Effect of Seated Thoracic Manipulation on Changes in Scapular Kinematics and Scapulohumeral Rhythm...

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EFFECT OF SEATED THORACIC MANIPULATION ON CHANGES IN SCAPULAR KINEMATICS AND SCAPULOHUMERAL RHYTHM IN YOUNG ASYMPTOMATIC PARTICIPANTS: ARANDOMIZED STUDY Dayana P. Rosa, PT, a Francisco Alburquerque-Sendín, PhD, b Tania F. Salvini, PhD, c and Paula R. Camargo, PT, PhD c ABSTRACT Objective: The purpose of this study was to evaluate the immediate effects of seated thoracic manipulation on scapulothoracic kinematics and scapulohumeral rhythm during arm flexion in young asymptomatic participants. Methods: A convenience sample of 42 young asymptomatic participants was randomly divided in 2 groups: manipulation and sham group. Measurements were taken before and after the intervention. All participants completed the Disabilities of the Arm, Shoulder, and Hand questionnaire to assess pain and physical function. The manipulation group received the manipulation (high velocity, low amplitude), which was performed by a physical therapist with the patient in the seated position and with the arms crossed over the chest and hands passed over the shoulders. For the sham group, the same procedure was performed, with the exception that the high-velocity thrust was not applied. Three-dimensional (3D) kinematic data were collected with the participants in a relaxed standing position using a 3D electromagnetic tracking system. All participants performed 3 repetitions of arm flexion before and after manipulation. Results: There were no differences (P = .79) in Disabilities of the Arm, Shoulder, and Hand scores when the manipulation (3.37 ± 3.72) was compared with the sham group (3.68 ± 4.27). The 3-way analysis of variance showed no significant interaction among group, angle, and time differences for the outcomes (scapulothoracic internal/external rotation [F = 0.43; P = .82], upward/downward rotation [F = 0.08; P = .99], tilt [F = 0.23; P = .94], and scapulohumeral rhythm [F = 4; P = .86]). The intragroup effect was small for the outcomes measured in both groups. Conclusions: Thoracic manipulation in the seated position did not affect scapulohumeral rhythm and 3D scapular kinematics during arm flexion in young asymptomatic participants. (J Manipulative Physiol Ther 2013;xx:1-9) Key Indexing Terms: Rehabilitation; Shoulder; Spine; Scapula; Manipulation; Musculoskeletal Manipulations T horacic manipulation is defined as a high-velocity/ low-amplitude movement or thrustdirected at any segment of the thoracic spine 1 and has been widely used to treat different musculoskeletal conditions such as neck, shoulder, and back pain. 1-3 Recent studies have eval- uated the immediate effects of spinal manipulation in asymp- tomatic participants showing no consensus on the results. 4-9 These studies bring different aspects about possible effects of spinal manipulation: reduction of the α-motoneuronal activity (muscle tone) with no alteration of the pressure pain thresholds 9 and increase of phasic perineal contraction and basal perineal tonus 5 after manipulation at the sacroiliac joint, changes in the nocioceptive afferent system 7 and in pressure pain threshold 4 after thoracic manipulation, and no changes in spine stiffness 6 and in lumbar range of motion 8 after thoracic and lumbar manipulation, respectively. The absence of consensus in the literature may be caused by the hetero- geneity of the intervention and assessment procedures. It is suggested that more studies on the motor component should be done. 10,11 Theodoridis and Ruston 12 have considered that the bio- mechanical relationship between the arm and the thoracic spine is important to clinical practice because of the contribution of the thoracic spine to shoulder movements. This relationship leads us to the term regional a Physical Therapist, Physical Therapy Graduate Program, Methodist University of Piracicaba, Piracicaba, SP, Brazil. b Professor, Department of Physical Therapy, University of Salamanca, Salamanca, Spain. c Professor, Department of Physical Therapy, Federal Univer- sity of São Carlos, São Carlos, SP, Brazil. Submit requests for reprints to: Paula R. Camargo, PT, PhD, Professor, Department of Physical Therapy, Federal University of São Carlos, Rodovia Washington Luis, km 235, 13565-905 São Carlos, SP, Brazil (e-mail: [email protected]). Paper submitted September 5, 2012; in revised form July 23, 2013; accepted July 25, 2013. 0161-4754/$36.00 Copyright © 2013 by National University of Health Sciences. http://dx.doi.org/10.1016/j.jmpt.2013.07.006

Transcript of Effect of Seated Thoracic Manipulation on Changes in Scapular Kinematics and Scapulohumeral Rhythm...

EFFECT OF SEATED THORACIC MANIPULATION ON

CHANGES IN SCAPULAR KINEMATICS AND SCAPULOHUMERAL

RHYTHM IN YOUNG ASYMPTOMATIC PARTICIPANTS:A RANDOMIZED STUDY

Dayana P. Rosa, PT, a Francisco Alburquerque-Sendín, PhD,b Tania F. Salvini, PhD,c andPaula R. Camargo, PT, PhDc

a Physical Thethodist Univeb Professor, Dalamanca, Salamc Professor, D

ity of São CarloSubmit reque

rofessor, Departão Carlos, Rodoarlos, SP, BraziPaper submitt

013; accepted J0161-4754/$3Copyright ©http://dx.doi.o

ABSTRACT

Objective: The purpose of this study was to evaluate the immediate effects of seated thoracic manipulation onscapulothoracic kinematics and scapulohumeral rhythm during arm flexion in young asymptomatic participants.Methods: A convenience sample of 42 young asymptomatic participants was randomly divided in 2 groups:manipulation and sham group. Measurements were taken before and after the intervention. All participants completedthe Disabilities of the Arm, Shoulder, and Hand questionnaire to assess pain and physical function. The manipulationgroup received the manipulation (high velocity, low amplitude), which was performed by a physical therapist with thepatient in the seated position and with the arms crossed over the chest and hands passed over the shoulders. For thesham group, the same procedure was performed, with the exception that the high-velocity thrust was not applied.Three-dimensional (3D) kinematic data were collected with the participants in a relaxed standing position using a 3Delectromagnetic tracking system. All participants performed 3 repetitions of arm flexion before and after manipulation.Results: There were no differences (P = .79) in Disabilities of the Arm, Shoulder, and Hand scores when themanipulation (3.37 ± 3.72) was compared with the sham group (3.68 ± 4.27). The 3-way analysis of variance showedno significant interaction among group, angle, and time differences for the outcomes (scapulothoracic internal/externalrotation [F = 0.43; P = .82], upward/downward rotation [F = 0.08; P = .99], tilt [F = 0.23; P = .94], andscapulohumeral rhythm [F = 4; P = .86]). The intragroup effect was small for the outcomes measured in both groups.Conclusions: Thoracic manipulation in the seated position did not affect scapulohumeral rhythm and 3D scapularkinematics during arm flexion in young asymptomatic participants. (J Manipulative Physiol Ther 2013;xx:1-9)

Key Indexing Terms: Rehabilitation; Shoulder; Spine; Scapula; Manipulation; Musculoskeletal Manipulations

Thoracic manipulation is defined as a high-velocity/low-amplitude movement or “thrust” directed at anysegment of the thoracic spine1 and has been widely

used to treat different musculoskeletal conditions such asneck, shoulder, and back pain.1-3 Recent studies have eval-

erapist, Physical Therapy Graduate Program,rsity of Piracicaba, Piracicaba, SP, Brazil.epartment of Physical Therapy, University ofanca, Spain.

epartment of Physical Therapy, Federal Univer-s, São Carlos, SP, Brazil.sts for reprints to: Paula R. Camargo, PT, PhD,ment of Physical Therapy, Federal University ofvia Washington Luis, km 235, 13565-905 Sãol (e-mail: [email protected]).ed September 5, 2012; in revised form July 23,uly 25, 2013.6.002013 by National University of Health Sciences.rg/10.1016/j.jmpt.2013.07.006

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uated the immediate effects of spinal manipulation in asymp-tomatic participants showing no consensus on the results.4-9

These studies bring different aspects about possible effects ofspinalmanipulation: reduction of the α-motoneuronal activity(muscle tone) with no alteration of the pressure painthresholds9 and increase of phasic perineal contraction andbasal perineal tonus5 after manipulation at the sacroiliac joint,changes in the nocioceptive afferent system7 and in pressurepain threshold4 after thoracic manipulation, and no changesin spine stiffness6 and in lumbar range of motion8 afterthoracic and lumbar manipulation, respectively. The absenceof consensus in the literature may be caused by the hetero-geneity of the intervention and assessment procedures. It issuggested that more studies on the motor component shouldbe done.10,11

Theodoridis and Ruston12 have considered that the bio-mechanical relationship between the arm and the thoracicspine is important to clinical practice because of thecontribution of the thoracic spine to shoulder movements.This relationship leads us to the term regional

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interdependence, which refers to the concept that seeminglyunrelated impairments in a remote anatomical region maycontribute to, or be associated with, the patient's primarycomplaint.13 The clinical rationale for using thoracicmanipulation to treat the shoulder in this example is basedon this theory. Nevertheless, the dimension of thisrelationship in specific samples of participants with andwithout shoulder pain is not known.

Investigations have shown that thoracic manipulationmay be effective in reducing pain and increasing rangeof motion of the shoulder.14-17 In addition, thoracicmanipulation in asymptomatic participants was demon-strated to increase the strength of the lower trapezius,18

which is strongly associated with the scapular motion.19

Because appropriate motion of the scapula duringelevation of the arm is one of the most importantaspects to be considered in shoulder dysfunctions, itwould be interesting to know if thoracic manipulationhas any effect on scapular kinematics and scapulohum-eral rhythm. There is only one study in the literaturethat evaluated the effects of thoracic manipulation onscapular kinematics and muscle activation in participantswith shoulder pain.17 The authors suggested thatthe decreased pain and improved function of theshoulder after the thoracic manipulation are not likelyassociated with changes in scapular kinematics orchanges in muscle activation. This finding shows thatdifferent pathways for sensory and motor changes mayexist in the shoulder after the application of thoracicmanipulation. However, the absence of a control groupand blinding were limitations from the previous study.

Mechanisms to explain how thoracic manipulation canbe associated with improved shoulder pain and motion arenot well defined. The consequences of applying a thoracicmanipulation to elicit changes in shoulder motion have notbeen adequately proven yet, neither in patients nor inhealthy participants. As such, there is a need of research thatevaluates the motor component and helps to better under-stand the mechanisms by which thoracic manipulationmight induce the changes usually described. Specifically,there is a lack of studies on thoracic manipulation and3-dimensional (3D) shoulder kinematics.

It is important to evaluate asymptomatic participants inan attempt to eliminate factors (pain, for example) that canhave influence on the results avoiding the confusion ofcause and effect and also adverse effects that might adviseagainst the application of the thoracic manipulation. Basedon the neurophysiologic effects of the spine manipulationalready demonstrated by some studies,20,21 it was hypoth-esized that the thoracic manipulation would increase sca-pular upward rotation and posterior tilt. Therefore, thepurpose of this study was to evaluate the immediate effectsof thoracic manipulation on 3D scapulothoracic kinematicsand scapulohumeral rhythm during arm flexion in youngasymptomatic participants.

METHODS

This was a controlled laboratory study of immediateeffects (before/after intervention) that took place at Uni-versidade Federal de São Carlos. Volunteers were recruitedfrom December 2009 to January 2011 at the University andcommunity. A convenience sample of 42 asymptomaticpatients participated in this study. They were randomlydivided into 2 groups: manipulation group and sham group.The last author was responsible for the randomization, whichwas performed by using www.randomization.com. Alloca-tion of each participant was only known by the time ofevaluation. Figure 1 shows the flow diagram of progress ofboth groups in the study. Table 1 shows the descriptive datafor both groups. All participants were recruited by directcontact and screened by the first author.

The participants were included if they had no history ofshoulder or cervical pathology and if they had range ofmotion for shoulder elevation next to 150° as evaluated byvisual observation. Exclusion criteria included the follow-ing: pregnancy, ligamentous laxity based on positiveSulcus22 and Apprehension23 tests; positive impingementtests based on Hawkins and Kennedy,24 Neer,25 and Jobeand Moynes,26 or pain during external rotation with thearm in 90° of elevation in the coronal plane; history ofclavicle, scapula, or humerus fracture; systemic illnesses;apprehension of being manipulated; tape allergy; and bodymass index greater than 28 kg/m2 (the amount of subcu-taneous tissue can compromise the quality of the motiondata because surface sensors are used to track the bones).

This project was approved by the Ethical Committeein Human Research of Universidade Federal de SãoCarlos (protocol number 331/2010). The participants gavetheir written and informed consent agreement to partic-ipate in this study, which was conducted according to theHelsinki Statement.

Disabilities of the Arm, Shoulder, and Hand QuestionnaireThe Disabilities of the Arm, Shoulder, and Hand

(DASH) self-assessment questionnaire contains 30 ques-tions to measure physical function and symptoms of theupper limbs of the participants. Each question has 5 pos-sible responses, ranging from “no difficulty” to “unable toperform activity,” and is scored on a 1- to 5-point ratingscale. The questionnaire score is calculated by applying anestablished formula in which the maximum score is 100,which indicates the worst possible condition.27 Thisquestionnaire has been shown to be a reliable, valid, andresponsive measure.28,29

Three-Dimensional Scapular KinematicsFor 3D scapular kinematics, data capture and analysis

were completed using Flock of Birds (miniBird; AscensionTechnology Corporation, Burlington, VT) hardware

Table 1. Descriptive data of both groups

Manipulation group (n = 21) Sham group (n = 21) P

Sex 11 women; 10 men 11 women; 10 men 1.00Age (y), mean ± SD 23.81 ± 3.75 23.95 ± 3.2 .89Body mass (kg), mean ± SD 68.31 ± 14.6 68.38 ± 11.23 .49Height (cm), mean ± SD 173 ± 1.0 171 ± 0.9 .63Evaluated side 13 dominants;

8 nondominants10 dominants; 11 nondominants .35

Assessed for eligibility (n = 49)

Excluded (n = 4)Not meeting inclusion criteria (n = 4)

Analysed (n=21)Excluded from analysis (no cavitation) (n = 3)

Allocated to manipulation group (n = 24)Received allocated intervention (n = 24)

Allocated to sham group (n = 21)Received allocated intervention (n = 21)

Analysed (n = 21)

Excluded from analysis (n = 0)

Randomized (n = 45)

Fig 1. Flow diagram of the progress of participants in the study.

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integrated with MotionMonitor (Ascension TechnologyCorporation) software. The Flock of Birds is a direct currentelectromagnetic tracking device able to locate multiplesensors relative to a source transmitter. The 3D position andorientation of each sensor can be tracked simultaneously atsampling rates of 30 to 144 Hz. The sensors are small andlightweight (1.8 × 0.8 × 0.8 cm). In a metal-freeenvironment up to a 76-cm distance from the transmitter,the root mean square accuracy of the system is 0.5° fororientation and 0.18 cm for position, as reported by themanufacturer. One of the sensors is attached to a stylus withknown offsets to digitize anatomical landmarks for buildingthe joint coordinate systems.

The electromagnetic sensors were attached with double-sided adhesive tape to the sternum, to the acromion of thescapula, and to a thermoplastic cuff secured to the distalhumerus to track humeral motion. These surface sensorplacements have been previously used.30-33 The participantstood with the arms relaxed at the side in a neutral positionwith the transmitter directly behind the shoulder testedwhile bony landmarks on the thorax, scapula, and humeruswere palpated and digitized to allow transformation of thesensor data to local anatomically based coordinate systems.Thorax landmarks included the sternal notch, C7 spinous

process, T8 spinous process, and xyphoid process. Scapularlandmarks included the root of the spine, posterolateralacromion, and the inferior angle of the scapula. Humeruslandmarks included the lateral and the medial epicondyles.The center of the humeral head was estimated by movingthe arm passively through short arcs (b45°) to define thepivot point.34

Data ReductionLocal coordinate systems were established for the trunk,

clavicle, scapula, and humerus using the digitized landmarksfollowing the International Society of Biomechanics–recommended protocol.35 The z-axis pointed laterally; thex-axis, anteriorly; and the y-axis, superiorly. The YXZsequence was used to describe scapular motions relativeto the trunk. For the scapula, the rotations were described inthe order of internal/external rotation, upward/downwardrotation, and anterior/posterior tilt. The humeral positionwith reference to the trunk was determined using the YX′Y″sequence. The first rotation defines the plane of elevation,the second defines the humeral elevation angle, and the thirddefines internal/external rotation. The humeral position withreference to the scapula was determined using the XZYsequence. The first rotation defines glenohumeral elevation,

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the second defines the plane of glenohumeral elevation, andthe third defines internal/external rotation.

Scapulohumeral RhythmThe ratio of glenohumeral elevation relative to scapular

upward rotation was determined by calculating the slope ofthe linear regression line using scapular upward rotation asthe X value and glenohumeral elevation as the Y value, asproposed by Braman et al.36 The ratio was calculated from30° to 120° of humerothoracic elevation and at 30°increments (30°-60°, 60°-90°, 90°-120°).

Fig 2. Therapist and participant position for the manipulationprocedure. (Color version of figure is available online.)

InterventionsThe thoracic manipulation used in this study has been

previously described in other studies37-39 and was per-formed by a physical therapist with more than 10 years ofexperience. The participant was seated with the armscrossed over the chest and hands passed over the shoulders.The therapist placed his upper chest at the level of theparticipant's middle thoracic spine and grasped theparticipant's elbows (Fig 2). The participant was instructedto take a deep breath in and let it out while a gentle flexionof the thoracic spine was introduced until slight tensionwas felt in the tissues at the contact point between thetherapist's chest and participant's back. Then, a distractionthrust manipulation in a superior/posterior direction wasapplied.40 Cavitation was expected to occur during themanipulation procedure. If no popping was heard on thefirst attempt, the therapist repositioned the participant andperformed a second manipulation. A maximum of 2attempts were performed on each participant, as previouslydescribed.38 Three participants were excluded from thestudy because no cavitation occurred after the secondattempt. The sham group received the same procedure, andthe participant was positioned the same as the manipulationgroup, with the exception that the high-velocity thrustwas not performed in these participants. No participantsfrom both groups had any adverse events with the mani-pulation technique.

Participants were given incomplete information aboutthe purpose of the study to control any effects that theirexpectations about the results would cause. Same instruc-tions were given to participants in the manipulation andsham groups before the testing session. Examiner andtherapist were not the same person. The examiner wasresponsible for managing the computer to register thekinematic data, and the therapist applied the assigned inter-vention. Because the tool used to track the kinematics wasan electromagnetic system, the data were not collecteddirectly by the examiner but had to undergo computerprocessing, decreasing the examiner's ability to influencethe outcomes.

ProceduresKinematic data collection was done with the participants

in a relaxed standing position. Kinematic motion analysisinvolved selecting scapular data at humerothoracic eleva-tion angles of initial, 30°, 60°, 90°, 120°, and maximumelevation. Participants were asked to maintain light fin-gertip contact with a flat planar surface to keep positioningof the arm in the sagittal plane (Fig 3). They were alsoinstructed to keep their hand with their thumb pointingtoward the ceiling when tested at each humeral elevation.Three repetitions were performed before and immediatelyafter the intervention (manipulation or sham). Participantswere asked to elevate their arm from the rest positionthrough their full range of motion at a speed such that ittook around 3 seconds to elevate their arm and 3 secondsto lower it. All measurements were taken by the primaryinvestigator. The tested side, dominant or nondominant,was randomly chosen. The sensors were not removed orreplaced between repetitions, or for the intervention(manipulation or sham). This method has been previouslyestablished to have good repeatability within the sametesting session.41

Statistical AnalysisThe results were analyzed using the SPSS statistical

package (16.0 version; SPSS, Chicago, IL). The χ2 and theStudent t test were conducted to determine if the 2 groupsdiffered on the demographic characteristics. Normality test

Fig 3. Participant during kinematics evaluation. They were askedto maintain light fingertip contact with a flat planar surface tokeep positioning of the arm in the sagittal plane. (Color version offigure is available online.)

Fig 4. Mean and SE values for scapular internal rotation acrosshumerothoracic elevation angles for both manipulation and shamgroups before and after the intervention. (Color version of figureis available online.)

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(Kolmogorov-Smirnov) was conducted for the dependentvariables, which presented normal behavior (P N .05). Anindependent t test was used to analyze the DASH scoresbetween both groups. For each dependent variable (scapularinternal rotation, upward rotation, posterior tilt), a 3-wayrepeated-measures analysis of variance was used to test formain effects of group (manipulation and sham), time(preintervention and postintervention), and angle of armelevation (initial, 30°, 60°, 90°, 120°, and maximum), or forinteractions of time and group or of time, group and angle,separately. For scapulohumeral rhythm, a 3-way repeated-measures analysis of variance was also used to test maineffects of group, time and interval (30°-120°, 30°-60°, 60°-90°, 90°-120°), or for interactions. Tukey post hoc analyseswere performed to investigate significant interactions. AP value of less than .05 was considered significant.

Intragroup effect sizes for each scapular rotation acrosshumerothoracic elevation angles and for scapulohumeralrhythm at each interval were calculated using Cohen dcoefficient42 for both manipulation and sham groups. Aneffect size greater than 0.8 was considered large; around0.5, moderate; and less than 0.2, small.

RESULTS

The DASH QuestionnaireThere were no differences (P = .79) in DASH scores

when the manipulation group (3.37 ± 3.72) was compared

with the sham group (3.68 ± 4.27). Also, no adverse eventswere reported from the study participants.

Three-Dimensional Scapular KinematicsFor scapular internal rotation, there was no significant

interaction among group, angle, and time (P = .91, df = 5,F = 0.29) for elevation of the arm (Fig 4). There was also nointeraction between group and time during elevation (P =.06, df = 1, F = 3.59) of the arm. The average differencesbetween preintervention and postintervention for bothmanipulation and sham groups were 1.14° and 2.27°,respectively, during elevation of the arm.

For scapular upward rotation, there was no significantinteraction among group, angle, and time (P = .97, df = 5,F = 0.17) for elevation of the arm (Fig 5) and also betweengroup and time (P = .98, df = 1, F = 0.001). The averagedifferences between preintervention and postinterventionfor both manipulation and sham groups were 1.2° and 1.1°,respectively, during elevation of the arm.

For scapular posterior tilt, there was no significantinteraction among group, angle, and time (P = .97, df = 5,F = 0.16) for elevation of the arm (Fig 6). There was also nointeraction between group and time (P = .06, df = 1, F =3.55) during elevation of the arm. The average differencesbetween preintervention and postintervention for bothmanipulation and sham groups were 0.09° and 0.66°,respectively, during elevation of the arm.

The intragroup effect size for all scapular rotationsacross humerothoracic elevation angles for both groups wassmall (Table 2).

Fig 5. Mean and SE values for scapular upward rotation acrosshumerothoracic elevation angles for both manipulation and shamgroups before and after the intervention. (Color version of figureis available online.)

Fig 6. Mean and SE values for scapular posterior tilt acrosshumerothoracic elevation angles for both manipulation and shamgroups before and after the intervention. (Color version of figureis available online.)

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Scapulohumeral RhythmThere was no significant interaction among group,

interval, and time (P = .86, df = 0.31, F = 4) and betweengroup and time (P = .25, df = 1, F = 1.32) for scapu-lohumeral rhythm during elevation of the arm. Table 3shows the glenohumeral/scapulothoracic ratios for armelevation for both manipulation and sham groups. Theintragroup effect size was small for all intervals evaluated(Table 4).

DISCUSSION

This study brings new information about the effects ofthoracic manipulation on scapular kinematics and scapulo-humeral rhythm. The results suggest that the seated thoracicmanipulation technique used in this study does not haveimmediate effect on scapular kinematics during elevationof the arm in young asymptomatic participants. The lackof effect was demonstrated by both inferential analysis andeffect size.

A recent investigation demonstrated a small but sig-nificant increase in middle trapezius muscle and a decreasein scapular upward rotation after the thoracic manipulationin participants with shoulder pain.17 However, this fact didnot explain the improvement in pain and function presentedby them because the change in kinematics and muscleactivation was not clinically important. This finding sup-ports a dichotomy between sensory and motor effects ofthe thoracic manipulation. Cleland et al18 have suggestedthat thoracic manipulation can increase lower trapezius

muscle strength in asymptomatic participants owing to theactivation of the mechanoreceptors around the manipulatedjoint. Considering the controversial results from the pre-vious studies and that the lower trapezius is an importantscapular upward rotator,19 we would expect that scapularkinematics could change after the manipulation. However,changes in scapular kinematics and scapulohumeral rhythmwere not found in this study.

Although other studies have demonstrated the effects ofspinal manipulation in asymptomatic participants,4-9 thescapular kinematics was not measured in these past studies.As such, some aspects are important to be discussed toexplain the lack of effects demonstrated in this investiga-tion. Despite the absence of symptoms in our participants,we considered the concept of “regional interdependence.”Arecent study43 has shown that manipulation with thrustcan increase muscle activity in muscles adjacent to themanipulated segment. However, Campbell and Snodgrass6

suggested that the mechanical effects that might occurduring manipulation is specific to the level manipulated andnot to other levels. This fact can indicate that the intra-articular dynamic where manipulation is applied is morelikely to benefit and that adjacent regions may not beaffected. Although it is known that there is a functionalrelationship between the shoulder and the spine during armelevation, the thoracic manipulation may not influence theadjacent regions enough to change the scapular muscleactivation and kinematics, at least in asymptomatic parti-cipants, as observed in the present study.

Pickar21 has suggested that the application of manipu-lation to a specific restricted segment may facilitate the

Table 4. Intragroup effect size (Cohen d coefficient) forscapulohumeral rhythm for both manipulation and sham groups

Manipulation group(n = 21)

Sham group(n = 21)

30°-120° 0.02 0.130°-60° −0.03 −0.0360°-90° 0.01 0.00590°-120° −0.02 0.03

Cohen d coefficient was calculated as follows: drepeated measures = (mean 1−mean 2)/(pooled SD/SE of the difference).

Table 2. Intragroup effect size (Cohen d coefficient) for scapular internal rotation, upward rotation, and posterior tilt acrosshumerothoracic elevation angles for both manipulation and sham groups

Manipulation group (n = 21) Sham group (n = 21)

Scapular internalrotation

Scapular upwardrotation

Scapular posteriortilt

Scapular internalrotation

Scapular upwardrotation

Scapular posteriortilt

Initialposition

0.14 −0.11 −0.02 0.33 −0.15 0.16

30° 0.15 −0.10 0.001 0.35 −0.16 0.1460° 0.13 −0.11 −0.01 0.39 −0.05 0.1690° 0.08 −0.12 −0.01 0.35 −0.19 0.07120° 0.06 −0.17 0.02 0.31 −0.18 0.03Maximum 0.27 −0.15 −0.05 0.24 −0.16 0.01

Cohen d coefficient was calculated as follows: drepeated measures = (mean 1 − mean 2)/(pooled SD/SE of the difference).

Table 3. Glenohumeral/scapulothoracic ratios at 30° increments during elevation of the arm throughout the arc of motion for bothmanipulation and sham groups before and after the intervention

Manipulation group (n = 21) Sham group (n = 21)

Before After Before After

30°-120° 2.24 ± 0.19 (1.84-2.63) 2.41 ± 0.25 (1.88-2.95) 2.99 ± 0.49 (1.96-4.03) 3.61 ± 0.91 (1.70-5.52)30°-60° 2.34 ± 0.19 (1.93-2.76) 2.13 ± 0.16 (1.79-2.49) 2.40 ± 0.20 (1.97-2.82) 2.14 ± 0.17 (1.77-2.51)60°-90° 1.88 ± 0.17 (1.51-2.25) 1.96 ± 0.24 (1.46-2.46) 2.11 ± 0.15 (1.78-2.44) 2.14 ± 0.18 (1.77-2.51)90°-120° 1.56 ± 0.21 (1.11-2.00) 1.44 ± 0.18 (1.06-1.81) 1.78 ± 0.30 (1.15-2.41) 2.02 ± 0.32 (1.34-2.69)

Results are mean ± SE (95% confidence interval).

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mechanoreceptors activity resulting in decreased neural in-hibition and increased muscle activation. The evaluation ofspecific segmental restrictions was not done in the presentstudy, and this may have contributed for not findingdifferences in the scapular kinematics between premanipu-lation and postmanipulation because possible differencescould be related to alteration in scapular muscle activity. It isimportant to consider that the thoracic spines of youngparticipants are relatively mobile, resulting in smallerchanges after manipulation in this population (any possiblebiomechanical effect would not be enough to changescapular kinematics).

It is well known that full range of motion during elevationof the arm necessitates motion of scapula. Studies haveshown that excessive thoracic flexion can decrease shoulderrange of motion, change scapular kinematics, and decreasescapular muscle strength.44-46 Because postural evaluationwas not performed in the current study, it is possible thatsome of our participants had thoracic rectification contrib-uting for lack of differences in the scapular kinematics whencomparing premanipulation and postmanipulation.

The findings of this investigation contribute to theliterature about manipulative therapy. Despite the fact thatno effects on scapular kinematics and scapulohumeralrhythm were shown, the manipulation was not harmful inyoung asymptomatic participants. Also, no adverse effectswere reported, suggesting that the manual therapy used inthis study was relatively safe. Conversely, the findings ofthis study suggest that seated thoracic manipulation doesnot cause pathologic motion of the scapula. Researchersshould continue investigating the effects of the manipula-

tive therapy in people with shoulder dysfunction because itsmechanisms are not well understood, despite of the high usein the clinical practice. These investigations are necessary tobetter understand and describe the concept of regionalinterdependence when treating shoulder pain disorders withthoracic manipulation.

Study LimitationsThe present study has some limitations. Because only the

immediate effects of a specific type of manipulation wereevaluated, the results cannot be generalized to long-termeffects and to other manipulation techniques. The manip-ulation technique used in this research was only one typeand performed by only one person. As such, we cannotassert if another practitioner or another type of thoracicmanipulation technique would have the same effect, as, forexample, manipulation with the patient supine or prone,which are usually more used because it can be more specific

8 Journal of ManipulativeRosa et alMonth 2013Thoracic Manipulation and Scapular Kinematics

to a certain segment.6-47 The absence of a random samplingcould have introduced selection bias in the studied sample.

This study used young asymptomatic participants withouthistory of shoulder or cervical pathology and who had goodrange of shoulder motion. Therefore, our study cannot beextrapolated to participants with shoulder pain or dysfunctionand to the general population. Because the participants had noshoulder dysfunction, the expected result of an effectivetherapy would likely be small. As such, future researchanalyzing long-term effects and using participants withshoulder pain and dysfunction would be important. Theinclusion of a no-treatment group would also be interesting aswell as the performance of other types of manipulationtechniques to determine which technique is the most effectiveand if the thoracic manipulation can influence scapularkinematics. It should also be addressed that the assessor wasnot completely blinded to the allocation group of theparticipants. Also, it is possible that the sham manipulationmay have had some therapeutic effect because the patient waspositioned, and thus, some movement was applied. Futurestudies should take these limitations in to consideration.

CONCLUSION

The results of the present study suggest that middlethoracic manipulation in the seated position does notinfluence scapulohumeral rhythm and scapular kinematicsduring arm flexion in young asymptomatic participants.Furthermore, the thoracic manipulation does not provokeharmful consequences in asymptomatic participants.

FUNDING SOURCES AND POTENTIAL CONFLICTS OF INTEREST

Financial assistance of this study was provided byFundação de Amparo à Pesquisa do Estado de São Paulo(2010/18124-0, 2010/18439-0). No conflicts of interestwere reported for this study.

Practical Applications● Immediate effects on 3D scapular kinematicswere not observed after seated thoracic manip-ulation in young asymptomatic participants.

● Studies with participants with shoulder pain orkyphosis may be necessary to conclude onpossible effects of thoracic manipulation onscapular kinematics during arm elevation.

CONTRIBUTORSHIP INFORMATIONConcept development (provided idea for the research):DPR, FA, TFS, PRC.

Design (planned the methods to generate the results):DPR, FA, TFS, PRC.

Supervision (provided oversight, responsible for orga-nization and implementation, writing of the manuscript):DPR, FA, TFS, PRC.

Data collection/processing (responsible for experiments,patient management, organization, or reporting data):DPR, FA, TFS, PRC.

Analysis/interpretation (responsible for statistical analy-sis, evaluation, and presentation of the results): DPR,FA, TFS, PRC.

Literature search (performed the literature search): DPR,FA, TFS, PRC.

Writing (responsible for writing a substantive part of themanuscript): DPR, FA, TFS, PRC.

Critical review (revised the manuscript for intellectualcontent; this does not relate to spelling and grammarchecking): DPR, FA, TFS, PRC.

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