Field!Trip!and!Grant!Proposal!Assignment! …bt372/eportfolio/documents...! 1!!...

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1 Field Trip and Grant Proposal Assignment NFO520901201135 – Social Context of Information Professions Spring Quarter 2012 Instructor: Toni Carbo, PhD Email: [email protected] Student: Barbara Taranto Email: [email protected]

Transcript of Field!Trip!and!Grant!Proposal!Assignment! …bt372/eportfolio/documents...! 1!!...

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Field  Trip  and  Grant  Proposal  Assignment      NFO520-­‐901-­‐201135  –  Social  Context  of  Information  Professions  Spring  Quarter  2012  Instructor:  Toni  Carbo,  PhD    Email:  [email protected]  Student:  Barbara  Taranto  Email:  [email protected]        

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I  certify  that:  

·∙          This  paper/project/exam  is  entirely  my  own  work.  

 

·∙          I  have  not  quoted  the  words  of  any  other  person  from  a  printed  source  or  a  website  without  indicating  what  has  been  quoted  and  providing  an  appropriate  citation.  

 

·∙          I  have  not  submitted  this  paper  /  project  to  satisfy  the  requirements  of  any  other  course.  

 

Signature        Barbara  Taranto    

Date                                  May  20,  2012      

   

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Part  1  -­‐  Field  Trip    

For  my  assignment  to  learn  about  a  library,  its  mission,  resources  and  services  

and  to  identify  an  appropriate  grant  opportunity  I  chose  The  New  York  Botanical  Garden  

(NYBG  or  The  Garden)  LuEsther  T.  Mertz  Library  (Mertz  Library)  (NYBG,  2012c).    I  

contacted  Susan  Fraser,  the  Director  of  the  Mertz  Library  and  arranged  to  meet  with  her  

at  their  location  in  The  Bronx,  for  an  hour  on  May  15,  2012.  Ms.  Fraser  was  very  

generous  with  her  time.  She  took  me  on  a  short  tour  of  the  library  and  then  spent  45  

minutes  responding  to  my  questions.  

The  Mertz  Library  is  a  separate  unit  of  the  New  York  Botanical  Garden,  operating  

under  the  auspices  of  the  Education  Department.    The  library  is  organization  into  six  

units  all  of  which  report  to  the  Director:  Acquisitions,  Archives,  Cataloging,  Conservation,  

Information  Systems  and  Library  Systems  (Fig.  1).    

There  are  20  full  time  staff  

members  (not  including  facilities  

that  are  managed  by  NYBG):  10  

librarians  (including  two  

conservators),  one  archivist,  eight  paraprofessionals  and  one  administrative  assistant.1  

According  to  the  NYBG  website,  “The  Mertz  Library  promotes  the  intelligent  

stewardship  of  the  natural  world  by  collecting  and  preserving  works  of  merit  in  botany,  

horticulture  and  landscape  design.”  (NYBG,  2012i).    The  Library  collects  broadly  in  the  

                                                                                                               1  For  detailed  contact  information  see:  http://www.nybg.org/library/LibraryStaff.php    

Figure  1  

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field  and  has  a  special  concentration  on  Central  and  South  American  botany  as  a  

complement  and  resource  to  the  scholarly  scientific  work2  conducted  in  the  gardens  and  

the  Herbarium.      

The  Library  supports  several  educational  programs  at  NYBG  including  The  School  

of  Professional  Horticulture,  Adult  Education  in  botanical  drawing,  gardening  and  floral  

design  and  children’s  programs  such  as  Plant  Hunters.  Additionally,  the  Mertz  Library  

supports  the  work  of  external  academics  teaching  in  the  field  and  offers  faculty  the  

opportunity  to  put  materials  on  reserve  for  their  students  use.  (NYBG,  2012g)    

The  library  receives  somewhere  between  10-­‐12  thousand  visitors  per  year3  from  

all  parts  of  the  world  and  is  open  to  any  person  who  wishes  to  use  it  free  of  charge.  

However,  since  the  collections  are  non-­‐circulating  the  majority  of  patrons  are  dedicated  

amateur  and  professional  botanists  and  gardeners  and  local  students  enrolled  in  botany  

or  horticultural  programs.    In  some  cases  materials  can  be  checked  out  of  the  library  and  

used  on  campus  by  staff,  students  and  faculty  in  residence  at  NYPB  (NYBG,  2012a).    

The  Mertz  Library  does  not  offer  outreach  programs  per  se.  The  library  

participates  in  Interlibrary  Loan  (ILL)  and  provides  reserve  materials  for  certain  external  

faculty  from  Yale  University,  Columbia  University,  New  York  University  and  Lehman  

College  plant  science  programs.  All  outreach  and  programming  such  as  the  current  

Monet  Exhibit  at  the  Library  is  done  in  conjunction  with  other  units  and  divisions  of  the  

organization.                                                                                                                    2  NYBG  has  a  resident  faculty  of  scientists  conducting  research  in  the  areas  of  horticulture  and  related  disciplines  at  the  International  Plant  Science  Center.  http://www.nybg.org/about/scientific_research.php    3  The  New  York  Botanical  Garden  receives  over  800,000  visitors  annually  

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The  Mertz  Library  mission  to  collect  and  preserve  works  of  merit  in  botany,  

horticulture  and  landscape  design  (NYBG,  2012i)  is  in  support  of  the  primary  mission  

and  vision  of  the  larger  organization  to  which  it  belongs,  The  New  York  Botanical  Garden  

(NYBG).  The  NYBG  commitment  to  advocacy  on  the  part  of  the  plant  kingdom  through  

education  and  plant  research  (NYBG,  2012d)  is  facilitated  by  the  work  of  the  library.    

According  to  the  NYBG  Strategic  Plan  published  in  2009  the  library  is  a  world-­‐class  

facility  that  supports  and  helps  sustain  the  activities  and  education  mission  of  the  parent  

organization.  (NYBG,  2009)  

Collections  at  the  Mertz  Library  are  organized  in  a  variety  of  ways.  The  Online  

Catalog  is  used  for  the  classification  and  organization  of  monographs  and  serials  records.  

The  library  uses  the  Library  of  Congress  Classification  system  and  includes  the  OCLC  

Control  Number  in  each  record.    The  Archives  and  Manuscripts  are  available  through  a  

special  catalog  that  provides  an  alphabetical  listing  of  archival  materials  held  at  the  

library.  Each  listing  is  a  link  to  an  electronic  Finding  Aid  (using  the  EAD  schema)  that  

describes  the  scope,  organization  and  contents  of  the  respective  archival  collection.  

Records  for  Collectors  Field  Note,  Prints  and  Illustrations  and  other  Special  Collections  

can  be  found  on  separate  databases  available  to  members  of  the  library.    

Policies  regarding  the  Mertz  Library  can  be  found  on  the  guidelines  web  page.  

The  guidelines  include  Security  Policies  such  as  “No  food  or  drinks  (including  bottled  

water)  are  allowed  in  the  Library”  and  “Lockers  and  a  coat  rack  are  located  just  outside  

the  main  entrance  to  the  Library”  (NYBG,  2012h)  in  order  to  protect  the  collections;  and  

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the  Photocopying,  Photography  and  Reproduction  Rights  Policy  that  states  

“Photography  of  Library  materials  by  users  is  permitted  when  the  images  will  be  used  

solely  for  personal  reference”  and  “All  images  from  The  LuEsther  T.  Mertz  Library’s  

collections  which  are  to  be  used  for  commercial  purposes  must  be  licensed  by  the  

Garden's  Product  Development  Division”  (NYBG,  2012e).    Since  the  Mertz  Library  does  

not  have  an  independent  website  the  Privacy  Statement  is  a  blanket  policy  for  the  entire  

organization  and  the  use  of  the  website.    

“The  New  York  Botanical  Garden  ("NYBG"  or  "the  Garden")  does  not  collect  any  

personal  information  about  individuals such  as  names  and  postal  or  e-­‐mail  

addresses”  -­‐  except  in  the  case  of  membership  and  that  information  is  

maintained  privately  and  securely  by  the  Garden.  [When  using  the  web  a]  secure  

connection  is  established  between  your  browser  and  a  Web  site,  any  data  that  is  

transferred  over  the  connection  will  be  encrypted  to  prevent  it  from  being  

viewed  by  a  third  party.”  (NYBG,  2012f)  

For  the  most  part  monograph  and  serial  collections  at  the  Mertz  Library  are  

cataloged.  However  certain  Special  Collections  such  as  the  Historical  Map  Collection  and  

the  Nursery  and  Seed  Catalogs  are  not.  This  is  due  to  a  lack  of  resources.  The  

Acquisitions  staff  that  is  comprised  of  a  librarian  and  two  associates  is  responsible  for  

the  purchase  and  licensing  of  all  new  materials  (including  eJournals  and  databases)  

acquired  by  the  library  except  for  archival  collections,  which  are  handled  by  the  Director  

and  the  Archivist.    

The  Mertz  Library  offers  a  number  of  licensed  eResources  in  the  field  Gardens  

Illustrated,  Seed  Crops,  The  Index  to  American  Botanical  Literature  and  JSTOR.  Since  the  

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subject  matter  is  so  narrow  many  of  the  journals  are  single  title  publishers  and  are  not  

widely  available.  However,  the  library  does  provide  links  to  free  resources  that  can  be  

accessed  remotely  such  as  Botanicus,  The  Missouri  Botanical  Garden  portal  to  historical  

botanical  literature,  BioOne  a  not-­‐for-­‐profit  aggregator  of  peer-­‐reviewed  research  in  the  

biological,  ecological,  and  environmental  sciences,  Plant  Information  Online  a  free  

resource  jointly  sponsored  by  the  University  of  Minnesota  and  the  University  of  

Minnesota  Libraries,  and  the  Biodiversity  Heritage  Library  (BHL)  digitization  project  

sponsored  by  the  Internet  Archive  and  several  international  partners  including  Harvard  

University,  The  Marine  Biological  Laboratory  at  Woods  Hole,  Natural  History  Museum  of  

London,  among  others.  

The  Mertz  Library  has  been  particularly  involved  in  the  BHL  initiative.  They  are  

the  largest  contributor  of  published  botanical  literature  in  the  consortium.  Susan  Fraser  

currently  serves  on  the  Executive  Committee.    

In  the  last  several  years  the  library  has  increased  its  digitization  efforts  both  in-­‐

house  and  with  partners  such  as  the  BHL.  In  2008  Mertz  Library  invested  in  CONTENTdm  

a  digital  collections  management  product  to  house  and  serve  digital  content  digitized  

from  the  Rare  Book  Collection  and  other  archival  holdings.    Currently  there  are  22,000  

digitized  items  available  through  Mertz  Digital.      

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Among  the  highlights  are:  New  York  Botanical  Garden  historical  photographs  –  images  

of  the  construction  and  opening  of  the  Garden.    

Woman  at  Flag  Raising  celebration,  1917  

 

 

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The  North  American  sylva,  or  A  description  of  the  forest  trees  of  the  United  States,  

Canada  and  Nova  Scotia,  considered  particularly  with  respect  to  their  use  in  the  arts,  and  

their  introduction  into  commerce;  to  which  is  added  a  description  of  the  most  useful  of  

the  European  forest  trees      Plate  53  

 

Twelve  views  in  the  interior  of  Guiana  from  drawings  executed  by  Mr.  Charles  Bentley,  

after  sketches  taken  

during  the  expedition  

carried  on  in  the  years  

1835  to  1839,  under  the  

direction  of  the  Royal  

Geographical  Society  of  

London  and  aided  by  

Her  Majesty’s  

government  with  

descriptive  letter-­‐press  

by  Robert  H.  Schomburgk          pl.2  –  Ataraipu,  or  the  Devil’s  Rock        

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The  Mertz  Library  welcomes  the  use  of  personal  computers  in  the  reading  rooms  

and  provides  Wi-­‐Fi  for  its  patrons  (NYBG,  2012a)  .  EBook  readers  and  mobile  devices  

such  as  smart  phones  are  not  on  offer  at  the  library  since  the  digital  content  that  the  

library  provides  is  not  suited  to  the  format  or  size  of  these  apparatuses.  

On  the  whole  Susan  Fraser  is  satisfied  with  the  use  of  the  paper  and  database  

collections.  However,  since  digitizing  many  paper  titles  for  the  BHL  project  the  library  

have  seen  quite  a  bit  more  use  of  its  historical  materials  through  the  BHL  portal.  This  has  

convinced  her  that  digitizing  paper  holdings,  especially  in  unusual  subject  areas  is  an  

important  way  to  increase  access  and  attract  new  users  to  the  library.  Digital  Collection  

use  on  the  Mertz  Library  site  is  not  as  high  as  she  would  like,  attributing  this  to  the  

overall  architecture  of  The  Garden  website  –  i.e.  the  digital  collections  are  not  

prominently  placed  and  difficult  to  discover.    

When  asked  directly  she  reported  that  the  she  would  like  to  seek  funding  to  

continue  digitization  of  Special  Collections  materials  especially  the  unique  and  highly  

valuable  Rare  Book  and  Folio  Collection  and  non-­‐book  collections  such  as  the  

Antiquarian  Map  Collection.  Additional  staff  resources  in  conservation,  cataloging  and  

digitization  would  be  needed  to  on  this  initiative.  She  also  stated  that  she  was  working  

with  her  colleagues  in  marketing  to  raise  the  profile  of  Digital  Mertz  on  The  Garden  

website.  

In  her  capacity  as  Director  of  the  Mertz  Library  Susan  has  found  her  membership  

in  The  Council  of  Botanical  and  Horticultural  Libraries  (CBHL)  to  be  the  most  useful  and  

rewarding  professionally.    CBHL  is  “an  internal  organization  of  individual,  organizations  

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and  institutions  concerned  with  the  development,  maintenance  and  use  of  libraries  of  

botanical  and  horticultural  literature.”  (CBHL,  2012)  Through  this  association  she  has  

been  able  to  find  new  open  access  resources  for  the  library.  She  has  subscribed  to  the  

listserv  and  the  newsletter  and  is  able  to  keep  abreast  with  development  in  the  library’s  

specialty  content  areas.  As  a  member  library  Mertz  is  able  to  participate  in  restricted  

circle  of  botanical  libraries  that  share  materials  and  have  extended  ILL  privileges.  There  

are  Annual  Meetings  that  provide  opportunities  to  network  and  learn  about  innovation  

in  the  field.    This  year  Susan  is  looking  forward  to  meeting  in  Montreal,  Que.  Canada  

reconnecting  with  her  peers  and  hearing  the  report  from  the  Smithsonian  Institution  

Libraries  on  the  8th  International  Botanical  Congress,  held  in  Melbourne,  Australia.  

 

   

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Part  2  –  Grant  Proposal      

NATIONAL  ENDOWMENT  FOR  THE  HUMANITIES  

Preservation  and  Access  Grants  New  York  Botanical  Garden  LuEsther  T.  Mertz  Library  

 

The  New  York  Botanical  Garden  LuEsther  T.  Mertz  Library:  Cataloging,  Preservation  

and  Digitization  of  200  Rare  Books  from  the  Rare  Book  and  Folio  Collection    

Executive  Summary  

The  New  York  Botanical  Garden  LuEsther  T.  Mertz  Library  seeks  a  two  year  grant  

of  $250,000  from  the  National  Endowment  for  the  Humanities  for  a  project  to  catalog,  

preserve  and  digitize  200  books  totaling  450  volumes  from  the  Rare  Book  and  Folio  

Collection.  These  collections  are  rare,  and  in  some  cases  unique,  and  once  made  

accessible  to  a  wide  audience,  will  serve  as  key  resources  for  scholars  of  natural  history,  

botanical  taxonomy,  botanical  illustration,  researchers  in  plant  science,  horticulturalists  

and  enthusiasts.  

The  collections  to  be  treated  include  many  of  the  pre-­‐Linnean  works  (published  

before  1753),  works  by  Charles  Darwin,  a  selection  of  18th  and  19th  century  books  

featuring  many  fine  botanical  plates,  rendered  in  print  from  paintings  and  drawings  by  

many  reknowned  botanical  artists  such  as  Pierre  Joseph  Redoute,  Pancrace  Bessa,  

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George  Dionysius  Ehret,  and  Walter  Hood  Fitch.    

The  materials  chosen  for  cataloging,  preservation  and  digitization  are  considered  

to  be  among  the  most  historically  important  and  artifactually  valuable  titles  in  the  

collection.  Providing  access  to  these  rare  and  important  materials  through  bibliographic  

records  in  The  Mertz  Library’s  online  catalog,  and  OCLC’s  WorldCat  will  enable  users  

from  all  over  the  world  to  learn  about  these  rich  resources  and  integrate  them  into  their  

scholarship.  Through  physically  preserved  texts  for  on-­‐site  use,  and  by  creating  digital  

images  to  be  served  on  the  library’s  website  users  will  be  able  to  inspect  the  original  

documents  in  situ  and  online  through  high-­‐resolution  digital  surrogates.        

For  this  project  the  Library  will  contribute  up  to  a  total  of  30  percent  of  the  

funding,  mostly  in  staff  time  of  members  of  the  Cataloging,  Preservation  and  

Information  Systems  units.      

 

The  New  York  Botanical  Garden  LuEsther  T.  Mertz  Library  

“The  New  York  Botanical  Garden  (NYBG  or  The  Garden)  is  a  museum  of  plants,  

an  educational  institution,  and  a  scientific  research  organization.  Founded  in  1891  and  

now  a  National  Historic  Landmark,  it  is  one  of  the  greatest  botanical  gardens  in  the  

world  and  the  largest  in  any  city  in  the  United  States,  distinguished  by  the  beauty  of  its  

diverse  landscape  and  extensive  collections  and  gardens,  as  well  as  by  the  scope  and  

excellence  of  its  programs  in  horticulture,  education,  and  science.”  (NYBG,  2012b)  

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The  Garden  was  founded  in  the  late  19th  century  when  eminent  Columbia  

University  botanist  Nathaniel  Lord  Britton  of  the  Torrey  Botanical  Club  determined  New  

York  should  possess  a  great  botanical  garden.  A  magnificent  site  [250  acres]  was  

selected  in  the  northern  section  of  the  Bronx,  part  of  which  had  belonged  to  the  vast  

estate  of  tobacco  merchant  Pierre  Lorillard  and  on  April  18,  1891,  and  the  land  was  set  

aside  by  the  New  York  State  Legislature  for  the  creation  of  “a  public  botanic  garden  of  

the  highest  class”  for  the  City  of  New  York.    

Today  The  New  York  Botanical  Garden,  which  is  a  National  Historical  Landmark  

site,  boasts  50  living  gardens,  200  resident  plant  scientists,  41  doctoral  students  and  the  

most  comprehensive  education  programs  in  the  United  States  in  horticulture  and  plant  

sciences.  The  Mission  of  The  Garden  is  to  advocate  for  the  plant  kingdom  through  these  

programs  and  the  rich  resources  and  services  provided  by  the  LuEsther  T.  Mertz  Library.    

 

Mission  of  the  Library  

Founded  in  1899  (NPS,  1983)  the  Library  at  NYBG  was  named  in  honor  of  

LuEsther  T.  Mertz  in  1997  for  Mrs.  Mertz's  commitment  to  The  Garden,  her  generous  

support  of  The  Garden's  science  programs,  and  her  passionate  interest  in  literature  of  all  

kinds.  The  mission  of  the  Mertz  Library  “promoting  the  intelligent  stewardship  of  the  

natural  world  by  collecting  and  preserving  works  of  merit  in  botany,  to  collect  and  

preserve  works  of  merit  in  botany,  horticulture  and  landscape  design”  (NYBG,  2012i)  is  

in  support  of  the  goals  and  ideals  of  its  parent  organization  The  New  York  Botanical  

Garden.  

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Collections  

The  LuEsther  T.  Mertz  Library  is  widely  recognized  as  the  world’s  most  important  

library  for  information  about  the  plant  world.  The  Mertz  Library  serves  as  both  a  

research  and  a  public  library  and  as  both  a  scholarly  resource  and  a  general  plant  

information  service.  It  offers  a  wide  array  of  reference  resources,  print  and  electronic,  

and  the  help  of  an  informed  staff  to  anyone  visiting  the  Library  through  the  Internet  or  

in  person.  It  contains  over  1  million  items,  dating  from  the  12th  century  and  ranging  

from  early  herbals  to  current  electronic  databases.  

Collections  of  note  include  a  comprehensive  collection  of  botanical  literature  

(12,000  serial  titles  dating  to  1850);  Rare  Book  and  Folio  Collection;  Pre-­‐1850  early  

American  imprints  (5,200  books);  Archives  of  The  New  York  Botanical  Garden  and  

papers  of  major  botanical  institutions  of  the  19th  and  20th  centuries;  The  Lord  and  

Burnham  Collection  of  architectural  drawings  and  environmental  plans;  The  Catalog  of  

Landscape  Records  in  the  United  States;  The  Art  and  Illustration  Collection;  The  Seed  

and  Nursery  Catalog  (150,000  items);  the  Index  Seminum,  printed  lists  of  documented  

seed  collections  of  the  18th  and  19th  centuries;  and  the  Taxonomic  Literature  data  file  

(1.2  million  sheets)  used  in  the  preparation  of  botanical  bibliographic  reference  works.    

 

Patrons  

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The  Mertz  Library  receives  10-­‐12  thousand  visitors  to  their  reading  rooms  every  

year.  Unlike  many  research  and  private  libraries  the  collections  and  services  are  open  to  

any  person  who  wishes  to  use  them  free  of  charge  and  membership  is  not  required.  The  

majority  of  collections  are  non-­‐circulating  and  patrons  are  required  to  use  materials  and  

resources  in  the  Library  except  for  the  online  catalog  and  select  free  botanical  indexes,  

which  are  available  remotely  on  the  web.    Since  the  must  be  used  locally  the  majority  of  

patrons  are  dedicated  amateur  and  professional  botanists  and  gardeners  and  local  

students  enrolled  in  botany  or  horticultural  programs.      

The  Mertz  Library  supports  several  educational  programs  at  NYBG  including  The  

School  of  Professional  Horticulture,  Adult  Education  in  botanical  drawing,  gardening  and  

floral  design  and  children’s  programs  such  as  Plant  Hunters.  Students,  researchers  and  

faculty  from  the  NYBG  programs  constitute  the  largest  percentage  of  patrons  using  the  

library.  Additionally,  the  Mertz  Library  supports  the  work  of  external  academics  teaching  

in  the  field  and  offers  faculty  the  opportunity  to  put  materials  on  reserve  for  their  

students  use.    

For  members  of  NYBG  Members  Circle  and  for  the  staff  and  faculty  of  the  Plant  

Sciences  Research  Facility,  a  small  selection  of  materials  (4000  titles)  may  be  checked  

out  of  the  library  and  used  on  campus.    

 

Circulation  

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The  Mertz  Library  like  its  peer  research  institutions  (Kyrillidou,  2009)  is  seeing  an  

increase  in  numbers  and  duration  of  sessions  in  digital  activity  while  physical  attendance  

has  remained  flat.    This  trend  is  aligned  with  the  2009-­‐2015  Strategic  Plan  of  The  Garden  

(NYBG,  2009)  to  increase  the  digital  presence  of  the  Mertz  Library  and  attract  more  

users  by  digitizing  more  content  and  distributing  materials  through  partnerships  such  as  

BHL  and  the  Open  Content  Alliance.  

 

Visitors   Materials  usage  

Mertz  Digital  Item  Count  

Metz  Digital  Visits  

Mertz  Library  Items  In  Biodiversity  Heritage  Library  (BHL)  

Number  of  volumes  in  Biodiversity  Heritage  Library  

Usage  of  Mertz  

Materials  on  BHL  Portal  

Fiscal  Year  2007  

12,900   100,500   2,000   15,000        

Fiscal  Year  2009  

11,150   103,000   5,000   19,550   4,000  volumes  

   

Fiscal  Year  2011  

10,00   101,000   22.000   25,000   7,000  volumes  

104,000  volumes  

64,551  visits.  5%  of  visits  

1,291,020  per  anum  

   

 

Staffing    

Director  Susan  Fraser  heads  the  LuEsther  T.  Mertz  Library  at  The  New  York  

Botanical  Garden.    Ms.  Fraser  has  over  30  years  of  experience  in  academic  and  archival  

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collections.  She  oversees  an  exceptional  staff  of  20  and  an  outstanding  collection  of  

print  and  non-­‐print  resources.  She  also  plays  a  pivotal  role  in  The  Garden’s  Exhibition  

Programme  in  the  William  D.  Rondina  and  Giovanni  Foroni  LoFaro  Gallery.  Susan  

received  her  MLS  from  Columbia  University  and  is  a  member  of  the  Academy  of  

Certified  Archivists.  She  is  an  active  member  of  the  Council  of  Botanical  and  

Horticultural  Libraries  (CBHL),  having  served  on  the  Board  from  2005-­‐2008.  She  is  

currently  involved  in  several  committees  and  has  been  the  CBHL  Archivist  since  2000.  

Yumi  Choi  is  a  Catalog  Librarian.  She  was  a  volunteer  in  the  cataloging  

department  for  six  months  prior  to  her  hire  as  a  staff  member.  Yumi  received  her  M.L.S.  

from  the  Pratt  Institute  in  October  2007  and  has  become  the  Library’s  C-­‐J-­‐K  resident  

expert.  In  addition  to  performing  original  cataloging,  she  is  also  working  on  preparing  

entries  in  the  Wave  Hill  Catalog  of  Landscape  Records  in  the  United  States.  This  

database  has  been  converted  to  a  Web-­‐based  platform  and  will  be  mounted  for  

searching  online  in  the  near  future.    

Olga  Marder  is  the  Conservation  Librarian/Conservator.  She  has  a  national  

reputation  in  the  paper  preservation  and  conservation  community.  She  is  best  known  

author  of  "Art  Serving  Science:  Solutions  for  the  Preservation  and  Access  of  a  Collection  

of  Botanical  Art  and  Illustration”  (Reed,  Marder,  &  McCann,  1999)  with  Judith  A.  Reed,  

and  Laura  T.  McCann  –  a  premier  source  of  information  on  the  restoration  of  botanical  

prints.  

John  Mignault  is  the  Systems  Librarian  at  Mertz  a  position  he  has  held  since  

2006.  Mr.  Mignault  holds  a  MLS  from  Simmons  College.  He  attended  Brown  University  

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and  has  a  background  in  Computer  Science  and  Literature.  Mr.  Mignault  is  in  charge  of  

the  digital  technicians  and  is  responsible  for  the  implementation  of  the  online  catalog  as  

well  as  the  CONTENTdm  collections  management  digital  repository.  

The  Mertz  Library  is  governed  by  The  New  York  Botanical  Garden  Staff  Policy  

Group,  a  subcommittee  of  the  Board  of  Managers.  The  Staff  Policy  Group  oversees  the  

library  through  the  creation  and  recommendation  of  policies  concerning  the  acquisition,  

management,  preservation  and  delivery  of  service  to  its  patrons.    

 

Statement  of  Need  

The  LuEsther  T.  Mertz  Library  is  one  of  the  world's  largest  and  most  important  

botanical  and  horticultural  research  libraries,  with  over  one  million  accessioned  items  

(books,  journals,  original  art  and  illustration,  seed  and  nursery  catalogs,  architectural  

plans  of  glass  houses,  scientific  reprints,  and  photographs)  and  over  4,800  linear  feet  of  

archival  materials.  The  Library  seeks  to  collect  as  comprehensively  as  possible  in  

systematic  and  floristic  botany  with  particular  strengths  in  the  literature  about  the  

Western  Hemisphere,  the  focus  of  the  Garden's  research  program.  Since  its  

establishment  in  1899,  other  major  research  and  academic  libraries  in  New  York  City  

have  transferred  their  plant-­‐related  collections  to  the  Library  and  have  deferred  to  it  the  

role  of  serving  as  the  primary  plant-­‐focused  library  in  the  metropolitan  area.  

Among  its  many  treasures  are  rare,  if  not  unique  items  that  are  historically,  

scientifically,  culturally  and  artifactually  valuable.  Among  the  most  beautiful  and  rare  

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collections  are  the  earliest  botanical  manuscripts  and  printed  plates  from  the  pre-­‐

Linnean  period  (published  before  1753).    These  items  and  the  writings  of  Carl  von  Linne,  

and  Charles  Darwin  represent  the  greatest  aggregate  collection  of  botanical  rare  books  

in  the  world.    

The  Rare  Book  and  Folio  Collection  offers  

patrons  from  across  the  globe,  an  international  

community  of  scholars  and  the  public  alike,  access  

to  a  world-­‐renowned  collection  of  botanicalia,  such  

as  Nederlandish  hesperides  (Commellin,  1683),  

Fürstellung  der  jenigen  (Thomassin,  1720)  and  

Hortus  floridus  (Passe,  c.  1614).    Some  of  these  

volumes  have  been  cataloged,  restored  and  

digitized  and  made  available  to  scholars  and  the  

public  through  Mertz  Digital.  Since  their  publication  

on  line  interest  in  these  items  has  increased  

tremendously.    (Commellin,  1683).  

Furthermore,  scholars  and  

researchers  have  reported  that  

they  are  able  to  work  with  the  

images  in  

ways  that  (Passe,  c.  1614)  

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are  not  possible  with  the  original  materials  since  the  originals  are  fragile  and  highly  

sensitive  to  environmental  hazards.    

Unfortunately,  only  40%  of  the  titles  in  the  Rare  Book  and  Folio  Collection  are  

catalogued.  Furthermore  many  of  the  items  are  in  need  of  preservation.  Some  volumes  

simply  need  to  be  rehoused  where  others  need  considerable  conservation  work.  Once  

stabilized  and  cataloged  these  items  can  then  be  carefully  digitized  and  preserved  in  the  

CONTENTdm  system.  The  items  will  be  discovered  through  the  online  catalog  and  the  

Mertz  Digital  portal.      

 According  to  a  recent  report  from  OCLC  “A  2009  survey  of  169  special  

collections  and  archives  in  research  libraries  in  the  US  and  Canada  shows  that  

digitization  of  special  collections  and  increasing  user  access  to  those  collections  are  of  

critical  importance  to  research  libraries.  The  survey  report  reveals  that  a  lot  of  rare  and  

unique  material  remains  hidden  from  users  and  the  backlogs  continue  to  grow.”  (Erway,  

2012)    

By  completing  this  project,  the  number  of  backlogged  un-­‐cataloged  items  will  be  

reduced,  essentially  undiscoverable  and  unknown  collections  of  unique  and  rare  

materials  that  have  been  “hidden”  (Goldsmith,  2005)  will  be  available  for  scholars  and  

the  public  alike  to  discover  and  incorporate  into  new  works.  The  increased  access  will  

bring  further  attention  to  Mertz  Digital  and  a  wider  distribution  and  audience  will  be  

established.  

 

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Proposed  Initiative  

 

The  project  to  catalog  preserve  and  digitize  200  titles  from  the  Rare  Book  and  

Folio  Collection  will  greatly  increase  access  to  rare  and  valuable  botanical  materials  from  

the  LuEsther  T.  Mertz  Library.  These  materials  will  serve  as  key  resources  for  scholars  of  

natural  history,  botanical  taxonomy,  botanical  illustration,  and  researchers  in  plant  

science,  horticulturalists  and  enthusiasts.  The  project  will  also  increase  the  lifespan  of  

the  rare  materials  by  reducing  “wear  and  tear”  on  fragile  materials  and  replacing  regular  

use  of  the  artifacts  with  digital  surrogates.    Without  proper  cataloguing  and  adequate  

housing  the  collection  remain  undiscovered,  underused  and  at  some  risk  for  

deterioration  (RBMS,  2010).    

Project  Goal  

The  goal  of  this  project  is  to  catalog,  preserve  and  digitize  200  books  from  the  

Rare  Book  and  Folio  Collection  to  increase  access,  improve  awareness  and  to  prolong  

the  life  of  rare  and  unique  materials  in  the  Library’s  collections.  Access  to  catalog  

records  will  be  through  available  onsite  and  through  the  Library’s  website.  Access  to  the  

preserved  physical  items  will  be  made  possible  through  on  site  visits  to  The  Garden.  

Digital  surrogates  will  be  served  on  the  library’s  website  enabling  users  will  to  inspect  

the  original  documents  in  vituro  through  high-­‐resolution  image  viewers.        

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Required  Resources  

For  the  past  three  years  the  staff  of  the  Mertz  Library  have  been  actively  

involved  in  cataloging  and  digitizing  materials  for  Mertz  Digital  and  the  Biodiversity  

Heritage  Library.  This  work  has  required  that  the  staff  become  expert  in  the  standards  

and  practices  for  digitizing  rare  and  unique  materials.  The  literature  titles  that  have  

been  digitized  (and  continue  to  be  digitized)  for  BHL  have  been  photographed  and  

processed  by  the  Internet  Archive.  Materials  for  Mertz  Digital  have  been  done  in  house  

with  the  staff  of  the  digitization  group.  

The  Rare  Book  and  Folio  Collection  project  represent  a  significant  increase  in  in-­‐

house  digitization  activity.  Since  the  Mertz  Library  continues  to  be  an  active  participant  

in  the  BHL  initiative  staff  resources  will  not  be  available  to  catalog  and  preserve  the  

materials.  It  will  be  necessary  to  hire  a  temporary  rare  book  cataloger  and  temporary  

conservation  associate  to  complete  this  work.  The  digital  group  under  the  supervision  of  

the  Systems  Librarian  John  Mignault  will  handle  the  digitization  of  the  450  volumes.  50%  

of  the  digital  staff  time  will  be  devoted  to  the  project.  Mr.  Mignault  will  have  

supervisory  responsibilities  and  will  contribute  10%  of  his  time.  

The  temporary  cataloger  will  work  under  the  supervision  of  the  Catalog  Librarian  

Yumi  Choi.  The  incumbent  will  create  MARC  records  according  the  standards  of  the  

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Mertz  Library  bibliographic  guidelines.  The  cataloger  will  use  the  cataloging  utility  

available  through  the  OPAC  to  create  the  new  records.  The  cataloger  in  the  course  of  

creating  records  for  these  items  will  conduct  subject  and  name  authority  work.  Ms.  Choi  

will  devote  10%  of  her  time  on  this  project.  

Olga  Marder,  the  conservator  will  oversee  and  instruct  the  temporary  

conservation  associate  on  the  proper  treatment  and  housing  of  the  450  volumes.  Since  

very  little  work  has  been  required  for  the  BHL  initiative,  Ms.  Marder  will  be  able  to  

devote  time  to  this  project.  She  will  work  with  the  incumbent  on  the  evaluation,  

treatment  plan  and  execution  of  the  conservation.  30%  of  her  time  will  be  used  on  this  

project.    

The  Library  has  its  own  digital  content  management  system  CONTENTdm.  The  

digital  staff  will  export  the  catalog  records  from  the  OPAC  with  the  assistance  of  the  

Systems  Librarian  and  import  them  into  CONTENTdm  as  metadata.  The  digital  staff  will  

also  manage  the  transfer  of  digital  files  from  the  cameras  to  the  management  system.  

High-­‐resolution  image  captures  create  very  large  files.  An  additional  5  terabytes  

of  storage  will  be  needed  to  house  the  new  content  produced  by  this  project.    

 

Implementation  Schedule  

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The  conservator  conducted  a  review  of  the  condition  of  the  450  volumes  in  

order  to  prepare  for  this  grant.  Proper  condition  reports  must  be  created  before  the  

other  work  can  begin.  Once  the  condition  reports  are  complete  the  conservator  and  the  

new  associate  will  spend  the  first  six  months  of  the  grant  stabilizing  and  conserving  the  

materials.    As  materials  are  stabilized  the  will  be  made  available  to  the  rare  book  

cataloger  for  the  creation  of  bibliographic  records.    As  the  cataloging  progresses  

materials  will  be  sent  to  the  digital  staff  for  photography  and  digital  processing.    Once  

items  are  in  CONTENTdm  they  are  available  for  use  on  the  web.    

As  items  are  completed  they  will  then  be  returned  to  the  Information  Services  

staff  to  re-­‐shelve.  The  project  is  expected  to  take  two  years  to  complete  based  on  the  

schedule  below.    

 

Evaluation  of  the  Project  

The  Mertz  Library  has  already  seen  a  tremendous  increase  in  traffic  to  their  

digitized  content  on  Mertz  Digital  and  the  Biodiversity  Heritage  Library  portal.  Mertz  

expects  that  the  addition  of  these  items  to  Mertz  Digital  and  to  BHL  will  increase  usage  

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and  referrals  to  the  Library  site.  Mertz  also  anticipates  that  there  will  be  an  increase  in  

requests  for  additional  and  complementary  materials  to  be  added  to  the  collection.    

Success  will  be  gauged  by  the  increase  of  items  removed  from  the  backlog,  the  

increase  in  items  stabilized  and  housed  properly,  the  increase  in  referrals  from  other  

websites  to  these  important  materials,  and  the  increase  in  requests  for  bibliographic  

and  digital  content  that  has  been  produced  by  this  project.    

The  Mertz  Library  will  also  work  collaboratively  with  the  Staff  Policy  Group  to  

promote  these  new  collections  by  recommending  that  Mertz  Digital  be  showcased  on  

the  home  page  of  The  New  York  Botanical  Garden.    The  Library  will  also  seek  to  present  

its  finding  to  and  share  lessons  learned  with  The  Rare  Book  and  Manuscripts  Section  of  

ACRL  (RBMS,  2010).  Additionally  the  Library  will  present  at  The  Council  on  Botanical  and  

Horticultural  Libraries  (CBHL,  2012)  Annual  Meeting  in  2013.    

Mertz  Library  is  a  member  of  the  Metropolitan  New  York  Library  Council  

(METRO)  that  is  widely  connected  to  peer  organization  across  the  country.  By  posting  

the  announcement  of  the  new  collections  on  the  METRO  listserv  the  information  will  be  

widely  disseminated.    

 

 

 

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Budget    

 

Salaries      Catalog  Temp  1  year   $45  Conservator  Temp  1  year   $40  Catalog  Librarian  (10%)  1  year   $7  Conservator  (30%)  1  year   $21  Systems  Librarian  (10%)  18  months   $10  Digital  Photographer  (50%)  18  months   $35  Digital  Assistant  (50%)  18  months   $20  Sys  Admin  CONTENTdm  (50%)  2  months   $5  Benefits  +  25%   $46  Materials  

 Conservation  Supplies   $15  Digital  Storage   $8  Total  in  thousands   $252  Conclusion      

With  more  researchers  actively  engaging  in  serious  scholarship  on  the  web  it  is  

vital  that  libraries  offer  the  highest  quality  digital  content  and  resources  to  their  patrons.  

By  cataloging,  preserving  and  digitizing  rare  and  unique  botanical  items  from  the  

LuEsther  T.  Mertz  Library  these  rare,  original  and  important  resources  that  were  

hitherto  obscure  will  now  be  accessible  in  restored  physical  condition  and  on  the  web  

through  Mertz  Digital  Collections.  Increased  awareness  and  access  to  some  of  the  

world’s  most  important  literature  affords  everyone  interested  the  ability  to  learn,  to  

investigate  and  to  deepen  understanding  of  the  human  experience.    

 

 

 

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