Lonny R Suko Financial Disclosure Report for 2009

8/3/2019 Lonny R Suko Financial Disclosure Report for 2009

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. ~ o ~ 0 ]F IN A N C I A L D I S C LO S U R E R EP O R T R e p o r t R e q u i r e d b y th e E t h l c sin Government Act of 1978, ~ . t / 2 0 ~ O FOR CALENDAR YEAR 2009 ( ~ V . S . C . a p p .

1. P e r s o n R e p o r t i n g ( l ~ t n a m e , f i rs t , m i d d l e i n i t i a l ) 2 . C o u r t o r O r g a n i z a t i o n 3 . D a t e o f R e p o r tSuko, Lonny R . U.S. Dislr ict Cour t, EDWA 419/2010

4 . T i t l e ( A r t i c l e I 1 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s ~ a t u s ; 5 a . R e p o r t T y p e ( c h e e k a p p r o p r ia t e ~ p e ) 6. Report ing Per iodm a g i s t r a te j u d g e s i n d i c a t e f u l l - o r p a r t - ti m e )[ ] Nominat ion , D a t e 01/01/20~9U.S. Dist r ic t Judge- Act ive [] Initial [] A nnua l [] Finat to12/31/2009

1 5 b . [ ] A m e n d ~ l Repor t7 . C h a m b e r s o r O f f ic e A d d r e s s 8 . O n t h e b a s i s o f th e I n f o r m a t i o n c o n t a i n e d I n t h i s R e p o r t a n d a n ym o d i f i c a ti o n s p e r t a in i n g t h e r e to , I t I s , I n m y o p i n i o n , I n c o m p l i a n c eU.S. Dislr ict Cour t with applicable lawn and regulations.P .O. Box 2726Yakima, WA 989~7-2726 R e v i e w i n g O f f i c e r D a t e

IMPOR TA NT NOT ES: The ins t ruct ions accom t~anying th is form m us t be fo l lowed. Com plete al l par ts ,checking the NON E box for each part where you have no reportable information. Sign on last page.

I. P O S I T I O N S . e R 0 ~ . , ~ ~ i . u . . t o ~ ; . s e a r P . 9 -U offihng insl~uctionl.)[~ NONE (No reportable positions.)

P O S ITIO N N A M E O F O RGA N IZA TIO N /EN TITY1 . Trus t e e (non-compensa te d ) College Succe ss Foundation (non-prof it organization); beginning app roximatelyI 1 /01101. (former ly know n as Washington Education Foundation)2. Law Co unc i l Membe r (non-compensa t e d ) Univers ity of Idaho College of Law

I I . A G R E E M E N T S . : R ,~ ,~ ,~ i nd i v i dual on ly ; ~e , pp . 14 - 16 o ] f i l i n g insn.cti~ns.)N O N E (No reportable agreements,) ;

DATI~ PARTIES AND TERMS - ~ " "i ~1 .


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F I N A N C IA L D I S C L O S U R E R E P O R T N .... f Pc.oil Reporting Dtt of ReportPage 2 of 30 S u k o , L o n n y I L 4 1 9 / 2 0 1 0

I I I . N O N - I N V E S T M E N T I N C O M E . t R e p o n i ~ S ~ i , ~ u , ~ a ~ s p o ~ , ; ~ o , p ~ 1 Z - 2 ~ o / / ~ ,~ i ,~ t ,~ a o ~ )A. Fliers Non-Investment Income

NONE (No reportable non-investment income.)D A T E ~QU R C E A N D TYP E I N C O M E(yours, not spouses)

1.

2.3.4o

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If.you were married during an)porrion of the reporting ycar, complete thi~ section.(Dollar amount not required except for honorarict)

~ NONE (No r e p o r t a b l e n o n - i n v e s O n e n t i n c o m e . )D A T E S O U R C E A N D T Y P E

1 . 2009 Part-time self employment as guardian ad litem

2.

3.

4.

I V . R E I M B U R S E M E N T S - ,, ,, ~ o , ~ o , lo , ~ t o ~ g ~ : , /o o , ~ e ~ , e ,~ * i . . .. t(Includes those to spo~e ~d d~e~ent children; see pp. 2J-27 of filing ~ctio~.)

~ N O N E (N o r e p o ~ a b l e r e i m b u r s e m e n t s . )~ ~ ~ ~ ~EMS PA~ OR PRODDED

I. College Succem Foun~tion May 5-6, 2~9 S~tle Bo~d M~g Mileage, l~g~g and f~.(fo~erly W~hin~on~ucation Fo~fion)

3.

4.

5.


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F IN A N C I A L D IS C L O S U R E R E P O R T r ~ , ~ , o f p ,~ , o n R , p o ~ , ~ D , t . o f R ~ o , ~P a g e 3 o f 3 0 S u k o . L o n n y I L 4/9/2010

NONE (No reportable gifts.)

I.2.

4.5.

V I . L I A B I L I T I E S . (Includes tho, e o f ~p . . . . . nd dependent l*Udrn; ,ee t~tx 32-~3 of fil ing insrr.ction~)N O N E ( N o reportable liabilities.)

C R E D I T O R D E S C R I P T I O N VALUE CODE

2.3 .4.

5.


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N a m e o f P e ~ o n R e p o r t i n g D a t e o f R e p o r tFINANCIAL DISCLOSURE R E P O R T] Suko, Lonny ILa g e 4 o f 3 0 4 / 9 r 2 0 1 0

~ NONE ~o reportable income, assets, or ~a~actio~.)

~sc fp t ion of As~ [ Income d~g Gross value at ~d T~s~fion~ d~ng r~ing( i~ l u d i n g ~ t ~ s c~ ) ~ ~ing ~ of ~ing pcfi~[ O) ~ (2) O) ~2) (t) ~2) O) (4)Pla~ "(X)" a~ each ~set : : ~o~ t . T~ {e .g . , Value V ~ u e T~ ( e . g . , Da~ Value Ga ~ I d c n t i W o fxempt f rom pr ior ~losm : . C ~ e 1 d iv., ~ L C~ e 2 Me~ ~y, sc0, m~d~ ~ C~ 2 C~e 1 buycVsll~( A - H ) ~int .) ( J -P ) C~* 3 r~mption) ; ( J - P ) ( A - H ) ( i f p B v a t e

( Q - W ) t r ~ c ~ on )I. W ~ h . Mu r a l Sa v in gs B ~ k , (A c c o s t) A Int~t L T( no w C h ~ e B ~ k )2. R ale i g h E n e r~ C o ~ . None J W

3. US Bank, (Account) A I n t e r e s t L T4. Union Elevator & Warehouse Company A Dividend J W(Stock)5. Amer ican Exp r e s s Bo nd Fund A Interest K T6. Real proper ty in Yakima, WA he ld with E Rent M Wothers7. Northwe stern Mutual Life Insurance B IntJDiv. K TCompany8. Wachovia (X) (Account) D Int./Div. M T9. Management Acct. #1

1 0 . -ISHARES MSCI EAFE INDEX Sold 0~17 /09 J( p a r t )1 1 . Sold 02/18/09 J(pa~)1 2 . Sold !03/11/09 K

1 3 . B uy 04!0~09 K1 4 . B uy 04/09/09 J

1 5 . Sold 0 8 7 2 0 / 0 9 J( p a r t )1 6 . B uy 1 0 ! 1 4 / 0 9 J1 7 . So ld 10/30/09 K D(part)


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FINANCIAL DISCLOSURE REPORT ~ a ~ e o ~ r ~ o ~ ~ , p o ~ n ~ D a , e o r R , O * nPage 5 of 30 S-ko, Lonny R. 4/9/2010

VII. INV ESTM ENTS and TRUS TS - ~,eo~,,. ~.t~e, ,~,cao,~ a,~t~ , ,ose oi~.~ ~ ~.~., ~.~:NO~ ~o reportable income, assets, or tra~actio~.)

D~scfiption of As~ ]~come d~g Gr~s v~lue at e~ T~c~on~ ~ing r~i~g ped~(includi~ ~t resets) rc~ng ~fi~ of ~ng p~

O) (2) (t ) ( 2 ) ( t ) (2 )Place "(X)" after c~h ~t Amour T~ (e .g . , V alu e V alu e T~ (e.g., Date Val~ i Galn Identi~ of

ex~pt f~m prior disclos~ C~e 1 div., ~nL C~e 2 M~ buy, ~[L ~td~ C~ 2 C~e I b~er/sell~(A-tt) ~int.) {J -P) CMe 3 ~dcmption) (J-P ) (A -H ) . (if private

: ( Q - W ) ~ ~action)

1 8 . None So ld 11~5/09 J A1 9 . - ISHARES S&P MIDCAP 400 Sold 02/17/09 J

2 0 . B u y 02/I 8 /09 J2 !. Sold 04/02/09 K( p a r t )2 2 . B uy 08/20/09 K2 3 . A Dividend Sold 10/30/09 K A2 4 . -ISHARES TR S&P 500 INDEX Sold 02/17/09( P ~ )2 5 . B uy 02/18/092 6 . B u y 04/02/09

27 . B uy 04/09/09 J28 . Sold 06/16 /09 K(pan)29. So ld 08/20/09 J30 . B uy 10/09/09 J

3 I . S o l d I 0~3/09 L(pan)3 2 . B u y 11/11/09 J

3 3 . B Dividend L T B uy 11/25/09 J! 3 4 . - P O W ER S H A R ES D B P R EC M TLS B uy 2/17/09 J


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Ia m e o f P e r s o n R c p o r f i n ~ D a C e o f R e p o r ~FINANCIAL DISCLOSURE R E P O R TI Suko, Lonny ILPage 6 of 30 4 ~ 9 / 2 0 ~ 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~co,.o. ~t.,. , , . . . . non , ( t n e t u a e , t h o s e olsr~ .... a , ~ p e n ~ e n t c h ~ t a r , .:NONE (No reportable income, assets, or transactions.)

A. B. I C. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g , G r u s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e f o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d [ o f f , p o r t i n g p e r i o d

(l) (2) :: (1) (2) O) (2 )P l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u n t T l f p ( e . g ., V alue V alue T y p e ( e . g ., D a te i V a lu e Gain I d e n t i t y o fe x e m p t f r o m pr i o r d i s c l o s u r e I C o d e I d i e . , v e n t , C o d e 2 M e th o d I m y , s e l l , m r r u d d / y y : : C o d e 2 Code l b u y e r ! s e l l e r! ( A - H ) o r i n t . ) ( J - P ) C o d 3 r e d e m pt io n ) : (J-P) ( A - I t ) ( i f p r i v a t eI ( Q - W ) t r a n s a c t i o n )

3 5 . B uy 02/18/093 6 . So ld 04/02/09 K( p a r t )3 7 . B uy 08/20/09 J3 8 . Sold 11/02/09 J A( p r o )3 9 . B uy 1 1 1 1 I 1 0 9 J4 0 . None L T B uy 11/25 /09 K4 1 . -VANGUARD TOTAL BOND Sotd 02/18/09 K A( p a r t )42 . S o l d !04/02/09 L( p a r t )4 3 . B uy 08/20/09 K

4 4 . B Dividend Sold i 11/25/09 K A4 5. -V ANGU ARDEMRG MKTS ETF S o ld 02!18/09 J4 6 . B uy 0 4 / 0 2 , / 0 9 K4 7 . Sold 04/09/09 J A

4 8 . Sold 11/02/09 J A( p a r t )4 9 . B uy 11/16/09 K

5 0 . Sold 11/19/09 K D5 1 . B uy 1 1 / 2 5 1 0 9 K

I, Income Gain Cod e s: A ~ $1 .000 o~ le ss B ~ $1 ,001 - $2 ,500 C =$2,5 01 - $ 5 .000 D ~$S,00] - $15,000 E -$ I 5.001 - $50.0~( Se e Co l umns B I and D4) F =$~;O,0OI . $100,0~O G -$100 ,001 * $1 ,000 ,000 HI ~$1,0~O.001 - $5,000,000 H2 ~MoR ~ $5,000,000

2 . Val u e Cod e s J =$1 $.000 or I~s K ~$15 ,001 - $ 50,0~O L =$50,001 - $ 1 00,000 M ~$1 ~ O.001 - $250,000 (Sc Colunms CI and D3) N :$250 ,001 - $500 ,000 O =$500,001 - $1.000,0~ PI - $1 , (X )0 ,001 - $5 ,000 ,~ p2 -$5,(~00,001 -$25,000,000

P3 =$25,1~0,001 . $51) ,000,00~ P4 ~Moc than $50.000,0003 . Val u e M e t hod Cod e s Q =Appraisa~ R =Cost {Re al Estate On ly) S =A lse ~n at-n t T ~C ~s h Marke t

(S e e Co lumn C2) U =B ook V alu e V - O~he r W ~Es t imat ed


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[~amef P e r s o n R e p o r t | r i g Dale of ReportPageFINANCIAL7 of 30 DISCLOSU~ ~PORT [ Suko , Lonny~ ./9~010NONE ~o r e p o r t a b l e i n c o m e , a s s e t s , o r ~ a n s a c t i o n s . )

D e s c r i p t io n o f A ~ S Income d~g Gr~ value at ~d T~s~ons ~ng ~ngO) ~ (2) O) (2) . 0) (2 ) (3 ) O)Pl~"(X)" a~ ~h m~t A m o u r ~ T~ (e.g., V alue V a lue T~ (e.g., Dat~ V~l~ Gain Id~ti~ of

(A-~ or in t .) ~ (J-P) Co~ 3 ~ d c mp t i on ) , ( J - P ) (A-H) ( if pr ivate

5 2. N o n e Sold 1 1 /27 /09 L

5 3 . -Barclays Bank PLC Ipath Exchange Trd None Sold 04/02/09 JNotes5 4 . -FINANCIAL SECTOR SP DR None S o l d 01/15/09 J55 . -ISHARES S&P SMALLCAP 600 S o ld 02/1 7 /09 J( p a r t )5 6 . B u y 02/1 8 /09 J

5 7 . S o l d 04/02 /09 K

5 8 . Buy 08/20 /09 K

5 9 . A Dividend Sold 1 0 / 3 0 1 0 9 K6 0 . -ISHRES BARCLY TIPS B D FD Sold 02/18/09 J( pa r t )6 1 . B u y I M i 0 2 /0 9 K6 2 . B uy 04/09/09 J

6 3 . B u y 08~0/09 J6 4 . B Dividend L T B uy 11/25/09 J6 5 . -ISH RS B RCLY SH RT TILES B D B uy 2/17/09 J

6 6 . S o ld 2 / 18 / 0 9 K( p a r t )6 7 . Sold 03111/09 K

( p a r t )6 8 . S o l d 04/02 /09 L


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F I N A N C IA L D I S C LO SU R E R EP O R TPage 8 of 30 S u k o , L o n n y ~

[4 / 9 ~ 0 1 0

NONE ~o r e p o r t a b le i n c o m e , assets, or ~a~actions.)A. B. C. D.

~ription of As~ ]nco~ d~g(inclu~ng ~t ~sc~) ~ing ~ ofr~n$

0)Place "(X)" a~ e~h m~t : Amour T~ (e.g., Vue [ Valu~ T~ (~.g., D ~ t e V~ Gain Identiw of

m~(J P)

C~c I buyer!~[l~xempt ~om prior di~clos~e] (A-H) or int.) ( I- P ) C~ 3 ~mplion) - (A -H ) (if private

69 . B uy 04 /~ 1 09 L~ 7 0 . B uy 08/20/09 J71 . B uy 11/02/09 J7 2 . A Dividend Sold 1 I~5/09 L73 . -SPDR BRCL CAP I-3MTH ETF (X) Sold 02/18/09 J( p a r t )7 4 . B uy 04/02/09 L75 . B uy 04/09f09 J7 6 . Sold 08/20/09 L77 . A Dividend So l d I 0 / 1 4 1 0 9 L A

78 . -1PATH ETN SER A DJ AIG B uy 0~17109 J7 9 . B uy 0 2 / 1 8 / 0 9 J8 0 . None Sold [ 0 4 / 0 2 / 0 9 K8 1 . -LATH JB UBS COMMOD ETN B uy : 1 0 / 1 4 , / 0 9 K8 2 . None Sold I 1 / 2 5 / 0 9 K A8 3 . -ISHARES FTSE/XINtIUA CH25 B uy I04/02/09 K8 4 . Sold 04/09/09 J A

( p a r t )8 5 . A Dividend S o l d 11/25/09 J D


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F I N A N C I A L p a g 9 o f 3 0 D I S C L O S U R E R E P O R T S a k o , L o n n y I L 4 / 9 / 2 0 1 0V I I . I N V E S T M E N T S an d T R U S T S - ~co... ~ . t . . , ~ . . ~ . . . o n . r ~ . a . ~ e , t h o , . o: ,~,~o o ,~ ~ o~o . , ,~u~,o ,~ ,o , ~ 34-60 of fding inslrue~lons~)

NONE ~o reportable income, ~sets, or ~ansactiom)A. ........ ~ B . c~ ................ D .Descfipti~ ofA~

~

~comc d~ng Gross va[~ at ~d Tms~tions during ~Ring p~od( inc lud ing ~s t ~ t s ) re~ing ~fi~ of f enc ing pe r i~0) ( 2 ) (t) (2) 0) (2) ~, (3) (4) ( 5 )

Place"(X)~ere~h~s~ Amo~t~ T~(e.g., Value ~ Value T)~(e.g., Date J Value GM n IdentiwofCode l div., ~L C~e 2 ~ Meth~ b~, ~II, m~d~t~ C~ 2 C~e I buys/sellerxCmpt~om~sclo~e ~ (A-H)~int.) (J- P) C~e3 ~d~mption) (J- P) (A-It) ~ (ifpfivate

~ ....... .... (~W) ,I :: i ~ction)8 6 . -ISHA~S S&P P~ST~K B uy ~/02/09 L87 . N o n e S o l d 04 /09 /09 L B8 8 . -ISHARES INV GR BOND ETF B u y 02/18/09 K8 9 . A D i v i d e n d S o l d 04/02/09 K90. - IPATH GOLDMAN SACHS CRUD OIL B uy 08/20/09 K91 . S o l d 11/02/09 J A( p r o )92 . N o n e K T B u y 11/25/09 K9 3 . - IOWERSH ARE US DOLLAR IDX B uy 04/02/09 .I9 4 . Sold 04/09/09 J A

95, Sold 05/08/09 J( p a n )9 6 . B uy 10/27/09 J

97 . B u y 11/02/09 J9 8 . S o l d 11/16/09 J( P a n )

9 9 . B u y I 1 / 2 3 / 0 9 K1 0 0 . None L T B uy 1 2 F 2 3 / 0 9 KIOl. - POWERSHARES DB US D O L B uy 10/09/09 J1 0 2 . B u y 1 0 ! 1 4 / 0 9 J

Co lumns CI and D3) N ~ $ Z 5 0 , 0 0 1 -


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F IN A N C I A L D I SC LO S U R E R EP O R TPage 1 0 0 f 3 0 4 / 9 / 2 0 1 0

VII. I N V E S T M E N T S a n d TRUSTS -N O N E ( N o r ~ o r t a b le i n c o m e , ~ s e t s , o r t r a n s a c ti o m . )

A. B. C. D .D ~ pf i on o f A s ~ U In~ d~ng Gm~ value at ~d T~s~ons ~ng ~iug(including ~1 ~) re~ing~ (0 (~) (t) (2) O) : (~) O) ~ (4) (~ )Pl~ " ( x )" a ~ e r e a c h m g t [ ~ A m o u r T~ (e.g., V f l ~ V a l u e T~ (e.g., D a t e Va l u e "[ G~n I d e n f i ~ o f~cmpt ~m p r io r d i~ los~ C o d e 1 div., ~ Co~ 2 M~th~ b u y , ~ I 1 , ~d~ C~ c 2 [C~ c I b~!~ller( A - t l ) or i n t . ) ( J - P ) C ~ e 3 ~p~on) ( J - P ) ](A-tl) ( i f p r i v a t e

1 0 3 . None Sold 10~1109 J A104. -POW ERSHARES QQQ SER 1 ETF B u y 08/20/09 K

1 0 5 . B uy 10/09/09 JI06. Sold 10/26/09 K B( p a r t )1 0 7 . B uy 11/16/09 L

1 0 8 . Sold I I / 1 9 1 0 9 K( p a n )1 0 9 . A Dividend Sold 1 1 / 2 5 1 0 9 K110 . - PWRS HRE DB CRU DE OIL ETN B uy 04/02/09 K

1 i 1 1 Sold 04/09/09 J( p a n ): 1 1 2 . None So ld 08/20/09 J C

1 1 3 . -P ROSH RS U LTRA S H T S & P 50O B uy 03/11/09 L

I 1 4 . So ld 04/02/09 KI 1 5 . B uy 0 4 / 0 9 , f 0 9 L

1 1 6 . Sold 04/I 7/09 L( p a n )I 1 7 . B uy 0 4 / 2 1 / 0 9 L

I 1 8 . Sold 05/08/09 K( p a n )

1 1 9 . Sold 0 6 / 0 1 / 0 9 K


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F IN A N C I A L D I S C LO S U R E R EP O R T n.~,, of Person R epu rflng D ate efR eportPage 11 of 30 S . k o , L o n n y R . . 4 / 9 / 2 0 1 0

N O N E ~ V o repor tab le income , asse t s , o r t ransac t ions . )A. B. C. D.

Descr ip t ion of Asse ts I ncom e du r i ng Gro ss valu e at e n d Tran sac~ .on s d u rin g re p ortin g p e riod(including ~rust assets) re po rtin g p eriod o f rcp or tin g p eriod

[ (I) (2) (l) (2) ( 1 ) (2) (3) ~--- " ( 5 )P i e c e " ( X ) " a f l v r e a c h a s s e t I Amount T y p e ( e . g _ . Value V~l~e T y p e ( e . g . , Date VaJuc Gain I d e n t i t y o fC O d ~ Ie x e m p t f r o m p r i o r d i s c l o s u r e d i v . , r e n t , Co~ 2. Meth~ b u y . s e l l . mr~vdd/yy Cc~e 2 Code ! b u y e r / s e l l e r(A-H) or int . ) O-P) C o d 3 re d e mp tio n ) (J-P ) (A-H) [ ( i f p r iv ,r e

(Q-W) __[ transaction)

1 2 0 . B u y 06/22/09 K12t. N o n e S o l d ~08/20/09 K1 2 2 . -P ROS H ARES S H ORT S & P 500 B uy 02/18/09 J

1 2 3 . So l d 04/02/09 J( p a n )1 24 . B u y 1 0 /26 /09 K

1 2 5 . B uy 11/02/09 J

1 26 . So l d 1 1 / 1 1 / 0 9 K( p a n )1 27 . B u y ! 1 / 1 9 /09 K

1 2 8 . None L T B uy 11/25 /09 K

i 1 2 9 . - S P D R G O LD TR U S TETF B uy 0 9 1 1 7 / 0 9 K1 3 0 . Sold 11/02/09 J A( p a n )

[13I. B u y 1 1 /04 /09 J

: 132. B uy 1 1 / 1 1 / 0 9 J

1 3 3 . N o n e S o ld 1 1 /25 /09 K C

i1 3 4 . -ULTRA FINANCIAL PROSETF B u y 04/02 /09 J1 3 5 . So l d 04/09 /09 J A( p a n )1 3 6 . B u y 0 5 / 0 8 / 0 9 J

1. Income Gain Codes: A ~ $1 ,000 o r le s l B -$1 .001 - $2.5 00 C ~ 52.501 - $ 5 ,000 D =$~ .0OI . $1 5.000 E =$15,1201 - $50,000( Se e Co l umns B I and D4) F -$50.001 - $100,0~0 G =$100.001 - $1 ,000.0OO HI ~$1 ,fl flO,00l - $5.000,D00 H2 -Mo~ than $5,000.~

2 . Val u e Cod e s J ~$15 .000 tw lm K =$15,001 - $50,0~O L ~ $50,0~ 1 - $1 00.000 M ~ $ 1 00,001 -{SCol turms CI aad D3) N -$250,~01 - $500,000 O =$ 50 0,t)0 1 - $1 ,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 P2 ~ $$,000 .001 - $25 .000 ,000

P3 =$25,000.0~ I - $50.000,000 P4 -M ore t h an3 . Val u e M e t hod Cod e s Q -Appraisal R =Co ~t (R ~I F.s ~ al O ~ly ) S ~ A .~ eas me nt T =C~sh M ark e t{ S e e Colt tmn C2 ) U = B o o k Valu~ V =O~ev W


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FINANCIAL D ISCLOSURE REPORT N a m e o f P e r so n R e p o r t i n g D a t e o f R e p o r ~Page 1 2 of 30 S . k o , L o n n y I L 4 / 9 / 2 0 1 0

V I I . I N V E S T M E N T S an d TRUSTS -NONE ~o reportable income, assets, or tramactio~.)

A. B. ] C. D.Desc f i p t i~ o f As~ i ~om d~g~

G r o s s v ~ u e a t e n d T~sacfions d~g r~ing p~( in c i ~ ng ~ s t ~ s e ~ ) ! r~ing ~ of r~aa~g p~P l~e ~ (X)" aR~ ~ch ~ t ~Amo~t T~ (e .g . , ~ V alue V alue T~ (e . g . , I Date Va l u e ~ G~ n I d~ t i ~ o fexempt ~om prior disclos~ C ~ e I d a y . , m n L : C~ e 2 Meth~ b u y , ~ 1 1 , ~ ~ ~ C~2 C ~ e I buyer/seller~ ( A - H ) o r a n t ) ( J - P ) C~ e 3 ~pti~) ~ ( J - P ) ( A -H ) ( i f p r i v a t e:: ( Q - W ) J ~n~c t ion)

1 3 7 . None S o l d 0 ~ l &0 9 J A1 3 8 . -WISDOMTREE IdC DV D FD B uy 04/02/09 L1 3 9 . Sold 04/09/09 J A

( p a r t )1 4 0 . Sold 0 6 1 1 6 / 0 9 J B( p a r t )1 4 1 . Sold 0 8 , t 2 0 / 0 9 J A( p a r t )1 4 2 . A Divid end S o ld 1 0 ! 0 1 / 0 9 K D1 4 3 . - ISHARES B ARCLAYS 1-3 YR A Dividend M T B uy 11/25/09 MTREASURY BOND FUND144 . IR A #1 E I n t . / D a y . P 1 T145 , - ISHAKES MSCI EAFE INDEX Sold 02/17/09 J

1 4 6 . Sold 02/18/09 J( p u t )1 4 7 . So ld 03/11/09 K( p u t )1 4 8 . B uy 04/02/09 K1 4 9 . B uy 04/09/09 J1 5 0 . Sold 08/20/09 J B( p u t )1 5 1 . B uy 1 0 1 1 4 / 0 9 K1 5 2 . Sold 10/30/09 K D

1 5 3 . None S o l d 1 1 , 2 5 / 0 9 K B

[ I . Incom* Ga in C od~ : A =$1.000 or le ts B =$1.OOt - $2~500 C ~$2.501 - $5,000 D ~$5,0OI - $15,0~O E =St 5 ,001 - $50.000(S Columns B I and IM) F -$50,001 - $100,000 G -$100 ,001 - $1 .000 ,000 I ll = $ 1 .0 00 ,0 01 - $ 5 ,0 00 .0 00 H 2 = M ~ t h an $5 .0 00 ,0 00

2 . Val u e Cod ~s J =$15,000 or I~.s K =$ I J,0Ol - $50,000 L =150,001 - $100,000 M =$100,001 - $250.0OO(Se~ Column.s CI and D3) N =$250,001 o $$00,1X~O O =$ 50 0,0 01 - $ 1,0 00 ,0 00 P l -$ 1, 1" ~0 ,0 01 - $ 5,0 00 ,0 00 P2 =$J, l~O,001 - $25,000,000

P3 =$25,000,001 - $50,000.000 P4 =M ort t h an $50 ,000 ,0003 . V alu e Me t:h od Cod e s Q =Ap p raisal R -~Cos! (Real Estate Only) S =As,s~s~l T =:C~h M ark e t( Se e Co l t una C2) U = B o o k V a l~ e V = Ot he r W =Est imated


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FINANCIAL DISCLOSURE REPORT r ~ . . ., o ~ r , ~ o ~ R . p o ~ . g ~.te o~m~,Page 13 of 3 0 S u k o , L o n n y IL 4/9/2010VII. INVESTMENTS and TRUSTS - ~ ...... t~ , . , ,~o ,~ anct~,h~ os,ro.-

N O N E (No reportable income, ~set~, o? ~ansactio~.)A. ~ a. [ C. D,Description of As~ [ In.me d~ng

IGt~s~ val~e at e~ T~acfion~ d~ng r~ing

(inclu~ng t~t ~e~) rc~ing ~ of r~oning pc~O) ( 2 ) ( 1 ) V~luc (l) (2) ~ (3) [ (4) (5 )pI~"(X)aRer~h~t Am~t T~(~.g., Val~ (2 ) "l~(eg., Date : Value i Ga~ IdcntiWof

~xempt from pflo~ di~los~ C~c I div., ~n~ C~e 2 Meth~ buy, ~ll, m~d~ C~ 2( A - H ) or inL) (J- P) C~e 3 ~mpfion) (LP) ( A - H ) (ifpfiwte( Q - W ) ~ut~n)

154. - [S II A RES S& P MI ~ A P ~ Sold 0~17109 J1 5 5 . B uy 0~18/09 J1 5 6 . Sold 04/02/09 L1 5 7 . B u y 08/20/09 L

1 5 8 . N o n e S o l d 10/30/09 L B

159. -ISItARES TR S&P 500 INDEX S o l d 02/17/091 6 0 . B u y 02/18/09

1 6 I . B u y 04/02/09 K1 6 2 . B u y 04/09,09 J

1 6 3 . S o l d 0 6 1 1 6 / 0 9 K1 6 4 . S o l d 0 8 / 2 0 / 0 9 J( ~ m )1 6 5 . B u y 1 0 / 0 9 / 0 9 K

1 6 6 . So ld 10/23/09 M( p ~ )1 6 7 . B uy 1 1 / I 1 / 0 9 J

1 6 8 . E Int./Div. M T B uy 11/25 /09

169 . - IS ttARES S&P SMALLCAP 600 So l d 02/17/09 J

1 7 0 . B uy 02/18 /09 J


14/30

F I N A N C IA L D I SC LO S U R E R EP O R T N a ~ . o f P e r s o n R e p o r t in g D a t e o f R e p o r tPage 14 of 30 S , ,k o . t . o .. y ~ . ~ / 9 / 2 0 1 0

VII . I N V E S T M E N T S a n d T R U S T S - - i n c o t ~ t , valut, t .....N O N E (No reportable income, ~sets, or transactions.)

...... k. - ........................... ~. c . D .Descr iption of A~ Income d~g G~ss vnlu at ~d T~ s~ f i on s d~ ng r e~ i n g( i nc lud i ng ~ t ~ se ~ ) : r ~ a i n g ~ f i ~ of ~aingO) (2) it) (2) O) ~ (2)Phce " (X)" aRe r ~h ~s~ A m o u n t T~ (g. , V al~ V al~ T~ (e .g . , D a t e Value Gain Idcn6~ ofexempt ~om p rior ~sclosm C~e 1 d i v . , ~ n L C~ e 2 Me~ b~ , ~ i k ~d&~ C~ e 2 C ~ e I buyer/seller( A - I t ) o r in t . ) ( J - P ) C~ e 3 r~ption) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) . ~an~ction)

1 7 1 . Sold ~/0~09 L1 7 2 . B uy 08/20/09 K

1 7 3 . None Sold 10/30/09 K1 7 4 . -P OW EILSHARES DB P ILEC MTLS. B uy 02/17/09 J1 7 5 . B uy 02/18/09 K1 7 6 . Sold 04/02/09 K( p a r t )1 7 7 . B uy 0 8 , r 2 0 / 0 9 K1 7 8 . Sold 11/02/09 J B( p a r t )

1 7 9 . B uy 1 I l l 1 / 0 9 J

1 8 0 . None L T B uy 11/25 /09 L1 8 1 . -FINANCIAL SECTOR SPDR None Sold 01/15/09 J1 8 2 . -VANGUARD TOTAL BOND B uy 02/17/09 J1 8 3 . Said 02/18/09 K A( p a n )1 8 4 . So ld 04/02/09 M A(pro)1 8 5 . B uy 08/20/09 L1 8 6 . B I n t . ! D i v . Sold 11/25 /09 L A

1 8 7 . -VANGUARD EMRG MKTS ETF Sold 02/18/09 K(pro)

2 . V a l u ~ C o d ~ l =$15.000 or I:~t K =$15.00| - $50.000 L =$50.001 - S 100.000 M =$I00.001 -2 " i S e e C o l t tr n ~ C 1 a n d D ) ) N = 1 2 5 0 , 0 0 1 - $ 5 0 0 ,0 0 0 O ~ $ 5 0 0 , 0 0 1 - 5 1 , 0 0 0 . 0 0 0 P l ~ $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 , 0 0 0 P 2


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Page I 5 of30 t s.,o. l,o,nyg 4 / 9 / 2 0 1 0V II. INV ESTMENTS and T RUSTS - ~,co .... t.~ ~a c~o ns ( Inc l ~d ~ ,h o~e o f ~ . . .. . d d e p e M e n t c * O d ~ n ; s e e p ~ 3 ~ 0 o f f~ n g ~ a ~ )

N O N E ~ o r~ortable income, asse~, or ~a~actions.)A. ~ B. ~ C. D.De~pfion of ~ Inco~ d~g Gross v~ue ~ end T~s~fioas ~ng ~ing p~( inc lud ing ~ s t ~c~) i re~ing ~ of rc~ing ~

P l a c e " ( X ) " a R ~ e ~ c h ~ s e t T~ (e .g . , ] Val~ i Val~ T~ ( e . g . , D a t e Valu~ G~n [ Id~ l i~ ofexcmpl flora p~or disclos~ ~ Code I : d iv . , ~g C~ e 2 ~ Me~ buy. ~IL m~d~ C ~ e 2 [ C ~ e I ~yer ! sd l e r( A - H ) or int) ~ ( J - P ) C~ e 3 ~ m p t i on ) ~ ( J - P ) [ (A-H) : (ifpfiv~e

1 g 8 . B uy 04 /0~ 09 K

8 9 . So ld 04/09/09 J A( p a r t )9 0 . B uy 08/20/09 J

1 9 1 . Sold 1 1 1 0 2 / 0 9 J A( p r o )1 9 2 . B uy 11/16/09 K1 9 3 . Sold 1 1 1 1 9 / 0 9 K E(p~)1 9 4 . B uy 11/25/09 L

1 9 5 . N o n ~ Sold 11/27/09 M1 9 6 . -Barclays Bank PLC lpath Exchange Trd None Sold 04 /02/09 JNotes FD197. -ISHRES BARCLY TIPS B D FD B u y 02/17/09 J1 9 8 . Sold 02/I 8/09 J1 9 9 . B uy 04/02/09 K200. B uy 04/09/09 J201. B uy 08/20/09 J

202. B Int./Div. M T B uy 11/25/09 J203 . - IS H R S S H R T" I R ES BD B uy 02/17/09 J204. So ld 02/18/09 L(part)


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F I N A N C I A L D I S C L O S U R E REPORT

IS u k L n n y R "Page 16 of 304 / 9 7 2 0 1 0

[--] NONE (No reportable income, assets, or transactions.)i B. C. D.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i ng I G r o s ~ v a l u e ~ t e nd T r a n s a c t i o n s d u r i n g r e p o ~ n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dP ] a c e " ( X ) " a ~ e r e a c h a s s e t Amount!~ Type(e .g . ,J Value I V a lu e Ty~(.g. , Date Value Gain [ d c n t i t y o ire x e m p t f r o m p r i o r d i s c l o s u r e ! Code 1 ! d i v . , r e n t , C o d e 2 [ Method b u y , s e l l , m m ! d d [ y y Code 2Codcl buyer/sellerIA - H ) o r i n t . ) ( J - P ) ! Code3 i r e d e m p t i o n ) (J-P) [ (A-H) :~ ( i f p f i v a t c: , ( Q o W ) i [ ! [ t r a n s a c t i o n )

205. Sold 04/02/09 M( p a r t )206. B oy 04 /09/09 L207. B uy 08/20/09 J208. B uy 11/02/09 J209. None So ld 1 1 / 2 5 1 0 9 M210. -SPDR BRCL CAP 1-3 MTH ETF (X) B uy 02/17/09 J2 1 I . Sold 02/I 8 / 0 9 J(p~)

2 1 2 . B uy 04/02/09 M2 1 3 . B uy 04/09/09214. Sold 0 8 / 2 , 0 / 0 9215. None Sold 1 0 f 1 4 / 0 9216. -IPATH ETN SER A DJ AIG FD B uy 02/17/09 J217. B uy 02/1 8/09 K218. None Sold 0 4 / 0 2 1 0 9 K219. -IPATH JB UB S COMMOD EIN B uy 10/14/09 K220. B lnt./Div. Sold 11/25 /09 K B221. - ISHARES FTSFJXINHUA CH25 B uy 0 4 1 0 2 / 0 9 K

( Se e Co l umm CI and D3) N -$250,001 - $500,000 0 =$50~.001 - $1 ,000 ,000 Pl -$1,000,001 - $ 5,000.000 P2 -55,000,001 - $25.000,000

( See Co l umn C2) U - B o o k V a lu e V ~ 9/-Esf irn~tcd


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F I N A N C I A L D I SC L O S U R E R E P O R T ~ . m e o r P . .. . .,~*gPage 17 of" 30 S u k o , L o n n y R . I 4/9t2010

NONE ~o reportable income, ~sets, or tra~actions.)A. B. C. D.Descr iption of As~ ln~ d~ng G r o s s v a lu e a t(includ~g ~t ~ts) r~ning ~ : o f r e i n i n g

Place(X)a~e~h ~t Amour T~{e .g . , V alue V alue T~ ( e g . , ~ Date ~ Value GMn , l den t i ~o fexempt ~m p r ior dislos~ : C~e 1 ~v., ~n~ C~c 2 M~ b u y , ~ 1 1 , : ~d~ ~ ~ 2 ~ C~e I buyer /~ller( A - H ) orht.) ( J - P ) C~3 ~ m p t i on ) : ~ ( J - P ) ( A - H ) ( i f p r i v a t e

~2. So ld ~ /09 /09 J A223. B uy 08/20/09 J224. D lntJDiv. Sold 11/25/09 K D225. - ISHARES S&P PRD STOCK B uy 04/0~09 L226. C lnt.iDiv. Sold 04 /09/09 L C2 2 7 . -ISHARES INV GR BOND ETF. B u y 0~18/09 K228. None Sold 04 /02/09 K229. - IPATH GOLDMAN SACHS CRUD OIL B uy 08/20/09 J230. Sold 11/02/09 J A

( P ~ )2 3 I . A Int./Div. L T B uy I 1 , 2 5 / 0 9 K232. -POWERSHARE U S DOLL,M{ IDX B uy 04/02/09 K233. Sold 04/09/09 J A~ p a r t )234. Sold 05/08/09 K( p m a )235. B uy 1 0 1 2 7 / 0 9 K236. B uy 11/02/09 K237. Sold 1 1 / 1 6 / 0 9 K

(p~)2 3 8 . B uy 11/25 /09 K


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F I N A N C IA L D I SC LO S U R E R EP O R TPage I g of3 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~,,o~.oo .,z,,. ~,,.,cao~, a,d~, ,h o, o~r .m --~ ,~ d~,~,~ ,~ , , .; ~ ~ ~o o f f~ ~ ,~NONE (No r~omable income, assets, or ~amactio~.)

A. B. C. D .D~pfion of As~ I ~ o m d ~ g G~ value a t ~nd T~cdons d~ng ~ing ~(includ~g ~t ~) rc~ing ~d~ of ~ing ~O) (Z) O) (Z ) O) (2) O) (4) (5 )Place "(X)" af ter e~h ~ Amo~t T~ (e .g . , Value Value T~ (e .g . , Da~ VaI~ Gain ldenti~ ofocmpt from prior di~los~e C~ I $ i v . , ~ a L C~ e 2 Mcth~ ~y. ~ l t . m~d~ C~2 C~ 1 buyer/sll~(A-H) ~ o r i n t . ) ( J - P ) C~ 3 ~mption) ( J - P ) ( A - H ) ( i f p r i v a t et ~ ( ~ W ) i ~action)

239. B Int .~iv. M T B uy 12/23/09 K240. -PO~RSHA~S DB US DOLL B~ 10/09/09 J241. B uy 10 / 14 /09 J242. A l n t . ~ iv . So ld 10/21/09 K A243. - POWERS HARES QQQ SERI ETF B uy : 0 8 / 2 0 / 0 9 K244. B uy 10/09/09 K245. S o l d 1 0 / 2 6 , 0 9 L C246. B uy 1 I / 1 6 1 0 9 M247. S o l d 1 1 1 1 9 / 0 9 K248. B lnt./Div. Sold I 1 / 2 5 / 0 9 L249. - PWRSHRE DB CRUDE OIL ETN B uy 0 4 1 0 2 / 0 9 K250. Sold 04/09/09 K( p a r t )2 5 I . D IntJDiv. Sold 0 8 / 2 0 1 0 9 J D252. - PROSHRS ULTR Sl IT S&P 500 B uy 03/11 /09 M253. So ld 04/02/09 L254. B uy 04 /09/09 L255. Sold 04/17/09 L(part)

(Se Celumn~ CI and D3) N =$250,001 - $500,000 O = $5 00,001 .5 1,000,000 P I = $1 ,000,~ 1 - $5 ,0~ 0,000 P2 =$J,000,00l - $25,000,0~0


19/30

N a m e o f Pervert Repor~ng ) Date o f RepertINANCIAL DISCLO SURE R E P O R T[ Suko, Lonny IL [

4/9/2010Pa g e 1 9 o f 3 0

NONE (No reportable income, assets, or transactions.)A. B. C. D.

Descr ip t ion of ASSeB I ncom e du r i ng Gross va lue a t end Transact ions d ur ing repor tLng pe r iod(inc lud in g tn ts t asse ts) re p o rting p e rio d of repor t ing pe r iod

(]) ~ (2) (1) (2) (D (2) ! (3) I (4) (5 )P l a c e " (X )" a f t e r e a c h a , s e t & moun t Ty p e (e .g ., V alu e V alue Ty p e ( e . g . , Data i Value I Gain I d en t i t y o fexempt f rom pr ior d i sc losure Cod e 1 d iv ., re n t, Cod e 2 I Method buy, ~cll , mm/d d d yy C o d e 2 i C o d e I buyer /se l l e r(A-H) or int.) (JP) i Co d e 3 re d emp tion ) (J-P ) (A-H ) (if p rivate[ ( Q- W ) l~ansact ion)

2 5 6 . B u y 04 /21 /09 M

257. So l d 05/08 /09 K(pail)2 5 8 . So l d 06 /01/09 K

( p a r t )2 59 . B u y 06 /22 /09 K2 6 0 . None So l d 108/20/09 K

261. -PROSHARES SHORT S&P 500 B u y 02/1 7 /09 J

262 . So l d 0 2 / 18 / 0 9 K

2 6 3 . So l d 04/02 /09 K( p a r t )2 6 4 . B uy 1 0/26 /09 L

2 6 5 . B u y I 1 /02/09 K

2 6 6 . S o ld 1 l/ I 1 /09 K( p a r t )2 6 7 . B uy 1 / 1 9 /09 K

2 6 8 . N o n e M T B u y 1 /25 /09 L

269 . -SPDR GOLD TRUST ETF B uy 09 / 1 7 /09 K

27 0 . So l d 1 /02 /09 J A( p a r t )27 I. B u y I / 04 / 09 K

2 72 . B u y I / I 1 /09 K

I . Income Gain Code~: A =$ 1 ,0~0 o r l e~ B =SI.00l - $2~ C =$2,501 - $5,~ D ~$5,~1 - $15,~ E =SI 5,~1 - $50,0~


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FINANCIAL DISCLOSURE REPORT[ Suko , Lonny IL

4!9/2010Page 20 of 30V l l . I N V E S T M E N T S a n d T R U S T S - ~eo,~e, ,~t.., o.,~.caon, aria.a, tho.. o .~,,~. ..a ,~..~e.a~ .hu b .,,: ,.. P t~ J ~o off dins insnuaions.)

NONE (No reportable income, assets, or transactions.)A. 13. C. D.

D c s e r i p f i o n o f A s s e t s I n c o m e d u r i n g :: G ro s s v a t u e a t e n d T r a n s a c ~ o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e ~ ) repoaing l~riod i o f r e p o r t i n g p ~ r l o d(0 ~ (2) (D (~) (l) (~) (3) i (4)Plac"(X)afxereachassat Amount Type(e.g. , ! Value Value " [ y p ~ ( e . g . , Date Value i Gain ldenfityof: e x e m p t f r o m p r i o r d i s c l o s u r e : i C o d e I i d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , rm~dd/yy i Code 2 C o d e I buyer/seller( A - I f ) i o r t h L ) ( J - P ) Cod3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r l v a t el ( Q - W ) t r a a s a c t i o n )

273. D lntJDiv. Sold 11/25/09 L C274. -U LTRA FINANCIAL P ROSETF B uy 04/02/09 K275. Sold 04/09/09 J B

( p a r t )276. B uy 05/08/09 K277. B IntJDiv. Sold 06/16 /09 K A2 7 8 . -WISDOMTREE L/C DVD FD. B u y 0 4 1 0 2 / 0 9 L

279. Sold 04/09/09 J A( p a r t )280. Sold 06/16 /09 K B28 i. S o l d 08/20/09 J A282. E Int.!Div. Sold 10/01/09 K E283. - ISHARES B ARCLAYS 1-3 YR None M T B uy : 11/25/09 MTREASURY BOND FUND284. IRA #2 A lnt./Div. L T285. -ISt tARES MSC1 EAFE INDEX Sold 02/18/09 J(paa)286. Sold 03/11/09 J( p a r t )287. B uy 04 /0~09 J

288. B uy 04/09/09 J289. So ld 08/20/09 J A( p a r t )


21/30

FINANCIAL DISCLOSURE REPORT o 4 / 9 / 2 0 1 0Page 2 I of 30V I I . I N V E S T M E N T S a n d TRUSTS - ~.~o~,o, ~.t.e, ~,~o~.. a~t~,So.e g.~ ..... ~ ~pendent hUdren;

NONE ~o repo~able income, ~sets, or transaction.)

De~ip f ion of As~ Income d~hg ~ T~s~ons d~ag r~ing p~odo) 12) ~)~ ~ (~) (2) ~ (3) ~) ~ (~)G a i n

2 9 0 . 8 ~ y 1 0 / 1 4 / 0 9

2 9 I . Sold 10/30/09 J A( p a r t )292. None S o l d I 1 / 2 5 / 0 9 J A293. -ISHARES S&P MIDCAP 400 B uy 02/18/09 J294. Sold 0 4 1 0 2 1 0 9 J295. B uy 08/20/09 J2 9 6 . N o n e S o l d 1 0 ! 3 0 i 0 9 J A2 9 7 . - I S H A R E S T R S & P 5 0 0 I N D E X S o l d 0 2 / I 7 1 0 9 J( p a r t )298. B uy 02/18/09 J

299. B uy 04/02/09 J300. Sold 0 6 1 1 6 / 0 9 J( p a r t )3 0 I . Sold 08/20/09 J( p a r t )302. B uy 10/09/09 J3 0 3 . Sold 1 0 1 2 3 1 0 9 J( p a r t )304. Sold 11/02/09 J A( p a r t )305. B uy 1 I / 1 1 / 0 9 J

3 0 6 . B lnt./Div. J T B uy 11/25i09 J

I. Income Gain Cod : A =$1 ,000 or los 8 =$1.001. $2.500 C = $ 2 , 5 0 1 - $ 5 .0 0 0 D = $ 5 . 0 0 1 - $ 1 5 , 0 O O E ~ $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0 /(5 Cohamm B| ~nd D4) F = $ 5 0 , 0 0 1 - $ 10 0 . 0 0 0 G -$ 10 0 , 0 0 1 - $ 1, 0 0 0 , 0 0 0 HI -$1.000,0~1 - $ 5,000,000 H 2 = M o r t h an2. V aht Codes l -$1 5,000 of 1 ~ K - $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L ~ $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0 M ~ $ 1 0 0 ,0 0 1(Set Coltura~ CI ~ D]) N -$250,001 - $5~,000 O =$5~0,001 - $!,tg~,000 P l = $ 1 , 0 0 0 , 0 0 1 - $ ~ , 0 0 0 ,0 0 0 P 2 = $ ~ , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 ,0 0 0p ~ ~ $ 2 5 . 0 0 0 . 0 0 1 - $ 5 0 . 0 0 0 . 0 0 0 P 4 = M o v e t h an $ 5 0 , 0 0 0 .0 0 0

3 , V ~ I u e M e t h o d C o d e s Q ~ A p p r a i sa l R = C o s t ( R ~ a l E s t a te O n l y ) S = A s s e ~ s m e n t T =(ash Matkes(Set Column C2) O ~Book Value V -Other W =E~matod


22/30

F I N A N C IA L D I S C L O SU R E R E P O R T S a m e of Perlon R eportingPage 22 of 30 s,,ko, Lonay R . 4 / 9 / 2 0 1 0

V I I . IN V E S T M E N T S a n d T R U S T S - ~,co,.e, .t.,, t,~.c,i~.s a.~t~a~,NONE ~o repo~able income, assets, or ~a~actio~.)

B . ~ . . . . ~ . . . . . . . . . c~- ~ D .A.~s~p~on of A~ Income d~g Gross value at(including ~t ~e~) [ re~ing ~ of relning pefi~

xemptffompfiordi~l~m ]C~cl ~ div..~nL C~2 ~ Met~[ buy. selL ]m~d~lC~2 C~ buyer/sll~i (A-II) ~ ~t.) (J-P) C~3 : ~mption) (P) (A-H ) (if p r ivate

]07. -ISHA~S S&P SMALLCAP ~0 B~ 0 ~ 1 8 / 0 9 J

309. Buy 08/20/09 J

310. None S o l d ~ I 0 1 ~ 0 / 0 9 J

31 I . - POWERSHARES DB PK EC MTLS. B uy 02/18/09 J

3 1 2 . S o ld 04 /02 /09( p a r t )3 1 3 . B u y 08/20 /09

3 1 4 . So l d 1 1 /02 /09 J A( p a r t )3 1 5 . B u y 11 / 11 / 0 9 J

3 1 6 . None J T B uy 11/25 /09 J317 . -FINANCIAL SECTOR S PDR None Sold 01/15/09 J318. -VANGUARD TOTAL BOND So l d 02 / 1 8 /09 J A( p r o )3 1 9 . S o ld 04/02 /09 J(pm)32 0 . B u y 08 /20/09 J

3 2 1 . A In t . /Div . So l d 1 1 /25 /09 J A

322. -VANGUARD EMRG MKTS ETF Sold 0 2 / 18 / 0 9 J( p a r t )

32 3 . B u y 04/02 /09 J

I , Income Gain Codes: A =$1,000 or" l ess B =$1 ,0OI - $2,500 C -$2.501 - $5.000 D =$5,0OI - St 5 .000 E =$13,001 - $50.000

(See Columm CI ww:l D3) N =$250,001 - $~00,000 O =$ 500,001 - $ 1,000,00O PI =$1 ,000,001 $5,000,000 P2 =$ $ ,000 ,001 " $25 ,000 ,000P3 =$ 25.0o0,0~| - $50.0~).000 P4 -Mo r t han $50 ,~0 ,000

(S e e Co lumn C2) U =B ook Value V = Ot he r W ~Es l imat*d


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FINANCIAL DISCLOSURE REPORTt ~a~.o~P~o~ ~.p~a g e 30

V 1 1 . I N V E S T M E N T S a n d T R U S T S - ~ ...... ,t.~, m~ns (t~tudes ~Sose ofs~ and deptndtnt chOdren;NONE ~o reputable income, assets, or ~a~actions.)

A. ~ B. C. D.I Inco~ dung G~ss vaI~ at ~d T~sachons d~ng re.fling

(including ~t ~) ~ing ~ of~aing(0 ( 2 ) (0 ~ (2) (3) ~ (4) ( 5 )PI~e"(X)" a~e~h ~ ~o~t [ T~ (e.g., Value Vue Ty~ (e.g., [ Date Value Gain ldend~ ofcxcmpt~mpfi~discl~ C~el ~ div.,~nK ~e2 Me~ ~y,~l~ [m~/d~ C~e2 C~I( A - H ) [ orint) (J- P) C~e3 re~ption) [ (J- P) ? (A-H) : (ifp6vate

( Q - W ) ] [ ~s~tion)

324. ~ld ~9109 J A~ m)325. B uy 08/20/09

326. S o l d 11/02/09 J A( p a n )327. B u y 11/16/09 J

328. Sold 1 1 1 1 9 1 0 9 J B( p a n )3 2 9 . B u y 1 1 / 2 5 i 0 9 J

330. N o n e S o l d 11/27/093 3 I . -Barclays Bank PLC Ipath Exchange Trd None Sold 104/02/09 JNotes FD3 3 2. -ISH RES B ARCLY TIP S B D FD S old 02/18/09 J( p a n )333. B u y !04/02/09 J3 3 4 . B u y 04/09/09 J

335 . A Int./Div. J T B uy 1 0 8 / 2 . 0 / 0 9 J3 3 6 . -ISIIRS S H RT TILES B D S old 02/18/09 J A337. So ld 04/02/09 J( p a n )~ 3 ~ . B u y 0 4 / 0 9 / 0 9 J

3 3 9 . B uy 08/20/09 J

340. B uy 1 1 1 0 2 1 0 9 J

{ScCol~ C2) U -B~k Valu~ V ~h~ W ~ma~d


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Name ef Person R eporting / Date of ReportFINANCIAL DISCLOSURE REPORT - $uko, LonnytL ( 4 / 9 / 2 0 1 0P a g e 2 4 o f 3 0

NONE ~o r e p o r t a b & i n c o m e , a s s e t s, o r t r a n s a c ti o n s O~scfipfion of As~B l~omc d~ng G ~ s s w l u ~ a t e n d T~cfions d~ng r~ing

o) ~ ~) [ O) (2) 0) (2) (3) ~ (4)Place "(X)~ after e~h ~t ~ A mo~ t ~ T~ (e,g., ~ V alue Vgue T~ (e.~, Date Value Gainexempt~mpfiordiglos~ ~ C~I ~ div.,~ C o d e 2 Me~ b~,sell, m~d~ ~ C~2 C~ I ~ buy~/sdl~](A-H) ] or in t .) [ (J-P) ~ C~3 ~mption) (J-P) ~ (A-ll) (i fpf ivate

3 4 1 . N o n e So l d I 1 /25 /09

342. -SPDR BRCL CAP I-3MTH ETF (X) B uy 02/17/09 J

3 4 3 . S o ld 02/1 8 /09 Jp a r t )

3 4 4 . B u y 04 /02/09 J

345 . B uy 04109/09 J3 46 . Sold 08/20/09 J( p a n )3 4 7 . None So l d 1 0 1 1 4 /0 9 J A

348. -IPATH ETN SER A DJ AIG FD B uy 02/18!09 J349. None Sold 04/02/09 J350. - IPATH JB UBS COMMOD ETN B uy 10/t4 /09 J351. A Int./Div. Sold 11/25/09 J A352. -ISHARES FTSF_/XINHUA CH25 B uy 00/02/09 J

3 5 3 . So l d 04/09 /09 J A( p a r t )3 5 4 . Bay 08/20 /09 J

355. A Int./Div. S o l d 11/25 /09 J A356. - ISHAKES S& P PRD STOCK B uy 0 4 1 0 2 / 0 9 J

; 357 . A lnt./Div. Sold 04/09/09 J A

(S C o lum~ BI and D4 ) F =$50,001 - $100,000 G -5100,001 - $1,000.000 HI =$1,000,001 - 55,000,000 H2 -Mere tkan $5,000,000(S~ t C o lumm C I and D3) N --I;250.001 - $500,000 0 =$500.001 - $ 1 ,000,000 P I =$1 ,000,001 - $5 .000 ,000 P2 =$5,~ 00,0q I - $25.000,000


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FINANCIAL DISCLOSURE REPORTPage 25 of 30 s~o, ~a~r ~ 4 / 9 / 2 0 1 0

VII. ~VEST~NTS and TRUSTS - ~o.,.~ N O N E ~ o reportable income, ~sets, or ffa~actions.)A, I B .D~pfioa of As~ [ I n c om e d ~ g G~ valu~ a t ~d~g ~ of ~ning p~incI~ng ~t ~) (1) / (2) (1) (2)] (I) (2) (3) [ (4) { (5 )

P l a c e " ( X ) " ~ e ~ h ~ m ~ Amount~ T~{e . g ., ~ Value ![Value T~(e .g - , D a t e V a lu e ] G a in ~ Iden l iwof~ e x e m p t ~ m p 6 ~ ~ l o s ~ e [ C~I div., ~ ~ C o d e 2 : Me~ ~ buy, ~l l , ~d~ C~e 2 ] C~e I ~ buycr/sll~( A - H ) o r i n t . ) ~ [ I - P ) C~3 ~ ~ m p t i on ) ~ [ J - P ) ~ ( A - H ) ( i f p r i v a t e

358. -ISIS ~V GR BOND E~. B uy 0 2 1 1 8 / 0 9 J~ 5 9 , None Sold ~ 1 0 ~ 0 9 J

360. - IPATH GOLDMAN SACHS CRUD OIL B uy 08/20/09

3 6 1 . S o l d 1 1 / 0 2 / 0 9 J A(pan)362. None J T B uy I 1 1 2 5 / 0 9 J

3 6 3 . -POWERSHARE US DOLLAR IDX B u y 0 4 / 0 2 / 0 9 J364 . Sold 05/08/09 J( p a n )365 . B uy 10/27/09 J

366 . B uy 11/02/09 J

367. Sold 1 I / 1 6 / 0 9 J( p a n )368 . B uy 11/25/09 J

369. A lntJDiv. J T B uy 1 2 / 2 3 1 0 9 J370. - P O WE RS H A RE S D B U S D O L L B uy 1 0 / 0 9 , 0 9 J

371. B uy 1 0 / 1 4 1 0 9

372. A IntJDiv. Sold 10/21/09 J A373 . - POW ERSHARES QQQ SERI ETF B uy 0 8 1 2 0 1 0 9 J374 . B uy 10/09/09 J


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1~qANCIALD I S C L O S U R E REP O RTPage 26 of 30 ,v9/ 2olo

NONE ~o reportable income, assets, or ~a~actions.)

, ~s~ value ~t endescr iption of As~ I~ome ~g ~ of relningincluding~s,m~)(I) ~) 1 1 ) 12 (I ) (2), (3)(4) , (5 )

P l ~ c " ( X ) " a R ~ r c ~ h m s ~ t Amo~ T)~ ( g , .~ Value Val~ [ T~ ( e . g . . Date] Value [ Gain] ldenfi~ ofe x e m p t ~ p r i o r S s c l o s~ ~ C ~ 1 ] div.. mL C~2 Mrth~ : buy. ~IL ~ ~d~ C~2 C~ I ~ buyer/seller( A - I I ) ~ o r i n t . ) { J - P ) [ C~ e 3 ~: r~cmpfion) U - P ) [ (A-H)~ (ifp~val

375 . Sold 10~6 /09 J A

~6, B u y 1 1 / 1 6 / 0 9 J~ 7 7 . So l d 11/19/09 JO r e )~ 7 8 . A Int~iv. So ld 11~5/09379. - PWRSHRE DB CRUDE OIL ETN B uy 04/02/09

380. So ld 04/09/09 J3 8 I . A Int./Div. So ld 08/20/09 J A382. - PROSHRS ULTR Sl IT S&P 500 B uy 03 /1 1 /09 J

3 83 . S o ld 04/02/09 J

384. B uy 04/09/09 J385 . Sold 04/17/09 J( p a n )386. B uy 04/21/09 J387. So ld 05/08/09 J( p a n )

388. Sold 06/01/09 J 3 8 9 . B uy 06/22/09 J390 . None Sold 08/20/09, J391. - PROSHARES SHORT S&P 500 B uy 02/18/09 J

Co lumns C1 and D3) N ~$250,001 o $ 500,ff00 O -$500 ,001 . $ 1 ,000 ,000 P I =$ 1 ,0 00 ,0 01 $ 5 ,0 00 ,0 00 P 2 ~ $ 5, 00 0, 00 1 - $2 5, 00 0, 00 0

C ok~ nn C 2 ) 1 3 Book Val u e V = Ot he r W =Est imated


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F I N A N C I A L D I SC L O S U R E REPORTtNnmeOfPa r|0n Reporting t

Date of Report

Page 27 ot30 S,,ko, t o ~ n y g 4 / ~ : 2 o l o

~ N O N E i ncome , ~se t s , o r t ramac t ions . )~ o reportableDescription ofA~ ~* Income d~g G~s ~lue at end(i~luding~t ~set*) ~g~fi~ i ofr~ning~

Plac(X)a~r~h~et [Amo~i T~(.g., V~u V~uc I T~(e.g., [ Date ; Val~ ~ Gain ld~ti~of

(J- P) ~ C~e3 ~ ~e~fioo) [ [ (J-P) [(A-H) [ (if~vatent.)

392. So ld ~/0~09 J

393. Buy 10/26/09 J

394. B U y 11/02/09 J

395. S o l d 1 1 / I 1 / 0 9 J( p a r t )396. B uy i 1 1 / 1 9 / 0 9 J

397. None J T B uy I 1 / 2 5 / 0 9 J

398. SPDR GOLD TRUST ETF B uy 0 9 / 1 7 1 0 9 J399. So ld 11/02/09 J A400. B u y 11/04/09 J401. B uy 1 1 / l 1 / 0 9 J

4 0 2 . A I n t . / D i v . S o l d 1 1 1 2 5 / 0 9 J A

403. -ULTRA FINANCIAL PROSETF B uy 04/02/09 J404. So ld 04/09/09 J A( p a n )405. B u y 05/08/09 J406. A lnt.fDiv. Sold 06/16 /09 J407. -W IS DOMTREE L/C DV D FD B uy 04/02/09 J

408. S o l d 06/16/09 J A( p m )

I . Income Gain Codes: A = $ l ,OOO or ~ B =$1 ,001 - $2,5 00 C =$2,501 - $5 .000 D =$5 ,001 - $1 S ,000 E =$1 5 ,001 - $50,000(S ee C olin ar ts B I an d D4 ) F =$ 50,00 1 - $ 100 .D 00 G =$1 00.00| - $1,000,000 HI =$1.0CO,001 - $5 ,000.000 H 2 =M ort t h an

2 . Val u e COd ~ J =SI 5 ,000 or I~ K =$1 5 .001 - $50,000 L =$50,001 - $1 00,000 M -S 100,OOI -(5 C 0h w am CI ~ d D 3) " N = $25 0,001 - $ 500,000 0 ~$500,001 - $ | ,000,000 Pl ~$1 ,000,001 - $5,000,000 P2 =$5 ,000,00! - $25,000,000

P3 =$25,000,001 . $50.000,000 P4 =M ore t h an3 . V alu Me th od Cod e s Q =Ap p raisal R -Cost {Real Estate Only) S = A s s ~ s m e ~ t T =Cash M ark e t(See Column C2) U " B o o k V a | ~ V = Ot he r W ~Eg imat ed


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Name of Person Reporting Date of Rel~rtFINANCIAL DISCLOSURE REPORT- S ~ k o , L o n ~ y ~Page 28 of 30 I

V I I . I N V E S T M E N T S a n d T R U S T S - ~,o,,~, ~,t,,, ~,,,~,~o~ a~tud~ thos, of $~t and de~ntNONE ~o repoffab & incom e, assets, or tra~actions.)

~ . 1 n . I c.De~ip~on of A~ ~ Income d~ng j G~s~ value at end(ind.di~t~) ~ r~in~ ~ of~.~

exempt ~om p~or disclos~ ! C~e 1 [ div., ~n~ C@ 2 Meth~ buy, scl~ m~d~ C~ 2 j C~e 1 buyerlseller[ (A-H) ~in~) [ (J- P) ~ C~e 3 : r~ption) [ U-P) (A-H) (ifpfivale ~ I ~ (Q.~ ~ : ~sa~ion),

409. Sold 08/20/09 J Atart)410. I~ Int./Div. Sold 10/01/09 J B

4 1 I . -ISHARES BAR.CLAYS 1-3 YR None K T B uy ! 1/25/09 KTREASURY BOND FLrND~ 1 2 .

( Se e Co l umm C! ~nd D3) N ~$250,001 - $500,(Y.~ O ~ $500 ,001 - $1 ,000 ,0~ P I - $1 , {X ) 0, 00 1 - $ 5 ,0 00 ,0 0~ P 2 ~ $5 ,0 0 0, 00 1 - $ 2 J, 00 0 ,0 00

( Se Cohunn C2) U =Book Vd~ V ~Oth e r W -E s t ima~d


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FINANCIAL DISCLOSURE ~PO~TPage 29 of 30VIII. ~D1TION~ ~FO~TION OR E~L~ATIONS.

1. Page 4 , l ine 8: Account created f rom sales , dividend s and interes t in Management Acct. #1 dur ing 2009.2. Page 8, l ine 73: Name was clanged f rom SP DR Lehman 1-3 Mon th T-Bill FD in 2008 to SPDR B RCL CAP 1-3MTH E-TF in 2009.3. Page 1 6, l ine 210: Name was changed f rom SPDR Leh man I-3 Month T-Bill FD in 2008 to SPDR B RCL CAP I-3MTH ETF in 2009.4 . Page 24 . l ine 342: Name was changed f rom SPDR Lehman 1-3 Month T-Bill FD in 2008 to SPDR BRCL CAP 1-3 MTH ETF in 2009.


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F IN A N CIA L D IS C LO S UR E R EP O R TI s u ~ o , L o n n y ~ . .Page 30 o/30

IX. CERTIFICATION.

I c e r t i fy t ha t a l l i n fo rma t ion g iven above ( i ncl ud i ng In fo rma ti on pe r t a i n i ng t o my sp ouse and ndno r o r dep ende n t c h i l d r en , i f any ) i saccurat e , t rue , and comple t e t o t he be s t o f my know ledge and be l i e f , and t ha t any in formation no t r e p or t e d w as w i t hhe ld be caus e i t me t app l i cab l e s t atu toryp rovi s ions p e rmi tt i ng non-d i s c losure .! fu r t he r c e r t i fy t ha t e arned Income f rom out s i d e emp loyment and honora r ia and t he accep tance of g i f ts wh ich have be e n r e por t e d a re i ncompl i anc e wi t h t h e p rov i s i ons o f 5 U .S .C. a pp . 501 e L seq . , 5 U .S .C. 7353 , and Jud i c i al Confe r enc e r egu l a t i ons .

NOTE: ANY INDIVIDUAL W HO KNOW INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE S UILIECT TO CMLAND CRIMINAL SANCTIONS (5 U.S.C. app. 104 )

FILING INSTRU CTIONSMail signed o r ig inal and 3 add i t ional cop ies to :

Commit t ee o n Financ ia l Disc losu reAdmin is t ra tive Off ice o f the U ni t ed S ta tes Cour t sSu i t e 2-301One Co lumb us C i r c l e , N . E .W ash ing t on , D .C . 205 4 4

Lonny R Suko Financial Disclosure Report for 2009

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