Lawrence S Coogler Financial Disclosure Report for 2010

8/3/2019 Lawrence S Coogler Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. ~q~" 101-111)

1. Person Repor ting ( las t name, f ir s t , middle init ial)Co o g ler , Lawren ce S.

4. Ti t le (Art ic le 111 judges ind ica te act ive o r sen io r s ta tus;magistrate judges indicate full- or part-time)

Ac t i v e Di s t r i c t J u dge

7. Chamber s or O f f ice Addr es sTuscalo o sa Fed era l Bu i ld in g1 1 1 8 G r e e n s b o r o A v e . R m . 3 1 6Tu s ca loos a , AL 3 54 01

2. Cour t or Organiza t ionNor t he r n Di s t r i c t o f A l abam a

5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rm a tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

3. Date of R e p o r t5/9/2011

6. Report ing Pe riod01/01/2010

to12/31/2010

R e v i e w i n g O f f i c e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on la st page.

I . P O S I T I O N S . (Report ing individual o nly; see pp. 9- 13 of f i l ing instruct ions.)~ NONE (No reportablepositions.)

P O S I T I O NI. Direc tor

2.

3.

4.

5.

N A M E O F O R G A N I ZA T I O N /E N T I T YA m e r i ca n C h r i s t ia n A c a d e m y

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)NONE (No reportable agreements.)

1.19992.3.

DATE PARTIES AND TERMSState of Alabama, Retirement Systems - Retirement Account - I have no control over this account.


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FINANCIAL DISCLOSURE REPORTPage 2 o f 8

Name of Person Report ingCoogler, Lawrence S.

Date of Report5/9/2011

I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)A. Fli e r s Non- lnvestmen t Incom e~] NO NE (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME(yours, not spouses)1. 2010 U n i v e r s i ty o f A l a b a m a - S c h o o l o f L a w , S a l a r y f o r t e a c h i n g $5,000.00

2.3.4.

B . S p o u s e s N o n - I n v es t m e n t I n co m e - If you were married during any portion of the reporting year, complete this section.(D ollar amount not required except for honoraria.)

~ (No reportable non-investment income.)O NE

1 . 2 0 1 02.3.4.

DATE SOURCE AND TYPE

IV . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25- 27 o filling instructions.)

NONE (No reportable reimbursements.)SOURCE DATES LOCATION

I.2.3.4.5.

PURPOSE ITEM S PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t in gCoogler , Lawren ce S .

Date o f Report5/9/201 l

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)~ NONE(No reportable gi f ts .)

SOURCE1 . Pr i ce McGi f f e r t Quai l Hun t in g2. T o m C h a m b e rs Q u a i l H u nt ing3. Br i on Ha rd i n Quai l Hun t in g4. C a m L a n i e r Q u ai l H u nt ing5.

DESCRIPTION VALUE$4 50. 00$4 50. 00$4 50. 00

$1 , 2 00. 00

V I . L I A B I L I T I E S . a n e tu d e s those of spouse and dependent children; see pp. 32-33 of fil ing instructions.)~ -~ (No reportable liabilities.)O NE

C R E D I T O R1 . Bank of Tu s ca loos a2. C i t i m o r t g a g e3. B a n k O f A m e r i c a - L o a n s o l d b yC oun t rywi de Mor t ga ge4.5.

D E S C R I P T I O NR e a l E s t a te M o r t g a g e ( C & C R e n t a l )( 3 3 r d )Rea l Es t a t e Mor tgage (Renta l ) (H hi l l s )R e a l E s t a t e M o r t g a g e ( C . C r e e k )

V A L U E C O D EJKL


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N a m e o f P er s o n R e p o r t in gCoogler, Lawrence S.

Date of Repor t5/9/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a /u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

( 1 ) ( 2 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r io r d i s c l o s u r e C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)V alu e ValueCode 2 M e th o d

( J - P ) C o d e 3( Q - W )

T r a n s a c t io n s d u r in g r e p o rt in g p e r io d(l ) (2) (3)Type (e.g., D a t e Value

b u y, se l l, m m/dd /yy Code 2redempt ion) ( J - P )

(4 ) (5 )Gain Identity of

Code 1 buyer /se l l e r(A -H) (if priv ate

transaction)

1. A U S I C o m m o n S t o c k ( P e r s o n a l) N o n e J2. S N V C o m m o n S t o c k ( P e r s o n a l) A Divid en d J3. Renta l P rop e r ty No. 2 , Tu s ca loos a , AL

(__) HH4. Renta l P rop e r ty No. 3 , Tu s ca loos a , AL(~ Cap5. Co o g ler & Co p elan d , Jn t . V n t . ~IZ~ ~T u s c a l o o s a ,A L ) 5 0 % l n t6. Ch eckin g A cco un t #1 Ban k o f Tusca lo o sa

D Rent M WD Rent M WD Rent L W

N o n e J T7. Ch eckin g A cco un t #2 Ban k o f Tusca lo o sa N o n e L8. S a v i n g s A c c o u n t - C o m p a s s B a n k A Interest J9. Money M arke t Accou nt # 1 - Bank of A Interest JTu s ca loos a

1 0 . TD Wate rhou s e Bank Money Marke t A Interest JAccount (__)I1 . TD Wate rhou s e Bank Money Marke t A Interest JAccou nt (CH C)1 2 . TD Wate rhou s e Bank Money Marke t A Interest JAccou nt (H CC)1 3 . TD Wate rhou s e Mon ey Marke t Accou nt A Interest J( A D C )1 4 . Ch eckin g A cco un t - L i fe In su ran ce Trus t - N o n e JBank of Tu s ca loos a1 5 . R F C o m m o n S t o c k ( C H C ) A Div idend J

T

T

T

T

T

T1 6 . W F C C o m m o n S t o c k f o r m e r l y W B ( C H C ) A Div idend J T1 7 . S N V C o m m o n S t o c k ( C H C ) A Div idend J

I

I . Income G ain C odes : A = $1 ,000 or less B = $1 ,001 - $2 ,500 C = $2,501 - $5,000 D =$5,001 - $15,000(Se e Co lum ns B I an d D4 ) F =$50.001 - $100 ,000 G = $100,001 - $1 ,000,000 H I = $1 ,000 ,001 - $5,000,000 H2 = M ore than $5,000,000

2. V a lu e Co d es J = $15 ,000 or le ss K =$15,001 - $50,000 L =$50,001 - $ 100,000 M =$100,001 - $250,000( S ee C olu mns C I and D3) N = $250,001 - $500 ,000 O =$500,001 - $1.000,000 P I = $1,000 ,001 - $5 ,000,000 P2 -$5,000,001 - $25,000,000P 3 ~$25.000,001 - $50,000,000 P 4 =M o re th an $50,000,0003. Value Method ( .odes Q =Ap p r a i sa l R = C os t ( R eal Es t a t e O nly ) S = A s s es s ment T = C as h Mar k et( S ee C olu mn C 2) U = B ook Valu e V = O ther W = Es t imated

E = $ 1 5 ,001 - $ 50 ,000


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FINANCIAL DISCLOSURE REPORTPage 5 of 8

N a m e o f P er s o n R e p o r t in gCoogler, Lawrence S.


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s Income dur ing(including trust assets) r e p o r ti n g p e r i o d(11 (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r io r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

Gross value a t endof report ing period(1) (2)V alu e V alue

C o d e 2 M e th o d(J-P) C o d e 3

( Q - W )

Transactions during report ing period(1 ) (2) (3)

T y p e ( e . g ., Date Va l u ebuy , se l l , m m / d d / y y Code 2

redempt ion) (J-P)

(4 ) (5 )G ain Iden tity o fC o d e 1 buyer /se l l e r(A-H) (if private

transaction)

1 8 . A U S 1 C o m m o n S t o c k ( C H C ) N o n e J1 9 . R F C o m m o n S t o c k ( H C C ) A Divid en d J20 . W F C C o m m o n S t o c k f o r m e r l y W B ( H C C ) A Divid en d J21 . S N V C o m m o n S t o c k (H C C ) A Divid en d J22 . R F C o m m o n S t o ck ( A D C ) A Divid en d J23 . W F C C o m m o n S t o c k f o rm e r l y W B ( A D C ) A Divid en d J24 . S N V C o m m o n S t o ck ( A D C ) A Divid en d J25 .26 .27 .28 .29 .30 .31 .32 .33 .34 .

Rea l Es t a t e Renta l , She rw ood Eas t , L td . E Distribution J1/12I R A ( L S C ) - T m n s A m e r i ca A s s e t A l l o ca t io n N o n e KFundPrep a id Co l leg e Tu i t io n P lan , Sta te o fA l a b a m a ( C H C )Prep a id Co l leg e Tu i t io n P lan , Sta te o fA l a b a m a ( H C C )Prep a id Co l leg e Tu i t io n P lan , Sta te o fA l a b a m a ( A D C )Rea l E s t a t e , IH O P , L L C. , Tu s ca loos a , AL4 0%

D Distribut ion J WN o n e J WN o n e J W

D K - 1 M UMoney M arke t Accou nt #3 , Bank ofTu s ca loos a (CH C)Mone y Marke t Accou nt #4 , Bank ofTu s ca loos a (H CC)Mone y Marke t Accou nt #5 , Bank ofTu s ca loos a (ADC)Sav ings Accou nt - BF E F ede ra l Cred i tUni on

A InterestA InterestA InterestA Interest

JJ

J

J

TT

TT

I , Inc ome Gain C odes : A =$ 1,000 or less B = $1 ,001 - $2 ,500 C = $2,501 - $5,000 D =$5,001 - $15.000( S ee C olu mns B 1 and D4 ) F = $50,001 - $100.000 G =$ 100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,0002. Value Co des J = $15,000 o r less K = $15,001 . $50.000 L -$50,001 - $100,000 M = $ I00 ,001 - $ 250 ,000( S ee C olu mns C I and D3) N =$250,001 . $500,000 O =$ 50 0,0 01 - $1 ,0 00 .0 00 P I -$ 1.0 00 ,0 01 - $5 ,0 00 ,0 00 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003. Valu e Method C odes Q =A p p r a i sal R = C os t ( R eal Es t a l e O nly ) S = A s s es s ment T C a s h M a r k e t(Se e Co lumn C2 ) U = B ook Valu e V ~O thc r W = Es t imated

E = $ 1 5 ,001 - $ 50 ,000


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N a m e o f P er s o n R e p o r t in gCoogler , Lawren ce S .


V I I . I N V E S T M E N T S a n d T R U S T S - inco, .e , valne, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)D NOblE(No reportable income, assets, or transactions. )

A. B. C.Description of Assets Income dur ing Gross va lue a t end(in clu din g tru st asse ts ) reporting period of reporting period

(1 ) (2 ) (1) (2)Place "(X )" after each asse t A m ount Type (e.g., Va l u e V a l u eexempt f rom pr ior d isc losure Code 1 div., rent, Co de 2 Metho d(A-H) o r i n t . ) (J-P) Code 3(Q-W)

35 .36 .37 .38 .39 .4 0.41 .42 .4 3.4 4 .4 5.46 .

Retiremen t System s - State of Alabam a A Interest L THCKT (Personal) None J TRental Property No. 4 -Tuscaloosa , AL (CC) D Rent M W: , . : ~ , , ~ , . . . . . . . . O Dividend K U

Check ing Account Comp ass Bank (CHC) None J TRenta l P rope r ty No . 5 (C. Creek ) - DT u s c a l o o s a , A LMerr i l Lynch Ret ir em ent Fund ~~~C h e c k i n g A c c o u n t C o m p a s s B a n k ( H C C )

R e n t M W

N o n e N T

N o n e J T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( 4 ) ( 5 )Gain Identity of

Code 1 buyer /se l l e r(A-H) (if private

transaction)

(l ) (2) (3)Type (e.g. , Date Va l u ebuy, se l l , mm/dd /yy C o d e 2redempt ion) ( J - P )

T S S A

TSS (CHC) ATSS (HCC) ATSS (ADC) A

Dividend J T

Dividend J T

Dividend J TDividend J T

47 .

I. Incom e G ain Cod es: A = $1,000 or less B = $1,001 - $2,500 C = $2,501 - $5,000 D =$5,001 - $15,000( S c e C o l u m n s B l a n d D 4 ) F=$50,001- $100,000 G= $ 1 00 ,001 - $ 1 ,000 .000 H I $ 1 ,0 00 ,0 01 -$ 5,0 00 ,0 00 H 2= M or e~a n$ 5,0 00 ,0 00

2. V alu e Co des J = $1 5,000 or le ss K = $15 ,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000(Se e Co lum ns C I an d D3) N = $250,001 - $500,000 O = $500,001 - $1 ,000,000 P I = $1,000,001 - $5 ,000,000 P2 =$5,000,001 - $25,000,000P3 =$25.000,001 - $50,000,000 P4 -More than $50.000.0003. Valu e Method C odes Q =Ap p r a i sa l R = C os t ( R eal Es l a t e O nly ) S = A s s es s ment T = C as h Mar k et(Se e C o lu m n C 2) U = B oo k V alue V - O t h e r W = Es t imated

E = $ 1 5 ,001 - $ 50 ,000


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N a m e o f P er s o n R e p o r t in gC o o g l e r , L a w r e n c e S .

D a l : e o f R e p o r t5/9/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)Note :

The p re pa i d t u i t i on p l a ns a r e s t a t e p l a ns t ha t I ha ve no con t ro l ove r . The y a r e v a l ue d a t t he i r cos t .The incom es l i s ted for t he L L Cs and the L td a re K - I i ncomes . The v a lu es fo r t hes e a s s e t s a re s t a t ed a t my o w ners h ip pe rcen tage .The R e t i rement Accou nt l i s t ed on l i ne 3 5 in Sec t ion Vl l cons t i t u t e s the fu nds t ha t a re av a i l ab l e t o me d u e to m y paym ent s i n to my S ta t e o f Alabam aR e t i r e m e n t . W h e n I r e s i g n e d f r o m t h e S t a t e o f A l a b a m a , t h o s e f u n d s b e c a m e a v a i la b l e t o m e . I h a v e c h o s e n t o l e a v e t h o s e f u n d s w i t h t h e S t a te o f A l a b a m aRe t i remen t Sys t ems and draw in t e re s t on t hos e fu nds . Before I r e s igned , t he re t i r ement accou nt w as an ob l iga t ion of t he S ta t e o f Alabam a Re t i remen t Sys t ems topay a pe rcen tage of m y s a l a ry once I r eached re t ir emen t age .


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FINANCIAL DISCLOSURE REPORTP a g e 8 o f 8

IX. CERTIFICATION.

Name of P e r son Repor t ingC o o g l e r , L a ~ v r e n c e S .

Date of Repor~5/9/20

I c e r ti f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .

I f a r t h e r c e rt i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco mp l ian ce wi th th e p ro v i s io n s o f 5 U.S.C. ap p . 501 e t . s eq . , 5 U.S.C. 7 353 , an d Jud ic ia l Co n feren ce reg u la t io n s .

Signa ture : S/Lawren ce S . Coog ler

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W 1 L F U L L Y F A L S I FI E S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t ra t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSui te 2-301O n e C o l u m b u s C i r c le , N .E .W a s h i n g t o n , D . C . 2 0 5 44

Lawrence S Coogler Financial Disclosure Report for 2010

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Transcript of Lawrence S Coogler Financial Disclosure Report for 2010