Effect of severe plastic deformation on structure ...

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____________________________________________ Effect of severe plastic deformation on structure, mechanical and electrical properties of Al alloys ____________________________________________ by Andrey Medvedev B. Eng. In Physics (with Honours) Submitted in fulfilment of the requirements for the degree of Doctor of Philosophy Institute for Frontier Materials Deakin University Waurn Ponds Campus Australia November, 2018

Transcript of Effect of severe plastic deformation on structure ...

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____________________________________________

Effect of severe plastic

deformation on structure,

mechanical and electrical

properties of Al alloys ____________________________________________

by

Andrey Medvedev

B. Eng. In Physics (with Honours)

Submitted in fulfilment of the requirements for the degree of

Doctor of Philosophy

Institute for Frontier Materials

Deakin University

Waurn Ponds Campus

Australia

November, 2018

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Acknowledgements

The author would like to express thanks and show appreciation to those people

who contributed to the development of all work presented in this thesis.

I would like to beginning by thanking my supervisors: Prof. Rimma Lapovok and

Prof. Peter Hogdson from Deakin University and Dr. Maxim Murashkin and Prof.

Ruslan Valiev from Ufa State Aviation Technical University for their invaluable

contributions towards the direction of the research contained in this thesis and for

the countless number of simulating discussions necessary for divulging the

important aspects of the experimental results. I would also like to thank Ilias

Bikmukhametov for the great contribution with the APT data observation and

analysis.

The financial support provided by a Deakin Scholarship for PhD students during

the time spent in Deakin University and by Ufa State Aviation technical University

Scholarship for PhD students during the time spent in Russian Federation. I also

would like to thank the Institute For Frontier Materials (IFM) for financing the

possibility to attend the 7th International Conference on Nanomaterials by Severe

Plastic Deformation (NanoSPD7). At this conference I had oral presentation of data

obtained in the IFM Microscopy Centre.

It is also important to highlight technical personnel of IFM who provided me with

technical and theoretical assistance: Rosie Squire (transmission electron

microscopy officer), Andrew Sullivan (scanning electron microscopy officer), and

technical staff from workshop: Huaying Yin, John Vella, Steve Mills.

My special thanks for my family.

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List of publications

The following conference and journal publications have arisen from the work

performed during candidature for Doctor of Philosophy (Engineering).

Journal articles

1. Strength and electrical conductivity of ultrafine-grained aluminium alloy Al-2Fe

subjected to annealing and straining / A.E. Medvedev, M.Yu. Murashkin, N.A.

Enikeev, I.A. Ovid'ko, R.Z. Valiev // Materials Physics and Mechanics. - 2015. -Vol.

4. - P. 297-307;

2. Mechanical and electrical properties of an ultrafine grained Al-8.5 wt. % RE (RE

= 5.4 wt. %Ce, 3.1 wt. % La) alloy processed by severe plastic deformation / M.Yu.

Murashkin, I. Sabirov, A.E. Medvedev, N.A. Enikeev, W. Lefebvre R.Z.Valiev, X.

Sauvage // Materials and Design. - 2016. - Vol. 90. - P. 433-442;

3. Optimization of strength-electrical conductivity рroperties in Al-2Fe аlloy by

severe plastic deformation and heat treatment / A.E. Medvedev, M.Yu. Murashkin,

N.A. Enikeev, R.Z. Valiev, P.D. Hodgson, R. Lapovok. // Advanced Enginering

Materials. - 2017. - Vol. 20. - P. 1700867. DOI: 10.1002/adem.201700867;

4. Enhancement of mechanical and electrical properties of Al-RE alloys by

optimizing rare-earth concentration and thermo-mechanical treatment/ A.E.

Medvedev, M.Yu. Murashkin, N.A. Enikeev, R.Z. Valiev, P.D. Hodgson, R.

Lapovok // Journal of Alloys and Compounds. - 2018. - Vol. 745. - P. 696-704;

5. Enhancement of Mechanical and Electrical Properties in Al 6101 Alloy by Severe

Shear Strain under Hydrostatic Pressure / Andrey Medvedev, Maxim Yu.

Murashkin, Vil Kazykhanov, Ruslan Z. Valiev, Alexander E. Medvedev, Peter D.

Hodgson, and Rimma Lapovok // Advanced Engineering Materials – 2018. – P.

1800695, DOI: 10.1002/adem.201800695;

6. Fatigue properties of ultra-fine grained Al-Mg-Si wires with enhanced

mechanical strength and electrical conductivity / Andrey Medvedev, Alexander

Arutunyan, Ivan Lomakin, Anton Bondarenko, Vil Kazykhanov, Nariman Enikeev,

Georgy Raab and Maxim Murashkin // Metals. – 2015. – 5. P. 2148-2164.

doi:10.3390/met5042148.

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Conference proceedings

7. Features of the microstructure, mechanical and electrical properties of the alloy

01417 subjected to severe plastic deformation / Medvedev A.E., Bobruk E.V.,

Trifonenkov L.P., Murashkin M.Yu. // Proceedings of the conference "52

International Scientific Conference" Actual problems of strength ", Ufa, June 4-8,

2012, P. 200 (In Russian);

8. Features microstructure and properties of aluminium alloy 01417 subjected to

severe plastic deformation / Medvedev A.E., Murashkin M.Yu. // Proceedings of

conference «XIII International Scientific and Technical Workshop Ural metallurgists

young scientists. Materials Science and Metal Physics of light alloys ",

Ekaterinburg, November 12-16, 2012, P. 362 (In Russian);

9. Features of the microstructure, mechanical and electrical properties of the alloy

Al-2.5 REM subjected to severe plastic deformation / Medvedev A.E., Nazmiev

A.I., Bobruk E.V., Filatov A., Trifonenkov L.P., Valiev R.Z., Murashkin M.Yu. //

Proceedings of conference «III All-Russian Youth School-Conference" Modern

Problems of Metallurgy ", Pitsunda, resp. Abkhazia, September 10-13, 2013, P.

103-111 (In Russian);

10. Influence of severe plastic deformation on microstructure, mechanical and

electrical properties of alloy Al-2Fe / Medvedev A.E., Murashkin M.Yu., Valiev R.Z.

// Proceedings of the Conference The International Conference «Advanced

Materials Week - 2015", St. Petersburg, June 15-21, 2015, P. 63 (In Russian);

11. Influence of severe high pressure torsion on the structure and properties of the

Al-2Fe alloy / Medvedev A.E., Murashkin M.Yu. // Proceedings of the Conference

"Mavlyutovskie Readings 2015", Ufa, October 28-30, 2015, P. 943-944 (In

Russian);

12. Influence of severe plastic deformation on the structure, mechanical and

electrical properties of the alloy Al-2Fe / A.E. Medvedev, M.Yu. Murashkin, N.A.

Enikeev, R.Z. Valiev // Proceedings of the Conference "Deformation and fracture of

materials and nanomaterials", Moscow, November 10-13, 2015, P. 296-298 (In

Russian).

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Table of contents

Abstract ........................................................................................................................................ 1

Statement of Originality ............................................................................................................... 3

List of Abbreviations ..................................................................................................................... 4

Chapter 1 Introduction ................................................................................................................. 6

1.1 Introduction to the Research .............................................................................................. 6

1.2 Research Objective .............................................................................................................. 8

1.3 Layout of thesis .................................................................................................................... 8

Chapter 2 Literature Review ....................................................................................................... 11

2.1 General aluminium alloying groups in electrical industry ................................................. 11

2.1.1 Technically pure aluminium. ............................................................................................. 12

2.1.2 Al-Mg-Si alloys (IADS 6000 series) ..................................................................................... 12

2.1.3 Thermally stable aluminium alloys with transition metals (Zr, Fe) ................................... 16

2.1.4 Thermally stable Al-Rare Earth alloys ................................................................................ 21

2.2 Physical aspects of mechanical strength and electrical conductivity ................................ 24

2.3 Severe plastic deformation of aluminium and aluminium alloys ...................................... 30

2.4 Summary ............................................................................................................................ 40

Chapter 3 Material and Experimental Procedure ...................................................................... 42

3.1 Outline ............................................................................................................................... 42

3.2 Materials of research ......................................................................................................... 42

3.3 Methods and conditions of deformation and thermal treatment .................................... 46

3.4 Microstructure characterisation ........................................................................................ 47

3.4.1 Optical microscopy ............................................................................................................ 47

3.4.2 Transmission Kikuchi diffraction method .......................................................................... 47

3.4.3 Scanning electron microscopy ........................................................................................... 48

3.4.4 Transmission electron microscopy .................................................................................... 48

3.4.5 X-ray diffraction analysis ................................................................................................... 48

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3.4.6 Atom probe tomography ................................................................................................... 49

3.5 Mechanical properties characterisation ............................................................................ 50

3.5.1 Microhardness tests .......................................................................................................... 50

3.5.2 Tensile tests ....................................................................................................................... 50

3.5.3 Electrical conductivity measurements .............................................................................. 51

Chapter 4 Features of microstructure, mechanical properties, electrical conductivity and

thermal stability of Al-RE systems after SPD .................................................................................... 52

4.1 Influence of rare earth concentration on microstructure, electrical and mechanical

properties of Al-RE alloys .................................................................................................................. 53

4.2 Influence of HPT on microstructure, of Al-RE alloys ......................................................... 58

4.3 Calculation of diffusion activity of Ce and La atoms in aluminium during HPT at RT ....... 62

4.4 Physical and mechanical properties of UFG Al-RE alloys .................................................. 64

4.5 Annealing influence on the microstructure and properties of UFG Al-RE alloys after HPT

65

4.6 Optimization of RE concentration and annealing temperature ........................................ 70

4.7 Influence of initial microstructure on microstructure, electrical and mechanical

properties of Al-RE alloys after HPT .................................................................................................. 72

4.8 Microstructure and properties evolution of Al-4.5RE during HPT after ST ....................... 72

4.9 Thermal stability of Al-4.5RE alloy after solution treatment and HPT .............................. 78

4.10 Physical nature of strength and electrical conductivity enhancement in nanostructured

Al-RE alloys ........................................................................................................................................ 84

4.11 Summary ............................................................................................................................ 90

Chapter 5 Microstructure and properties of Al-Fe alloys after HPT........................................... 91

5.1 Microstructure, mechanical properties and electrical conductivity of Al-2Fe and Al-4Fe

alloy after HPT ................................................................................................................................... 92

5.2 Dynamic aging in Al-2Fe alloy during HPT ....................................................................... 101

5.3 Evaluation of microstructural mechanisms' contribution into properties of Al-2Fe alloy

108

5.4 Summary .......................................................................................................................... 111

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Chapter 6 Microstructure and properties of Al-Mg -Si alloys after EAP with BP ..................... 112

6.1 EBSD analysis of deformed material ............................................................................... 113

6.2 STEM and TEM analysis ................................................................................................... 115

6.3 Tensile strength and electrical conductivity .................................................................... 118

6.4 Summary .......................................................................................................................... 120

Chapter 7 Conclusions and suggested future work .................................................................. 121

7.1 Al-RE alloys ...................................................................................................................... 121

7.2 Al-Fe alloys ....................................................................................................................... 122

7.3 Al-Mg-Si alloys ................................................................................................................. 123

7.4 Suggested future work .................................................................................................... 124

References ................................................................................................................................ 126

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Abstract

The following research focuses on the effect of severe plastic deformation (SPD)

on the microstructure and properties of aluminium alloys. The application of SPD

as an instrument of mechanical strength improvement falls into the trend of

considering aluminium alloys as a cheaper and more available substitute for the

copper alloys in the electrical industry. It is known from previous research that SPD

provides a unique level of mechanical properties, so the main question of this study

is the choice of material and deformation treatment conditions in order to improve

the material strength while preserving a high level of electrical conductivity. As the

alloys should demonstrate satisfactory electrical conductivity along with high

mechanical strength, the systems with low solubility would make a wise choice as

the solid solution dramatically decreases the conductivity of aluminium alloys.

For this particular research alloys of Al-Fe, Al-La-Ce (Al-RE) and Al-Mg-Si systems

were chosen as they tend to have near-to-zero solid solution in equivalent

conditions (in the case of Al-Mg-Si alloys this could be achieved by a certain Mg:Si

ratio). Samples of these alloys were subjected to SPD via high-pressure torsion

(HPT) and equal-channel angular pressing with backpressure (ECAP-BP) in order

to achieve high mechanical strength. HPT allows modeling demanded

microstructure relatively fast and easy, using appropriate laboratory equipment,

while ECAP-BP, having all the advantages of HPT, but provides the opportunity for

long-scale sample production for the commercial applications. Both of these

methods have a long history of research and application, and so the impact of the

results from studies using these methods is well understood.

SPD is followed by annealing in order to recover the electrical conductivity. At the

same time, such heat treatment can be used for thermal stability check. Overhead

powerlines are often used in regions with extensive solar radiation, and can be

heated up to 150 °C, causing softening of cables and making them prone to

rupturing. So in order to simulate this kind of temperature load, equivalent

annealing (according to IEC 62004:2007 standard) is usually applied. In the case

of Al-Fe alloys dynamic aging was performed as well as isothermal annealing, and

this demonstrated higher results in terms of electrical conductivity. Heat treatment

after deformation is a standard procedure for thermally-hardenable alloys (such as

Al-Mg-Si), to increase the alloy's strength via precipitation of nanoscaled

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intermetallic particles from solid solution. So the annealing, used is in this particular

work, is multi-purpose.

Such an approach was also used for the Al-RE alloys. Structure analysis by three

independent experimental techniques revealed that there is formation of a solid

solution of Ce and La in Al, so subsequent aging can also be aimed for

intermetallic particles precipitation, improving strength and electrical conductivity of

the alloy. Taking this into account fact, and also the results of mechanical tests and

electrical measurements, we were able to determine the optimal concentration

interval and microstructural characteristics that would provide the best combination

of mechanical and physical properties.

The formation of a supersaturated solid solution of Fe in Al in Al-Fe alloys during

SPD has been shown before, but the application of dynamic aging (HPT at 200 °C)

was performed for the first time. This approach led to favorable conditions for the

solid solution decomposition, at the same time providing alloy strengthening via

grain refinement. Once again, it was demonstrated that a certain combination of

microstructural parameters results in the unique combination of attractive

mechanical and electrical properties.

It was demonstrated that ECAP-BP, indeed, leads to an increase of Al-Mg-Si

alloy's mechanical strength in long-scale sample along with the high level of

electrical conductivity both after deformation and further after aging.

ECAP demonstrates that desirable microstructure, and thus properties, in the

investigated alloys is not only possible to produce in the laboratory, but actually

can be transferred to production albeit with some difficulties.

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Statement of Originality

This PhD research program was conducted under the guidance and supervision of

A/Prof. Rimma Lapovok and Prof. Peter Hodgson within the Institute for Frontier

Materials, Deakin University, Australia and Dr. Maxim Murashkin and Prof. Ruslan

Valiev within the Institute of Physics of Advanced Materials, Ufa State Aviation

Technical University, Russian Federation

I hereby declare that the work presented in this thesis contains no materials which

has been accepted for the award of any other degree or diploma in any other

university or institution and I affirm that to the best of my knowledge, that the thesis

contains no material previously published or written by any other person or group

of people, except where due reference is made on the text of the thesis.

Andrey Medvedev

December, 2018

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List of Abbreviations

Synthesis and procession

SPD – severe plastic deformation

HPT – high pressure torsion

ECAP – equal-channel angular pressing

BP - backpressure

RT – room temperature

ECAP-PC - Equal-channel angular pressing in parallel channels

ECAP-BP - Equal-channel angular pressing with back-pressure

ECAP-Conform – continuous equal-channel angular pressing

ARB – accumulative roll bonding

SPS – spark plasma sintering

ECAE – equal channel angular extrusion

HT – heat treatment

ST – spheroidizing treatment

WQ – water quenched

Characterisation

BF – bright field

DF – dark field

BSE – back-scattered electron

SE – secondary electron

EBSD – electron back-scattered diffraction

TKD – transmission Kikuchi diffraction

EDXS – energy dispersive X-Ray spectroscopy

DP – diffraction pattern

FEG – field emission gun

SAD – selected area diffraction

SEM – scanning electron microscopy

TEM – transmission electron microscopy

XRD – X-Ray diffraction

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Properties and phenomena

CG – coarse grain

RE – rare-earth

GB – grain boundary

GS – grain size

HAGB – high angle grain boundaries

LAGB – low angle grain boundaries

UFG – ultrafine grained

SSSS – supersaturated solid solution

σUTS – ultimate tensile stress

σ0.2 – yield stress

δ – elongation to failure

ω – electrical conductivity

IACS – International Annealed Copper Standard

CSD – coherent size domain

a – lattice parameter

b – Burger's vector

Hv – Vikkers microhardness

2

1/2 – lattice microdistortion level

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Chapter 1

Introduction

1.1 Introduction to the Research

The electric powerline net spreads extensively throughout the world, and the

choice of materials for power lines becomes crucial. It requires the necessity of a

cheap and widely available material that at the same time would meet all the

requirements specified for conductors. Copper alloys, used in electrical industry for

a long time, have become less viable from an economic point of view, turning

attention more and more to aluminium and aluminium alloys [1, 2].

Commercially available, aluminium and aluminium alloys have begun to supplant

copper alloys out of the electrical industry. This is possible because of the wide

variety of their attractive properties, such as the low specific weight, high electrical

conductivity and high corrosion resistance [3-6]. Besides, the low cost of

production inspired an increase of aluminium usage in the power transmission

industry,

Aluminium (with specific electrical conductivity of 38 MSm/m) is one of four metals

with the highest conductivities after silver (62 MSm/m), copper (58 MSm/m) and

gold (45.5 MSm/m). Given the fact that the prevalence and cost of silver and gold

will not let them become the main metals for electrical industry in the nearest

future, and also the fact that fifth conductive metal - magnesium – has a

conductivity of only 22.7 MSm/m, it can be safely assumed that aluminium is the

only potential replacement for copper as the conductive material in massive

production for the electrical industry in the foreseeable future [1].

Aluminium alloy application, however, is limited due to their main disadvantage -

low mechanical strength in comparison with copper-based materials. In order to

solve this problem, traditional approaches have been used, such as the

introduction of a reinforcing steel or composite core into the wire structure [7], or

aluminium alloying in certain proportions by magnesium and silicon, i. e. the use of

the Al-Mg-Si system alloys [3,4]. However, traditional approaches have reached

their limits of property enhancement and hence new approaches are required.

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At the same time, it has been demonstrated that a much more significant increase

in the strength of conductive aluminium alloys, can be achieved by forming an

ultrafine-grained (UFG) structure using severe plastic deformation (SPD). In

particular, it has been shown that, in addition to grain size decreasing and,

correspondingly, increasing the amount of the grain boundaries, SPD makes it

possible to effectively control the concentration of the alloying elements' atoms in

solid solution, as well as dislocation density, vacancy concentration, composition

and size of second-phase particles, nanoclusters, and grain-boundary

segregations [3,8].

However, there is a well-known relation between strength and electrical

conductivity in conductive aluminium alloys, so SPD approach does not allow a

significant increase of aluminium conductor strength, while maintaining an

acceptable level of electrical conductivity [7-11].

One of the ways to bypass this negative tendency is the use of immiscible Al-

based alloys, where due to near-to-zero solubility of alloying elements in

aluminium, they do not have a noticeable effect on the electrical conductivity.

Moreover, their intermetallic compounds, upon achieving a certain dispersity and

homogeneity of distribution in the matrix material, can contribute to its hardening

and increase thermal stability [11-13].

At the present time there is no or almost no information in the scientific literature on

the effect of SPD on the microstructure of such aluminium alloys as Al-RE (RE =

La,Ce) and Al-Fe, that could be used as conductive materials in the aerospace,

electrical or automotive industry along with Al-Mg-Si, Al-Zr and other well-

investigated alloys. It is known that RE and Fe, because of very low solubility in

aluminium, do not have a noticeable effect on the electrical conductivity.

Intermetallic particles, formed in these alloys, can possibly contribute to its

hardening. As the properties of alloys are dictated by their microstructure, this

research will focus at the microstructural characteristics. For these two systems

High Pressure Torsion (HPT) is used as convenient laboratory tool to obtain the

required severe shear strain under high hydrostatic pressure. This is obviously not

a commercial scale process but is ideal for quickly studying composition,

deformation and thermal effects on small samples.

The commercially used Al-Mg-Si alloy has been treated by Equal Channel Angular

Processing (ECAP) with backpressure, the process which has the potential for use

in industry for production of scaled-up, long samples. It was imperative for further

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applications to prove that industrial SPD process could affect the strength and

conductivity of aluminium alloy in the same manner as HPT.

1.2 Research Objective

The objective of this research is to study the dependence of mechanical strength

and electrical conductivity on the nanostructural characteristics of Al-RE, Al-Fe and

Al-Mg-Si aluminium alloys systems, subjected to severe plastic deformation

followed by heat treatment. Particular focus will be directed towards determination

of the controlling microstructural mechanisms responsible for the physical and

mechanical properties of these alloys, based on experimental data and theoretical

calculations. Recommendations on the microstructural parameters, such as grain

size and distribution, particle size and morphology will be provided in order to

achieve simultaneously high electrical conductivity and mechanical strength in the

studied materials.

1.3 Layout of thesis

The thesis is divided into 7 chapters.

In Chapter 1, the reasons for investigating immiscible aluminium alloys are

presented and justified according to the requirements given to materials in

electrical industry. Motivations, which encouraged this research, to obtain the

optimal strength-conductivity combination via achieving designed microstructure

are briefly reviewed. The possible solution for the existing problem is established

and the objectives for the research are formulated.

In Chapter 2, the literature review is presented in three different sections. The first

section summarizes the papers that presented the conventional approaches to

hardening of conductive aluminium alloys as well as the alloys groups that are

currently used commercially. The second section presents the calculation model

relating microstructural parameters of aluminium alloys to their strength and

conductivity, and discuss the physical mechanisms of these functional properties.

The third section presents the overview of SPD methods, from the first basic ones

to the last discoveries in this field.

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In Chapter 3, as received material is described. Methods used to form and analyse

microstructure and physical and mechanical properties of these materials on all

stages of research are described. The heat treatment chosen is justified.

In Chapter 4, general information about Al-La-Ce alloys and the effect of HPT on

their mechanical and electrical properties are discussed. In particular, alloys with

combined Ce and La concentration of 2.5, 4.5 and 8.5 wt.% were subjected to HPT

at room temperature and subsequent annealing at 230 °C, 280 °C and 400 °C for 1

hour. One of the major consequences of this processing is reported to be the

formation of a supersaturated solid solution of Ce and La in aluminium, which is

supposed to be nearly impossible due to the system's limited immiscibility.

Based on conclusions pertaining to the optimal RE elements concentration, two

sets of cast Al-4.5RE alloy samples processed with and without solution treatment

(ST) at 550 °C for 3 hours were subjected to HPT at room temperature followed by

annealing at 230 °C, 280 °C and 400 °C for 1 hour. The major goal of this

processing was to seek the simultaneous increase in mechanical strength and

electrical conductivity of the alloys as well as to study the effect of solution

treatments on these characteristics. It was demonstrated that application of pre-

HPT annealing resulted in a 6-fold decrease in overall interphase boundary,

affecting the solid solution formation after HPT and, consequently, the combination

of physical properties. The comparative study of microstructure, particle

distribution, mechanical and electrical properties for all processing routes allowed

the determination of the optimal combination of high mechanical strength and high

electrical conductivity in Al-4.5RE alloy. It was shown that the optimal combination

of mechanical strength (500 MPa) and electrical conductivity (52.2 % IACS) was

reached after HPT at RT and annealing at 280 °C for 1 hour. Furthermore, an

additional solution treatment could allow a decrease in annealing temperature to

230 °C, while providing higher conductivity (55.9 % IACS) and slightly lower

strength (430 MPa) as a consequence of the particle and grain size redistribution.

In Chapter 5, the optimum iron concentration between 2 and 4 wt% Fe in

aluminium alloys has been assessed with respect to both electrical and mechanical

properties. For Al-2wt.% Fe alloy, HPT at room temperature followed by either (i)

annealing at 200 °C for 8 hours or (ii) elevated temperature (200 °C) HPT were

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used to obtain a simultaneous increase in mechanical strength and electrical

conductivity. The results indicate that while the mechanical strength is

approximately the same for both processing routes (> 320 MPa), HPT at an

elevated temperature resulted in a higher conductivity (52 % IACS). This result is

due to a reduced Fe solute atom concentration in the Al matrix and Fe cluster

formation, facilitated by a more complete decomposition of the supersaturated solid

solution.

Chapter 6 discusses commercially received aluminium AA6101 alloy and the

method of its thermo-mechanical treatment aimed at increasing mechanical and

electrical properties. This processing route consisted of homogenization,

quenching and subsequent 2, 4 and 8 passes of Equal Channel Angular Pressing

(ECAP) with a back-pressure of 200 MPa. As a result, the tensile strength of the

alloy doubled (400 MPa) after 8 ECAP passes, while electrical conductivity slightly

decreased from 51.3 to 48.2 %IACS. Aging at 130°C for 72 hours was used to

restore conductivity with a very minor loss of strength. It is noteworthy that the

increase in electrical conductivity was directly proportional to the number of ECAP

passes and it exceeded the values measured for the as-received and solution

treated states. Strong inhomogeneity of the microstructure and formation of a

network of differently oriented shear bands during severe plastic deformation was

observed, being beneficial for simultaneous enhancement of mechanical and

electrical properties.

In Chapter 7, the main conclusions are summarized and some suggestions

regarding future work are discussed.

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Chapter 2

Literature Review

2.1 General aluminium alloying groups in electrical industry

The presence of solid solution in aluminium alloys is known to be highly

undesirable for electrical conductivity because of the induced lattice distortions

slowing electron flow [1, 2]. At the same time, some types of deformation and heat

treatments can lead to solid solution decomposition, leading to an increase in

electrical conductivity via restoration of lattice structure towards ideal one [3-5].

Another approach to avoid an unwanted presence of solid solution is by using

systems with insoluble or low-soluble elements (Al-Fe, Al-RE), thermally-

hardenable systems (AA 6xxx, Al-Zr), or using systems free of impurities (1ххх

series). Further details regarding these aluminium alloy systems are given below:

• Technically pure aluminium (1xxx series) [1]

Application area: wires for high-voltage power lines (110…220 kV)

Wire properties: UTS = 150…180 MPa; 2 %; 60.5…62.5 % IACS

Working temperature: up to 90 °С

• Thermally hardenable Al-Mg-Si alloys (6xxx series) [6-10]

Application area: wires for medium-voltage power lines (3…35 kV)

Wire properties: UTS = 245…315 MPa; 3 %; 56.5…52.0 % IACS

Working temperature: up to 90 °С

• Thermally stable Al-Transition Metals (Sc,Zr,Fe) alloys [11-16]

Application area: wires for high-voltage power lines (110…220 kV)

Wire properties (for Al-Zr): UTS = 150…170 MPa; 2 %; 60.0…60.5 % IACS

Working temperature: 150…240 °С

• Thermally hardenable Al-Rare Earth alloys (Al-La-Ce) [17-19]

Application area: wires for aircraft wiring boards

Wire properties: UTS = 270…280 MPa; 10 %; 50.0…52.4 % IACS

Working temperature: up to 240 °С (with short-time heating up to 310 °C)

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2.1.1 Technically pure aluminium.

According to IADS classification (International Alloy Designation System)

aluminium with purity up to 99.5 % refers to the alloys of 1ххх group (1145, 1200,

1100, 1199, 1350). Such alloys have conductivity up to 62 % IACS and tensile

strength up to 170 MPa. Because of its low strength, technically pure aluminium is

only used in areas that do not require high deformation resistance from materials

[20].

According to Polmear [1], aluminium nowadays has almost completely supplanted

copper from overhead power lines, despite the necessary requirement to reinforce

it with steel core rod. In addition to that, aluminium is widely used as a material for

isolated power lines, in particular, for subway systems. In these lines, every wire in

a cable is substituted with an aluminium conductor, produced by the continuous

Properzi method and subsequent rolling with a circular sector shape, simplifying

cable production and reducing material usage. However, application of technically

pure aluminium is limited in products that require high values of ultimate tensile

strength.

Aluminium wires (AA1xxx alloys) are also used in three types of conductors:

all-aluminium (AAC), aluminium conductor, steel-reinforced (ACSR) and aluminium

conductor, alloy-reinforced (ACAR) [7, 21].

2.1.2 Al-Mg-Si alloys (IADS 6000 series)

Al-Mg-Si (6xxx alloys in IADS classification) alloys have been used for mass

production of cables for electrical power lines since the 1960s [1]. The reason for

such a wide spread use is the fact that these alloys in general meet the major

requirements for conductive materials: low weight, high tensile strength (up to

250-300 MPa) and high electrical conductivity (up to 57-52 % IACS) [8, 22, 23].

These highly beneficial properties are usually gained after T8 or T6 treatment

(solution treatment, subsequent cold drawing and artificial aging). During these

treatments, strengthening is a result of both deformation (according to Hall-Petch

law) during drawing and precipitation of Mg2Si particles in the material. The particle

formation occurs through several steps, starting with the formation of the

Guinee-Preston zones and subsequently transforming into β'', β' and β phases

[4-6, 24-27]. Both this process and the relaxation of deformation stress are the

Page 22: Effect of severe plastic deformation on structure ...

13

main goals of the artificial ageing stages of the T6 (quenching and subsequent

artificial aging) and T8 (quenching and subsequent cold-working and artificial

aging) treatments (Fig.2.1).

However, the mechanical strength of conventionally produced 6xxx aluminium

alloys does not always meet the requirements of the electrical industry, specifically,

the light of the latest demands of higher strength, conductivity and thermal stability

for successful operation in high temperature applications. Alloys used in power line

production have a tendency to lose strength due to elevated operating

temperatures, caused by climate change or power network regimes. Because of

these reasons, power lines can be heated up to as much as 140 °C [28]. One of

the ways to increase strength of aluminium power lines is to reinforce them with a

steel core – Aluminium Conductor Steel Reinforced (ACSR) [21].

Fig. 2.1. Typical microstructure of the Al-Mg-Si alloy wire in T81 condition: (a)

substructure containing high-density lattice dislocations formed as a result of cold

drawing; (b) separation of the metastable β and β’ phase particles occurs along

three identical <001> directions of the fcc Al matrix [22]

In this type of cable, a central steel rod provides high tensile strength while outer

aluminium layers provide high conductivity. Despite seeming superiority of the

method, these cables have a number of drawbacks when being compared to fully

aluminium cables (All Aluminium Alloy Conductor - AAAC) [21, 29], such as:

1. Lower strength-weight ratio

2. Higher electrical resistance and lower malfunction temperature

3. More sophisticated processes of production, transportation and installation

4. Higher susceptibility to surface damage

5. Higher energy loss

Page 23: Effect of severe plastic deformation on structure ...

14

6. Higher susceptibility to corrosion (contact of “steel-aluminium” type is prone to

electrochemical corrosion requiring additional cable isolation).

In the light of increased mechanical strength requirements, there have been a

number of attempts to improve them, which can be broadly divided in to two

groups: precipitation hardened (a) and deformation hardened (b).

(a) Precipitation hardening of 6xxx alloys.

One way to reinforce Al-Mg-Si alloys was demonstrated in [10, 30-32], where the

addition of 3% aluminium borides AlB2 at the casting stage led to an increase in

strength without loss of conductivity, allowing for the exclusion of artificial

annealing stage. The positive effect was believed to be based on the bonding Cr, V

and Ti atoms by AlB2 particles, purifying the solid solution.

Another attempt of Al-Mg-Si modification is described in [33], where the influence

of Zr additions onto Al-Mg-Si alloys’ structure was measured. Authors’ original

suggestion that structure can be stabilized at high temperatures by addition of Zr

was fully confirmed - loss of microhardness was lower than 10% after annealing at

180 °C for 400 hours and 230 °C for 2 hours. Such stability was gained by the

presence of Al3Zr precipitates, which anchored the grain boundaries and inhibited

the recrystallization process. According to the model, offered by authors, such an

alloy can be used at temperatures around 130 °C for a period of around 40 years

without deterioration of its properties.

Results of other studies [33-35] show the potential use of Sn as an addition to

Al-Mg-Si alloys. It was demonstrated that a small addition of Sn significantly

accelerated aging kinetics at higher aging temperatures (>210 °C) with a

simultaneous increase in peak microhardness. Moreover, simultaneous addition of

Sn and In influenced the precipitation kinetics resulting in fewer and coarser

particle clusters during natural aging. Authors believe such an effect was caused

by an increased number of vacancies introduced by Sn and In. This research,

however, did not expand into commercial techniques, but it shows the wider limits

of Al-Mg-Si system.

(b) Deformation hardening of 6xxx alloys

Due to the fact that severe plastic deformation methods can significantly improve

mechanical properties of alloys, the ambitions to further increase in the mechanical

strength of alloys with saving/increasing conductivity led to attempts of combining

classical techniques with SPD methods [27,36]. Methods of major interest were

Page 24: Effect of severe plastic deformation on structure ...

15

equal-channel angular pressing (ECAP) and continuous ECAP, ECAP-Conform

modification in particular [37], more than the others capable of producing long-

scale products. Besides, ECAP-Conform can be combined with drawing and this

allows for mass production. More detailed description of these techniques will be

given in the SPD section below.

One of the major benefits of SPD is that the grain size can be refined down to

100 nm, forming a supersaturated solid solution of alloying elements in aluminium

[37]. Because of the high number of vacancies generated during SPD, the process

of solid solution formation is intensified [3]. As shown in [38,39], even small

preliminary deformation accelerates the aging process and reduces aging time. In

[3] it was demonstrated, that HPT of 6101 and 6201 alloys results in partial

dynamic aging during SPD, leading to the formation of GP-zones and β'-phase

precipitates. Increasing treatment temperature accelerates the solid solution

decomposition and precipitation processes, though it also leads to grain growth,

reflecting negatively on the alloy’s strength.

Kim et al. in [40] ECAP and subsequent aging were applied to 6061 aluminium

alloy. ECAP served two purposes – (i) structure refinement leading to an increase

in mechanical strength according to the Hall-Petch law; (ii) formation of the solid

solution of Mg and Si in aluminium. Subsequent aging at 175 °C caused a

decomposition of a supersaturated solid solution and resulted in an increase in

mechanical strength of about 40% in comparison to the conventional alloy T6

treatment. Such a significant effect was accomplished by several factors: (i)

pinning dislocations on clusters/precipitates; (ii) accelerated precipitation kinetics;

and (iii) presence of fine particles providing the Orowan strengthening.

SPD processing has also been shown to lead to different precipitate distribution in

comparison to conventional treatments [4, 5, 39, 41, 42], influencing the

mechanical properties of final products. Despite an apparently increased strength,

application of these methods affects the processes of precipitates/clusters

formation and grain growth, meaning that for reliable mass production of wire using

SPD techniques, microstructure control and studies of phase transformation

kinetics are required.

As can be seen, Al-Mg-Si alloys, are the most used in the electrical industry today,

are well-investigated, though there are still ways and possibilities for properties

improvement, for example, via non-conventional techniques or addition of other

elements like Zr

Page 25: Effect of severe plastic deformation on structure ...

16

2.1.3 Thermally stable aluminium alloys with transition metals (Zr, Fe)

Thermally stable aluminium alloys are in high demand in the electrical industry

because of their high thermal stability and conductivity. In particular, Al-Zr alloys

(for instance, TAL and ZTAL) are used in the products of such companies, as

J-Power (Japan), Lumpi-Berndorf (Belgium) and 3М (USA) as a material for the

outer layer in ACSR cables [43, 44]. Industrial application of these types of alloys

means that the influence of zirconium on aluminium alloys has been studied quite

extensively.

In general, the addition of Zr in Al alloys decreases their average grain size, as

shown by a group of Belov et al. [11, 45]. where they reported that conductivity of

alloys of a specific composition (among Al - in the range 0-0.6 wt.% Zr) after

annealing at 450 °C for 3 hours could be up to 60 % IACS with a level of

microhardness equal to initial level. Having studied the influence of annealing on

the properties of Al-(0.2-0.6) Zr, this research group showed that higher Zr content

leads to an increase in recrystallization temperature and microhardness, which is

explained by a higher fraction of Al3Zr precipitates (Fig.2.2).

Fig. 2.2. Scheme of optimal microstructure for thermally stable conductive

aluminium wire (β is the β-phase, λ – interparticle spacing) [11]

Though Zr additions are quite useful in terms of mechanical strength, as it was

demonstrated previously, binary Al-Zr alloys are yield to ternary and

multicomponent alloys.

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17

The addition of Zr alone is not as effective as being in combination with some of

the other elements, so in [46] the comparative analysis of the addition of Zr and Sc

to aluminium was done. As an effect of Zr and Sc additions to aluminium is almost

the same, alloys of different composition were studied: Al-0.16Zr, Al-0.16Sc и

Al-0.12Zr-0.4Sc. It was shown that simultaneously, with an increase in strength

there is a decrease in conductivity. The alloy with the best ratio of strength and

conductivity is Al-0.12Zr-0.4Sc after annealing at 250 ºC for 48 hours showing 160

MPA UTS and 64 % IACS conductivity.

There are also a number of studies related to a complex effect of RE elements on

Al-Zr alloys. For the example, in [44] Al-0.3Zr alloy was modified by yttrium (Y). An

addition of Y accelerates the precipitation kinetics, which causes the solid solution

decomposition to occur faster and more complete, positively affecting electrical

conductivity. The modified alloy demonstrated higher resistance to recrystallization.

Therefore, Al-0.3Zr-0.08Y alloy microhardness was higher than one of Al-0.3Zr

alloy’s after annealing at 350 °C for 120 hours (Hv0,2=25 and Hv0,2=22,

respectively). Even after an extended annealing time at 500 °C precipitation size in

an alloy with Y was lower, while volume fraction was higher than in an alloy without

it.

In the article of Zhang et al. [43] the influence of Yb on Al-Zr alloy’s properties were

shown. Having observed a few different concentrations of Yb and Zr authors

established that Al-0.03Yb has peak microhardness of 399 MPa after annealing at

225 °C. Conductivity of 63 % IACS corresponds to this peak. Al–0.08Zr–0.03Yb

alloy has two microhardness peaks; the higher peak is equal to 379 MPa (with

60 % IACS conductivity) after annealing at 475°C. Such a high level of properties is

explained by the fact that Yb, similar to Sc, forms the nucleus of precipitates as a

basis for a further Zr condensation.

Wen et al. in [47] features of the supersaturated solid solution decomposition in

Al-Zr-Er alloys were investigated. In general, kinetics of decomposition were found

to be similar to those of the alloys mentioned above: Al-Er precipitate nucleation

occurs firstfollowed by the Zr atoms condensation on these particles. Presence of

these fine composite particles in structure of alloy leads to significant strengthening

up to 590 MPa in Al–0.04Er–0.08Zr alloy.

It was noted in publication of Belov et al. [48] that RE decrease aluminium alloys’

grain size after addition, showing similar behavior to Zr additions. In this paper it

was demonstrated that Zr addition was more efficient for structure modification and

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18

preservation of conductivity. Thus, addition of 0.3 wt. % Zr gives lower precipitate

size than those after addition of 1.5 wt. % RE. After similar treatment, both alloys

demonstrate equal strength (UTS 180MPa), but Al-Zr alloys have higher

conductivity. Besides, Al-Zr alloys are much cheaper, making Al-Zr alloys

economically preferable.

It can be said that although additions of RE improve mechanical properties of

aluminium alloys and also their recrystallization resistance, these alloys can’t be

mass produced because of the high cost of rare earth elements.

Resuming all mentioned above, the multicomponent Al-Zr based alloys lack

electrical conductivity, while simultaneously gaining extra strength in comparison to

binary Al-Zr alloys, proving the strength-conductivity trade-off in aluminium alloys.

Usage of different alloying element, but with similar effect (Al-Fe for example),

could result in different physical properties' combination.

Al-Fe alloys have two major features that make them attractive for application in

industrial scale. First, bauxite ore consists of up to 30 % iron in the form of iron

oxide Fe3O3. It means that for the production of Al-Fe alloys there are no additional

alloying operations required. Second, solubility of iron in aluminium under normal

conditions is 0.025 wt. %, i.e. alloys of this system almost do not form a solid

solution and its absence is preferable for conductivity [14] (Fig.2.3).

Fig.2.3. Equilibrium binary phase diagram of Al-Fe alloys

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19

Al-Fe alloys have been studied since the 1980-s and since then a lot of new alloys

and their applications have been devised.

In Japan, for example, Al-Fe alloys are used to produce wires for automobile

electrical systems [49, 50]. The iron addition in these alloys is usually lower than

1 wt.%. Such alloys have enough conductivity and low weight, compared to copper

alloys, allowing a reduction of automobile weight and receiving some in its

performance. The preference of Al-Fe alloys as a material for automobile electrical

systems was shown in [51,52].

The major operating properties (conductivity, mechanical strength, thermal stability)

of this alloy system are determined by structural features, in particularly, by the

morphology and distribution of intermetallic particles. According to [53-55], there is

a range of intermetallic compounds in Al-Fe alloys undergoing a cycle of mutual

transformations during casting and further treatment, such as drawing or

annealing. However, the major part of these compounds is metastable and has

very short lifespan. The most suitable for practical application are the alloys

containing stable Al13Fe4 phase, which forms in most of the observed Al-Fe alloys,

and metastable Al6Fe phase, forming during the quenching and supersaturated

solid solution decomposition (Fig.2.4). The formation of each phase depends on a

variety of factors, such as temperature and crystallization rate [12, 52, 56-60].

Fig. 2.4. Al6Fe (a) and Al13Fe4 (b) phases in Al-Fe systems, TEM [30]

The Al13Fe4 phase has a monoclinic structure and star-shaped crystal morphology.

The presence of this phase significantly embrittles alloys because of both its own

brittleness and the crystal size that can be up to 100 µm in cast state. It was shown

[52], however, that Al-Fe-Zn wire, produced by serial technology, even despite the

presence Al13Fe4 phase has an ultimate tensile strength of 146 MPa and

Page 29: Effect of severe plastic deformation on structure ...

20

conductivity of 60.4 %IACS. Al6Fe phase has an orthorhombic structure and plate

shape crystals with an average size of 150 nm. The presence of this phase is

highly desirable for improved strength, but it is metastable and above 300 °C it

transforms into Al13Fe4 [60].

It was shown [59] that microhardness of powdered Al - 5at. % Fe alloy after spark

plasma sintering (SPS) is more than 1 GPa. In research [57] it was supposed that

such a high level of microhardness could be explained by a combination of a few

different mechanisms of strengthening, in particularly, grain boundary

strengthening, precipitation of Al13Fe4, Al6Fe phases and few others.

As there is almost no solid solution observed in Al-Fe alloy under equilibrium

conditions, which would be required for the formation of metastable phases,

obtaining the Al6Fe phase is difficult and the use of non-conventional methods is

necessary, such as consolidation of cryomilled powders [60], rapid solidification

[61], e-beam evaporation [58], sputtering [12], high-pressured torsion [62], equal-

channel angular pressing [63, 64] and others. However, even having the

supersaturated solid solution of Fe in Al, the formation of Al6Fe can only be

achieved under appropriate conditions.

The task of dissolving of Fe in Al was attempted in [62-70], where formation of

supersaturated solid solution Fe in Al with concentrations varying from 2 to 10 at.%

was demonstrated. Sasaki et al. [59], based on XRD data also showed dissolution

of 3 at.% Fe in alloy produced by SPS of Al and Fe powders. The fact that such a

degree of supersaturation was produced during lengthy treatment times (150 hours

in ball mill) of low material volume (10 g), makes the authors conclude that

dissolving iron in aluminium requires a significant amount of energy.

As an alternative to publications mentioned above, authors of [66], based on XRD

data, claims that dissolution of more than 2 at. % of iron in aluminium is impossible.

However, in publication [65] the authors say that the method used earlier could

have a systematic error in the lattice parameter determination and, consequently,

an error in the solid solution supersaturation level. This allows them to claim that it

is possible to dissolve more than 2 at. % iron in aluminium.

Moreover, a formation of a supersaturated solution was reported in Al-17Fe alloy in

[71]. It was shown that the amount of solid solution in this alloy could vary from

2.1% to 11% depending on the preparation technique. Alloys in this state had

microhardness in the range between 116 and 129 Hv. Another significant

improvement was an extraordinary ductility, which in some cases was as high as

Page 30: Effect of severe plastic deformation on structure ...

21

34 %. Even more, this alloy showed high thermal stability – its mechanical

properties remained unchanged after annealing at 400 °C for 100 hours.

Unfortunately, no electrical conductivity data was presented in this paper.

Even after annealing at certain temperatures, iron does not exit the solid solution

completely, forming (depending on the conditions of solid solution decomposition)

a range of intermetallic compounds [66, 67, 69, 70]. This makes the choice of a

proper post-deformational thermal treatment an important task.

The latest research of Al-Fe alloys was carried out by the group of Z. Horita. One

study [60] was dedicated to powder aluminium alloys with iron concentration up to

5 wt.%, while other work [15, 16, 72-75] focused on cast alloys with the same Fe

concentration. According to [74, 75], in Al-2wt%Fe alloys, after high pressure

torsion at room temperature and annealing at 175 °C, conductivity was found to be

within the range of 52-54 % IACS. Continuation of this research [15, 73] showed

that combinations of HPT and heat treatment led to an increase in mechanical

strength up to 600 MPa and conductivity of more than 53 % IACS.

In summary, despite a wide range of positive results obtained in the Al-Fe alloy

space over the years, there is still a notable lack of information about complete

solid solution decomposition and its influence on microstructure and electrical

properties of these alloys.

2.1.4 Thermally stable Al-Rare Earth alloys

Alloys of this group were briefly studied in the 60’s and since that time till the

2000’s there was almost no publications related to this topic [76-81]. Such lack of

interest was probably caused by the relatively high cost of these alloys at the time

and by the presence of other more promising and available groups of aluminium

alloys. But as time passed these alloys became more popular because of their

potential as the alloys with high strength and thermal stability. Their main proposed

area of use is aviation and spacecraft, wire and board cables. As the low weight of

the final product is such an important parameter in some of these areas, the

relatively high cost of Al-RE alloys can be ignored [35, 82].

As illustrated on the example of Al-Ce and Al-La systems, one of the features of

Al-RE alloys, similar to Al-Fe alloys, is their inability to form a solid solution in an

equilibrium condition. This allows to produce a supersaturated solid solution of RE

elements in aluminium with its subsequent decomposition, forming a structure that,

Page 31: Effect of severe plastic deformation on structure ...

22

(i) has no dissolved atoms in it, and (ii) has uniformly distributed particles Al11Me3

(Al4Me in some sources) [19,83]. Such a structure provides both high conductivity

and high mechanical strength.

(a) (b)

Fig.2.5. Equilibrium binary phase diagrams for Al-Ce (a) and Al-La (b) alloy

systems

Despite the accumulated experience and wide range of methods capable of the

formation of supersaturated solid solution of non- or low soluble elements in

aluminium, the literature data on the production of Al-RE prepacks is scarce.

For considerations of simplification, aluminium is usually alloyed by a compound,

containing both La and Ce alloys, sometimes also containing Nd and Sc because

separating of these metals is expensive. Moreover, the effects of Ce and La on

aluminium within concentrations up to 10 wt.% are similar, so there is no particular

reason to do it.

The general method for producing the Al-RE alloys is casting, both conventional

casting in water cooled molds and using the electromagnetic crystallizer (EMC),

combined cast and rolling and other casting modifications [84]. In addition,

mechanical alloying is used for the production of such alloys, in which the

components of the powder mixture undergo processing in special equipment such

as high-energy mills (mostly in the inert atmosphere). Figure 2.6 shows the

microstructures of the Al-RE compounds obtained by mechanical alloying and the

casting method using EMC.

Page 32: Effect of severe plastic deformation on structure ...

23

Fig. 2.6. Typical Al-RE alloy microstructure after casting into electromagnetic

crystallizer (a) and mechanical alloying (b), SEM [84]

The effect of rare-earth alloy addition on the mechanical and electrical properties

has been studied by several research groups.

For example, in work of Figurovsky et al. [84] the influence of heat treatment on

microstructure and mechanical properties of cast Al-8.5RE was investigated. In

cast state structure consists of an aluminium matrix with intermetallic plate-like

Al4Ce particles with thickness up to 1.1 µm and length up to 4 µm. Presence of

these particles decreases alloy’s ductility and limits minimal wire diameter

production capability (down to 0.5 mm). After several attempts of annealing at

different temperatures (most effective was 600 °C for 10h) it became possible to

initiate intermetallic phase coagulation, leading to an increase in conductivity and

ductility with a decrease in UTS.

One of the Al-RE studies [85] featured of the production of Al-4 wt. % RE by

combined cast and rolling. This method allows fabrication of long-scale rods with a

diameter up to 9mm. It was also noticed, that an increase in rare earth elements

concentration in alloys leads to a decrease in dendritic cell size and a formation of

eutectic Al4(Ce,La) contour around them. Such structural changes resulted in a

increase in cast alloy strength up to 2 times compared to conventional aluminium

alloys. The refractory nature of rare earth elements comprising the eutectic is the

reason for Al-RE alloys thermal stability. It was also shown that the application of

the electromagnetic crystallizer [84] has a positive effect on this technique on cast

Al-RE 01417M alloy, resulting in a smaller size of intermetallic particles. Their

distribution in cast blank billet became more uniform than after water-cooling cast,

which happens due to the growth of nucleation centers’ number.

Page 33: Effect of severe plastic deformation on structure ...

24

Powder metallurgy of Al-RE alloys doesn’t have such spread of industrial

application. There is a publication where (Al-Ni-Ce-La) powders in 5-10 wt.%

concentration was treated in ball mills with the commercially pure aluminium

powder. This treatment leads to growth of microhardness up to 1.2 GPa and a

significant reduction in intermetallic particle number. It was suggested that such a

high value of microhardness can be explained by the fact that according to XRD

data, intermetallic has a Al5CeNi2 composition [86].

A comparison of the above methods showed that the most homogeneous

distribution of the eutectic phases Al4RE (or AlxREy) in aluminium and their

maximum dispersion is achieved by casting with EMC or mechanical alloying.

However, the use of the first method is preferable, since it requires a much smaller

number of technological operations.

As can be seen from the above discussion, alloys of Al-RE system have not been

given much attention as conductive materials, especially from the point of view of

developing viable approaches to achieve simultaneous high values of strength and

electrical conductivity in the alloys.

Summarizing all described above it can be said that the choice of the material has

a significant role in properties' formation. The most promising and, at the same

time, the least studied are immiscible Al-based systems, and that's the reason of

their choice in the current research.

2.2 Physical aspects of mechanical strength and electrical conductivity

Electrical conductivity of aluminium and its alloys strongly depends on their

microstructure, particularly, on the presence of various defects, such as

dislocations, vacancies, impurity atoms, intermetallic particles, grain boundaries,

etc. (Fig.2.7). Since the majority of microstructural characteristics of materials are

highly dependent on thermally-driven processes, the operating temperature has

great influence on the microstructure and, consequently, electrical conductivity of

aluminium and aluminium alloys (in it commonly known that in pure aluminium

microstructural changes may take place even at room temperature). It means that

to ensure the consistency of functional properties and reliable performance of

aluminium products, it is necessary to increase the thermal resistance of aluminium

alloys. This might not as significant in case of aluminium conductors used in the

automotive industry because working temperatures in this application area rarely

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25

exceed 100 °C, but in overhead power lines, where such alloys as AA1050 or

AA6101 are used, working temperatures can easily surpass the 250°C mark due to

sun radiation and high electrical current [28].

(a) (b)

Fig. 2.7. Influence of alloying elements concentration on electrical conductivity (a)

and microhardness (b) of pure aluminium [20]

All the facts, mentioned above, show that effective and reliable use of aluminium

conductors is possible only in the case of a thermally stable microstructure that can

be achieved via proper alloy design.

As shown by Kendig et al. [88], electrical resistance of aluminium alloys consists of

cumulative contribution of several structural mechanisms. Bearing in mind the

assumption that these mechanisms work independently, which is true in most

cases, the equation for the total resistance can be expressed as follows [22]:

dislSSGBAl 0 (2.1)

where 0 – total alloy resistance;

Al – pure aluminium resistance, cm10 2.655 -6 Al ;

GB - grain boundaries contribution GB

GBGB S , where GBS - volume

density of grain boundaries (in case of equiaxed grains, dSGB /6 ,

d - average grain size), 2-16 m10 2.6 GB ;

Page 35: Effect of severe plastic deformation on structure ...

26

i

sol

i

solSS C – solid solution contribution, i

solC

– dissolved element

concentration, i

sol – solid solution coefficient for i element;

disl

dislodisl - dislocation contribution, dislo – dislocation density,

3-25 m10 2.7 disl .

Some previous research shows [3] that the chemical composition of an alloy can

be considered one of the most important factors affecting its electrical conductivity.

The authors mentioned that even the smallest additions of alloying elements or

impurities can dramatically affect the electrical conductivity of alloys. In this work it

was also shown that solid solution has a major influence on the resistance,

although calculating it is complicated because of the absence of necessary data.

Attempts at calculating the solid solution contribution to the resistance of aluminium

alloy were made in [3]. However, these calculations were limited to Mg and Si

additions. Nevertheless, data for such elements as Fe, Ce and La are absent just

as is data for their simultaneous effect. Solid solution is the first major contribution

into electrical resistivity of alloys.

A second major structural mechanism is the influence grain boundaries (Fig.2.8). It

decreases the electron's flow capability by their scattering at the grain boundaries.

Dislocation mechanism (ρdisl) does not seem to have a significant influence on

electrical properties of alloy, although is still could be taken into account in some

cases. It was mentioned [22] that all structural defects have influence on the

electrical resistance of material, but their impact is so small that it could be

considered negligible.

Fig.2.8. Electrical conductivity – grain size dependence plot [32]

Page 36: Effect of severe plastic deformation on structure ...

27

Dislocation contribution is considered to be rather small, since this type of lattice

distortions does not distort lattice as much as grain boundaries or solute atoms do.

Still, it can be evaluated. Of course, the choice of the alloy for electrical conductors

is based on multiple factors and has to be met with a consideration of several

possible options and should not be limited only by electrical properties

requirements. Two other major aspects of overhead power line material are

availability and mechanical strength, and if there are no availability issues with

aluminium (this is the third most abundant element on Earth and the most

abundant metal), the mechanical strength of pure aluminium and most of

aluminium alloys leaves much to be desired.

Pure annealed aluminium has an ultimate tensile strength of only 10-20 MPa, and

this fact limits its application in areas in which high stress resistance for materials is

required. Methods aimed at strengthening of aluminium affect the same structural

mechanisms that determine electrical conductivity, but in the opposite way –

usually, a rise in mechanical strength of aluminium alloys causes the reduction of

its conductivity [22].

As well as in the case of electrical resistance, according to [22, 89-91], the total

strengthening effect in the yield stress of the material (σ0.2) can be expressed as a

combination of contributions from different mechanisms:

disldispSSGB 02.0 (2.2)

where 0 – alloy lattice resistance to dislocation migration (Peierls-Nabarro stress);

GB – grain boundary hardening;

SS – solid solution hardening;

disp – dispersion (precipitation) hardening;

disl – dislocation hardening.

Peierls-Nabarro stress (σ0) increases with increasing binding forces between atoms

in the crystal lattice and, in the first approximation, is equal to the yield stress of a

single crystal of pure annealed metal, i.e. the yield strength of a single metal crystal

with the minimum amount of impurities and defects dissolved in its crystal lattice

[92]. This stress can be calculated as:

)exp(12

12

0 bdG

(2.3)

where G – aluminium shear modulus, MPa;

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28

μ - Poisson coefficient;

d – distance between two atomic planes, m;

b – distance between two atoms on the shear direction, m.

The value of the Peierls-Nabarro stress for aluminium has been estimated to be

equal to 20 MPa [92].

The grain boundary hardening (σGB) occurs because the grain boundaries, due to

the difference in the orientation of the slip planes on either side of them, serve as

an impassable barrier for sliding dislocations. Therefore, an decrease in the size of

the grain is accompanied by the strength increase. The dependence of the yield

stress on the grain size (diameter) is given by the Hall-Petch equation [62, 93]:

21 KdGB (2.4)

where К – Hall-Petch constant, which, for aluminium, has been demonstrated to be

around 0.04 MPa·m1/2 [92, 94],

d – grain size (in case when substructure is clearly distinguishable, the

subgrain size is considered to be d).

Solid solution hardening (σSS) is due to the difference in the atomic diameters of

the matrix and the elements dissolved in it. The simultaneous effect of all the

dissolved elements on the hardening of the solid solution is calculated by the

equation [90, 95, 96]:

n

i

iiSS KC1

(2.5)

where Сi - concentration of i element, dissolved in matrix, wt.%;

ki – hardening coefficient from the i element, equal to the increase in

strength after dissolving of 1 wt.% of i element in the solution, MPa/%.

Values of k coefficients in the Eq (2.5) are determined experimentally.

Dislocation hardening σdisl occurs when, under the influence of mechanical stresses

in plasticity deformed materials, dislocation sources are activated, leading to the

increase in the dislocation density. For example, while after annealing the

dislocation density in cast aluminium alloys is minimal and can be 1011 m-2, after

HPT it could increase to as high as 1015 m-2. The dislocation hardening can be

generally expressed as follows [97]:

21

2

2dislodisl MGa (2.6)

where α – coefficient, describing the character of dislocation interaction (α can be

considered as equal to 0.33 i aluminium alloys);

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29

G – shear modulus (G = 26 GPa for aluminium alloys [1]);

b – Burgers vector;

M – Taylor factor, coefficient, connected to sliding systems in crystal (М =

3.06);

Finally, precipitation (dispersion) hardening σdisp. is due to the fact that the

movement of dislocations is inhibited on their approach and at the attempt to

overcome the dispersed in matrix particles.

Overcoming particles by dislocations can be achieved in two ways: by cutting and

overpassing. According to [88, 98, 99], the activation of either of the overcoming

mechanism depends on the radius of the particles (in case of spherical particle

shape):

r < 0.5 nm - dislocations preferentially cut the particles;

r > 2 nm – particles are overpassed;

0.5 nm < r < 2 nm - both mechanisms act simultaneously.

Dispersion hardening due to cutting, in turn, is divided into three sub-mechanisms:

elastic hardening, coherent hardening and hardening of order.

Elastic hardening is achieved due to the difference in elastic modulus of the matrix

and particle and is calculated by the equation:

1)2/3(

2/1

2

2/3 )2

()(0055.0

m

Vms

b

rb

Gb

VGM

(2.7)

where M – Taylor factor for aluminium, 3.06;

G – shear modulus, GPa (for aluminium G=26 GPa);

ΔG – shear modulus of particle and a matrix difference;

b – Burgers vector in aluminium, nm;

m – material constant (for aluminium m= 0.85);

r – precipitate radius, nm;

VV – precipitates volume fraction, %.

Coherent hardening is provided by the fields of elastic interactions between the

matrix and the particle, and is calculated from the equation:

2/12/3 )18.0

()(b

rVGM V

cs

(2.8)

where

χ – material constant (for aluminium χ = 2.6);

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30

ε – lattice parameters mismatch at the given temperature, ε = (2/3)*Δa/a,

where a is a lattice parameter).

Strengthening of order is achieved due to the formation of antiphase boundaries,

which occurs when cutting an ordered particle, and is calculated by the equation:

2/1)8

3(

281.0 VAPB

os

V

bM

(2.9)

where γАРВ – antiphase boundary energy.

Dispersion hardening due to the overpassing of particles by dislocations is realized

by the Orowan mechanism:

b

D

L

MGbOr ln

1

4.0

(2.10)

where L – effective interparticle spacing, nm;

D – average particle diameter, nm;

ν – Poisson coefficient, 0.33 (for aluminium) [99].

Similar to previous discussion on the effect of solid solution on the electrical

resistance, its contribution to the hardening is not quantifiable due to the lack of

comprehensive experimental data. However, it was shown in [96] that the

contribution of the solid solution to hardening may be considered negligible,

whereas the Orowan and Hall-Petch mechanisms, followed closely by the

dislocation hardening contribution, seem to be of primary importance to the overall

strengthening effect in materials.

2.3 Severe plastic deformation of aluminium and aluminium alloys

As the conventional processing techniques, such as rolling and drawing combined

with different thermal treatments are close to the limit of properties' enhancement

and start to not satisfy the growing requirements for material properties for

electrical industry, a search for new ways to improve mechanical and electrical

properties gradually becomes a paramount task [36, 37, 41]. A relatively new trend

of mechanical processing, started in the 1970s, combines different techniques and

is commonly referred to as severe plastic deformation (SPD) methods. It has

shown great potential in increasing the strength of various materials, which is still

not fully investigated.

It is currently known that SPD can lead to the formation of ultrafine-grained (UFG)

structures in metals and alloys with a grain size (d) in the nanometer range

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31

(10 < d ≤ 100 nm) [69, 70]. The structures of metallic materials formed by UFG are

also characterised by a "non-equilibrium" state of grain boundaries and a high

density of dislocations [37, 72, 100, 101]. Use advanced methods of analytical

transmission electron microscopy and atom probe tomography in alloys, including

aluminium, the UFG structures, obtained by SPD, have recently revealed such

microstructural features as grain-boundary segregations and nanoclusters, formed

by atoms of alloying elements. Among other things, features of solid solution

decomposition kinetics and the possibilities of their formation in SPD-treated

materials were investigated. In numerous studies of metals and alloys [36, 37], it

has been shown that the formation of UFG structure in them leads to a significant

improvement in their mechanical properties - static and fatigue strength, strength

and electrical conductivity [41], the manifestation of superplastic behavior at low

and even at room temperature [107, 113], as well as the appearance of the effect

of "super strength" [114].

One of the latest trends in SPD is nanostructural design in aluminium alloys for a

new generation of conductors [36]. This strategy is based on manipulations with

the mechanisms of electrical conductivity and mechanical strength by achieving

submicron grain size using SPD at room temperature, followed by the

decomposition of the supersaturated solid solution and precipitation of the

nanoscale fraction of the second phase by dynamic aging by SPD at elevated

temperatures. Materials with UFG structure obtained by this method demonstrate

excellent mechanical strength attributed to the effect of the grain-boundary and

dispersion strengthening mechanisms. At the same time, the near-zero content of

alloying elements dissolved in matrix provides a significant increase in electrical

conductivity.

The scope of techniques falling under the term of SPD methods is vast. The two

major SPD techniques among them are high pressured torsion (HPT) [36], as

evolution of Bridgeman’s die, and equal channel angular pressing (ECAP)

[27, 101-105]. Almost all of the following techniques are either a modification or a

combination of these two with other conventional methods [106].

High-pressure torsion

During the HPT process a thin round sample is placed between the anvils. High

hydrostatic pressure is then applied to the sample (standard pressure is around

5-6 GPa), followed by rotation of anvils with respect to each other, imparting high

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32

degrees of strain on the specimen (Figure 2.9), leading to the formation of micro-

and nano-sized structure. High hydrostatic pressure helps to eliminate the slippage

between the sample and the anvils as well as to prevent premature crack formation

and failure of the highly strained test specimens.

Fig. 2.9. Schematic illustration of the high-pressure torsion process (HPT). Disc-

shaped sample is placed between anvils and compressed. Then, while still

applying the pressure, anvils rotate in opposite directions

The value of the total deformation imparted during the HPT process can be

calculated by the following equation [37]:

t

Nr

3

2 (2.11)

where N – number of revolutions;

t – final thickness of the specimen;

r – radius of the specimen.

As can be noticed, the deformation value changes with the radius: it is zero in the

center and rises to the maximum value at the edge of the specimen. Besides, the

type of deformation changes too – compressive stress in the center becomes

tensile at the edge. So for the possibility of comparison between different

conditions, properties are usually measured at half of the sample’s radius.

Since the first HPT experiments, there has been a lot of studies in the field [15, 16,

36, 37, 68, 69, 72-75, 107-109], focused first on pure metals and then on alloys.

In case of pure metals, this technique resulted in some unforeseen consequences.

For example, in [110] pure aluminium was subjected to SPD at room temperature

and subsequent annealing. It was noted that SPD leads to an increase in alloy

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33

microhardness due to grain refinement. Further annealing did not soften the

material, as it could be expected, but hardened it, which was explained by the lack

of mobile dislocations after annealing. Due to the recovery processes, electrical

conductivity rose by 8 %.

The influence of HPT on pure aluminium was also studied in [111]. The increasing

in the deformation rate results in a subsequent increase in dislocation density,

formation of subgrain boundaries, an increase in dislocation angle and formation of

high-angle grain boundaries until the generation and annihilation of vacancies

equalize each other. The maximum of microhardness corresponds to the stage

with subgrain structure while the stable stage has slightly lower mechanical

properties.

Due to the limited volume of the sample for HPT, the application of this method is

very limited, leading to multiple attempts to scale up the size of samples

modifications of the method.

High-pressure torsion extrusion (HPTE)

New approach to producing long-scale products with UFG structure by SPD was

recently proposed called high-pressure torsion extrusion [112]. The principle of this

method is similar to HPT, but the anvils have a throughout canal which serves as

an extrusion channel. The main advantage of this method is in the production of

wires and rods with enhanced mechanical properties. The schematic of this

method and the sample obtained using it are shown in (Fig.2.10). In this particular

example [112], this method resulted in increased microhardness of pure copper,

even higher than after traditional HPT.

Fig. 2.10. The schematic of the HPT-E process (a) and a sample obtained using

the method (b) [112]

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34

High-pressure sliding (HPS)

Lee et al. in [113] a new technique – high-pressure sliding - is presented. The

scheme of method is a combination of compression and HPT, resulting in bar-

shaped samples with UFG structure. In this example, AA7075 has been processed

by this method to successfully refine the structure down to ~250nm, providing extra

high level of mechanical strength of 620 MPa. Further aging of alloy results in even

higher strength of 750 MPa because of Mg2Zn precipitation. It was shown that this

method allows the production of high-strength bulk materials by SPD. Continuation

of this work was reported in [114], where Ni-based Inconel 718 alloy was subjected

to a similar technique, which leads to formation of microstructure that facilitated

superplastic behavior in this alloy.

Continuous HPT

Researches from Z. Horita group [115] proposed continuous-HPT technique. The

scheme of this method is executed in HPT anvils surrounded by coarsened route

for the processed rod. Such technique forms the microstructure elongated along

the deformation direction. Though this method does not lead to any notable

increase in the mechanical strength of alloy, the technique itself is very promising

from the long-scale sample production point of view (Fig.2.11).

Fig. 2.11. HPT-E parts (а) and process scheme (b) [115]

An offshoot of this technique, tube high-pressure shearing (HPS) [116], was

demonstrated as a method for developing the large-scale materials with gradient

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35

UFG structure, that had a sequel in form of another attempt of HPT upscaling in

order to increase the limited dimensions of samples - the high-pressure tube

twisting (HPTT) [117], allowing to produce tubes with UFG structure by the method

based on conventional HPT. Comparing the processing of Al and Cu by HPTT, it

was shown [116] that deformation behavior of samples differs for various materials.

In particular, aluminium was formed completely, though having a strain gradient

across the tube wall, while plasticization of Cu was localized near the surface.

Nevertheless, the possibility of such a method was demonstrated.

The modification of HPTT is a bimetallic tube joining [117] that was performed to

join Al alloy and Cu alloy tubes using the advantage of small grain size and high

defect density, generated during SPD which accelerated the diffusion process. In

general, it was shown that this technique is suitable for producing high-quality

diffusion bond in bimetals.

Obviously, the size of the samples produced by HPT, are limited by the size of

anvils. So in order to increase the sample size at least to a decimetre scale in all

three dimensions it would be needed to produce anvils and pressing equipment

capable to coupe with this task. This would be too complex by the number of

factors.

Besides, only relatively thin billet can be produced since the deformation induced

by pressure be equal through the volume of the thick billet.

Equal-channel angular pressing (ECAP)

New methods of SPD were developed in an attempt to scale up the size of

samples. It was demonstrated that ECAP technique may suitable for production of

long-scale and even continuous samples.

ECAP has a different deformation scheme (Fig.2.12), whereby a rod m is pressed

through two intersecting channels, being subjected to severe shear deformation in

the process. This shear deformation leads to significant grain refinement of the

material structure. The major advantage of ECAP over HPT is that it allows for the

obtaining of volumetric and/or long-length billets, from which it is then possible to

produce finished products with a regulated UFG structure [37].

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36

Fig. 2.12. Scheme of ECAP process, illustrating the sample of studied alloy, being

pressed by plunger through the 90-degree turned channel in the die [37]

The deformation during the ECAP process undergoes by the shear scheme and is

uneven in the volume of the billet. For more uniform processing of the workpiece,

different schemes are used which include multiple passes of specimens through

combined with a rotation of 90° or 180° after each pass (Fig. 2.13).

Fig. 2.13. Routes А (a), B (b) and С (c) for ECAP technique [37]

Since the first attempts of V.M.Segal in this field [118, 119], a lot of modifications to

this technique have been made, that led to an improvement in the parameters of

prepacks and to the production of long-scale items (like rods, plates and wires).

Initially, ECAP, similar to HPT, was used on pure metals. Upon learning that it

significantly changes the precipitation kinetics because of higher concentrations of

dislocations and vacancies, ECAP was also used on other materials, including

thermally-hardenable Al alloys, such as Al-Mg, Al-Sc, Al-Zr [113, 120-122].

Other aluminium alloys have been in focus of ECAP-related research. For

example, Zhao et al. discussed reasons of strengthening of AA7xxx alloy series

processed by ECAP [123], which they attributed to a high density of GP zones and

Page 46: Effect of severe plastic deformation on structure ...

37

dislocations. Besides, AA7xxx alloys are also known as thermally hardenable by

the Zn-containing phases. Introduced by ECAP high GB density leads to formation

of precipitates on the surface, pinning dislocations and providing additional

strengthening [1].

Roven et al. in [124] demonstrated the behavior of Al-Mn, Al-Mg, Al-Mg-Si and

Al-Si aluminium alloy during and after ECAP was. They noted that influence of

SPD is more significant in age-hardenable alloys, where the use of ECAP lead to

an 18-36% increase in strength, while this number was only 9% in wrought alloys,

showing less sensitivity to this kind of treatment. At the same time, it was shown

[105] that ECAP of wrought Al – 3 wt.% Mg alloys resulted in almost 90% increase

in its mechanical properties. This result was likely caused by grain size refinement

down to 30-70 nm

It has also been shown by Roven et al. that ECAP of Al-Mg-Si alloy [125] can lead

to dynamic aging, resulting in a completely different precipitation type. Particularly,

if static aging after ECAP leads to the formation of needle-shape precipitates,

ECAP at 175 °C leads to formation of fine spherical particles resulting in much

higher hardness value.

The ECAP method due to its principle and organization is very friendly to

modifications, leading to the development of a multitude of other methods, such as,

for example, ECAP with backpressure, ECAP in parallel channels, ECAP-Conform

– continuous modification, ECAP in multiple channels.

ECAP with backpressure (ECAP-BP)

The idea of ECAP with back pressure was born as a solution to the problem of

cracking of samples in the channel due to high degrees of deformation and high

defect density. The use of backpressure allowed application of considerable quasi-

hydrostatic pressure on the sample inside the channel, which ensured the integrity

of the workpiece after processing with a significant number of cycles at RT. In

addition, as was shown in [64, 70, 126-128], the use of backpressure positively

affects the plasticity of the samples as the deformation zone was reported to have

experienced more uniform deformation throughout the section of the sample. The

method is one of the ways to reduce the tensile stresses arising in the workpiece.

In a study regarding the effect of ECAP with BP on aluminium alloy AA6061 [129],

use of backpressure was shown to increase the number of cycles from 7 to 10

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38

before cracking, demonstrating the decreased rate of defects formation and

accumulation.

In [130] effect of ECAP with BP was considered to bulk billets, made from pure

(99.9 %) copper. IECAP with BP has resulted in increased strength (by 30 MPa),

ductility (by 10%), decreased grain size (by 50%), and an increased amount of

high-angle grain boundaries. Application of BP also led to the filling of the outer

corner of the ECAP die and consequent removal of the dead zone and defect of

the leading end of dead zone.

McKenzie et al. in [126], noticed a positive effect of backpressure on the structure

and properties of billets after ECAP. It was demonstrated that AA 6016 alloy cracks

after the second cycle of conventional ECAP. Application of backpressure (rising

from 40 to 275 MPa) increased not only the number of cycles, but also UTS (from

103 to 261 MPa) and ductility (from 3.4 % to 5.8 %) of the material. It was also

shown that ECAP with backpressure leads to formation of supersaturated solid

solution of iron in aluminium up to 0.6 wt.%.

ECAP in parallel channels (ECAP-PC)

Another variation of the ECAP process is ECAP in multiple channels is

conventional ECAP treatment, but with an increased number of channels crossing

inside the die. Scheme of ECAP-PC is an ECAP scheme but with second channel

crossing, and third channel parallel to initial one. The structure after passing each

channel intersection is similar to that after ECAP with C-route (180° rotation). The

major difference of ECAP-PC is the realization of shear deformation in two

subsequent intersections of the channels in the die [131]. The result is the

decreased number of cycles required for UFG structure formation. Another

important feature is the restoration of the grid placement to the inner section of

billet. It means that the total metal flow during deformation is uniform across the

sample. As a result, the final shape of the billet is equal to initial [27].

ECAP-Conform (continuous ECAP)

The most promising ECAP method from the industrial point of view is the

ECAP-Conform technique, which allows continuous production of rods with UFG

structure and a high level of mechanical properties [132].

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39

Fig. 2.14. Continuous ECAP scheme. Initial rod is pulled into circular channel and

near the exit of it standard ECAP scheme is performed. Such scheme also allows

changing the wok piece's cross-section shape [132]

According to the process scheme (Fig.2.14), the initial rod is held by friction and

dragged into the area where it undergoes deformation by the ECAP scheme. It is

possible to change the shape of in- and out cross-sections of a channel,

introducing additional deformation. Mean grain size in pure aluminium after 1 cycle

of ECAP-Conform is 0.6-1.1 µm [132], which highlights the UFG nature of

microstructure and also leaves the room for further deformation, for example, by

drawing.

This technique has been further developed and demonstrated on aluminium alloys.

The greatest interest for ECAP-Conform is presented by the group of widely

commercially used AA6000 alloys, such as AA6101, AA6201 and AA6061 etc. It

was reported that four cycles of ECAP-Conform almost double the microhardness

of AA6061 alloy [102]. On the other hand, this processing forms highly

inhomogeneous structure, evidenced both by the severely elongated grains and by

structural inhomogeneities along the length and cross-section of the processed

rod. In the work by Murashkin et al. [27], it was shown that continuous processing

of ECAP-Conform can be effectively used to form the UFG structure in Al-Mg-Si

alloy. IN particular, in case of 6101 alloy, 6 cycles of ECAP-Conform at 130 °C led

to the formation of a homogeneous UFG structure with grain size from 400 to 600

nm. At the same time, grain refinement during ECAP-Conform was accompanied

by dynamic aging, leading to the formation of spherical metastable particles with

sizes from 3 to 20 nm. The wire from UFG 6101 alloy had a significantly higher

mechanical strength compared to a similar material treated with conventional

processing methods. Further artificial aging at 170 °C of the alloy after

Page 49: Effect of severe plastic deformation on structure ...

40

ECAP-Conform did not affect their mechanical strength. It is demonstrated that the

electrical conductivity of 6101 alloy depends on its microstructural characteristics.

Decomposition of the solid solution resulting in the formation of a metastable phase

in the ECAP-Conform process as a result of dynamic aging and artificial aging is

an effective approach for increasing the electrical conductivity of the alloy.

Severe plastic deformation could be realized not only in ECAP or HPT methods

and/or their variations. Conventional techniques, such as drawing, rolling or

extrusion could be modified to introduce significant deformation into material. Such

approach is less expensive and could be done on standard equipment. So such

methods as accumulative roll-bonding (ARB), hydrostatic extrusion (HE), three-roll

planetary milling (3RPM) and others have been tested in recent years.

As a conclusion it can be said that SPD widens the possibility of gaining improved

properties in aluminium alloys, far better than conventional techniques. Combining

that fact with potential of immiscible alloys in the field of electrical conductivity, the

really promising opportunities of high-strength and high-conductive aluminium

alloys wires and rods production appear.

2.4 Summary

From the literature review it can be seen that a variety of alloys and techniques

allow us to choose from different alloy systems and to compare various alloys and

their treatments by the complexity of properties which are required in each of the

applications. Producing an aluminium alloy with a combination of both high

electrical conductivity and mechanical strength can be achieved by proper alloying

as well as by the proper production method, including deformation and heat

treatment.

The lightweight conductive alloys most likely can be made only in Al alloys groups

as aluminium is the best option to obtain a combination of weight and conductivity.

Such an idea led to the wide variety of conductive aluminium alloys, some of which

still have potential for further enhancement, and some of which are still to be

studied properly. A conductive alloy also should have considerable mechanical

strength, and, since the increase in conductivity and mechanical strength are

usually competitive processes, the balance of these two characteristics needs to

be found. The unwanted presence of a solid solution can be avoided by using

systems with insoluble or low-soluble elements (Al-Fe, Al-RE), thermally-

Page 50: Effect of severe plastic deformation on structure ...

41

hardenable systems (AA 6xxx, Al-Zr) in which complete solid solution

decomposition is possible, or using systems free of impurities (1ххх series).

Al-Fe system, despite the fact that it is well-known and even has an application in

industry as a common and cheap alloy, still can be used as a material with a new

combination of properties. An approach, including HPT and annealing, makes it

possible to dramatically increase the strength of Al-Fe alloys without significant

loss of conductivity. However, an even more efficient approach – deformation at

elevated temperature - can be done, which hopefully will lead to even further

evolution of properties achieved by previous tests.

The group of aluminium alloys with lanthanide elements, Al-RE, is the least

investigated among others, though these alloys have a very promising potential –

they are completely or near-completely immiscible, providing low electrical

resistance. As there is not much literature data, the optimal concentration of RE

needs to be found, as well as the optimal combination of deformation and heat

treatment.

Aluminium 6000 alloys are probably one of the most well-known groups of

conductive aluminium alloys. 6101 and 6201 alloys have found their application in

overhead power lines many years ago because even conventional techniques,

such as drawing, can drive the alloy’s properties into the area, where they meet

industrial requirements. Use of ECAP with BP often leads to improvement of alloys’

properties, so the application of this method, with potential subsequent drawing,

will be studied for the aluminium 6101 alloy.

However, there is not much information of the influence of each structural

mechanism on mechanical and electrical properties, though there are some

publications on this theme, but only for some separate alloys without providing

general recommendations. So the evaluation of each structural mechanism

contribution – grain size, dislocation density, solid solution, precipitation etc. will

allow prediction of the optimal structure for the best strength-conductivity

combination.

It is clear now that conventional methods such as drawing etc. do not reach the

property limits in materials, so severe plastic deformation methods are required to

gain the optimal microstructure, providing new levels of strength and conductivity.

It can be seen that microstructure, properties and treatment options are interlinked

and main attention will be paid to mechanical strength and electrical conductivity of

Al-Fe, Al 6000 and Al-RE alloys and their properties-structure model.

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42

Chapter 3

Material and Experimental

Procedure

3.1 Outline

This chapter describes the material used and the experimental equipment and

procedures employed to investigate and fully characterise Al-La-Ce (Al-RE) and Al-

Fe alloys after subjecting it to spheroidizing treatment (in case for Al-4.5RE) and

severe plastic deformation - high-pressured torsion. Purpose of SPD is the forming

of nanostructural state in aluminium alloys.

A flow chart outlining the general experimental procedure is shown in Fig. 3.1

3.2 Materials of research

Al-Rare Earth alloys

Material of research is presented by 3 alloys with different concentration of rare-

earth elements (La+Ce) – 2.5 wt. %, 4.5 wt. %, 8.5 wt. %. The Ce: La ratio in all

three alloys is 1.74:1 thus the composition of alloys is following:

• Al-2.5RE (Al - 1.6La - 0.9Ce wt. %)

• Al-4.5RE (Al - 2.9La - 1.6Ce wt. %)

• Al-8.5RE (Al - 5.4La - 3.1Ce wt. %)

Solubility of La in aluminium at room temperature is lower than 0.002 at. %, at

620°С – 0.004 at. %, at 640°С – 0.01 at. % [83].

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43

Fig. 3.1. Flow chart depicting the general procedure followed when characterising

processed material

Page 53: Effect of severe plastic deformation on structure ...

44

The choice of alloying elements was dictated by the complexity of separation La

from Ce, and also by their almost similar effect on aluminium alloys and similarity of

Al-La and Al-Ce phase diagrams (Fig. 3.2).

(a) (b)

Fig. 3.2. Equilibrium binary phase diagram of Al-La (a) and Al-Ce alloys (b).

Al-2.5RE alloy was produced by the commercial combined casting and rolling

(CCR) technology (Fig. 3.3a).

Microstructure of initial material depends on the concentration of alloying elements,

as well as the morphology of intermetallic particles. However, application of CCR

doesn't form homogeneous structure in general.

Fig. 3.3. (a) – casting machine scheme 1 – axis, 2 – cast bondage, 3 – cooling

pipes, 4 – collector, 7 – rotating wheel, С – heat-changing surface, (b) –

Electromagnetic crystallizer technique scheme [84]

As for Al-4.5RE and Al-8.5RE alloys, they were produced in form of rods with

diameter 8.5 mm (Fig. 3.3c) by casting into electromagnetic crystallizer (EMC)

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45

(Fig. 3.3b). Positive effect of EMC is the homogeneous microstructure and finer

intermetallic morphology of cast prepacks. Homogeneity of microstructure is

caused by the stirring of liquid metal in the center of the melting area, which, in

turn, increases the number of crystallization centers.

Thus, the use of EMC provides the possibility of dispersing the structural

component - the intermetallic phase and increasing the homogeneity of the

microstructure along the ingot cross section when the intensity of the

electromagnetic field is changed.

Second group of materials, used in this study, is the Al-Fe system, in particularly,

Al-2Fe and Al-4Fe alloys. Selection of this alloying group was also based on the

fact of immiscibility of iron in aluminium (Fig 3.4).

Fig. 3.4. Equilibrium binary phase diagram for Al-Fe alloys

20mm diameter and 150mm height cylinders of Al-2 wt. % Fe and Al-4 wt. % Fe

alloys were cast into water-cooling mold. Bars' ends were removed in order to

eliminate the residual cast segregations. Choice of iron concentrations was based

on previous research with the aim of high electrical conductivity. The cylinders

were then sliced along height into disks of 1.5 mm thickness using wire-cutting

machine.

Table 3.1. Chemical composition of Al-Fe alloys (wt. %)

Alloy Fe Ti, Mn, Cr, Si, V etc. Al

Al-2Fe 1.96 0.04 98.00

Al-4Fe 3.84 0.05 96.13

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46

Third group of investigated alloys is Al-Mg-Si. Commercial 6101 aluminium alloy

was produced by casting and rolling down to 9.5mm diameter rods. Chemical

composition of alloy is Al-0.60Mg-0.45Si. The rods were then homogenized at 550

°C for 3 hours and quenched into water.

3.3 Methods and conditions of deformation and thermal treatment

In order to form a UFG state in research material, an HPT at room temperature

was applied for Al-Fe and Al-RE alloys with following options: number of

revolutions up to 20, applied pressure 6 GPa, rotation speed 1 rpm.

HPT machine was designed and built in the Institute of Physics of Advanced

Materials, Ufa, Russia

Number of revolutions is based on literature data, where it was shown, that this

exact number of revolutions provides the plateau of changes in microstructure and

properties evolution of processed material [106].

Besides, for Al-4Fe alloy additional HPT for 1, 5 and 10 turns was applied. Part of

Al-2Fe alloy samples after HPT at RT were subjected to HPT at 200 C for 5 turns.

Samples after HPT have a form of a discs with diameter of 20mm with thickness of

1.1 mm, which allows to properly perform electrical conductivity measurements and

tensile tests.

Equivalent strain, ε, was calculated by the equation (1) according to Eq.2.11 after

HPT with N = 20 and t = 1.1 mm in the middle of radius (r = 5 mm) is 660.

After HPT at room temperature samples of Al-2Fe alloy were annealed at 100 C,

150 C and 200 С up for 8 hours in Nabertherm B180 air furnace. Besides, part of

Al-2Fe after HPT was subjected to subsequent HPT at 200 °C for 5 turns and

similar HPT conditions.

Samples of Al-RE alloy, were subjected to annealing at 230 C, 280 C and

400 C, according to international annealing standard IEC 62004 [133].

For Al-4.5RE alloy annealing at 550 C for 3 hours with subsequent quenching into

water was used in order to change morphology and distribution of Al13(La,Ce)4

intermetallic particles [87].

Al-Mg-Si alloy samples of 48 mm length were subjected to room temperature

ECAP for 2, 4 and 8 passes (corresponding to equivalent strain 2.3, 4.6 and 9.2,

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47

respectively) using route BC with applied back-pressure of 200 MPa provided by a

hydraulic cylinder. Equivalent strain was calculated by the equation

22csc

22cot2

(3.1)

where γ – equivalent strain;

ψ – die corner angle;

φ – die angle.

The die made of H13 tool steel is placed in a hydraulic press with capacity of

100 tons. The angle between channels is 90˚ with an outer connection angle of 0˚,

which introduces the equivalent strain of 1.15 in material for each ECAP pass. The

friction between the sample and the die walls is minimized by using graphite

lubricant sprayed on the die channels and tungsten punches before deformation.

Aging was performed in a Nabertherm B 180 atmosphere furnace at 130 °C up to

72 hours with intermediate microhardness and electrical conductivity

measurements. A microhardness test was performed on the Buehler Micromet

5101 with 300 grams load and 15 seconds of dwelling time for at least 10 points on

each sample.

3.4 Microstructure characterisation

3.4.1 Optical microscopy

Metallographic analysis was conducted on Carl Zeiss Axio Observer.A1m

microscope. Sample preparation had two stages. First was a grinding on grinding

paper, then polishing on diamond paste and, finally, on Struers OPS suspension.

For the sake of microstructural elements contrast chemical etching was applied.

Keller's composition (2 ml of HF, 3 ml of HCl, 190 ml of distilled H2O) was used for

etching. Time of chemical treatment was selected experimentally based on the

surface quality.

3.4.2 Transmission Kikuchi diffraction method

Transmission Kikuchi Diffraction [134] was performed on SEM Zeiss Leo 1530

microscope using AZTec software. Samples (foils, prepared for TEM) were tilted -

15° to optical axis of microscope, detector distance from sample was 6 to 8 mm.

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48

Area of interaction was about 6x8 microns, accelerating voltage of microscope – 15

kV, step size – 30 nm, exposition time – 48 ms.

Oxford HKL software was used to process raw TKD data with following options: 2°

as lower and 15° as a higher limit for low-angle grain boundaries misorientations.

3.4.3 Scanning electron microscopy

SEM microscopy was conducted on Jeol JSM-6490LV Zeiss Supra и Zeiss Leo

1530 scanning electron microscopes using the 15-20 kV acceleration voltage, in

secondary electrons and backscattered electrons modes. Energy-dispersion

analysis was performed using the INCA X-sight detector along with the AZtech

software for processing the raw data.

3.4.4 Transmission electron microscopy

Transmission electron microscopy was performed on Jeol JEM 2100 LaB6

microscope operating at 200 kV. TEM was used to observe bright-field images,

dark-field images, as well as to collect electron diffraction patterns with following

phase analysis.

Foils for TEM were prepared by twin-jet electro-polishing on Struers Tenupol-5 with

20 % nitric acid in methanol below -25 °С at an operating voltage 20 V.

STEM was used in order to achieve images with atomic number contrast [135,136],

as Ce/La and aluminium can provide good contrast because of their different

atomic radius.

TEM also was used to perform EDXS analysis [137,138].

Data of grain size, particle size and interparticle distance was collected from at

least 3 foils per condition.

3.4.5 X-ray diffraction analysis

The X-ray diffraction (XRD) measurements were conducted using X-Pert Pro MRD

XL difractometer using CuKα radiation (30 kV and 20 mA). The area located at a

distance of ~5 mm from the disk center was probed with a 1 mm beam. Values of

lattice parameter a, coherent scattering domain (CSD) size and elastic

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49

microdistortion level was calculated via Rietveld refinement method using the

MAUD software.

Dislocation density was calculated based on XRD data according to the following

equation:

Db

dislo

2/1232

(3.2)

where 2/2ab - Burgers vector for bcc lattice;

D – coherent scattering domain (Dhkl).

3.4.6 Atom probe tomography

The APT samples from specific area of interest defined by EBSD were prepared by

standard focused ion beam (FIB) lift-out procedure. The samples were lifted out

from the half-radius of HPT processed sample. The lifted out material were welded

by ion assisted platinum deposition to Si micro-tip arrays. Afterwards, the tips were

progressively sharpened by FIB annual milling with 30 kV, finishing with 8 kV

(Fig. 3.5).

(a) (b)

Fig. 3.5. APT needle preparation by FIB. a) After 30 kV milling. b) After final milling

with 8 kV.

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50

Probing of APT samples was carried out using Local Electrode Atom Probe (LEAP)

4000X HR with 41% detection efficiency. The main two parameters that need to be

adjusted properly are: a pulse fraction and detection rate. The pulse fraction was

taken 20% of standing voltage to minimize background noise. In case of detection

rate, at the initial stage of probing was chosen 0.2 detection rate, as detection rate

stabilized through experiment it were further increased. The temperature of

specimen was maintained at 60K to decrease specimen rupture chance

maintaining reasonable ion detection.

The APT data were reconstructed using standard data reconstruction procedure in

IVAS v3.8 software. Reconstructions of APT data are performed based on voltage

curve evolution during experiment, known shape of needle and pole indexing on

detector hit map. The first case is only way to reconstruct data from electropolished

samples. The shape of needle can be imaged in SEM or TEM. However, the apex

radius of the APT needle is below resolution of SEM and for simultaneous

TEM/APT usage special holders and procedures required. APT data were

reconstructed based on approximation of needle shape taken from voltage curve

evolution. In this mode there are two major parameters: image compression factor

(ICF) and k-factor (kf) which defines resultant shape of needle in reconstruction.

ICF was defined via indexing major crystallographic poles in orientation imaging

software incorporated to IVAS v3.8.

Afterwards, kf was tuned until a spatial distribution of atoms along major

crystallographic poles corresponds to theoretical values.

3.5 Mechanical properties characterisation

3.5.1 Microhardness tests

Microhardness data was collected by using Vickers method on the Buehler

Micromet 5101 equipment, with 1N load and 15s loading time. 10 measurements

were provided for each sample on the half-radius distance from the sample's

center. Calculation of microhardness value was made by Omnimet Imaging System

software.

3.5.2 Tensile tests

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51

To study tensile mechanical behavior of the alloys, tensile specimens were

machined from the as-received rod and HPT processed disks (Fig. 3.6). They had

a gage length of 4 mm, a gage width of 1 mm and a thickness of ~1 mm. In the

case of the HPT specimens, the central axis of the tensile specimens was located

at the distance of ~5 mm from the disk center. Tensile tests were carried out in the

Instron 5982 testing module at room temperature with a constant cross-head

speed corresponding to an initial strain rate of 10−3 s−1. The accuracy of the load

measurements was 0.1 N, and the accuracy of displacement measurements was

1 μm.

.

Fig. 3.6. Tensile test specimen and area of its cutting from samples after HPT

3.5.3 Electrical conductivity measurements

The electrical conductivity of the alloy at RT was measured using the eddy current

method according to the ASTM E1004 standard. Data reported in the present

manuscript are averages of at least 20 measurements performed at a distance of

~5 mm from the disk center.

Electrical conductivity () of samples was determined with 2 % error, using eddy

current method according to ASTM E1004 standard with SIGMASCOPE SMP350.

To compare the obtained electrical conductivity values with the copper standard

IACS (International Annealed Copper Standard), %, following equation was

equation [139]:

IACS = ωAl alloy / ωCu *·100, [%] 3.3)

where ωAl – aluminium alloy conductivity, MS/m; ωCu = 58 – annealed copper

electrical conductivity, MS/m [140].

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52

Chapter 4

Features of microstructure,

mechanical properties, electrical

conductivity and thermal stability

of Al-RE systems after SPD

Pure aluminium is commonly used as a material for conductors in the electrical

industry due to its relatively high electrical conductivity, low weight and high

corrosion resistance. However, the mechanical strength of aluminium is low, which

restricts its use and encourages the use of aluminium alloys, where the alloying of

pure aluminium leads to an increase in mechanical strength via solid solution

and/or precipitation hardening. However, introducing other elements into pure

aluminium lowers its electrical conductivity to electron scattering caused by solute

atoms, dislocations, grain boundaries and precipitates. The most significant effect

on decrease in electrical conductivity results from solute atoms.

Therefore, the Al-based immiscible systems, such as Al-RE, seem to be promising

materials for high-conductivity conductors as these alloying elements have zero

solubility in Al and thus have an insignificant effect on electrical conductivity.

Moreover, intermetallic phases, precipitated as small particles and uniformly

distributed throughout the alloy, may significantly increase its mechanical strength

and thermal stability.

These alloys, however, still have insufficient strength due to large grains and large

particles of intermetallic phase. Therefore, forming is necessary to improve the

mechanical properties of alloys due to grain refinement and breaking and

redistribution of second phase particles. Recent studies have shown that formation

of ultrafine-grained or nanoscale grained structures by severe plastic deformation

methods leads to strengthening of an alloy without significant loss of conductivity,

which is explained by low effect of grain boundaries on electron scattering.

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53

In this chapter the influence of Ce and La concentration on aluminium alloys after

SPD will be observed. Relation between characteristics of alloy and rare earth

elements concentration will be established based on which the optimal interval of

RE concentration will be proposed. The possibility of forming the supersaturated

solid solution of rare earth elements in aluminium via HPT and subsequent thermal

treatment will be demonstrated. Calculation of different mechanisms’ contribution

into strengthening and conductivity will be provided.

4.1 Influence of rare earth concentration on microstructure, electrical

and mechanical properties of Al-RE alloys

Microstructure of Al-1.6Ce-0.9La, Al-2.9Ce-1.6La and Al-5.4Ce-3.1La alloys in

initial state is presented on Fig.4.1-4.3.

On Fig. 4.1 microstructure of Al-2.5RE alloy after combined rolling and pressing is

presented. According to process scheme, grains are elongated parallel to

deformation direction. Intermetallic phase, crystallized before aluminium, has

lamellar structure parallel to rolling direction. Detailed analysis of Intermetallic

phase showed that it is actually an array of intermetallic plates periodically

separated by areas of pure aluminium. Average length of these Intermetallic plates

is up to few hundreds of microns and thickness is up to few microns (Fig. 4.1a, b).

Analysis of TEM photographs showed that these Intermetallic inclusions are

located between grains (Fig 4.1c, d). Average grain size in initial state, according

to TEM data is 4.7 0.8 µm in equity-section and 2.5 0.2 µm in cross-section.

La and Ce elements are almost insoluble in aluminium in normal conditions, which

means that all alloying elements are bonded in the Intermetallic phase. This fact

allows to safely say about growth of Intermetallic volume fraction with increasing of

rare earth concentration.

Structure of cast Al-4.5RE alloy (Fig. 4.2), cast into electromagnetic crystallizer,

has significant difference from alloy produced by combined rolling and pressing.

The absence of deformation during the casting gives an opportunity for refractory

Intermetallic to crystallize in form of needles and plates with thickness up to 220 ±

14 nm, width from 200 ± 11 nm and length up to few microns.

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54

Fig. 4.1. Microstructure of Al-2.5RE alloy in initial state (a) – equity-section, SEM;

(b) – cross-section, SEM; (c,d) – TEM images. Arrows point to the Intermetallic

particles

Remaining space is filled with pure aluminium matrix with average dendritic cell

740 ± 36 nm. EDXS data (Fig. 4.2e,f) shows presence of La and Ce in the

Intermetallic and almost total its absence in aluminium matrix, which also proofs

the insolubility of these elements in aluminium during casting and crystallization.

Analysis of XRD data for all alloys in cast state, after HPT and different annealing

temperature shows that no phase transformation takes place.

The presence of only two phases – Al and Al11(Ce,La)3 – in as-cast state, after

HPT and annealing can be seen in Fig 4.3 for Al-2.5RE and Al-4.5RE alloys. The

same observations have been made for Al-8.5RE alloy.

According to SEM data (Fig. 4.4a, b) microstructure of Al-8.5RE alloy in the initial

state is consisted of areas of pure aluminium with surrounded by Al (La, Ce)

refractory Intermetallic phase. TEM data showed (Fig. 4.4c, d) that Intermetallic

phase forms similarly to Al-4.5RE alloy.

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55

Fig. 4.2. Microstructure of Al-4.5RE alloy in initial state: (a, b) – SEM; (c, d) – TEM;

(e) - image showing places from which the EDXS data were obtained, (f) – EDXS data

Fig. 4.3. XRD data of Al-2.5RE (a) and Al-4.5RE (b) alloys

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56

Intermetallic phase forms periodically repeated plates in aluminium matrix with

average length up to few microns and average width up to 100 ± 8 nm. Just as in

case for Al-4.5RE alloy, EDXS data (Fig. 4.4e,f) shows presence of La and Ce in

the Intermetallic and almost total its absence in aluminium matrix. There is still

some La and Ce in matrix though, as it shown by EDXS, but it most probably is

caused by the method error.

Fig. 4.4. Microstructure of Al-8.5RE alloy in initial state: (a, b) – SEM; (c, d) – TEM;

(e) - image showing places from which the EDXS data were obtained, (f) – EDXS data

Physical and mechanical properties of initial Al-RE alloys data is presented in

Table 4.1. For the purpose of comparison the data of chemically pure aluminium is

presented. Increasing of rare earth elements content leads to rise of

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57

microhardness, yield and ultimate tensile stresses, decreasing of electrical

conductivity [81]. The yield strength of Al8.5RE is lower than that of Al-4.5RE, but it

could be just in the error range. And it also means that the further increase of RE

concentration upon 4.5 wt. % does not positively affect the strength of the alloys.

Table 4.1. Properties of Al-RE alloys in initial cast state

Alloy

Mechanical properties Conductivity

σ0.2

[MPa] σUTS [MPa] HV δ [%]

ω

[MSm/m] IACS [%]

CP Al 46±4 87±4 28±1 36.3±1.0 35.8±0.1 61.7±0.2

Al-2.5RE 68±5 108±3 39±3 29.8±1.4 35.1±0.1 60.5±0.2

Al-4.5RE 80±4 132±11 43±3 29.5±0.9 31.9±0.1 55.0±0.2

Al-8.5RE 73±5 175±14 51±2 33.0±0.8 28.7±0.1 49.5±0.2

These changes can’t be explained by only the average grain size reduction

changing behavior, since on this scale Hall-Petch mechanism’s contribution is

relatively insignificant [36]. It is known that strengthening effect could also be a

consequence of refining the Intermetallic phase. Electrical conductivity decreases

with rise of RE concentration (Fig.4.5). Contribution of solid solution can be

assumed as insignificant, i.e. according to phase Al-Ce and Al-La diagrams,

maximal solubility of these elements in aluminium in cats condition is relatively low

(~0.004 at.% at 550°C [83]).

Fig.4.5. Dependence of ultimate tensile strength and electrical conductivity of Al-

RE alloys from rare earth concentration in initial cast state

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58

Ductility doesn’t decrease as fast as other parameters. In alloys with structure such

as in Al-4.5RE и Al-8.RE alloys, it would be naturally to expect low ductility

because of the presence of fragile intermetallic phase, but significant drop of

ductility doesn't take place nonetheless.

Al-8.5RE alloy in initial cast state demonstrates satisfactory UTS - 175 MPa and

probably high thermal resistance, but it can’t be recommended to use for wire

producing because of low electrical conductivity.

Alloys with lower RE concentration have too low strength. Besides, there are

cheaper aluminium alloys with similar complex of properties.

As it shown on Fig. 4.3, Intermetallic phase areas have pretty high density and

plates, especially those which are oriented parallel to cross-section, disturb, spread

and slow electron flow. Cracking and shredding of these plates can be very useful

for different reasons – lowered interface of electrons with Intermetallic phase in

cross-section area will rise the conductivity, and lower size of intermetallic particles

will provide higher contribution to strength by the Orowan mechanism. Average

interparticle space will become lower, which, according to Orowan equation, will

also raise the alloy’s strength:

2

2ln

1

4.0

2

2ln

1

4.0

a

D

L

MGa

b

D

L

MGbOr

(4.1)

Where D – average particle size,

L – average interparticle spacing.

Thus, the necessity of intermetallic plates’ cracking is proofed by both mechanical

strength and electrical conductivity point of view.

4.2 Influence of HPT on microstructure, of Al-RE alloys

In order to form the UFG structure in observed alloys the high pressure torsion

(HPT) technique was chosen as the fastest and simplest for modeling the

demanded microstructure in bulk material. Based on previous HPT investigations,

the following choice of conditions was made: room temperature (293 K, 20 °C),

pressure of 6 GPa, turning speed - 1 rpm, number of revolutions – 20. This number

of revolutions leads to the maximum level of strength and to the most intensive

Intermetallics grinding and aluminium grains reducing. Microstructural

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59

characteristics, according to literature data, go to the plate after 20 revolutions and

further deformation is no more expedient [102].

Fig. 4.6. Microstructure of Al-2.5RE (a, b) and Al-8.5RE (c, d) alloys after HPT at

RT, N=20, TEM

Severe plastic deformation usually results in refining the coarse-grained

microstructure into the ultrafine-grained or even nanoscale grained microstructure.

HPT in all three alloys leads to formation of the uniform microstructure with

equiaxed grains with an average size of 100-200 nm (Fig.4.6). Al11(Ce,La)3

intermetallic particles mostly of spherical shape have an average size of 26, 45 and

26 nm for Al-2.5RE, Al-4.5RE and Al-8.5RE, respectively (Table 4.2), although

their size varies considerably from tens to 200 nm. Coarse intermetallic particles do

not significantly impact on alloy strength, so only small particles within the size of

100 nm are taken into consideration.

According to XRD data (Fig. 4.7) there is a growing difference in lattice parameter

of aluminium in cast state and in state after HPT that correlates to the increase of

RE concentration. The most likeable explanation of such behavior is the formation

of supersaturated solid solution of the alloying elements in aluminium. However, as

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60

this system in considered to be immiscible, i.e. unable to form a solid solution, the

hypothesis of solid solution formation required an extra attention.

Table 4.2. Average grain size after HPT at RT, N=20

Annealing

temperature, °С Average, nm Al-2.5RE Al-4.5RE Al-8.5RE

(None)

Grain size 123±12 116±5 105±9

Particle size 26±2 32±2 26±1

Interparticle spacing 70±8 62±2 39±1

230

Grain size 206±17 182±10 114±6

Particle size 22±2 30±1 25±1

Interparticle spacing 68±3 51±2 29±1

280

Grain size - 222±12 151±8

Particle size - 28±1 27±1

Interparticle spacing - 50±2 36±1

400

Grain size - 676±33 550±40

Particle size - 32±2 27±2

Interparticle spacing - 55±2 50±2

STEM analysis of Al-8.5RE alloy using EDX proved the presence of fine, uniformly

distributed intermetallic Al11 (Ce, La)3 particles after HPT at RT (Fig.4.8a). The

presence of Ce and La in second phase particles was confirmed by EDX.

Fig. 4.7. Lattice parameter of Al-RE alloys before and after HPT

Besides, Ce and La atoms were shown to be presented in the aluminium matrix in

concentration from 0.1 to 0.2 at. %. So there is a first proof of supersaturated solid

solution of Ce and La in aluminium. As the STEM technique with EDX can provide

some level of error, one more proof could help.

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61

Fig. 4.8. Microstructure of Al-8.5RE alloy after HPT at RT: (a) – STEM HAADF

image, (b) – EDX data, aluminium – blue, Ce/La – green points, (c) – Ce/La

segregation on the aluminium grain boundary

In order to provide solid proof of Ce and La solid solution the APT analysis of Al-

4.5RE alloy was made.

Fig.4.9. APT data of Al-4.5RE alloy after HPT at RT. Figure shows the 3D

reconstruction of sample. Different Kikuchi patterns, obtained from parallel cross-

sections, are made from the both sides of Ce/La segregation, which confirmed the

high-angle misorientation between them and thus the grain nature of the structure

It also showed the presence of Ce and La both in particles and in aluminium matrix

(concentration in matrix 0.052 ± 0.015 at. % La и 0.077 ± 0.015 at. % Ce), as well

as in grain boundaries segregations, Fig. 4.9a. So, the overall concentration of Ce

and La in solid solution is approximately 0.12 at. %, which correlates with STEM

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62

data. APT data also confirmed the presence of Ce/La segregations on the

aluminium grain boundaries.

According to Table 4.3, all Al-RE alloys demonstrate the decrease of lattice

parameter after HPT, so, considering STEM and APT data, it can be safely said,

that all three alloys form the supersaturated solid solution of Ce and La in

aluminium during HPT.

Such effect was discovered before, on other alloys [64] during HPT, in particularly,

on Al-Fe alloys. However, the La:Al atom radius ratio is much higher than Fe:Al,

because La atom radius is larger than one of both Fe and Al, which complicates

the solid solution forming process. Despite that fact, the solid solution of Ce and La

in aluminium was formed after all.

Table 4.3. XRD data of Al-RE alloys

Alloy Condition CSD, nm 2

1/2 ,% а, Å , m-2

Al(99.5) Initial - - 4.05100.0004 -

HPT 50418 0.00900.0050 4.05090.0009 2.0x1012

Al-2.5RE

Initial - - 4.05070.0001 -

HPT 863 0.1300.002 4.04930.0001 1.8x1014

+ 230 C 2403 0.0300.002 4.05000.0001 1.5x1013

Al-4.5RE

Initial - - 4.05160.0003 -

HPT 781 0.1400.003 4.04970.0001 2.2x1014

+ 230 C 2207 0.0430.002 4.05030.0001 2.4x1013

+ 280 C 1988 0.0440.002 4.04920.0001 2.7x1013

+ 400 C 46849 0.00340.005 4.05000.0001 8.8x1011

Al-8.5RE

Initial - - 4.05200.0007 -

HPT 841 0.110 0.004 4.05000.0005 1.6x1014

+ 230 C 955 0.046 0.006 4.05100.0005 2.8x1013

+ 280 C 10012 0.0230.008 4.05110.0005 2.8x1013

+ 400 C 25935 0.00320.004 4.05150.0006 1.5x1012

4.3 Calculation of diffusion activity of Ce and La atoms in aluminium

during HPT at RT

In paragraph 3.2 it was demonstrated that there is a forming of supersaturated

solid solution of Ce and la in aluminium. In order to find out the driving diffusion

mechanism, some calculations were made.

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63

As the diffusion of these alloying elements is inhibited, the dissolving of Ce and La

might be deformation-activated, i.e. by the high concentration of structural defects,

such as dislocations and vacancies. It is known that during HPT the elevated

concentration of vacancies is produced, so the possibility of vacancy-activated

diffusion is to be checked.

The calculations were made for Al-4.5RE alloy as it had the most number of solid

solution proofs.

So, for the volume diffusion coefficient the following equation was used [140]

2/16Dt

(4.2)

where D* – volume diffusion coefficient of Ce and La in aluminium during HPT;

t – deformation time (20 minutes for 20 turns of HPT),;

λ – alloying elements migration distance.

Taking λ as a half of interparticle distance (Table 4.2) the D* value is

1.3*10-19 m2/s. The diffusion during HPT goes more intensively, which means that

D* already has correction for additional vacancy concentration. The Ce/La in

aluminium diffusion coefficient at room temperature can be calculated as

00

* /CDCCD SPD (4.3)

where С0 – equilibrium vacancy concentration;

СSPD – vacancies, introduced by SPD (СSPD~10-5) [141-144].

The equilibrium vacancy concentration is calculated by the equation [145]:

Tk

E

BeC

47.110 (4.4)

where Е – vacancy generation enthalpy in aluminium (0.66eV);

кВ – Boltzmann constant;

Т – temperature;

С0 for aluminium is 1.7*10-10 m-2.

Taking into account all mentioned above, the Ce/La in aluminium volume diffusion

coefficient at room temperature is 2.2*10-24 m2/s. Such low value of this coefficient

explains the low solubility of these elements. HPT elevates diffusion coefficient by

5 orders, and it becomes comparable with the Mg diffusion coefficient in aluminium

during HPT (2*1019 m2/s) [146], which allows to affirm the possibility of vacancy

mechanism to be the driving one for the Ce/La diffusion in aluminium during HPT.

Dislocations can also contribute to the atom migration, and it can be possible in

case when dislocation speed is lower than the critical one, which is required for the

alloying atom capture.

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64

The critical velocity of dislocation can be calculated by the equation [147,148]:

)2/()223( 22/1 TkbADV B (4.5)

where b – Burgers vector for aluminium (~2x10-10 m);

D – diffusion coefficient;

A- elastic interaction energy in aluminium, calculated as:

/3 bA (4.6)

where μ – aluminium elastic modulus (~27 GPa);

ε – lattice distortion value;

Ω – atomic volume of aluminium lattice (1.6х10-29 m3).

According to XRD data and also literature, the ε value for Ce/La in aluminium is

34%.

The average dislocation velocity Vav, can be calculated as:

disloav bhrV 60/2 (4.7)

where h – specimen thickness;

φ – Schmidt factor (taken as 0.5);

ρdislo – dislocation density.

According to calculations, V is 7.8*10-8 m/s, while Vav value is 4.8*10-5 m/s, i.e.

three orders higher, which doesn't leave dissolved atoms a chance to get clipped to

migrating dislocations.

So, diffusion of normally immiscible atoms in aluminium during HPT is ensured by

the excess vacancy concentration, which was previously demonstrated on

aluminium alloys [146].

4.4 Physical and mechanical properties of UFG Al-RE alloys

As it can be seen from Table 4.4, the mechanical strength of Al-RE alloys

increases with the rise of RE concentration and formation of UFG structure. As the

grain size is almost equal for all alloys after deformation, it seems that the

difference in level of ultimate tensile strength in all three alloys is mostly defined by

the particle size and thus by the dispersion mechanism. Though it is hard to make

suggestions about Orowan contribution in cast state because of the form of the

intermetallic phase, it can only be safely said about deformed alloys. Besides,

according to Paragraph 4.3, in deformed Al-RE alloys the supersaturated solid

solution is forming. So there is some solid solution contribution too.

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65

Mechanical properties of all three alloys after HPT are significantly higher than for

pure aluminium.

Table 4.4. Properties of Al-RE alloys after HPT at RT, N=20

Alloy Mechanical properties Electrical conductivity

σ0.2,

MPa

σUTS,

MPa HV δ, % , MS/m IACS, %

Al(99.5%) 137±7 195±5 63±2 28.3±1.8 35.2±0.2 61.7±0.3

Al-2.5RE 265±8 297±4 93±7 18.5±2.1 32.8±0.6 56.6±1.0

Al-4.5RE 489±9 580±14 166±8 17.3±1.8 26.4±0.4 45.5±0.6

Al-8.5RE 475±11 637±15 155±7 18.2±1.5 23.0±0.2 39.7±0.3

Alloy containing 2.5 wt. % RE has strength of 297 MPa and ductility of 18.5%,

which is 10% lower than for pure aluminium. Increasing RE content to 4.5 wt.%

leads to a significant increase in strength (580 MPa), and a very slight decrease in

ductility down to 17.3% compared to alloy with 2.5 wt.% of RE elements. A further

increase of RE concentration to 8.5 wt. % leads to even further strengthening of

alloy up to 637 MPa, though the ductility is at almost the same level as for Al-

2.5RE alloy. Electrical conductivity correlates to RE concentration: its value

constantly decreases from 56.6%IACS in Al-2.5RE alloy to 39.7%IACS in Al-8.5RE

alloy.

4.5 Annealing influence on the microstructure and properties of UFG

Al-RE alloys after HPT

As the power lines can be heated higher than 200 °С during working period, the

thermal stability of conductive alloys is the important parameter to improve. During

the heating the softening of material can occur, which can lead to wire failure [28].

Annealing in accordance to international standard for aerial power lines thermally

stable aluminium alloy wire (IEC 62004) [133] was done in order to measure the

thermal stability of deformed Al-8.5RE alloy, and also to provide the decomposition

of supersaturated solid solution. Samples of the UFG alloys were annealed at 230

°С, 280 °С and 400 ºС for 1 hour which is equivalent to 180 °С, 240 °С and 310 °С

for 400 hours, or 150 °С, 180 °С and 210 °С for 40 years, respectively. Physical

and mechanical properties of Al-RE alloys after HPT and annealing at 230 °С, 280

°С и 400 °С are presented in Table 4.5.

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Table 4.5. Properties of Al-RE alloys after HPT at RT, N=20 and annealing

Alloy State Mechanical properties Conductivity

σ0.2, MPa

σUTS, MPa

HV δ, %

ω, MS/m

IACS, %

CP Al HPT 137±7 195±5 63±2 28.3±1.8 35.2±0.2 60.7±0.3

Al-2.5RE HPT 265±8 297±4 93±7 18.5±2.1 32.8±0.6 56.6±1.0

+ 230oC 195±7 225±2 60±4 21.6±2.5 34.9±0.2 60.2±0.3

Al-4.5RE

HPT 489±10 580±9 166±6 17.3±2.4 26.4±0.2 45.5±0.3

+ 230oC 520±12 585±12 138±4 12±1.9 29.2±0.3 50.3±0.5

+ 280oC 455±9 500±15 130±5 17±2.1 30.3±0.2 52.2±0.3

+ 400oC 50±4 192±6 60±5 22.6±1.8 33.3±0.1 57.4±0.1

Al-8.5RE

HPT 475±11 637±5 155±4 18.2±1.5 23.0±0.2 39.7±0.3

+ 230oC 482±9 542±7 146±9 17.4±2.4 25.0±0.2 44.7±0.3

+ 280oC 495±10 553±3 143±5 17.1±2.1 25.9±0.2 45.8±0.3

+ 400oC 255±8 274±4 76±4 23.4±1.4 30.4±0.2 52.4±0.3

Annealing at 230 °C for 1 hour leads to unequal results for Al-RE alloys with

different concentration of RE. Yield stress and ultimate tensile stress of Al-2.5RE

fall comparatively to deformed state (from 265 MPa to 195 MPa and from 297 MPa

to 225 MPa, respectively), while strength of Al-4.5RE and Al-8.5RE alloys goes up.

Changes of ductility demonstrate opposite behavior: elongation to failure after

annealing 230 ºС, 1h of Al-2.5RE alloy increased from 18.5 % to 21.6 %, while Al-

4.5RE and Al-8.5RE alloys’ ductility falls from 17.3 % to 12 % and from 18.2 % to

17.4 %, respectively.

Annealing at 230 °C leads to grain growth in Al-2.5RE alloy – its average size

raises to 206 nm (Fig. 4.10). Relaxation processes led to the clarification of

microstructure, though it is still hard to visually identify intermetallic particles in the

structure. As for Al-4.5RE alloy, annealing led to grain growth for about 1.5 times –

up to 182 nm. Microstructural defects annihilate and it becomes possible to

distinguish separate grains and precipitates. Intermetallic particles have average

size about 30 nm and are located mostly in the body of grains, though there are

regions in which precipitates are located on the grain boundaries (Table 4.2).

Microstructural changes of Al-8.5RE alloys are quite similar to those that take place

in other Al-RE alloys, but just less intense – average grain size grows only up to

114 nm. Such slow grain growth is probably caused by higher than in Al-4.5RE

alloy particles density (Table 4.2).

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As the Al-2.5RE alloy softens dramatically already after 230 °C annealing, the

thermal treatment at 280 °C and 400 °C were applied only on Al-4.5RE and Al-

8.5RE alloys.

Fig. 4.10. Microstructure of Al-2.5RE (a, b), Al-4.5RE (c, d), Al-8.5RE (e, f) alloys

after HPT at RT and subsequent annealing at 230 °С, for 1 hour, TEM. Read

arrows point the intermetallic Al11(Ce,La)3 phase

Microstructure of alloys after annealing at 280 °C (Fig. 4.11) is partially cleared of

dislocations; relaxation processes lead to straightening of grain boundaries.

Observed grains become equated with average size 222 nm for Al-4.5RE alloy and

151 nm for Al-8.5RE alloy (Table 4.2), which, in turn, leads to strength decrease in

accordance to Hall-Petch equation.

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68

Grain growth in Al-8.5RE alloy is not so significant, because higher volume fraction

of intermetallic particles successfully inhibits grain boundaries. Dislocation density

in Al-8.5RE alloy is still pretty high, which explains absence of strength decrease.

Annealing at during 1 hour results in decrease of yield stress and ultimate tensile

stress of both Al-4.5RE and Al-8.5RE alloys. Al-4.5RE loses near 30 MPa of yield

stress and nearly none of ductility. It can be noticed that Al-8.5RE alloy yield stress

slightly increases (by 20 MPa) after annealing at 280 °С, ductility remains on the

same level – about 18 %.

Fig. 4.11. Microstructure of Al-4.5RE (a, b) and Al-8.5RE (c, d) alloys after HPT at

RT and subsequent annealing at 280 °С, for 1 hour, TEM. Read arrows point the

intermetallic Al11(Ce,La)3 phase

Electrical conductivity of Al-RE alloys recovers slowly due to high dislocation

density, supersaturated solid solution and solute atoms segregations presence,

remaining, however, higher than after 230 °С annealing.

It is most likely that annealing lead to partial dissipation of supersaturated solid

solution formed during the HPT.

Annealing at 400 °С for 1 hour leads to even more significant loss of strength in

observed alloys. Al-4.5RE alloy yield stress falls down to 150 MPa, ultimate tensile

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69

stress – down to 192 МPа. Maximum elongation to failure is 22.6 %. Al-8.5RE alloy

yield stress decreases down to 255 MPa after same annealing, but this value is still

higher than in initial state. Ductility rises in comparison with deformed state and

equals to 23.4 %.

Annealing at 400 °C leads to straightening of Al-4.5RE alloy grain boundaries with

simultaneous growth of grains up to 676 nm (Fig. 4.12).

Fig. 4.12. Microstructure of Al-4.5RE (a, b) and Al-8.5RE (c, d) alloys after HPT at

RT and subsequent annealing at 400 °С, for 1 hour, TEM. Read arrows point the

intermetallic Al11(Ce,La)3 phase

Such thermal treatment of Al-4.5RE alloy leads to dramatic decreasing of

mechanical strength – its UTS falls down to 190 MPa, which is even less than in

Al-2.5RE alloy after annealing at 230 °C. As the consequent of thermal treatment,

electrical conductivity increases up to 57.4 % IACS. Intermetallic precipitates' size

and interparticle spacing remain the same as after 280 °C annealing.

Significant grain growth is observed in Al-8.5RE alloy during 400 °C annealing – it

grows to 550 nm. Besides, its dislocation density decreases more than 10 times in

comparison with HPT state (2х1014 m-2), but is still pretty high. Combining with

precipitation effect by particles, both from initial state and formed during

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supersaturated solid solution dissipation, this mechanism provides 274 MPa UTS

in annealed state with increased up to 52.4 % IACS electrical conductivity.

4.6 Optimization of RE concentration and annealing temperature

To obtain simultaneously high level of strength and conductivity all data were

presented as functions of RE concentration (Fig 4.13). Tensile strength versus RE

concentration for as-processed and for different annealing temperatures is

summarized in Fig. 4.13a.

Fig. 4.13. Dependence of conductivity and mechanical strength from RE

concentration after HPT and annealing

It is clear that strength is linearly increasing with amount of RE alloying elements

for annealing temperatures 280 – 400 °C but is not linear for annealing

temperatures in the range 0 – 230 °C. The red-dash lines indicate the desired area

for strength value (above 420 MPa), which eliminates the temperature of annealing

higher than 280 °C for all concentrations of RE elements. It can be seen that

mechanical strength increases with alloying element concentration as expected.

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After RE concentration exceeding 4.5 %, strength improves and ductility drops

slightly.

Opposite to this trend, the electrical conductivity, Fig 4.13b, decreases with RE

concentration and increases with annealing temperature. The dash lines indicate

the target region for conductivity – above 50 IACS % [30]. It can be seen that

addition of RE elements higher than 2.5 % results in a sudden sharp drop of

conductivity out of targeted areas for annealing temperatures 0 – 230 °C. However,

with RE concentration above 4.5 % the decrease in conductivity is not as sharp as

for lower concentration.

The influence of the annealing temperature on strength and electrical conductivity

depends on concentration of RE elements. Alloys with higher RE concentration

have a tendency to gain higher strengthening during HPT and slower softening

during annealing. Alloys with lower RE concentration, in turn, recover their

electrical conductivity faster and are more complete during the annealing. It means

that level of mechanical and electrical properties depends not only on the chemical

composition of alloy but also on the type of deformation and thermal treatment,

which will allow alloys to be designed with an optimal balance of properties.

So, to fit the intervals of both strength and conductivity the concentration of RE in

alloy should be somewhere between 2.5 % and 4.0 %, closer to 4.0 % point. The

RE concentration of 3.5 % seems the optimal value. From the annealing

temperature point of view, for alloys with 3.5 - 4.5 % alloy, a temperature between

230 °C and 280 °C should be optimal, because 230 °C annealing would not give

enough electrical conductivity and 280 °C annealing will drive relaxation process

for too long, resulting in softening of material. Optimization of both functions by two

parameters show that 250 °C annealing of Al-3.5RE for one hour is expected to

provide mechanical strength above 500 MPa and electrical conductivity around 55

% IACS.

Though the HPT process cannot be stated as commercially applicable, it is an

appropriate tool for studying the role of severe plastic deformation. In addition, the

HPT principles are realized in large-scale commercial techniques, such as high-

pressure torsion extrusion (HPTE) and continuous method for HPT (C-HPT) to

produce sheets and wires, which makes the industrially visible technology for

Al-RE conductors.

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4.7 Influence of initial microstructure on microstructure, electrical and

mechanical properties of Al-RE alloys after HPT

In this section, the influence of the initial state on the microstructure, physical and

mechanical properties of the Al-4.5 RE alloy after HPT and annealing is

demonstrated. Previously it was shown that in order to achieve a unique

combination of mechanical strength (not less than 420 MPa), electrical conductivity

(at least 52 % IACS) and thermal stability (long-term operation temperature not

lower than 180 °C) the optimal concentration of rare earth should lay in the interval

of 3.5 - 4.5 wt. %. Alloys also should have UFG structure with the grain size of 200

nm maximum, containing nano-sized particles of Al3(Ce,La)11.

It was also found that HPT results in the formation of a supersaturated solid

solution of Ce and La in aluminium, which gives the opportunity to provide

dispersion strengthening in UFG material after annealing. Such process along with

increase of mechanical strength is accompanied by the rise of electrical

conductivity. Taking all that into account the Al-4.5 RE alloy was considered as a

material for further investigation.

It is known that heat treatment of Al-RE alloys at temperatures of 500-600 °C

results in redistribution of intermetallic plates into lines of globular particles. Such

processing can be considered as a spheroidizing treatment (ST) as the heat

treatment conditions are just like ones used for ST, even though the purpose of this

so-called ST is the change of intermetallic particles morphology.

Such structure can be interesting from subsequent HPT point of view in light of

potential strengthening. An attempt of change of morphology of Al(La,Ce) phase in

Al-RE alloy was held aiming to increase final conductivity of alloy.

4.8 Microstructure and properties evolution of Al-4.5RE during HPT

after ST

The temperature of 550 °C and time of 3 hours were chosen for ST because lower

temperatures do not result in effective microstructure change and higher

temperatures lead to coalescence of these particles. Fig. 4.14 shows

microstructure of Al-4.5RE alloy both before (in cast state) and after ST at the

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73

same magnification. It is clearly seen that plates are consolidated into disperse

spherical particles with average size of 695 ± 50 nm (Table 4.6).

Fig. 4.14. Microstructure of Al-4.5RE alloy before (a, b) and after ST (c, d), SEM

The intermetallic evolution demonstrated even clearly in Fig.4.15, where plates of

intermetallic phase after ST transform into spherical particles. It is likely that rows

of spherical AlMe particles are located along the plate’s conglomerates which were

in cast state. The grain growth (Table 4.6), which seems to take place during ST,

was slowed by the intermetallic particles, and the grain boundaries were pinned by

them.

Change of overall surface area during the ST can be calculated assuming the

intermetallic phase volume fraction as constant – solubility of Ce and La in

aluminium at 550 °С is lower than 0.002 at. %. Taking intermetallic particles in

initial state as cylinders of constant diameter, and intermetallic particles after ST as

spheres of constant diameter, the overall interphase boundary after ST is 6 times

lower than in initial state. This lead to decrease of the scattering centers and higher

conductivity is expected.

Al-4.5RE alloy specimens after ST were subjected to HPT at the same conditions

that were used for Al-RE alloys previously.

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Table 4.6. Al-4.5RE alloy microstructural parameters

Condition

Average

grain size,

nm

Average

paricle size,

nm*

Average

interparticle

distance, nm*

Cast state - 151±10/

microns -

HPT 116±5 45±2 62±2

HPT, annealing 230 °C 182±10 30±1 51±2

HPT, annealing 280 °C 222±12 28±1 50±2

HPT, annealing 400 °C 676±33 32±2 55±2

ST - 695±50 950±60

ST, HPT 184±8 22±1 49±3

ST, HPT, annealing 230 °C 276±11 27±1 51±2

ST, HPT, annealing 280 °C 370±26 28±2 41±1

ST, HPT, annealing 400 °C ~3000 32±2 57±2

* for ST and HPT – from the regions with high particle density

SEM data shows significant difference in shape, size and distribution of

intermetallic particles in Al-4.5RE alloy after HPT (Fig.4.16). While distribution of

particles in alloy after HPT is uniform and homogenous (Fig.4.16 a), particles in

alloy after ST and HPT are distributed non-uniformly and have severe difference in

size (Fig.4.16 b). Coarse Al11(Ce,La)3 particles, formed during ST, shatter on the

periphery, forming areas of elevated fine particles' density, at the same time

leaving the areas almost fully free of any visible kind of precipitates.

Higher density of precipitates in that special areas leads to the inhibition of

dislocation migration resulting in the lower grain size comparatively to the rest of

the material structure.

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Fig. 4.15. Microstructure of Al-4.5RE alloy before (a) and after ST (b), TEM

It means that it would be not really correct to talk about average grain size in alloy

after ST and HPT. In the further investigation the main attention will be paid to

these precipitate-dense areas and fine particles within them. As the coarse

particles, left after ST and HPT, have a size and distance between them about

micron or even few, their contribution into strength will be considered insignificant.

Fig. 4.16. Microstructure of Al-4.5RE alloy (a) after HPT without ST and (b) after

HPT with ST, SEM

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Microstructure analysis was also performed with TEM. Thus HPT results is strong

lattice distortion and grain refinement down to ~100 nm, in high particle density

areas, even despite the fact that it is very hard to distinguish separate grains

(Fig.4.17).

According to quantitative analysis, the average grain size in Al-4.5RE alloy after ST

and HPT is higher than after HPT only (Table 4.6).

Fig. 4.17. Al-4.5RE alloy microstructure (a,b) after HPT without ST and (c, d) after

HPT with ST, TEM

According to XRD data (Table 4.7), the coherent domain size after ST and HPT is

higher, than CDS of alloy after just HPT, which indicates the significant fraction of

relatively big grains, which were formed in precipitates low density areas. Average

particle size after HPT, measured by XRD (Table 4.7), is 2.5 times higher than after

ST and HPT, which is the result of coarse intermetallic particles presence. One

more peculiar fact, discovered by XRD analysis, is the constant lattice parameter of

aluminium both after ST and following HPT, while, as it was described earlier, the

lattice parameter of Al-4.5RE alloy decreases after HPT, thus demonstrating the

supersaturated solid solution formation. So it could be assumed, that different

intermetallic morphology, shaped during ST (in particularly, increased particle size

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77

and decreased overall interphase boundary), resulted in the inability of alloy to

initiate the solid solution formation during HPT.

Table 4.7. Al-4.5RE alloy XRD data after HPT and annealing for 1 hour

Condition CDS, nm <2>1/2,% а, Å , m-2 Particle

size, nm

Cast state - - 4.0511

0.0001 - -

HPT 751 0.140

0.003

4.0491

0.0001 2.2*1014 392

HPT + 230 °C 1677 0.056

0.003

4.0503

0.0001 2.4*1013 667

HPT, + 280 °C 2065 0.040

0.001

4.0500

0.0001 2.7*1013 675

HPT, + 400 °C 55265 0.0370

0.003

4.0511

0.0001 8.8*1011 10887

ST - - 4.0509

0.0001 - 22015

ST, HPT 10717 0.060

0.003

4.0507

0.0001 6.8*1013 992

ST, HPT, +

230 °C 2837

0.0200

0.002

4.0509

0.0001 8.5*1012 1255

ST, HPT, +

280 °C 37814

0.0260

0.001

4.0510

0.0001 8.3*1012 1694

ST, HPT, +

400 °C 49545

0.0250

0.002

4.0509

0.0001 6.1*1012 42124

* - according to XRD data

It is pretty natural that the heat treatment at temperature, close to melting point,

decreased the mechanical strength of cast Al-4.5RE alloy by annihilating some

structural defects and also by coarsening the intermetallic. At the same time, ST

resulted in the ductility increase (Table 4.8).

It is also important to note that ST leads to electrical conductivity increase of

Al-4.5RE alloy by 3.5 % IACS. In view of fact that the only significant difference

between cast state and state after ST is the intermetallic morphology, it is safe to

assume that such conductivity shift was caused by the overall interphase boundary

decrease.

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Table 4.11. Al-4.5RE alloy properties after HPT and annealing

Condition Mechanical properties Electrical conductivity

σ0.2,

MPa

σUTS,

MPa δ, % , MS/m IACS, %

Cast state 80±9 132± 8 25±2.1 31.9±1.1 55.0±0.2

HPT 489±34 580±45 17.3±1.9 26.4±0.6 45.5±0.1

HPT + 230 °C 520±36 585±46 12.0±1.2 29.2±0.5 50.3±0.1

HPT, + 280 °C 455±35 500±45 17.0±1.5 30.3±1.2 52.2±0.2

HPT, + 400 °C 150±4 192±17 22.6±2.0 33.3±0.9 57.4±0.3

ST 30±5 108±10 32.0±1.9 33.7±1.3 58.6±0.3

ST, HPT 410±28 435±38 30.0±2.6 29.1±2.0 50.2±0.2

ST, HPT, + 230 °C 320±24 430±33 27.0±2.4 32.5±1.2 55.9±0.2

ST, HPT, + 280 °C 110±9 202±18 25±2.2 33.2±1.1 57.3±0.3

ST, HPT, + 400 °C 70±8 135±7 40±3.1 34.1±1.6 58.8±0.4

As it was mentioned earlier, the distribution of intermetallic particles after HPT

differs for alloys with and without ST. The uneven distribution of particles after ST

and HPT results in higher average grain size and lower value of dispersion

strengthening mechanism, leaving condition after ST and HPT with a UTS roughly

100 MPa lower than in condition after HPT only. Absence of solid solution probably

also contributed into that difference.

4.9 Thermal stability of Al-4.5RE alloy after ST and HPT

Further investigation showed that HPT at RT after ST results in formation of

bimodal distribution of particles, while there is no bimodality of the particle

distribution in the absence of ST. Size distribution plot in as-cast state, Fig.4.18,

shows particle size 300 – 1900 nm with a single peak ~950 nm. After ST and HPT

at RT the particle size fell into two distinctly different groups – one with sizes 10-80

nm (peak at ~45 nm) and another one with sizes 300-1600 nm (peak at ~900nm).

The annealing at all temperatures retains the bimodal particles distribution and

Al13Me4 phase is not growing even at highest annealing temperature of 400 ºС.

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79

Fig. 4.18. Intermetallic particles distribution histograms of Al-4.5RE alloy in cast

state, after HPT, after annealing at 230 °C, 280 °C and 400 °C for 1 hour for both

«with ST» and «without ST» conditions

Unlike the alloy with ST, alloys without heat treatment before HPT do not form

bimodal distribution of particles, having just one peak ~ 40nm, which remains

during annealing at 230 ºC and 280 ºC. Annealing at 400 ºC, however, leads to

coagulation of intermetallic particles, creating the second peak ~ 300nm.

Quantitative analysis showed that particles distribution after ST and HPT is

bimodal and keeps bimodality after every annealing temperature. Particle

distribution after HPT, however, is normal and also keeps it normality in all range of

annealing temperatures (Fig. 4.18).

It was mentioned before that the lattice parameter behavior during HPT is different

for alloys with and without ST. Lattice parameter of Al-4.5RE alloy after ST and

HPT remains the same during HPT and following annealing (Table 4.7, Fig. 4.19),

which is sufficient proof of not forming the supersaturated solid solution. The

decreased interphase boundary does not provide enough area for alloying

elements emitting into aluminium.

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80

Fig. 4.19. Difference in lattice parameter of Al-4.5RE alloy after HPT and annealing

Annealing at 230 °C for 1 hour after ST and HPT leads to grain growth up to 276

nm (Table 4.6). Dislocation density of alloys in both initial states decreases by one

order, grain boundaries straightening.

Separate intermetallic particles become distinguishable, and it becomes clear, that

they mostly located in the grain interior, though they also can be found on grain

boundaries (Fig. 4.20 c, d). Average particle size is about 30 nm.

Annealing at 280 °C leads to further increase of grain size in alloys both with and

without ST (Fig. 4.21, Table 4.6). Dislocation density after 280 °C annealing

decreases by one more order, in comparison to annealing at 230 °C for alloy after

ST and HPT, which affects the microstructure – straightening of grain boundary

continues. Difference in grain size becomes bigger – average grain size of Al-

4.5RE after HPT is 222 nm, while grain size of this alloy after ST and HPT is 370

nm (Table 4.6). Size and distribution of intermetallic particles remains the same for

both conditions (Fig. 4.18). XRD also shows that CDS value increases, and

increases intensively for alloy with ST (Table 4.7), which correlates with TEM data.

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81

Fig. 4.20. Al-4.5RE alloy microstructure after HPT and 230 °C annealing without

ST (a, b) and with ST (c, d), TEM

Fig. 4.21. Al-4.5RE alloy microstructure after HPT and 280 °C annealing without

ST (a, b) and with ST (c, d), TEM

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82

Uneven particles distribution in Al-4.5RE alloy after ST and HPT results in rapid

growth of grain size up to few microns after annealing at 400 °C for 1 hour

(Fig.4.22). Structure degradation in alloy after HPT only has less intense character

– grain size grows only up to 676 nm.

Defects annihilation as a sequence of high temperature annealing revealed the

groups of small particles in both alloys. Distribution of intermetallic does not

change in alloy after ST and HPT; it is still bimodal with non-shifted peaks, but

drifts towards larger average size in alloy after HPT (Fig. 4.18). This drift is

probably caused by the clarified structure is a calculation error. So the particles

distribution in both alloys can be considered unchanged, which is pretty natural,

taking into account fact of low solubility and mobility of Ce and La atoms in

aluminium.

Fig. 4.22. Al-4.5RE alloy microstructure after HPT and 400 °C annealing without

ST (a, b) and with ST (c, d), TEM

Mechanical and electrical properties of Al-4.5RE alloy are presented in Table 4.8. It

is pretty obvious that the tendency to grow mechanical strength during HPT and

gradually lose it stays for alloy after ST. Ultimate tensile stress level remains

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83

almost the same in alloy after HPT and annealing at 280 °C, while alloy after ST

and HPT softens significantly already at 230 °C annealing.

Increasing of annealing temperature positively affects electrical conductivity.

Average level of conductivity is higher approximately by 5 % IACS in alloy after ST

in each corresponding condition.

Fig. 4.23 represents the tensile test curves for Al-4.5RE alloys. ST obviously

almost does not affect the behavior of samples during tensile test, resulting in

slightly higher ductility and lower ultimate tensile strength. It also results in bigger

plastic deformation area after HPT, which is probably caused by the lower value of

dislocation density.

Fig. 4.23. Tensile test curves of Al-4.5RE alloy in cast state (1), after ST (2), after

HPT (3) and after ST and HPT (4)

Fig. 4.24 represents tensile strength and electrical conductivity of Al-4.5RE alloy in

as-cast state, after HPT and annealing versus processing conditions. The level of

desired mechanical and electrical properties indicated by the red-dashed line in

Fig. 4.24. It can be seen that alloy without ST has the required strength above 400

MPa only for HPT processed condition and after HPT followed by annealing at 230

°C and 280 °C. However, the conductivity for these conditions is significantly below

the required level of 55 % IACS.

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84

Fig. 4.24. Mechanical strength (a) and electrical conductivity (b) of Al-4.5RE alloy

after ST, HPT and annealing

For alloys subjected to ST before severe plastic deformation, the electrical

conductivity for all processing conditions exceeds conductivity of alloys processed

without ST. Clearly both requirements (strength above 400 MPa and conductivity

above 55 % IACS) can be met simultaneously after HPT and annealing at 230 °C.

4.10 Physical nature of strength and electrical conductivity

enhancement in nanostructured Al-RE alloys

As the relationship between the structural parameters and the physical and

mechanical characteristics of alloys, in particular aluminium alloys, is pretty

obvious, attempts to establish the dependencies between them were made. The

evolution of these ideas led to the expressions described in literature review [22,

88-91].

Thus, according to equation 2.4, the contribution of the grain boundary mechanism

can be calculated as

21 KdGB (4.8)

where K is the Hall-Petch coefficient. In this work coefficient K is chosen to be

0.035, which corresponds to the calculations given in [92, 94]. In this case, the

value of σGB for the Al-8.5RE alloy in the SPD state is

MPaGB 1.10710105035.0219

(4.9)

after HPT and annealing at 280 °С for 1 hour

MPaGB 1.9010151035.0219

(4.10)

Page 94: Effect of severe plastic deformation on structure ...

85

The contribution of the precipitation hardening σOr, in this case conducted through

the Orowan mechanism [88, 98, 99], can be calculated by the equation 2.10:

b

D

L

MGbOr ln

1

4.0

(4.11)

where L - effective distance between the particles;

D - the average diameter of the particles; the data is taken from Table 4.10;

ν - the Poisson's ratio;

M - is the Taylor factor, an orientational factor associated with the active

sliding systems;

G - shear modulus for aluminium alloys;

b - Burgers vector for an aluminium alloy, calculated as 2/2ab , where a

is the lattice parameter.

The value of the Poisson's ratio ν is taken as 0.34 [99], the Taylor factor M is 3.06

[97], the shear modulus G is 26 GPa [97].

In this case, the σOr for the Al-8.5RE alloy in the HPT state calculated is:

MPaOr 8.249414.110052.4

10262ln

34.01103914.3

10052.4102606.34.0

2

414.110

9

9

109

(4.12)

after HPT and annealing at 280 °С for 1 hour

MPaOr 9.246414.1100511.4

10272ln

34.01103614.3

100511.4102606.34.0

2

414.110

9

9

109

(4.13)

The contribution of dislocation hardening provided by an increased density of

dislocations and is calculated by the equation 2.6:

21

2

2dislodisl MGa

(4.14)

where α - coefficient related to the nature of dislocations distribution and

interaction;

G - shear modulus for aluminium alloys;

b - Burgers vector;

M - is the Taylor factor;

a - lattice parameter of aluminium;

ρdislo - the dislocation density.

The values for M, b, a and G are taken to be the same as in calculation of the

Orowan contribution, the coefficient α is 0.33 [97].

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86

In this case, the value of σdisl for the Al-8.5RE alloy in the HPT state is

MPadisl 1.951026.110052.4102606.333.02

414.1 7109

(4.15)

after HPT and annealing at 280 °С for 1 hour

MPadisl 7.391029.5100511.4102606.333.02

414.1 6109 (4.16)

The calculated data of microstructural mechanisms contributions into the

mechanical strength of Al-RE alloys is shown in Table 4.25.

Table 4.25. Values of microstructural mechanisms into mechanical strength of Al-

RE alloys

Alloy Condition σo,

MPa

σGB,

MPa

σOr,

MPa

σdisl,

MPa

σ0.2calc,

MPa

σ0.2exp,

MPa

4.5RE

HPT 10 105 180 110 405 490

HPT, 230 °C 10 75 180 40 285 520

HPT, 280 °C 10 75 180 40 285 455

HPT, 400 °C 10 50 180 5 245 150

ST, HPT 10 95 195 40 340 410

ST, HPT, 230 °C 10 75 195 35 315 320

ST, HPT, 280 °C 10 65 195 20 290 110

ST, HPT, 400 °C 10 20 195 20 245 70

8.5RE

HPT 10 105 250 95 460 475

HPT, 230 °C 10 100 250 40 420 505

HPT, 280 °C 10 90 250 40 390 460

HPT, 400 °C 10 65 250 20 345 255

For each of the Al-RE alloys, it was assumed that the average particle size and the

distance between them in each state are approximately the same, which ensures

the same contribution of the dispersion mechanism into hardening. Since the

dimensions of the hardening particles are in the range from 20 to 60 nm, the

precipitation hardening is provided by Orowan mechanism.

From Table 4.25 it can be seen that the Orowan hardening mechanism makes the

largest contribution into the total strength in all observed states because of the

small size of the intermetallic particles and distance between them. The smallest

size of intermetallic particles is observed in the Al-8.5RE alloy, in which about half

of all strength is provided by the Orowan mechanism. In Al-4.5RE alloy, the use of

ST before the HPT led to the formation of a fine fraction of intermetallic particles

Page 96: Effect of severe plastic deformation on structure ...

87

after deformation treatment, which led to an increase in the contribution of the

dispersion mechanism to 15 MPa in average.

In the second place in size is the grain boundary, or the Hall-Petch mechanism,

which contributes form 10% of the total strength in the annealed states up to 30%

after HPT. In all investigated alloys, the highest values of the contributions of grain-

boundary hardening are obtained in states after HPT, as this kind of treatment

provides the lowest grain size. With increasing of post-deformation annealing

temperature, in each of the investigated alloys the value of grain-boundary

hardening decreases as a result of the grain growth. This pattern is clearly

demonstrated on the Al-4.5RE alloy after ST, where the largest difference in the

grain size and the contribution of the grain boundary mechanism is observed in

state after HPT and annealing at 400 °C (Table 4.25).

The least contribution into hardening is made by the dislocation mechanism: from

2% in the annealed state to 22% in the deformed state. The behavior of the

mechanism in all alloys is analogous to grain-boundary - the maximum values are

reached after deformation, when the dislocation density is highest, and decreases

significantly with the decrease of dislocation density caused by an increase of the

annealing temperature.

The contribution of the solid solution is negligible - according to the APT data, the

concentration of the supersaturated solid solution in the Al-4.5RE alloy after HPT is

only 0.12 at. % and naturally decreases during the annealing.

The best correspondence of experimental and calculated data was shown on the

Al-8.5RE alloy. Significant discrepancies are observed in alloys after the HPT and

annealing at 230 °C or 280 °C, depending on the alloy. It is likely that this is due to

the formation of segregations and/or other structural changes not accounted for in

this model. Unfortunately, there is no information on these mechanisms, which

does not allow them to be quantified.

The method of evaluating the contributions proposed in this paper showed the best

applicability to alloys after the HPT and annealing at a temperature that does not

lead to significant structural changes. Unfortunately, this model is not quite suitable

for coarse-grained alloys or alloys after significant degrees of recovery and/or

recrystallization.

Table 4.26 shows the contributions of various microstructural mechanisms into the

electrical conductivity of Al-RE alloys. The calculation model described in the

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88

literature review and previously showed good correspondence of results for the

coarse-grained pure aluminium.

So, according to equation 2.1, the contribution of grain boundary mechanism ρGB is

calculated as

GBGB

GB

GB

DL

6

(4.17)

where LGB is the bulk density of GB, equiaxed grains are considered as 6/D;

D is the average grain size;

ΔρGB - proportional coefficient, 2.6·10-16 Ω•m2.

The values for these coefficients correspond to the calculations given in [149]. In

this case, the value of ρGB for the Al-8.5RE alloy in the HPT state is

mGB

916

91086.14106.2

10105

6

(4.18)

after HPT and annealing at 280 °С for 1 hour

mGB

916

91033.10106.2

10151

6

(4.19)

Dislocation mechanism contribution ρdislo, could be calculated as:

dislo

dislo

dislo (4.20)

where Δρdislo – proportional coefficient, 2.7·10-25 Ω·m3;

ρdislo - dislocation density.

Knowing that, ρdislo for Al-8.5RE alloy in HPT state is calculated is:

mdisl 92514 1004.0107.2106.1 (4.21)

after HPT and annealing at 280 °С for 1 hour

mdisl 92513 1001.0107.2108.2 (4.22)

The data of the structural mechanisms contributions into the electrical conductivity

of Al-RE alloys is presented in Table 4.26. During the calculations some

discrepancies between the experimental and calculated values were revealed,

especially for the states after annealing at 400 °C.

Apparently, this is due to the fact, that average grain size is in the micron range,

and, as a consequence, a change of the nature of the dependencies takes place.

Page 98: Effect of severe plastic deformation on structure ...

89

Table 4.26. Values of microstructural mechanisms into electrical conductivity of Al-

RE alloys

Alloy Condition

ρ0,

nΩ*m

[150]

ρdisl,

nΩm*

m

ρGB,

nΩm*m

ρtheor

nΩm*m

ρexp

nΩm*m

ρss,

nΩm*

m

Al Coarse-grain 26.55 0.6 1.90 28.45 28.45 -

4.5RE

HPT 26.55 0,06 13.45 40.06 37.88 2.18

HPT, 230 °C 26.55 0,01 8.57 35.13 34.25 0.88

HPT, 280 °C 26.55 0,01 7.03 33.59 33.00 0.59

HPT, 400 °C 26.55 0,01 2.31 28.86 30.00 1.14

ST, HPT 26.55 0,01 8.40 34.96 34.34 0.62

ST, HPT, 230 °C 26.55 0,01 5.65 32.21 30.82 1.39

ST, HPT, 280 °C 26.55 0,01 4.22 30.77 30.08 0.69

ST, HPT, 400 °C 26.55 0,01 0.7 27.25 29.31 2.09

8.5RE

HPT 26.55 0,04 14.86 41.45 43.48 2.03

HPT, 230 °C 26.55 0,01 13.68 40.24 40.00 0.24

HPT, 280 °C 26.55 0,01 10.33 36.89 38.61 1.72

HPT, 400 °C 26.55 0,01 2.84 29.39 32.89 3.50

An important factor is that, according to the previously published data, the

influence of the solid solution on the electrical resistance is very high. At the same

time all calculations of the contribution of the solid-solution mechanism into the

electrical resistivity include the experimental coefficient. As there is no data in the

literature on the formation of supersaturated solid solutions of Ce and La in

aluminium, the data on the values of the coefficient are also missing.

Taking all the other contributions, not listed in the proposed model as insignificant,

the contribution of the solid solution into the electrical resistivity can be calculated

as the difference between the experimental and calculated values of the electrical

resistivity (Table 4.26).

The smallest contribution into the electric resistivity comes by the dislocation

mechanism, which reaches its maximum after HPT and does not exceed 0.16% of

the total value. It is quite logical that with increasing influence of annealing, the

dislocation density will only decrease, making the dislocation contribution

absolutely insignificant.

Much more significant is the grain boundary contribution. The calculation was

based on electrical resistivity of pure aluminium in the coarse-grained state and

after HPT. In order to calculate the contribution, a proportional coefficient was

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90

used, which relates the average grain size and electrical resistivity. This approach

is in good agreement with the change in the microstructure, demonstrating high

contribution values in the HPT state, which gradually decreases with the increasing

of annealing temperature and, consequently, grain growth.

With regard to the contribution of the solid solution, according to the calculations

that were made, in most cases it agrees with microstructural changes: the

contribution is maximal in after HPT, when a supersaturated solid solution is

formed, and decreases with the increase of annealing temperature. This model,

like the strength model, does not fully agree well with the data for coarse alloys or

alloys after a significant degree of recovery and/or recrystallization, even though

does it better.

4.11 Summary

In this chapter, we studied the evolution of Al-RE microstructure and properties via

change of composition in as-cast state, after HPT and subsequent. It allowed the

establishment of an interval of optimal RE concentrations in Al-RE alloys. The fact

of supersaturated solid solution formation was confirmed and proved by three

independent analysis methods. It was also demonstrated using the evaluation

model that extra vacancy concentration provides the Ce and La diffusion in

aluminium during HPT.

ST of Al-4.5RE alloy results in the morphology evolution of intermetallics, decrease

in the overall interphase boundary, and leads to bimodal particles distribution after

HPT. The calculation model revealed that the driving mechanism for mechanical

strength is precipitation-based, while the electrical conductivity was governed by

the grain-boundary mechanism (after solid solution).

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91

Chapter 5

Microstructure and properties of

Al-Fe alloys after HPT

As it was mentioned before, the efforts to increase aluminium alloys’ strength

without significant sacrifice in electrical conductivity is a current trend in industry.

With this in mind, finding ways to simultaneously improve mechanical and electrical

properties is important. This combination is essential for creating new lightweight

conductive materials for the electrical industry based on ultra-fine grained Al-Fe

alloys.

Aluminium alloys, particularly Al-Fe alloys, have several advantages as conductive

materials. 1st factor is that aluminium and iron are very common and cheap metals,

which make them economically attractive. 2nd factor bauxite ore contains up to 5

% iron, which means that alloying is not needed. 3rd factor is that solubility of iron

in aluminium for conventionally processed alloys at temperatures ranging from

room to near-melting is close to zero. This eliminates the major contributor to

electrical resistance, i.e. solid solute atoms (the other contributors are grain

boundaries, particles and dislocation density).

Despite the phase diagrams, similar to those of Al-La and Al-Ce systems, alloys of

the Al-Fe system are more prone to the formation of supersaturated solid solutions,

in part because of the smaller difference in atomic radii: iron solubility in aluminium

at room temperature is 0.05 at. % [70], and La solubility is less than 0.002 at. %

[83].

In this chapter, we expand on the study of the effect of SPD on the properties of Al-

Fe alloys. A comparative study of two processing routes (HPT at room temperature

and thermal treatment versus HPT at room temperature followed by HPT at an

elevated temperature) to obtain high mechanical strength and good electrical

conductivity of Al-2Fe alloy has been performed.

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92

5.1 Microstructure, mechanical properties and electrical conductivity of

Al-2Fe and Al-4Fe alloy after HPT

At the moment, there are a number of works devoted to the study of the iron

content effect on the Al-Fe alloy: microstructure [72], mechanical properties [73]

and electrical conductivity [75], but for this particular study, two alloys with different

iron concentrations: Al - 2 wt. % Fe and Al - 4 wt. % Fe, were particularly chosen.

Fig. 5.1. Al-2Fe (a) and Al-4Fe (b) alloys microstructure in initial cast state, OM.

Red arrows point to the coarse Al13Fe4 phase particles.

Figure 5.1 shows the microstructure of cast Al-2Fe and Al-4Fe samples. The

structure of both alloys is quite similar to one of Al-RE alloys obtained by the

casting into electromagnetic crystallizer - Al13Fe4 phase is crystallized in the form of

fine, divided plates, surrounded by the pure aluminium regions (Figure 5.2). The

type of intermetallic phase was previously determined for the alloys of this system

[73, 75], also produced by casting. This phase is by periodically repeated

inclusions in the form of needles/rods up to a few microns in length with an

average width of 170 ± 16 nm. Microstructure of the Al-4Fe alloy has, in addition to

the above dispersed phases, coarse inclusions of the Al13Fe4 particles (Fig. 5.1 b).

Their thickness/width reaches 10 microns, and lengths up to 50 microns,

respectively. Another important difference is that the amount of finely dispersed

phase in the Al-4Fe alloy is much smaller than in the Al-2Fe alloy. This difference

is due to the fact that most of the iron during crystallization becomes part of the

coarse intermetallic particles.

Page 102: Effect of severe plastic deformation on structure ...

93

Fig. 5.2. Microstructure of Al-2Fe alloy in cast state (a, b) – SEM, (c, d) – TEM.

Intermetallic phase is bright-grey in the SEM images, and dark-grey in the TEM

images

Since the initial microstructure of the Al-Fe alloys is qualitatively similar to the

microstructure of cast Al-RE alloys, similar conditions of HPT were proposed - the

deformation was performed at room temperature and applied pressure was 6 GPa.

However, since the microstructure of Al-4Fe alloy in addition to the fine

intermetallic corset also contains coarse inclusions (Fig. 5.1 b), the HPT at RT was

performed with a different number of revolutions (N = 1, 10, and 20) for both alloys

in order to determine the rational deformation value. Figure 5.3 shows the

microstructure formed in alloys during HPT. While the images, obtained by the

SEM, show that Al13Fe4 particles in Al-2Fe alloy are pretty small and hardly

distinguishable, the size of these particles in Al-4Fe after varies from several to

tens of microns.

After 1 revolution of the HPT, the process particles fracture (or their cracking) is

observed in both alloys (Fig. 5.3 a, b). An increase in the revolutions number N to

10 leads to a complete destruction of the fine-dispersed lamellae observed in the

initial microstructure of the alloys (Fig. 5 c). After 20 revolutions, the intermetallic

particles are completely crushed and evenly distributed in both alloys (Fig. 5.3 d,

Page 103: Effect of severe plastic deformation on structure ...

94

e). However, as was previously observed in the Al-4.5RE alloy, fragments of large

particles are o presented in the structure of the deformed Al-4Fe alloy (Fig. 5.3 f).

Fig. 5.3. Al-2Fe and Al-4Fe alloys microstructure after HPT at RT: (a, b) N=1, (c, d)

N=10 and (e, f) N=20, SEM

TEM images of the Al-Fe alloys microstructure after HPT (Fig. 5.4) clearly illustrate

the decrease in the average grain size in both alloys with an increase in revolutions

number. Quantitative analysis showed that the grain size in Al-2Fe alloy after

1 revolution of the HPT is 685 ± 30 nm, after 10 revolutions - 460 ± 18 nm, after

Page 104: Effect of severe plastic deformation on structure ...

95

20 revolutions - 212 ± 15 nm. It should be noted that after 1 revolution of HPT the

microstructure is not homogeneous in both alloys. In the Al13Fe4 particle-free

regions of the alloy, as a result of deformation, a UFG structure with a larger grain

size (~ 800 nm) is formed. This grain size is characteristic for samples of pure

aluminium subjected to HPT (Figure 5.4 a) [106]. In sections of the material where

compact segregations of intermetallic phases in the form of lamellae are noted, the

size of ultra-fine grains lies in the range of 300-500 nm (Fig. 5.4 b).

Fig. 5.4. Al-2Fe alloy microstructure after HPT at RT: (a, b) N=1, (c, d) N=10 and

(e, f) N=20, (a-c, e – BF; d, f – DF), TEM

Page 105: Effect of severe plastic deformation on structure ...

96

However, even after 10 turns of HPT, a homogeneous UFG structure is formed

(Figure 5.4 c-f). Its homogeneity is determined by the homogeneity of the particles

distribution in aluminium matrix, their size and interparticle distance.

Fig. 5.5. Al-2Fe microstructure after HPT at RT, N=20: (a, b) – coarse Al13Fe4

particles, (c) – nanoscale intermetallic particles and (d) Al13Fe4 phase reflex on the

diffraction pattern, TEM

It is important to note, that after HPT in the microstructure of both alloys, in addition

to particles having transverse dimensions (Fig. 5.5a, b), comparable to the

corresponding sizes of dispersed lamellae (in the range of 100-200 nm) formed

during crystallization (Figure 5.2 c, d), nano-sized spherical-shaped precipitates

with the size of about 20 nm were detected (Fig. 5.5 c). These particles are located

both inside the grains, formed during HPT, and on their boundaries.

On the X-ray diffraction pattern of the Al-2Fe alloy in the cast state, the peak from

the stable Al13Fe4 phase is clearly visible (Fig. 5.6). The presence of this peak in

cast alloys of the Al-Fe system was demonstrated in Ref. [60]. In addition, the X-

Page 106: Effect of severe plastic deformation on structure ...

97

ray diffraction data also shows the presence of the Al6Fe phase in cast alloy, which

is a metastable phase [60].

Fig. 5.6. XRD data for Al-2Fe alloy in cast state (1), after HPT at RT, N=20 (2)

During the HPT, according to XRD data, an increase in the intensity and width of

the Al6Fe peaks is observed, while the peak from the Al13Fe4 phase disappears

(Fig. 5.6). As the Al6Fe phase is metastable, and its composition and crystal

structure is very different from the Al13Fe4 phase, it is most likely that during HPT

the phase transformation takes place through the dissolution of iron in an

aluminium matrix and the subsequent formation of the Al6Fe phase. The possibility

of such transformations was experimentally shown and described earlier in Refs

[54, 55].

The lattice parameter of alloy in the cast state (Table 5.1) is close to the

corresponding parameter for pure aluminium. This indicates that almost all iron

atoms are bound in intermetallic phases, as it follows from the phase diagram of

the Al-Fe system. These results agree well with the data published in the study

[67]. As a result of HPT, the lattice parameter of alloy decreases (Table 5.1). Such

a change, along with the observed transformation in the phase composition,

indicates the dissolution of iron in aluminium [67]. Unlike the Al-2Fe alloy, the

lattice parameter of the Al-4Fe alloy remains practically unchanged even after

HPT, which indicates the absence of a solid solution. This is in complete

agreement with the fact that the total interphase surface in the Al-4Fe alloy is

smaller than in the Al-2Fe alloy.

Page 107: Effect of severe plastic deformation on structure ...

98

Table 5.1 Al-Fe alloys XRD data

Alloy Condition CDS,

nm <2>1/2, % а, Å , m-2

Al-2Fe Cast - - 4.0508±0.0001 -

HPT at RT 80±1 0.160±0.002 4.0480±0.0001 2.4*1014

Al-4Fe Cast - - 4.0500±0.0001

HPT at RT 183±3 0.051±0.001 4.0507±0.0001 3.3*1013

By usage of the previously obtained dependences of the aluminium lattice

parameter from the iron content in the solid solution, the amount of iron converted

into a solid solution in the Al-2Fe alloy was estimated to be about 1 at.% (2 wt.%).

According to previously published data [65], in aluminium subjected to HPT, it is

possible to dissolve up to several wt. % of iron, so that dissolution of the estimated

amount of iron is quite possible.

Since intermetallic particles are still present after the HPT, it can be safely

assumed that the composition of the supersaturated solid solution is less than 1 at.

%. The formation of a solid solution appears to be due to the partial dissolution of

intermetallic particles, the possibility of which has been confirmed in a number of

works devoted to the intermetallic phase transformation in Al-Fe alloys [65, 66].

Thus, with very convincing evidence, one can state the presence of a

supersaturated solid solution of iron in aluminium in the Al-2Fe alloy after the HPT

at RT.

Table 5.2, as well as graphs in Fig. 5.7 and 5.8, presents the results of electrical

and mechanical properties study of Al-Fe alloys in the initial cast and UFG states,

formed as a result of the HPT. Despite the significant difference in the iron content

in the initial state, both alloys have a comparable microhardness (about 40 Hv) and

a tensile strength (~90 MPa). Apparently, the presence of coarse intermetallic

particles embrittles the alloy, since the Al-4Fe alloy elongation to failure is 8%

lower than one of the Al-2Fe alloy (Table 5.2).

It is known that the negative effect of a supersaturated solid solution on the

conductivity is much higher than that of other crystal lattice defects [36], so the

second indirect proof of the presence of a supersaturated solid solution of iron in

aluminium is a sharp decrease in the electrical conductivity after the HPT

(Table 5.2).

Page 108: Effect of severe plastic deformation on structure ...

99

Table 5.2. Al-Fe alloy mechanical and electrical properties in cast state and after

HPT

Alloy Revolution

number Hv σ0.2, MPa

σUTS, MPa

% , MS/m IACS, %

Al-2Fe

- 403 555 958 262 32.4±0.2 55.80.3

1 70±6 120±11 232±15 17.5±1.3 31.7±0.1 54.7±0.6

10 144±12 520±21 590±24 7.6±1.2 24.5±0.6 42.2±1.5

20 148±11 564±12 649±6 5.0±0.5 23.4±0.7 40.4±1.7

Al-4Fe

- 423 706 887 182 31.2±0.2 54.2±1.2

1 70±6 - - - 30.8±0.2 53.2±1.2

10 92±8 240±16 292±20 7.0±0.4 29.6±0.1 51.1±0.6

20 102±9 270±19 340±22 8.0±0.5 27.8±0.1 48.0±0.6

HPT at RT leads to a more significant change in the electrical and mechanical

properties of the Al-2Fe alloy, than it does to Al-4Fe alloy. An increase in the

number of HPT revolutions to 20 leads to an increase of microhardness (up to 148

Hv) and a ultimate tensile strength (up to 649 MPa), with a simultaneous loss of

elongation to failure (to 7.6%) (Fig. 5.7) and electrical conductivity (to 40.4% IACS),

Fig. 5.8. However, taking into account the data obtained, after 10 HPT revolutions

mechanical strength of Al-2Fe alloy reaches the maximum level.

Fig. 5.7. Tensile curves of Al-Fe alloys in cast state (1) and after HPT: (2) N=1, (3)

N=10, (4) N=20

Evolution of the Al-4Fe alloy properties HPT has a similar character. Thus, 1

revolution of the HPT results in decrease of the electrical conductivity down to 53.2

% IACS. As shown in Fig. 5.1, the volume fraction of the dispersed phase in the Al-

4Fe alloy is smaller than in the Al-2Fe alloy. Consequently, it is less crushed and

provides a lower level of distortion of the structure, which positively affects the

electrical conductivity (Figure 5.8). A smaller level of strength, in turn, is also

Page 109: Effect of severe plastic deformation on structure ...

100

provided by a smaller volume of the finely dispersed phase, which inhibits the

growth of grains to a lesser degree than in the Al-2Fe alloy. A smaller interfacial

surface, in comparison with the Al-2Fe alloy, makes it difficult to form a solid

solution, which in turn provides a lower tensile strength and greater electrical

conductivity of the alloy.

Fig. 5.8. Dependence of the microhardness (a) and electrical conductivity (b) of Al-

Fe alloys on the number of HPT revolutions

Further increase in the number of HPT revolutions up to 20 leads to an increase of

strength and a decrease of electrical conductivity (Figure 5.8). However, despite

the higher iron content, the UFG Al-4Fe alloy exhibits a much higher level of

electrical conductivity (48 % IACS) and a 2 times lower strength level (UTS of

340 MPa) (Table 5.2).

It can be concluded, that for the Al-Fe alloys, as well as for the Al-RE alloys, the

initial state, particularly the initial size/dispersity of the particles, formed during

crystallization, their volume fraction and, respectively, the length of the interphase

boundaries, play an important role in forming mechanical and electrical properties

in the UFG state.

In addition to forming a homogeneous UFG structure and uniformly dispersing

intermetallic particles, HPT led to the formation of a supersaturated solid solution of

iron in aluminium. A similar effect was described in previous chapter, where the

premises for the formation of a supersaturated solid solution of the alloying

element in the aluminium matrix were an increased concentration of vacancies.

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101

5.2 Dynamic aging in Al-2Fe alloy during HPT

So, as it was described in previous section, in it was possible to form a

homogeneous UFG structure, with a minimum grain size (130 nm) and intermetallic

particles (20 nm), as well as the anomalous supersaturated solid solution of iron in

aluminium in the Al-2Fe alloy after HPT. It was also found that the formation of a

supersaturated solid solution was accompanied by the change of intermetallic

phase composition. Due to the changes in the microstructure, the alloy

demonstrates a high level of strength in combination with satisfactory ductility

(Table 5.2). However, due to the same microstructural changes, this material has a

low electrical conductivity. It is known that the decomposition of a supersaturated

solid solution in UFG aluminium-based alloys can be realized both by static and

dynamic aging [3]. However, as was shown in [146], dynamic aging is more

advantageous as it generates more vacancies, rather than static aging at the same

temperature. It was also shown in [15, 16] that the decomposition of a solid

solution during post-deformation processing of UFG alloys allows achieving a

unique combination of high strength and electrical conductivity in electrotechnical

alloys.

Knowing all that, studies were made on the effect of annealing, in in form of static

aging and deformation treatment at an elevated temperature (i.e. dynamic aging),

on samples of the Al-2Fe alloy after the HPT at RT.

In previous studies in UFG alloys of Al-Fe system it was found [68, 69] that

annealing in a temperature range of 100-200 °C can lead to their additional

hardening, which is caused by the decomposition of the supersaturated solid

solution and the formation of nanoscale iron aluminides, Al6Fe of Al13Fe4. A short

low-temperature annealing (15 min at 200 °C) of the UFG of the Al-2Fe alloy

increases the tensile strength from ~ 600 MPa to ~ 700 MPa. However, an

increase in the annealing time to 96 hours leads to a significant softening of the

alloy (down to ~ 220 MPa) [16]. This reduction in tensile strength is due to both the

growth of grain size and iron-aluminium particles, which indicates the importance of

choosing the annealing temperature and the duration of heat treatment in order to

obtain the optimum combination of strength and electrical conductivity. In this

particular study, three annealing temperatures were selected for obtaining the most

detailed results: 100, 150 and 200 ° C.

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102

Fig. 5.9. UFG Al-2Fe alloy microhardness (a) and electrical conductivity (b) during

annealing at different temperatures

The microhardness and electrical conductivity of the UFG Al-2Fe alloy as a

function of the annealing time are shown in Fig. 5.9. It can be seen that annealing

at 100 °C and 150 °C practically does not affect the properties of the alloy in the

selected exposure interval (up to 8 hours), while annealing at 200 °C for 8 hours

leads to an increase in conductivity from 40.4 % IACS up to 49.3 % IACS (Figure

5.9 b). An increase in the annealing time to 5 hours leads to a monotonic decrease

in the microhardness and an increase in conductivity. Annealing up to 8 hours does

not cause any further significant changes in properties.

After analysis the obtained results, a part of the non-annealed samples after HPT

was subjected to additional HPT at 200 °C for 5 revolutions. The results the

microhardness and electrical conductivity measurements are shown in Figure 5.9.

The obtained results showed that the deformation at 200 °C results in softening of

the UFG material, comparable in level with the state after annealing at 200 °C for 8

hours. However, the level of electrical conductivity after HPT at 200 °C is much

higher (Figure 5.9 b, Table 5.3).

The results of tensile test after annealing and deformation at 200 °C are shown on

Figure 5.10 and in Table 5.4. They are in good agreement with changes in

microhardness. It can be seen that annealing at 200 °C, 8 hours leads to a

reduction in the tensile strength from 649 MPa to 335 MPa and to an increase in

conductivity from 40.4 to 49.3 % IACS (Tables 5.2, 5.3).

The tensile curves of the UFG samples are shown in Figure 5.10. The sharp peak

observed on the strain-strain curve for the HPT state and annealing at 200 °C for 8

hours, is explained by the attachment of dislocations to clusters/segregations of

iron.

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103

Table 5.3. Mechanical and electrical properties of UFG Al-2Fe alloy after HPT and

heat treatment

Condition σ0.2,

MPa

σUTS,

MPa

%

,

MS/m IACS, %

HPT + 200°C, 8 hours 310±6 335±4 13.5±0.5 28.6±0.3 49.30.5

HPT + HPT at 200°C, N=5 295±9 327±5 14.2±0.5 30.3±0.6 52.31.0

Such a pronounced peak of stress was not observed on the curve corresponding to

the dynamic aging. Since the solid solution of iron in aluminium almost completely

decomposes with the formation of clusters and intermetallic particles, as proofed

by XRD data (Table 5.4) and the TEM (Fig. 5.11), the dislocation holding on the

iron atoms clusters/segregations does not occur, resulting in smoother curve.

Fig. 5.10. Engineering stress-strain curves of UFG Al-2Fe samples: (1) after HPT

at RT, (2) HPT and annealing at 200 °C for 8 hours, (3) HPT at RT and HPT at 200

°C, N = 5

In order to determine the nature of the physical and mechanical changes in the

UFG alloy after additional thermal and deformation treatments, an analysis of

microstructure was carried out.

A comparative analysis of the microstructure, obtained by TEM and EBSD, showed

that the average grain size of the alloy after annealing at 200 °C and HPT at the

same temperature increased from 130 ± 18 nm to 430 ± 40 nm and 280 ± 24 nm,

respectively (Table 5.4, Fig. 5.11)

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104

Table 5.4. The X-ray diffraction data of the Al-2Fe alloy after the IPDC, additional

annealing and deformation

Condition CDS, nm <2>1/2,% а, Å , m-2

Cast - - 4.0508 ±

0.0001 -

HPT at RT 80±1 0.160±0.002 4.0480 ±

0.0001 2.4*1014

HPT + 200°C, 8 hours 207±1 0.065±0.001 4.0490 ±

0.0001 3.8*1012

HPT + HPT at 200°C,

N=5 185±3 0.056±0.001

4.0500 ±

0.0001 3.7*1012

Analysis of EBSD data, in turn, shows a slightly different grain size after annealing

at 200 °C, equal to 350 nm (Figure 5.11 d), and 150 nm after HPT at 200 °C

(Figure 5.11 e). Such a difference in the grain size is most likely caused by the

limitations of the EBSD method and the different magnitude of the error.

Nevertheless, both TEM and EBSD show that the average grain size after the HPT

at 200 °C is approximately 1.5 times smaller than the average grain size after the

HPT and annealing at 200 °C. Both types of aging, static and dynamic, of the UFG

alloy lead to an anisotropy of the grain shape with an almost equal aspect ratio of

1.65 and 1.70 after annealing at 200 °C and after HPT at 200 °C, respectively. In

addition to the change in grain size, an increase of the nanosized intermetallic

particles number (Fig. 5.11 a-f) was observed. The dimensions of particles are 21

and 27 nm after annealing at 200 °C and HPT at 200 °C respectively (Table 5.5).

As a result of XRD analysis, it was established that the growth of the average grain

size is accompanied by an increase in coherent domain size, a decrease in the

level of microdistortion of the crystalline lattice and the dislocation density (Table

5.4).

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105

Fig. 5.11. Microstructure of the Al-2Fe alloy after the HPT at RT and annealing at

200 °C for 8 hours (a, b) TEM; HPT at RT followed by HPT at 200 °C (c, d) TEM;

(e) EBSD of alloy after HPT at RT; (f) EBSD of alloy after HPT at RT followed by

HPT at 200 °C

Also, according to XRD, the aluminium lattice parameter after the HPT at 200 ºC is

closer to the lattice parameter of the aluminium in initial cast state, than the lattice

parameter of aluminium after annealing at 200 ºC. This means that the percentage

of dissolved iron after HPT at 200 °C is lower, which provides a slightly higher level

of electrical conductivity (Table 5.3). The correlation of the amount of dissolved iron

in the aluminium matrix and the lattice parameter were previously found in [64, 67,

68].

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106

Table 5.5.Microstructural data of Al-2Fe alloy according to TEM

Condition Average grain

size, nm

Average

particle size,

nm

Average

interparticle

spacing, nm

Cast n/a 168±16 214±20

HPT at RT 130±18 ~ 20 n/a

HPT + 200°C, 8 hours 430±40 21±5 57±8

HPT + HPT at 200°C, N=5 280±24 27±4 63±12

Figure 5.12 shows a decrease in the peak of the intermetallic particles distribution

histogram for the UFG alloy after annealing at 200 °C for 8 hours relative to the

condition after HPT at RT, and its shift toward an increase in the average size,

consistent with the data in Table 5.5. The peak of the intermetallic particles

distribution after HPT at 200 °C shifts towards increasing the average particle size,

which also agrees with the data in Table 5.5. In addition, the peak expands, which

may indicate the process of the intermetallic particles coagulation beginning during

deformation. The flow of this process is possible due to the fact that diffusion runs

more intensively with dynamic aging than during static aging, confirming the

previous assumption of a more complete decomposition of the supersaturated solid

solution during dynamic aging.

Fig. 5.12. Al-2Fe alloy intermetallic particles distribution histograms (1) after HPT

at RT, (2) after HPT and annealing at 200 С for 8 hours, (3) after HPT at RT

followed by HPT at 200 С for 5 turns

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107

During the annealing of the UFG alloy at 200 °C, the intensity and blurring of Al6Fe

peaks are observed (Fig. 5.13). In general, the presence of peaks from the Al6Fe

phase after annealing at 200 °C is quite unexpected, knowing the fact that this

phase is metastable. HPT at 200 °C leads to a slight decrease in the intensity of

the Al6Fe phase peaks in comparison to the HPT at room temperature. However,

according to the XRD, the amount of the Al6Fe phase after the HPT at 200 °C is

higher than in the state after annealing at 200 °C.

Fig. 5.13. XRD data of Al-2Fe alloy: (1) in cast state, (2) after HPT at RT, (3) after

HPT and annealing at 200 С for 8 hours, (4) after HPT at RT followed by HPT at

200 С for 5 turns

Taking into account summary data of TEM, EBSD and XRD, it can be concluded

that HPT at 200 °C leads to a more complete decomposition of the supersaturated

solid solution of iron in aluminium after the HPT at RT, in comparison to annealing

at 200 °C. In addition to the recovery processes, that occurs during annealing, HPT

at 200 ºC also creates a higher concentration of vacancies, just like during HPT at

RT, thereby accelerating the supersaturated solid solution decomposition.

Another advantage of HPT at elevated temperatures is a significantly shorter

treatment time (several minutes instead of 8 hours for static aging), which is much

more preferable from the production point of view.

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108

Thus, the dynamic aging, for the first time applied to Al-Fe alloy with an UFG

structure (HPT at 200 °C), showed superiority over static aging (annealing at 200

°C for 8 hours), not only from the conductivity point of view, but also from the much

shorter processing time required to achieve the desired properties.

5.3 Evaluation of microstructural mechanisms' contribution into

properties of Al-2Fe alloy

Calculations of various microstructure parameters contributions into strength and

electrical conductivity were made similarly to those used in the previous chapter. It

can be seen that the most significant contribution to hardening, just as in the case

of Al-RE alloys, is made by precipitation mechanism with value up to 50 % of the

yield stress. The values of the contributions of the grain boundary and dislocation

mechanisms are approximately equal, and are equal to 25 % of the yield stress

(Table 5.6). The behavior of the contributions, depending on the nanoscale

parameters of microstructure, is similar to that observed in UFG Al-RE alloys.

Thus, according to equation 2.4, the contribution of the grain boundary mechanism

can be calculated as

21 KdGB (5.1)

where K is the Hall-Petch coefficient. In this work coefficient K is chosen to be

0.035, which corresponds to the calculations given in [92, 94]. In this case, the

value of σGB for the Al-2Fe alloy in the HPT state is

MPaGB 6.10910130035.0219

(5.2)

after HPT and annealing at 200 °С for 8 hours

MPaGB 7.6910430035.0219

(5.3)

The contribution of the precipitation hardening σOr, in this case conducted through

the Orowan mechanism [88, 98, 99], can be calculated by the equation 2.10:

b

D

L

MGbOr ln

1

4.0

(5.4)

where L - the effective distance between the particles;

D - average diameter of the particles;

ν - Poisson's ratio;

Page 118: Effect of severe plastic deformation on structure ...

109

M - Taylor factor, an orientational factor associated with the active sliding

systems;

G - shear modulus for aluminium alloys;

b - Burgers vector for an aluminium alloy, calculated as 2/2ab , where a

is the lattice parameter.

The value of the Poisson's ratio ν is taken as 0.34 [99], the Taylor factor M is 3.06

[97], the shear modulus G is 26 GPa [97].

In this case, the σOr for the Al-2Fe alloy in the HPT state calculated is:

MPaOr 7.116414.110048.4

10202ln

34.01104014.3

10048.4102606.34.0

2

414.110

9

9

109

(5.5)

after HPT and annealing at 200 °С for 8 hours

MPaOr 9.16414.110049.4

10212ln

34.01105714.3

10049.4102606.34.0

2

414.110

9

9

109

(5.6)

The contribution of dislocation hardening provided by an increased density of

dislocations and is calculated by the equation 2.6:

21

2

2dislodisl MGa

(5.7)

where α - a coefficient related to the nature of dislocations distribution and

interaction;

G - shear modulus for aluminium alloys;

b - Burgers vector;

M - Taylor factor;

a - lattice parameter of aluminium;

ρdislo is the dislocation density.

The values for M, b, a and G are taken to be the same as in calculation of the

Orowan contribution, the coefficient α is 0.33 [97].

In this case, the value of σdisl for the Al-2Fe alloy in the HPT state is

MPadisl 1.2681055.110048.4102606.333.02

414.1 7109 (5.8)

after HPT and annealing at 200 °С for 8 hours

MPadisl 7.259109.110049.4102606.333.02

414.1 6109

(5.9)

The calculated data of microstructural mechanisms contributions into the

mechanical strength of Al-2Fe alloy is shown in Table 5.6.

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110

Table 5.6. Values of microstructural mechanisms' contribution into mechanical

strength of Al-2Fe alloy

Condition σo,

MPa

σGB,

MPa

σOr,

MPa

σdisl,

MPa

σ0.2theor,

MPa

σ0.2exp,

MPa

HPT at RT 10 110 270 115 495 560

HPT at RT + 200 oC for 8h 10 70 260 15 345 310

HPT at RT + HPT at 200 oC 10 75 260 20 355 295

Table 5.7 shows the contributions of various microstructural mechanisms into the

electrical conductivity of Al-2Fe alloy. The calculation model described in the

literature review and previously showed good correspondence of results for the

coarse-grained pure aluminium.

So, according to equation 2.1, the contribution of grain boundary mechanism ρGB is

calculated as

GBGB

GB

GB

DL

6

(5.10)

where LGB is the bulk density of GB, equiaxed grains are considered as 6/D, D is

the average grain size;

ΔρGB - proportional coefficient, 2.6·10-16 Ω•m2.

The values for these coefficients correspond to the calculations given in [152]. In

this case, the value of ρGB for the Al-2Fe alloy in the HPT state is

mGB

916

91086.14106.2

10105

6

(5.11)

after HPT and annealing at 200 °С for 8 hours

mGB

916

91033.10106.2

10151

6

(5.12)

Dislocation mechanism contribution ρdislo, could be calculated as:

dislo

dislo

dislo (5.13)

where Δρdislo – proportional coefficient, 2.7·10-25 Ω·m3;

ρdislo - dislocation density;

Knowing that, ρdislo for Al-2Fe alloy in HPT state is calculated is:

mdisl 92514 1004.0107.2106.1 (5.14)

after HPT and annealing at 200 °С for 8 hours

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111

mdisl 92513 1001.0107.2108.2 (5.15)

The data of the structural mechanisms contributions into the electrical conductivity

of Al-2Fe alloy is presented in Table 5.7.

Table 5.7. Values of microstructural mechanisms' contribution into electrical

conductivity of Al-2Fe alloy

Состояние ρ0,

nΩ*m

ρdisl,

nΩ*m

ρGB,

nΩ*m

ρss,

nΩ*m

ρtheor

nΩ*m

ρexp

nΩ*m

HPT at RT

26.55

0.060 12.00 4.13 38.61 42.74

HPT at RT + HPT at 200 oC 0.001 3.63 4.79 30.18 34.97

HPT at RT + 200 oC for 8h 0.001 5.57 0.88 32.12 33.00

In further studies it should be noted that in alloys with limited solubility, the

structure with a small amount of defects (solute atoms, dislocations, and

vacancies), a relatively small grain size and small, evenly distributed particles is the

most preferred in terms of mechanical strength and electrical conductivity.

5.4 Summary

It was demonstrated that composition of Fe higher than 2 wt.% in aluminium results

in formation of coarse iron aluminides, decreasing overall interphase boundary,

causing a drop in ductility and inability of alloys to form the supersaturated solid

solution (SSSS) of iron in aluminium during HPT. In the Al-2Fe alloy, however,

SSSS was actually formed and subsequent aging, both static and dynamic, led to

its decomposition. Dynamic aging provided by HPT at 200 °C resulted in higher

grade of SSSS decomposition, giving higher electrical conductivity with the same

level of mechanical strength as after static aging. Calculation models revealed that,

just as in the case of Al-RE alloys, driving mechanism for mechanical strength is

precipitation-based, while for electrical conductivity is was found to be primarily

dependent on the grain-boundary mechanism (after solid solution).

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112

Chapter 6

Microstructure and properties of

Al-Mg -Si alloys after ECAP with BP

One of the most popular systems in electrical power industry is Al-Mg-Si, which has

the best combination of strength and conductivity. Such properties are achieved

due to the presence of Mg2Si particles which strengthen alloys without triggering

the dispersion mechanism. These intermetallic particles also bind almost all

(depending on Mg:Si ratio) impurities from the aluminium matrix, which significantly

increases the electrical conductivity.

However, further strengthening of alloys is desirable as conventional forming

methods cannot provide tensile strength above 255-330 MPa. Over the past 20

years, great attention has been given to severe plastic deformation (SPD)

techniques, such as Equal Channel Angular Pressing, High Pressure Torsion and

others to significantly improve the mechanical properties of alloys. A lot of effort

was invested in SPD of AA6xxx alloys, where further increase in strength is still

possible.

It was described in literature review that ECAP with backpressure does not only

refine the grain size, producing the high mechanical strength, but also decreases

the internal void initiation, resulting in an increase in alloy ductility. Simultaneous

increase in strength and ductility after ECAP, suppression of void formation and

particle fracture can be obtained if the severe plastic deformation is performed

under high hydrostatic pressure. It was shown, that application of backpressure

narrows the deformation zone, brings deformation mode to an ideal simple shear

and assists the uniform deformation across the billet, refining grains more

efficiently. However, the homogeneity of microstructure during ECAP with

backpressure depends on the material properties.

Among other advantages of ECAP with backpressure is the capability to form

supersaturated solid solutions in aluminium at room temperature without specimen

braking, which allows for control of the precipitation process and thus the material

properties.

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113

As the main purpose of this research was simultaneous enhancement of strength

and conductivity, the as-deformed state cannot be recommended for use due to its

low conductivity. In aging at 130 °C was performed in order to initiate the

decomposition of a supersaturated solid solution of Mg and Si in aluminium, which

in turn led to an increase in both strength and conductivity of UFG material. These

aging conditions were shown to be optimal in the current research as well.

In this chapter, the effect of backpressure during ECAP of AA6101 alloy on

mechanical and electrical properties is investigated. The samples were deformed

to the same levels of strain as by ECAP with parallel channels to single out the role

of backpressure in microstructure formation and the possibility of further improving

mechanical strength and electrical conductivity.

6.1 EBSD analysis of deformed material

The microstructure after homogenization and quenching is presented in Fig.6.1. It

is characterised by equiaxed grains of average 75 µm size and also by the

presence of second phase, which is most probably impurity Al5FeSi or any other

Fe-containing phase, typical for commercial alloy of this system. The initial values

of strength and conductivity for this alloy in this state were 200 MPa and 50.2 %

IACS, respectively.

After the deformation by ECAP with backpressure, samples were subjected to

aging at 130°C for 72 hours. During the aging the microhardness monitoring took

place. The microhardness generally decreased with increasing aging time, but had

one peak after aging for 12 hours. However, the properties under these conditions

were not stable, which prevents this state for use in variable service conditions

and, therefore, only microstructure but not tensile strength and electrical

conductivity was examined.

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114

Fig.6.1. SEM image of 6101 alloy in pre-ECAP state (the impurities are indicated

by red arrows)

The microstructure of deformed samples was shown to be pretty inhomogeneous,

with areas of refined grains within multiple shear bands, although their presence in

aluminium, as well as in materials with high stack fault energy or cubic lattice, is not

typical.

The EBSD images of AA6101 alloy after ECAP with BP are presented in Fig. 6.2a-

c. Two passes of ECAP lead to formation of parallel shear bands with notably

smaller grains within (Fig.6.2a), with high angle misorientation. Increasing the

number of passes up to four results in thickening of the shear bands with

simultaneous formation of crossing shear bands (Fig. 6.2b). The eight ECAP

passes, however, result in reverse thinning of shear bands. That can be explained

by initiation of recovery processes at high deformation and the difference between

new shear bands (green in Fig. 6.2c) and old ones, those formed in previous

passes (blue in Fig. 6.2c) and subjected to relaxation processes at earlier passes.

The higher dislocation density results in faster transformation of dislocation arrays

into HAGB via LAGB. Thus, presence of BP leads to localization of deformation,

the result of which is presence of shear bands with HAGB. This mechanism can

safely be considered as dynamic recrystallization (DRX).

It should also be noted that the predominant crystal orientation in samples after 2

and 8 passes is [001] while the preferred crystal orientation after 4 passes is [101],

which possibly is the reason for different tendencies in mechanical and electrical

behavior of material.

Page 124: Effect of severe plastic deformation on structure ...

115

EBSD microstructure images of samples after aging at 130 °C for 72 hours are

presented in Fig. 6.2d-f, respectively. The common feature for all three deformation

and aging stages is the fact that structural orientation of the matrix becomes close

to [101], especially within the shear bands. The only exception is the sample

deformed by 2 ECAP passes and aged at 130 °C for 72 hours, where the fraction

of [111] orientation is quite high. This could be explained by the lowest strain value

among all the samples which is not enough to initiate the recovery process during

aging.

Aging at 130 °C for 72 hours, however, results in partial homogeneity of the

microstructure, which is most clearly notable after 8 ECAP passes (Fig. 6.2f).

Samples after 2 passes (Fig. 6.2d) and 4 passes (Fig. 6.2e), show distinct traces of

former shear bands, while samples after 8 ECAP passes already have close to

uniform UFG microstructure.

Fig. 6.2. EBSD microstructure images of AA6101 Alloy after 2, 4 and 8 passes of

ECAP-BP (a, b, c), after aging at 130°C for 72 hours (d, e, f) in the sample cross-

section

6.2 STEM and TEM analysis

The microstructure of material after deformation is very inhomogeneous because

of the presence of shear bands introduced during the ECAP. The size of areas in-

between shear bands is too large to examine by TEM so the main accent will be on

the shear bands.

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116

The presence of shear bands, visible on EBSD maps, was confirmed by STEM

data (Fig.6.3). It can be seen that 2 passes only lead to the start of shear band

formation (Fig.3a), while increasing the number of passes finishes the development

of HAGB structure in them (Fig.6.3b,c). The average grain size in these shear

bands is relatively the same: 204 ± 14, 198 ± 10 and 218 ± 11 nm, respectively

(Table 6.1). It should also be noted that there are no visible intermetallic particles in

as-deformed state. As mentioned earlier, the continuous DRX takes place during

deformation, especially during 4 and 8 passes of ECAP, and, therefore, the mean

grain size is increasing.

Fig.6.3. STEM-BF images after ECAP with back pressure (a, b, c – 2, 4, 8 passes)

and after subsequent aging at 130°C for 72 hours (d, e, f – 2, 4, 8 passes), (cross-

section)

After aging, the spherical secondary particles, obviously formed during heat

treatment, with average size 56, 57 and 72 nm, Table 1, were observed within

shear bands, while areas free of shear bands show no signs of relatively coarse

intermetallic particles (Fig.6.3,d-f). Secondary particles, that accompany shear

bands, have a spherical shape, which indicates that they are in stable state. The

grain size within the shear bands increased due to aging about 1.5 times for every

Page 126: Effect of severe plastic deformation on structure ...

117

condition, measuring 304, 319 and 316 nm, respectively. Additional TEM study

was directed on characterisation of intermetallic particles within shear bands after

aging. The dark-field TEM examinations have proven the presence of needle- and

plate-like particles within the small grains in shear bands (Fig.6.4). Dark-field

images from [001] zone axis orientation revealed the Mg2Si nature of precipitates.

Table 6.1. Microstructural characteristics of AA6101 alloy after ECAP with back

pressure and aging within shear bands

Condition Grain size, nm Spherical particle

size, nm

2 passes 204±14 -

2 passes, aging 130°С, 72h 304±12 56±3

4 passes 198±10 -

4 passes, aging 130°С, 72h 319±12 57±2

8 passes 218±11 -

8 passes, aging 130°С, 72h 316±11 72±3

Fig.6.4. DF TEM images of Mg2Si particles and diffraction patterns after ECAP with

back pressure and subsequent aging at 130°C for 72 hours after (a) 2 passes; (b)

8 passes. Diffraction patterns are taken from [001] direction, point, from which

aperture was located, is signed by red circle

To study the morphology of grains within shear bands after aging, the bright-field

(BF) and dark-field (DF) TEM images have been taken and presented in Fig. 6.5. It

can be seen that grains after 2 passes with subsequent aging have the remaining

strained shape, Fig. 6.5a, b, while the microstructure after 4 and 8 passes followed

by aging consists of equiaxed grains typically appearing after DRX, Fig.6.5b-d. The

presence of shear bands in the sample after 2 passes and aging, as opposed to 4

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118

and 8 passes (Fig.6.2, Fig.6.3), also proved that the level of strain after 2 passes is

not high enough to initiate DRX during subsequent aging.

Fig. 6.5. BF and DF TEM images of alloy after: (a, b) – two; (c, d) – four; and (e, f)

– eight ECAP passes and aging at 130 °C for 72 hours

6.3 Tensile strength and electrical conductivity

Plots of tensile strength and electrical conductivity of AA6101 alloy versus

accumulated equivalent strain introduced by 2, 4 and 8 passes of ECAP with back

pressure before and after the subsequent aging are presented in Fig.6.6. Exact

values are also presented in Table 6.2. It is clear that increased number of ECAP

passes leads to increase in mechanical strength in both non-aged and aged

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119

conditions, but non-aged samples demonstrate higher strengthening rate (Fig. 6,

blue dashed line). It can be seen that aging after 8 ECAP passes slightly

decreased the level of strength (Fig. 6.6, blue solid line), though insignificantly. The

mechanical properties for both deformed and aged conditions are considerably

better than those in the initial state.

The general trend for electrical conductivity is opposite to the trend for the tensile

strength. An increase in equivalent strain results in a decrease in conductivity of

samples (Fig. 6, red dashed lines). However, aging results in recovery of electrical

conductivity up to the initial level and even higher with an increase in equivalent

strain. The variation of properties in aged samples is caused by the competing

processes of dislocation density decrease and decomposition of supersaturated

solid solution, resulting in formation of precipitates.

Fig. 6.6. Evolution of tensile strength (blue lines) and electrical conductivity (red

lines) of AA6101 alloy after deformation (dashed lines) and after deformation

followed by aging at 130°C for 72 hours (solid lines)

The data obtained in this research are presented in Table 6.2. The level of

conductivity after heat treatment is higher, while the level of mechanical strength is

remains the same (after 2 passes) or slightly decreased (after 8 passes).

Page 129: Effect of severe plastic deformation on structure ...

120

Table 6.2. Mechanical and electrical properties of AA6101 alloy

Alloy

Treatment

Number of

passes /

Equivalent

Strain

Aging

conditions

σ0.2,

MPa

σUTS,

MPa

Conductivity,

% IACS

ECAP with

back

pressure at

RT

2 / 2.3 - 300±17 315±15 48.6±0.2

130°С, 72h 280±13 320±14 53.1±0.3

4 / 4.6 - 340±14 365±17 48.4±0.1

130°С, 72h 320±18 345±12 53.7±0.3

8 / 9.2 - 380±19 400±11 48.2±0.2

130°С, 72h 330±16 340±15 54.1±0.3

6.4 Summary

The ECAP-BP with different number of passes was applied to Al-Mg-Si 6101-like

alloy in order to provide an increase in strength. The increase in number of passes

naturally resulted in a subsequent increase in alloy's strength via increasing

number of intersecting shear bands, despite the fact that the level of conductivity

remains almost the same. ECAP-BP with 4 and 8 numbers of passes leads to

formation of heterogeneous microstructure that is most likely the reason of such

property combinations.

After deformation alloy's samples were aged at 130 °C up to 72 hours. Thermal

treatment results in structure's recovery, homogenizing it. The recovery process is

as more intensive as a number of ECAP passes before aging is higher. Naturally, it

also means that drop in strength and rise of conductivity after aging are higher

after 8 passes of ECAP rather than after 2 or 4 passes.

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121

Chapter 7

Conclusions and suggested future

work

In the course of this work, we aimed to establish the relationship between changes

in the microstructural characteristics of Al-RE systems (where RE = La, Ce) and Al-

Fe alloys and their physical and mechanical properties after HPT . The attempt to

scale-up the SPD process in order to produce relatively large samples by

application of ECAP with BP was also performed. Below are major conclusions for

each of the Al alloys family studied in the current work.

7.1 Al-RE alloys

Al-RE alloys with different RE concentration were investigated in cast alloys, after

HPT and annealing. It was found that:

HPT provides the diffusion of insoluble rare earth elements into an

aluminium matrix, causing the formation of a supersaturated solid solution

with a concentration from 0.1 to 0.2 at. %.

In addition to the formation of a supersaturated solid solution, the HPT of Al-

RE alloys at room temperature leads to the formation of nanoclusters,

located along the grain boundaries. This fact was confirmed by a 3D atom

probe tomography and STEM.

Alloys of Al-RE(La+Ce) system with total Ce and La concentrations of 2.5,

4.5 and 8.5 wt. % have been studied as a possible material for conductors

with high mechanical strength and heat resistance. The formation of the

UFG structure as a result of HPT, as well as the formation of fine Al11(Ce,

La)3 particles, significantly increased the tensile strength and thermal

stability of the alloys, while also reducing the electrical conductivity. It is

shown that the increase in the RE concentration has a positive effect on the

strength of alloys and negative on their conductivity.

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122

It is shown that the optimal combination of electrical conductivity and

strength is observed in alloys of a certain concentration: Al-(3.5-4.5) RE

after HPT and subsequent annealing in the interval of 230-280 °C for one

hour.

ST of the initial Al-4.5RE alloy leads to a change in the intermetallic particle

morphology and a decrease in overall interphase Al/Al11(Ce,La)3 boundary

by 6 times. Such a change of the initial structure leads to the formation of an

inhomogeneous UFG structure in the alloy during HPT, and is not

accompanied by the formation of a supersaturated solid solution of La and

Ce in aluminium.

HPT of an Al-4.5RE alloy after ST leads to an inhomogeneous, in contrast to

the alloy without ST, distribution of the intermetallic phase, which has a

bimodal character and, correspondingly, a larger grain size in regions with a

low particle density.

Annealing of the UFG alloy after HPT leads to a decrease in the alloy

strength and the recovery of electrical conductivity, both of which are more

intense on the alloy after ST due to its non-homogeneous structure.

The best combination of strength (UTS = 430 MPa) and electrical

conductivity (55.9% IACS) is achieved in the UFG alloy in the state obtained

as a result ST, HPT and annealing at 230 °C for 1 hour.

Theoretical evaluation of the microstructural mechanisms contribution into

the strength and electrical conductivity of UFG Al-RE alloys has shown that

the greatest contribution to strength is provided by the Orowan (up to 50%)

and grain boundary (up to 25%) mechanisms and in electrical conductivity -

grain boundary mechanism (up to 20%). It can be argued that the proposed

model can be applied, but with certain limitations to understand the

microstructure of these alloys.

7.2 Al-Fe alloys

Al-2Fe and Al-4Fe alloys were investigated after HPT and subsequent heat

treatment. It was found that:

• The Al-2Fe alloy subjected to HPT at RT has a uniform UFG structure with an

average grain size of 130 nm. After the HPT, the presence of deformation-

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123

induced particles of Al6Fe and Al13Fe4 phases is observed. HPT also led to the

dissolution of iron in aluminium up to 1 at. %.

• The Al-2Fe alloy after the HPT at RT is characterised by greater strength and

less electrical conductivity than the Al-4Fe alloy, which is caused by a larger

fraction of finely dispersed intermetallic phase and, correspondingly, by a

greater overall interphase boundary, which ensures the formation of a

supersaturated solid solution in the Al- 2Fe and its absence in the Al-4Fe alloy.

• Heat treatment after HPT at RT, produced by: (i) annealing at 200 °C for 8

hours and (ii) HPT at 200 °C for 5 revolutions effectively controlled the tensile

strength (327-335 MPa) by changing the grain size, morphology of nanoscale

intermetallic Al6Fe particles and the concentration of dissolved iron.

• The treatment (ii) leads to a higher conductivity (≤ 52 % IACS) and

comparable to (i) strength due to a decrease in the concentration of the

dissolved iron atom in the aluminium matrix.

• It has been demonstrated that the same parameters contribute to the reduction

of electrical conductivity, the main effect on which introduce dissolved iron

atoms. Both types of heat treatment, applied after HPT at RT, (i) and (ii),

restore electrical conductivity by eliminating defects in the structure to a level of

49-52 % IACS.

7.3 Al-Mg-Si alloys

Al-Mg-Si alloy was subjected to ECAP-BP and subsequent aging at 130 °C for 72

hours. It was found that:

• The microstructure of AA6101 after room temperature ECAP with

backpressure is not uniform. It consisted of the intersecting shear bands

containing very small grains ~200nm and inter-bands matrix with larger grains

about 10-20 μm.

• High mechanical properties (315, 365 and 400 MPa were obtained after 2, 4

and 8 passes of ECAP with back pressure, respectively) resulted from the

presence of intersecting shear bands, introduced by the ECAP with back

pressure. The higher the number of passes, the larger the number of shear

bands and the higher the level of tensile strength observed.

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124

• Electrical conductivity drops with accumulated strain, but recovers up to the

initial level after aging at 130°C for 72 hours for samples processed by 2 and 4

ECAP passes and to an even higher level up to 54.1%IACS after 8 ECAP

passes.

• Aging at 130°C for 72 hours led to the appearance of second phase plate- and

needle- like particles within shear bands and spherical particles within the inter-

bands matrix. It had seemingly no impact on alloy strength after 2 passes of

ECAP with back pressure and only a slight decrease in strength was recorded

after 4 and 8 passes equal to 5% and 15%, respectively.

• The heterogeneous microstructure formed in Al-Mg-Si AA6101 alloy as a result

of ECAP with backpressure remains reasonably stable at an aging temperature

of 130 °C providing high mechanical strength (340-400 MPa) along with quite

high electrical conductivity (53.1-54.1 % IACS), and also allows us to talk about

long-scale production units suitable for industry.

7.4 Suggested future work

In this work optimal concentration of Ce and La in aluminium, as well as certain

microstructural parameters was recommended. However, the method of forming

such structure – HPT – is not quite commercially applicable as the size of the

samples is pretty small. The next step in the study of these alloys, will be the

attempt to form the required microstructure, and thus the properties, by SPD

methods that could be used for industrial mass-production. It was briefly mentioned

in literature review, that evolution of SPD techniques led to such methods, as

HPTE and HPTT that are designed to produce relatively high-dimensional

samples. The author is looking forward to finding a way to collaborate with groups

possessing the necessary equipment.

One of the most important results of Al-RE chapter is the discovery of a

supersaturated solid solution formation. The fact of SSSS formation is an important

phenomenon, which requires a separate study, most importantly of the kinetics of

the process and critical conditions for its initiation. Therefore, further research will

be directed to the possibility of conducting APT on Al-RE samples both before HPT

and after HPT and annealing (at different temperatures) in order to establish

regularities of SSSS and grain-boundary segregation formation and decomposition.

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125

The modelling of the diffusion process will be useful for the understanding of

dynamics of the process.

As for Al-Fe alloys, the question of optimal concentration (from the strength-

conductivity combination point of view) is pretty much closed at this time point

thanks to multiple research conducted in this field. The logical continuation of the

Al-Fe chapter is, similar to Al-RE alloys, an attempt to scale up the samples size in

order to make them attractive for commercial and industrial application, just like for

the Al-RE alloys.

With regards to Al-Mg-Si alloys, it was demonstrated that ECAP with BP forms a

unique heterogeneous microstructure that provides high mechanical properties

along with satisfactory electrical conductivity. ECAP itself is a method that allows

production of samples with length up to 60 mm and 10 mm diameter. This is

already an advantage comparing to conventional techniques; but there are

methods, such as ECAP-Conform or Three-roll planetary milling, described in the

literature review, that theoretically capable of producing uninterrupted rods and

wires. Hence, future work could include testing research material on such

equipment.

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126

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