Historical Disaster Enesecxpi re - download.e-bookshelf.de · Contents Part I State of Research,...
Transcript of Historical Disaster Enesecxpi re - download.e-bookshelf.de · Contents Part I State of Research,...
Historical Disaster Experiences
Towards a Comparative and Transcultural History of Disasters
Across Asia and EuropeGerrit Jasper Schenk Editor
123
Transcultural Research – Heidelberg Studies
on Asia and Europe in a Global Context
Series editors
Madeleine Herren
Thomas Maissen
Joseph Maran
Axel Michaels
Barbara Mittler
More information about this series at http://www.springer.com/series/8753
Gerrit Jasper Schenk
Editor
Historical DisasterExperiences
Towards a Comparative and TransculturalHistory of Disasters Across Asia and Europe
EditorGerrit Jasper SchenkFachgebiet Mittelalterliche GeschichteInstitut für GeschichteDarmstadt, Germany
ISSN 2191-656X ISSN 2191-6578 (electronic)Transcultural Research – Heidelberg Studies on Asia and Europe in a Global ContextISBN 978-3-319-49162-2 ISBN 978-3-319-49163-9 (eBook)DOI 10.1007/978-3-319-49163-9
Library of Congress Control Number: 2017934489
© Springer International Publishing AG 2017This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part ofthe material is concerned, specifically the rights of translation, reprinting, reuse of illustrations,recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmissionor information storage and retrieval, electronic adaptation, computer software, or by similar ordissimilar methodology now known or hereafter developed.The use of general descriptive names, registered names, trademarks, service marks, etc. in thispublication does not imply, even in the absence of a specific statement, that such names are exemptfrom the relevant protective laws and regulations and therefore free for general use.The publisher, the authors and the editors are safe to assume that the advice and information in thisbook are believed to be true and accurate at the date of publication. Neither the publisher nor theauthors or the editors give a warranty, express or implied, with respect to the material containedherein or for any errors or omissions that may have been made. The publisher remains neutral withregard to jurisdictional claims in published maps and institutional affiliations.
Cover illustration: Ambrosius Theodosius Macrobius, Commentary of Cicero’s ‘Somnium Scipionis’(Venice: Lucantonio Giunti/Augustino de Zannis da Portese, 1513), fol. 1r, woodcut. BayerischeStaatsbibliothek, Munich: 2 A.lat. b 493. Credit by Bayerische Staatsbibliothek München.
Printed on acid-free paper
This Springer imprint is published by Springer NatureThe registered company is Springer International Publishing AGThe registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Acknowledgments
That books also have a destiny prior to their making is well known. This volume is
no exception. As the editor, I am happy and relieved that the long process of editing
and printing, which really stretched the patience of the authors, has come to an end.
Therefore, I wish to express my gratitude first of all to the contributors of this
volume for their faith in the project.
Thanks to all those who have supported the work on the long road to printing, in
particular Kristine Chalyan-Daffner, Eleonor Marcussen, Martin Bauch, Julia Itin,
Benedikt Mette, Susanne Dressler-Mutz, Robert Schwank, and Andrea Hacker—all
team members in Heidelberg and Darmstadt, who have contributed to the success
of the preceding conferences in Heidelberg, Beirut, and New Delhi and thus to
the development of the volume. Without Elaine Griffiths’ thorough editing, the
adventure of assembling a volume of English texts from all kinds of linguistic and
cultural backgrounds into a readable whole would certainly not have been possible.
Language nuances and coloring, however, are unavoidable: those who do research
in a cross-cultural perspective consider variation an enrichment.
The topic of this volume may be gloomy at first glance, but it is worth the effort:
research on the historical dimension of disaster experiences shows not only that
cultures are sensitive tissues but also how elastic they are and what surprising
patterns, combinations, and opportunities for change they offer. This book invites
the reader to discover the diversity and similarities of these experiences and thus to
learn about oneself. As the editor, this is what I am grateful for: the additional
insight that I have gained from the collected research on the topic of this volume.
I hope and wish that the readers will be able to share the same experience.
December 2015 Gerrit Jasper Schenk
v
Contents
Part I State of Research, Concepts, and Methods
Historical Disaster Experiences: First Steps Toward a Comparative
and Transcultural History of Disasters Across Asia and Europe
in the Preindustrial Era . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Gerrit Jasper Schenk
Living with Hazard: Disaster Subcultures, Disaster Cultures
and Risk-Mitigating Strategies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
Greg Bankoff
Part II Materiality of Disasters: Natural Impact, Social Experience
Several Natural Disasters in the Middle East (at the Beginning
of the Eleventh Century) and Their Consequences . . . . . . . . . . . . . . . . . 63
Juliette Rassi
Fanaʾ and Fasad: Perceptions and Concepts of Crises and Disasters
in Fourteenth-Century Egypt . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81
Sarah Büssow-Schmitz
The Black Death and the Human Impact on the Environment . . . . . . . . 93
Stuart Borsch
The Day the Sun Turned Blue: A Volcanic Eruption in the Early
1460s and Its Possible Climatic Impact—A Natural Disaster
Perceived Globally in the Late Middle Ages? . . . . . . . . . . . . . . . . . . . . . 107
Martin Bauch
Cultural Implications of Natural Disasters: Historical Reports
of the Volcano Eruption of July, 1256 CE . . . . . . . . . . . . . . . . . . . . . . . 139
George Saliba
vii
When Europe Was Burning: The Multi-season Mega-drought
of 1540 and Arsonist Paranoia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 155
Christian Pfister
Part III Heaven and Earth: Searching for Reasons
“Assur Will Suffer:” Predicting Disaster in Ancient Egypt . . . . . . . . . . 189
Joachim Friedrich Quack
“Natural” Disasters in the Arabic Astro-meteorological Malh˙ama
Handbooks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 207
Kristine Chalyan-Daffner
Tracing the Will of the Stars: Indian Astrology and Divination About
Natural Disasters and Threats . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 225
Audrius Beinorius
Explaining the 1934 Bihar-Nepal Earthquake: The Role of Science,
Astrology, and “Rumours” . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 241
Eleonor Marcussen
Part IV Urban Experience: Earthquakes and Fires
The 1173/1759 Earthquake in Damascus and the Continuation
of Architectural Tradition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 269
Verena Daiber
Living with Disaster: Aleppo and the Earthquake of 1822 . . . . . . . . . . . 295
Stefan Knost
“The Great Fire in Cairo in 1321:” Interactions Between Nature
and Society . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 307
Syrinx von Hees
Perceiving Urban Fire Regimes in Europe and China (1830 to 1870):
British Fire Insurance Businesses and the Sudden Challenge
of Globalisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 327
Cornel Zwierlein
Part V Frequent Experience and Adaptations: Floods and Landscapes
of Defence
Economic Adaptation to Risky Environments in the Late Middle Ages:
The Case of the Accrues of the Doubs in Chaussin (Jura, France) from
c. 1370 to c. 1500 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 355
Thomas Labbe
viii Contents
Measuring “Disaster”: The “Everydayness” of Fluvial Landscapes
and the Colonial State in Gangetic Diaras, 1790s–1880s . . . . . . . . . . . . . 369
Nitin Sinha
When the “Deluge” Happened: The Flood of 1929 in the Surma–Barak
Valley of Colonial Assam . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 379
Monisankar Misra
Alpine Landscapes of Defence: On Modern-Vernacular Avalanche
Protection Systems in the Swiss Alps . . . . . . . . . . . . . . . . . . . . . . . . . . . 399
Michael Falser
Name Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 423
Place Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 427
Subject Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 431
Contents ix
Part I
State of Research, Concepts, and Methods
Historical Disaster Experiences: First Steps
Toward a Comparative and Transcultural
History of Disasters Across Asia and Europe
in the Preindustrial Era
Gerrit Jasper Schenk
Abstract This introductory contribution presents the main topics of the volume. It
positions research on historical natural disasters as a recent trend bridging environ-
mental history, cultural studies, and global history. The appropriate terms, con-
cepts, theories, methods, and problems associated with this topic are also discussed.
Particular attention is payed to the translingual conceptual history of “disaster” and
“catastrophe” and on the concept of “cultures of disaster,” as developed by Greg
Bankoff, with their specific vulnerability or resilience in the context of “naturally”
induced disasters. The questions that form the basis of the contributions to this
volume are presented in detail and include (trans)cultural learning processes based
on experiences of historical disasters, the hybrid character of natural disasters and
their relationship to nature, society, and power, and finally concerning the role of
governance and the consequences of glocalisation processes. To conclude, this
contribution summarises initial results in the form of hypotheses while mainly
concentrating on the transcultural experiences of historical disasters in the
preindustrial era.
Interaction with the natural environment is part of the stock of experience of any
society and is also a condition for its existence. It can be argued that the question of
the cultural specificity of these “societal relationship(s) with nature”1 and their
changeability represents one of the basic issues of all cultures in history and the
present. This holds true for the greatest length of time spent by humanity on Planet
Earth in the simple sense of its changing ability to survive within a setting that, on
the one hand, supplies all things necessary for life and, on the other, contains
G.J. Schenk (*)
Fachgebiet Mittelalterliche Geschichte, Institut für Geschichte, Darmstadt, Germany
e-mail: [email protected]
1This phrase attempts to render adequately the traditional German concept of “gesellschaftliche
Naturverhaltnisse;” see footnotes 46–50 for further remarks on this concept.
© Springer International Publishing AG 2017
G.J. Schenk (ed.), Historical Disaster Experiences, TransculturalResearch – Heidelberg Studies on Asia and Europe in a Global Context,
DOI 10.1007/978-3-319-49163-9_1
3
numerous threats to survival.2 Today, however, this is also true in a high-tech global
society, which is far more dependent on material foundations than ever before in the
history of humankind, and in which there is an ever greater awareness of our own
role and agency within the complex system we call “the world.”3 This is shown in
the very fact that current policy-making takes account of the assumed intentional
changeability of societal relations with nature and the natural environment. The
daily media reports on international policy to counter climate change, on rising
resource prices, and oppressed environmental movements in dictatorships should
be sufficient proof.
The contributions in this volume attempt to give an impression of societal
relations with nature in the history of different cultures of Eurasia, which often
have complex relationships with one another. They cite the experiences of histor-
ical (natural) disasters, while adopting a global historical perspective. This intro-
duction begins by presenting the general topic of the volume, along with a few
central terms and concepts. It outlines some of the research traditions underlying
the question and explains essential issues. Finally, it describes the way the volume
arose from a joint research process and what it aims to offer the reader by way of
results. Readers who want a quick overview of the contents of this book may
therefore skip to the last section of this introduction.
Nature, Culture, and Disaster: Concepts, Research,
and Questions
The way societies interact with their natural environment is deeply cultural, just as
the first sentence of this introduction is strongly shaped by a European mindset that
construes “nature” and “society” (or “culture”) as dichotomous entities and relates
them to each other.4 Since a comparative or transcultural perspective on global
2See David Arnold, The Problem of Nature: Environment, Culture, and European Expansion(Oxford: Blackwell, 1996), 56–73; a popular but academically problematic treatment by Jared
M. Diamond, Collapse: How Societies Choose to Fail or Succeed (New York: Viking, 2005);
criticism from Patricia A. McAnany and Norman Yoffee, eds., Questioning Collapse: HumanResilience, Ecological Vulnerability, and the Aftermath of Empire (Cambridge: Cambridge Uni-
versity Press, 2010).3We cannot here go into this and the logical problems of differentiation in the systems “world,”
“environment”/“nature,” “society” (e.g. our bodies etc.). In this regard see Niklas Luhmann,€Okologische Kommunikation: Kann die moderne Gesellschaft sich auf €okologische Gef€ahrdungeneinstellen? 4th ed. (Wiesbaden: Verlag für Sozialwissenschaften, 2004),11f., 36–39, 71, 218–226,and passim.4For different angles on dealing academically with the construction and constructedness of nature
vs. culture, see Melanie Reddig, “Die Konstruktion von Naturwelt und Sozialwelt: Latours und
Luhmanns €okologische Krisendiagnosen im Vergleich,” in Verschwindet die Natur? Die Akteur-Netzwerk-Theorie in der umweltsoziologischen Diskussion, ed. Martin Voss and Birgit Peuker
(Bielefeld: transcript, 2006), 129–147. On the historical development in Europe see e.g. Dieter
4 G.J. Schenk
history can be largely determined by analytical prestructuring through the unthink-
ing use of European terms, it is worth reflecting briefly about the way in which some
of the central terms and concepts are used here.5 This hermeneutic precaution is not
intended to provincialise Europe, but, like the work of Dipesh Chakrabarty, should
cast a self-enlightening glance at the problems of writing history beyond national-
ism and ideologies—“toward a history on equal terms.”6 This may be accomplished
by drawing on the history of translingual concepts and critically reviewing relevant
concepts and metanarratives. The awareness of the culture-specific genesis of a
concept by no means delegitimises any normative or universal claims it may have,
but it does help us to deal critically with the concept’s validity in specific contexts.
Not just an ordinary reader, but also one familiar with cultural studies, will have
found the topic defined at the beginning familiar, even though the relationship of
“nature” to “culture” has long been rather in the shade of sociological approaches
and, even after some post-modern turns, still plays no particular role within cultural
studies.7 The relationship between “nature,” “human,” and “culture” has, however,
always been a latent topic for philosophical and cultural-historical inquiry.8 The
treatment of the topic has been mostly implicit and has frequently spelled out the
progress discourse in its occasional religious and racist variations, e.g. in older
research on climate, cultural space, and settlement, the history of technology,
sometimes also in older ethnography and the moralising “history of customs”
Groh, Sch€opfung im Widerspruch: Deutungen der Natur und des Menschen von der Genesis biszur Reformation (Frankfurt: Suhrkamp, 2003); Ruth Groh and Dieter Groh, Weltbild undNaturaneignung: Zur Kulturgeschichte der Natur, vol. 1 (Frankfurt: Suhrkamp, 1991); Ruth
Groh and Dieter Groh, Die Außenwelt der Innenwelt: Zur Kulturgeschichte der Natur, vol.2 (Frankfurt: Suhrkamp, 1996).5Sebastian Conrad, Globalgeschichte: Eine Einf€uhrung (Munich: C.H. Beck, 2013), 141.6Dipesh Chakrabarty, Provincializing Europe: Postcolonial Thought and Historical Difference(Princeton: Princeton University Press, 2000), 29f., 43–45; Carola Dietze, “Toward a History on
Equal Terms: A Discussion of ‘Provincializing Europe,’” History and Theory 47, no. 1 (2008):
69–84, in particular 78–83.7Gregor Schiemann, “Natur—Kultur und ihr Anderes,” in Handbuch der Kulturwissenschaften:Grundlagen und Schl€usselbegriffe, ed. Friedrich Jaeger and Burkhard Liebsch (Stuttgart: Metzler,
2004), 1:60–75. Neither Doris Bachmann-Medick, Cultural Turns: Neuorientierungen in denKulturwissenschaften, 4th ed. (Reinbek: Rowohlt, 2010), nor Sasha Roseneil and Stephen Frosh,
eds., Social Research after the Cultural Turn (New York: Palgrave Macmillan, 2012) talk about
the environment as an autonomous topic of cultural studies.8See e.g. Jürgen Mittelstraß, “The Concept of Nature: Historical and Epistomological Aspects,” in
Environment across Cultures, ed. Eckart Ehlers and Carl Friedrich Gethmann, Wissenschaftsethik
und Technikfolgenbeurteilung 19 (Berlin: Springer, 2003), 29–35; Wolf Lepenies, Das Ende derNaturgeschichte: Wandel kultureller Selbstverst€andlichkeiten in den Wissenschaften des 18. und19. Jahrhunderts (Frankfurt: Suhrkamp, 1978); Friedrich A. Kittler, Eine Kulturgeschichte derKulturwissenschaft, 2nd ed. (Munich: Fink, 2001), with positions by Johann Gottfried Herder and
Georg W. F. Hegel, James George Frazer and Sigmund Freud, Edmund Husserl and Martin
Heidegger.
Historical Disaster Experiences: First Steps Toward a Comparative and. . . 5
relating to different peoples.9 Twentieth-century cultural studies on this topic area
are too extensive to be presented here; we can only refer to a few central aspects as
essential points of departure and reference for the topics in this volume.
After World War II, French historical research in the tradition of the journal
Annales, with works such as Fernand Braudel’s book on the Mediterranean (1949),
revived the old question about the “natural” foundation of long-term cultural
developments. The research field then proceeded to divide into the investigation
of climate as a “natural” factor in history10 and the study of collective ideas and
attitudes towards “nature” in the history of literature and mentalities,11 sociology,
and cultural anthropology.12 It covered culturally formed landscapes in historical
geography and the comparative cultural study of “natural” perceptions and descrip-
tions in art and pictorial history.13 The discipline of environmental history and
historical ecology slowly evolved and has long since extended its research from
Europe and North America to the whole world. There is now an encyclopaedia of
9See e.g. Armin Hajman Koller, The Theory of Environment: An Outline of the History of the Ideaof Milieu and Its Present Status (Menasha: Banta, 1918); Donald Worster, Nature’s Economy: AHistory of Ecological Ideas (Cambridge: Cambridge University Press, 1985); Joachim Radkau,
Natur und Macht: Eine Weltgeschichte der Umwelt, 2nd ed. (Munich: Beck, 2002), 12; Gerrit
Jasper Schenk, “Der Mensch zwischen Natur und Kultur: Auf der Suche nach einer
Umweltgeschichtsschreibung in der deutschsprachigen Mediavistik—Eine Skizze (avec resume
francais),” inUmwelt und Herrschaft in der Geschichte / Environnement et pouvoir: Une approchehistorique, ed. Francois Duceppe-Lamarre and Jens Ivo Engels, Ateliers des Deutschen
Historischen Instituts Paris 2 (Munich: Oldenbourg, 2008), 27–51; Ulf Dirlmeier, “Historische
Umweltforschung aus der Sicht der mittelalterlichen Geschichte,” Siedlungsforschung:Arch€aologie—Geschichte—Geographie 6 (1988): 97–111, particularly 97.10See e.g. Emmanuel Le Roy Ladurie, Histoire humaine et comparee du climat (Paris: Fayard,2004–2009); Hubert Horace Lamb, Climate, History, and the Modern World, 2nd ed. (London:
Routledge, 1995); Wolfgang Behringer, Kulturgeschichte des Klimas: Von der Eiszeit bis zurglobalen Erw€armung, 2nd ed. (Munich: Beck, 2007); Franz Mauelshagen, Klimageschichte derNeuzeit (Darmstadt: Wissenschaftliche Buchgesellschaft, 2010), in particular 28f.; Ronnie
Ellenblum, The Collapse oft the Eastern Mediterranean: Climate Change and the Decline of theEast, 950–1072 (Cambridge: Cambridge University Press, 2012).11See e.g. Berbeli Wanning, Die Fiktionalit€at der Natur: Studien zum Naturbegriff in Erz€ahltextender Romantik und des Realismus, Natur—Literatur—Okologie 2 (Berlin: Weidler, 2005); Jean
Delumeau, Rassurer et proteger: Le sentiment de securite dans l’Occident d’autrefois (Paris:
Fayard, 1989).12See e.g. Karl-Werner Brand, ed., Soziologie und Natur: Theoretische Perspektiven (Opladen:
Leske und Budrich, 1998); Philippe Descola and Gisli Palsson, eds., Nature and Society: Anthro-pological Perspectives (London: Routlege, 1996); Paul E. Little, “Environments and Environ-
mentalism in Anthropological Research,” Annual Review of Anthropology 28 (1999): 253–284.13See e.g. Winfried Schenk, “Historische Geographie: Umwelthistorisches Brückenfach zwischenGeschichte und Geographie,” in Umweltgeschichte: Themen und Perspektiven, ed. Wolfram
Siemann and Nils Freytag (Munich: Beck, 2003), 129–146; Rolf Peter Sieferle and Helga
Breuninger, eds., Natur-Bilder: Wahrnehmungen von Natur und Umwelt in der Geschichte(Frankfurt: Campus, 1999); Horst Bredekamp, “Kulturtechnik zwischen Mutter und Stiefmutter
Natur,” in Bild—Schrift—Zahl, ed. Sybille Kramer and Horst Bredekamp (Munich: Fink, 2003),
117–141.
6 G.J. Schenk
world environmental history.14 Under the heading of a “biological expansion of
Europe,” Alfred W. Crosby explored the globalisation of specifically European
societal relationships with nature from the tenth century, which he calls “ecological
imperialism.”15 Mike Davis, in turn, examines the famines in the British Empire at
the end of the nineteenth century from the angle of political ecology as the result of
a fatal interplay of climatic conditions and the socio-economic system, and conse-
quently evaluates them as “late-Victorian holocausts.”16 Here analyses from the
angle of environmental history frequently necessitate different space and time
scales to those of political history, and widen the horizon of traditional epochal
boundaries and national histories.17
The latest research approaches recommend not just another conceptualisation of
time and space, but also a strong differentiation, indeed a dissolution of the
dichotomous distinction rooted in the European tradition between idealised con-
cepts of “nature” and “culture.” This dichotomy is thought to depend merely on the
fictitious continuity and identity of the two factors. As interacting constructs,
however, they are differently related to each other in time and space, and subject
to a process of constant change.18 The most radical approach in this regard is that of
French sociologist Bruno Latour, whose “symmetrical anthropology” abandons all
dichotomous, relational, or constructivist distinctions between systems (society or
14See e.g. Robert Delort and Francois Walter, Histoire de l’environnement Europeen (Paris:
Presses Universitaires de France, 2001); Carole L. Crumley, ed., Historical Ecology: CulturalKnowledge and Changing Landscapes (Santa Fe: School of American Research Press, 1994);
Edmund Burke and Kenneth Pomeranz, ed., The Environment and World History, The CaliforniaWorld History Library 9 (Berkeley: University of California Press, 2009); John R. McNeill and
Alan Roe, eds., Global Environmental History: An Introductory Reader (London: Routledge,
2013); Shepard Krech III, Carolyn Merchant, and John R. McNeill, eds., Encyclopedia of WorldEnvironmental History, 3 vols. (New York: Routledge, 2004).15Alfred W. Crosby, Ecological Imperialism: The Biological Expansion of Europe, 900–1900, 2nded. (Cambridge: Cambridge University Press, 2004); see also Arnold, The Problem of Nature,1–38; Stephen J. Pyne, Vestal Fire: An Environmental History, Told through Fire, of Europe andEurope’s Encounter with the World (Seattle: University of Washington Press, 1997); Charles
C. Mann, 1493: Uncovering the New World Columbus Created (New York: Alfred
A. Knopf, 2011).16Mike Davis, Late Victorian Holocausts: El Ni~no Famines and the Making of the Third World(London, New York: Verso, 2001).17See e.g. Alf Hornborg, John R. McNeill, and Joan Martınez-Alier, eds., Rethinking Environ-mental History: World-System History and Global Environmental Change, Globalization and the
Environment 1 (Lanham: Altamira Press, 2007); with a traditional division into epochs John
McNeill and Erin Stewart Mauldin, eds., A Companion to Global Environmental History (Chich-ester: Wiley-Blackwell, 2012); Erika Maria Bsumek, David Kinkela, andMark Atwood Lawrence,
eds., Nation-States and the Global Environment: New Approaches to International EnvironmentalHistory (Oxford: Oxford University Press, 2013).18See Bernd Herrmann, Umweltgeschichte: Eine Einf€uhrung in Grundbegriffe (Berlin: Springer,
2013), 36–38 on the “wrong categories” of “human, nature and environment.”
Historical Disaster Experiences: First Steps Toward a Comparative and. . . 7
culture) and environment (nature).19 According to his theory, non-human actors
(animals and artefacts, which he calls actants) have agency. Along with human
beings, they form hybrids and networks that can cause the borders between the
social and the material to disappear. Latour’s approach is problematic in some ways
but opens the possibility of analysing the relationship between nature and culture
from the new angle of mutual hybridisation. According to other analyses, this
relationship started to shift particularly in the postmodern era.20
Social constructivist approaches, as well as Bruno Latour’s radical thinking, cancertainly be accepted to the extent that the stereotypical concept of “nature” cannot
be mistaken for any kind of empirical reality. It is equally problematic to see such
stereotypes as fixed quantities across cultures and epochs, with clearly defined
borders, because they are not; quite the contrary.21 In addition, terms are charged
with sometimes quite different significance depending on time, space, gender, and
sociocultural group. Knowledge of the existence, differences among, and mutual
influence of certain concepts in different epochs and cultures on each other leads to
a better understanding of the problems examined, such as the way societies interact
with their natural environment. This insight into differences and mutual dependen-
cies at the same time reveals common elements and thereby also enables a critical
view of (ethically or politically required) universal elements.22
In many academic traditions, specific terms are useful (and complex) analytical
instruments, or heuristic tools, without which it would not be possible to discuss
19Bruno Latour, Reassembling the Social: An Introduction to Actor-Network-Theory (Oxford:
Oxford University Press, 2005); Latour, Politics of Nature: How to Bring the Sciences IntoDemocracy (Cambridge: Harvard University Press, 2004); Latour, We Have Never Been Modern(Cambridge: Harvard University Press, 1993); Latour, “Uber technische Vermittlung: Philosophie,
Soziologie, Genealogie,” in Technik und Sozialtheorie, ed. Werner Rammert, Theorie und Gesell-
schaft 42 (Frankfurt: Campus, 1998), 29–81.20This is the much-discussed theory of Ulrich Beck, Risk Society: Towards a New Modernity(London: Sage, 1992). It would be worth reviewing whether the thesis of a “crisis of societal
relationships with nature” in present-day cultures is really true or only the postmodern version of a
myth of progress read backwards; on the crisis, cf. Michael Weingarten, “Die Krise der
gesellschaftlichen Naturverhaltnisse: Annaherung an die kulturell konstituierende Differenzierung
von Natur und Kultur,” in Die Kulturhistorische Wende: Zur Orientierung des philosophischenSelbstverst€andnisses, ed. Dirk Hartmann and Peter Janich (Frankfurt: Suhrkamp, 1998), 371–414;
Ulrich Brand and Markus Wissen, “Die Regulation der €okologischen Krise: Theorie und Empirie
der Transformation gesellschaftlicher Naturverhaltnisse,” €Osterreichische Zeitschrift f€urSoziologie 36, no. 2 (2011): 12–34, in particular 15.21See Reinhart Koselleck, “Hinweise auf die temporalen Strukturen begriffsgeschichtlichen
Wandels,” in Begriffsgeschichte, Diskursgeschichte, Metapherngeschichte, ed. Hans Erich
B€odeker, G€ottinger Gesprache zur Geschichtswisenschaft 14 (G€ottingen: Wallstein, 2002),
29–47; J€orn Leonhard, “Grundbegriffe und Sattelzeiten—Languages and Discourses: Europaische
und anglo-amerikanische Deutungen des Verhaltnisses von Sprache und Geschichte,” in
Interkultureller Transfer und nationaler Eigensinn: Europ€aische und anglo-amerikanischePositionen der Kulturwissenschaft, ed. Rebekka Habermas and Rebekka von Mallinckrodt
(G€ottingen: Wallstein, 2004), 71–86.22Dipesh Chakrabarty, “In Defense of ‘Provincializing Europe:’ A Response to Carola Dietze,”
History and Theory 47, no. 1 (2008): 85–96, in particular: 94–96.
8 G.J. Schenk
empirical findings at all.23 Researchers must always be sensitive to differences
between their descriptive use of a certain term, the use of (only partly
corresponding) terms in the sources, and the differentiations that arise in the life
world that is the object of study and in the language itself.24 The descriptive use of
terms and related concepts can—as through tinted spectacles—colour the knowl-
edge acquired with their help, through for example making a distinction between
“natural environment” and “societal system” that prescribes certain assessment
criteria for the societal relationship to nature.25 For this reason, the first chapter
of this volume discusses some of these basic terms and concepts.26 A discussion
using typed abstractions always becomes productive when (1) they are not under-
stood as ontological entities and (2) the discussion is conducted within a certain
area of cultural meaning or a subsystem. This procedure allows for the sharpening
and substantiation of terms so that they can be used to make verifiable statements.
Culture (or a “sociocultural system”27) is not to be understood as an ontological
entity either, but as an analytical category of limited scope and as a dynamic,
significance-producing system. A “sociocultural system” (or simply “culture”) can
be understood as a considerable quantity of common attributions of meaning and
referential connections shared by a more or less firmly defined group or society.28
Consequently there can be smaller, interlocking “sociocultural systems,” such as
linguistic minorities whose borders with a linguistic majority are fluid. In principle,
23See Adi Ophir, “Concept,” in Political Concepts: A Critical Lexicon 1 (2011), accessed August
20, 2013, http://www.politicalconcepts.org/issue1/concept/, translated as “Begriff,” ForumInterdisziplin€are Begriffsgeschichte 1, no. 1 (2012): 1–24.24On the formation of different linguistic systems and the categorisation into standard and popular
language, see the global historical study by Benoıt Grevin, “La lente revolution des cultures
linguistiques,” in Histoire du monde au XVe siecle, ed. Patrick Boucheron (Paris: Fayard, 2009),
651–667.25On the analytical view of the “oneness of the difference” between the societal system and its
environment (“Einheit der Differenz des Gesellschaftssystems und seiner Umwelt”) as a funda-
mental operation of an environmental sociology that makes it possible for a system to reflect on
itself—without necessarily wanting to agree here totally with this system-theoretical tradition—
see Luhmann, €Okologische Kommunikation, 23f., 33, 47, 63, and passim.26See this introduction and the contributions of Greg Bankoff on “(sub)cultures of disaster” and of
Sarah Büssow-Schmitz on Fanaˡ and fasad.27“Culture” can be understood system-theoretically, even if this goes against Luhmann’s inten-tions, see Dirk Baecker, Beobachter unter sich: Eine Kulturtheorie (Berlin: Suhrkamp, 2013). In
this chapter we understand by “sociocultural system” the section of society that observes and
reflects on “society”—and is thereby part of society.28On the concept of culture, see the debate between Chris Hann, Rolf Lindner, Doris Bachmann-
Medick, Aleida Assmann, and Albrecht Koschorke in “Fremde Dinge,“ ed. Michael C. Frank
et al., special issue, Zeitschrift f€ur Kulturwissenschaften 1 (2007): 125–146; also Ansgar Nünningand Vera Nünning, eds., Einf€uhrung in die Kulturwissenschaften: Theoretische Grundlagen—Ans€atze—Perspektiven (Stuttgart: Metzler, 2008); Max Fuchs, Kultur Macht Sinn: Einf€uhrung indie Kulturtheorie (Wiesbaden: Verlag für Sozialwissenschaften, 2008), particularly 53–92; and
Stefan Lüddemann, Kultur: Eine Einf€uhrung (Wiesbaden: Verlag für Sozialwissenschaften, 2010),particularly 11–20.
Historical Disaster Experiences: First Steps Toward a Comparative and. . . 9
individuals can even feel they belong to several sociocultural systems at the same
time, or be allocated to them.29 In the internal communication within a sociocul-
tural system, and certainly at its blurred boundaries, there are always translations,
creative misunderstandings, and processes of appropriation and rejection that not
only constitute sociocultural borderlines but, at the same time, change the systems
internally and externally.30 A worldview formed in such a complex, frequently
contradictory way—from cosmologies of ancient cultures to the present scientific
understanding of the world as broken down into parts systems with their own
logic—largely defines the terminological perception, explanation, and interpreta-
tion of what the members of the respective culture experience, name, and interpret
as “nature” and “society,” as well as what they consider a “disaster.”
Consequently, a great variety of examples of “nature” and “society”—from the
most varied epochs and cultures, ranging from ancient Egypt to late-colonial
India—are examined here. However, this allows for a contrastive exploration of
specific forms of understanding in the spirit of a hermeneutics of difference. We
offer a comparative perspective but do not aspire to a systematic comparative
analysis. However, a methodology based on historical comparison through juxta-
position poses some advantages:31 at the very least, it begins to throw “transcultural
29According to Wolfgang Welsch, “Was ist eigentlich Transkulturalitat?” in Hochschule alstranskultureller Raum? Kultur, Bildung und Differenz in der Universit€at, ed. Lucyna Darowska
and Claudia Machold (Bielefeld: transcript, 2010), 39–66, particularly 45–47, “internal
transculturality” can also be studied at the personal, micro-level. It has been shown empirically
that individuals who have a generally western, scientific worldview can still use traditional
religious explanatory patterns for the reasons for disaster; see the contribution of Eleonor
Marcussen in this volume. For an approach to explaining such phenomena based on the sociology
of knowledge, see Gerrit Jasper Schenk, “‘...prima ci fu la cagione de la mala provedenza de’Fiorentini...’ Disaster and ‘Life World’—Reactions in the Commune of Florence to the Flood of
November 1333,” The Medieval History Journal 10, no. 1–2 (2007): 355–386, particularly 376.30That is why, in Europe, the medieval rhetoric of a (uniform) “christianitas” was more than just
rhetoric, and had a constitutive effect, cf. Nora Berend, “The Concept of Christendom: A Rhetoric
of Integration or Disintegration?’” in Hybride Kulturen im mittelalterlichen Europa: Vortr€age undWorkshops einer Fr€uhlingsschule, ed. Michael Borgolte and Bernd Schneidmüller, Europa im
Mittelalter 16 (Berlin: Akademie, 2010), 51–61.31See e.g. Heinz-Gerhard Haupt and Jürgen Kocka, “Historischer Vergleich: Methoden,
Aufgaben, Probleme: Eine Einleitung,” in Geschichte und Vergleich: Ans€atze und Ergebnisseinternational vergleichender Geschichtsschreibung, ed. Haupt and Kocka (Frankfurt: Campus,
1996), 9–45, particularly 12–15. They discern the following functions of a historical comparison:
it can generate new questions (heuristic function) and highlight single cases (descriptive function)
which can be explained in their peculiarity or similarity with other cases (analytic function). For
more on this method see Thomas Welskopp, “Stolpersteine auf dem K€onigsweg:Methodenkritische Anmerkungen zum internationalen Vergleich in der Gesellschaftsgeschichte,”
Archiv f€ur Sozialgeschichte 35 (1995): 339–367; Werner Daum, Günter Riederer, and Harm von
Seggern, “Fallobst und Steinschlag: Einleitende Uberlegungen zum historischen Vergleich,” in
Vergleichende Perspektiven—Perspektiven des Vergleichs: Studien zur europ€aischen Geschichtevon der Sp€atantike bis zum 20. Jahrhundert, ed. Helga Schnabel-Schüle (Mainz: von Zabern,
1998), 1–21.
10 G.J. Schenk
light” on environmental history by approaching it from a global perspective.32 Here
“transcultural” is understood as applying to elements that have gone through at least
one “culture” and reach beyond one individual “culture.”33 A transcultural per-
spective therefore means focusing on several cultures, while also studying the
“contact zone” between them,34 and the dynamic processes arising as a conse-
quence of transculturation.
Besides the spatial breadth of the field, we also have to focus on its underlying
roots, i.e. the temporal depth of cultures and their long histories, which interrelate to
a greater or lesser degree. Transculturality can thus not just be understood as the
entanglement of simultaneous but spatially separate cultures, but also of cultures
separated by time but existing in the same area. One example of the connection
between these two levels of investigating transculturality is what is called
astrometeorology.35 This area of research is based on the very old idea that
astronomical and meteorological events are connected and seeks to make forecasts
about meteorological, climatic, and even geophysical events (floods, drought,
earthquakes, etc.) through astronomical observations. Astrometeorology offers
the opportunity to analyse flows and entanglements both diachronically, within
individual cultures, and synchronically, between cultures. This type of research can
be conducted on, for example, what is meant by the word “disaster.”36 It can also be
approached sociologically, such as by seeking explanatory patterns for natural
disasters, and also in view of material culture (e.g. by using objects like instruments
designed to determine the position of stars).37 This comparativism and even
transcultural analytical intention is consequently found in the authors whose
works appear here jointly asking questions about the entanglement of historical
developments and different traditions.38
32On environmental history as an issue for global history, see Conrad, Globalgeschichte, 232–240.33The concept of transculturation was first introduced by Fernando Ortiz, Cuban Counterpoint:Tobacco and Sugar, 4th ed. (Durham: Duke University Press, 2003); the notion has been
developed in the German context by Wolfgang Welsch, “Transculturality: The Puzzling Form
of Cultures Today,” in Spaces of Culture—City, Nation, World, ed. Mike Featherstone and Scott
Lash (London: Sage Publications, 1999), 194–213, accessed August 26, 2013, http://www2.uni-
jena.de/welsch/papers/W_Wlelsch_Transculturality.html/, and note 29 in this contribution.34Mary Louise Pratt, Imperial Eyes: Travel Writing and Transculturation (London: Routledge,
1992), 6.35See Stuart Jenks, “Astrometereology in the Middle Ages,” Isis 74, no. 2 (1983): 185–210.36For bibliographical information about the term see notes 57–86.37It is noteworthy that reciprocal influences are shown specifically, as there can naturally also be
independent, parallel developments. See note 129.38In the premodern context, the concept of “histoire croisee” does not prove fruitful, see Michael
Werner and Benedicte Zimmermann, “Penser l’histoire croisee: Entre empirie et reflexivite,” in
De la comparaison �a l’histoire croisee, ed. Werner and Zimmermann, Le genre humain—Editions
du Seuil 42 (Paris: Seuil, 2004), 15–49; for exemplary approaches see Wolfram Drews and Jenny
Rahel Oesterle, eds., “Transkulturelle Komparatistik: Beitrage zu einer Globalgeschichte der
Vormoderne,” special issue, Comparativ: Zeitschrift f€ur Globalgeschichte und vergleichendeGesellschaftsforschung 18, nos. 3–4 (2008).
Historical Disaster Experiences: First Steps Toward a Comparative and. . . 11
The research concept of “configuration of order” was originally developed for
the European Middle Ages and understood as a form of “societal orderedness.”39 It
offers an approach to analysing pre-modern, societally-shaped, and established
behaviour (e.g. “statehood,” “administration‚” or “governance”) against “nature”
that is not based on the retroprojection of modern Western models of “state” and
“administration.” Culturally shaped attitudes and ideas help to form societal rela-
tionships with nature, like the European idea of natura as a goddess, or “nature” as
God’s book (liber naturae) or the idea that nature can be controlled.40 In the
Ancient Near East, the Mediterranean, and Europe, the explanation and interpreta-
tion of nature and society mutually informed each other. Since antiquity,
organological metaphor has linked society and the state with the natural body.
The reading and interpretation of natural signs (e.g. in natural history) leads to the
ordering of both lifetime and history.41 Reading divine signs in nature in order to be
able to calculate the Day of Judgement, according to Johannes Fried, helped to
banish the fear of the apocalypse in medieval Europe and, at the same time, to make
a considerable contribution to developing modern, mathematically based, natural
sciences.42 It is therefore doubtful whether the dynamisation, multiplication, and
hybridisation of traditional ideas of order, roles, and social structures in relation to
nature can only be carried out under the conditions of (Western) modernity,
although they are often considered its achievement. In premodern European life
worlds,43 there seems to have been at least competition between different, even
contradictory, patterns of interpretation for extraordinary natural phenomena deriv-
ing from religious cosmology, magic, and natural history.44 For non-European
39Bernd Schneidmüller and Stefan Weinfurter, “Ordnungskonfigurationen: Die Erprobung eines
Forschungsdesigns,” in Ordnungskonfigurationen im hohen Mittelalter, ed. Schneidmüller andWeinfurter, Vortrage und Forschungen 64 (Ostfildern: Thorbecke, 2006), 7–18, particularly 7f.40For the classical (and problematic) position see Lynn White Jr., “The Historical Roots of Our
Ecologic Crisis,” Science, New Series 155, no. 3767 (March 10, 1967): 1203–1207; Hans
Blumenberg, Die Lesbarkeit der Welt, 2nd ed. (Frankfurt: Suhrkamp, 1983), 29–57; Barbara
Newman, God and the Goddesses: Vision, Poetry, and Belief in the Middle Ages (Philadephia:University of Pennsylvania Press, 2003); Gerrit Jasper Schenk, “Lektüren im ‘Buch der Natur:’Wahrnehmung, Beschreibung und Deutung von Naturkatastrophen,” in Geschichte schreiben: EinQuellen- und Studienhandbuch zur Historiographie (ca. 1350–1750), ed. Susanne Rau and Birgit
Studt (Berlin: Akademie Verlag, 2010), 507–521.41See e.g. Albrecht Koschorke et al., Der fiktive Staat: Konstruktionen des politischen K€orpers inder Geschichte Europas (Frankfurt: Fischer Taschenbuch-Verlag 2007); Mischa Meier, Dasandere Zeitalter Justinians: Kontingenzerfahrung und Kontingenzbew€altigung im 6. Jahrhundertn. Chr., Hypomnemata: Untersuchungen zur Antike und zu ihrem Nachleben 147 (G€ottingen:Vandenhoeck & Ruprecht, 2003), 64–72, 84–86.42Johannes Fried, Aufstieg aus dem Untergang: Apokalyptisches Denken und die Entstehung dermodernen Naturwissenschaft im Mittelalter (Munich: C.H. Beck, 2001).43On the phenomenological and knowledge-sociological concept of “life world” see Alfred Schützand Thomas Luckmann, Strukturen der Lebenswelt (Konstanz: UTB, 2003), 327–347; Ilja Srubar,Kosmion: Die Genese der pragmatischen Lebenswelttheorie von Alfred Sch€utz und ihranthropologischer Hintergrund (Frankfurt: Suhrkamp, 1988).44See Schenk, “...prima ci fu la cagione,” 359, 375–377.
12 G.J. Schenk
cultures, we can likewise assume a host of competing interpretation patterns
stemming from cosmology and natural history and can show how deeply Asia
and Europe participated in a transcultural dialogue, precisely with the example of
premodern cosmological and astrometeorological explanations for natural disasters
such as earthquakes and floods. The use of astronomical and astrological knowl-
edge in forecasting tended to spread, probably on the basis of Mesopotamian
traditions, throughout both the East and the West.45 It was specifically interpreted
and reshaped in each case, integrated into existing knowledge, and, as shown in
Eleonor Marcussen’s contribution here, aroused attention mutatis mutandis even intwentieth-century India.
In keeping with the often very complex worldview of pre-industrialised cultures,
the respective “societal relationship with nature” is complicated in terms of prac-
tical action as well.46 Following socio-ecological and culturalist research
approaches, a “societal relationship with nature” is understood as a non-external
relationship between “society” and “nature.” “Nature” is therefore to be distin-
guished from “culture” (or “society”); the poles of this antipodean difference are,
however, both inseparably and dynamically related to one another. In sociocultural
systems, this main difference can be conceptualised, communicated, and shaped
variably in space and time—symbolically, terminologically, metaphorically, phil-
osophically, religiously, scientifically, etc.—and therefore made an object of his-
torical analysis. All societal relationships with nature are, moreover, characterised
45See e.g. Anu Kapur, Vulnerable India: A Geographical Study of Disasters (New Delhi: Sage,
2010), 91–119; Christopher Z. Minkowski, “Competing Cosmologies in Early Modern Indian
Astronomy,” in Studies in the History of the Exact Sciences in Honour of David Pingreem,ed. Charles Burnett et al., Islamic Philosophy, Theology and Sciences: Text and Studies 54 (Lei-
den: Brill, 2004), 349–385; S. M. Razaullah Ansari, “Sanskrit Scientific Texts in Indo-Persian
Sources, with special Emphasis on siddhantas and karan˙as,” in Burnett et al., Studies in the History
of the Exact Sciences, 587–605; Charles Burnett, “Arabic and Latin Astrology Compared in the
Twelfth Century: Firmicus, Adelard of Bath, and ‘Doctor Elmirethi’ (‘Aristoteles Milesius’),” inBurnett et al., Studies in the History of the Exact Sciences, 247–263; Arabic Astronomy in Sanskrit:Al-Birjandı on Tadhkira II, Chapter 11 and Its Sanskrit Translation, ed., comm., and trans.
Takanori Kusuba and David Edward Pingree, Islamic Philosophy, Theology, and Science: Texts
and Studies 47 (Leiden: Brill, 2002); David Pingree, “Mesopotamian and Greek Astronomy in
India,” in Expanding and Merging Horizons: Contributions to South Asian and Cross-CulturalStudies in Commemoration of Wilhelm Halbfass, ed. Karin Preisendanz, Beitrage zur Kultur- und
Geistesgeschichte Asiens 53 (Vienna: Austrian Academy of Sciences Press, 2007), 41–50;
Pingree, From Astral Omens to Astrology: From Babylon to Bıkaner, Serie Orientale Roma
78 (Rome: Istituto Italiano per l’Africa e l’Oriente, 1997).46Selected sources on this section: Thomas Jahn and Peter Wehling, “Gesellschaftliche
Naturverhaltnisse—Konturen eines theoretischen Konzepts,” in Soziologie und Natur:Theoretische Perspektiven, ed. Karl-Werner Brand, Soziologie und Okologie 2 (Opladen:
Westdeutscher Verlag, 1998), 75–93; Egon Becker and Thomas Jahn, eds., Soziale €Okologie:Grundz€uge einer Wissenschaft von den gesellschaftlichen Naturverh€altnissen (Frankfurt: Campus,
2006); Egon Becker, Diana Hummel, and Thomas Jahn, “Gesellschaftliche Naturverhaltnisse als
Rahmenkonzept,” in Handbuch Umweltsoziologie, ed. Mathias Groß (Wiesbaden: Verlag fürSozialwissenschaften, 2011), 75–96; Brand andWissen, “Die Regulation der €okologischen Krise.“
Historical Disaster Experiences: First Steps Toward a Comparative and. . . 13
by production and consumption processes (“metabolism”47), which play a major
role in the exercise of sociocultural and political power. The societal relationship
with nature is not stable; it can be transformed and even slip gradually into crisis,
e.g. caused by slow changes in the main difference or within subsystems of
society.48 It is also conceivable that the abovementioned disturbance of the system,
stemming from the environment surrounding the system (“nature”) that is not open
to cultural control or influence, has a material/substantive character and occurs
suddenly, thus elucidating the societal relationship with nature.49 This principle
holds true for natural disasters. Such “occurrences” (Michael Weingarten) or
“disturbances” (Niklas Luhmann) generally prompt more communication,50
e.g. because a critical re-evaluation of the dichotomy or, on the contrary, a rapid
restoration of the status quo ante, becomes necessary.
The theme of this volume has thus been restricted to exploring the varied societal
interactions with disasters in which the cultural peculiarities of societal relation-
ships with nature can be teased out by way of example. In descriptive terms, the
disasters are related to natural or environmental hazards.51 The societal relationship
with nature is not confined to mental configurations of order, collective ideas, or an
allegorical understanding of society, but also has quite pragmatic and material
sides. At least since the publication of Thomas Robert Malthus’ “Essay on the
Principle of Population” (1798), the problem of how societies handle natural
resources has been a constant issue in view of the rise in consumption through
47Marina Fischer-Kowalski, Andreas Mayer, and Anke Schaffarzik, “Zur metabolischen Trans-
formation von Gesellschaft und Soziologie,” in Groß, Handbuch Umweltsoziologie, 97–120.48See, in particular, Brand and Wissen, “Die Regulation der €okologischen Krise” and Weingarten,
“Krise der gesellschaftlichen Naturverhaltnisse.”49On the possibilities of distinguishing between “disaster” and “crisis” in the communication
system “society” from narratological angles, see Ansgar Nünning, “Krise als Erzahlung und
Metapher: Literaturwissenschaftliche Bausteine für eine Metaphorologie und Narratologie von
Krise,” in Krisengeschichte(n): ‘Krise’ als Leitbegriff und Erz€ahlmuster inkulturwissenschaftlicher Perspektive, ed. Carla Meyer, Katja Patzel-Mattern, and Gerrit Jasper
Schenk, Beihefte der Vierteljahrschrift für Sozial- und Wirtschaftsgeschichte 210 (Stuttgart:
Steiner, 2013), 117–144, particularly 126f. Good examples of sudden disturbances are large
volcano eruptions, tsunamis, or earthquakes, see the contributions of Martin Bauch, George Saliba,
Verena Daiber, and Stefan Knost in this volume.50Weingarten, “Krise der gesellschaftlichen Naturverhaltnisse,“ 407f: ”Widerfahrnis”; Luhmann,€Okologische Kommunikation, 97f., 210, 218–226, speaks on 40–50, 96–100, 218–226, 269 of the
“Resonanz” of the system, with which it reacts to environmental events according to its own
structure (as “disturbance”—in German, St€orung—of the main difference).51On the terminology see the most comprehensive discussion yet of the different definitions of
disaster in Enrico L. Quarantelli, ed., What is a Disaster? Perspectives on the Question (London:
Routledge, 1998). See also Anthony Oliver-Smith, “‘What is a Disaster?’ Anthropological Per-spectives on a Persistent Question,” in The Angry Earth: Disaster in Anthropological Perspectives,ed. Anthony Oliver-Smith and Susanna Hoffman (New York: Routledge, 1999), 18–34; Carsten
Felgentreff and Wolf R. Dombrowsky, “Hazard-, Risiko- und Katastrophenforschung,” in
Naturrisiken und Sozialkatastrophen, ed. Carsten Felgentreff and Thomas Glade (Berlin: Springer,
2008), 13–29.
14 G.J. Schenk
population growth, even if it takes place in different situations and prompts
diametrically opposing standpoints in discourse.52 The heart of the matter is the
old question of how to deal with commons or common-pool resources (forests,
water, air, raw materials), which was reformulated in 1968, in reference to the
industrial era, by the North American biologist Garret Hardin as the “Tragedy of the
Commons.”53 In view of growing environmental protection and the rising con-
sumption of raw materials, he updated the question of what legal status these
resources have and how they should be distributed, administrated, and used
(whether privately or collectively owned, for the common good, etc.). These
questions are not new and have always been eminently political. They concern
social, economic, legal, and institutional aspects of individual and societal relation-
ships with nature54 and are thus the focus of recent studies in history, sociology, and
political science.55 As a central aspect of societal relationships with nature,
common-pool resources are considered here too, mainly with the example of
dealing with regular and sometimes disastrous river flooding.56
A Short Conceptual History of “Disaster”
and “Catastrophe”
In the present, everyday understanding, a disaster or catastrophe is thought to be an
extreme situation, the sudden irruption of an extraordinary misfortune with grave
consequences like the injury and loss of life for humans and animals, material
damage, and destruction on a large scale.57 On the one hand, this understanding
52See Donald Winch, “Malthus,” in Three Great Economists, ed. David D. Raphael, Donald
Winch, and Robert Skidelsky (Oxford: Oxford University Press, 1997), 105–218; for differing
positions see Bjørn Lomborg, The Skeptical Environmentalist: Measuring the Real State of theWorld (Cambridge: Cambridge University Press, 2007); Nicolas Stern, The Economics of ClimateChange: The Stern Review (Cambridge: Cambridge University Press, 2007).53Garrett Hardin, “The Tragedy of the Commons,” Science 162 (1968): 1243–1248.54See e.g. the discussion of Wittfogel’s theses below, note 117f.55Werner R€osener, “Zur Erforschung der Marken und Allmenden,” in Allmenden und Marken vomMittelalter bis zur Neuzeit: Beitr€age des Kolloquiums vom 18. bis 20. September 2002 imMuseumsdorf Cloppenburg, ed. Uwe Meiners and Werner R€osener, Kataloge und Schriften des
Museumsdorfs Cloppenburg 14 (Cloppenburg: Museumsdorf, 2004), 9–16; Elinor Ostrom,
Governing the Commons: The Evolution of Institutions for Collective Action (Cambridge: Cam-
bridge University Press, 1990); Elinor Ostrom, Roy Gardner, and James Walker, eds., Rules,Games, and Common-Pool Resources (Ann Arbor: University of Michigan Press, 1994); Brand
and Wissen, “Die Regulation der €okologischen Krise;” Arun Agrawal and Elinor Ostrom, “Col-
lective Action, Property Rights, and Decentralization in Resource Use in India and Nepal,”
Politics and Society 29, no. 4 (2001): 485–514.56See in particular the contributions of Stuart Borsch, Thomas Labbe, Nitin Sinha, and Monisankar
Misra in this volume.57For definitions see above, note 51; Jacques Berlioz and Gregory Quenet, “Les catastrophes:
Definitions, documentation,” in Histoire et memoire des risques naturels: Actes du seminaire
Historical Disaster Experiences: First Steps Toward a Comparative and. . . 15
covers events connected to geophysical, meteorological, or biological natural
hazards such as earthquakes, volcano eruptions, flooding, storms, fires, epidemics,
and famines, but also includes events arising from technological and sociopolitical
hazards such as power plant accidents, wars, and acts of terrorism. However, this
understanding of disaster does not necessarily have an objective linguistic equiva-
lent in other times and cultures and we must thus clarify the history of the term.58 In
English, the term disaster has been mostly used to describe these phenomena. Also
found in German (Desaster,Unstern) and the Romance languages (French desastre,Italian disastro, and Spanish desastre), its origins go back to the astro-meteorolog-
ical prehistory of the term. This corresponds to the idea found in antiquity and the
Ancient Near East that certain constellations of stars were responsible for a fatal
“turn” (in astronomy, “revolution,” in the theory of drama, “catastrophe”) in the
human life-world. The conceptual histories of “disasters” and “catastrophes” have
been the topic of academic study in recent times but need to be outlined in greater
detail here, in view of the transcultural history of natural disasters in particular.59
The word disastro is a thirteenth-century Italian neologism composed of Greek
and Latin elements (Latin dis- and the Greek ἄστρoν, or “star”) that arose in an
environment of linguistic and cultural exchange, probably in Tuscany.60 While
international ”Histoire et memoire des risques naturels en region de montagne” organise parl’equipe Histoire Economique, Sociale et Politique (HESOP) du Centre de Recherche d’Histoirede l’Italie et des Pays Alpin (CRHIPA), Universite Pierre Mendes France—Grenoble 2 au MuseeDauphinois de Grenoble les 25 et 26 novembre 1999, ed. Rene Favier and Anne-Marie Granet-
Abisset (Grenoble: CNRS—Maison Sciences de l’Homme-Alpes, 2000), 19–37, particularly
24–28, Dieter Groh, Michael Kempe, and Franz Mauelshagen, “Einleitung:
Naturkatastrophen—wahrgenommen, gedeutet, dargestellt,” in Naturkatastrophen: Beitr€age zuihrer Deutung, Wahrnehmung und Darstellung in Text und Bild von der Antike bis ins 20.Jahrhundert, ed. Groh, Kempe, and Mauelshagen, Literatur und Anthropologie 13 (Tübingen:Gunter Narr, 2003), 11–33, particularly 15–19; on threshold values, see the discussion in
Felgentreff and Dombrowsky, “Hazard-, Risiko- und Katastrophenforschung,” 20–25; BenWisner
et al., eds., At Risk: Natural Hazards, People’s Vulnerability and Disasters, 2nd ed. (London:
Routledge, 2004),10f.58See Mischa Meier, “Zur Terminologie der (Natur-)Katastrophe in der griechischen
Historiographie: Einige einleitende Anmerkungen,” Historical Social Research 32, no. 3 (2007):
44–56; Anna Akasoy, “The Man-Made Disaster: Fires in Cities in the Medieval Middle East,”
Historical Social Research 32, no. 3 (2007): 75–87, particularly 75–78.59Latterly Gerrit Jasper Schenk, “Vormoderne Sattelzeit? ‘Disastro,’ Katastrophe, Strafgericht—Worte, Begriffe und Konzepte für rapiden Wandel im langen Mittelalter,” in Meyer, Patzel-
Mattern, and Schenk, Krisengeschichte(n), 177–212; and the shortened english version: Gerrit
Jasper Schenk, "’Disastro,’ Catastrophe, and Divine Judgement: Words, Concepts and Images for
‘Natural’ Threats to Social Order in the Middle Ages and Renaissance, in: Disaster, Death and the
Emotions in the Shadow of the Apocalypse, 1400-1700, ed. Jennifer Spinks and Charles Zika
(Basingstoke: Palgrave Macmillan, 2016), 45–67; Monica Juneja and Gerrit Jasper Schenk,
“Viewing Disasters: Myth, History, Iconography, and Media across Europe and Asia,” in Disasteras Image: Iconographies and Media Strategies across Europe and Asia, ed. Monica Juneja and
Gerrit Jasper Schenk (Regensburg: Schnell & Steiner, 2015), 7–40.60See Tesoro della Lingua Italiana delle Origini, s.v. “disastro,” accessed August 31, 2013, http://tlio.ovi.cnr.it/TLIO/.
16 G.J. Schenk
rendering a perhaps Occitanian version of the narrative cycle of the “Seven wise
masters” in his vernacular, an anonymous translator conveyed the meaning of the
apparently unknown Old French word micieffo to his readers by using the Italian
word disastro.61 It was meant to denote the misfortune inflicted on the hero of the
story through a band of robbers. The story goes back to a widespread Oriental and
Indian narrative (the Sindbad cycle), which came to Europe perhaps through the
Crusaders.62 The translation was obviously influenced by this originally Greek-
Arabic, Persian, or even Indian narrative, along with an increased interest in horo-
scopes that occurred in Europe after the High Middle Ages. Both these factors
favoured the view of a fateful coincidence influenced by certain constellations of
stars.63 Further, early evidence likewise suggests that this new word originated
among seafarers and merchants in the Mediterranean between the Levant, North
Africa, Sicily, Tuscany, the South of France, and Catalonia; their risky experiences
at sea, with their sometimes happy, sometimes terrible endings (Italian: fortuna dimare), were apparently familiar in their transcultural narrative versions.64 While the
power of the elements played a major role for ships, it seems that the word “disastro”
first only went back to the concept of an individual misfortune associated with
unfavourable stars, but was not related to natural disasters. However, the association
was easy to make. At the turn of the late Middle Ages, through their reception by
scholars of Arabic and Greek texts, natural explanations for earthquakes, storms, and
floods had begun to spread, having recourse to Aristotelian theories. Mediated by the
commentary De diluviis (“On Floods”) on a passage from Plato (Timaios 22c–23b)
by Avicenna (980–1037 CE), and translated from Arabic into Latin, there was a
discussion on whether there could, on natural grounds, be too much of the four
elements air, water, fire, and earth.65 The view that a particular constellation of stars
61See Andrea Giannetti, ed., Libro dei Sette Savi di Roma: Versione in prosa F, Scrittura e
scrittori: Serie Miscellanea 25 (Alessandria: Edizione dell’Orso, 2012), 121.62See Udo Gerdes, “Sieben weise Meister,” in Die deutsche Literatur des Mittelalters:Verfasserlexikon, vol. 8, ed. Kurt Ruh et al., 2nd ed. (Berlin: De Gruyter, 1992), cols.
1174–1189, and more generally the website of the Society of the Seven Sages, accessed August
30, 2013, http://myweb.dal.ca/hrunte/seven_sages.html.63See Gerd Mentgen, Astrologie und €Offentlichkeit im Mittelalter, Monographien zur Geschichte
des Mittelalters 53 (Stuttgart: Thorbecke 2005), and some contributions in Günther Oestmann,
Rutkin H. Darrel, and Kocku von Stuckrad, eds., Horoscopes and Public Spheres: Essays on theHistory of Astrology, Religion and Society 42 (Berlin: de Gruyter, 2005).64See note 59; Francesco Bonaini, ed., Statuti inediti della citt�a di Pisa dal XII al XIV secolo, vol.3 (Florence: Vieusseux, 1857), 535; Burkhardt Wolf, Fortuna di mare: Literatur und Seefahrt(Zürich: Diaphanes, 2013), 11–14, 89–109; Sylvain Piron, “L’apparition du resicum en
Mediterranee occidentale aux XIIeme–XIIIeme siecles,” in Pour une histoire culturelle du risque:Genese, evolution, actualite du concept dans les societes occidentales, ed. Emmanuelle Collas-
Heddeland et al. (Strasbourg: Universite d Haute-Alsace 2004), 59–76, particularly 61–68.65See the Libellus de diluviis, Manuel Alonso Alonso, ed., “Homenaje a Avicena en su milenario:
Las traducciones de Juan Gonzalez de Burgos y Salomon,” Al-Andalus 14, no. 2 (1949): 306–308,particularly 306. On the textual history see Jean-Marc Mandosio and Carla Di Martino, “La
‘Meteorologie’ d’Avicenne (Kitab al-Sifa’ V) et sa diffusion dans le monde latin,” in Wissen
Historical Disaster Experiences: First Steps Toward a Comparative and. . . 17
resulted in the “victory” of one of the elements over the others was subsequently
discussed by Albertus Magnus (ca. 1200–1280 CE) and other scholars as a possible
natural cause of the Great Flood and other floods.66 Through university teaching and
popular wind and water flooding forecasts—like the constantly reformulated Toledo
letter (since 1186 CE), in which an apocalyptic “flood” through wind or water was
predicted in a certain sign of the zodiac—this interpretation pattern gradually spread
throughout Europe in the fourteenth and fifteenth centuries.67
A telling description of this notion of linking unfavorable stellar constellations
and natural disasters is found in an illustration of a book on cosmological questions
printed in 1513 in Venice, namely in the Neo-Platonic commentary of Ambrosius
Theodosius Macrobius (ca. 385/90–post 430 CE) on Cicero’s Somnium Scipionis(see the cover of the book).68 This visualised what the theoretical concepts had
already linked: wise men from the East, indicated by their turbans, calculate the
position of the stars between the sun and the moon using technical instruments
(there is a quadrant in the right-hand half of the picture). Two cherubs in the sky
with inflated cheeks, typifying the wind, point to the ancient theory of heating air
through incidents in the stellar sphere. The lower half of the picture depicts the
effect of the heated air—a collapsing building, shaken by the air expanding in the
earth’s cavities. The natural disaster “earthquake” (Latin terraemotus) is thus
envisaged pictorially as dis-astro. At the beginning of the sixteenth century, this
abstract concept rapidly left the sphere of learned discourse and spread to the
general public. When some astrologer-astronomers (no clear line was drawn
between these two occupations until well into the modern era) predicted a new
great flood for 1524 as the result of human sinfulness and foreshadowed by the
natural sign of a conjunction in pisces, broadsheets depicting graphic impressions
of the apocalyptic forecast started to make their rounds (Fig. 1).69 At the centre of
the simple woodcut is the fatal constellation of pisces and its effect, the flood with
€uber Grenzen: Arabisches Wissen und lateinisches Mittelalter, ed. Andreas Speer and Lydia
Wegener (Berlin: de Gruyter, 2006), 406–424, particularly 420.66See Schenk, “Vormoderne Sattelzeit?” 189f.67On the Toledo letter, see Dorothea Weltecke, “Die Konjunktion der Planeten im September
1189: Zum Ursprung einer globalen Katastrophenangst,” Saeculum 54, no. 2 (2003): 179–212;
Mentgen, Astrologie und €Offentlichkeit, 17–158.68Ambrosius Theodosius Macrobius and Joannes Riuius, En tibi lector candidissime, Macrobius,qui antea mancus, mutilus, ac lacer circu[m]ferebatur, nu[n]c primu[m] integer, nitidus[et] suonitori restitutus, in quo graecae maiestatis dignitas quo ad eius fieri potuit superstesreperit[us] (Venedig: Lucantonio Giunta, 1513), fol. 1r; for the broad reception of Macrobius’scommentaries of Cicero’s Somnium Scipionis see Bruce Eastwood, “Manuscripts of Macrobius,
Commentarii in Somnium Scipionis, before 1500,” Manuscripta 38, no. 2 (1994): 138–155.69See Heike Talkenberger, Sintflut: Prophetie und Zeitgeschehen in Texten und Holzschnittenastrologischer Flugschriften, 1488–1528, Studien und Texte zur Sozialgeschichte der Literatur
26 (Tübingen: Max Niemeyer, 1990), 154–335, 436 and 520 fig. S7; Gabriele Wimb€ock, “In den
Sternen geschrieben—in die Bilder gebannt: Die Furcht vor der Großen Sintflut im Zeitalter der
Reformation,” in AngstBilderSchauLust: Historische Katastrophenerfahrungen in Kunst, Musikund Theater, ed. Jürgen Schlader and Regina Wohlfahrt (Dresden: Henschel 2007), 212–239.
18 G.J. Schenk
Fig. 1 Practica deutsch Meister Hansen Virdung von Haßfurt/vff das Erschroecklich Jare.M.ccccc. vn[d] xxiiij [. . .], Speyer: Anastasius Nolt, 1523 [Verzeichnis der im deutschen
Sprachbereich erschienenen Drucke des 16. Jahrhunderts, VD 16 V 1281], here according to the
copy at Munich, Bavarian State Library, 4 Astr. P. 510/54
Historical Disaster Experiences: First Steps Toward a Comparative and. . . 19
several corpses floating by. Astronomer-astrologers stand in the middle, on both
sides of the flood, holding instruments (at the left, a quadrant, and at the right, an
armillary sphere or astrolabe) that enable them to observe and measure the heavens.
The disastrous events on earth are not confined to the flood: in the foreground to the
left, a wild skirmish goes on, while on the right, people pray on their knees. This
highly popular forecast was widely disseminated against the background of the
Reformation and Peasants’ War, but was also strongly criticised, not least because
the prophecy never came true.70 Yet neither the Macrobius text of 1513 nor the
broadsheet of 1522 used the word “disastro” to describe what was shown.
In German-speaking areas, the corresponding wordDesaster did not develop in asimilarly influential way to disastro in the Italian-speaking world. Instead, the wordused was Katastrophe (catastrophe). The history of the word and term took a
different course here. While the term Katastrophe was likewise semantically
charged with astronomic-astrological significance in the Renaissance period, the
concept of a sudden and mostly fatal change was differently accentuated thanks to
its origin in dramatic theory and owed itself to the rediscovery and reinterpretation
of some ancient facets of the concept of catastrophe.71
In antiquity, the Greek word καταστρoφή generally stood for turning points and
sweeping changes, albeit with a certain ambivalence as to whether they were
negative or (seldom) positive in connotation.72 By contrast and to simplify greatly,
in the transition from late antiquity to the Early Middle Ages, “catastrophe”
occupied five semantic fields.73 The word was used to mean turning, e.g. when
playing with a ball, and by Christian writers like Jerome to mean repentance, or a
confessional change of heart. In parallel, the word was used as a technical term only
in specialised areas of life as in ancient stagecraft and dramatic theory, to indicate
the resolution at the end of a comedy and as a medical term for morbid “turns” in
the digestive system. This broad utilisation was almost forgotten in the medieval
millennium. In the eighth century, diligent monks in the St. Gallen monastery and
elsewhere held to the basic meaning of turning-point in their glossaries, probably
70Aby Moritz Warburg, Heidnisch-antike Weissagung in Wort und Bild zu Luthers Zeiten,Sitzungsberichte der Heidelberger Akademie der Wissenschaften, Philosophisch-historische
Klasse 26 (Heidelberg: Winter, 1920), 29–35; see e.g. Paola Zambelli, “Introduction: Astrologers’Theory of History,” in Astrologi hallucinati: Stars and the End of the World in Luther’s Time,ed. Paola Zambelli (Berlin: de Gruyter, 1986), 24; Ottavia Niccoli, Profeti e popolo nell’Italia delRinascimento (Rome: Laterza, 1987), 185–215. On the perception of the planetary conjunction of
1524 in China with differing interpretations see David W. Pankenier, “The Planetary Portent of
1524 in China and Europe,” Journal of World History 20, no. 3 (2009): 339–375.71See Schenk, “Vormoderne Sattelzeit?” 194–199, with all necessary references for the following.72See also Mischa Meier, “Zur Terminologie der (Natur-)Katastrophe;” Olaf Briese and Timo
Günther, “Katastrophe: Terminologische Vergangenheit, Gegenwart und Zukunft,” Archiv f€urBegriffsgeschichte 51 (2009): 157–163, 167.73Internationale Thesaurus-Kommission, ed., Thesavrvs lingvae Latinae, (Leipzig: Teubner,
1912), 3:598; fully treated by Alan Rosen, Dislocating the End: Climax, Closure, and theInvention of Genre, Studies on Themes and Motifs in Literature 35 (New York: Lang, 2001),
6–11; Briese and Günther, “Katastrophe,” 161–163, who completely overlooked the medical term;
cf. the following paragraphs.
20 G.J. Schenk
because of their reading of Jerome. Furthermore, the word remained only as the
Latinised Greek medical term for morbid changes in digestion.74
This reduction of the meaning of catastrophe was not broadened until the
emergence of Renaissance humanism, primarily in German-speaking countries.
North of the Alps, among the humanist class of the Reformation, the old and
nearly-forgotten concept from drama theory gained increasing currency from the
end of the sixteenth century, referring to tumultuous politico-religious swings. This
can be attributed to a conceptual rediscovery of the ancient poetological facets of
the term by Desiderius Erasmus of Rotterdam.75 It was hardly an accident that, soon
after the abovementioned flyers forecasting a disastrous Great Flood started circu-
lating in 1524, the Reformer Philipp Melanchthon, a friend of Erasmus, took up the
Greek word for a politico-religious upheaval that he expected in 1531 in connection
with what contemporaries described as a prodigious appearance of (Halley’s)comet.76 The use of this astrologically inflected term in a Reformation-humanistic
context created a terminological and narratalogical expectation that problems and
situations of the present would eventually dissolve at the end of history. This
expansion of the meaning of the word, highly charged with medieval astrological
and salvific traditions, can also be found in the correspondence of other humanists.
The semantics of “catastrophe” changed, as Olav Briese and Timo Günther aptlyput it, very gradually, “from a stage of ‘categorical ambivalence’ [. . .] to that which[. . .] it is today: ‘bad case’ or ‘worst case’.”77 However, this was not necessarily thecase for the countries which spoke Romance languages, probably because “catas-
trophe” there was competing with desastre and disastro and, in England, with
“disaster.” Therefore, “catastrophe” remained a word confined more or less to the
realm of poetry.78
74See Gerrit Jasper Schenk, “Dis-Astri: Modelli interpretativi delle calamit�a naturali dal medioevo
al Rinascimento,” in Le calamit�a ambientali nel tardo medioevo europeo: Realt�a, percezioni,reazioni; Atti del XII convegno del Centro di Studi sulla civilt�a del tardo Medioevo S. Miniato,31 maggio–2 giugno 2008, ed. Michael Matheus et al., Centro di Studi sulla Civilt�a del Tardo
Medioevo San Miniato, Collana di Studi e Ricerche 12 (Florence: Firnze University Press, 2010),
23–75, in particular 68f.; Schenk, “Vormoderne Sattelzeit?” 195f.75See Rosen, Dislocating the End, 6–11; Briese and Günther, “Katastrophe,” 164f.76See Philipp Melanchthon, Philippi Melanthonis opera quae supersunt Omnia, vol. 2, ed. CarolusGottlieb Bretschneider, Corpus Reformatorum 2 (Halle a.d. Saale: C.A. Schwetschke et filium,
1835), 546 no. 1009; see also Sachiko Kusukawa, The Transformation of Natural Philosophy: TheCase of Philip Melanchthon (Cambridge: Cambridge University Press, 1995), 124–173.77Briese and Günther, “Katastrophe,” 164 (translated from German by the author).78For example in France, see Paul Imbs, Tresor de la langue francaise: Dictionnaire de la languedu XIXe et du XXe siecle (Paris: Gallimard 1977), 5:299. In the mid-fifteenth century, Francois
Rabelais uses “catastrophe” in an astrological context (comet) with a negative connotation, but
narratively integrated, see Francois Walter, Katastrophen: Eine Kulturgeschichte vom 16. bis ins21. Jahrhundert (Stuttgart: Reclam, 2010), 16f; Briese and Günther, “Katastrophe,” 163, 165; seealso Michael O’Dea, “Le mot ‘catastrophe,’” in L’invention de la catastrophe au XVIIIe siecle: Duchatiment divin au desastre naturel, ed. Anne-Marie Mercier-Faivre, Bibliotheque des Lumieres
73 (Geneva: Droz, 2008), 35–48, on the later development; Olaf Briese, “‘Genommen auß den
Comoedien:’ Katastrophenbegriffe der neuzeitlichen Geologie,” in Wissenschaftsgeschichte als
Historical Disaster Experiences: First Steps Toward a Comparative and. . . 21
In the debate held in German by Johannes Kepler and Helisaus R€oslin from 1597
to 1604 over the significance of heavenly phenomena for terrestrial political events,
the term “catastrophe” was fully Germanised and came to describe a turn of events
on Earth reflecting movements in the heavens. This use of the term harkened back
to astronomical terms and stood for a range of extraordinary (according to R€oslinpositive, but normally negative) phenomena; however, it referred to societal pro-
cesses, not natural disasters. The term “catastrophe” also had a second career, by
virtue of a narrowing of special terms in the pre-modern era, when it competed with
“revolution” and “crisis.”79 While “revolution”—originally an astronomical-
geological term—had taken on a primarily socio-political meaning following the
events of 1789, the term “catastrophe” was increasingly used after 1800 to refer to
extreme natural events and, by around 1900, was fixed in this meaning in German
with the coining of the compound noun Naturkatastrophe.This transcultural and translingual history of the word and term also throws light
on the processual interconnection, indeed the inseparability, of natural and cultural
history in the sense of modern cultural studies, which is unmistakable when
studying “disasters” and “catastrophes.” The inter- and transcultural dimension of
a topic that has hardly been analysed so far in research also becomes clear, since the
terms point to the millenary career of an interpretative pattern from the Ancient
Near East and its transformations into other cultural contexts. The asymmetry
between the Orient, which thanks to its reception of ancient knowledge and
Indian mathematics was highly educated in astronomy, and the medieval West,
which remained almost illiterate until long after the V€olkerwanderung, led to the
transfer of the disastro-meteorological concept from East to West, although it was
understood differently and given different nuances in other cultural contexts.80 The
same seems to apply to the term “risk,” which probably found its way into European
languages from the Arabic-speaking Levant in the twelveth century via the Med-
iterranean.81 In the European contexts of trade, law, and religion, it changed its
meaning considerably, however, until the fifteenth century, when it took on an
importance in Italy’s emerging insurance sector that semantically corresponds to
our current “risk.” This new understanding of danger came into competition with
ancient retributive-theological models of interpreting disasters as punishment for
sin, enabled a calculating attitude to risks and eventually led, at the level of
Begriffsgeschichte: Terminologische Umbr€uche im Entstehungsprozess der modernenWissenschaften, ed. Michael von Eggers and Matthias Rothe (Bielefeld: transcript, 2009),
23–50, in particular 30f. on development in the English-speaking world.79See a recent and more differentiated account in Briese and Günther, “Katastrophe,” 172–195.80On the complex entanglements of cultural “flows” see Arjun Appadurai, “Disjuncture and
Difference in the Global Cultural Economy,” Theory, Culture, and Society 7, no. 2 (1990):
295–310, in particular 296–301 (but limited to the the modern era).81See Piron, “L’apparition du resicum,” particularly 61–68.
22 G.J. Schenk