INVESTOR’S PROBLEMS &

THEIR REDRESSALS

SUBMITTED BY: - MANPREET KAUR MB27032

INVESTOR

Investor is that person who balances in the future income and the risk to earn profit. This includes financial person who invests to earn profits in future by investing in different types of securities

Like Shares, Mutual Funds, debentures, etc.

Objectives of making INVESTMENTS RETURNS: -

= End Period Value- beginning period value+ DIVIDEND * 100

beginning period value liquidity RISK

Complaints of INVESTORS

Against Companies: -Delay in transfer of Shares. Not paying Dividend. Delay in payment of Dividend. Not issuing the original shares.

Against Brokers: - Not issuing the agreement

note. Taking high payments at the

time of sales & purchases. Taking high prices at the time

of purchasing of shares.

Against Depositary Participants: -

Debiting the DMAT A\c. Not sending the A\c description by the

account holder.

Rederassal of Grievances

A new SECTION – 58A has been introduced in the Company Act, 2000, which provides protections to the small investors and also punish them while not performing the rules, and more many efforts are also made in this view.

Like, SEBI has introduced a pamphlet as

‘A Quick Reference guide for Investors.’

Which is mainly introduced for the benefit of the common people.

The investor can also report to different centers at the problems these can be described as follows: -

In the case of Govt. Issues: - Not getting refund To SEBI For Share Certificate Registrar of issue About the allotment letter Stock Exchange

In the case of Listed Securities: - Transfer To SEBI Changes Stock Exchange Duplication Stock Exchange

Conclusions: -

So it can be said that if any of the investor is facing some problems regarding Securities in the share market, so it can be solved by the different REDERRSEL Cells.