Industry/University Cooperative Highlights of Membership ...08/MembershipProcessOutcome... · •...

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Page 1 IUCRC June 2008 Industry/University Cooperative Research Centers Highlights of Membership and Process/Outcome Data FY 2006-2007 IUCRC Evaluator’s Meeting June 12, 2008 Denis Gray, Andrea Lloyd, Denis Gray, Andrea Lloyd, & Lindsey McGowen & Lindsey McGowen North Carolina State University North Carolina State University PDF created with pdfFactory Pro trial version www.pdffactory.com

Transcript of Industry/University Cooperative Highlights of Membership ...08/MembershipProcessOutcome... · •...

Page 1 IUCRC June 2008

Industry/University Cooperative

Research CentersHighlights of Membership and Process/Outcome Data

FY 2006-2007

IUCRC Evaluator’s MeetingJune 12, 2008

Denis Gray, Andrea Lloyd, Denis Gray, Andrea Lloyd, & Lindsey McGowen& Lindsey McGowen

North Carolina State UniversityNorth Carolina State University

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Page 2 IUCRC June 2008

Industry/University Cooperative

Research Centers

MEMBERSHIP REPORT DATA

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Page 3 IUCRC June 2008

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Take Home Message

•• Tracking Tracking ““membershipmembership”” is important is important because it may be the most important because it may be the most important measure of success for centers and measure of success for centers and the IUCRC programthe IUCRC program

•• ButBut……––We need to be very careful in interpreting We need to be very careful in interpreting

changes in membership overtimechanges in membership overtime

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Page 4 IUCRC June 2008

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INDUSTRIAL MEMBERSHIPS BY YEAR

TOTAL NUMBER OF MEMBERS

AVERAGE NUMBEROF MEMBERS PER CENTER

0

100

200

300

400

500

600

700

800

85 88 90 92 94 96 98 '00

'02

'04

'06

0

5

10

15

20

25

85 89 92 95 98 '01 '04 '07

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Page 5 IUCRC June 2008

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AVERAGE MEMBERSHIP TURNOVER

0

1

2

3

4

5

6

89 91 93 95 97 99 '01

'03

'05

'07

Fiscal Year

Mem

bers

MembersAddedthis FY

MembersLeft thisFY

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Page 6 IUCRC June 2008

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Research Centers

Center Director Membership Summary

2.5%2.5%1717US Government: State or localUS Government: State or local

12.5%12.5%7878US Government: Federal US Government: Federal

1.7%1.7%1010NonNon--ProfitProfit

.3%.3%22Other Other

----431431Number of organizations with Number of organizations with membershipsmemberships

111111

405405

623623

CountCount

18%18%Industry: small firms (< 500 employees)Industry: small firms (< 500 employees)

65%65%Industry: large firms (500 + employees)Industry: large firms (500 + employees)

100%100%Total membershipsTotal memberships

PercentPercent

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Page 7 IUCRC June 2008

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Member Composition 2002-2007

0%

10%

20%

30%

40%

50%

60%

70%

2004 2005 2006 2007

LargeSmallFedStateOthers

[1] Categories comprising other include: non-profit, non-US government, and other organization

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Page 8 IUCRC June 2008

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Research Centers

Membership: Organizations with the Most Memberships

U.S. ArmyU.S. Army1818

Fed Aviation Admin*, Ford*, Honeywell, Fed Aviation Admin*, Ford*, Honeywell, Siemens, Toyota, U.S. Air Force Siemens, Toyota, U.S. Air Force

55

Samsung Samsung DroppedDropped

IBM*IBM*66GE, NASA, U.S. Navy, RaytheonGE, NASA, U.S. Navy, Raytheon77Intel Corporation, Lockheed Martin Intel Corporation, Lockheed Martin 88General MotorsGeneral Motors1111BoeingBoeing1212Dept of Energy/ NatDept of Energy/ Nat’’l Labsl Labs1313

OrganizationsOrganizationsNumber of Number of MembershipsMemberships

* Indicates an Organization new to this list

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Government Members95 memberships, 39 organizations

•• Air ForceAir Force•• ArmyArmy•• Center for Advanced Engineering ResearchCenter for Advanced Engineering Research•• City of Columbus (OSU)City of Columbus (OSU)•• City of PhoenixCity of Phoenix•• City of ScottsdaleCity of Scottsdale•• City of TempeCity of Tempe•• Counterintelligence Field ActivityCounterintelligence Field Activity•• County Sanitation Districts of Los Angeles CountyCounty Sanitation Districts of Los Angeles County•• Defense Academy for Credibility AssessmentDefense Academy for Credibility Assessment•• DHS DHS -- Transportation Security AdministrationTransportation Security Administration•• DoDDoD•• DoEDoE•• Federal Aviation Administration Federal Aviation Administration •• Federal Bureau of InvestigationFederal Bureau of Investigation•• Federal Transit AdministrationFederal Transit Administration•• Knolls Atomic Power LaboratoryKnolls Atomic Power Laboratory•• NASANASA•• National Cancer Institute/SAICNational Cancer Institute/SAIC•• National Highway Traffic Safety AdministrationNational Highway Traffic Safety Administration

•• National Reconnaissance OfficeNational Reconnaissance Office•• National Science FoundationNational Science Foundation•• National Security AgencyNational Security Agency•• NavyNavy•• Nebraska Dept. of Economic DevelopmentNebraska Dept. of Economic Development•• NISTNIST•• North Carolina Department of TransportationNorth Carolina Department of Transportation•• Office of Secretary of DefenseOffice of Secretary of Defense•• Oklahoma City Air Logistics CenterOklahoma City Air Logistics Center•• Oklahoma Department of TransportationOklahoma Department of Transportation•• Orange County Sanitation DistrictsOrange County Sanitation Districts•• OSU Information Technology (OSU)OSU Information Technology (OSU)•• Philadelphia Water DepartmentPhiladelphia Water Department•• Pima County Wastewater Management Pima County Wastewater Management

DepartmentDepartment•• Town of MaranaTown of Marana•• Tucson WaterTucson Water•• USDA Forest Service ResearchUSDA Forest Service Research•• USDA Forest Service State and PrivateUSDA Forest Service State and Private•• USSOCOM/SOALUSSOCOM/SOAL--TT

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Single vs. Multi-Site Members

2.42.4----Avg per SiteAvg per Site

6.76.72.92.9Avg per CenterAvg per Center

1531533232Recruited members 2006Recruited members 2006

1.11.1----Avg per SiteAvg per Site

2.92.91.51.5Avg per CenterAvg per Center

67671616Lost members 2006Lost members 2006

7.57.5----Avg per SiteAvg per Site

20.520.513.713.7Avg per CenterAvg per Center

472 472 151 151 MembersMembers

63 (~2.24 per center)63 (~2.24 per center)1111Count of Sites Count of Sites

22221111Count of CentersCount of Centers

Multiple Multiple SingleSingle

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Conclusion and a caution …

•• Membership looks pretty healthy butMembership looks pretty healthy but……•• All our interpretations of membership All our interpretations of membership

changes over time are suspect changes over time are suspect ––Because they are affected by factors Because they are affected by factors

operating at multiple levels of analysisoperating at multiple levels of analysis

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Page 12 IUCRC June 2008

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IUCRC Evolution

NSFNSF--IUCRC Program Composition IUCRC Program Composition 2002 2002 –– 2006 2006

Prepared by Drew Rivers, NCSUPrepared by Drew Rivers, NCSU

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Page 13 IUCRC June 2008

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Overview

•• Current Structural Report provides annual Current Structural Report provides annual counts of program centers and memberscounts of program centers and members

•• However, changes from yearHowever, changes from year--toto--year are year are more complicated than previously more complicated than previously consideredconsidered

•• This document summarizes the evolution of This document summarizes the evolution of the IUCRC program at the Centerthe IUCRC program at the Center--, Site, Site--, , and Memberand Member--level from 2002 level from 2002 -- 20062006

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Trend in Member Counts, By Year

500

550

600

650

700

750

2002 (base) 2003 2004 2005 2006

Mem

ber C

ount

s

System Transition Points

Base for this study

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Interpreting Membership Changes Over Time

•• Changes in membership numbers over time are Changes in membership numbers over time are influenced by changes at different levels:influenced by changes at different levels:

–– Centers: mature centers will graduate (and their Centers: mature centers will graduate (and their members will be dropped) and new centers will be members will be dropped) and new centers will be created (and their members added).created (and their members added).

–– Sites: Generally speaking, new sites are added to Sites: Generally speaking, new sites are added to existing centers. existing centers.

–– Members: Individual members will leave a center and Members: Individual members will leave a center and new members will be added.new members will be added.

•• Changes in program total and average can be due Changes in program total and average can be due to any combination of these factors.to any combination of these factors.

–– Totals are particularly unstableTotals are particularly unstable–– Ex: In 2006Ex: In 2006--2007 8 centers graduated2007 8 centers graduated

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Page 16 IUCRC June 2008

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2005 IUCRC System Changes

2004

43 Centers91 Sites

666 Members

000066No changeNo change

MEMBERSMEMBERS

SITESSITES

CENTERSCENTERS

(23)(23)55(1)(1)NET IMPACTNET IMPACT

--3232001313OutOut

5757001111InIn

--11--1111OutOut

--338855InIn

--9898--171777OutOut

5454151566InIn

MbrsMbrsSitesSitesCtrsCtrsLevel of ChangeLevel of Change

ImpactsImpacts

42 Centers96 Sites

643 Members

2005 Note: Rows are mutually exclusive

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2006 IUCRC System Changes

2005

42 Centers96 Sites

643 Members

000044No changeNo change

MEMBERSMEMBERS

SITESSITES

CENTERSCENTERS

181811(3)(3)NET IMPACTNET IMPACT

--4646001010OutOut

5656001616InIn

22--1111OutOut

10109955InIn

--3333--121266OutOut

29295533InIn

MbrsMbrsSitesSitesCtrsCtrsLevel of ChangeLevel of Change

ImpactsImpacts

39 Centers97 Sites

661 Members

2006

Note: Rows are mutually exclusive

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2004-6 Update

•• 20042004--5: Program level 5: Program level loss of 23 membersloss of 23 members––New and graduating Centers: New and graduating Centers: --4444––Members with site changes : Members with site changes : --4 4 ––Members at existing Centers: +25Members at existing Centers: +25

•• 20052005--6: Program level 6: Program level gain of 18 membersgain of 18 members––New and graduating centers: New and graduating centers: --44––Members with site changes: +12Members with site changes: +12––Members at existing Centers: +10Members at existing Centers: +10

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Page 19 IUCRC June 2008

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Conclusion

•• Changes in programChanges in program--level membership over time can level membership over time can be very misleadingbe very misleading

–– ThereThere’’s a lot of s a lot of ““membership churnmembership churn”” going ongoing on

•• Net change in individual members =Net change in individual members =–– Net change in membership from centers starting & Net change in membership from centers starting &

stoppingstopping–– Net change in membership from sites beginning and Net change in membership from sites beginning and

endingending–– Net change in individual members joining and leavingNet change in individual members joining and leaving

•• Need to look below the aggregate changes in order Need to look below the aggregate changes in order to understand what is really going on.to understand what is really going on.

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Page 20 IUCRC June 2008

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PROCESS – OUTCOME DATA

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Page 21 IUCRC June 2008

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Process/Outcome2005-2006 Response Rates

00+5+5+1+1+1+1New Centers ReportingNew Centers Reporting

00000000Retired/Defunct Centers ReportingRetired/Defunct Centers Reporting

45.3%45.3%48.2%48.2%100%100%100%100%Received / Available PopulationReceived / Available Population

38.7%38.7%42.8%42.8%85.3%85.3%91.2%91.2%Received / PopulationReceived / Population

Response RatesResponse Rates

19219226626629293131Data Received Data Received

42442455255229293131Available PopulationAvailable Population

8812121111Centers that did not return dataCenters that did not return data

323246464422Centers Excused from EvaluationCenters Excused from Evaluation

46446461061034343434PopulationPopulation

323216161111Retired/Defunct CentersRetired/Defunct Centers

49649662162134343434Population from CD reportPopulation from CD report

FacultyFacultyIndustryIndustryFacultyFacultyIndustryIndustryResponse frequenciesResponse frequencies

Individual levelIndividual levelCenter levelCenter level

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Page 22 IUCRC June 2008

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Questionnaire Changes 2006-7

•• Industry Questionnaire Industry Questionnaire –– Shortened (44/27 to 16); One length questionnaireShortened (44/27 to 16); One length questionnaire

»» Some questions droppedSome questions dropped

–– Q5: Q5: ““followfollow--on fundingon funding”” now asked with forced choice now asked with forced choice optionsoptions

•• Faculty QuestionnaireFaculty Questionnaire–– Shortened (from 29); Long (13) and Short (6) Shortened (from 29); Long (13) and Short (6)

QuestionnaireQuestionnaire–– Wording of some items changed so not comparable to Wording of some items changed so not comparable to

previous questionnairesprevious questionnaires

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Page 23 IUCRC June 2008

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Industry Questionnaire

Select ResultsSelect Results

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Page 24 IUCRC June 2008

Industry/University Cooperative

Research Centers

What percentage of Center research projects do you take an active interest in?

2.88 2.912.882.93

1

2

3

4

5

2003-2004 2004-2005 2005-2006 2006-2007

10%

70%

50%

90%

30%

*percentage values on y-axis represent midpoint of response range

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Page 25 IUCRC June 2008

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What percentage of Center research projects do you take an active interest in?

16.6

21.5

29.8

23.4

8.7

17.6

25.423

24.6

9.4

16.5

24.625.8 25

8.1

13.2

28

24.125.3

9.3

0

10

20

30

40

0-19% 20-39% 40-59% 60-79% 80-100%

Percentage of research projects

Perc

ent

2003-2004: M=2.932004-2005: M=2.882005-2006: M=2.882006-2007: M=2.91

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Page 26 IUCRC June 2008

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Research Centers

During the past year, how satisfied were you with the Center’s breadth of research topics covered?

3.864.023.883.82

1

2

3

4

5

2003-2004 2004-2005 2005-2006 2006-2007

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Page 27 IUCRC June 2008

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During the past year, how satisfied were you with the Center’s breadth of research topics covered?

0.8 2.7

23.1

58

15.5

0.73.7

21.2

56.5

17.8

1.7 2.9

25.8

46.3

23.3

0.83.4

18.1

52.8

24.9

0102030

40506070

NotSatisfied

SomewhatSatisfied

VerySatisfied

Perc

ent

2003-2004

2004-2005

2005-2006

2006-2007

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Page 28 IUCRC June 2008

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Research Centers

During the past year, how satisfied were you with the Center’s focus of the research?

3.81 3.933.733.72

1

2

3

4

5

2003-2004 2004-2005 2005-2006 2006-2007

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Page 29 IUCRC June 2008

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During the past year, how satisfied were you with the Center’s focus of the research?

0.4

5.7

26.4

55.1

12.5

0.7

5.2

29.6

50.6

13.9

1.75.4

25.8

47.5

19.6

0.83

23.8

50.6

21.9

0

10

20

30

40

50

60

NotSatisfied

SomewhatSatisfied

VerySatisfied

Perc

ent

2003-2004

2004-2005

2005-2006

2006-2007

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Page 30 IUCRC June 2008

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Value of Center-Stimulated Projects: FY 2006-2007

0

10

20

30

40

50

60

0 10 25 50 100

150

200

250

300

400

500

600

700

800

900

1,00

01,

500

2,00

02,

500

4,00

010

,000

20,0

0030

,000

40,0

0050

,000

60,0

00

Dollars (in thousands)

Nu

mb

er o

f m

emb

ers

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Page 31 IUCRC June 2008

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13 Year Trend – New Research Projects (reported median)

0

0.5

1

1.5

2

2.5

1994

-199

5

1995

-199

6

1996

-199

7

1997

-199

8

1998

-199

9

1999

-200

0

2000

-200

1

2001

-200

2

2003

-200

4

2004

-200

5

2005

-200

6

2006

-200

7

N o

f pro

ject

s

Total Sample 1+ Projects

Note: 2002-2003 data not included

2006-2007Total Sample, M = 1.411+ Projects, M = 2.19

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Page 32 IUCRC June 2008

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13 Year Trend - Total Dollar Value of Projects(reported median)

0

50,000

100,000

150,000

200,000

250,000

300,000

1994-1995

1995-1996

1996-1997

1997-1998

1998-1999

1999-2000

2000-2001

2001-2002

2003-2004

2004-2005

2005-2006

2006-2007

Dol

lars

$$ per Member $$ per Member if 1+ Projects$$ per Project

Note: 2002-2003 data not included

2006-2007$$ per Member, M = $698, 577$$ per Member if 1+ Projects, M = $870,613$$ per Project, M = $453,565

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Page 33 IUCRC June 2008

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4 Year Trend - Total Dollar Value of Projects(reported mean)

0

200

400

600

800

1000

2003-2004 2004-2005 2005-2006 2006-2007

Dol

lars

(in

thou

sand

s)

$$ per Member $$ per Member if 1+ Projects$$ per Project

Note: Data collected by forced choice format beginning 2006-7

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Page 34 IUCRC June 2008

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Estimating IUCRC-Wide Follow-on Funding

157

433

176 167

0

50

100

150

200

250

300

350

400

450

2006-7 (in Millions of Dollars)

Reported (N=225)

Estimated (N=621) Based onMean

Estimated (N=621) Based onMedian

Estimated (N=621) Based on50% Median

192

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Page 35 IUCRC June 2008

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During the past year, how many students trained in the Center projects were hired by your organization?

0.1

0.2

0.3

0.4

0.5

0.6

1998-1999 1999-2000 2000-2001 2001-2002 2002-2003 2003-2004 2004-2005 2005-2006 2006-2007

mea

n

Note: 2002-2003 data based on subset of Centers

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Page 36 IUCRC June 2008

Industry/University Cooperative

Research Centers

During the past year, to what extent has participation in the Center contributed to the following benefits for your organization?

Research and Development

3.423.183.223.09

1

2

3

4

5

2003-2004 2004-2005 2005-2006 2006-2007

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Page 37 IUCRC June 2008

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During the past year, to what extent has participation in the Center contributed to the following benefits for your organization?

Research and Development

5.4

18.8

37.5

30.4

8

0

5.6

16.9

39.4

23.9

9.9

4.22.5

12.5

33.3

38.4

10.8

2.56.1

16.4

33.6

27.9

11.8

4.2

0

10

20

30

40

50

Noimpact

SlightImpact

ModerateImpact

HighImpact

Very HighImpact

N/A

Perc

ent

2003-2004

2004-2005

2005-2006

2006-2007

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Page 38 IUCRC June 2008

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During the past year, to what extent has participation in the Center contributed to the following benefits for your organization?

Commercialization

2.32 2.272.142.12

1

2

3

4

5

2003-2004 2004-2005 2005-2006 2006-2007

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Page 39 IUCRC June 2008

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During the past year, to what extent has participation in the Center contributed to the following benefits for your organization?

Commercialization

36

20.7

29.7

7.2

1.84.5

34.3

18.6

22.9

8.6

2.9

12.9

26.123.5

28.6

8.4

0.8

12.6

32.4

20.517.4

9.7

3.1

17

0

10

20

30

40

Noimpact

SlightImpact

ModerateImpact

HighImpact

Very HighImpact

N/A

Perc

ent

2003-2004

2004-2005

2005-2006

2006-2007

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Page 40 IUCRC June 2008

Industry/University Cooperative

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During the past year, to what extent has participation in the Center contributed to the following benefits for your organization?

Professional Networking

3.64 3.533.473.41

1

2

3

4

5

2003-2004 2004-2005 2005-2006 2006-2007

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Page 41 IUCRC June 2008

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During the past year, to what extent has participation in the Center contributed to the following benefits for your organization?

Professional Networking

1.8

14.3

31.3 30.4

22.3

0

4.2

14.1

33.8

26.8

16.9

4.23.3

8.3

29.2

37.5

20

1.73.9

11.8

32.5 31.4

16.1

4.3

05

10152025303540

No impact SlightImpact

ModerateImpact

HighImpact

Very HighImpact

N/A

Perc

ent

2003-2004

2004-2005

2005-2006

2006-2007

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Page 42 IUCRC June 2008

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During the past year, how satisfied were you with center administrative operations?

4.1 4.134.253.99

1

2

3

4

5

2003-2004 2004-2005 2005-2006 2006-2007

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Page 43 IUCRC June 2008

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During the past year, how satisfied were you with center administrative operations?

0.94.5

12.7

51.8

30

0 0

13

52.2

34.8

0.8 0

14.3

54.6

30.3

02

14.8

52.7

30.5

0

10

20

30

40

50

60

NotSatisfied

SlightlySatisfied

Satisfied QuiteSatisfied

VerySatisfied

Perc

ent

2003-2004

2004-2005

2005-2006

2006-2007

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Page 44 IUCRC June 2008

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Will your organization renew its membership?

4.11 4.013.914.09

1

2

3

4

5

2003-2004 2004-2005 2005-2006 2006-2007

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Will your organization renew its membership?

0.83.4

14.4

52.9

28.5

2.3 3.8

16.8

50

27.1

0.4 0.9

14.5

52.8

31.5

1.9 2.3

14.6

50.8

30.4

0

10

20

30

40

50

60

DefinitelyNot

ProbablyNot

Uncertain ProbablyYes

DefinitelyYes

Perc

ent

2003-2004

2004-2005

2005-2006

2006-2007

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Faculty Questionnaire

Select ResultsSelect Results

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Page 47 IUCRC June 2008

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Faculty Long and Short Forms

1231236969Sample sizeSample size

19191010# of centers using form# of centers using form

0077# of unique questions# of unique questions

6666# of questions in common# of questions in common

661313# of items# of items

Short FormShort FormLong FormLong Form

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Page 48 IUCRC June 2008

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Compared to the research projects that you typically conduct outside the Center, would you describe your Center-funded research as:

3.563.3

3.53.433.54

1

2

3

4

5

2002-2003 2003-2004 2004-2005 2005-2006 2006-2007

Muc

h m

ore

basi

c----

--M

uch

mor

e ap

plie

d

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3.763.764.13

3.843.68

1

2

3

4

5

2002-2003 2003-2004 2004-2005 2005-2006 2006-2007

During the past year, how satisfied were you with the quality of center-supported research program?

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Industry/University Cooperative

Research Centers

3.73.87 4.013.82

3.62

1

2

3

4

5

2002-2003 2003-2004 2004-2005 2005-2006 2006-2007

During the past year, how satisfied were you with the relevance of the Center’s research program to my professional goals?

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Industry/University Cooperative

Research Centers

During the past year, what impact has participation in the Center had for YOU in the following areas?

The feeling of accomplishment I get from the research I do

3.463.62 3.583.573.60

1

2

3

4

5

2002-2003 2003-2004 2004-2005 2005-2006 2006-2007

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Page 52 IUCRC June 2008

Industry/University Cooperative

Research Centers

During the past year, what impact has participation in the Center had for YOU in the following areas?

Opportunities for research contracts/grants

3.323.63 3.75

3.303.15

1

2

3

4

5

2002-2003 2003-2004 2004-2005 2005-2006 2006-2007

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Page 53 IUCRC June 2008

Industry/University Cooperative

Research Centers

During the past year, what impact has participation in the Center had for YOU in the following areas?

Recognition I receive for the work I do

3.253.383.133.253.19

1

2

3

4

5

2002-2003 2003-2004 2004-2005 2005-2006 2006-2007

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Page 54 IUCRC June 2008

Industry/University Cooperative

Research Centers

During the past year, what impact has participation in the Center had for YOU in the following areas?

Access to useful equipment

2.793.12 2.953.05

2.67

1

2

3

4

5

2002-2003 2003-2004 2004-2005 2005-2006 2006-2007

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Page 55 IUCRC June 2008

Industry/University Cooperative

Research Centers

During the past year, what impact has participation in the Center had for YOU in the following areas?

Ability to support graduate students

3.243.58 3.623.463.25

1

2

3

4

5

2002-2003 2003-2004 2004-2005 2005-2006 2006-2007

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Page 56 IUCRC June 2008

Industry/University Cooperative

Research Centers

During the past year, how satisfied were you with center administrative operations?

3.93.904.113.90

3.68

1

2

3

4

5

2002-2003 2003-2004 2004-2005 2005-2006 2006-2007

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Page 57 IUCRC June 2008

Industry/University Cooperative

Research Centers

How Should These Process/Outcome Results be Used?

uuBy comparing means, medians, and By comparing means, medians, and standard deviations, evaluators can see how standard deviations, evaluators can see how their centers compare to national their centers compare to national ““normsnorms””uuInsert national data into industry software Insert national data into industry software

tools for this year/last year comparisons with tools for this year/last year comparisons with your centeryour centeruuMove current center means to previous year Move current center means to previous year

in ein e--mail software packagemail software package

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