. Vic s dng TP trong cc trng hp quy nh ti khon 1 iu ny khng p dng i vi TP in nh.

    iu 27. Thi hn bo h QTG

    1. Quyn nhn thn quy nh ti cc khon 1,2 v 4 iu 19 ca Lut ny c bo h v thi hn.

    2. Quyn nhn thn quy nh ti khon 3 iu 19 v quyn ti sn quy nh ti iu 20 ca Lut ny c thi hn bo h nh sau:

  • Chng trnh o to Qun tr vin Ti sn tr tu TP.HCM 2012 12

    a) Tc phm in nh, nhip nh, m thut ng dng, TP khuyt danh c thi hn bo h l 75 nm, k t khi TP c cng b ln u tin; i vi TP in nh, nhip nh, m thut ng dng cha c cng b trong thi hn 25 nm, k t khi TP c nh hnh th thi hn bo h l 100 nm, k t khi TP c nh hnh; i vi TP khuyt danh, khi cc thng tin v tc gi xut hin th thi hn bo h c tnh theo quy nh ti im b khon ny;

    b) Tc phm khng thuc loi hnh quy nh ti im a khon ny c thi hn bo h l sut cuc i tc gi v 50 nm tip theo nm tc gi cht; trong trng hp TP c ng tc gi th thi hn bo h chm dt vo nm th 50 sau nm ng tc gi cui cng cht;

    c) Thi hn bo h quy nh ti im a v im b khon ny chm dt vo thi im 24 gi ngy 31 thng 12 ca nm chm dt thi hn bo h QTG.

    iu 28. Hnh vi xm phm QTG

    1. Chim ot QTG i vi TP vn hc, ngh thut, khoa hc.

    2. Mo danh tc gi.

    3. Cng b, phn phi TP m khng c php ca tc gi.

    4. Cng b, phn phi TP c ng tc gi m khng c php ca ng tc gi .

    5. Sa cha, ct xn hoc xuyn tc TP di bt k hnh thc no gy phng hi n danh d v uy tn ca tc gi.

    6. Sao chp TP m khng c php ca tc gi, ch s hu QTG, tr trng hp quy nh ti im a v im khon 1 iu 25 ca Lut ny.

    7. Lm TP PS m khng c php ca tc gi, ch s hu QTG i vi TP c dng lm TP PS, tr trng hp quy nh ti im i khon 1 iu 25 ca Lut ny.

    8. S dng TP m khng c php ca ch s hu QTG, khng tr tin nhun bt, th lao, quyn li vt cht khc theo quy nh ca php lut, tr trng hp quy nh ti khon 1 iu 25 ca Lut ny.

    9. Cho thu TP m khng tr tin nhun bt, th lao v quyn li vt cht khc cho tc gi hoc ch s hu QTG.

    10. Nhn bn, sn xut bn sao, phn phi, trng by hoc truyn t TP n cng chng qua mng truyn thng v cc phng tin k thut s m khng c php ca ch s hu QTG.

    11. Xut bn TP m khng c php ca ch s hu QTG.

    12. C hu b hoc lm v hiu cc bin php k thut do ch s hu QTG thc hin bo v QTG i vi TP ca mnh.

    13. C xo, thay i thng tin qun l quyn di hnh thc in t c trong TP.

    14. Sn xut, lp rp, bin i, phn phi, nhp khu, xut khu, bn hoc cho thu thit b khi bit hoc c c s bit thit b lm v hiu cc bin php k thut do ch s hu QTG thc hin bo v QTG i vi TP ca mnh.

    15. Lm v bn TP m ch k ca tc gi b gi mo.

    16. Xut khu, nhp khu, phn phi bn sao TP m khng c php ca ch s hu QTG.

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    Mc 2 - NI DUNG, GII HN QUYN, THI HN BO H QLQ

    iu 29. Quyn ca ngi biu din

    1. Ngi biu din ng thi l ch u t th c cc quyn nhn thn v cc quyn ti sn i vi CBD; trong trng hp ngi biu din khng ng thi l ch u t th ngi biu din c cc quyn nhn thn v ch u t c cc quyn ti sn i vi CBD.

    2. Quyn nhn thn bao gm cc quyn sau y: a) c gii thiu tn khi biu din, khi pht hnh bn ghi m, ghi hnh, pht sng CBD; b) Bo v s ton vn hnh tng biu din, khng cho ngi khc sa cha, ct xn hoc

    xuyn tc di bt k hnh thc no gy phng hi n danh d v uy tn ca ngi biu din.

    3. Quyn ti sn bao gm c quyn thc hin hoc cho php ngi khc thc hin cc quyn sau y:

    a) nh hnh CBD trc tip ca mnh trn bn ghi m, ghi hnh; b) Sao chp trc tip hoc gin tip CBD ca mnh c nh hnh trn bn ghi m, ghi

    hnh; c) Pht sng hoc truyn theo cch khc n cng chng CBD ca mnh cha c nh hnh

    m cng chng c th tip cn c, tr trng hp CBD nhm mc ch pht sng; d) Phn phi n cng chng bn gc v bn sao CBD ca mnh thng qua hnh thc bn, cho

    thu hoc phn phi bng bt k phng tin k thut no m cng chng c th tip cn c.

    4. T chc, c nhn khai thc, s dng cc quyn quy nh ti khon 3 iu ny phi tr tin th lao cho ngi biu din theo quy nh ca php lut hoc theo tho thun trong trng hp php lut khng quy nh.

    iu 30. Quyn ca nh sn xut bn ghi m, ghi hnh

    1. Nh sn xut bn ghi m, ghi hnh c c quyn thc hin hoc cho php ngi khc thc hin cc quyn sau y:

    a) Sao chp trc tip hoc gin tip bn ghi m, ghi hnh ca mnh; b) Nhp khu, phn phi n cng chng bn gc v bn sao bn ghi m, ghi hnh ca mnh

    thng qua hnh thc bn, cho thu hoc phn phi bng bt k phng tin k thut no m cng chng c th tip cn c.

    2. Nh sn xut bn ghi m, ghi hnh c hng quyn li vt cht khi bn ghi m, ghi hnh ca mnh c phn phi n cng chng.

    iu 31. Quyn ca t chc pht sng

    1. T chc pht sng c c quyn thc hin hoc cho php ngi khc thc hin cc quyn sau y:

    a) Pht sng, ti pht sng CTPS ca mnh; b) Phn phi n cng chng CTPS ca mnh; c) nh hnh CTPS ca mnh;

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    d) Sao chp bn nh hnh CTPS ca mnh.

    2. T chc pht sng c hng quyn li vt cht khi CTPS ca mnh c ghi m, ghi hnh, phn phi n cng chng.

    iu 32. Cc trng hp s dng QLQ khng phi xin php, khng phi tr tin nhun bt, th lao

    1. Cc trng hp s dng QLQ khng phi xin php, khng phi tr tin nhun bt, th lao bao gm:

    a) T sao chp mt bn nhm mc ch nghin cu khoa hc ca c nhn;

    b) T sao chp mt bn nhm mc ch ging dy, tr trng hp CBD, bn ghi m, ghi hnh, CTPS c cng b ging dy;

    c) Trch dn hp l nhm mc ch cung cp thng tin;

    d) T chc pht sng t lm bn sao tm thi pht sng khi c hng quyn pht sng.

    2. T chc, c nhn s dng quyn quy nh ti khon 1 iu ny khng c lm nh hng n vic khai thc bnh thng CBD, bn ghi m, ghi hnh, CTPS v khng gy phng hi n quyn ca ngi biu din, nh sn xut bn ghi m, ghi hnh, t chc pht sng.

    iu 33. Cc trng hp s dng QLQ khng phi xin php nhng phi tr tin nhun bt, th lao

    1. T chc, c nhn s dng trc tip hoc gin tip bn ghi m, ghi hnh cng b nhm mc ch thng mi pht sng c ti tr, qung co hoc thu tin di bt k hnh thc no khng phi xin php, nhng phi tr tin nhun bt, th lao theo tho thun cho tc gi, ch s hu QTG, ngi biu din, nh sn xut bn ghi m, ghi hnh, t chc pht sng k t khi s dng; trng hp khng tha thun c th thc hin theo quy nh ca Chnh ph hoc khi kin ti To n theo quy nh ca php lut.

    T chc, c nhn s dng trc tip hoc gin tip bn ghi m, ghi hnh cng b nhm mc ch thng mi pht sng khng c ti tr, qung co hoc khng thu tin di bt k hnh thc no khng phi xin php, nhng phi tr tin nhun bt, th lao cho tc gi, ch s hu QTG, ngi biu din, nh sn xut bn ghi m, ghi hnh, t chc pht sng k t khi s dng theo quy nh ca Chnh ph.

    2. T chc, c nhn s dng bn ghi m, ghi hnh cng b trong hot ng kinh doanh, thng mi khng phi xin php, nhng phi tr tin nhun bt, th lao theo tho thun cho tc gi, ch s hu QTG, ngi biu din, nh sn xut bn ghi m, ghi hnh, t chc pht sng k t khi s dng; trng hp khng tho thun c th thc hin theo quy nh ca Chnh ph hoc khi kin ti To n theo quy nh ca php lut.

    3. T chc, c nhn s dng quyn quy nh ti khon 1 v khon 2 iu ny khng c lm nh hng n vic khai thc bnh thng CBD, bn ghi m, ghi hnh, CTPS v khng gy phng hi n quyn ca ngi biu din, nh sn xut bn ghi m, ghi hnh, t chc pht sng.

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    iu 34. Thi hn bo h QLQ

    1. Quyn ca ngi biu din c bo h 50 nm tnh t nm tip theo nm CBD c nh hnh.

    2. Quyn ca nh sn xut bn ghi m, ghi hnh c bo h 50 nm tnh t nm tip theo nm cng b hoc 50 nm k t nm tip theo nm bn ghi m, ghi hnh c nh hnh nu bn ghi m, ghi hnh cha c cng b.

    3. Quyn ca t chc pht sng c bo h 50 nm tnh t nm tip theo nm c thc hin.

    4. Thi hn bo h quy nh ti cc khon 1,2 v 3 iu ny chm dt vo thi im 24 gi ngy 31 thng 12 ca nm chm dt thi hn bo h cc QLQ.

    iu 35. Hnh vi xm phm cc QLQ

    1. Chim ot quyn ca ngi biu din, nh sn xut bn ghi m, ghi hnh, t chc pht sng.

    2. Mo danh ngi biu din, nh sn xut bn ghi m, ghi hnh, t chc pht sng.

    3. Cng b, sn xut v phn phi CBD c nh hnh, bn ghi m, ghi hnh, CTPS m khng c php ca ngi biu din, nh sn xut bn ghi m, ghi hnh, t chc pht sng.

    4. Sa cha, ct xn, xuyn tc di bt k hnh thc no i vi CBD gy phng hi n danh d v uy tn ca ngi biu din.

    5. Sao chp, trch ghp i vi CBD c nh hnh, bn ghi m, ghi hnh, CTPS m khng c php ca ngi biu din, nh sn xut bn ghi m, ghi hnh, t chc pht sng.

    6. D b hoc thay i thng tin qun l quyn di hnh thc in t m khng c php ca ch s hu QLQ.

    7. C hu b hoc lm v hiu cc bin php k thut do ch s hu QLQ thc hin bo v QLQ ca mnh.

    8. Pht sng, phn phi, nhp khu phn phi n cng chng CBD, bn sao CBD c nh hnh hoc bn ghi m, ghi hnh khi bit hoc c c s bit thng tin qun l quyn di hnh thc in t b d b hoc b thay i m khng c php ca ch s hu QLQ.

    9. Sn xut, lp rp, bin i, phn phi, nhp khu, xut khu, bn hoc cho thu thit b khi bit hoc c c s bit thit b gii m tri php mt THVT MCT MH.

    10. C thu hoc tip tc phn phi mt THVT MCT MH khi tn hiu c gii m m khng c php ca ngi phn phi hp php.

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    Chng III - CH S HU QUYN TC GI, QUYN LIN QUAN

    iu 36. Ch s hu QTG Ch s hu QTG l t chc, c nhn nm gi mt, mt s hoc ton b cc quyn ti sn quy

    nh ti iu 20 ca Lut ny.

    iu 37. Ch s hu QTG l tc gi Tc gi s dng thi gian, ti chnh, c s vt cht - k thut ca mnh sng to ra TP c cc

    quyn nhn thn quy nh ti iu 19 v cc quyn ti sn quy nh ti iu 20 ca Lut ny.

    iu 38. Ch s hu QTG l cc ng tc gi 1. Cc ng tc gi s dng thi gian, ti chnh, c s vt cht - k thut ca mnh cng

    sng to ra TP c chung cc quyn quy nh ti iu 19 v iu 20 ca Lut ny i vi TP . 2. Cc ng tc gi sng to ra TP quy nh ti khon 1 iu ny, nu c phn ring bit c th

    tch ra s dng c lp m khng lm phng hi n phn ca cc ng tc gi khc th c cc quyn quy nh ti iu 19 v iu 20 ca Lut ny i vi phn ring bit .

    iu 39. Ch s hu QTG l t chc, c nhn giao nhim v cho tc gi hoc giao kt hp ng vi tc gi

    1. T chc giao nhim v sng to TP cho tc gi l ngi thuc t chc mnh l ch s hu cc quyn quy nh ti iu 20 v khon 3 iu 19 ca Lut ny, tr trng hp c tho thun khc.

    2. T chc, c nhn giao kt hp ng vi tc gi sng to ra TP l ch s hu cc quyn quy nh ti iu 20 v khon 3 iu 19 ca Lut ny, tr trng hp c tho thun khc.

    iu 40. Ch s hu QTG l ngi tha k T chc, c nhn c tha k QTG theo quy nh ca php lut v tha k l ch s hu cc

    quyn quy nh ti iu 20 v khon 3 iu 19 ca Lut ny.

    iu 41. Ch s hu QTG l ngi c chuyn giao quyn

    1. T chc,c nhn c chuyn giao mt, mt s hoc ton b cc quyn quy nh ti iu 20 v khon 3 iu 19 ca Lut ny theo tho thun trong hp ng l ch s hu QTG.

    2. T chc, c nhn ang qun l TP khuyt danh c hng quyn ca ch s hu cho n khi danh tnh ca tc gi c xc nh.

    iu 42. Ch s hu QTG l Nh nc 1. Nh nc l ch s hu QTG i vi cc TP sau y: a) Tc phm khuyt danh; tr trng hp quy nh ti khon 2 iu 41 ca Lut ny; b) Tc phm cn trong thi hn bo h m ch s hu QTG cht khng c ngi tha k,

    ngi tha k t chi nhn di sn hoc khng c quyn hng di sn; c) Tc phm c ch s hu QTG chuyn giao quyn s hu cho Nh nc.

    2. Chnh ph quy nh c th vic s dng TP thuc s hu nh nc.

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    iu 43. Tc phm thuc v cng chng

    1. Tc phm kt thc thi hn bo h theo quy nh ti iu 27 ca Lut ny th thuc v cng chng.

    2. Mi t chc,c nhn u c quyn s dng TP quy nh ti khon 1 iu ny nhng phi tn trng cc quyn nhn thn ca tc gi quy nh ti iu 19 ca Lut ny.

    3. Chnh ph quy nh c th vic s dng TP thuc v cng chng.

    iu 44. Ch s hu QLQ

    1. T chc, c nhn s dng thi gian, u t ti chnh v c s vt cht - k thut ca mnh thc hin CBD l ch s hu i vi CBD , tr trng hp c tho thun khc vi bn lin quan.

    2. T chc, c nhn s dng thi gian, u t ti chnh v c s vt cht - k thut ca mnh sn xut bn ghi m, ghi hnh l ch s hu i vi bn ghi m, ghi hnh , tr trng hp c tho thun khc vi bn lin quan.

    3. T chc pht sng l ch s hu i vi CTPS ca mnh,tr trng hp c tho thun khc vi bn lin quan.

  • Chng trnh o to Qun tr vin Ti sn tr tu TP.HCM 2012 18

    Chng IV - CHUYN GIAO QUYN TC GI, QUYN LIN QUAN

    Mc 1 - CHUYN NHNG QTG, QLQ

    iu 45. Quy nh chung v chuyn nhng QTG, QLQ

    1. Chuyn nhng QTG, QLQ l vic ch s hu QTG, ch s hu QLQ chuyn giao quyn s hu i vi cc quyn quy nh ti khon 3 iu 19, iu 20, khon 3 iu 29, iu 30 v iu 31 ca Lut ny cho t chc, c nhn khc theo hp ng hoc theo quy nh ca php lut c lin quan.

    2. Tc gi khng c chuyn nhng cc quyn nhn thn quy nh ti iu 19, tr quyn cng b TP; ngi biu din khng c chuyn nhng cc quyn nhn thn quy nh ti khon 2 iu 29 ca Lut ny.

    3. Trong trng hp TP, CBD, bn ghi m, ghi hnh, CTPS c ng ch s hu th vic chuyn nhng phi c s tho thun ca tt c cc ng ch s hu; trong trng hp c ng ch s hu nhng TP, CBD, bn ghi m, ghi hnh, CTPS c cc phn ring bit c th tch ra s dng c lp th ch s hu QTG, ch s hu QLQ c quyn chuyn nhng QTG, QLQ i vi phn ring bit ca mnh cho t chc, c nhn khc.

    iu 46. Hp ng chuyn nhng QTG, QLQ

    1. Hp ng chuyn nhng QTG, QLQ phi c lp thnh vn bn gm nhng ni dung ch yu sau y:

    a) Tn v a ch y ca bn chuyn nhng v bn c chuyn nhng;

    b) Cn c chuyn nhng;

    c) Gi,phng thc thanh ton;

    d) Quyn v ngha v ca cc bn;

    ) Trch nhim do vi phm hp ng.

    2. Vic thc hin, sa i, chm dt, hu b hp ng chuyn nhng QTG, QLQ c p dng theo quy nh ca B Lut Dn s.

    Mc 2 - CHUYN QUYN S DNG QTG, QLQ

    iu 47. Quy nh chung v chuyn quyn s dng QTG, QLQ

    1. Chuyn quyn s dng QTG, QLQ l vic ch s hu QTG, ch s hu QLQ cho php t chc, c nhn khc s dng c thi hn mt, mt s hoc ton b cc quyn quy nh ti khon 3 iu 19, iu 20, khon 3 iu 29, iu 30 v iu 31 ca Lut ny.

    2. Tc gi khng c chuyn quyn s dng cc quyn nhn thn quy nh ti iu 19, tr quyn cng b TP; ngi biu din khng c chuyn quyn s dng cc quyn nhn thn quy nh ti khon 2 iu 29 ca Lut ny.

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    3. Trong trng hp TP, CBD, bn ghi m, ghi hnh, CTPS c ng ch s hu th vic chuyn quyn s dng QTG, QLQ phi c s tho thun ca tt c cc ng ch s hu; trong trng hp c ng ch s hu nhng TP, CBD, bn ghi m, ghi hnh, CTPS c cc phn ring bit c th tch ra s dng c lp th ch s hu QTG, ch s hu QLQ c th chuyn quyn s dng QTG, QLQ i vi phn ring bit ca mnh cho t chc, c nhn khc.

    4. T chc, c nhn c chuyn quyn s dng QTG, QLQ c th chuyn quyn s dng cho t chc, c nhn khc nu c s ng ca ch s hu QTG, ch s hu QLQ.

    iu 48. Hp ng s dng QTG, QLQ

    1. Hp ng s dng QTG, QLQ phi c lp thnh vn bn gm nhng ni dung ch yu sau y:

    a) Tn v a ch y ca bn chuyn quyn v bn c chuyn quyn;

    b) Cn c chuyn quyn;

    c) Phm vi chuyn giao quyn;

    d) Gi, phng thc thanh ton;

    ) Quyn v ngha v ca cc bn;

    e) Trch nhim do vi phm hp ng.

    2. Vic thc hin, sa i, chm dt, hu b hp ng s dng QTG, QLQ c p dng theo quy nh ca B Lut Dn s.

  • Chng trnh o to Qun tr vin Ti sn tr tu TP.HCM 2012 20

    Chng V- CHNG NHN NG K QTG, QLQ

    iu 49. ng k QTG, QLQ

    1. ng k QTG, QLQ l vic tc gi, ch s hu QTG, ch s hu QLQ np n v h s km theo (sau y gi chung l n) cho c quan nh nc c thm quyn ghi nhn cc thng tin v tc gi, TP, ch s hu QTG, ch s hu QLQ.

    2. Vic np n c cp Giy chng nhn ng k quyn tc gi (GCNK QTG), Giy chng nhn ng k quyn lin quan (GCNK QLQ) khng phi l th tc bt buc c hng QTG, QLQ theo quy nh ca Lut ny.

    3. T chc, c nhn c cp GCNK QTG, GCNK QLQ khng c ngha v chng minh QTG, QLQ thuc v mnh khi c tranh chp, tr trng hp c chng c ngc li.

    iu 50. n ng k QTG, QLQ

    1. Tc gi, ch s hu QTG, ch s hu QLQ c th trc tip hoc u quyn cho t chc, c nhn khc np n ng k (K) QTG, QLQ.

    2. n ng k QTG, QLQ bao gm: a) T khai ng k QTG, QLQ. T khai phi c lm bng ting Vit v do chnh tc gi, ch s hu QTG, ch s hu QLQ

    hoc ngi c y quyn np n k tn v ghi y thng tin v ngi np n, tc gi, ch s hu QTG hoc ch s hu QLQ; tm tt ni dung TP, CBD, bn ghi m, ghi hnh hoc CTPS; tn tc gi, TP c s dng lm TP PS nu tc phm ng k l TP PS; thi gian, a im, hnh thc cng b; cam oan v trch nhim i vi cc thng tin ghi trong n.

    B VH-TT&DL quy nh mu t khai ng k QTG, ng k QLQ; b) Hai bn sao tc phm ng k QTG hoc hai bn sao bn nh hnh i tng ng k QLQ; c) Giy u quyn, nu ngi np n l ngi c u quyn; d) Ti liu chng minh quyn np n, nu ngi np n th hng quyn ca ngi khc

    do c tha k, chuyn giao, k tha; ) Vn bn ng ca cc ng tc gi, nu tc phm c ng tc gi; e) Vn bn ng ca cc ng ch s hu, nu QTG, QLQ thuc s hu chung.

    3. Cc ti liu quy nh ti cc im c, d, v e khon 2 iu ny phi c lm bng ting Vit; trng hp lm bng ting nc ngoi th phi c dch ra ting Vit.

    iu 51. Thm quyn cp GCNK QTG, GCNK QLQ 1. C quan qun l nh nc v QTG, QLQ c quyn cp GCNK QTG, GCNK QLQ. 2. C quan nh nc c thm quyn cp GCNK QTG, GCNK QLQ c quyn cp li, i,

    hu b giy chng nhn . 3. Chnh ph quy nh c th iu kin, trnh t, th tc cp li, i, hu b GCNK QTG,

    GCNK QLQ. 4. B VH-TT&DL quy nh mu GCNK QTG, GCNK QLQ .

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    iu 52. Thi hn cp GCNK QTG, GCNK QLQ

    Trong thi hn 15 ngy lm vic, k t ngy nhn n hp l, c quan qun l nh nc v QTG, QLQ c trch nhim cp GCNK QTG, GCNK QLQ cho ngi np n. Trong trng hp t chi cp GCNK QTG, GCNK QLQ th c quan qun l nh nc v QTG, QLQ phi thng bo bng vn bn cho ngi np n.

    iu 53. Hiu lc GCNK QTG, GCNK QLQ

    1. GCNK QTG, GCNK QLQ c hiu lc trn ton lnh th Vit Nam.

    2. GCNK QTG, GCNK QLQ do c quan qun l nh nc v QTG, QLQ cp trc ngy Lut ny c hiu lc tip tc c duy tr hiu lc.

    iu 54. ng b v cng b ng k QTG, QLQ

    1. GCNK QTG, GCNK QLQ c ghi nhn trong S ng k quc gia v QTG, QLQ.

    2. Quyt nh cp, cp li, i hoc hu b hiu lc GCNK QTG, GCNK QLQ c cng b trn Cng bo v QTG, QLQ.

    iu 55. Cp li, i, hu b hiu lc GCNK QTG, GCNK QLQ

    1. Trong trng hp GCNK QTG, GCNK QLQ b mt, h hng hoc thay i ch s hu QTG, ch s hu QLQ th c quan c thm quyn quy nh ti khon 2 iu 51 ca Lut ny tin hnh cp li hoc i GCNK QTG, GCNK QLQ.

    2. Trong trng hp ngi c cp GCNK QTG, GCNK QLQ khng phi l tc gi, ch s hu QTG, ch s hu QLQ hoc TP, bn ghi m, ghi hnh, CTPS ng k khng thuc i tng bo h th c quan nh nc c thm quyn quy nh ti khon 2 iu 51 ca Lut ny hu b hiu lc GCNK QTG, GCNK QLQ.

    3. T chc, c nhn pht hin vic cp GCNK QTG, GCNK QLQ tri vi quy nh ca Lut ny th c quyn yu cu c quan qun l nh nc v QTG, QLQ hu b hiu lc GCNK QTG, GCNK QLQ .

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    Chng VI - T CHC I DIN, T VN, DCH V QTG, QLQ

    iu 56. T chc i din tp th QTG, QLQ

    1. T chc i din tp th QTG, QLQ l t chc phi li nhun do cc tc gi, ch s hu QTG, ch s hu QLQ tha thun thnh lp, hot ng theo quy nh ca php lut bo v QTG, QLQ.

    2. T chc i din tp th QTG, QLQ thc hin cc hot ng sau y theo u quyn ca tc gi, ch s hu QTG, ch s hu QLQ:

    a) Thc hin vic qun l QTG, QLQ; m phn cp php, thu v phn chia tin nhun bt, th lao, cc quyn li vt cht khc t vic cho php khai thc cc quyn c u quyn;

    b) Bo v quyn, li ch hp php ca thnh vin; t chc ha gii khi c tranh chp.

    3. T chc i din tp th QTG, QLQ c cc quyn v nhim v sau y:

    a) Thc hin cc hot ng khuyn khch sng to v cc hot ng x hi khc;

    b) Hp tc vi cc t chc tng ng ca t chc quc t v ca cc quc gia trong vic bo v QTG, QLQ;

    c) Bo co theo nh k v t xut v hot ng i din tp th cho c quan nh nc c thm quyn;

    d) Cc quyn v nhim v khc theo quy nh ca php lut.

    iu 57. T chc t vn, dch v QTG, QLQ

    1. T chc t vn, dch v QTG, QLQ c thnh lp v hot ng theo quy nh ca php lut.

    2. T chc t vn, dch v QTG, QLQ thc hin cc hot ng sau y theo yu cu ca tc gi, ch s hu QTG, ch s hu QLQ:

    a) T vn nhng vn c lin quan n quy nh ca php lut v QTG, QLQ;

    b) i din cho tc gi, ch s hu QTG, ch s hu QLQ tin hnh th tc np n ng k QTG, QLQ theo u quyn;

    c) Tham gia cc quan h php lut khc v QTG, QLQ, bo v quyn v li ch hp php ca tc gi, ch s hu QTG, ch s hu QLQ theo u quyn.

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    PHN TH BA - QUYN S HU CNG NGHIP

    Chng VII - IU KIN BO H QUYN SHCN

    Mc 1 - IU KIN BO H I VI SNG CH

    iu 58. iu kin chung i vi SC c bo h

    1. SC c bo h di hnh thc cp Bng c quyn sng ch (BQ SC) nu p ng cc iu kin sau y:

    a) C tnh mi; b) C trnh sng to; c) C kh nng p dng cng nghip.

    2. Sng ch c bo h di hnh thc cp Bng c quyn gii php hu ch (BQ GPHI) nu khng phi l hiu bit thng thng v p ng cc iu kin sau y:

    a) C tnh mi; b) C kh nng p dng cng nghip.

    iu 59. i tng khng c bo h vi danh ngha SC

    Cc i tng sau y khng c bo h vi danh ngha SC: 1. Pht minh, l thuyt khoa hc, phng php ton hc; 2. S , k hoch, quy tc v phng php thc hin cc hot ng tr c, hun luyn vt

    nui, thc hin tr chi, kinh doanh; chng trnh my tnh; 3. Cch thc th hin thng tin; 4. Gii php ch mang c tnh thm m; 5. Ging thc vt, ging ng vt; 6. Quy trnh sn xut thc vt, ng vt ch yu mang bn cht sinh hc m khng phi l quy

    trnh vi sinh; 7. Phng php phng nga, chn on v cha bnh cho ngi v ng vt.

    iu 60. Tnh mi ca SC

    1. SC c coi l c tnh mi nu cha b bc l cng khai di hnh thc s dng, m t bng vn bn hoc bt k hnh thc no khc trong nc hoc nc ngoi trc ngy np n ng k (K) SC hoc trc ngy u tin trong trng hp K SC c hng quyn u tin.

    2. SC c coi l cha b bc l cng khai nu ch c mt s ngi c hn c bit v c ngha v gi b mt v SC .

    3. SC khng b coi l mt tnh mi nu c cng b trong cc trng hp sau y vi iu kin K SC c np trong thi hn 6 thng k t ngy cng b:

    a) SC b ngi khc cng b nhng khng c php ca ngi c quyn ng k quy nh ti iu 86 ca Lut ny;

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    b) SC c ngi c quyn ng k quy nh ti iu 86 ca Lut ny cng b di dng bo co khoa hc;

    c) SC c ngi c quyn ng k quy nh ti iu 86 ca Lut ny trng by ti cuc trin lm quc gia ca Vit Nam hoc ti cuc trin lm quc t chnh thc hoc c tha nhn l chnh thc.

    iu 61. Trnh sng to ca SC SC c coi l c trnh sng to nu cn c vo cc gii php k thut c bc l cng

    khai di hnh thc s dng, m t bng vn bn hoc di bt k hnh thc no khc trong nc hoc nc ngoi trc ngy np n hoc trc ngy u tin ca K SC trong trng hp K SC c hng quyn u tin, SC l mt bc tin sng to, khng th c to ra mt cch d dng i vi ngi c hiu bit trung bnh v lnh vc k thut tng ng.

    iu 62. Kh nng p dng cng nghip ca SC SC c coi l c kh nng p dng cng nghip nu c th thc hin c vic ch to, sn

    xut hng lot sn phm hoc p dng lp i lp li quy trnh l ni dung ca SC v thu c kt qu n nh.

    Mc 2 - IU KIN BO H I VI KIU DNG CNG NGHIP

    iu 63. iu kin chung i vi KDCN c bo h KDCN c bo h nu p ng cc iu kin sau y: 1. C tnh mi; 2. C tnh sng to; 3. C kh nng p dng cng nghip.

    iu 64. i tng khng c bo h vi danh ngha KDCN Cc i tng sau y khng c bo h vi danh ngha KDCN: 1. Hnh dng bn ngoi ca sn phm do c tnh k thut ca sn phm bt buc phi c; 2. Hnh dng bn ngoi ca cng trnh xy dng dn dng hoc cng nghip; 3. Hnh dng ca sn phm khng nhn thy c trong qu trnh s dng sn phm.

    iu 65. Tnh mi ca KDCN

    1. KDCN c coi l c tnh mi nu KDCN khc bit ng k vi nhng KDCN b bc l cng khai di hnh thc s dng, m t bng vn bn hoc bt k hnh thc no khc trong nc hoc nc ngoi trc ngy np n hoc trc ngy u tin nu K KDCN c hng quyn u tin.

    2. Hai KDCN khng c coi l khc bit ng k vi nhau nu ch khc bit v nhng c im to dng khng d dng nhn bit, ghi nh v khng th dng phn bit tng th hai KDCN .

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    3. KDCN c coi l cha b bc l cng khai nu ch c mt s ngi c hn c bit v c ngha v gi b mt v KDCN .

    4. KDCN khng b coi l mt tnh mi nu c cng b trong cc trng hp sau y vi iu kin K KDCN c np trong thi hn 6 thng k t ngy cng b:

    a) KDCN b ngi khc cng b nhng khng c php ca ngi c quyn ng k quy nh ti iu 86 ca Lut ny;

    b) KDCN c ngi c quyn ng k quy nh ti iu 86 ca Lut ny cng b di dng bo co khoa hc;

    c) KDCN c ngi c quyn ng k quy nh ti iu 86 ca Lut ny trng by ti cuc trin lm quc gia ca Vit Nam hoc ti cuc trin lm quc t chnh thc hoc c tha nhn l chnh thc.

    iu 66. Tnh sng to ca KDCN

    KDCN c coi l c tnh sng to nu cn c vo cc KDCN c bc l cng khai di hnh thc s dng, m t bng vn bn hoc bt k hnh thc no khc trong nc hoc nc ngoi trc ngy np n hoc trc ngy u tin ca K KDCN trong trng hp n c hng quyn u tin, KDCN khng th c to ra mt cch d dng i vi ngi c hiu bit trung bnh v lnh vc tng ng.

    iu 67. Kh nng p dng cng nghip ca KDCN

    KDCN c coi l c kh nng p dng cng nghip nu c th dng lm mu ch to hng lot sn phm c hnh dng bn ngoi l KDCN bng phng php cng nghip hoc th cng nghip.

    Mc 3 - IU KIN BO H I VI THIT K B TR

    iu 68. iu kin chung i vi TKBT c bo h

    TKBT c bo h nu p ng cc iu kin sau y:

    1. C tnh nguyn gc;

    2. C tnh mi thng mi.

    iu 69. i tng khng c bo h vi danh ngha TKBT

    Cc i tng sau y khng c bo h vi danh ngha TKBT:

    1. Nguyn l, quy trnh, h thng, phng php c thc hin bi mch tch hp bn dn;

    2. Thng tin, phn mm cha trong mch tch hp bn dn.

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    iu 70. Tnh nguyn gc ca TKBT 1. TKBT c coi l c tnh nguyn gc nu p ng cc iu kin sau y: a) L kt qu lao ng sng to ca chnh tc gi; b) Cha c nhng ngi sng to TKBT v nhng nh sn xut mch tch hp bn dn bit

    n mt cch rng ri ti thi im to ra TKBT .

    2. TKBT l s kt hp cc phn t, cc mi lin kt thng thng ch c coi l c tnh nguyn gc nu ton b s kt hp c tnh nguyn gc theo quy nh ti khon 1 iu ny.

    iu 71. Tnh mi thng mi ca TKBT 1. TKBT c coi l c tnh mi thng mi nu cha c khai thc thng mi ti bt k ni

    no trn th gii trc ngy np K. 2. TKBT khng b coi l mt tnh mi thng mi nu K TKBT c np trong thi hn 2

    nm k t ngy TKBT c ngi c quyn ng k quy nh ti iu 86 ca Lut ny hoc ngi c ngi cho php khai thc nhm mc ch thng mi ln u tin ti bt k ni no trn th gii.

    3. Khai thc TKBT nhm mc ch thng mi quy nh ti khon 2 iu ny l hnh vi phn phi cng khai nhm mc ch thng mi i vi mch tch hp bn dn c sn xut theo TKBT hoc hng ho cha mch tch hp bn dn .

    Mc 4 - IU KIN BO H I VI NHN HIU

    iu 72. iu kin chung i vi NH c bo h NH c bo h nu p ng cc iu kin sau y: 1. L du hiu nhn thy c di dng ch ci, t ng, hnh v, hnh nh, k c hnh ba chiu

    hoc s kt hp cc yu t , c th hin bng mt hoc nhiu mu sc; 2. C kh nng phn bit hng ho, dch v ca ch s hu NH vi hng ho, dch v ca ch

    th khc.

    iu 73. Du hiu khng c bo h vi danh ngha NH

    Cc du hiu sau y khng c bo h vi danh ngha NH:

    1. Du hiu trng hoc tng t n mc gy nhm ln vi hnh quc k, quc huy ca cc nc;

    2. Du hiu trng hoc tng t n mc gy nhm ln vi biu tng, c, huy hiu, tn vit tt, tn y ca c quan nh nc, t chc chnh tr, t chc chnh tr - x hi, t chc chnh tr x hi - ngh nghip, t chc x hi, t chc x hi - ngh nghip ca Vit Nam v t chc quc t, nu khng c c quan, t chc cho php;

    3. Du hiu trng hoc tng t n mc gy nhm ln vi tn tht, bit hiu, bt danh, hnh nh ca lnh t, anh hng dn tc, danh nhn ca Vit Nam, ca nc ngoi;

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    4. Du hiu trng hoc tng t n mc gy nhm ln vi du chng nhn, du kim tra, du bo hnh ca t chc quc t m t chc c yu cu khng c s dng, tr trng hp chnh t chc ny ng k cc du lm NHCN;

    5. Du hiu lm hiu sai lch, gy nhm ln hoc c tnh cht la di ngi tiu dng v ngun gc xut x, tnh nng, cng dng, cht lng, gi tr hoc cc c tnh khc ca hng ho, dch v.

    iu 74. Kh nng phn bit ca NH

    1. NH c coi l c kh nng phn bit nu c to thnh t mt hoc mt s yu t d nhn bit, d ghi nh hoc t nhiu yu t kt hp thnh mt tng th d nhn bit, d ghi nh v khng thuc cc trng hp quy nh ti khon 2 iu ny.

    2. NH b coi l khng c kh nng phn bit nu NH l du hiu thuc mt trong cc trng hp sau y:

    a) Hnh v hnh hnh hc n gin, ch s, ch ci, ch thuc cc ngn ng khng thng dng, tr trng hp cc du hiu ny c s dng v tha nhn rng ri vi danh ngha mt NH;

    b) Du hiu, biu tng quy c, hnh v hoc tn gi thng thng ca hng ho, dch v bng bt k ngn ng no c s dng rng ri, thng xuyn, nhiu ngi bit n;

    c) Du hiu ch thi gian, a im, phng php sn xut, chng loi, s lng, cht lng, tnh cht, thnh phn, cng dng, gi tr hoc cc c tnh khc mang tnh m t hng ho, dch v, tr trng hp du hiu t c kh nng phn bit thng qua qu trnh s dng trc thi im np n ng k NH;

    d) Du hiu m t hnh thc php l, lnh vc kinh doanh ca ch th kinh doanh;

    ) Du hiu ch ngun gc a l ca hng ho, dch v, tr trng hp du hiu c s dng v tha nhn rng ri vi danh ngha mt NH hoc c ng k di dng NHTT hoc NHCN quy nh ti Lut ny;

    e) Du hiu khng phi l NHLK trng hoc tng t n mc gy nhm ln vi NH c ng k cho hng ho, dch v trng hoc tng t trn c s K c ngy np n hoc ngy u tin sm hn trong trng hp K c hng quyn u tin, k c K NH c np theo iu c quc t m Cng ho XHCN Vit Nam l thnh vin;

    g) Du hiu trng hoc tng t n mc gy nhm ln vi NH ca ngi khc c s dng v tha nhn rng ri cho hng ho, dch v trng hoc tng t t trc ngy np n hoc ngy u tin trong trng hp n c hng quyn u tin;

    h) Du hiu trng hoc tng t n mc gy nhm ln vi NH ca ngi khc ng k cho hng ho, dch v trng hoc tng t m ng k NH chm dt hiu lc cha qu 5 nm, tr trng hp hiu lc b chm dt v l do NH khng c s dng theo quy nh ti im d khon 1 iu 95 ca Lut ny;

  • Chng trnh o to Qun tr vin Ti sn tr tu TP.HCM 2012 28

    i) Du hiu trng hoc tng t n mc gy nhm ln vi NH c coi l ni ting ca ngi khc ng k cho hng ho, dch v trng hoc tng t vi hng ho, dch v mang NHNT hoc ng k cho hng ho, dch v khng tng t, nu vic s dng du hiu c th lm nh hng n kh nng phn bit ca NHNT hoc vic ng k NH nhm li dng uy tn ca NHNT;

    k) Du hiu trng hoc tng t vi TTM ang c s dng ca ngi khc, nu vic s dng du hiu c th gy nhm ln cho ngi tiu dng v ngun gc hng ho, dch v;

    l) Du hiu trng hoc tng t vi CDL ang c bo h nu vic s dng du hiu c th lm cho ngi tiu dng hiu sai lch v ngun gc a l ca hng ho;

    m) Du hiu trng vi CDL hoc c cha CDL hoc c dch ngha, phin m t CDL ang c bo h cho ru vang, ru mnh nu du hiu c ng k s dng cho ru vang, ru mnh khng c ngun gc xut x t khu vc a l mang CDL ;

    n) Du hiu trng hoc khng khc bit ng k vi KDCN ca ngi khc c bo h trn c s K KDCN c ngy np n hoc ngy u tin sm hn so vi ngy np n, ngy u tin ca K NH.

    iu 75. Tiu ch nh gi NHNT Cc tiu ch sau y c xem xt khi nh gi mt NH l ni ting: 1. S lng ngi tiu dng lin quan bit n NH thng qua vic mua bn, s dng hng

    ho, dch v mang NH hoc thng qua qung co; 2. Phm vi lnh th m hng ho, dch v mang NH c lu hnh; 3. Doanh s t vic bn hng ho hoc cung cp dch v mang NH hoc s lng hng ho

    c bn ra, lng dch v c cung cp; 4. Thi gian s dng lin tc NH; 5. Uy tn rng ri ca hng ho, dch v mang NH; 6. S lng quc gia bo h NH; 7. S lng quc gia cng nhn NH l ni ting; 8. Gi chuyn nhng, gi chuyn giao quyn s dng, gi tr gp vn u t ca NH.

    Mc 5 - IU KIN BO H I VI TN THNG MI

    iu 76. iu kin chung i vi TTM c bo h

    TTM c bo h nu c kh nng phn bit ch th kinh doanh mang TTM vi ch th kinh doanh khc trong cng lnh vc v khu vc kinh doanh.

    iu 77. i tng khng c bo h vi danh ngha TTM

    Tn ca c quan nh nc,t chc chnh tr, t chc chnh tr - x hi, t chc chnh tr x hi - ngh nghip, t chc x hi, t chc x hi - ngh nghip hoc ch th khc khng lin quan n hot ng kinh doanh th khng c bo h vi danh ngha TTM.

  • Chng trnh o to Qun tr vin Ti sn tr tu TP.HCM 2012 29

    iu 78. Kh nng phn bit ca TTM

    TTM c coi l c kh nng phn bit nu p ng cc iu kin sau y:

    1. Cha thnh phn tn ring, tr trng hp c bit n rng ri do s dng;

    2. Khng trng hoc tng t n mc gy nhm ln vi TTM m ngi khc s dng trc trong cng lnh vc v khu vc kinh doanh;

    3. Khng trng hoc tng t n mc gy nhm ln vi NH ca ngi khc hoc vi CDL c bo h trc ngy TTM c s dng.

    Mc 6 - IU KIN BO H I VI CH DN A L

    iu 79. iu kin chung i vi CDL c bo h

    CDL c bo h nu p ng cc iu kin sau y:

    1. Sn phm mang CDL c ngun gc a l t khu vc, a phng, vng lnh th hoc nc tng ng vi CDL;

    2. Sn phm mang CDL c danh ting, cht lng hoc c tnh ch yu do iu kin a l ca khu vc, a phng, vng lnh th hoc nc tng ng vi CDL quyt nh.

    iu 80. i tng khng c bo h vi danh ngha CDL

    Cc i tng sau y khng c bo h vi danh ngha CDL:

    1. Tn gi, ch dn tr thnh tn gi chung ca hng ho Vit Nam;

    2. CDL ca nc ngoi m ti nc CDL khng c bo h, b chm dt bo h hoc khng cn c s dng;

    3. CDL trng hoc tng t vi mt NH ang c bo h, nu vic s dng CDL c thc hin th s gy nhm ln v ngun gc ca sn phm;

    4. CDL gy hiu sai lch cho ngi tiu dng v ngun gc a l thc ca sn phm mang CDL .

    iu 81. Danh ting, cht lng, c tnh ca sn phm mang CDL

    1. Danh ting ca sn phm mang CDL c xc nh bng mc tn nhim ca ngi tiu dng i vi sn phm thng qua mc rng ri ngi tiu dng bit n v chn la sn phm .

    2. Cht lng, c tnh ca sn phm mang CDL c xc nh bng mt hoc mt s ch tiu nh tnh, nh lng hoc cm quan v vt l, ho hc, vi sinh v cc ch tiu phi c kh nng kim tra c bng phng tin k thut hoc chuyn gia vi phng php kim tra ph hp.

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    iu 82. iu kin a l lin quan n CDL

    1. Cc iu kin a l lin quan n CDL l nhng yu t t nhin, yu t v con ngi quyt nh danh ting, cht lng, c tnh ca sn phm mang CDL .

    2. Yu t t nhin bao gm yu t v kh hu, thu vn, a cht, a hnh, h sinh thi v cc iu kin t nhin khc.

    3. Yu t v con ngi bao gm k nng, k xo ca ngi sn xut, quy trnh sn xut truyn thng ca a phng.

    iu 83. Khu vc a l mang CDL

    Khu vc a l mang CDL c ranh gii c xc nh mt cch chnh xc bng t ng v bn .

    Mc 7 - IU KIN BO H I VI B MT KINH DOANH

    iu 84. iu kin chung i vi BMKD c bo h

    BMKD c bo h nu p ng cc iu kin sau y:

    1. Khng phi l hiu bit thng thng v khng d dng c c;

    2. Khi c s dng trong kinh doanh s to cho ngi nm gi BMKD li th so vi ngi khng nm gi hoc khng s dng BMKD ;

    3. c ch s hu bo mt bng cc bin php cn thit BMKD khng b bc l v khng d dng tip cn c.

    iu 85. i tng khng c bo h vi danh ngha BMKD

    Cc thng tin b mt sau y khng c bo h vi danh ngha BMKD:

    1. B mt v nhn thn;

    2. B mt v qun l nh nc;

    3. B mt v quc phng, an ninh;

    4. Thng tin b mt khc khng lin quan n kinh doanh.

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    Chng VIII - XC LP QUYN S HU CNG NGHIP I VI SC, KDCN, TKBT, NH, CDL

    Mc 1 - NG K SC, KDCN, TKBT, NH, CDL

    iu 86. Quyn ng k sng ch, kiu dng cng nghip, thit k b tr

    1. T chc, c nhn sau y c quyn ng k SC, KDCN, TKBT:

    a) Tc gi to ra SC, KDCN, TKBT bng cng sc v chi ph ca mnh;

    b) T chc, c nhn u t kinh ph, phng tin vt cht cho tc gi di hnh thc giao vic, thu vic, tr trng hp cc bn c tho thun khc v tha thun khng tri vi quy nh ti khon 2 iu ny.

    2. Chnh ph quy nh quyn ng k i vi SC, KDCN, TKBT c to ra do s dng c s vt cht - k thut, kinh ph t ngn sch nh nc.

    3. Trng hp nhiu t chc, c nhn cng nhau to ra hoc u t to ra SC, KDCN, TKBT th cc t chc, c nhn u c quyn ng k v quyn ng k ch c thc hin nu c tt c cc t chc, c nhn ng .

    4. Ngi c quyn ng k quy nh ti iu ny c quyn chuyn giao quyn ng k cho t chc, c nhn khc di hnh thc hp ng bng vn bn, tha k hoc k tha theo quy nh ca php lut, k c trng hp np n ng k.

    iu 87. Quyn ng k NH

    1. T chc, c nhn c quyn ng k NH dng cho hng ho do mnh sn xut hoc dch v do mnh cung cp.

    2. T chc, c nhn tin hnh hot ng thng mi hp php c quyn ng k NH cho sn phm m mnh a ra th trng nhng do ngi khc sn xut vi iu kin ngi sn xut khng s dng NH cho sn phm v khng phn i vic ng k .

    3. T chc tp th c thnh lp hp php c quyn ng k NHTT cc thnh vin ca mnh s dng theo quy ch s dng NHTT; i vi du hiu ch ngun gc a l ca hng ho, dch v, t chc c quyn ng k l t chc tp th ca cc t chc, c nhn tin hnh sn xut, kinh doanh ti a phng ; i vi a danh, du hiu khc ch ngun gc a l c sn a phng ca Vit Nam th vic ng k phi c c quan nh nc c thm quyn cho php.

    4. T chc c chc nng kim sot, chng nhn cht lng, c tnh, ngun gc hoc tiu ch khc lin quan n hng ho, dch v c quyn ng k NHCN vi iu kin khng tin hnh sn xut, kinh doanh hng ho, dch v ; i vi a danh, du hiu khc ch ngun gc a l c sn a phng ca Vit Nam th vic ng k phi c c quan nh nc c thm quyn cho php.

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    5. Hai hoc nhiu t chc, c nhn c quyn cng ng k mt NH tr thnh ng ch s hu vi nhng iu kin sau y:

    a) Vic s dng NH phi nhn danh tt c cc ng ch s hu hoc s dng cho hng ho, dch v m tt c cc ng ch s hu u tham gia vo qu trnh sn xut, kinh doanh;

    b) Vic s dng NH khng gy nhm ln cho ngi tiu dng v ngun gc ca hng ho, dch v.

    6. Ngi c quyn ng k quy nh ti cc khon 1, 2, 3, 4 v 5 iu ny, k c ngi np n ng k c quyn chuyn giao quyn ng k cho t chc, c nhn khc di hnh thc hp ng bng vn bn, tha k hoc k tha theo quy nh ca php lut vi iu kin cc t chc, c nhn c chuyn giao phi p ng cc iu kin i vi ngi c quyn ng k tng ng.

    7. i vi NH c bo h ti mt nc l thnh vin ca iu c quc t c quy nh cm ngi i din hoc i l ca ch s hu NH ng k NH m Cng ho XHCN Vit Nam cng l thnh vin th ngi i din hoc i l khng c php ng k NH nu khng c s ng ca ch s hu NH, tr trng hp c l do chnh ng.

    iu 88. Quyn ng k CDL Quyn ng k CDL ca Vit Nam thuc v Nh nc. Nh nc cho php t chc, c nhn sn xut sn phm mang CDL, t chc tp th i din

    cho cc t chc, c nhn hoc c quan qun l hnh chnh a phng ni c CDL thc hin quyn ng k CDL. Ngi thc hin quyn ng k CDL khng tr thnh ch s hu CDL .

    iu 89. Cch thc np n ng k xc lp quyn SHCN

    1. T chc, c nhn Vit Nam, c nhn nc ngoi thng tr ti Vit Nam, t chc, c nhn nc ngoi c c s sn xut, kinh doanh ti Vit Nam np n ng k xc lp quyn SHCN trc tip hoc thng qua i din hp php ti Vit Nam.

    2. C nhn nc ngoi khng thng tr ti Vit Nam, t chc, c nhn nc ngoi khng c c s sn xut, kinh doanh ti Vit Nam np n ng k xc lp quyn SHCN thng qua i din hp php ti Vit Nam.

    iu 90. Nguyn tc np n u tin

    1. Trong trng hp c nhiu K cc SC trng hoc tng ng vi nhau, cc KDCN trng hoc khng khc bit ng k vi nhau th VBBH ch c cp cho SC hoc KDCN trong n hp l c ngy u tin hoc ngy np n sm nht trong s nhng n p ng cc iu kin c cp VBBH.

    2. Trong trng hp c nhiu n ca nhiu ngi khc nhau ng k cc NH trng hoc tng t n mc gy nhm ln vi nhau dng cho cc sn phm, dch v trng hoc tng t vi nhau hoc trng hp c nhiu n ca cng mt ngi ng k cc NH trng dng cho cc sn phm, dch v trng nhau th VBBH ch c cp cho NH trong n hp l c ngy u tin hoc ngy np n sm nht trong s nhng n p ng cc iu kin c cp VBBH.

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    3. Trong trng hp c nhiu K quy nh ti khon 1 v khon 2 iu ny cng p ng cc iu kin c cp VBBH v cng c ngy u tin hoc ngy np n sm nht th VBBH ch c cp cho i tng ca mt n duy nht trong s cc n theo tho thun ca tt c nhng ngi np n; nu khng tho thun c th cc i tng tng ng ca cc n b t chi cp VBBH.

    iu 91. Nguyn tc u tin 1. Ngi np n ng k SC, KDCN, NH c quyn yu cu hng quyn u tin (QT) trn

    c s n u tin ng k bo h cng mt i tng nu p ng cc iu kin sau y: a) n u tin c np ti Vit Nam hoc ti nc l thnh vin ca iu c quc t c

    quy nh v QT m Cng ho XHCN Vit Nam cng l thnh vin hoc c tho thun p dng quy nh nh vy vi Vit Nam;

    b) Ngi np n l cng dn Vit Nam, cng dn ca nc khc quy nh ti im a khon ny c tr hoc c c s sn xut, kinh doanh ti Vit Nam hoc ti nc khc quy nh ti im a khon ny;

    c) Trong n c nu r yu cu c hng QT v c np bn sao n u tin c xc nhn ca c quan nhn n u tin;

    d) n c np trong thi hn n nh ti iu c quc t m Cng ho XHCN Vit Nam l thnh vin.

    2. Trong mt K SC, KDCN hoc NH, ngi np n c quyn yu cu hng QT trn c s nhiu n khc nhau c np sm hn vi iu kin phi ch ra ni dung tng ng gia cc n np sm hn ng vi ni dung trong n.

    3. n ng k SHCN c hng QT c ngy u tin l ngy np n ca n u tin.

    iu 92. Vn bng bo h

    1. VBBH ghi nhn ch s hu SC, KDCN, TKBT, NH (sau y gi l ch VBBH); tc gi SC, KDCN, TKBT; i tng, phm vi v thi hn bo h.

    2. VBBH CDL ghi nhn t chc qun l CDL, cc t chc, c nhn c quyn s dng CDL, CDL c bo h, tnh cht c th ca sn phm mang CDL, tnh cht c th v iu kin a l v khu vc a l mang CDL.

    3. VBBH gm BQ SC, BQ GPHI, BQ KDCN, GCNK TKBT MTHBD, GCNK NH v GCNK CDL.

    iu 93. Hiu lc ca vn bng bo h

    1. VBBH c hiu lc trn ton lnh th Vit Nam.

    2. BQ SC c hiu lc t ngy cp v ko di n ht 20 nm k t ngy np n.

    3. BQ GPHI c hiu lc t ngy cp v ko di n ht 10 k t ngy np n.

    4. BQ KDCN c hiu lc t ngy cp v ko di n ht 5 k t ngy np n, c th gia hn hai ln lin tip, mi ln 5 nm.

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    5. GCNK TKBT MTHBD dn c hiu lc t ngy cp v chm dt vo ngy sm nht trong s nhng ngy sau y:

    a) Kt thc 10 nm k t ngy np n; b) Kt thc 10 nm k t ngy TKBT c ngi c quyn ng k hoc ngi c ngi

    cho php khai thc thng mi ln u tin ti bt k ni no trn th gii; c) Kt thc 15 nm k t ngy to ra TKBT.

    6. GCNK NH c hiu lc t ngy cp n ht 10 nm k t ngy np n, c th gia hn nhiu ln lin tip, mi ln 10 nm.

    7. GCNK CDL c hiu lc v thi hn k t ngy cp.

    iu 94. Duy tr, gia hn hiu lc VBBH

    1. duy tr hiu lc BQ SC, BQ GPHI, ch VBBH phi np l ph duy tr hiu lc.

    2. gia hn hiu lc BQ KDCN, GCNK NH, ch VBBH phi np l ph gia hn hiu lc.

    3. Mc l ph v th tc duy tr, gia hn hiu lc VBBH do Chnh ph quy nh.

    iu 95. Chm dt hiu lc VBBH 1. VBHBH b chm dt hiu lc trong cc trng hp sau y: a) Ch VBBH khng np l ph duy tr hiu lc hoc gia hn hiu lc theo quy nh; b) Ch VBBH tuyn b t b quyn SHCN; c) Ch VBBH khng cn tn ti hoc ch GCNK NH khng cn hot ng kinh doanh m

    khng c ngi k tha hp php; d) NH khng c ch s hu hoc ngi c ch s hu cho php s dng trong thi hn 5

    nm lin tc trc ngy c yu cu chm dt hiu lc m khng c l do chnh ng, tr trng hp vic s dng c bt u hoc bt u li trc t nht 3 thng tnh n ngy c yu cu chm dt hiu lc;

    ) Ch GCNK NH i vi NHTT khng kim sot hoc kim sot khng c hiu qu vic thc hin quy ch s dng NHTT;

    e) Ch GCNK NH i vi NHCN vi phm quy ch s dng NHCN hoc khng kim sot, kim sot khng c hiu qu vic thc hin quy ch s dng NHCN;

    g) Cc iu kin a l to nn danh ting, cht lng, c tnh ca sn phm mang CDL b thay i lm mt danh ting, cht lng, c tnh ca sn phm .

    2. Trong trng hp ch VBBH SC khng np l ph duy tr hiu lc trong thi hn quy nh th khi kt thc thi hn , hiu lc vn bng t ng chm dt k t ngy bt u nm hiu lc u tin m l ph duy tr hiu lc khng c np. C quan qun l nh nc v quyn SHCN ghi nhn vic chm dt hiu lc VBBH vo S ng k quc gia v SHCN v cng b trn Cng bo SHCN.

    3. Trong trng hp ch VBBH tuyn b t b quyn SHCN quy nh ti im b khon 1 iu ny th c quan qun l nh nc v quyn SHCN quyt nh chm dt hiu lc VBBH k t ngy nhn c tuyn b ca ch VBBH.

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    4. T chc, c nhn c quyn yu cu c quan qun l nh nc v quyn SHCN chm dt hiu lc VBBH i vi cc trng hp quy nh ti cc im c, d, , e v g khon 1 iu ny vi iu kin phi np ph v l ph.

    Cn c kt qu xem xt n yu cu chm dt hiu lc VBBH v kin ca cc bn lin quan, c quan qun l nh nc v quyn SHCN quyt nh chm dt hiu lc VBBH hoc thng bo t chi chm dt hiu lc VBBH.

    5. Quy nh ti cc khon 1, 3 v 4 iu ny cng c p dng i vi vic chm dt hiu lc ng k quc t i vi NH.

    iu 96. Hu b hiu lc VBBH

    1. VBBH b hy b ton b hiu lc trong cc trng hp sau y:

    a) Ngi np K khng c quyn ng k v khng c chuyn nhng quyn ng k i vi SC, KDCN, TKBT, NH;

    b) i tng SHCN khng p ng cc iu kin bo h ti thi im cp VBBH.

    2. VBBH b hy b mt phn hiu lc trong trng hp phn khng p ng iu kin bo h.

    3. T chc, c nhn c quyn yu cu c quan qun l nh nc v quyn SHCN hy b hiu lc VBBH trong cc trng hp quy nh ti khon 1 v khon 2 iu ny vi iu kin phi np ph v l ph.

    Thi hiu thc hin quyn yu cu hu b hiu lc VBBH l sut thi hn bo h; i vi NH th thi hiu ny l 5 nm k t ngy cp VBBH, tr trng hp VBBH c cp do s khng trung thc ca ngi np n.

    4. Cn c kt qu xem xt n yu cu hy b hiu lc VBBH v kin ca cc bn lin quan, c quan qun l nh nc v quyn SHCN quyt nh hy b mt phn hoc ton b hiu lc VBBH hoc thng bo t chi hy b hiu lc VBBH.

    5. Quy nh ti cc khon 1,2,3 v 4 iu ny cng c p dng i vi vic hu b hiu lc ng k quc t i vi NH.

    iu 97. Sa i VBBH

    1. Ch VBBH c quyn yu cu c quan qun l nh nc v quyn SHCN sa i nhng thng tin sau y trn VBBH vi iu kin phi np ph, l ph:

    a) Thay i, sa cha thiu st lin quan n tn v a ch ca tc gi, ch VBBH;

    b) Sa i bn m t tnh cht, cht lng c th, khu vc a l mang CDL; sa i quy ch s dng NHTT, quy ch s dng NHCN.

    2. Theo yu cu ca ch VBBH, c quan qun l nh nc v quyn SHCN c trch nhim sa cha nhng thiu st trong VBBH do li ca c quan . Trong trng hp ny, ch VBBH khng phi np ph, l ph.

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    3. Ch VBBH c quyn yu cu c quan qun l nh nc v quyn SHCN thu hp phm vi quyn SHCN; trong trng hp ny, n ng k SHCN tng ng phi c thm nh li v ni dung v ngi yu cu phi np ph thm nh ni dung.

    iu 98. S ng k quc gia v SHCN

    1. S ng k quc gia v SHCN l ti liu ghi nhn vic xc lp, thay i v chuyn giao quyn SHCN i vi SC, KDCN, TKBT, NH v CDL theo quy nh ca Lut ny.

    2. Quyt nh cp VBBH, ni dung ch yu ca VBBH, quyt nh sa i, chm dt, hu b hiu lc VBBH, quyt nh ng k hp ng chuyn giao quyn SHCN c ghi nhn vo S ng k quc gia v SHCN.

    3. S ng k quc gia v SHCN do c quan qun l nh nc v quyn SHCN lp v lu gi.

    iu 99. Cng b cc quyt nh lin quan n VBBH Quyt nh cp, chm dt, hy b, sa i VBBH quyn SHCN c c quan qun l nh

    nc v quyn SHCN cng b trn Cng bo SHCN trong thi hn 60 ngy, k t ngy ra quyt nh.

    Mc 2 - N NG K S HU CNG NGHIP (K SHCN)

    iu 100. Yu cu chung i vi n ng k SHCN

    1. K SHCN bao gm cc ti liu sau y:

    a) T khai ng k theo mu quy nh;

    b) Ti liu, mu vt, thng tin th hin i tng SHCN ng k bo h quy nh ti cc iu t iu 102 n iu 106 ca Lut ny;

    c) Giy u quyn, nu n np thng qua i din;

    d) Ti liu chng minh quyn ng k, nu ngi np n th hng quyn ca ngi khc;

    ) Ti liu chng minh quyn u tin, nu c yu cu hng quyn u tin;

    e) Chng t np ph, l ph.

    2. K SHCN v giy t giao dch gia ngi np n v c quan qun l nh nc v quyn SHCN phi c lm bng ting Vit, tr cc ti liu sau y c th c lm bng ngn ng khc nhng phi c dch ra ting Vit khi c quan qun l nh nc v quyn SHCN yu cu:

    a) Giy u quyn;

    b) Ti liu chng minh quyn ng k;

    c) Ti liu chng minh quyn u tin;

    d) Cc ti liu khc b tr cho n.

    3. Ti liu chng minh quyn u tin i vi K SHCN bao gm:

    a) Bn sao n hoc cc n u tin c xc nhn ca c quan nhn n u tin;

    b) Giy chuyn nhng quyn u tin nu quyn c th hng t ngi khc.

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    iu 101. Yu cu v tnh thng nht ca K SHCN

    1. Mi K SHCN ch c yu cu cp mt VBBH cho mt i tng SHCN duy nht, tr trng hp quy nh ti cc khon 2, 3 v 4 iu ny.

    2. Mi K c th yu cu cp mt BQ SC hoc mt BQ GPHI cho mt nhm SC c mi lin h cht ch v k thut nhm thc hin mt sng to chung duy nht.

    3. Mi K c th yu cu cp mt BQ KDCN cho nhiu KDCN trong cc trng hp sau y:

    a) Cc KDCN ca mt b sn phm gm nhiu sn phm th hin tng sng to chung duy nht, c s dng cng nhau hoc thc hin chung mt mc ch;

    b) Mt KDCN km theo mt hoc nhiu phng n l bin th ca KDCN , theo tng sng to chung duy nht, khng khc bit ng k vi KDCN .

    4. Mi K c th yu cu cp GCNK NH cho mt NH dng cho mt hoc nhiu hng ho, dch v khc nhau.

    iu 102. Yu cu i vi K SC

    1. Ti liu xc nh SC cn bo h trong K SC bao gm bn m t SC v bn tm tt SC. Bn m t SC gm phn m t SC v phm vi bo h SC.

    2. Phn m t SC phi p ng cc iu kin sau y: a) Bc l y v r rng bn cht ca SC n mc cn c vo ngi c hiu bit trung

    bnh v lnh vc k thut tng ng c th thc hin c SC ; b) Gii thch vn tt hnh v km theo, nu cn lm r thm bn cht ca SC; c) Lm r tnh mi, trnh sng to v kh nng p dng cng nghip ca SC.

    3. Phm vi bo h SC phi c th hin di dng tp hp cc du hiu k thut cn v xc nh phm vi quyn i vi SC v phi ph hp vi phn m t SC v hnh v.

    4. Bn tm tt SC phi bc l nhng ni dung ch yu v bn cht ca SC.

    iu 103. Yu cu i vi K KDCN

    1. Ti liu xc nh KDCN cn bo h trong K KDCN gm bn m t KDCN v b nh chp, bn v KDCN. Bn m t KDCN gm phn m t KDCN v phm vi bo h KDCN.

    2. Phn m t KDCN phi p ng cc iu kin sau y:

    a) Bc l y tt c cc c im to dng th hin bn cht ca KDCN v nu r cc c im to dng mi, khc bit so vi KDCN t khc bit nht bit, ph hp vi b nh chp hoc bn v;

    b) Trng hp K KDCN gm nhiu phng n th phn m t phi th hin y cc phng n v ch r cc c im khc bit gia phng n c bn vi cc phng n cn li;

    c) Trng hp KDCN nu trong K l kiu dng ca b sn phm th phn m t phi th hin y kiu dng ca tng sn phm trong b sn phm .

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    3. Phm vi bo h KDCN phi nu r cc c im to dng cn c bo h, bao gm cc c im mi, khc bit vi cc KDCN tng t bit.

    4. B nh chp, bn v phi th hin y cc c im to dng ca KDCN.

    iu 104. Yu cu i vi K TKBT

    Ti liu, mu vt, thng tin xc nh TKBT cn bo h trong K TKBT bao gm:

    1. Bn v, nh chp TKBT;

    2. Thng tin v chc nng, cu to ca MTHBD sn xut theo TKBT;

    3. Mu MTHBD sn xut theo TKBT, nu TKBT c khai thc thng mi.

    iu 105. Yu cu i vi K NH

    1. Ti liu, mu vt, thng tin xc nh NH cn bo h trong K NH bao gm:

    a) Mu NH v danh mc hng ho, dch v mang NH;

    b) Quy ch s dng NHTT, quy ch s dng NHCN.

    2. Mu NH phi c m t lm r cc yu t cu thnh ca NH v ngha tng th ca NH nu c; nu NH c t, ng thuc ngn ng tng hnh th t, ng phi c phin m; NH c t, ng bng ting nc ngoi th phi c dch ra ting Vit.

    3. Hng ho, dch v nu trong K NH phi c xp vo cc nhm ph hp vi bng phn loi theo Tho c Ni-x v phn loi quc t v hng ho v dch v nhm mc ch ng k NH, do c quan qun l nh nc v quyn SHCN cng b.

    4. Quy ch s dng NHTT bao gm nhng ni dung ch yu sau y:

    a) Tn, a ch, cn c thnh lp v hot ng ca t chc tp th l ch s hu NH;

    b) Cc tiu chun tr thnh thnh vin ca t chc tp th;

    c) Danh sch cc t chc, c nhn c php s dng NH;

    d) Cc iu kin s dng NH;

    ) Bin php x l hnh vi vi phm quy ch s dng NH.

    5. Quy ch s dng NHCN phi c nhng ni dung ch yu sau y:

    a) T chc, c nhn l ch s hu NH;

    b) iu kin c s dng NH;

    c) Cc c tnh ca hng ho, dch v c chng nhn bi NH;

    d) Phng php nh gi cc c tnh ca hng ha, dch v v phng php kim sot vic s dng NH;

    ) Chi ph m ngi s dng NH phi tr cho vic chng nhn, bo v NH, nu c.

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    iu 106. Yu cu i vi K CDL

    1. Ti liu, mu vt, thng tin xc nh CDL cn bo h trong K CDL bao gm:

    a) Tn gi, du hiu l CDL;

    b) Sn phm mang CDL;

    c) Bn m t tnh cht, cht lng c th, danh ting ca sn phm mang CDL v cc yu t c trng ca iu kin t nhin to nn tnh cht, cht lng c th, danh ting ca sn phm (sau y gi l bn m t tnh cht c th);

    d) Bn khu vc a l tng ng vi CDL;

    ) Ti liu chng minh CDL ang c bo h ti nc c CDL , nu l CDL ca nc ngoi.

    2. Bn m t tnh cht c th phi c cc ni dung ch yu sau y:

    a) M t loi sn phm tng ng, bao gm c nguyn liu th v cc c tnh l hc, ho hc, vi sinh v cm quan ca sn phm;

    b) Cch xc nh khu vc a l tng ng vi CDL;

    c) Chng c v loi sn phm c xut x t khu vc a l theo ngha tng ng quy nh ti iu 79 ca Lut ny;

    d) M t phng php sn xut, ch bin mang tnh a phng v c tnh n nh;

    ) Thng tin v mi quan h gia tnh cht, cht lng c th hoc danh ting ca sn phm vi iu kin a l theo quy nh ti iu 79 ca Lut ny;

    e) Thng tin v c ch t kim tra cc tnh cht, cht lng c th ca sn phm.

    iu 107. U quyn i din trong cc th tc lin quan n quyn SHCN

    1. Vic u quyn tin hnh cc th tc lin quan n vic xc lp, duy tr, gia hn, sa i, chm dt, hu b hiu lc vn bng bo h phi c lp thnh giy u quyn.

    2. Giy u quyn phi c cc ni dung ch yu sau y:

    a) Tn, a ch y ca bn u quyn v bn c u quyn;

    b) Phm vi u quyn;

    c) Thi hn u quyn;

    d) Ngy lp giy u quyn;

    ) Ch k,con du (nu c) ca bn u quyn.

    3. Giy u quyn khng c thi hn u quyn c coi l c hiu lc v thi hn v ch chm dt hiu lc khi bn u quyn tuyn b chm dt u quyn.

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    Mc 3 - TH TC X L N NG K SHCN V CP VBBH

    iu 108. Tip nhn K SHCN, ngy np n 1. K SHCN ch c c quan qun l nh nc v quyn SHCN tip nhn nu c t nht cc

    thng tin v ti liu sau y:

    a) T khai ng k SC, KDCN, TKBT, NH, CDL, trong c thng tin xc nh ngi np n v mu NH, danh mc sn phm, dch v mang NH i vi K NH;

    b) Bn m t, trong c phm vi bo h i vi K SC; b nh chp, bn v, bn m t i vi K KDCN; bn m t tnh cht c th ca sn phm mang CDL i vi K CDL;

    c) Chng t np l ph np n.

    2. Ngy np n l ngy n c c quan qun l nh nc v quyn SHCN tip nhn hoc l ngy np n quc t i vi n np theo iu c quc t.

    iu 109. Thm nh hnh thc K SHCN

    1. K SHCN c thm nh hnh thc nh gi tnh hp l ca n.

    2. K SHCN b coi l khng hp l trong cc trng hp sau y:

    a) n khng p ng cc yu cu v hnh thc;

    b) i tng nu trong n l i tng khng c bo h;

    c) Ngi np n khng c quyn ng k, k c trng hp quyn ng k cng thuc nhiu t chc, c nhn nhng mt hoc mt s ngi trong s khng ng thc hin vic np n;

    d) n c np tri vi quy nh v cch thc np n quy nh ti iu 89 ca Lut ny;

    ) Ngi np n khng np ph v l ph.

    3. i vi K SHCN thuc cc trng hp quy nh ti khon 2 iu ny, c quan qun l nh nc v quyn SHCN thc hin cc th tc sau y:

    a) Thng bo d nh t chi chp nhn n hp l, trong phi nu r l do v n nh thi hn ngi np n sa cha thiu st hoc c kin phn i d nh t chi;

    b) Thng bo t chi chp nhn n hp l nu ngi np n khng sa cha thiu st, sa cha thiu st khng t yu cu hoc khng c kin xc ng phn i d nh t chi quy nh ti im a khon ny;

    c) Thng bo t chi cp GCNK TKBT MTHBD i vi K TKBT;

    d) Thc hin th tc quy nh ti khon 4 iu ny nu ngi np n sa cha thiu st t yu cu hoc c kin xc ng phn i d nh t chi chp nhn n hp l quy nh ti im a khon ny.

    4. i vi K SHCN khng thuc cc trng hp quy nh ti khon 2 iu ny hoc thuc trng hp quy nh ti im d khon 3 iu ny th c quan qun l nh nc v quyn SHCN ra thng bo chp nhn n hp l hoc thc hin th tc cp VBBH v ghi nhn vo S ng k quc gia v SHCN theo quy nh ti iu 118 ca Lut ny i vi K TKBT.

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    5. K NH b t chi theo quy nh ti khon 3 iu ny b coi l khng c np, tr trng hp n c dng lm cn c yu cu hng quyn u tin.

    iu 110. Cng b K SHCN

    1. K SHCN c c quan qun l nh nc v quyn SHCN chp nhn hp l c cng b trn Cng bo SHCN theo quy nh ti iu ny.

    2. K SC c cng b trong thng th 19 k t ngy np n hoc t ngy u tin i vi n c hng quyn u tin hoc vo thi im sm hn theo yu cu ca ngi np n.

    3. K KDCN, K NH, K CDL c cng b trong thi hn 2 thng k t ngy n c chp nhn l n hp l.

    4. K TKBT c cng b di hnh thc cho php tra cu trc tip ti c quan qun l nh nc v quyn SHCN nhng khng c sao chp; i vi thng tin b mt trong n th ch c c quan c thm quyn v cc bn lin quan trong qu trnh thc hin th tc hy b hiu lc VBBH hoc qu trnh thc hin th tc x l hnh vi xm phm quyn mi c php tra cu.

    Cc thng tin c bn v K TKBT v VBBH TKBT c cng b trong thi hn 2 thng k t ngy cp VBBH.

    iu 111. Bo mt K SC, K KDCN trc khi cng b

    1. Trc thi im K SC, K KDCN c cng b trn Cng bo SHCN, c quan qun l nh nc v quyn SHCN c trch nhim bo mt thng tin trong n.

    2. Cn b, cng chc ca c quan qun l nh nc v quyn SHCN lm l b mt thng tin trong K SC, K KDCN th b x l k lut; nu vic lm l b mt thng tin gy thit hi cho ngi np n th phi bi thng thit hi theo quy nh ca php lut.

    iu 112. kin ca ngi th ba v vic cp VBBH K t ngy K SHCN c cng b trn Cng bo SHCN n trc ngy ra quyt nh cp

    VBBH, bt k ngi th ba no cng c quyn c kin vi c quan qun l nh nc v quyn SHCN v vic cp hoc khng cp VBBH i vi n . kin phi c lp thnh vn bn km theo cc ti liu hoc trch dn ngun thng tin chng minh.

    iu 113. Yu cu thm nh ni dung K SC

    1. Trong thi hn 42 thng k t ngy np n hoc k t ngy u tin trong trng hp n c hng quyn u tin, ngi np K SC hoc bt k ngi th ba no u c th yu cu c quan qun l nh nc v quyn SHCN thm nh ni dung n vi iu kin phi np ph thm nh ni dung n.

    2. Thi hn yu cu thm nh ni dung K SC c yu cu cp BQ GPHI l 36 thng k t ngy np n hoc k t ngy u tin trong trng hp n c hng quyn u tin.

    3. Trng hp khng c yu cu thm nh ni dung np trong thi hn quy nh ti khon 1 v khon 2 iu ny th K SC c coi nh rt ti thi im kt thc thi hn .

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    iu 114. Thm nh ni dung K SHCN

    1. Nhng K SHCN sau y c thm nh ni dung nh gi kh nng cp VBBH cho i tng nu trong n theo cc iu kin bo h v xc nh phm vi bo h tng ng:

    a) K SC c cng nhn l hp l v c yu cu thm nh ni dung np theo quy nh;

    b) K KDCN, K NH, K CDL c cng nhn l hp l.

    2. K TKBT khng c thm nh ni dung.

    iu 115. Sa i, b sung, tch, chuyn i K SHCN

    1. Trc khi c quan qun l nh nc v quyn SHCN thng bo t chi cp VBBH hoc quyt nh cp VBBH, ngi np n c cc quyn sau y:

    a) Sa i,b sung n;

    b) Tch n;

    c) Yu cu ghi nhn thay i v tn, a ch ca ngi np n;

    d) Yu cu ghi nhn thay i ngi np n do chuyn nhng n theo hp ng, do tha k, k tha hoc theo quyt nh ca c quan c thm quyn;

    ) Chuyn i K SC c yu cu cp BQ SC thnh K SC c yu cu cp BQ GPHI v ngc li.

    2. Ngi yu cu thc hin cc th tc quy nh ti khon 1 iu ny phi np ph v l ph.

    3. Vic sa i,b sung K SHCN khng c m rng phm vi i tng bc l hoc nu trong n v khng c lm thay i bn cht ca i tng yu cu ng k nu trong n, ng thi phi bo m tnh thng nht ca n.

    4. Trong trng hp tch n th ngy np n ca n c tch c xc nh l ngy np n ca n ban u.

    iu 116. Rt K SHCN

    1. Trc khi c quan qun l nh nc v quyn SHCN quyt nh cp hoc t chi cp VBBH, ngi np n c quyn tuyn b rt K SHCN bng vn bn do chnh mnh ng tn hoc thng qua t chc dch v i din SHCN nu giy u quyn c nu r vic u quyn rt n.

    2. T thi im ngi np n tuyn b rt n, mi th tc tip theo lin quan n n s b chm dt; cc khon ph, l ph np lin quan n nhng th tc cha bt u tin hnh c hon tr theo yu cu ca ngi np n.

    3. Mi K SC, KDCN rt hoc b coi l rt nu cha cng b v mi K NH rt u c coi l cha tng c np, tr trng hp n c dng lm cn c yu cu hng quyn u tin.

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    iu 117. T chi cp VBBH

    1. K SC, KDCN, NH, CDL b t chi cp vn bng bo h trong cc trng hp sau y:

    a) C c s khng nh rng i tng nu trong n khng p ng y cc iu kin bo h;

    b) n p ng cc iu kin c cp VBBH nhng khng phi l n c ngy u tin hoc ngy np n sm nht thuc trng hp quy nh ti khon 1 iu 90 ca Lut ny;

    c) n thuc trng hp quy nh ti khon 2 iu 90 ca Lut ny m khng c s thng nht ca tt c nhng ngi np n.

    2. K TKBT b t chi cp VBBH trong trng hp khng p ng yu cu v hnh thc theo quy nh ti iu 109 ca Lut ny.

    3. K SHCN thuc cc trng hp quy nh ti khon 1 v khon 2 iu ny th c quan qun l nh nc v quyn SHCN thc hin cc th tc sau y:

    a) Thng bo d nh t chi cp VBBH, trong phi nu r l do v n nh thi hn ngi np n c kin phn i d nh t chi;

    b) Thng bo t chi cp VBBH nu ngi np n khng c kin phn i hoc kin phn i khng xc ng d nh t chi quy nh ti im a khon ny;

    c) Cp VBBH v ghi nhn vo S ng k quc gia v SHCN theo quy nh ti iu 118 ca Lut ny nu ngi np n c kin xc ng phn i d nh t chi quy nh ti im a khon ny.

    4. Trong trng hp c phn i v d nh cp VBBH, n ng k SHCN tng ng c thm nh li v nhng vn b phn i.

    iu 118. Cp VBBH, ng b

    n ng k SHCN khng thuc cc trng hp t chi cp VBBH quy nh ti khon 1, khon 2 v im b khon 3 iu 117 ca Lut ny v ngi np n np l ph th c quan qun l nh nc v quyn SHCN quyt nh cp VBBH v ghi nhn vo S ng k quc gia v SHCN.

    iu 119. Thi hn x l n ng k SHCN

    1. K SHCN c thm nh hnh thc trong thi hn 1 thng k t ngy np n.

    2. K SHCN c thm nh ni dung trong thi hn sau y:

    a) i vi SC khng qu 18 thng, k t ngy cng b n nu yu cu thm nh ni dung c np trc ngy cng b n hoc k t ngy nhn c yu cu thm nh ni dung nu yu cu c np sau ngy cng b n;

    b) i vi NH khng qu 9 thng, k t ngy cng b n;

    c) i vi KDCN khng qu 7 thng, k t ngy cng b n;

    d) i vi CDL khng qu 6 thng, k t ngy cng b n.

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    3. Thi hn thm nh li K SHCN bng hai phn ba thi hn thm nh ln u, i vi nhng v vic phc tp th c th ko di nhng khng vt qu thi hn thm nh ln u.

    4. Thi gian ngi np n sa i,b sung n khng c tnh vo cc thi hn quy nh ti cc khon 1,2 v 3 iu ny; thi hn x l yu cu sa i, b sung n khng vt qu mt phn ba thi gian thm nh tng ng quy nh ti khon 1 v khon 2 iu ny.

    Mc 4 - N QUC T V X L N QUC T

    iu 120. n quc t v x l n quc t

    1. K SHCN np theo cc iu c quc t m Cng ho XHCN Vit Nam l thnh vin c gi chung l n quc t.

    2. n quc t v vic x l n quc t phi tun th quy nh ca iu c quc t c lin quan.

    3. Chnh ph hng dn thi hnh quy nh v n quc t v trnh t, th tc x l n quc t ca iu c quc t c lin quan ph hp vi cc nguyn tc ca Chng ny.

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    Chng IX - CH S HU, NI DUNG V GII HN QUYN SHCN

    Mc 1 - CH S HU V NI DUNG QUYN SHCN

    iu 121. Ch s hu i tng SHCN

    1. Ch s hu SC, KDCN, TKBT l t chc,c nhn c c quan c thm quyn cp VBBH cc i tng SHCN tng ng.

    Ch s hu NH l t chc,c nhn c c quan c thm quyn cp VBBH NH hoc c NH ng k quc t c c quan c thm quyn cng nhn hoc c NHNT.

    2. Ch s hu TTM l t chc,c nhn s dng hp php TTM trong hot ng kinh doanh.

    3. Ch s hu BMKD l t chc,c nhn c c BMKD mt cch hp php v thc hin vic bo mt BMKD . BMKD m bn lm thu, bn thc hin nhim v c giao c c trong khi thc hin cng vic c thu hoc c giao thuc quyn s hu ca bn thu hoc bn giao vic, tr trng hp cc bn c tho thun khc.

    4. Ch s hu CDL ca Vit Nam l Nh nc.

    Nh nc trao quyn s dng CDL cho t chc, c nhn tin hnh vic sn xut sn phm mang CDL ti a phng tng ng v a sn phm ra th trng. Nh nc trc tip thc hin quyn qun l CDL hoc trao quyn qun l CDL cho t chc i din quyn li ca tt c cc t chc, c nhn c trao quyn s dng CDL.

    iu 122. Tc gi v quyn ca tc gi SC, KDCN, TKBT

    1. Tc gi SC, KDCN, TKBT l ngi trc tip sng to ra i tng SHCN; trong trng hp c hai ngi tr ln cng nhau trc tip sng to ra i tng SHCN th h l ng tc gi.

    2. Quyn nhn thn ca tc gi SC, KDCN, TKBT gm cc quyn sau y:

    a) c ghi tn l tc gi trong BQ SC, BQ GPHI, BQ KDCN, v GCNK TKBT MTHBD ;

    b) c nu tn l tc gi trong cc ti liu cng b, gii thiu v SC, KDCN, TKBT.

    3. Quyn ti sn ca tc gi SC, KDCN, TKBT l quyn nhn th lao theo quy nh ti iu 135 ca Lut ny.

    iu 123. Quyn ca ch s hu i tng SHCN

    1. Ch s hu i tng SHCN c cc quyn ti sn sau y:

    a) S dng, cho php ngi khc s dng i tng SHCN theo quy nh ti iu 124 v Chng X ca Lut ny;

    b) Ngn cm ngi khc s dng i tng SHCN theo quy nh ti iu 125 ca Lut ny;

    c) nh ot i tng SHCN theo quy nh ti Chng X ca Lut ny.

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    2. T chc, c nhn c Nh nc trao quyn s dng, quyn qun l CDL theo quy nh ti khon 4 iu 121 ca Lut ny c cc quyn sau y:

    a) T chc c trao quyn qun l CDL c quyn cho php ngi khc s dng CDL theo quy nh ti im a khon 1 iu ny;

    b) T chc, c nhn c trao quyn s dng hoc t chc c trao quyn qun l CDL c quyn ngn cm ngi khc s dng CDL theo quy nh ti im b khon 1 iu ny.

    iu 124. S dng i tng SHCN

    1. S dng SC l vic thc hin cc hnh vi sau y: a) Sn xut sn phm c bo h; b) p dng quy trnh c bo h; c) Khai thc cng dng ca sn phm c bo h hoc sn phm c sn xut theo quy trnh

    c bo h; d) Lu thng, qung co, cho hng, tng tr lu thng sn phm quy nh ti im c khon

    ny; ) Nhp khu sn phm quy nh ti im c khon ny.

    2. S dng KDCN l vic thc hin cc hnh vi sau y: a) Sn xut sn phm c hnh dng bn ngoi l KDCN c bo h; b) Lu thng, qung co, cho hng, tng tr lu thng sn phm quy nh ti im a khon

    ny; c) Nhp khu sn phm quy nh ti im a khon ny.

    3. S dng TKBT l vic thc hin cc hnh vi sau y: a) Sao chp TKBT; sn xut MTHBD theo TKBT c bo h; b) Bn, cho thu, qung co, cho hng hoc tng tr cc bn sao TKBT, MTHBD sn xut

    theo TKBT hoc hng ho cha MTHBD sn xut theo TKBT c bo h; c) Nhp khu bn sao TKBT, MTHBD sn xut theo TKBT hoc hng ho cha MTHBD sn

    xut theo TKBT c bo h.

    4. S dng BMKD l vic thc hin cc hnh vi sau y: a) p dng BMKD sn xut sn phm, cung ng dch v, thng mi hng ho; b) Bn, qung co bn, tng tr bn, nhp khu sn phm c sn xut do p dng

    BMKD.

    5. S dng NH l vic thc hin cc hnh vi sau y: a) Gn NH c bo h ln hng ho, bao b hng ho, phng tin kinh doanh, phng tin

    dch v, giy t giao dch trong hot ng kinh doanh; b) Lu thng, cho bn, qung co bn, tng tr bn hng ho mang NH c bo h; c) Nhp khu hng ho, dch v mang NH c bo h.

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    6. S dng TTM l vic thc hin hnh vi nhm mc ch thng mi bng cch dng TTM xng danh trong cc hot ng kinh doanh, th hin TTM trong cc giy t giao dch, bin hiu, sn phm, hng ho, bao b hng ho v phng tin cung cp dch v, qung co.

    7. S dng CDL l vic thc hin cc hnh vi sau y: a) Gn CDL c bo h ln hng ho, bao b hng ho, phng tin kinh doanh, giy t giao

    dch trong hot ng kinh doanh; b) Lu thng, cho bn, qung co nhm bn, tng tr bn hng ho c mang CDL

    c bo h; c) Nhp khu hng ho c mang CDL c bo h.

    iu 125. Quyn ngn cm ngi khc s dng i tng SHCN

    1. Ch s hu i tng SHCN v t chc, c nhn c trao quyn s dng hoc quyn qun l CDL c quyn ngn cm ngi khc s dng i tng SHCN nu vic s dng khng thuc cc trng hp quy nh ti khon 2 v khon 3 iu ny.

    2. Ch s hu i tng SHCN v t chc, c nhn c trao quyn s dng hoc quyn qun l CDL khng c quyn cm ngi khc thc hin hnh vi thuc cc trng hp sau y:

    a) S dng SC, KDCN, TKBT nhm phc v nhu cu c nhn hoc mc ch phi thng mi hoc nhm mc ch nh gi, phn tch, nghin cu, ging dy, th nghim, sn xut th hoc thu thp thng tin thc hin th tc xin php sn xut, nhp khu, lu hnh sn phm;

    b) Lu thng, nhp khu, khai thc cng dng ca sn phm c a ra th trng, k c th trng nc ngoi mt cch hp php, tr sn phm khng phi do chnh ch s hu NH hoc ngi c php ca ch s hu NH a ra th trng nc ngoi;

    c) S dng SC, KDCN, TKBT ch nhm mc ch duy tr hot ng ca cc phng tin vn ti ca nc ngoi ang qu cnh hoc tm thi nm trong lnh th Vit Nam;

    d) S dng SC, KDCN, do ngi c quyn s dng trc thc hin theo quy nh ti iu 134 ca Lut ny;

    ) S dng SC do ngi c c quan nh nc c thm quyn cho php thc hin theo quy nh ti iu 145 v iu 146 ca Lut ny;

    e) S dng TKBT khi khng bit hoc khng c ngha v phi bit TKBT c bo h; g) S dng NH trng hoc tng t vi CDL c bo h nu NH t c s bo h

    mt cch trung thc trc ngy np n ng k CDL ; h) S dng mt cch trung thc tn ngi, du hiu m t chng loi, s lng, cht lng,

    cng dng, gi tr, ngun gc a l v cc c tnh khc ca hng ho, dch v.

    3. Ch s hu BMKD khng c quyn cm ngi khc thc hin cc hnh vi sau y: a) Bc l, s dng BMKD thu c khi khng bit v khng c ngha v phi bit BMKD

    do ngi khc thu c mt cch bt hp php; b) Bc l d liu b mt nhm bo v cng chng theo quy nh ti khon 1 iu 128 ca Lut

    ny;

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    c) S dng d liu b mt quy nh ti iu 128 ca Lut ny khng nhm mc ch thng mi;

    d) Bc l, s dng BMKD c to ra mt cch c lp;

    ) Bc l, s dng BMKD c to ra do phn tch, nh gi sn phm c phn phi hp php vi iu kin ngi phn tch, nh gi khng c tho thun khc vi ch s hu BMKD hoc ngi bn hng.

    iu 126. Hnh vi xm phm quyn i vi SC, KDCN, TKBT

    Cc hnh vi sau y b coi l xm phm quyn ca ch s hu SC, KDCN, TKBT:

    1. S dng SC c bo h, KDCN c bo h hoc KDCN khng khc bit ng k vi kiu dng , TKBT c bo h hoc bt k phn no c tnh nguyn gc ca TKBT trong thi hn hiu lc ca VBBH m khng c php ca ch s hu;

    2. S dng SC, KDCN, TKBT m khng tr tin n b theo quy nh v quyn tm thi quy nh ti iu 131 ca Lut ny.

    iu 127. Hnh vi xm phm quyn i vi BMKD

    1. Cc hnh vi sau y b coi l xm phm quyn i vi BMKD:

    a) Tip cn, thu thp thng tin thuc BMKD bng cch chng li cc bin php bo mt ca ngi kim sot hp php BMKD ;

    b) Bc l, s dng thng tin thuc BMKD m khng c php ca ch s hu BMKD ;

    c) Vi phm hp ng bo mt hoc la gt, xui khin, mua chuc, p buc, d d, li dng lng tin ca ngi c ngha v bo mt nhm tip cn, thu thp hoc lm bc l BMKD;

    d) Tip cn, thu thp thng tin thuc BMKD ca ngi np n theo th tc xin cp php kinh doanh hoc lu hnh sn phm bng cch chng li cc bin php bo mt ca c quan c thm quyn;

    ) S dng, bc l BMKD d bit hoc c ngha v phi bit BMKD do ngi khc thu c c lin quan n mt trong cc hnh vi quy nh ti cc im a, b, c v d khon ny;

    e) Khng thc hin ngha v bo mt quy nh ti iu 128 ca Lut ny.

    2. Ngi kim sot hp php BMKD quy nh ti khon 1 iu ny bao gm ch s hu BMKD, ngi c chuyn giao hp php quyn s dng BMKD, ngi qun l BMKD.

    iu 128. Ngha v bo mt d liu th nghim 1. Trong trng hp php lut c quy nh ngi np n xin cp php kinh doanh, lu hnh

    dc phm, nng ho phm phi cung cp kt qu th nghim hoc bt k d liu no khc l BMKD thu c do u t cng sc ng k v ngi np n c yu cu gi b mt cc thng tin th c quan c thm quyn cp php c ngha v thc hin cc bin php cn thit cc d liu khng b s dng nhm mc ch thng mi khng lnh mnh v khng b bc l, tr trng hp vic bc l l cn thit nhm bo v cng chng.

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    2. K t khi d liu b mt trong n xin cp php c np cho c quan c thm quyn quy nh ti khon 1 iu ny n ht 5 nm k t ngy ngi np n c cp php, c quan khng c cp php cho bt k ngi no np n mun hn nu trong n s dng d liu b mt nu trn m khng c s ng ca ngi np d liu , tr trng hp quy nh ti im d khon 3 iu 125 ca Lut ny.

    iu 129. Hnh vi xm phm quyn i vi NH, TTM v CDL 1. Cc hnh vi sau y c thc hin m khng c php ca ch s hu NH th b coi l

    xm phm quyn i vi NH: a) S dng du hiu trng vi NH c bo h cho hng ho, dch v trng vi hng ho, dch

    v thuc danh mc ng k km theo NH ;

    b) S dng du hiu trng vi NH c bo h cho hng ho, dch v tng t hoc lin quan ti hng ho, dch v thuc danh mc ng k km theo NH , nu vic s dng c kh nng gy nhm ln v ngun gc hng ho, dch v;

    c) S dng du hiu tng t vi NH c bo h cho hng ho, dch v trng, tng t hoc lin quan ti hng ho, dch v thuc danh mc ng k km theo NH , nu vic s dng c kh nng gy nhm ln v ngun gc hng ho, dch v;

    d) S dng du hiu trng hoc tng t vi NHNT hoc du hiu di dng dch ngha, phin m t NHNT cho hng ho, dch v bt k, k c hng ho, dch v khng trng, khng tng t v khng lin quan ti hng ho, dch v thuc danh mc hng ho, dch v mang NHNT, nu vic s dng c kh nng gy nhm ln v ngun gc hng ho hoc gy n tng sai lch v mi quan h gia ngi s dng du hiu vi ch s hu NHNT.