glutaraldehido 8

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Critical Reviews in Toxicology, 22(3,4): 143-174 (1992) A Critical Review of the Toxicology of Glutaraldehyde Robert 0. Beauchamp, Jr., M.A., Mary Beth G. St. Clair, Ph.D.,*" Timothy R. Fennel/, Ph. D., David 0. Clarke, Ph. D., *** and Kevin T. Morgan, Ph.D. CIIT, P.O. Box 12137, Research Triangle Park, NC 27709 Frank W. Kari, Ph.D. NIEHS, Research Triangle Park, NC 27709 *To whom all correspondence should be addressed. **North Carolina State University, Raleigh, NC ***Eli Lilly and Company, Greenfield. IN ABSTRACT: Glutaraldehyde, a low molecular weight aldehyde, has been investigated for toxicity in humans and animals. Examination of this dialdehyde was indicated from previous studies with other aldehydes in which carcinogenicity of formaldehyde and toxicity of acetaldehyde and malonaldehyde have been disclosed. Infor- mation gaps concerning the actions of glutaraldehyde have been identified in this review and recommendations are suggested for additional short- and long-term studies. In particular, information regarding irritation of the respiratory tract, potential neurotoxicity, and developmental effects would assist in a complete hazard evaluation of glutaraldehyde. Further study related to disposition, metabolism, and reactions of glutaraldehyde may elucidate the mechanism of action. KEY WORDS: glutaraldehyde review, human toxicity, animal toxicity, reproductive toxicity, genotoxicity, metabolism, toxicokinetics, protein macromolecules, environment, health effects, aldehyde composition, uses. I. INTRODUCTION Glutaraldehyde is a specialty chemical with no single large-scale use. However, given its widespread use as a bactericide, a tanning agent, and a fixative, humans may be exposed to this chemical. This potential for human exposure, to- gether with the reactive nature of glutaraldehyde, has generated concern over possible adverse health effects associated with glutaraldehyde exposure. The activity of formaldehyde as a nasal carcin- ogen in rats and mice' and the toxicity of other low molecular weight aldehydes, such as acet- aldehyde and malonaldehyde, have prompted further interest in this class of chemicals.2 Similar cellular mutation results reported for these al- dehydes suggest carcinogenic potential. This review represents a comprehensive sur- vey of the toxicity of glutaraldehyde, its metab- olism and disposition, reactions with macromol- ecules, in v i m and in vivo animal and human toxicity, genotoxicity and carcinogenicity, de- velopmental toxicity, and environmental effects. Cited reference studies have been examined, and experimental design and results critically evalu- ated. The reference material has been summa- rized and evaluated to reveal information gaps for future investigations. Recommendations are proposed for consideration in such studies. While the primary focus of this review is on the toxicity of glutaraldehyde, additional information on the physical and chemical properties of glutaralde- hyde, its production, uses, reactions, analysis, and regulation are also included. 1040-8444/92/$ .50 0 1992 by CRC Press, Inc. 143 Critical Reviews in Toxicology Downloaded from informahealthcare.com by HINARI on 04/08/11 For personal use only.

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artículo de revisión que habla sobre la estructura y características del glutaraldehido, asi como de sus usos

Transcript of glutaraldehido 8

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Critical Reviews in Toxicology, 22(3,4): 143-174 (1992)

A Critical Review of the Toxicology of Glutaraldehyde

Robert 0. Beauchamp, Jr., M.A., Mary Beth G. St. Clair, Ph.D.,*" Timothy R. Fennel/, Ph. D., David 0. Clarke, Ph. D., *** and Kevin T. Morgan, Ph.D. CIIT, P.O. Box 12137, Research Triangle Park, NC 27709

Frank W. Kari, Ph.D. NIEHS, Research Triangle Park, NC 27709

*To whom all correspondence should be addressed. **North Carolina State University, Raleigh, NC

***Eli Lilly and Company, Greenfield. IN

ABSTRACT: Glutaraldehyde, a low molecular weight aldehyde, has been investigated for toxicity in humans and animals. Examination of this dialdehyde was indicated from previous studies with other aldehydes in which carcinogenicity of formaldehyde and toxicity of acetaldehyde and malonaldehyde have been disclosed. Infor- mation gaps concerning the actions of glutaraldehyde have been identified in this review and recommendations are suggested for additional short- and long-term studies. In particular, information regarding irritation of the respiratory tract, potential neurotoxicity, and developmental effects would assist in a complete hazard evaluation of glutaraldehyde. Further study related to disposition, metabolism, and reactions of glutaraldehyde may elucidate the mechanism of action.

KEY WORDS: glutaraldehyde review, human toxicity, animal toxicity, reproductive toxicity, genotoxicity, metabolism, toxicokinetics, protein macromolecules, environment, health effects, aldehyde composition, uses.

I. INTRODUCTION

Glutaraldehyde is a specialty chemical with no single large-scale use. However, given its widespread use as a bactericide, a tanning agent, and a fixative, humans may be exposed to this chemical. This potential for human exposure, to- gether with the reactive nature of glutaraldehyde, has generated concern over possible adverse health effects associated with glutaraldehyde exposure. The activity of formaldehyde as a nasal carcin- ogen in rats and mice' and the toxicity of other low molecular weight aldehydes, such as acet- aldehyde and malonaldehyde, have prompted further interest in this class of chemicals.2 Similar cellular mutation results reported for these al- dehydes suggest carcinogenic potential.

This review represents a comprehensive sur- vey of the toxicity of glutaraldehyde, its metab- olism and disposition, reactions with macromol- ecules, in v i m and in vivo animal and human toxicity, genotoxicity and carcinogenicity, de- velopmental toxicity, and environmental effects. Cited reference studies have been examined, and experimental design and results critically evalu- ated. The reference material has been summa- rized and evaluated to reveal information gaps for future investigations. Recommendations are proposed for consideration in such studies. While the primary focus of this review is on the toxicity of glutaraldehyde, additional information on the physical and chemical properties of glutaralde- hyde, its production, uses, reactions, analysis, and regulation are also included.

1040-8444/92/$ .50 0 1992 by CRC Press, Inc.

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II. PHYSICAL AND CHEMICAL PROPERTIES, AND PREPARATION

A. Physical Properties

Glutaraldehyde, a five-carbon dialdehyde, is a highly reactive compound that has been isolated as an oil and is usually stored as an aqueous solution. On storage, it forms mixtures contain- ing hydrates, pyrans, and polymers. The prin- cipal physical properties of glutaraldehyde are summarized in Table 1 .

TABLE 1 Glutaraldehyde - Physical Properties

Structure - glutaraldehyde ( I )

OHC CHO I

B. Chemical Properties

Several studies have dealt with the deter- mination of the composition of pure glutaralde- hyde under a variety of circumstances. When chemical purity is a requirement, commercial so- lutions should be analyzed prior to use because the glutaraldehyde solution may not be limited to the monomeric form.

When considering the chemical nature of glu- taraldehyde in solution, two types of studies have been conducted: those considering the equilib-

CAS Registry Number: 1 1 1-30-8

Molecular weight: 100.1 3

Physical state: Water-soluble oil

Freezing point: - 14°C

Boiling point: "C Pressure (mm)

187-1 88 (dec) 760 106-1 08 50 71 -72 10 60-61 1

0.0152 torr (50% aq. solution) at 20°C 0.0012 torr (2% aq. solution) at 20°C

Vapor pressure

Vapor density: 3.4 (air = 1)

Density: 0.72 (water = 1)

Refractive index: 1.43300(at 25°C; 589 nm)

Odor: pungent

Solubility: Soluble in all proportions in water and ethanol; soluble in benzene

Storage conditions: Stability of glutaraldehyde is decreased as the pH and

or ether

temperature are increased; pH effects were reported on two commercial solutions (containing 2% glutar- aldehyde) revealing that a solution of Aldetex (pH 7.70) was more stable than a solution of Cidex (pH 8.55)

Ref.

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14 15 14

234

66 66

235

233

236

13,237

66

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rium forms in purified solutions, and those ex- amining the forms, including polymers, present in commercially available preparations. The pu- rity of glutaraldehyde solutions is frequently evaluated spectrophotometrically by measuring the ratio of absorbance at 235 and 280 nm to obtain a purification index. The absorbance at 280 nm corresponds to the n-n* transitions of the carbonyl bond of glutaraldehyde, whereas the absorbance at 235 nm corresponds to n-T* tran- sitions of the C=C bonds of a,P-unsaturated polymers.

Generally, glutaraldehyde is stable to light, but is oxidized in air and polymerizes when heated. Studies have been directed toward elu- cidating the equilibrium conditions for glutaral- dehyde under different conditions to indicate chemical modification of the parent structure and variation in its reactivity. The intermediate chem- ical forms are also considered in Section V1.C and D.

In a carefully monitored study, a 25% aqueous solution of glutaraldehyde was purified to a single peak with a UV absorbance maximum of 280 nm.3 The subsequent detection of a second peak at 235 nm indicated the formation of alternate forms, such as polymers, in investigations of the influence of pH, temperature, and buffering on polymerization rate. No polymerization occurred when a solution of glutaraldehyde was stored for 5 months at - 14°C. There was a slight increase in the 235 nm peak with storage at 4"C, and then a rapid increase in this peak beginning with stor- age around 20°C and continuing to 60°C. The polymerization rate of glutaraldehyde was in- creased when the pH was slightly acidic or basic; the rate of polymerization was decreased some- what by the addition of buffers. If a 50% degree of polymerization can be tolerated, samples may be stored at 4°C and pH 6.5 for up to 7 months.

A number of IH-NMR studies have been car- ried out on the nature of glutaraldehyde in aqueous solution and suggest the presence of the mono- hydrate, dihydrate, and cyclic hemia~etal .~ More recent studies have used I3C-NMR spectroscopy to examine the equilibrium in solution. In an extensively purified neutral solution of glutaral- dehyde at 23"C, 4% free aldehyde (I), 16% he- mihydrate (11), 9% dihydrate (111), and 35% each of cis- and truns-isomers of the cyclic hemiacetal

(IV) were reported.' The equilibrium was found to be temperature dependent. In a further study,6 similar equilibrium proportions were observed, which were not greatly affected by pH or con- centration. The isolation and identification of polymers of glutaraldehyde (V) from aqueous so- lution have been the subject of several investi- gations (Figure 1). Oligomers have been isolated and characterized from aqueous solutions of glu- taraldehyde. 'J The para-glutaraldehyde (VI) , a trimer, is the principal trioxane derivative, with the pentamer (VII) and heptamer (VIII) present in small amounts (Figure 2). The polymerization of glutaraldehyde is pH-dependent , with increas- ing polymerization at higher pH. Isolation of the various derivatives was performed by HPLC, with characterization by IR and NMR spectroscopy. Commercial 25% glutaraldehyde solutions may contain precipitates that result from aldol con- densation.' This condensate contains aldehyde groups conjugated with ethylenic double bonds and may react with amino groups in amino acids to yield imino groups. The ethylenic bond and the imino bond are stabilized by resonance, and this stable form will not allow Michael-type ad- dition reactions.

n n OHC CH(OHk (HOLCH CH(OHh

n OHC CHO

I II 111

IV V

FIGURE 1. Equilibrium structures of glutaraldehyde in aqueous solution.

Other types of polymers reported to be in a 2% alkaline glutaraldehyde sterilizing solution (pH 7.5 to 8.5) were trioxane oligomers (oligo- mers of VI) of molecular weights > 12,000. l o The characterization of a dimer (IXa) from an aqueous alkaline solution of glutaraldehyde has been re- ported recently (Figure 3). I ' This dimer is formed by a dimolecular aldol condensation, and may exist in equilibrium with the cyclic hemiacetal form (IXb).

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VI (Tdrner) VII (Pentamer)

R R R

Vlll (Heptemer)

FIGURE 2. Oligomers of glutaraldehyde in aqueous scluticn. R :epresen!s (CH,),C!-!O.

oHcQCHO O H C a OH

1x0 IXb

FIGURE 3. Dimers of glutaraldehyde.

C. Preparation

Recent production figures for glutaraldehyde are not available. The principal manufacturer in the U.S. is Union Carbide Corporation; non- domestic producers include BASF AG in Europe and Daicel Chemical Industries, Ltd. in Japan. In 1976, an approximate production volume of >5000 lbs. was listed. I 2 . I 3 Production figures have not been reported in the published literature.

Isolation and characterization of glutaralde- hyde from the ozonolysis of cyclopentene were first reported by Harries and Tank. l 4 More recent methods utilize alkoxy-pyran derivatives as the source of the 5-carbon chain of glutaraldehyde.

The principal method of commercial pro- duction of glutaraldehyde (I) is the acid hydro- lysis of a 2-alkoxy-3,4-dihydro-2H-pyran (X) (Figure 4). I

H20, HOAC n OHC CHO

I ocy Reflw, 1 hour

X

FIGURE 4. Principal commercial preparation of glu- taraldehyde from 2-methoxy-3,4-dihydro-2H-pyran (X).

111. USES

Major uses of glutaraldehyde depend on its highly reactive chemical properties where reac- tion may occur with proteins or polyhydroxy compounds to modify the surface characteristics or internal properties of the treated substrate. Tanning of animal skins with glutaraldehyde is a prime example involving reaction with proteins as well as preparing tissues by various fixative processes for microscopic study. This strong reactivity of glutaraldehyde also exhibits a broad spectrum of biocidal activity. Many disinfectant and sterilizing procedures require special bacte- ricidal, slimicidal, sporicidal, fungicidal, or vi- rucidal activity. I6s1' Other principal applications of glutaraldehyde include the treatment of various skin disorders, an adhesive in dentistry, and a component in the manufacture of tissue transplants.

The tanning of leather with glutaraldehyde produces leather of outstanding durability, uni- formity, and feel and improves the properties of lining, sole, gloving, horsehide, and pigskin. Water-resistance or insolubilization is imparted to cork in the manufacture of gaskets and wash- able wallpaper. Increased water-resistance and wet strength have been extended for treated paper towels when rapid wetting without tearing is re- quired. Textile sizing mixtures prepared from polyhydroxy materials such as polyvinylacetate and polyvinyl alcohol and followed by addition of glutaraldehyde at elevated temperatures yielded effective materials for use under high-humidity conditions.

The preservative or antimicrobial effect of glutaraldehyde has found broad application in cosmetic, toiletry, and chemical specialty product^'^ due to its ready water solubility and usefulness in systems containing secondary

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amines, tertiary amines, quaternary ammonium compounds, or protonated amines. The broad biocidal activity is due to the cross-linking ca- pacity of the difunctional aldehyde with primary amines, such as lysine residues present in the microbial cell

The antimicrobial activity of glutaraldehyde is suitable for numerous hospital settings requir- ing a readily available, noncaustic liquid sterilant usable under ambient conditions for surgical and examination instruments. Glutaraldehyde is an effective sporicidal agent requiring about 3 h for almost complete elimination of spores. Gram- positive and Gram-negative bacteria, fungi, and viruses are also susceptible to the lethal action of glutaraldehyde.21 Care should be exercised to remove or minimize any residual aldehyde to pre- vent sensitization reactions for the operator or patient.

Glutaraldehyde has been used in the devel- opment of vaccines against a variety of allergens including Bordella pertussis, ragweed, and grass pollen^.^^-^^ Using glutaraldehyde-fixed simian immunodeficiency virus (S1V)-infected cells, a vaccine was produced that protected macaques from SIV infection; all eight monkeys vaccinated with the glutaraldehyde-modified antigen were protected from a challenge with active SIV.25

Glutaraldehyde is available in several differ- ent commercial preparations, providing the user with a choice for a particular application. Two preservative formulations containing glutaralde- hyde are sold under the trade names of Ucaricide Preservative 225 and Ucaricide Preservative 250.19 The Ucaricide 225 contains 25% by weight glutaraldehyde and the Ucaricide 250, 50% by weight glutaraldehyde with pH ranges from 3.1 to 4.5. Other glutaraldehyde products include ad- ditional Ucaricides, and tradename products - Piror, Uconex, Ucarsan, and Aqucar - all con- taining glutaraldehyde and available for special uses.26 These preservatives are recommended for use in controlling bacterial growth in cosmetics, toiletries, oil field operations, pigment and filler slurries, metal working fluids, farm equipment, and housing. Preservatives are also recom- mended as water treatment in cooling towers and filtering systems, and chemical specialty prod-

ucts. Inactivation of glutaraldehyde may occur in the presence of ammonia and primary amines.

In an early report, the stability and bacteri- cidal effectiveness of a buffered formulation of glutaraldehyde were increased from 14 to 28 days after activation. The activation process is carried out by mixing the individual ingredients of the separate formulations. A 2% glutaraldehyde so- lution containing a surfactant to promote wetting plus sodium nitrite as a corrosion inhibitor and buffered to a pH of 7.5-8.0 was stable for up to 28 days. 27 An unformulated alkaline glutaralde- hyde solution retained its bactericidal activity for only 14 days.28 An additional important property of the stable formulation is its ability to retain bactericidal activity in the presence of organic matter. Recent information on the storage sta- bility of several Ucaricides disclosed that no change was observed in the concentration of glu- taraldehyde for up to 52 weeks at 25 and 37"C.26

Glutaraldehyde is used in various clinical ap- plications involving skin treatment ,29 dentistry30 and tissue implants, as well as in the manufacture of contact lenses and preservation of blood prod- ucts. Skin problems that are effectively treated include the removal of warts and excessive sweat- ing of the hands and feet. The common wart, verruca vulgaris, is treated effectively with a 10% glutaraldehyde ~olut ion.~ ' A 25% solution was also effective, but a buffered 10% solution with sodium bicarbonate to pH 7.5 was pre- ferred. Other skin disorders treated successfully with glutaraldehyde are epidermolysis bullosa, herpes simplex, herpes zoster, and pitted kera- t o l y s i ~ . ~ ~ - ~ ~ While contact dermatitis from the use of high concentrations of glutaraldehyde on the soles of the feet is rare, exposure of other regions of the body to more dilute concentrations of glu- taraldehyde caused sensi t izat i~n.~~ These obser- vations have been interpreted in terms of exten- sive binding of glutaraldehyde to the keratin of the skin of the soles of the feet and the relative paucity of Langerhans cells in this area.39

A palmar antiperspirant formulation contain- ing 5% glutaraldehyde was recommended over a 10% solution to minimize tanning during the sweat reduction process. The nonalkalinized solution is applied three times per week.34 Excessive sweat-

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ing of the feet (hyperhydrosis) was treated with a 10% buffered solution of glutaraldehyde and the sweating was relieved within 24 h.37

Glutaraldehyde is used in the preparation of grafts and bioprostheses, often from nonhuman tissues, that are to be transplanted into humans. Glutaraldehyde treatment of xenografts stabilizes and preserves them, and glutaraldehyde-treated graft materials elicit fewer allergic reactions than formaldeh yde-fixed materials ,40 presumably due to decreased tissue antigeni~ity.~'*~* Problems as- sociated with glutaraldehyde-treated xenografts most commonly are due to calcification or me- chanical failure of the graft.4347 Co-treatment of graft materials with glutaraldehyde and aminopropanehydroxydiphosphonate or chon- droitin sulfate may reduce destructive graft cal-

cross-link collagen in applications for surgical implant materia148*50-52 and has been used for linking materials intended to improve biocom- patibility to synthetic graft^.^^.^^ Tissue degra- dation and humoral antibody induction are re- duced by this treatment. Artificial pretreated polyester vessels and valves are rendered anti- thrombogenic by final cross-linking with glutar- aldehyde.53 An improved collagen implant cross- linked with glutaraldehyde, Zyplast, gives longer- lasting corrections in improving acne scars than without the cross-linking process.5o Immuno- genic responses to Dacron prostheses are reduced when the device is coated with albumin or col- lagen and then cross-linked with glutaralde- h ~ d e . ~ ~ Glutaraldehyde-treated grafts appear to be important in human medicine, but efforts should continue toward improving glutaralde- hyde fixation of these tissues in order to obtain satisfactory fixation while maintaining a low po- tential for rejection and calcification.

Soft contact lenses, prosthetics, films, and fibers were prepared from gelatin and cross-linked with glutaraldehyde. Flexible, clear, and dimen- sionally stable products were obtained by this procedure. 56

Glutaraldehyde has been used to stabilize hemoglobin in the preservation of blood products requiring a long shelf life. The life of glutaral- dehyde-treated red blood cells is extended, but further improvements are needed to prevent rig- idity, antigenicity, and reduced o~ygen-affi i ty.~~

CiiEICaiioii.4R 49 G~~txald&liyde is albu used b

Fixation of tissue specimens using glutaral- dehyde when preservation of the ultrastructure for study by electron microscopy and cytochem- istry was required has been in use since the early 1960~.'~ Glutaraldehyde was reporteds9 to be pre- ferred over formaldehyde because the fine struc- ture is stabilized and gross distortion during embedding is prevented. It was also found to cause the least protein conformational changes. Some caution has been indicated in its use in cytochemistry by an early report showing evi- dence of activation of a nucleic acid phosphatase enzyme with glutaraldehyde.@' In some appli- cations, glutaraldehyde followed by osmium te- troxide was more effective than osmium tetroxide alone in revealing granular vesicles in the pineal body. However, it has one drawback in that it is rlui capabie of rendering iipids insoiubie in or- ganic solvents and thus will not allow demon- stration of cellular membranes. Glutaraldehyde penetrates tissues much less than formaldehyde, probably due to its greater reactivity, and slightly less than osmium tetroxide.

IV. ADVERSE HEALTH EFFECTS IN HUMANS

Humans can be exposed to glutaraldehyde in numerous clinical and occupational settings, as indicated by the many different uses of this chem- ical. A majority of the adverse health effects re- ported for glutaraldehyde are associated with dis- infection or sterilization procedures performed by hospital personnel or its use in a variety of clinical settings. Clinical exposures result from its use in removal of skin warts, dental adhesives, the ster- ilization of health care equipment, and the man- ufacture of tissue implants and prosthetic devices.

Glutaraldehyde has been used successfully in the treatment of a number of skin disorders, in- cluding epidermolysis bullosa, hyperhydrosis, herpes zoster, herpes simplex, dyshidrosis, on- ychomycosis, and warts. Undesirable effects of these treatments have ranged from skin discol- ration,^^-^^,^^ to contact dermatitiP and ulcer- ation.62 A patient was exposed to residual glu- taraldehyde via a crack in an anesthesia mask,

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which resulted in eye i r r i t a t i ~ n . ~ ~ An accidental subdural injection of glutaraldehyde proved to be fatal."

Recently, potential occupational hazards to personnel and patients exposed to either form- aldehyde or glutaraldehyde in hospital operating and patient rooms have been reported in Ger- m a n ~ . ~ ~ When cleaning solutions containing 0.038% formaldehyde or 0.025% glutaraldehyde were used in these settings, the maximum allow- able airborne concentrations were not exceeded, i.e., 0.5 ppm formaldehyde or 0.2 ppm for glu- taraldehyde. However, when cleaning solutions were formulated with either 0.228% formalde- hyde or 0.15% glutaraldehyde, unacceptable air- borne concentrations resulted. Exposure concen- trations of 5.1 ppm formaldehyde and 0.57 ppm glutaraldehyde were detected; acceptable short- term levels are 1.0 ppm for formaldehyde and 0.4 ppm for glutaraldehyde.

Human exposure to low concentrations (< 1 ppm; odor threshold is 0.04 ppm of glutaralde- hyde) either by inhalation or skin contact may cause irritation of the skin and/or mucous mem- branes.% Contact dermatitis, eye irritation, and/ or skin discoloration are frequently observed from such occupational exposure^.^^-^^ Elevated con- centrations of glutaraldehyde and extended pe- nods of human exposures may cause respiratory distress and secondary infections resulting from severe irritation and ulceration of exposed sites. Rhinitis and encrustation of mucous membranes have also been reported. 83

Glutaraldehyde is a moderate sensitizer of human kin,^^.^^.^^.^^ but was scored as a nonir- ritant in the in v i m cultured corneal endothelial cell assay. 88 Because of the frequent combined use of glutaraldehyde and formaldehyde (e.g., in the disinfectant Cidex [CAS #37245-61-71), as well as the frequent use of these two compounds in the same workplace settings (e.g., funeral homes, histology laboratories), the issue of cross- sensitization between the two compounds has been investigated. 37*89*90 No evidence of sensiti- zation to glutaraldehyde resulting from formal- dehyde exposure, or vice versa, was found. Skin sensitization has been reported from exposure to glutaraldehyde-tanned leatheP and to a hair conditioner containing glutaraldehyde as a pre- servative .91

Glutaraldehyde is employed in human den- tistry to prevent spread of disease in decayed teeth both by its antibacterial and cross-linking activities30 and was found to have a number of advantages over formocresol in this capac- ity.92-94 In addition, an aqueous solution of glu- taraldehyde and 2-hydroxymethacrylate sold un- der the tradename GLUMA (Bayer) has been used as a bonding agent between the restorative resin and the dentin of the t o ~ t h . ~ ~ . ~ ~ The bond was formed by reaction with the amino groups of collagen initially and then with the methacry late ester. Pretreatment with EDTA (ethylenedi- aminetetraacetic acid) is needed to free the col- lagen from the imbedding apatite. This adhesive is markedly cytotoxic to cultured human buccal epithelial cells. In vivo studies revealed that cheek pouches of non-human primates exposed to GLUMA bond exhibited extensive necrosis and ~lceration;~' however, this formulation markedly decreased the incidence of bacterial infections in filled teeth, compared to another bonding agent.98 Minor irritation has been reported in humans whose root canal sites were prepared with glutar- aldehyde-containing bonding agents .94 Glutaral- dehyde was shown to decrease dentin deminerali- zation, potentially acting to prevent tooth decay.w In contrast to formocresol, glutaraldehyde is not extensively absorbed from pulpotomy sites, loo thus limiting systemic exposure. Comparative studies of the toxicity of glutaraldehyde and formaldehyde on penapical tissues suggest that glutaraldehyde is useful and safe when applied to pulpotomy sites, as long as prolonged contact with surrounding tissues does not occur. '01-'03

The cytotoxicity of residual glutaraldehyde in xenografted tissues prepared for transplanta- tion into humans has been the subject of several investigations. Sufficient residual glutaraldehyde to cause cell death in various cell lines was found in a number of graft material^.^'*^@'-^^^

In 1980, NIOSH published a National Hazard Survey citing 35,083 occupational exposures to glutaraldehyde for the period 1972-1974. lo' This number represents about twice the number of ex- posures for either benzaldehyde or furfural, and five times that for acrolein (NCR Committee on Aldehydes, 198 l ) , indicating that glutaraldehyde exposure represents a substantial proportion of human exposure to aldehydes in industry.

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Based on the foregoing information, indi- cating that exposure to glutaraldehyde may cause respiratory tract or dermal irritation, and coupled with data indicating the potential for glutaral- dehyde to induce DNA damageIw as well as cell proliferation, l l 0 human exposure to glutaralde- hyde must be minimized by the use of protective clothing, respirators, and adequate ventilation. In addition to the irritating effects of glutaral- dehyde, sensitization has been reported. Clini- cians should be aware of this possibility when using glutaraldehyde to treat skin disorders. Tis- sue implants and prostheses prepared with glu- taraldehyde should be tested carefully to ascertain the absence of residual available glutaraldehyde prior to transplantation.

Precaution in the use of glutaraldehyde as a tissue fixative is indicated in the guidelines for histotechnology and electron microscopy. Its similarity to formaldehyde has been noted and represents a potential skin and eye irritant. 1 1 1 - 1 1 3

V. GOVERNMENT REGULATIONS

OSHA published a final rule for the ceiling concentration (PEL - permissible exposure limit) on glutaraldehyde of 0.8 mg/m3 (0.2 ppm) based on irritant effects to the eyes, nose, and throat associated with short-term exposures. I l 4 Ceiling concentration is a peak not to be exceeded at any time during the working day. Previously, OSHA had no limit for glutaraldehyde, but had proposed establishing the limit at 0.2 ppm based on the recommendation of ACGIH published in 1986.66 NIOSH concurred with this proposed limit and the final rule in 1989 established this limit. No values have been published for the 8-h time- weighted average or short-term limit (duration for 15 min, unless otherwise noted) for glutar- aldehyde.

The threshold recognition level for glutar- aldehyde has been reported to be 0.04 ppm by volume in air." However, eye and respiratory tract irritation was not noted until the concentra- tion reached 0.3 ppm, or about seven times the odor threshold.66

The environmental consequences of glutar- aldehyde have been considered in the Soviet

Union in two settings, and restrictions were re- ported. The recommended maximum threshold concentrations of glutaraldehyde in large water reservoirs is 0.07 mg/1.'15 In the case of circu- lating vapors and aerosols in factory environ- ments, a maximum allowable concentration for glutaraldehyde has been set at 5 mg/m3, or six times the present concentration allowable in the U.S.

Reuse of glutaraldehyde-containing disinfec- tant solutions and other dialysis supplies is being considered as part of the Health Care Financing Administration (HCFA) Medicare program. An airborne exposure ceiling of 0.2 pprn glutaral- dehyde was established in this application in ac- cordance with the previous OSHA limit.

The food additive regulation was amended by FDA to allow use of glutaraldehyde as a slim- icide in the manufacture of paper and paperboard that may come in contact with food."*

A proposed rule was published by the MSHA (Mine Safety and Health Administration) in which a Hazard Communications Chemical List was in- cluded for chemicals that may be present or shipped to a mine site.119 The rule proposes that employees and employers must be provided with information concerning potential hazard for such chemicals as glutaraldehyde that may be utilized in mining processes. Processes may include flo- tation procedures involving natural products that contain a variety of chemicals. The final rule is not expected until 1993.

In reviewing the literature, no risk assess- ments or exposure standards for glutaraldehyde, other than the OSHA PEL and ACGIH Threshold Limit Value, were identified.

VI. METABOLISM, PHARMACOKINETICS, AND REACTIVITY

A. Absorption and Disposition

The uptake of glutaraldehyde has been in- vestigated in a variety of biological systems typ- ical of the potential routes of exposure associated with glutaraldehyde use. These include absorp- tion through skin and from the pulp chamber of

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teeth. Dermal absorption studies conducted in vitro using human stratum corneum from the chest, abdomen and sole, and epidermis from the abdomen, demonstrated that glutaraldehyde does not penetrate the thick stratum corneum of the sole.12o However, 3.3 to 13.8% of the applied dose penetrated the thin stratum corneum of chest and abdomen, and 2.8 to 4.4% of the applied dose penetrated the isolated epidermis. In a more recent study of the in vitro penetration of glu- taraldehyde in samples of skin from F-344 rats, CD-I mice, rabbits, guinea pigs, and humans, < 1 % of the applied glutaraldehyde penetrated the skin.

Material balance studies have been camed out in vivo in both male and female F-344 rats, and in New Zealand white rabbits.Iz2 [1,5- ''C]Glutaraldehyde was administered intrave- nously (0.2 ml for rats and 2.5 ml for rabbits of either 0.075 or 0.75% solutions) and dermally (0.2 ml of 0.075, or 7.5% solutions in rats, and 2.5 ml of 0.75 or 7.5% solutions in rabbits). Following intravenous administration in both rats and rabbits, the majority of the radioactivity was excreted as I4CO2, with approximately 80% being exhaled in the first 4 h. Urinary excretion of radioactivity was considerably lower, ranging from 8 to 12% in the rat, and 15 to 28% in the rabbit. At the higher dose, excretion of I4CO, as a percentage of total dose was less than at the lower dose, particularly in the rabbit, where uri- nary excretion and tissue retention were in- creased. Following dermal administration, the majority of the administered radioactivity was recovered at the application site in the rat, with only approximately 5% of the applied dose being absorbed. This contrasts with findings in the rab- bit, in which between 32 to 53% of the dermal dose was absorbed and either excreted or found in tissues. Pharmacokinetic investigations were also carried out in both the rat and rabbit using intravenous and dermal routes of administra- tion. lZ2 Pharmacokinetic analyses were per- formed on the levels of radioactivity in plasma. The dermal absorption rate constants were low, ranging from 0.2 to 2.0 h-' in both species. The long terminal half-lives calculated for glutaral- dehyde may result from a combination of binding to protein and slow excretion of its metabolites.

Absorption studies of glutaraldehyde follow- ing its use as a fixative in human root canal prep- arations have been carried out. On imgation of the root canals of human teeth with an unspeci- fied amount and concentration of 14C-glutaral- dehyde, radioactivity remained localized in the canal and its borders, with no detectable diffusion into the surrounding tooth structure.'O' Glutar- aldehyde absorption was investigated in vital pul- potomy sites in the canine and incisor teeth of mongrel dogs.Io3 A cotton pellet containing 5.6 pCi of [1,5-'4C]glutaraldehyde as a 2.5% solu- tion was inserted into each of 16 pulpotomies per animal. After 5 min, the pellets were removed, and blood, urine, and expired air were collected for 90 min. Tissues were removed for assay of radioactivity. Approximately 3% of the total ap- plied dose was absorbed systemically. Urinary excretion accounted for 8% of the absorbed dose, and pulmonary excretion about 4%. Tissue-to- plasma ratios for I4C indicated that binding prob- ably occurred in red blood cells (2.21), and to a lesser extent in other tissues.

B. Metabolism

Extensive metabolism of glutaraldehyde to expired CO, has been described in a number of in vivo studies following dermal, intravenous, and pulpal e x p o ~ u r e ' ~ ~ * ~ ~ ~ in which [ 1,5- ''C]glutaraldehyde was used as tracer. Excretion of urinary metabolites of glutaraldehyde has been r e p ~ r t e d , ' ~ ~ . ' ~ ~ but none of the metabolites have been characterized.

Glutaraldehyde is oxidized by rat liver mi- tochondria in vitro, as measured by an increase in oxygen consumption.123 The oxidation is under the control of the electron transport system, and results in reduction of NAD+ and consumption of two atoms of oxygen per molecule of glutar- aldehyde. Glutaraldehyde is oxidized exten- sively to CO, in rat tissue slices, with the highest activity in the kidney, followed by the liver.'25 The activity is localized in the mitochondria1 frac- tion of the kidney.

The ability of a number of enzyme systems to metabolize glutaraldehyde has been investi- gated. For the isoenzymes I, IIa, and IIb of hu- man liver aldehyde dehydrogenase (aldehyde:

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NAD + oxidoreductase, EC 1 .2.1.3), glutaral- dehyde was a poor substrate compared with other aliphatic aldehydes. While isoenzyme I had a low activity for oxidation of glutaraldehyde com- pared with acetaldehyde, isoenzymes IIa and IIb had similar K, and V,,, values for these two aldehydes. Glutaraldehyde was reported to be a poor substrate for an aldehyde dehydrogenase isolated from liver microsomes of rats treated with clofibrate, which had previously been shown to increase the specific activity of the enzyme.”’ Glutaraldehyde was also a poor substrate for two isoforms of cytosolic aldehyde dehydrogenases isolated from rat liver.Iz8 An enzyme that had been considered as an isoenzyme (E4, ALDH IV) of human liver aldehyde dehydrogenase (EC 1.2.1.3), now identified as glutamic-y-semialde- hyde dehydrogenase or 1 -pyrroline-5-carboxy- late dehydrogenase (EC 1.5.1.12), had a high capacity for metabolism of glutaric semialde- hyde, which would be produced on oxidation of glutaraldehyde. The NAD + -dependent suc- cinic semialdehyde dehydrogenase (EC 1.2.1.24), isolated from human brain mitochondria was ca- pable of using glutaric semialdehyde as a sub- strate for oxidation, but at a lower rate than suc- cinic semialdehyde. I3O

The metabolism of glutaraldehyde has been followed with [ 1 ,5-’4C]glutaraldehyde, and while it has been determined that the majority of ra- dioactivity is transformed both in vivo and in vitro to 14C02,103~122~123~125 the fate of the unlabeled car- bon atoms has not been directly established. Al- though direct identification of metabolites has not been carried out, it is probable that glutaralde- hyde undergoes oxidation to glutaric semialde- hyde, and then to glutaric acid. A postulated me- tabolism scheme for glutaraldehyde is outlined in Figure 5. This acid can undergo further me- tabolism by synthesis of a coenzyme A thioester, either by a thiokinase reaction or by transfer of CoA from succinyl CoA catalyzed by a thio- phorase.”’ The glutaryl CoA produced then undergoes reduction by glutaryl CoA dehydro- genase (EC 1.3.99.7) to give glutaconyl CoA and decarboxylation to crotonyl CoA.I3I Glutaryl CoA is normally produced from a-ketoadipyl CoA, formed during the catabolism of tryptophan, lys- ine, and hydroxyly~ine.~~~ A deficiency of glu- taryl CoA dehydrogenase is the primary defect

OCHCyC H.$ YCHO

NADH NAD+ 2 OC HC Y C Y C Y C OOH

NADH NAD+ 2 HOOCCyCH&H&OOH

J HOOC C I+C OSCoA

FADY

HOOCCI+CH-CH:OSCoA

h ‘I - c q

C H& K C H: OSC OA

J C H& HOH: Y C OSC oA

I I + t

C H& OSC oA I I I

CQ

FIGURE 5. Postulated metabolism scheme for glutaraldehyde. (1) Oxida- tion of glutaraldehyde to glutaric y-semi- aldehyde and (2) further oxidation to glutaric acid; (3) synthesis of glutaryl Coenzyme A; (4) oxidation to glutaconyl CoA; (5) decarboxylation to give cro- tony1 CoA; (6) hydration to p-hydroxy- butyryl CoA; (7) conversion to acetyl CoA; (8) oxidation to CO,.

associated with the inherited human metabolic disorder, glutaric aciduria type I, which is char- acterized by highly elevated glutaric acid in the urine.’33 Enoyl CoA hydratase (EC 4.2.1.55) can then convert this compound to P-hydroxybutyryl CoA, which can subsequently be used for syn- thesis of acetoacetate, or be degraded to acetate and then to CO,. Further metabolic studies on glutaraldehyde should consider this overall se-

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quence in the isolation and characterization of urinary metabolites.

The principal metabolism of glutaraldehyde to CO,, and the potential for the metabolite in- corporation into macromolecules, complicates the assessment of the fate of glutaraldehyde in vivo. While the deposition of radioactivity at the site of administration may be due to binding to mac- romolecules, it currently cannot be distinguished from the metabolic incorporation of radiolabel into the normal monomers required for synthesis of macromolecules. Thus, an understanding of the products formed on reaction of glutaralde- hyde with macromolecules is essential to the measurement of covalently bound glutaraldehyde.

C. Reaction with Proteins

Many of the uses (tanning agent, tissue fix- ative, biocide) of glutaraldehyde are related to its ability to react with and cross-link proteins. '34 Glutaraldehyde can react with the a-amino groups of amino acids, the N-terminal amino groups of peptides, and the sulfhydryl group of cysteine. 135

The predominant site of reaction in proteins was at the €-amino groups of lysine, with some re- action also with tyrosine, histidine, and sulfhy- dry1 residues. The reaction with proteins is rapid and pH dependent, with the rate increasing at alkaline pH. 136 Glutaraldehyde-treated proteins develop a yellow color, and undergo an increase in UV absorbance between 250 and 300 nm, with a blue shift in absorbance maximum of about 5 nm. Gels or precipitates are formed on treatment of some proteins with glutaraldehyde.

The mechanism of reaction of glutaraldehyde with protein has been the subject of debate. Al- though it has been suggested that unsaturated polymers formed by aldol condensation of glu- taraldehyde are responsible for the reaction with p r ~ t e i n , ~ . ' ~ ' the reaction of proteins with purified and unpurified glutaraldehyde are almost iden- tical, suggesting that the initial presence of poly- mers is not required.*O

The mechanisms of reaction of glutaralde- hyde with amino acids are outlined in Figure 6. It is generally assumed that glutaraldehyde ini- tially reacts with amino acids to form Schiff bases with reactive amino groups.'38 The reaction of amino acids with glutaraldehyde has been inves-

tigated using lysine and 6-aminohexanoic acid as a model system.139 Reactions were carried out at room temperature in an aqueous unbuffered so- lution. The products were purified and charac- terized as polymeric 1,3,4,5-tetrasubstituted pyr- idinium salts (XXI). These could be formed by the initial reaction of three molecules of glutar- aldehyde with one of lysine. Further reaction with a lysine side chain and two additional molecules of glutaraldehyde could lead to the formation of a cross-link.

On treatment of ovalbumin with glutaralde- hyde in an aqueous solution at pH 4.5 and iso- lation of the reaction products from the hydro- lyzed protein, several products were identified. 1 -(5-Amino-5-carboxypentyl)pyridinium chlo- ride (XIX) was formed by reaction of a single molecule of glutaraldehyde with lysine to give a cyclic dihydropyridine derivative, which could then undergo oxidation to the pyridinium deriv- ative. The isolation of 1 -(5-amino-3-carboxypen- ty1)-3- [ 1 -(5- amino-5-carboxypentyl)-2-piperi- dyllpyridinium chloride (anabilysine, XXII), formed by reaction of two molecules of glutar- aldehyde with two lysine residues, was also de- scribed. Glutaraldehyde reaction with primary amines is known to consume oxygen, which is thought to be involved in the oxidation of dihy- dropyridine derivatives to pyridinium com- pounds. 1 4 '

it was suggested that, following initial reaction of glutaraldehyde with amines to form Schiff bases, further reaction with glutaraldehyde forms a conjugated Schiff base, which then reacts with additional lysine mole- cules, either by Michael addition or by reaction at the free aldehyde groups.

The complexity of the reaction products, the ability of glutaraldehyde to polymerize, and the difficulty associated with examining the cross- linking process have made this a difficult area of study. The elucidation of the mechanism of the cross-linking process will require further inves- tigation.

In an earlier

D. Reaction with DNA

Little information is available on the reaction of glutaraldehyde with DNA or the components of DNA. Products were formed on reaction of

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H I

R-N D C H O -

t

J Q I

R

XVl l

XXI I R XIX

FIGURE 6. Possible reactions of glutaraldehyde with the €-amino groups of peptide-bound lysyl residues. R-NH, represents a peptide-bound lysine residue, Glut the carbon backbone of glutaraldehyde, and n = 1-40. XI is a Schiff base formed on reaction between the amine and glutaraldehyde. XI1 is a Schiff base formed by reaction with an a$-unsaturated dimer." Xll l is a subsequent Michael addition product. XIV represents a cross-link formed by generation of a Schiff base. XV and XVI are Schiff bases formed by reaction of amines with glutaraldehyde polymers. XVll and XVlll represent the dihydropyridine and dihydropyridinium compounds described by Hardy et al.,140 and XIX and XX the pyridinium derivatives formed on o~ ida t ion . '~~~ '~ ' XXI and XXll (anabilysine) are cross-linked products proposed by Hardy et a1.139p140 (Adapted from Reference 142.)

glutaraldehyde with deoxyadenosine, deoxy- guanosine, and deoxycytidine, but not with de- oxythymidine. 143 The adducts formed with deox- yadenosine were unstable, but those formed on reaction with deoxyguanosine were relatively sta- ble. Based on the reactivity of glutaraldehyde with various substituted guanosine derivatives, the UV and fluorescence spectra of the adducts, and the retention of radiolabel on reaction with [8-3H]guanosine, the position of substitution is most probably the exocyclic amine group.

The reaction of DNA or RNA with glutar- aldehyde, as measured by increasing absorbance at 260 nm, occurs only at elevated temperatures (>6OoC), at which the nucleic acids undergo melting. 14'No evidence for intermolecular DNA- DNA cross-linking was observed. DNA-protein cross-linking was detected by alkaline elution in replicating human TK6 lymphoblasts treated with sublethal concentrations of glutaraldehyde. 145 The reaction of glutaraldehyde in biological systems to form DNA adducts or DNA-protein cross-links

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could have considerable consequences and is an area that requires additional investigation.

VII. TOXICITY STUDIES

The studies described in this review have focused mainly on glutaraldehyde preparations that also contain oligomers and polymers. No studies have addressed the potential toxic effects of the oligomers and polymers alone, or in com- bination with monomeric glutaraldehyde.

A. In Vivo Studies

Many studies designed to assess the toxicity of glutaraldehyde have limited relevance to the principal routes of human exposure in the work- place, where inhalation and dermal exposures are by far the most common. Several toxicity studies rely on drinking water as the route of exposure,’22 which may relate to only a limited number of food products. A more appropriate assessment of human risk resulting from exposure to glutaral- dehyde would be possible with systematic ex- amination of the respiratory tract following long- term inhalation exposure to low levels of this compound, or examination of skin lesions fol- lowing repeated dermal exposure. In this section, findings of studies to assess the in vivo toxicity of glutaraldehyde are examined. A detailed list of acute (LD50, LC,J studies is followed by a summary of glutaraldehyde toxicity resulting from exposure by various routes (e.g., intravenous, oral, dermal, ocular, and inhalation).

The acute toxicity of glutaraldehyde, either alone or diluted with water or corn oil, has been investigated in a variety of species. The results are reported in Table 2.

Following a single oral administration of aqueous solutions of glutaraldehyde (0.5 to 50% w/w), signs of toxicity in rats included piloerec- tion, red periocular and perinasal encrustation, sluggish movement, rapid breathing, and diar- rhea. Survivors showed no gross pathological le- sions at necropsy, whereas the animals that died displayed distension of the stomach with conges- tion and hemorrhagic areas in the stomach wall,

congestion and distension of the small intestine, and variable congestion of the adrenals, kidneys, liver, spleen, and lungs. 122 Glutaraldehyde caused no morphologically identifiable lesions in a 3- month study in which rats received 0.5, 2.5, or 5% glutaraldehyde in the diet. This study was performed to affirm the Generally Recognized As Safe (GRAS) status of glutaraldehyde, which is used in the food industry to cross-link edible collagen sausage casings. 146 Following 11 weeks of administration of 0.25% glutaraldehyde in drinking water, rats exhibited no evidence of damage in the peripheral or central nervous sys- tems. 14’ These studies were conducted because of glutaraldehyde’s structural similarity to the neurotoxicant 2,Shexanedione. However, no data are available that indicate neurotoxic effects of glutaraldehyde. The results of a 13-week sub- chronic study with dogs exposed to glutaralde- hyde by drinking water were expected to be pub- lished in an updated review during 1991.26

Glutaraldehyde is presently classified as a primary dermal irritant, and dermal application to the skin of rabbits caused moderate irritation.26 Several reports have linked glutaraldehyde ex- posure to irritation and/or allergic-type re- sponses. Glutaraldehyde proved to be strongly positive in the mouse ear sensitization assay. 14* Severe local inflammation and punctate necrosis were observed following an occluded patch test on rabbit skin using 25% glutaraldehyde. The concentration threshold for glutaraldehyde-in- duced erythema was judged to be 1%.’49

Contact hypersensitivity has been reported in mice and guinea pigs resulting from dermal ap- plication for 5 to 14 days of 0.3 to 3.3% glutar- aldehyde. I5O Other investigators have demon- strated the induction of a weak immunologic response in rabbit^.^^,'^^ Glutaraldehyde also caused a 90% inhibition of graft-vs.-host reac- tions in mice. 152 Glutaraldehyde administered subcutaneously to male rats for 35 days at 25 or 125 mg/kg/day caused an increased number of white blood cells, decreased levels of hemoglo- bin and lymphocytes, hypertrophy of white pulp in the thymus, atrophy of the thymus, and de- generation of renal tubules. Urine and blood chemistries were essentially in the normal range except for elevated serum urea nitrogen and urine total protein levels. 153

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TABLE 2 Acute Toxicity of Glutaraldehyde (LD,dLC,)

Species

Rat

Rat

Rat

Rat

Rat

Rat

Rat

Rat

Rat Rat Rat Mouse Mouse

Mouse (male)

Mouse (male)

Mouse Mouse Rabbit

Rabbit

Rabbit

Rabbit

(male)

(female)

Route

Inhalation

Inhalation

Inhalation

Oral

Oral

Oral

Oral

Oral

S.C.

i.p. i.v. Oral Oral

Oral

S.C.

i.p. i.v. Oral

Oral

Oral

Skin

LD,value

5000 ppm (LC50) 24 PPm (LC50) 40 PPm (Lc50) 1.30 ml/kg 50% aq. soh. (wlw)

1.87 ml/kg 25% aq. soh. (wlw)

3.3 ml/kg 5% aq. soln. (w/w)

12.3 ml/kg 1% aq. soln. (w/w)

96.1 mglkg 2% Cidex formultn.

2390 mglkg 17900 pglkg 15300 pg/kg 100 rng/kg 1300 mglkg 25% olive oil soln.

122 mg/kg 2% Cidex formultn.

1430 mg/kg

13900 pg/kg 15400 pg/kg 1.59 ml/kg 50% aq. s o h (w/w)

8.0 ml/kg 25% aq. soh. (w/w)

> 16 ml/kg 5% aq. soh. (w/w)

2560 pglkg

Solutions of glutaraldehyde (instilled as a single application and observed for 14 days) were markedly irritating to the eye, causing conjunc- tivitis at concentrations >0.1% and corneal in- jury at concentrations <0.5%.21,149 In contrast, glutaraldehyde was scored as a noninitant in the in vitro cultured human corneal endothelial cell assay; this test in intended for use as a replace- ment for the in vivo Draize test used to determine eye-irritating potential. 89

Observations from a number of single ex- posure and short-term repeated exposure inhal- ation studies in which rodents were exposed to glutaraldehyde in the parts per million range re-

Comment Ref.

4-h period 239

4-h period 122

4-h period 122

122

122

122

122

153

153 239 239 239 240

153

153

239 239 122

122

122

239

vealed that these exposure levels were associated with significant respiratory distress, as is sub- sequently discussed. A single 24-h inhalation ex- posure of NMRI mice to either 33 or 133 mg/l of glutaraldehyde vapor resulted in nervous be- havior, excessive washing and panting, accom- panied by toxic hepatitis in six of ten mice in the high dose group.'54 A single 8-h inhalation ex- posure of rats to saturated glutaraldehyde vapors resulted in signs of toxicity and irritation includ- ing excess lacrimation and salivation, audible breathing, and mouth breathing, but no deaths during a 14-day follow-up period.IZ2 Single in- halation exposures of rats to statically generated

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glutaraldehyde vapors (with chamber concentra- tions decreasing from 11 to 2 ppm over a 6-h period) caused sensory and respiratory tract ir- ritation. 149 Inhalation exposure of rats to glutar- aldehyde (0 to 3.1 ppm, 6 Wday, 9 days) resulted in significant mortality at the high concentration, depressed body weight gain, signs of sensory irritation, and inflammation of the nasal mucosa at 3.1 and 2.1 ppm.’49 The acute toxicity of glu- taraldehyde was studied in CD/CrlBr rats by in- stilling into one nostril 40 pl of aqueous solutions ranging from 20 to 40 mM.’5s.1s6 This procedure resulted in minimal response, despite clear con- centration-related toxic histopathological changes in the nose. Nasal lesions induced by a single instillation of glutaraldehyde included inflam- mation, epithelial degeneration, respiratory epi- thelial hypertrophy, and squamous metaplasia. These lesions were associated with local in- creases in cell replication and were considered by the to closely resemble lesions in- duced in the nasal passages of rodents by acute inhalation exposures to a number of irritant gases, including glutaraldehyde. It was proposed that direct application of the test article to the surface of interest (nasal epithelium) made this technique useful for studies of upper airway toxicity. How- ever, the authors stated that this is a “non-phys- iologic” approach,’56 and care should therefore be taken when interpreting nasal instillation stud- ies for risk assessments of inhaled materials.

The effects of long-term inhalation exposure to glutaraldehyde have not been thoroughly ex- amined. A 90-day inhalation study in mice and rats (exposure concentrations 0 to 1000 ppb) sponsored by National Toxicology Program (NTP) was completed recently. Preliminary published results reveal that glutaraldehyde caused nasal epithelial lesions with increased cell proliferation (measured by tritiated thymidine incorporation) in the anterior nasal cavity at 1000 ppb, with less severe lesions at 500 ppb and minimal to no changes at concentrations of 250 ppb and below. The glutaraldehyde-induced nasal lesions were not considered to be preneoplastic in nature. Is6

The glutaraldehyde-induced lesions occurred more anteriorly in the nose of the rat than those re- ported for formaldehyde. 1 5 7 3 1 5 8 Both neoplastic and non-neoplastic formaldehyde-induced nasal lesions occur principally in the lateral meatus and

on the mid-ventral nasal septum. Following in- halation exposure of rats and mice to concentra- tions of glutaraldehyde of 250 to 1000 ppb, there was damage to the squamous epithelium of the nasal vestibule and to the respiratory epithelium closely adjacent to this region.lS9 Both the dis- tribution and the morphological characteristics of the lesions induced by glutaraldehyde differed from those of formaldehyde. Furthermore, the preneoplastic changes reported for formaldehyde following a 90-day exposure to 10 or 15 ppm formaldehydelm were not observed with glutar- aldehyde. 159 An earlier subchronic inhalation study revealed that daily exposure to 0 to 194 ppb of glutaraldehyde resulted in perinasal wet- ness and significantly decreased body weight gain at 49 and 194 ppb. No evidence of damage to the nasal mucosa was found in this study, and despite elevated serum enzymes (phosphokinase, lactate dehydrogenase, hydroxybutyric dehydro- genase), no histopathological lesions were found in any organ system.161 Comparison of chronic/ neoplastic responses to glutaraldehyde with those of formaldehyde and other aldehydes awaits com- pletion of a chronic inhalation study of glutar- aldehyde at concentrations of 250 ppb or above.

Cardiotoxic effects of simple aliphatic al- dehydes including glutaraldehyde and related compounds were investigated in dogs following a single intravenous exposure (1 to 10 mg/kg). Glutaraldehyde and formaldehyde caused pro- longed Q-T periods, resulting in ventricular fi- brillation but no significant sympathomimetic ef- fect. 16* Structure activity relationships indicated that the aldehyde group caused the Q-T prolon- gation, but an adjacent free methyl or hydroxyl group to the aldehyde group eliminates the effect.

Residual Cidex (a commercial disinfectant formulation containing 2% glutaraldehyde) on in- struments used for arthroscopic surgery has been suspected as the cause of postsurgical compli- cations. Synovial irritation occurred when rabbit joints were injected with 0.5 ml of various di- lutions of Cidex, beginning at 10 ppm (0.1 kg glutaraldehyde). The degree of synovial inflam- mation was directly proportional to the concen- tration of Cidex to which the joint was exposed. These studies demonstrated the need for careful rinsing of instruments following Cidex disinfec- tion to avoid chemical irritation of joints. 163 This

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response was judged to be a chemical rather than an allergic response.

In vivo studies strongly suggest the potential for adverse effects at the site of application re- sulting from dermal, ocular, or inhalation ex- posure to glutaraldehyde. However, the likeli- hood of systemic toxicity following in vivo exposure would appear to be slight, given the extreme reactivity of glutaraldehyde and its tend- ency for limited distribution from the site of ap- plicatiodexposure. Io1 -lo3

B./n Vitro Studies

The effects of glutaraldehyde solutions and vapor on the viability and dividing ability of nu- iliei-oiis lilies of cultured cells have been inves- tigated. A number of these studies were of limited value because cells were treated with elevated concentrations of glutaraldehyde in the range used for tissue fixation (1.25 to 2.5 M, corresponding to 2 to 4% glutaraldehyde). Other in v i m data were reported from studies investigating the po- tential use of glutaraldehyde in novel clinical ap- plications.

High concentrations of glutaraldehyde (0.58 to 10 M) were toxic to cultured L cells;164 these cells were found to be more sensitive to form- aldehyde than to glutaraldehyde, with decreased growth, but no loss of viability observed at 160 d formaldehyde and 400 mM glutaralde- hyde.I6’ Glutaraldehyde (25 mM) was found to be extremely cytotoxic to cultured HeLa cells. Millimolar concentrations of glutaraldehyde in- hibited mitosis in eggs of Triturus helveticus Raz., acting on kinetochores in a manner similar to quinoline, but unlike antitubulin agents such as colchicine, vinblastine, or podophyllotoxin. 167.168 Glutaraldehyde also decreased proliferation of HL60 leukemia cells, with the appearance of nu- merous polyploid cells at a glutaraldehyde con- centration of 100 mM. 169 Glutaraldehyde vapor inhibited the propagation of unspecified lines of cultured cells.17o Exposure of human TK6 lymph- oblasts to 10, 15, and 20 @I4 glutaraldehyde in serum-free media for 30 min resulted in the death of 10, 50, and 90% of the cells, respec- tively. 109-145*171 Primary hepatocyte cultures tol- erated 100 JLM glutaraldehyde for 18 h with min- imal damage. l w

A number of investigations demonstrated that glutaraldehyde can kill or reduce the malignancy of a number of tumor cell lines. Glutaraldehyde was used in mechanistic studies of foreign-body tumor induction171 and in studies of density-de- pendent growth inhibition. 172 Dilute solutions of glutaraldehyde have been shown to be effective in killing Ehrlich carcinoma cells in mice and for the prevention of recurrent tumors at anastomotic suture lines following surgical resection of colon cancers. 173 Glutaraldehyde treatment reduced the malignancy of 4C 1 cells. 174 Glutaraldehyde- treated malignant cells were shown to be more susceptible to antibody-dependent, macrophage- mediated cytolysis than nonglutaraldehyde-treated tumor cells, and glutaraldehyde-treated malig- nant cells have been successfully used to produce tumor immunopropnyiaxis in mice against a va- riety of tumor line^.'^^-'^^

Glutaraldehyde was compared to a series of alkylating agents and other aldehydes for im- munosuppressive activity . Glu taraldehyde (50 mM) was more effective in lymphocyte deacti- vation in vitro than chloroacetaldehyde, which is a metabolite of the immunosuppressive drug cy- clophosphamide. 152

Numerous reports on the effects of glutar- aldehyde modification on red blood cells and hemoglobin (Hb) have resulted from efforts to improve the shelf life of blood products using glutaraldehyde as a preservative. Glutaraldehyde concentrations up to 50 mM had no effect on the density, mean cell volume, or potassium-retain- ing ability of red blood cells.57 Glutaraldehyde- modified Hb reversibly bound oxygen. l8O.I8l However, Hb extensively modified by glutaral- dehyde did not contribute to oxygen transport in artificial red blood cells. Glutaraldehyde has been shown to either or i n c r e a ~ e ] ~ ~ . ~ ~ ~ the affinity of Hb for oxygen. Glutaraldehyde decreased the osmotic fragility and deformability of red blood cell^,'^^^^^ presumably due to sta- bilization of cytoskeletal and surface proteins. Glutaraldehyde altered the surface charge and electrophoretic mobility of red blood cells186 and decreased catecholamine-stimulated CAMP formation. 187

Several reports disclose the use of glutaral- dehyde-modified proteins to enhance drug deliv- ery to target tissues. Microcapsules comprised of glutaraldehyde-cross-linked proteins, intended for

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the delivery of anticancer drugs to tumors, caused reversible inhibition of proliferation of cultured cells (e.g., human erythroleukemic cell line K562) at the G2 phase of the cell cycle.’88 In addition, glutaraldehyde treatment of erythrocytes loaded with adriamycin provided an efficacious dosing regimen in B6C3F1 mice.Is9 This modified drug formulation, which was found to be less cardi- otoxic, was excreted at a slower rate and re- mained at the site of action (lung or liver tumor) for longer periods of time. A moderate increase in plasma transaminase and alkaline phosphatase activities was observed after injection of the mod- ified drug form, but histopathology revealed no hepatocellular injury.

Potential neurotoxic effects of glutaralde- hyde were investigated by observing the changes in excitability and conduction in the frog sciatic n e r ~ e . ’ ~ ~ . ’ ~ ’ Immersion of the nerve in a Ringer solution containing glutaraldehyde revealed ir- reversibly decreased amplitude of nerve action potential, causing a complete action potential block, purportedly due to inactivation of sodium and potassium ion channels. A 1% solution of glutaraldehyde was found to be an effective in- hibitor of adenosine uptake in rat brain synap- tosomes, 192 while lower concentrations of glu- taraldehyde specifically inhibited the temperature- induced allosteric modification of high-affinity [3H]tryptamine-binding sites. 193

C. Genotoxicity of Glutaraldehyde

Short-term genotoxicity tests with glutaral- dehyde have yielded inconsistent responses, ranging from no activity to unequivocal muta- genicity. The variability stems primarily from the choice of biological test system. Early reviews of the genotoxicity of glutaraldehyde suggested that the compound was nonmutagenic, 194,195 but recently more sensitive assays investigating spe- cific genomic lesions have yielded positive results.

Glutaraldehyde was found to be negative in the Escherichia coli WP2 uvrA reversion assay (without activation) when tested at six concen- trations ranging from 20 to 10,000 & . I g 6 These same investigators also found glutaraldehyde to be unreactive in uitro using 4-(p-nitrobenzyl)- pyridine or deoxyguanosine as the alkylation tar-

gets. Glutaraldehyde also proved to be nonmu- tagenic in the SOS-chromotest using E. coli F‘Q37 as the tester strain. 19’ Results of the genotoxicity tests in the NTP ranged from no activitylg8 to weakly positive activity (causing an approximate doubling of background mutants) in Salmonella reversion assays when tested in strains TA100, TA1535, TA1537, and TA98 at doses ranging from 33 to 3333 pg/plate.199 The greatest activity was observed in strain TAlOO at doses ranging from 10 to 200 pg/plate. Convincing mutagen- icity data were reported from tests employing Salmonella strains TA102 and TA104,200-202 which were developed for increased sensitivity toward carbonyl compounds. In the absence of activation, glutaraldehyde (25 pg/plate) caused a 2.5-fold increase in mutation frequency above background in TA 102. Using a semiquantitative approach, glutaraldehyde was found to be one of the most active mutagenic carbonyl-containing compounds, with 100 pg/plate causing a 13-fold increase in reversion frequency without activa- tion in TA104.201 Glutaraldehyde was also found to be mutagenic, independent of S9 activation, in the umu test. 203 Glutaraldehyde-induced DNA damage was also indicated by positive results in the liquid r e c - a s ~ a y . ~ ~ ~ ~ * ~

In other genotoxicity assays, glutaraldehyde (8 pg/ml) was a potent mutagen in the mouse lymphoma cell line.2o5 Likewise, glutaraldehyde treatment (10 to 20 cl.M> caused an approximately sevenfold increase in the trifluorothymidine-re- sistant mutant fraction in cultured human TK6 lymphoblasts. 145 Glutaraldehyde was negative in the Drosophila sex-linked recessive lethal test.206 Oral doses of glutaraldehyde (30 to 60 mg/kg) were negative in the mouse dominant lethal as- say.*07 Glutaraldehyde (2.5%) caused damage (irreversible swelling) of chromosomes isolated from cultured Chinese hamster B14 and Don C cells in vitro.z08 Mixed results were obtained in cytogenetic evaluations of glutaraldehyde. In one report, glutaraldehyde (1 1 to 15 pg/ml) did not induce sister chromatid exchange (SCE) in Chinese hamster ovary cells,2o9 while another laboratory reported these same doses to be pos- itive with or without activation.210

Evaluation of glutaraldehyde-induced un- scheduled DNA synthesis (UDS) in the male rat liver following oral administration of the com-

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pound revealed that glutaraldehyde did not in- duce DNA damage repaired by an excision pro- cess.2" However, because of the ability of glu- taraldehyde to react rapidly and irreversibly with proteins, it is unlikely that any unreacted glutar- aldehyde actually reached the liver under this treatment regimen. Assessment of glutaralde- hyde-induced UDS in primary hepatocyte cul- tures treated with 0 to 100 @I4 glutaraldehyde revealed a modest dose-related response, with only the highest dose exhibiting a statistically significant increase over controls. 145

In order to affirm the GRAS status of glu- taraldehyde used in sausage production, glutar- aldehyde-treated edible sausage casings were subjected to short-term genotoxicity testing. The casings did not prove to be mutagenic in either an Aliies test (usiag liri unq~e~ i l i zd sirain of Sal- monella) or in the mouse lymphoma cell

In conclusion, glutaraldehyde exhibits mu- tagenic activity, and the majority of the positive studies suggest that glutaraldehyde induces oxi- dative damage to DNA in cells exposed to the compound. Glutaraldehyde is also markedly cy- totoxic. This combination of adverse effects raises concern about the safety of individuals to re- peated exposure to glutaraldehyde via the skin and/or respiratory tract.

D. Carcinogenicity

Currently, there are no adequate long-term bioassay studies on the potential carcinogenicity of glutaraldehyde reported in the published lit- erature. Glutaraldehyde has been nominated for evaluation of chronic toxicity and carcinogenicity by NTP.

E. Developmental Toxicity

Only a few studies have reported the potential embryotoxicity of glutaraldehyde, even though it is used as a disinfectant in hospitals and as a fixative in laboratories, where a high level of female employment exists. Although most of the cited literature does not provide data on occu- pational exposure levels, the cumulative avail- able information from human epidemiological

studies as well as laboratory animal investiga- tions indicates a low hazard for developmental toxicity from glutaraldehyde exposure.

Perhaps the most valuable data have been obtained from retrospective epidemiological studies that assessed the incidences of sponta- neous abortions and fetal malformations in Fin- nish hospital nurses and instrument sterilizing staff who had been exposed to sterilizing agents (glu- taraldehyde, formaldehyde, and ethylene oxide) and/or cytostatic drugs, anesthetics, and X-irra- d i a t i ~ n . ~ ~ ~ . ~ ' ~ These studies suggested an in- creased frequency of spontaneous abortions with exposure to ethylene oxide, as well as an asso- ciation between maternal use of cytostatic drugs and fetal malformations in offspring of staff in- volved in such sterilization procedures .214 How- ever, there was no significant increase in risk of either endpoint in staff performing sterilization or nurses exposed to glutaraldehyde or formal- d e h ~ d e . ~ ~ ~ . ~ ' ~ In the 1982 the reported increase in the crude rate of spontaneous abor- tions correlated with exposure to glutaraldehyde before adjusting for age, parity, decade of preg- nancy, smoking, and alcohol and coffee con- sumption. The authors indicated that, while it is less potent than ethylene oxide, glutaraldehyde may not be absolutely safe.214 No information on birth defects was reported in these studies.

Investigations in experimental animals also indicated a low occurrence of developmental toxicity as a result of glutaraldehyde exposure during pregnancy. A study conducted by Mar- vishi Pharmaceutical Company found no embry- otoxic effects in the offspring of mice treated by gavage with up to 30 mg/kg of glutaraldehyde on days 7 through 12 of gestation.'22 Sonacide (acidified glutaraldehyde containing 2% glutar- aldehyde w/v; Ayerst Laboratories, Inc., New York, NY) was embryotoxic following oral administration to CD- 1 mice during days 6 to 15 of gestation. Although highly toxic to pregnant dams at concentrations above 2.0 ml/kg/day (40 mg glutaraldehyde/kg/day), Sonacide only af- fected fetuses at the highest dose of 5 ml/kg/day, which also killed more than half of the dams.21s At this dose, the average fetal weight was sig- nificantly reduced and 1 1.7% of the fetuses were malformed. Similarly, oral doses of 25 and 50 mg/kg of glutaraldehyde given to albino rats on

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days 6 to 15 of pregnancy were maternally toxic but were not fetotoxic.Iz2 Preliminary results of a prenatal toxicity study in which rabbits were given glutaraldehyde by gavage ( 5 , 15, and 40 mg/kg/day for 13 consecutive days) have recently been reported.216 The high dose was severely ma- ternally toxic and caused a significant increase in implantation loss and reduction of the mean body weight of surviving fetuses. The two lower doses were apparently nontoxic to either the dam or embryo/fetus.

While rodent studies have not assessed the developmental effects of inhalation exposure to glutaraldehyde, indirect evidence suggests that significant systemic absorption and distribution would not occur, probably due to high chemical reactivity and metabolism . O 1 9 lo3, I 22

Using a mouse embryo culture system, qual- ity-control analyses of media preparations for hu- man in vitro fertilization programs have provided information on the effects of glutaraldehyde on preimplantation embryo development. Extreme toxicity to cultured mouse embryos was observed when the culture medium was passed, prior to use, through an oocyte aspiration needle that had been sterilized with either Cidex or Cidex-7, for- mulations that contain 2% glutaraldehyde each. Cidex-7 also contains ingredients to mask the odor of glutaraldehyde and has a shelf life of 28 days, in contrast to 14 days for Thorough washing of instruments with 1.5 to 3 .O I of sterile water reversed the embryotoxicity of Cidex-sterilized instruments, but had no effect on toxicity caused by sterilization with Cidex- 7.220 These findings suggest that the method of instrument sterilization could be a contributing factor to unsuccessful in vitro fertilization at- tempts in humans. Studies of potential early em- bryo losses following in vivo glutaraldehyde administration to laboratory animals during the preimplantation period are currently lacking.

In summary, maternal exposure in occupa- tional settings does not appear to contribute to spontaneous abortions or fetal malformations. On the other hand, studies in laboratory animals have demonstrated adverse effects of glutaraldehyde on the developing embryo and fetus. Direct con- tact with preimplantation embryos in vitro was shown to be embryolethal, and postimplantation exposure to glutaraldehyde was developmentally

toxic in mice and rabbits. However, because glu- taraldehyde exposures that induced embryo/fe- totoxicity in animals in vivo also caused severe maternal toxicity, it is difficult to delineate the cause of the embryo/fetotoxicity. Based on these studies, glutaraldehyde should be regarded as a potential developmental toxicant, but effective doses may be above those that elicit toxicity in the adult, i.e., having low developmental haz- ard.2z' Further studies are necessary to more fully characterize these effects and the associated hu- man risk.

F. Reproductive Toxicity of Glutaraldehyde

There is currently little published information that specifically addresses the potential repro- ductive toxicity of glutaraldehyde.

No studies were found that investigated glu- taraldehyde effects on female reproductive func- tion and fertility. Dosing during the organogen- esis period of pregnancy, however, revealed no adverse effects on embryonic development ex- cept at high doses that were also severely ma- ternally toxic.

One study examined the effects of glutaral- dehyde on male reproductive function using the dominant lethal assay.2o7 Male mice were ad- ministered a single oral dose of 30 or 60 mg/kg glutaraldehyde and mated for the next 6 weeks with virgin females. There was no evidence of reduced fertility in treated males and no statis- tically significant effects on embryo/fetal viabil- ity were recorded.

VIII. ENVIRONMENTAL EFFECTS

The antimicrobial properties of glutaralde- hyde have been applied in many hospitals where cold sterilization was required. 78 This application represents an occupational hazard to the hospital staff, causing irritation and sensitization to eyes, skin, and respiratory tract. It has been suggested that precautions be taken by keeping the aldehyde atmospheric concentration below 0.2 ppm, wear- ing protective gloves and gowns, providing fa- cilities for decontamination of eyes and skin, and

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testing for sensitivity to asthma or allergic der- matitis. Sterilization of several polymeric mate- rials in the hospital environment was performed and residues of glutaraldehyde were detected on catheters and feeding tubes. Io5 The concentration of the aldehyde in these materials increased with time of contact. Rinsing with heparin in a sodium chloride solution was not effective for removing the aldehyde residues.

The effect of glutaraldehyde in water was analyzed with respect to taste, smell, and anti- microbial action on saprophytic microflora in large water reservoirs. The organoleptic (taste and smell) properties of water were reported to be unaffected by glutaraldehyde at a maximum con- centration of 100 mg/l. Saprophytic microflora are not affected at a concentration up to 0.1 mg/i. i 5

Bifunctional organic compounds, such as glutaraldehyde, contribute to the formation of suspended particulate matter and to aerosol com- ponents in the atmosphere.z22 Some products es- caping into the atmosphere are derived from pho- tochemical degradation of cyclic alkenes to form derivatives such as glutaraldehyde by reaction with ozone and hydroxyl radicals.

A simple procedure was devised to determine the relative toxicity of effluents containing al- dehyde contaminants from purification plants. z23

The method is based on the BOD (biological oxygen demand) of an ordinary effluent sample and a chemically contaminated effluent sample in which the microorganisms present in each ef- fluent are allowed to consume oxygen. The test is focused on the consumption of oxygen by the microorganisms (unspecified species) not inhib- ited by toxic agents. Thus, a sample having a high oxygen demand would be ranked less toxic than one with a low oxygen demand. Of four aldehydes examined, the glutaraldehyde sample consumed the least amount of oxygen, closely followed by formaldehyde. Propionaldehyde was the least toxic, followed by acetaldehyde. These results indicate a need for caution in discharging effluent containing glutaraldehyde.

IX. RECOMMENDATIONS

1. In future studies designed to assess toxic effects of glutaraldehyde, the test material

2.

3.

4.

5 .

should be characterized as to composition because of the ready spontaneous formation of polymers. An essential component of the assessment of risk posed by exposure to glutaraldehyde is the evaluation of hazard. Evaluation of the effects of long-term exposure on the respiratory tract and the potential neuro- toxic, developmental, and behavioral ef- fects of glutaraldehyde would provide a more complete hazard evaluation. An important factor in the disposition and metabolism of glutaraldehyde is its exten- sive reactivity with macromolecules, with much of the administered material remain- ing at the site of application. The effect of exposure by routes such as inhalation re- quires investigation and may assist in elu- cidation of the mechanism of action. The products formed on cross-linking of glutaraldehyde with proteins and nucleic acids should be investigated. These could serve as biomarkers and provide additional insight into the toxicological action of glutaraldehyde. Data provided from these foregoing rec- ommended studies should be incorporated into a risk assessment for glutaraldehyde.

APPENDIX A - CHEMICAL REACTIONS

Glutaraldehyde is very reactive chemical due to the presence of two aldehydic groups. Glu- taraldehyde undergoes the usual reactions asso- ciated with aliphatic aldehydes, but in many re- actions both terminal aldehyde groups may be involved yielding various cyclic derivatives. This review lists representative reactions of the bi- functional aldehyde that may have some rela- tionship to biological systems and environmental conditions.

The principal types of reactions between glu- taraldehyde and other chemical species have been classified into three categories. Illustrative re- action sequences are outlined in Table 3 for each of these classes. Several reactions have been re- viewed by Evanszz4 and original cited references should be examined for description of the ex- perimental conditions used by earlier workers.

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TABLE 3 Glutaraldehyde Reactions

1. Glutaraldehyde (G) and active hydrogen compounds Water-hydrated forms of GZ4’

OHC n W O W 2 (H0)zCH n CH(OH)2 Ho QOH H O O O L IV V II 111

Alcohols [ROH; glycols; pentaerythritol yields polymers]

RO n

(RO)&H CH(OR)2

Ethylene glyc01~25 ch (CH2)3 9 Amines {aliphatic or aromatic amines (RNH,))242

RNH2 + I 4 0- Piperidines

O - N ~ Mp 49-5O’C Benzene

Reflux 24 % yield

6 + I - Primary amine (RNH,) + RCOOH (Mannich-type condensation)

Hydrazines {H,N-NHR; H,N-NRR’}

H =NH l r H R CH =NH-NR2

Nucleic aid^^^^,^^

G+ adenosine I + R N h 4 RN=CH(CH&CH-NR cytidine guanosine or (or equivalent deoxyri bonucleoside)

Nofe: Schiff base products revert to original compounds

Amino acidsT4,

unless reduced to form amines.

NH2 I

4 Schm Bases I + R-CH-COOH Subttttuted plperidiner Polymers

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TABLE 3 (continued) Glutaraldehyde Reactions

Thi~phenols”~

RSH + I L RS O S R + RS\ OSR

RS sH(CH 2 h C e SR

Thioglycolic acida4

HSCH2COOH + I 4 S

CH2tCHCOCH3 + I - CH~COCHZCH~CO \ P I 3

CHaCOCH&H&O

3. Reduction reactions (see also Schiff bases

“O\

G-bishemiacetal

From the illustrative reactions of glutaral- dehyde in which cyclic tetrahydropyran or pip- eridine derivatives are formed, consideration should be given to the formation of cis and trans isomers with the asymmetric carbon atoms in the heterocyclic rings. These two isomeric forms of cyclic tetrahydropyrans are illustrated in Figure 7. The potential biological activity of one isomer in contrast to the other, or even a mixture of the two, should be considered in product applications.

APPENDIX B - ANALYSES

A procedure was published recently for the analysis of glutaraldehyde in the a s z s using gas chromatography in which concentrations of 0.03 to 2 ppm of the aldehyde can be determined. An oxazolidine derivative is formed from the reac- tion of glutaraldehyde and 2-hydroxymethylpip-

L HOCH,(CH&CH2OH

1 ,bpentanediol

H-. f i H H n O H

HO 0 OH HO 0 H

IVa IVb

FIGURE 7. Cis and trans isomers of the tetrahydro- pyran form of IV glutaraldehyde.

eridine, which yields two peaks (UV) due to the presence of diastereoisomers .(Figure 8).

An alternate rapid test for the presence of low concentrations (1 to 2 mg/l) of aldehydes such as glutaraldehyde is the addition of a reagent containing a p-rosaniline compound, a phosphate compound (sodium monobasic orthophosphate) ,

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FIGURE 8. Reaction of glutaraldehyde with 2-hy- droxymethyl-piperidine to form an oxazolidine derivative.

and water.226 This test is effective for determining glutaraldehyde in rinse solutions on medical equipment.

Glutaraldehyde concentrations have been measured in workplace atmospheres containing several contaminants by means of an HLPC method.227 This method can be adapted to both particulates and vapors. The aldehydes are de- rivatized to form 2,4-dinitrophenylhydrazones, which are ideally suited for HPLC analysis and also absorb strongly in the UV range. A similar procedure was used for the analysis of a mixture of aldehydes (glutaraldehyde, formaldehyde, and acrolein), converting them to the corresponding hydrazones prior to UV analyses.22* Limits of detection of these aldehydes in an air sample by means of a UV spectrophotometer were estimated as follows: glutaraldehyde, 0.02 mg/m3; form- aldehyde, 0.04 mg/m3; and acrolein, 0.015 mg/ m3. A recent report using a similar procedure for separate detection of formaldehyde and glutar- aldehyde disclosed limits of 0.05 ml/m3 and 0.02 mum3, respectively, in 5-1

The dinitrophenylhydrazone derivative of glutaraldehyde has also been utilized in the OSHA Analytical Laboratory229 for detecting the alde- hyde in an air sample at a concentration of 4.4 ppb (or 18 pg/m3). The sample was analyzed by means of HPLC using a UV detector.

A novel photoreduction-fluorescence (PRF) method that detected aldehydes, alcohols, or ethers involves the reduction of anthraquinone in the absence of oxygen.23o The resultant highly fluorescent hydroquinone allowed detection limit of 31 ng of glutaraldehyde.

An index of purification has been proposed by comparing the UV spectra of both commercial and vacuum-distilled glutaraldehyde samples.23' The impure material exhibited a higher extinction at 280 nm than the purified product at 235 nm, while the reverse was seen with distilled alde- hyde. The index of purification (I,) was stated to be valid only if the temperature and concen-

trations of glutaraldehyde were known at the time of sample measurements: I, = E235/E280.

Prior analyses of commercial glutaraldehyde substantiated the pure aldehyde peak at 280 nm and also the importance of storage at low tem- peratures ( <2OoC) for extended periods.232 The rate of deterioration in an inert atmosphere, such as in nitrogen, was slightly less than a glutaral- dehyde sample over an 8-month storage period at low temperature (<O°C) in air.

ACKNOWLEDGMENTS

The authors wish to convey their grateful appreciation to the reviewers who contributed much in focusing on the principal issues and po- tential concerns for glutaraldehyde. The review- ers included Drs. Gregory Kedderis, Frank Welsch, Julian Preston, Russell Cattley , Rajen- dra Chhabra, and Dan Morgan. Special acknowl- edgement is expressed for the support and en- couragement from Chemical Industry Institute of Toxicology, The Procter & Gamble Company, and National Institute of Environmental Health Sciences in the preparation of this publication as an adjunct in the study of aldehydes.

The Information Services staff at CIIT has assisted greatly at all stages in the production of this manuscript and personal thanks are extended to Linda Smith, Willanna Griffin, Beth William- son, and Rita Berman.

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