Directory of Federal Audit Organizations - gao.gov · The Office of the Inspector General was...

UNITED STAT@ GENERAL ACCOUNTING OFFICE WASHINGTON, D.C. 20548

DIVISION OF FINANCIAL AND GENERAL MANAGEMENT STUDIES J u l y 1977

T h i s i s o u r second p u b l i c a t i o n o f t h e D i r e c t o r y o f F e d e r a l Aud i t O r g a n i z a t i o n s . I t i s in t ended - t o a i d i n t h e development of i n t e r g o v e r n m e n t a l c o o p e r a t i o n by f a c i l i t a t i n g t h e i n t e r c h a n g e of i n f o r m a t i o n among a u d i t g roups .

I n compi l ing t h i s D i r e c t o r y , w e i n c l u d e d o n l y t h o s e a u d i t g roups d i r e c t l y involved i n t h e a u d i t o f F e d e r a l funds . T h i s encompassed a l l agency i n t e r n a l a u d i t g r o u p s , a s w e l l a s t h o s e e x t e r n a l a u d i t g roups a s s i g n e d t o a u d i t F e d e r a l a s s i s t a n c e programs. We d i d n o t i n c l u d e e x t e r n a l a u d i t g roups whose p r imary m i s s i o n i s t o d e t e r m i n e compl iance w i t h laws and r e g u l a t i o n s . o r g a n i z a t i o n s w i t h i n r e g u l a t o r y - a g e n c i e s .

T h i s exc luded ma in ly t h e e x t e r n a l a u d i t

A s a s e r v i c e t o t h e a u d i t community, w e i n t e n d t o upda te and p u b l i s h t h e D i r e c t o r y a n n u a l l y . Therefore, u s e r s of t h i s D i r e c t o r y a r e i n v i t e d t o comment on i t s u s e f u l n e s s and any c o r r e c t i o n s w h i c h shou ld be made. Also, i f any a u d i t g r o u p s were i n a d v e r t e n t l y o m i t t e d and would l i k e t o be i n c l u d e d i n

3 t h e n e x t e d i t i o n , l e t u s know. Comments shou ld be s e n t t o George L. Egan, J r . , A s s i s t a n t D i r e c t o r , F i n a n c i a l and Genera l Management S t u d i e s D i v i s i o n , U.S. Genera l Account ing Off ice , 4 4 1 G S t r e e t , N . W . , Washington, D.C. 20548.

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D. L. S c a n t l e b u r y 0 D i r e c t o r

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CONTENTS

Summary

ACTION Agency for International Development Agriculture, Department of Central Intelligence Agency Civil Service Commisszon Bureau of Retirement, Insurance, and Occupational Health

Commerce, Department of Maritime Administration

Community Services Administration External Audit Division Internal Audit Division

Comptroller General of the United States Defense, Department of Defense Contract Audit Agency Defense Audit Service Department of the Air Force Department of the Army Department of the Navy U . S . Marine Corps

District of Columbia Government Office of the D.C. Auditor Office of Municipal Audit and Inspection

Energy Research and Development Administration E nv ir onmen tal Protect ion Agency Federal Communications Commission Federal Deposit Insurance Corporation Federal Energy Administration Federal Home Loan Bank Board General Services Administration Government Printing Office Health, Education and Welfare, Department of Housing and Urban Development, Department of Interior, Department of Justice, Department of

Labor, Department of Library of Congress National Aeronautics and Space Administration National Science Foundation Nuclear Regulatory Commission Small Business Administration Smithsonian Institution

Federal Bureau of Investigation Law Enforcement Assistance Administration

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. .

Paqe 1

.4 5 6.

9 - ' 8

10 11 13

14 16 17

21 23 24 25 26 27

28 . 29 30 32 34 35 36 37 38 40 41 43 45 47

~ 48 49 58 52 53 54 55 56 57

CONTENTS - Page

State, Department of Office of the Inspector,General of

Office of the Inspector General,

Federal Aviation Administration Federal Highway Administration Urban Mass Transportation Administration

Foreign Assistance

Foreign Service Transportation, Department of

Treasury, Department of the U . S . Information Agency U . S . Postal Service Veterans Administration

58

. 59 .

60 62 63 65 66

' 75 7- 6 77

s - - . -

I

SUMMARY O F FEDERAL AUDIT-ORGANIZATIONS

. f

0 - . -

I

LOCATION I N ORGANIZATION

Of t h e 50 a u d i t g roups l i s t e d i n t h e d i r e c t o r y , t h e a u d i t d i r e c t o r s of 1 6 r e p o r t d i r e c t l y t o t h e heads o f t h e i r r e s p e c t i v e a g e n c i e s . For example, t h e D i r e c t o r of t h e Defense C o n t r a c t A u d i t Agency r e p o r t s d i r e c t l y t o t h e Sec re - t a r y o f Defense.

g r o u p s i s where t h e a u d i t d i r e c t o r r e p o r t s t o an i n d i v i d u a l one l e v e l below t h e agency head, g e n e r a l l y t h e A s s i s t a n t S e c r e t a r y l e v e l . For example, t h e D i r e c t o r of t h e O f f i c e of Aud i t a t t h e Department of A g r i c u l t u r e r e p o r t s t o t h e A s s i s t a n t S e c r e t a r y f o r P o l i c y , Budget and A d m i n i s t r a t i o n , who r e p o r t s d i r e c t l y t o t h e S e c r e t a r y of A g r i c u l t u r e . Twenty-six o u t of 50 a u d i t g r o u p s have t h i s t y p e of o r g a n i z a t i o n a l p lacement .

The most popu la r o r g a n i z a t i o n a l a r rangement o f a u d i t

There are e i g h t a u d i t g roups r e p o r t i n g t o a n i n d i v i d u a l located more t h a n one l e v e l below t h e heads of t h e i r respec- t i v e a g e n c i e s . An example of t h i s t y p e o f o r g a n i z a t i o n a l p lacement is w i t h i n t h e V e t e r a n s A d m i n i s t r a t i o n , where t h e a-udi t d i r e c t o r r e p o r t s t o a n i n d i v i d u a l who is f o u r l e v e l s below t h e agency head. T h e D i r e c t o r of t h e I n t e r n a l Audi t S e r v i c e r e p o r t s t o t h e A s s i s t a n t A d m i n i s t r a t o r of t h e O f f i c e of P l a n n i n g and E v a l u a t i o n , who r e p o r t s t o t h e A s s o c i a t e Deputy A d m i n i s t r a t o r , who r e p o r t s t o t h e Deputy Adminis t ra - t o r , who r e p o r t s t o t h e A d m i n i s t r a t o r ,

below: The r e p o r t i n g l e v e l of t h e 50 a u d i t g r o u p s i s shown

Repor t ing l e v e l

D i r e c t l y t o agency head One l e v e l below agency head More t h a n one l e v e l below

agency head

STAFF S I Z E -

Number of a u d i t g roups

1 6 26

8

During f i s c a l y e a r 1976 t h e r e were ove r 1 6 , 5 0 0 a u d i t p e r s o n n e l i n t h e F e d e r a l Government, i n c l u d i n g s u p p o r t s t a f f . T h i s f i g u r e r e p r e s e n t s a s l i g h t d e c r e a s e i n s t a f f s i z e from t h e p r e v i o u s y e a r d e s p i t e t h e growth of t h e F e d e r a l budget ,

1

The s i z e s of t h e a u d i t g r o u p s r anged from o n e i n d i - v i d u a l i n t h e F e d e r a l Communica t ions Commission t o 5 ,167 i n t h e G e n e r a l A c c o u n t i n g Of f i ce . Nine a u d i t g r o u p s had 84 p e r c e n t of t h e a u d i t s t a f f , a s shown below:

Number of Number of P e r c e n t of

( n o t e a ) ( n o t e a ) ( n o t e a ) .S t a f f s i z e a u d i t q r o u p s a u d i t p e r s o n n e l a u d i t s t a f f

1 t o 10 1 t o 50

51 t o 1 5 0 1 5 1 t o 500 5 0 1 and u p

1 0 8

1 7 4 9

7 5 .5 182 1.1 ..

1 , 4 2 2 8 . 6 917 5.6 5 - - 1 3 , 9 0 6 84.2 -

PHYSICAL LOCATION

F e d e r a l a u d i t o r s were l o c a t e d t h r o u g h o u t t h e U n i t e d S t a t e s , p r imar i ly i n Wash ing ton D.C . , o v e r s e a s , and t h e 1 0 F e d e r a l r e g i o n a l c i t i e s as shown below:

Number of Number P e r c e n t o f

L o c a t i o n r e p r e s e n t e d p e r s o n n e l p e r s o n n e l ( n o t e b ) ( n o t e b ) ( n o t e b )

a u d i t g r o u p s of a u d i t a u d i t

Washing t o n B o s t o n Reg ion N e w York Reg ion P h i l a d e l p h i a Region A t l a n t a Reg ion C h i c a g o Reg ion Dallas Reg ion Kansas C i t y Reg ion Denver R e g i o n 'sari F r a n c i s c o Reg ion S e a t t l e Reg ion O v e r s e a s

46 1 4 1 7 1 9 22 2 1 1 9 1 2 1 5 24 1 2

3

4 ,891 9 3 1 5 3 6

1 ,752 1 , 3 4 1

813 542 346 333

2 ,131 241 1 8 9

34 .8 6 . 6 3.8

1 2 . 5 9 . 5 5 . 8 3 . 9 2.5 2.4

1 5 . 2 1 . 7 1 .3

2

FUNDING --

. - . . Y

Over $423 m . i l l i o n w a s p r o v i d e d f o r t h e o p e r a t i o n o f t h e a u d i t g r o u p s d u r i n g f i s c a l y e a r 1 9 7 6 . T h i s is o n e - t e n t h of 1 p e r c e n t o f t h e t o t a l F e d e r a l budge t . Amounts r anged from $27 thousand t o o v e r $135 m i l l i o n t o fund e a c h a u d i t g roup . The f u n d i n g r a n g e f o r e a c h a u d i t g r o u p was as f o l l o w s :

Number of P e r c e n t Funds r a n g e a u d i t qroups of f nnds

( n o t e a ) ( n o t e a )

$ 500,Oi)O o r l e s s 12 .7 500,001 t o 1 ,000,000 5 .8 1 , 0 0 0 , 0 0 1 t o 2 , 0 0 0 , 0 0 0 7 3 . 1 2 , 0 0 0 , 0 0 1 t o 5 , 0 0 0 , 0 0 0 1 3 9 .7 5 ,000 ,001 t o 1 0 , 0 0 0 , 0 0 0 2 3 . 1

10 ,000 ,001 or more 9 82.6

,a/Data - a v a i l a b l e on o n l y 48 of t h e 50 a u d i t g r o u p s . - b/Data a v a i l a b l e on o n l y 47 of t h e 50 a u d i t g r o u p s .

3

ACTION

AUDIT GROUP : Audit Division

AUDIT HEAD : A. Dean Pratt, Director

ADDRESS : 806 Connecticut Avenue, NW. Washington, DC 20525

TELEPHONE NUMBERS : .

Commercial FTS

(202) 254-8393 8 - 254-8393

LOCATION IN ORGANIZATION : The Audit Division is under the Office of t h e Inspector General. The Inspector General reports directly to the Director of ACTION.

STAFF S I Z E

ACTION Audit group

FY 1976 1,784

1_1_

9

FY 1975 1,784 -111

9

LOCATION AND SIZE OF AUDIT: All personnel are located in STAFF DURING FY 1976 Washington, D.C-.

FUNDING

ACTION Audit group

V

FY 1976 FY 1975 $184.4 million $177.7 million

230 thousand 222 thousand

4

I

?

AGENCY F O R INTERNATIONAL DEVELOPMENT ( A I D )

A U D I T GROUP : O f f i c e of t h e A u d i t o r G e n e r a l

A U D I T HEAD : H a r r y C. C r o m e r , A u d i t o r G e n e r a l

ADDRESS < - - .

- TELEPHONE NUMBERS

C o m m e r c i a l FTS

: 320 2 1 s t S t r e e t , NW. Washington, DC 20523

( 2 0 2 ) 632-7844 8 - 655-4000 ex. 2 7 8 4 4

LOCATION I N ORGANIZATION : The A u d i t o r G e n e r a l r e p o r t s d i rec t - l y t o t h e A d m i n i s t r a t o r of A I D .

S T A F F S I Z E

A I D A u d i t group

LOCATION AND S I Z E O F AUDIT: S T A F F DURING F Y 1976

Washington 3 1 O v e r s e a s 62

'FUNDING

A I D A u d i t group

F Y 1 9 7 5 I_-

F Y 1976 5 , 751 8 , 7 0 0

93 1 2 7

FY 1576 . F Y 1 9 7 5 $3,415 m i ' i i i o n $ 2 5 7 m i l l i o n

4.4 m i l l i o n 5 . 3 m i l l i o n

5

DEPARTMENT OF AGRICULTURE (USDA] OFFICE OFTHE INSPECSEENERAL

AUDIT GROUP

AUDIT HEAD

ADDRESS

TELEPHONE NUMBERS

Commercial FTS

LOCATION IN ORGANIZATION

STAFF SIZE

USDA Audit group

LOCATION AND SIZE OF AUDIT: STAFF DURING FY 1976 ' '

Washington Atlanta Chicago Denver

FUNDING

USDA Audit group

Office of Audit

Leonard H. Greess, Director

Administration Building. Independence Avenue, SW. Washington, DC 20250.

(202) 447-6945 8 - 447-6945

The Office of the Inspector General was reestablished March 23, 1977, and will be headed by an Inspector General who will report directly to the Secretary, As of now, the Offices of Audit and Investigation continue to operate as separate off ices ,

FY 1975 I-

FY. 19'76 80,413 80 , 000

510 495

. -

97 Kansas City 67 58 San Francisco 48

27 Temple, TX 69 Other 15

64 Hyattsville, MD 65 --

FY 1976 FY. 1975 $15.002 million $15,618 milrion

i4.i million . i3.2 million

6

USDA ( c o n . )

REGIONAL OFFICES

Donald J:. Nelson R e g i o n a l Director, USDA O f f i c e of A u d i t , Rm.422 F e d e r a l B u i l d i n g H y a t t s v i l l e , MD 20782 ( 3 0 1 ) 436-8763 FTS ( 8 ) 436-8763

- - W i l l i a m E . F o r s y t h e Regional Di rec tor , USDA

- One N o r t h FJacker Drive C h i c a g o , I L 60606

v

- - Off i ce of A u d i t

( 3 1 2 ) 353-1352 FTS ( 8 ) 353-1352

C h a r l e s R . R i s e r R e g i o n a l Director , USDA O f f i c e of A u d i t , Rm. 900 1 4 4 7 P e a c h t r e e S t r ee t , N E . A t l a n t a , GA 30309 ( 4 0 4 ) 881-3675 FTS ( 8 ) 257-3675

S. D. J o n e s , J r . R e g i o n a l Di rec tor , USDA O f f i c e of A u d i t F e d e r a l O f f ice B u i l d i n g 1 0 1 S o u t h Main, Rm. 324 Temple, T X 76501 ( 8 1 7 ) 773-1711 e x . 311 FTS ( 8 ) 736-1311

Roy L. Neal Thomas T. Osasa R e g i o n a l Director , USDA Regional Director, USDA O f f i c e of A u d i t O f f i c e of A u d i t 8930 Ward Parkway, P.O. Box 205 Rm. 522 Cus toms House -Kansas C i t y , MO 64141 555 Ba t t e ry S t r e e t ( 8 1 6 ) 926-6617 S a n F r a n c i s c o , CA 94111 FTS ( 8 ) 926-6617 ( 4 1 5 ) 556-4244

FTS (8) 556-4244

7

CENTRAL I N T E L L I G E N C E AGENCY ( C I A )

A U D I T GROUP : A u d i t S t a f f

A U D I T HEAD

ADDRESS

: F r a n c i s Q u i n n , C h i e f

: Washington , DC 20505

TELEPHONE NUMBERS


( 2 0 2 ) 351-2232 a - 351-2232

LOCATION IN ORGANIZATION : T h e C h i e f o f t h e A u d i t S t a f f r e p o r t s t o t h e D i r e c t o r of t h e C I A t h rough t h e Inspec tor G e n e r a l .

LOCATION AND S I Z E OF AUDIT: A l l p e r s o n n e l a r e loca t ed i n STAFF DURING FY 1 9 7 6 Washington, D.C.

a

AUDIT GROUP

AUDIT HEAD

ADDRESS -

CIVIL SERVICE COMMISSION (CSC)

: Off i ce of Management A n a l y s i s and A u d i t s

: James L. Bynum, D i r e c t o r

- TELEPHONE NUMBERS

: 1900 E S t r e e t , NW. W a s h i n g t o n , DC 20415

Commercial FTS

( 2 0 2 ) 632-4596 8 - 632-4596

LOCATION I N ORGANIZATION : The O f f i c e o f Management A n a l y s i s a n d A u d i t s i s u n d e r t h e B u r e a u of Management Services. The Di rec tor of t h e B u r e a u of Management Ser- v i c e s r epor t s t o t h e E x e c u t i v e Director of CSC a n d i s r e s p o n s i b l e f o r s u c h f u n c t i o n s a s t h e b u d g e t , p e r s o n n e l , a n d s e c u r i t y .

STAFF S I Z E

cs c A u d i t g r o u p

FY 1 9 7 6 6 , 6 9 9

22

FY 1 9 7 5 6 , 4 0 0

1 8

LOCATION AND S I Z E O F AUDIT: A l l personnel a re l o c a t e d i n 1. STAFF D U R I N G FY 1976 Washington , D.C.

FUNDING " _

csc A u d i t g r o u p

F Y 1 9 7 6 FY 1 9 7 5 $ 5 , 2 4 5 m i l l i o n $ 4 , 2 1 3 m i l l i o n

.5 m i l l i o n .4 m i l l i o n

9

b

CIVIL SERVICE COMMI.SSION BUREAU OF RETIREMENT, INSURANCE, AND OCCUPATIONAL HEALTH -

AUDIT GROUP : Program Review a n d A u d i t Off ice

AUDIT HEAD : James L. Edwards , C h i e f

AEDRESS : 1 9 0 0 E S t r e e t , NW. W a s h i n g t o n , DC 20415

TELEPHONE NUMBERS

Commercial FTS

( 2 0 2 ) 632-4670 8 - 632-4670

LOCATION I N ORGANIZATION : The C h i e f , Program Review a n d A u d i t O f f i c e , r epor t s t o t h e Director of t h e B u r e a u of Re- t i r e m e n t , I n s u r a n c e , and Occu- p a t i o n a l H e a l t h .

STAFF S I Z E

Bureau A u d i t group

FY 1 9 7 6 FY 1 9 7 5 1 , 0 2 9 1 , 0 1 8

77 65

LOCATION AND S I Z E OF AUDIT: A l l personnel a re l o c a t e d i n STAFF D U R I N G FY 1 9 7 6 Wa.shington, D.C.

FUNDING

B u r e a u A u d i t g r o u p

FY 1 9 7 6 FY 1 9 7 5 $18.6 m i l l i o n $17.5 m i l l i o n

2 . 1 m i l l i o n 1.8 m i l l i o n

10

AUDIT GROUP

AUDIT HEAD

ADDRESS

- - TELEPHONE NUMBER

Commercial - FTS -

LOCATION IN ORGAN1 ZATION

DEPARTMENT OF COMMERCE

STAFF SIZE

Commerce Audit group

: Office of Audits

: Joseph A. Sickon, Director

: 14th and Constitution Ave., NW. Washington, DC 20230

: The Office of Audits is under the Assistant Secretary for Adminis- tration, who reports directly to the Secretary of Commerce. Some of the Assistant Secretary's other functions include budget and program analysis, personnel, and financial management services.

Washington 49 New York 7 Atlanta 9

r . Chicago 8 - FUNDING

Commerce Audit group

(202) 376-7678 8 - 376-7678

LOCATION AND SIZE OF AUDIT: STAFF DURING FY 1976

FY 1975 1-

FY 1976 28,869 28,700

97 94

1_1

Dallas 8 San Francisco 8 Rockville, MD 8

FY 1976 FY 1975 $2,273 million $1,792 million

2.7 million 2.4 million

11

COMMERCE (con.)

REGIONAL OFFICES

Seymour Corwin, Regional

Mid-Atlantic Regional Office Office of Audits - Commerce 1730 K Street, NW. Rm. 410 Washington, DC 20006

Manager

(202) 634-7888 FTS (8) 634-7888

Natalie Micka, Regional

Southeastern Regional Office Office of Audits-Commerce 1365 Peachtree Street, NE. Rm. 430 Atlanta, GA 30309

Manager

(404) 881-4578 FTS (8) 257-4578

Robert Hamsher, Regional Manager Southwestern Regional Office Office of Audits-Commerce 1100 Commerce Street Dallas, TX 75202 (214) 749-7241 FTS ( 8 ) 749-7241

Wilbur Weisel, Regional

Northeastern Region Office of Audits-Commerce 26 Federal Plaza New York, NY 10007

Manager

(212) 264-9486 FTS (8) 264-9486

William Tibbs, Regional -

Central Regional Office Office of Audits-Commerce Plaza B1dg.-Room 1411 55 East Monroe Street Chicago, IL 60603

Manager

(312) 353-7188 FTS ( 8 ) 353-7138

Miguel P. Barrios, Jr. Regional Manager Western Regional Off ice Office of Audits-Commerce Box 36134 4 5 0 Golden Gate Avenue San Francisco, CA 94102 (415) 556-7223 FTS (8) 556-7223

12

3

DEPARTMENT OF COMMERCE

AUDIT GROUP

AUDIT HEAD

ADDRESS

TELEPHONE NUMBERS

Comme r c i a1 FTS

LOCATION IN

STAFF SIZE

~ - . PIARITIME -ADMINIST~RATION

: Office of Financial Management

: Director, Office of Financial Management

: 14th and E Streets, NW. Washington, DC 20230

(202) 377-3824 8 - 377-3824

Maritime Audit group

ORGANIZATION : The Office of Financial Management is under the Assistant Administrator for Policy and Administration, who reports to the Assistant Secretary for Maritime Affairs. Other functions of the Assistant Administrator include policy and plans, budget and program analysis, management information systems, management analysis, personnel and administrative services.

LOCATION AND SIZE OF AUDIT: STAFF DURING FY 1976 . -

Washing ton New York

15 19

FUNDING

Mar i time Audit group

FY 1976 1,382 1,4LI

55 63

San Francisco 11 New Orleans 10

FY 1975 _I

FY 1976 $504 million $483 million 1.7 million 1.1 million

13

COMMUNITY SERVICES ADMIN,ISTRATION fCSA1

AUDIT GROUP

AUDIT HEAD

ADDRESS

TELEPHONE NUMBERS

Commercial FTS

LOCATION I N ORGANIZATION :

STAFF SIZE

CSA A u d i t g r o u p

LOCATION AND S I Z E OF AUDIT: STAFF DURING FY 1976

W a s h i n g t o n Boston N e w York P h i 1 a d e l p h i a A t l a n t a

FUNDING

CSA A u d i t g r o u p

E x t e r n a l A u d i t D i v i s i o n

J o s e p h E . K r a t z , C h i e f

1 2 0 0 1 9 t h S t r e e t , NW. W a s h i n g t o n , DC 20506

( 2 0 2 ) 254-6150 8 - 254-6150

The E x t e r n a l A u d i t D i v i s i o n is u n d e r t h e O f f i ce o f C o n t r o l l e r . The Con t ro l l e r repor t s d i r e c t l y t o t h e Director o f CSA. The Con- t r o l l e r is a l s o r e s p o n s i b l e f o r s u c h o t h e r f u n c t i o n s as d a t a pro- ces s ing , f i n a n c e , and gra i i t s management.

FY 1 9 7 6 - 980

F Y 1 9 7 5 1 , 0 0 5

33 3 5

4 C h i c a g o 4

2 Kansas C i t y 3 2 Dal las 4

3 S a n F r a n c i s c o 4 4 S e a t t l e 3

FY 1 9 7 6 FY 1 9 7 5 $520 m i l l i o n $492 m i l l i o n


14

CSA ( c o n . )

REGIONAL OFFICES

Jack Buchanan R e g i o n a l A u d i t o r ’ Room E-400 Kennedy F e d e r a l B l d g . B o s t o n , MA 02203 ( 6 1 7 ) 223-4040 FTS ( 8 ) 223-4040

Eugene Verona R e g i o n a l A u d i t o r 26 F e d e r a l P l a z a Room 3233 N e w Y o r k , N Y 1 0 0 0 7 ( 2 1 2 ) 264-2943 FTS ( 8 ) 264-2943

M i c h a e l F i t z g e r a l d Gary F u r l o n g - R e g i o n a l A u d i t o r R e g i o n a l A u d i t o r , Room 1160

- Gateway Bldg . 730 P e a c h t r e e S t r e e t , N E . 3535 Market S t r e e t , Rm. 2240 A t l a n t a , GA 30308 P h i l a d e l p h i a , PA 19104 ( 4 0 4 ) 526-3661 ( 2 1 5 ) 596-6109 FTS ( 8 ) 257-3661 F T S ( 8 ) 596-6109

N a t h a n Freeman J o h n Kreczmer Regional A u d i t o r R e g i o n a l A u d i t o r 300 S. Wacker D r i v e , 2 4 t h F l o o r 1200 Main Tower, Rm. M-150 Chicago, I L 60606 Dal las , TX 75202 ( 3 1 2 ) 353-7210 ( 2 1 4 ) 749-1334 FTS ( 8 ) 353-7210 FTS ( 8 ) 749-1334

Ken Tonyan R e g i o n a l A u d i t o r F e d e r a l O f f i c e Bldg . 9 1 1 W a l n u t S t ree t K a n s a s C i t y , MO 64106 ( 8 1 6 ) 374-3487 FTS ( 8 ) 758-3487

Carl M u l l e r , R e g i o n a l A u d i t o r I . A r c a d e P l a z a B l d g .

1 3 2 1 S e c o n d Avenue S e a t t l e , WA 98104

FTS ( 8 ) 399-0539 .. ( 2 0 6 ) 442-0539

L e o n a r d B e r n a c i a k R e g i o n a l A u d i t o r 450 G o l u e n Gate Ave. Box 36003 S a n F r a n c i s c o , CA 94102 ( 4 1 5 ) 556-4965 FTS ( 8 ) 556-4965

1 5

,

AUDIT GROUP

AUDIT HEAD

ADDRESS

COMMUNITY SERVICES ADMINISTRATION (CSA) .-- I_ --- -I-

TELEPHONE NUMBERS

Commercial FTS

: Internal Audit Division

: Allen S. Gibson, Chief

: 1200 19th Street, NW. Washington, DC 20506

(202) 254-6420 8 - 254-6420

LOCATION IN ORGANIZATION : The Internal Audit Division is located with the Office of Admin- istration. The Associate Director, who heads the Office of Adminstra- tion, reports to the Director of CSA. The Associate Director is also responsible for other functions, such as the budget, procurement, personnel, and administrative services.

STAFF SIZE

CSA Audit group

FY 1976 --- 980

FY 1975 1,005 .II-

5 5

LOCATION AND SIZE OF AUDIT: All personnel are located in STAFF DURING FY 1976 Washington, D.C.

FUNDING

CSA Audit group

FY 1976 FY 1975 ssZfiTiiion $4%!million

.1 million .1 million

16

COMPTROLLER GENERAL OF THE UNITED STATES

- -

A .

1 .

A U D I T GROUP

AUDIT HEADS

U . S . Genera l Accounting O f f i c e (GAO)

Elmer B . S t a a t s Compt ro l l e r Genera l ( 2 0 2 ) 275-5481, FTS ( 8 ) 275-5481

Rober t F. Keller Deputy Comptro l le r G e n e r a l ( 2 0 2 ) 275-5432, FTS ( 8 ) 275-5432

Henry Eschwege, D i r e c t o r Community and Economic Development

D i v is i o n ( 2 0 2 ) 275-6167, FTS ( 8 ) 275-6167

Monte C a n f i e l d J r . , D i r e c t o r Energy and Minerals D i v i s i o n ( 2 0 2 ) 275-3567, FTS ( 8 ) 275-3567

H. L , K r i e g e r , D i r e c t o r i

F e d e r a l P e r s o n n e l and Compensation D i v i s i o n

( 2 0 2 ) 275-6209, FTS ( 8 ) 275-6209

Steward D . McElyea, D i r e c t o r F i e l d O p e r a t i o n s D i v i s i o n ( 2 0 2 ) 275-5495, FTS ( 8 ) 275-5495

D , L. S c a n t l e b u r y , D i r e c t o r F i n a n c i a l and G e n e r a l Management

S t u d i e s D i v i s i o n ( 2 0 2 ) 275-5150, FTS ( 8 ) 275-5150

V i c t o r L. Lowe, Director Genera l Government D i v i s i o n ( 2 0 2 ) 275-6059, FTS ( 8 ) 275-6059

Gregory J . A h a r t , D i r e c t o r Human Resources D i v i s i o n ( 2 0 2 ) 275-5470, FTS ( 8 ) 275-5470

J. K . F a s i c k , D i r e c t o r I n t e r n a t i o n a l D i v i s i o n ( 2 0 2 ) 275-5518, FTS ( 8 ) 275-5518

Fred J . Shafer , D i r e c t o r L o g i s t i c s and Communications

D i v i s i o n ( 2 0 2 ) 275-6503, FTS ( 8 ) 275-6503

1 7 ,

AUDIT HEADS

GAO ( c o n . ) ---_I

ADDRESS

LOCATION I N ORGANIZATION :

STAFF SIZE

GAO

LOCATION AND S I Z E O F AUDIT: STAFF D U R I N G FY 76

Wash i n g t o n Over seas A t l a n t a Boston Ch icago C i n c i n n a t i D a l l a s Denver

F U N D I N G

GAO

REGIONAL OFFICES:

Marv in C o l b s , Manager G e n e r a l A c c o u n t i n g Of f i ce 221 C o u r t l a n d S t r e e t , NE. A t l a n t a , GA 30303 ( 4 0 4 ) 221-4616 FTS ( 8 ) 242-4616

R i c h a r d W, Gutmann, Director P rocuremen t and S y s t e m s A c q u i s i t i o n

D i v i s i o n ( 2 0 2 ) 275-3455, FTS ( 8 ) 275-3455

Harry S. Havens , Di rec tor Program A n a l y s i s D i v i s i o n ( 2 0 2 ) 376-5313, FTS ( 8 ) 376-5313

441 G S t r e e t , NW. Washington , DC 20548

The G e n e r a l A c c c u n t i n g O f f i c e is a L e g i s l a t i v e a g e n c y and reports d i r e c t l y t o t h e C o n g r e s s .

2 ,952 1 0 3 166 1 2 2 130 1 3 4 1 6 7 126

FY, 1976 5 ,167

FY 1 9 7 5 _I-

5 ,347

D e t r o i t Kansas C i t y Los A n g e l e s N e w Y o r k N o r f o l k P h i l a d e l p h i a San F r a n c i s c o S e a t t l e F a l l s Church ,

122 136 142 1 1 7 1 0 2 1 3 9 1 5 8 1 2 5

VA 226

FY 1976 FY 1 9 7 5 $132 m i l l i o n $ 1 x m i l l i o n

. ”

F r e d D. L a y t o n , Manager G e n e r a l A c c o u n t i n g O f f i c e Room 1903 Kennedy F e d e r a l B ldg . Government C e n t e r B o s t o n , MA 02203 ( 6 1 7 ) 223-6536 FTS ( 8 ) 223-6536

18

GAO ( c o n . ) - REGIONAL OFFICES:

G i l b e r t F. S t r o m v a l l , Manager G e n e r a l A c c o u n t i n g Off ice F e d e r a l B l d g . - 1 6 t h Floor West 230 S o u t h D e a r b o r n S t r e e t C h i c a g o , I L 60604 ( 3 1 2 ) 353-0514 FTS ( 8 ) 353-0514

I r w i n M . D ' A d d a r i o , Manager

S u i t e 800 1 2 0 0 Main Tower Dallas, TX 75202 ( 2 1 4 ) 749-3437 FTS ( 8 ) 749-3437

- G e n e r a l A c c o u n t i n g O f f ice

s . --

Walter C. Herrmann, J r . , Manager G e n e r a l A c c o u n t i n g O f f ice Room 8 6 5 P a t r i c k V. McNamara F e d e r a l

477 M i c h i g a n Avenue D e t r o i t , M I 48226

B u i l d i n g

(313) 226-6044 FTS ( 8 ) 226-6044

James T. Ha l l , J r . , Manager G e n e r a l A c c o u n t i n g Off ice Los A n g e l e s World T r a d e C e n t e r S u i t e 1010 350 S o u t h F i g u e r o a S t r e e t Los A n g e l e s , CA 90071 ( 2 1 3 ) 688-3813 FTS ( 8 ) ' 798-3813

Alfonso J. S t r a z z u l l o , Manager G e n e r a l A c c o u n t i n g Off ice 5705 T h u r s t o n Avenue V i r g i n i a B e a c h , VA 23455 ( 8 0 4 ) 441-6621 FTS ( 8 ) 441-6621

R o b e r t W. H a n l o n , Manager G e n e r a l A c c o u n t i n g Off ice 8112 Federal Off ice B l d g . 5 t h & Main S t r e e t s C i n c i n n a t i , OH 45202 ( 5 1 3 ) 684-2107 FTS ( 8 ) 684-2107

W i l l i a m D . M a r t i n , Manager G e n e r a l A c c o u n t i n g Offi'ce S u i t e 300-D 2420 W. 2 6 t h Avenue D e n v e r , CO 8 0 2 1 1 ( 3 0 3 ) 837-4621 FTS ( 8 ) 327-4621

David A. Hanna, Manager G e n e r a l A c c o u n t i n g Off ice Room 717 Gateway I1 Bldg . 4 t h a n d S t a t e K a n s a s C i t y , KA 6 6 1 0 1 ( 8 1 6 ) 374-46541 FTS ( 8 ) 758-4641

F r a n c i s X. Fee, Manager G e n e r a l A c c o u n t i n g O f f i c e Room 4112, 26 F e d e r a l P l a z a N e w Y o r k , NY 1 0 0 0 7 ( 2 1 2 ) 264-0730 FTS ( 8 ) 264-0730

A l l e n R. V o s s , Manager G e n e r a l A c c o u n t i n g Off ice 34 Walnut S t r e e t E l e v e n t h Floor P h i l a d e l p h i a , PA 19106 ( 2 1 5 ) 597-4330 FTS ( 8 ) 597-4330

1 9

GAO ( c o n . ) - REGIONAL OFFICES:

W i l l i a m N. C o n r a r d y , Manager J o h n P. C a r r o l l , Manager G e n e r a l A c c o u n t i n g Of f i ce G e n e r a l A c c o u n t i n g O f f i c e Room 8 0 3 , Fox P l a z a Bldg . Room 2 0 1 1 3 9 0 Market S t r e e t 415 F i r s t Avenue N o r t h S a n F r a n c i s c o , CA 9 4 1 0 2 S e a t t l e , WA 98109 ( 4 1 5 ) 556-6200 ( 2 0 6 ) 442-5356 FTS ( 8 ) 556-6200 FTS ( 8 ) 399-5356

David P. S o r a n d o , Manager G e n e r a l A c c o u n t i n g Off ice Penn P a r k B u i l d i n g , 5 t h Floor 803 West Broad S t r e e t F a l l s C h u r c h , VA 22046 ( 7 0 3 ) 557-2151 FTS (8) 557-2151

20

AUDIT GROUP

DEPARTMENT OF DEFENSE DEFENSECONTRACT AUDIT AGENCY -

AUDIT HEAD

ADDRESS

- TELEPHONE NUMBERS

C omme r c i a1 AUTOVON


STAFF SIZE

A u d i t g r o u p

: Defense Con t rac t A u d i t Agency ( DCAA )

: F r e d e r i c k Neuman, Di rec tor

: Cameron S t a t i o n A l e x a n d r i a , VA 22314

( 2 0 2 ) 274-7281 284-7281

: The Director of DCAA r epor t s d i r e c t l y t o t h e Secre ta ry of Defense.

LOCATION AND SIZE OF A U D I T : STAFF D U R I N G FY 1976

Washing t o n A t l a n t a Boston C h i c a g o Los Ange les

_- ._ FUNDING

-. 9 -

A u d i t group

FY 1 9 7 6 FY 1 9 7 5 3,346’- 3 , $06-

125 P h i l a d e l p h i a 544 S a n F r a n c i s c o 529 Memphis 438 O t h e r 599

576 492

1 2 3 1

FY 1 9 7 6 FY 1 9 7 5 $79.8 m i l r i o n $75.6 m i l l i o n

2 1

DCAA ( con . ) .I_

REGIONAL OFFICES

P a u l E v a n s , R e g i o n a l Manager W i l l i a m Melymuka 8 0 5 Walker S t r e e t R e g i o n a l Manager Mariet ta , GA 30060 Waltham F e d e r a l C e n t e r ( 4 0 4 ) 424-6000, ex. 501 424 T r a p e l o Road Autovon ( X ) 697-9501 Waltham, MA 02154 FTS ( 8 ) 283-4501 ( 6 1 7 ) 894-2400, ex . 6 1 3

FTS ( 8 ) 839-7613

Lawrence Neuman, R e g i o n a l Manager A l e x S o l l , R e g i o n a l Manager - - 527 Lasal le S t r e e t 1 3 4 0 West S i x t h S t ree t S u i t e 652 S e c o n d F l o o r C h i c a g o , I L 60605 L o s A n g e l e s , CA 90017 ( 3 1 2 ) 353-6291 ( 2 1 3 ) 688-3506 FTS (8) 353-6291 FTS ( 8 ) 798-3506

F r a n c i s G . Green, R e g i o n a l L o u i s M. Espos i to Manager R e g i o n a l Manager

1 4 2 1 C h e r r y S t r e e t 450 G o l d e n G a t e Avenue P h i l a d e l p h i a , PA 19102 S a n F r a n c i s c o , CA 94102 ( 2 1 5 ) 597-7451 ( 4 1 5 ) 556-1166 FTS ( 8 ) 597-7451 FTS (8) 556-1166

_ . -_

22

DEPARTMENT OF DEFENSE ( D O D )

AUDIT GROUP

AUDIT HEAD

ADDRESS

TELEPHONE NUMBERS

Commercial FTS

_ - - -


STAFF SIZE a/ - Aud it g r o u p

: Defense. A u d i t S e r v i c e

: Frank S . S a t o , Director

: Commonwealth B u i l d i n g S u i t e I 2 0 0 . 1 3 0 0 - W i l s o n B lvd . A r l i n g t o n , VA 22209

( 2 0 2 ) 697-9108 None

: The Defense A u d i t S e r v i c e is an a g e n c y o f t h e Department unde r t h e d i r e c t i o n , a u t h o r i t y , and c o n t r o l of t h e S e c r e t a r y o f Defense .

LOCATION AND SIZE OF A U D I T : STAFF MARCH 3 1 , 1977

March 31, 1 9 7 7 3 5 6

Washington 1 4 3 Norfo lk 1 4 A t l a n t a 20 P h i l a d e l p h i a 40 Co 1 umbu s 22 San F r a n c i s c o 2 1 D a l l a s 1 7 S t . L o u i s 22 Denver 1 8 Europe 1 6 L o s A n g e l e s 1 5 P a c i f i c 8

FUNDING a/

- a / In O c t o b e r 1976 t h e DOD a u d i t s t a f f s were r e o r g a n i z e d ; t h e Defense S u p p l y Agency, t h e s t a f f of t h e Depu ty A s s i s - t a n t S e c r e t a r y of Defense ( A u d i t ) and o t h e r a u d i t o r a u t h o r i z a t i o n s were c o n s o l i d a t e d i n t o two new o r g a n i z a - t i o n s . Fund ing and personnel d a t a a s of J u n e 30, 1 9 7 6 , a r e n o t a p p l i c a b l e .

-. - -.

23

A U D I T GROUP

A U D I T HEAD

DEPARTMENT OF DEFENSE DEPARTMENT OF THE A I R FORCE

: A i r Fo rce Aud i t Agency (AFAA)

: B r i g . Gen. Joseph €3. Dodds Aud i to r General

ADDRESS : Norton A i r Force Base

TELEPHONE NUMBERS CA 92409 . .

C omme r c i a1 FTS

(714) 382-4071 None

LOCATION I N ORGANIZATION : The A i r Fo rce Aud i t Agency is ,unde r t h e O f f i c e of t h e Compt ro l l e r of t h e A i r Force. The Compt ro l l e r a l s o h a s a u t h o r i t y over several o t h e r f u n c t i o n a l areas, i n c l u d i n g t h e budge t , management a n a l y s i s , and a c c o u n t i n g and f i n a n c e . The Compt ro l l e r f u n c t i o n s under t h e d i r e c t i o n and supe rv i s ion of t h e A s s i s t a n t S e c r e t a r y f o r F i n a n c i a l Management.

STAFF S I Z E

Aud i t group FY 1976

1 , 0 1 1 FY 1975 1,052

_1_-

LOCATION AND S I Z E OF AUDIT: A i r Fo rce a u d i t o r s are l o c a t e d a t STAFF DURING FY 1 9 7 6 87 A i r Force i n s t a l l a t i o n s world-

wide. - .

FUNDING

Audi t g roup

. - . _

FY 1976 FY 1975 $21.4 m i l l i o n $20.2 m i l l i o n

24

AUDIT GROUP

AUDIT HEAD

- - . ADDRESS

TELEPHONE NUMBERS

Commercial Autovon

DEPARTMENT OF-DEFENSE DEPARTMENT OF THE-ARMY


STAFF SIZE

AAA

: U . S . Army Audit Agency (AAA)

: Jack E. Hobbs, Acting Auditor General

: Nassif Building 5611 Columbia Pike Falls Church, VA 22041

(702) 756-1388 289-1388

: The.Auditor General reports t o the Secretary of the Army and the Chief of Staff.

FY 1976 FY 1975 841-- 990

LOCATION AND SIZE OF AUDIT: Army auditors are located in 27

and several overseas locations. STAFF DURING FY 1976 cities throughout the United States

FUNDING

AAA . - FY. 1976 FY 1975 $22.2 miliion $20.7 million

25

DEPARTMENT OF'DEFENSE DEPARTMENT-OF THE-NAVY

AUDIT GROUP

AUDIT HEAD

ADDRESS

TELEPHONE NUMBERS

C omm e r c i a 1 FTS


STAFF SIZE

A u d i t g r o u p

LOCATION AND SIZE OF AUDIT: STAFF DURING FY 1976 - a/

Washing t o n Camden, N J

F U N D I N G

A u d i t g r o u p

Nava l A u d i t S e r v i c e

RADW P a u l H . E n g e l A u d i t o r G e n e r a l of t h e Navy Director , N a v a l A u d i t S e r v i c e

P.O. 13ox 1206 Fa l l s Church , VA 22041

( 2 0 2 ) 756-2117 8 - 289-2117

The A u d i t o r G e n e r a l of t h e Navy is r e s p o n s i b l e t o t h e A s s i s t a n t S e c r e - t a r y of t h e Navy ( F i n a n c i a l manage- m e n t ) / C o m p t r o l l e r f o r implemen t ing a u d i t ' po l i c i e s w i t h i n t h e Navy and M a r i n e Corps, as e s t a b l i s h e d by t h e Comptroller. The A u d i t o r G e n e r a l is a l s o c h a r g e d w i t h s e r v i n g a s Direc- t o r , Nava l A u d i t S e r v i c e , a:?(] is r e s p o n s i b l e , u n d e r t h e Deputy Comp- t r o l l e r of t h e Navy, f o r t h e command and primary s u p p o r t of t h e N a v a l A u d i t S e r v i c e f i e l d a c t i v i t i e s . The A s s i s t a n t S e c r e t a r y of t h e Navy (FM) /Compt ro l l e r repor t s d i r e c t l y t o t h e Under Secre ta ry of t h e Navy.

FY 1976 FY. 1 9 7 5 547 staff-years 517 s m a r s 575 end s t ;ength 552 end s t i e n g t h _ - .

- . (

1 1 7 V i r g i n i a Beach , VA 1 1 5 92 S a n Diego 131

F Y 1976 FY 1975 ,

$13.2 m i l l i o n $10.7 m i l l i o n

- a/Does n o t i n c l u d e 92 a d m i n i s t r a t i v e p e r s o n n e l .

26

AUDIT GROUP

AUDIT HEAD

ADDRESS

. TELEPHONE NUMBERS

Commercial FTS

- _

DEPARTMENT OF DEFENSE UNITED STATES MARINE CORPS


STAFF S I Z E

Aud it group

: F i e l d A u d i t Service

: Major J o h n A. H a d l e y

: A u d i t B r a n c h Inspec t ion D i v i s i o n (Code I G B ) H e a d q u a r t e r s Marine Corps W a s h i n g t o n , DC 20380

( 2 0 2 ) 694-1289 None

: The F i e l d A u d i t S e r v i c e is under t h e c o g n i z a n c e of t h e Inspector General of t h e Marine Corps who reports d i r e c t l y t o t h e Commandant.

FY 1 9 7 6 1 1 6

FY 1 9 7 5 1 1 9 --

LOCATION AND S I Z E OF AUDIT: T h e F i e l d A u d i t S e r v i c e c o n s i s t s of STAFF DURING FY 1976 25 o f f i c e s , 6 of w h i c h are l o c a t e d

o u t s i d e of t h e c o n t i n e n t a l U n i t e d S ta tes .

FUNDING I .

A u d i t group FY 1 9 7 6 FY 1 9 7 5

$1.6 m i l l i o n $ 1 . 5 i l l i o n

27

AUDIT GROUP

AUDIT HEAD

ADDRESS

DISTRICT'OF COLUMBIA GOVERNMENT

: Off ice o f t h e D.C. A u d i t o r

: Matthew S . Watson, D.C. A u d i t o r

TELEPHONE NUMBERS

: 1 3 2 9 E S t r e e t , NW. W a s h i n g t o n , DC 20004

Commercial FTS

( 2 0 2 ) 629-4642 None

LOCATION I N ORGANIZATION : T h e Off ice of t h e D.C. A u d i t o r is a n i n d e p e n d e n t o f f i c e o f t h e D.C. Government . A u d i t r epor t s a re i ssued t o t h e C o n g r e s s and t o t h e Mayor a n d C o u n c i l of t h e D i s t r i c t of Columbia .

STAFF S I Z E

D.C. Government A u d i t g r o u p

FY 1 9 7 6 4 3 , 4 7 1

FY 1 9 7 5 44 ,952

1 0 -' 5

LOCATION AND S I Z E OF AUDIT: A l l p e r s o n n e l a re located i n STAFF DURING FY 1976 W a s h i n g t o n , D.C.

FUNDING

D.C. Government A u d i t g r o u p

FY 1 9 7 6 FY 1 9 7 5 $ 1 , 5 6 2 . m i l l i o n $ 1 , 4 5 3 m i l l i o n . . . . .


28

DISTRICT OF COLUMBIA GOVERNMENT

AUDIT GROUP

AUDIT HEAD

ADDRESS

TELEPHONE NUMBERS

Commercial FTS


STAFF SIZE

D.C. Government Audit group

: O f f i c e of Municipal Audit and Inspec't ion

: David Legge, Director

: 415 - 1 2 t h S t r e e t , NW. Rm. 804 Washington, DC 2 0 0 0 4

( 2 0 2 ) 727-2540 None

: The Director of t h e O f f i c e of Municipal Audit and I n s p e c t i o n re- p o r t s t o t h e Mayor of t h e D i s t r i c t of Columbia through t h e S p e c i a l A s s i s t a n t t o t h e Major f o r Budget and Management Systems. The Spe- c i a l A s s i s t a n t i s . a l s o r e s p o n s i b l e f o r such f u n c t i o n s a s budget, account ing systems, and ADP systems.

- FY 1976 43,471

34

F Y 1975 44,952

37

LOCATION AND SIZE OF AUDIT: A l l personnel a re l o c a t e d i n STAFF DURING FY 1976 Washington, D.C.

. -

- _ _ . FUNDING

D.C. Government Audit group

FY 1976 FY 1975 $ 1 , 5 1 B x i l l i o n $1,453 m i l l i &


29

AUDIT GROUP

AUDIT HEAD

ADDRESS

ENERGY RESEARCH AND DEVELOPMENT ADMINISTRATION ( ERDAT _I_

TELEPHONE NUMBERS

C omme r c i a1 FTC


STAFF SIZE

ERDA Audit group

: Office of Internal Review

: Richard J. Griffin, Jr., Assistant D i r ec to r for Aud it i ng

: Germantown, MD 20545 - -

(301) 353-5484 - - 8 - 353-5484

: The Director of the Office of In- ternal Review reports directly to the Administrator of ERDA. Field office (regional) Audit Directors report to the managers of the field offices, but are under technical direction and follow policy of Headquarters.


FY 1976 FY 1975 8,000 7,400 165 171

Germantown, MD 35 Albuquerque, NM 21 Chicago 16 Oak Ridge, TN 21 Grand Junction, CO 1 Idaho Falls, ID 9

Las Vegas 16 Pittsburgh 7 Richland, WA 12 San Franciscc 15 Savannah River, SC 6 Schenectady, NY 6

FUNDING

ERDA Audit group

FY 1976 FY 1975 $ 4 3 billion $ 3 .rbillion 4.5 million Not determined

30

ERDA (con . 1

REGIONAL OFFICES

M. A. L e e , C h i e f - A u d i t B r a n c h OAK RIDGE OPERATIONS P.O. Box E O a k R i d g e , TN 37830 ( 6 1 5 ) 483-8611 ex . 4122

J. D. Bateman, Director

* _ - FTS ( 8 ) 850-4122

. A u d i t O f f i c e

P.O. Box 550 R i c h l a n d , WA 99352 ,

( 5 0 9 ) 942-7411 ex. 7578

- RICHLAND OPERATIONS - _

FTS ( 8 ) 444-7578

B. L. LaMunyon, Director O f f ice of A u d i t SAVANNAH RIVER OPERATIONS P.O. Box A A i k e n , S C 29801 ( 8 0 3 ) 824-6331 ex . 3585 FTS (8 ) . 239-3585

C. H . Daye, Director Off ice of A u d i t and Appraisal ALBUQUERQUE OPERATIONS P.O. Box 5400 A l b u q u e r q u e , NM 87115 ( 5 0 5 ) 264-8247 FTS ( 8 ) 475-8247

w - J. T. Reeve, C h i e f A u d i t CLINCH RIVER BREEDER REACTOR

P.O. Box U Oak R i d g e , TN 37830 ( 6 1 5 ) 482-9661 ex 562 FTS ( 8 ) 854-8562

. . PLANT/PROJECT OFFICE -

E. G . Jones , Director Off ice of A u d i t IDAHO OPERATIONS 550 2nd S t r e e t I d a h o F a l l s , I D 8 3 4 0 1 ( 2 0 8 ) 522-6640, e x . 1536 FTS (8) 583-1536

J. P. C l i f f o r d , Director A u d i t .and Appraisal D i v i s i o n PITTSBURG NAVAL REACTORS P.O. Box 1 0 9 West M i f f l i n , PA 15122 ( 4 1 2 ) 462-5000 e x . 6504 FTS ( 8 ) 721-6504

James B r u c i a , Director Management Review a n d A u d i t SAN FRANCISCO OPERATIONS 1 3 3 3 Broadway, Wells F a r g o B l d g . Oakland, CA 94612 ( 4 1 5 ) 273-4132 FTS ( 8 ) 536-4132

S. V . S c r i b n e r , C h i e f O f f i c e 0-f A u d i t SCHENECTADY NAVAL REACTORS P.O. Box 1 0 6 9 S c h e n e c t a d y , NY 1 2 3 0 1 (518) 393-6611 ex . 4654 FTS ( 8 ) 563-4654

E . H . H e n d r i c k s , Director Of f i ce of A u d i t CHICAGO OPERATIONS 9800 S o u t h Cass Avenue Argonne, I L 60439 ( 3 1 2 ) 739-7711 e x . 2131 FTS ( 8 ) 388-2131

C h a r l e s McNut t , S e n i o r A u d i t o r GRAND JUNCTION OFFICE P.O. Box 2567 Grand J u n c t i o n , CO 8 1 5 0 1 ( 3 0 3 ) 242-5237 FTS ( 8 ) 322-9237

T. L . T a y l o r , C h i e f Aud i t NEVADA OPERATIONS P.O. Box 1 4 1 0 0 L a s Vegas , NV 89114 ( 7 0 2 ) 734-3541 FTS ( 8 ) 598-3541

31

AUDIT GROUP

AUDIT HEAD

ADDRESS

ENVIRONMENTAL PROTECTION AGENCY fEPA1

TELEPHONE NUMBERS

Commercial FTS


STAFF SIZE

EPA Audit group

: Office of Audit

: Malcolm S. Stringer, Director 'of Audit

: 401 M Street, SW. Washington, DC 20460

. (202) 755-2833

a - 755-2833

. -

: The Office of Audit is under the Assistant Administrator for Plan- ning and Management. .The Assistant Administrator reports directly to the Administrator of EPA. Besides the audit function, the Assistant Administrator is responsible for such functions as budget, financial management, and program analysis.


Washing ton Boston New York Philadelphia Atlanta Chicago

FUNDING

EPA Audit group

FY 1976 4,481

98

FY 1915 91200

70

- . . 25 Dallas 5 4 Kansas City 4 11 Denver 2

4 San Francisco 13 12 Seattle 4 11 Sacramento 3

. -

FY 1976 FY 1975 $771 million $ 8 , 5 1 6 i o n 4.5 million 2.5 million

32

EPA fcon.)

REGIONAL OFFICES

James S c h i f f m a n , A u d i t Manager W. R o g e r s S m i t h , Director Room 6 0 7 , B u l f i n c h B u i l d i n g N o r t h e r n A u d i t D i v i s i o n 15 'New Chardon Street One N . Wacher D r i v e , 7 t h F l o o r Boston, MA 02114 C h i c a g o , I L 60606 ( 6 1 7 ) 223-0986 ( 3 1 2 ) 353-2486 FTS (8) 223-0986 FTS ( 8 ) 353-2486

K e n n e t h A. Knoz, E i r e c t o r

90 C h u r c h S t r e e t , S u i t e 802 Kansas C i t y , MO 64108

C. Edward Weems, A u d i t Manager 7 E a s t e r n A u d i t Di -v is ion 1 7 3 5 Baltimore S t r e e t

N e w Y o r k , NY 10007 ( 8 1 6 ) 374-5342

FTS ( 8 ) 264-5730 - ( 2 1 2 ) 264-5730 FTS ( 8 ) 758-5342

J u a n Soto , J r . , Director Jack P. Car r ington M i d - A t l a n t i c A u d i t D i v i s i o n Crys ta l Mall # 2 , Room 1016 1st I n t e r n a t i o n a l Bank B l d g . W a s h i n g t o n , D.C. 20460 1 2 0 1 E l m S t r e e t ( 7 0 3 ) 557-7700 Dal las , TX 75270

Aud it Manag e r

FTS ( 8 ) 557-7700 ( 2 1 4 ) 749-2118 FTS ( 8 ) 749-2118

P a u l R. G a n d o l f o , A u d i t Manager Truman R. Beeler, Director 6 t h a n d W a l n u t Streets Western A u d i t D i v i s i o n P h i l a d e l p h i a , PA 1 9 1 0 6 1 0 0 C a l i f o r n i a S t r e e t ( 2 1 5 ) 597-0497 San F r a n c i s c o , CA 9 4 1 1 1 FTS ( 8 ) 597-0497 ( 4 1 5 ) 556-1954

.FTS ( 8 ) 556-1954

L e s l i e PI. B u i e , Director R i c h a r d E . Moore S o u t h e r n A u d i t D i v i s i o n A u d i t Manager 3 4 5 C o u r t l a n d S t ree t , NE. 1 2 0 0 6 t h Avenue A t l a n t a , GA 30308 Sea t t l e , WA 98101

r - ( 4 0 4 ) 881-3623 ( 2 0 6 ) 442-1273 FTS ( 8 ) 257-3623 FTS ( 8 ) 399-1273

.._ _ " Geary H. P e n a , A u d i t Manager 1301 I S t ree t , Room 4 6 6 . S a c r a m e n t o , CA 95814 ( 9 1 6 ) 440-2648 FTS ( 8 ) 448-2648

33

AUDIT GROUP

FEDERAL COMMUNICATIONS COMMISSION (FCC) I_ --

AUDIT HEAD

ADDRESS

TELEPHONE NUMBERS

Commercial FTS


STAFF SIZE

FCC Audit group

: Internal Review and Sehrity Division

: Charles Rogers, Auditor

: Room 421 1919 M Street, NW. Washington, DC 20554

(202) 632-9467 8 - 632-9467

: The Internal Review and Security Division is under the Office of the Executive Director which is also responsible for other functions such as financial management, procurement, personnel, and administrative services. The Executive Director works under the Chairman's supervision and is directly responsible to the Commission .

FY 1976 2 , 03i

1

FY 1975 1,971

1

-. 1.

-. LOCATION AND SIZE OF AUDIT: The individual who does internal STAFF DURING FY 1976 audits is located in Washington,.

D.C.

FUNDING

FCC Audit group

FY 1976 FY 1975 $50.5 rniliion $46.9 million 27.3 thousand 17.2 thousand

34

AUDIT GROUP

AUDIT HEAD

ADDRESS

FEDERAL DEPOSIT INSURANCE CORPORATION (FDIC)

TELEPHONE NUMBERS

Commercial FTS

r -

: Office of Corporate Audits

: Robert D. Hoffman, Director

: 550 17th Street, NW. Washington, DC 20429

(202) 389-4494 8 - 123-6494

LOCATION IN ORGANIZATION : The Director of the Office of Corporate Audits reports directly to the Board of Directors of FDIC.

STAFF SIZE *

FDIC '

Audit group

FY 1976 FY 1975 3 , 534 3 , 200

24 21

, LOCATION AND SIZE OF AUDIT: All personnel are located in STAFF DURING FY 1976 Washington, D.C.

FUNDING

FDIC Eudit group

FY 1976 FY 1975 $7 , 26million $6 , 716 million

495 'thousand 453 thousand

3 5

FEDERAL ENERGY ADMINISTRATION (FEA) - AUDIT GROUP : Office of Inspector General

AUDIT HEAD

ADDRESS

: Robert M. Cook, Acting Inspector General

: 12th & Pennsylvania Avenue, NW. Washington, DC 20461

TELEPHONE NUMBERS

Commercial (202) 566-4922 FTS 8 - 566-4922

LOCATION IN ORGANIZATION : Effective April 5, 1977, the Office of Inspector General (OIG) was established as a separate office reporting directly to the FEA Adm in i s t r a tor.

STAFF SIZE

FEA Audit group

FY 1976 3,478 -11

FY 1975 3,100

8 6

LOCATION AND S I Z E OF AUDIT: All personnel are located in STAFF DURING FY 1976 Washington, D.C.

FUNDING

FEA FY 1976 FY 1975

$471 million $130 million ‘Audit group . 3 million .2 million

36

_ -

FEDERAL HOME LOAN BANK BOARD (FHLBB)

AUDIT GROUP

AUDIT HEAD

ADDRESS * _

5

TELEPHONE NUMBERS - _ Commercial FTS


STAFF SIZE

FHLBB Auditors

. . -

.: Audit Branch, Management Systems Division

: John M. Buckley, Jr., Director Management Systems Division

: 320 First Street, NW. Washington, DC 20552

(202) 376-3291 -8 - 376-3291

: The Director, Management Systems Division, has general responsibility over the financial and opera- tional audit functions and other managerial and organizational development functions. The Director reports to the Executive Assistant to the Chairman of the FHLBB. Audit reports are forwarded directly to the Chairman by the Chief Auditors. The Chief Auditors and the Director have dlrect access to the Chairman and the Board when they deem it dppropriate.

FY 1976 FY 1975 1,338

9 1,361

7


- . .A

FUNDING

FHLBB Auditors

FY 1976 FY 1975 $36.3 million $32.4 million 147 thousand 119 thousand

37

GENERAL SERVICES ADMINISTRATION ( G S A ) P I -

AUDIT GROUP ' : Off i ce of A u d i t s

AUDIT HE&D : Howard R. Davia, Director

ADDRESS : 1 9 t h & F S t r e e t , NW. W a s h i n g t o n , DC 2 0 4 0 5

TELEPHONE NUMBERS

Commercial FTS

(202) 566-0999 8 - 566-0999

LOCATION I N ORGANIZATION : The Director of t h e Of f i ce of A u d i t s r e p o r t s d i r e c t l y t o , t h e Di rec tor , Off ice of A u d i t s and I n v e s t i g a t i o n s , who i n t u r n re- p o r t s d i r e c t l y t o t h e A d m i n i s t r a t o r , GSA.

STAFF S I Z E

GSA A u d i t g r o u p


FUNDING

FY 1 9 7 5 -__II

FY 1 9 7 6 I-

3 5 , 6 7 3 3 6 , 4 0 0 1 0 3 111

Washing t o n 52 Kansas C i t y 7 Boston 4 F o r t Worth 6 N e w Y or k 9 Denver 4 A t l a n t a 6 San F r a n c i s c o 6 C h i c a g o 6 Auburn, WA 3

GSA A u d i t g r o u p

FY 1 9 7 6 FY 1975 $ 3 , 3 6 7 m i l l i o n illion ion

3.1 m i l l i o n 2.8 m i l l i o n

c

38

GSA (con. )

REGIONAL OFFICES

Robert Alexander, Director Room 522 Boston A u d i t O f f i c e - G S A McCormack P.O. & C o u r t h o u s e Boston, MA 02109 . . ( 6 1 7 ) 223-3121/2700/2740

.. FTS ( 8 ) 223-3121/2700/2740

_ . r - Wr. Chatman B r a n t l e y , Director

C h i c a g o A u d i t O f f i c e - G S A 230 Dearborn S t ree t C h i c a g o , I L 60604 ( 3 1 2 ) 353-7781/7782 FTS ( 8 ) 353-7781/7782

- - Room 3750

N a t h a n A d l e r , Director Room 2808 New Y o r k A u d i t Office-GSA 26 F e d e r a l P l a z a N e w Y o r k , N Y 10007 ( 2 1 2 ) 264-8250/8251 FTS ( 8 ) 264-8250/8251

Wallace A. D i e t r i c h , Director Room 414 ( S o u t h Wing) A t l a n t a A u d i t Office-GSA 1776 P e a c h t r e e Bldg . , NW. A t l a n t a , GA 30309 ( 4 0 4 ) 881-2314 FTS ( 8 ) 257-2314/2313

W i l l i a m A. Klug , J r . , Director James E. Williams, Director Room 1 1 0 Room 7A28B Kansas C i t y A u d i t Office-GSA F o r t Worth A u d i t O f f i c e - G S A l S 0 0 E . B a n n i s t e r Road 8 1 9 T a y l o r S t r e e t K a n s a s C i t y , MO 64131 F o r t Wor th , TX 76102 ( 8 1 6 ) 926-7052/7053 ( 8 1 7 ) 334-2572/2573/2583 FTS ( 8 ) 926-7052/7053- FTS ( 8 ) 334-2572/2573/2583

Vacant C h a r l e s G r a n t , Director Denver A u d i t Of f i ce -GSA Room 230 B l d g . 41, Den. Fed. C e n t e r S a n F r a n c i s c o A u d i t Office-GSA Denver, CO 80225 525 Market S t r e e t ( 3 0 3 ) 234-4727 San F r a n c i s c o , CA 94105 FTS ( 8 ) 234-4727 ( 4 1 5 ) 556-299.0

FTS ( 8 ) 556-2990 - .

- I W i l l i a m E. Whyte, J r . , Director

- - GSA Center

Room 2013 - _ . Auburn A u d i t Office-GSA

Auburn , WA 98002 (206) 883-6500, e x . 263 FTS ( 8 ) 396-5263

39

GOVERNMENT PRINTING OFFICE (GPO)

AUDIT GROUP : O f f i c e of A u d i t s

AUDIT HEAD : Moses A . M i c h e l , Director

ADDRESS : W a s h i n g t o n , DC 2 0 4 0 1

TELEPHONE NUMBERS

Commercial FTS

( 2 0 2 ) 275-2861 8 - 275-2861

LOCATION I N ORGANIZATION : The Direc tor of t h e Off ice of A u d i t s repor t s d i r e c t l y t o t h e P u b l i c P r i n t e r .

STAFF S I Z E

GPO A u d i t group

FY 1 9 7 6 FY 1 9 7 5 7 , 860 7 , 8 9 1

10 11

LOCATION AND SIZE OF AUDIT: A l l personnel a r e loca ted i n STAFF D U R I N G FY 1976 W a s h i n g t o n , D.C.

FUNDING

GPO A u d i t group

FY 1 9 7 6 a/ FY 1 9 7 5 $600 m i l l i o n - $512 m i l l i o n


. -

.-

- a / I n c l u d e s t r a n s i t i o n quarter .

40

DEPARTMENT OF HEALTH, EDUCATION AND WELFARE ( H E W ) > -- ---

A U D I T GROUP

A U D I T HEAD

ADDRESS

,! TELEPHONE NUMBERS

Commercial FTS

LOCATION I N ORGAN1 ZATION

STAFF SIZE

H E W Aud i t g roup

: HEW Aud i t Agency

: Edward W. S t e p n i c k , A s s i s t a n t I n s p e c t o r General f o r Aud i t ing

: HEW N o r t h B u i l d i n g , Room 5700 330 Independence Avenue, SW. Washington, DC 20201

(202) 472-3155 8 - 472-3155

: T h e HEW A u d i t Agency is under t h e O f f i c e of t h e I n s p e c t o r General . The A s s i s t a n t I n s p e c t o r General f o r A u d i t i n g serves a s Director of t h e HEW Aud i t Agency and is r e s p o n s i b l e t o t h e Deputy I n s p e c t o r General. The I n s p e c t o r General o p e r a t e s un- d e r t h e g e n e r a l s u p e r v i s i o n of t h e S e c r e t a r y or t h e Under S e c r e t a r y . B e s i d e s t h e a u d i t f u n c t i o n , t h e Inspector General is r e s p o n s i b l e f o r t h e f u n c t i o n s of t h e Off ice of I n v e s t i g a t i o n s .


FY 1976 137,553

937

FY 1975 127,300

859

Washing t o n 1 0 4 Dal las 7a 56 48

Boston 8 1 Kansas - C i t y N e w Y o r k 85 Denver P h i l a d e l p h i a 89 San Francisco 90 A t l a n t a 1 0 7 S e a t t l e 44 Chicago 1 1 9 B a l t i m o r e 36

FUNDING F Y 1976 FY 1975

HEW $128,244 m i l l i o n $111300 m i l l i o n Aud i t g roup 27.1 m i l l i o n 21.8 m i l l i o n

41

HEW ( con . ) _I

REGIONAL OFFICES

Edward A . P a r i g i a n R e g i o n a l A u d i t Director HEW A u d i t Agency 7 t h F l o o r , B u l f i n c h B l d g . 15 N e w Chardon S t r e e t Bos ton , MA 02214 ( 6 1 7 ) 223-4388 FTS ( 8 ) 223-4388

Gervus A . Ra fa lko R e g i o n a l A u d i t Director HEW A u d i t Agency P.O. Box 1 3 7 1 6 P h i l a d e l p h i a , PA 1 9 1 0 1 ( 2 1 5 ) 556-6743 FTS ( 8 ) 596-6743

A s h e r T e n n e r R e g i o n a l A u d i t Director HEW A u d i t Agency 300 S. Wacker Drive C h i c a g o , I L 60606 ( 3 1 2 ) 353-2621 FTS ( 8 ) 353-2621/2618/2619

J o h n S t a n f o r d R e g i o n a l A u d i t Director HEW Aud it Agency 6 0 1 Eas t 1 2 t h S t r e e t Kansas C i t y , MO 64106 ( 8 1 6 ) 374-3591/2568 FTS ( 8 ) 758-3591

H e r b e r t M i t t R e g i o n a l A u d i t Director HEW Aud it Agency S O U n i t e d Na t ions P l a z a San F r a n c i s c o , CA 94102 ( 4 1 5 ) 556-5766 FTS ( 8 ) 556-5766

B e r n a r d M. L u g e r Regional A u d i t Director HEW A u d i t Agency F e d e r a l B u i l d i n g 26 F e d e r a l P l a z a N e w York, NY 1 0 0 0 7 ( 2 1 2 ) 264-4620 FTS ( 8 ) 264-4620

E m i l A . T r e f z g e r Regional A u d i t Director HEW A u d i t Agency Room 1 3 2 50 S e v e n t h S t r e e t , N E . A t l a n t a , GA 30323 ( 4 0 4 ) 881-4822 FTS ( 8 ) 257-4822

G l y n d o l J o e T a y l o r Regional A u d i t Di rec tor HEW Aud i t Agency 1200 Main Tower Bldg .

Dal las , TX 75202 Room 1 1 2 5

( 2 1 4 ) 655-3359 FTS ( 8 ) 729-3355

Leo Mi lne r R e g i o n a l A u d i t Director HEW A u d i t Agency 11037 F e d e r a l O f f i c e B l d g . 1 9 6 1 S t o u t S t r e e t Denver, CO 80202 ( 3 0 3 ) 837-4221 FTS ( 8 ) 327-4221

K e n n e t h E . S i l l R e g i o n a l A u d i t Director HEW A u d i t Agency A r c a d e P l a z a Bldg . 1 3 2 1 Second Avenue, M/S 617 Sea t t l e , WA 98101 ( 2 0 6 ) 442-0852 FTS ( 8 ) 399-0452

42

DEPARTMENT OF H O U S I N G AND URBAN DEVELOPMENT

AUDIT GROUP : Office of A u d i t

AUDIT HEAD

ADDRESS

: J o h n C. Y a z u r l o , A s s i s t a n t Inspector General

TELEPHONE NUMBERS ..

: 4 5 1 7 t h S t r e e t , S W . W a s h i n g t o n , DC 20410

- Commercial FTS

- .

( 2 0 2 ) 755-6342 8 - 755-6342

LOCATION I N ORGANIZATION : The Off ice of A u d i t is l o c a t e d w i t h i n t h e Of f i ce of Inspector General, who reports d i r e c t l y t o t h e Secretary of HUD. T h e I n s p e c t o r General a l s o h a s a u t h o r i t y o v e r i n v e s t i g a t i v e a n d s e c u r i t y f u n c - t i o n s .

STAFF S I Z E

HUD A u d i t group

FY 1 9 7 6 FY 1 9 7 5 1 4 , 9 4 2 1 5 , 2 0 0 '

350 344


W a s h i n g t o n 40 Dal las 36

N e w Y o r k 43 Denver 15 P h i l a d e l p h i a 39 S a n F r a n c i s c o 35 A t l a n t a 4 1 Sea t t l e 15

Boston 27 K a n s a s C i t y 20

C h i c a g o 3 9

FUNDING

HUD A u d i t g r o u p -

FY 1 9 7 6 FY 1 9 7 5 $ 7 , 0 7 9 m i l l i o n $ 7 , 4 8 8 m i l l i o n - -


43

HUD ( c o n . )

REGIONAL O F F I C E S

Ludwig L. Barbato, R I G A R e g i o n a l A u d i t Off ice D e p a r t m e n t of H U D 510-B J . F . Kennedy F e d e r a l Bldg . B o s t o n , MA 02203 ( 6 1 7 ) 223-4144 FTS ( 8 ) 223-4144

W i l l i a m J. Brown, R I G A R e g i o n a l A u d i t O f f i c e Department of HUD C u r t i s B u i l d i n g , Room 855 R i c h a r d A l l e n Avenue b

Walnut S t r e e t s P h i l a d e l p h i a , PA 1 9 1 0 6 ( 2 1 5 ) 597-2462 FTS ( 8 ) 597-2462

Lee S t e v e n s , R I G A R e g i o n a l A u d i t Of f i ce D e p a r t m e n t of HUD 300 S o u t h Wacker D r i v e , Rm. 2052 C h i c a g o , I L 60606 ( 3 1 2 ) 353-7832 FTS ( 8 ) 353-7832

E , J . C a l j o u w , R I G A R e g i o n a l A u d i t O f f ice D e p a r t m e n t o f H U D Two Gateway C e n t e r 4 t h a n d S t a t e S t r e e t s K a n s a s C i t y , KA 66101 ( 8 1 6 ) 374-4701 FTS ( 8 ) 758-4701

P , J . C o l l i n s , R I G A R e g i o n a l A u d i t O f f i c e DePar t m e n t of HUD

Ronald L. F a l c o n , R I G A R e g i o n a l A u d i t Of f i ce Department of HUD 26 F e d e r z l P l a z a , Room 3 4 4 1 N e w Y o r k , NY 10007 ( 2 1 2 ) 264-4174 FTS ( 8 ) 264-4174

H e r b e r t W h e e l e r , R I G A R e g i o n a l A u d i t Of f i ce D e p a r t m e n t o f HUD 1 3 7 5 P e a c h t r e e S t r e e t , NE. Room 686 A t l a n t a , GA 30309 ( 4 0 4 ) 881-3916 FTS ( 8 ) 257-4144

Adolph J a n t z , J r , , R I G A R e g i o n a l A u a i t Of f i ce D e p a r t m e n t of HUD 2 0 0 1 Bryan Tower, 4 t h F l o o r D a l l a s , TX 75242 ( 2 1 4 ) 749-7731 FTS ( 8 ) 749-7731

Lawrence Solomon, R I G A R e g i o n a l A u d i t Off ice D e p a r t m e n t o f HUD E x e c u t i v e Tower-25th F l o o r 1 4 0 5 C u r t i s S t r e e t D e n v e r , CO 80202 ( 3 0 3 ) 837-4365 FTS ( 8 ) 327-4365

C h a r l e s J . Hay, R I G A

D e p a r t m e n t of HUD R e g i o n a l A u d i t O f f ice . -

# l - E m b a r c a d e r o C e n t e r , 1 5 t h F l o o r 1 3 2 1 - 2nd Avenue, Rm. 429 S a n F r a n c i s c o , CA 94111 S e a t t l e , WA 98101 ( 4 1 5 ) 556-0787 ( 2 0 6 ) 4'42-0270 FTS ( 8 ) 556-0787 FTS ( 8 ) 399-0270

44

DEPARTMENT O F - T H E I N T E R I O R

A U D I T GROUP : O f f i c e of A u d i t and I n v e s t i g a t i o n

A U D I T HEAD. : A l l a n L. Reynolds , D i r e c t o r

ADDRESS : 1 8 t h and C S t r e e t s , NW. Washington, DC 20240

TELEPHONE NUMBERS

C omme r c i a1 FTS ..

( 2 0 2 ) 343-5745 8 - 343-5745

LOCATION I N ORGANIZATION : D i r e c t o r l o c a t e d under t h e A s s i s t a n t S e c r e t a r y - P o l i c y , Budget and Admin- i s t r a t i o n . D i r e c t o r may have access t o t h e S e c r e t a r y of I n t e r i o r i f he deems t h i s is n e c e s s a r y t o f u l f i l l his r e s p o n s i b i l i t i e s . The A s s i s t a n t S e c r e t a r y is a l s o r e s p o n s i b l e f o r s e v e r a l o t h e r f u n c t i o n a l a r e a s , s u c h as management s e r v i c e s , personnel management, and ADP management.

' STAFF SIZE

I n t e r i o r Aud i t g roup


FY 1 9 7 6 59,130

_I_--

FY 1975 u

51 , 900 143 145

Washing t o n 27 Albuquerque, NM 4 A r l i n g t o n , VA 4 1 Sacramento , CA 29 Lakewood, CO 36 P o r t l a n d , OR 6

FUNDING

I n t e r i o r Aud i t g roup

FY 1946 F Y 1975 $2,514 m i l l i o n $3,817 m i l l i o n

4 . 1 m i l l i o n 3.5 m i l l i o n

45

Interior (con.) I_

REGIONAL OFFICES

Frank V. Passuth William A. Butron, Central Eastern Regional Audit Manager Regional Audit Manager Ballst'on Towers #1, Rm. 401 1841 Wadsworth 800 N. Quincy Street Lakewood, CO 80215 Arlington, VA 22217 (303) 234-2131 (703) 235-1513' FTS (8) 234-2131 FTS ( 8 ) 235-1513

Stephen L. Payne Gerald W. Hicks, Western Regional Audit' Supervisor, CR Regional Audit Manager Rm. 334, Old Post Office Bldg. Rm. W2400, Federal Bldg. 123 4th Street, SW. 2800 Cottage Way P.O. Box 128 Sacramento, CA 95825 Albuquerque, NM 87103 (916) 484-4874 ( 5 0 5 ) 766-3944 FTS (8) 468-4874 FTS (8) 474-3944

Douglas W. Coster Milton K. Dial Regional Audit Supervisor Regional Audit Supervisor* 920 NE. 7th Avenue, Rm. 202 The Achorage Legal Center Portland, OR 97232 1016 6th Avenue, Suite 201 (503) 234-3361, ex. 4767 Anchorage, AK 99501 FTS (8) 429-4767 FTS 265-4750

(Contact Seattle FTS Operator (8) 399-0150)

*Office in Ancharage opened, with two employees, January 1977. The two employees are counted in numbers shown on previous page, . - * - -

since they transferred from other audit offices.

46

DEPARTMENT OF JUSTICE

AUDIT GROUP

AUDIT HEAD

ADDRESS c -

TELEPHONE NUMBERS - - Commercial FTS

: I n t e r n a l A u d i t S t a f f

: G l e n E . Pornmerening, Di rec tor

: W a s h i n g t o n , DC 20530

( 2 0 2 ) 376-8510 8 - 376-8510

LOCATION I N ORGANIZATION : The I n t e r n a l A u d i t S t a f f i s u n d e r t h e d i r e c t i o n of t h e A s s i s t a n t

' A t t o r n e y General f o r A d m i n i s t r a - t i o n , Of f i ce of Management a n d F i n a n c e , except t h a t t h e r e s u l t s o f i n t e r n a l a u d i t s of p r o g r a m s a n d f u n c t i o n s of t h e O f f i c e of Management a n d F i n a n c e a r e r e p o r t e d t o t h e Associate A t t o r n e y General,

STAFF S I Z E

Just ice Aud it group

FY 1 9 7 6 5 1 , 2 1 1

5 3 51

LOCATION AND S I Z E OF AUDIT: A l l p e r s o n n e l a re l o c a t e d i n STAFF D U R I N G FY 1 9 7 6 W a s h i n g t o n , D.C.

FUNDING - _

Jus t i ce Aud it g r oup

FY 1 9 7 6 FY 1 9 7 5 $ 2 , 1 7 5 m i l l i o n $ 2 , 1 1 8 m i l l i o n . .

1 . 4 m i l l i o n 1.3 m i l l i o n

47

AUOIT GROUP

AUDIT BEAD

DEPARTMENT OF JUSTICE FEDERAL BUREAU OF INVESTIGATION ( F B I )

: P l a n n i n g a n d I n s p e c t i o n D i v i s i o n a / -

: W i l b u r n K. D e B r u l e r , A s s i s t a n t Director

ADDRESS : W a s h i n g t o n , DC 20535 . -

TELEPHONE NUMBERS

Commercial FTS

( 2 0 2 ) 324-2901 8 - 324-2901

LOCATION I N ORGANIZATION : The A s s i s t a n t Di rec tor r epor t s d i r e c t l y t o t h e FBI Director.

STAFF S I Z E

F B I A u d i t g r o u p

FY 1 9 7 6 FY 1 9 7 5 19,990 19,252

66 6 2

LOCATION AND S I Z E OF AUDIT: A l l personnel a r e l o c a t e d i n STAFF DURING FY 1976 W a s h i n g t o n , D.C.

FUNDING

FBI Aud i t group

FY 1 9 7 6 FY 1 9 7 5 $486 m i l l i o n $439 m i l l i o n

2.9 m i l l i o n 2 . 8 m i l l i o n

- a/The P l a n n i n g and I n s p e c t i o n D i v i s i o n was c r e a t e d i n S e p t e m b e r 1 9 7 6 a n d c u r r e n t l y i n c l u d e s t h e f u n c t i o n s p r e v i o u s l y a s s i g n e d t o t h e In spec t ion D i v i s i o n and t h e O f f i c e of P l a n n i n g a n d E v a l u a t i o n .

48

DEPARTMENT OF JUSTICE LAW ENFORCEMENT ASSISTANCEADMINISTRATION (LEAA)

AUDIT GROUP

AUDIT HEAD

- ADDRESS

- . - TELEPHONE NUMBERS

Commercial FTS .

: Office of Audit and Investigation (OAI)

: Michilo Nakajima, Assistant Adm in is t r at or

: 425 I Street, NW. Washington, DC 20531

(202) 376-3963 8 - 376-3963

LOCATION IN ORGANIZATION : The Assistant Administrator, OAI, ' reports directly to the Adminis-

trator of LEAA.

STAFF SIZE

LEAA Audit group


Washington 38 Atlanta 9

FUNDING

LEAA . Audit group

-.

FY 1976 FY 1975 765 760 67 67

Denver Sacramento

11 9

FY 1976 FY 1975 $810 million $893 million 1.8 million 1.7 million

49

DEPARTMENT OF LABOR

AUDIT GROUP

AUDIT HEAD

ADDRESS

TELEPHONE NUMBERS

Commercial FTS


STAFF SIZE

Labor Audit group

: Directorate gat ions

of Audit and Investi-

: Frank A. Yeager, Director

: New Department of Labor Building 200 Constitution Avenue, NW.

Washington, DC 20210 Room S5030 ,

: The Directorate of Audit and In- vestigations is under the Assis- tant Secretary for Administration and Management. The Assistant Secretary reports directly to the Secretary of Labor. Other areas of responsibility for the Assistant Secretary incude personnel management, the computer center, and administrative programs and services.


Washing ton Boston New York P h i 1 adelph i a Atlanta

FUNDING

(202) 523-6335 8 - 523-6335

70 9 12 12 16

Labor Audit group

FY 1976 14,475

188

FY 1975 13,600

180

Chicago 19 Dallas 11 Kansas City 8 Denver 9 San Francisco 14 Seattle 8


5 .3 million 5.0 million

...

50

Labor (con.)

REGIONAL OFFICES

Conrad R. Beliveau Reg. Administrator for Audit J.F. Kennedy Federal Bldg. Government Center, Room E-330 Boston, MA 02203 (617) 223-4547 FTS (8) 223-4547

- . - -

Sidney L. Pollock Reg. Administrator for Audit

New York, NY 10036 - -

. - 1515 Broadway - Room 3505 (212) 662-5203 FTS (8) 662-5203

Robert W. Curtis Reg. Administrator for Audit 3535 Market Street, Room 12100 Philade1phia;PA 19104 (215) 596-6331 FTS ( 8 ) 596-6331

L. L. Lindsey Reg. Administrator for Audit 1371 Peachtree Street, NE. Room 240 Atlanta, GA 30309 (404) 257-3256 FTS (8). 257-3256

Albert A. Loving, Jr. Reg. Administrator for Audit

* - - . Federal Bldg,, Suite 1680 230 S. 'Dearborn Street

. Chicago, IL 60604 - - _ (312) 353-0615

FTS (8) 353-0615

James Jackson Reg, Administrator for Audit 555 Griffin Square - Room 205 Griffin and Young Streets Dallas, TX 75202 (214) 749-3988 FTS (8) 749-3988

David Nolan Reg. Administrator for Audit 911 Walnut Street, Room 2111 Kansas City, MO 64106 (816) 758-3911 FTS (8) 758-3911.

Howard Atkins Reg, Administrator for Audit 17504 Federal Bldg. 1961 Stout Street Denver, CO 80202 (303) 327-2161 FTS (8) 327-2161

Don D. Byrd Reg. Administrator for Audit 450 Golden Gate Ave.,'Rm. 9403 San Francisco, CA 94102 (415) 556-8424 FTS (8) 556-8424

Raymond Ellis Reg. Administrator for Audit Federal Bldg. - Rm. 6049 909 First Avenue Seattle, WA 98104 (206) 399-4880 FTS (8) 399-4880

51

LIBRARY O F CONGRESS ( L O C ) -I_

AUDIT GROUP : I n t e r n a l A u d i t O f f i c e

AUDIT HEAD

ADDRESS

: E r n e s t C. B a r k e r , C h i e f I n t e r n a l A u d i t o r

: L i b r a r y of C o n g r e s s NY A n n e x , Rm. 342 Washington, DC 20540

TELEPHONE NUMBERS


(202) 426-6314/6315 8 - 4 2 6 - 5 0 0 0

LOCATION I N ORGANIZATION : The C h i e f I n t e r n a l A u d i t o r r epor t s d i r e c t l y t o t h e Assistant Librarian of C o n g r e s s . The A s s i s t a n t L i b r a r i a n reports t o t h e L i b r a r i a n of C o n g r e s s .

S T A F F SIZE

LOC A u d i t group

FY 1976 4,273

5

FY 1 9 7 5 4 , 1 8 6

4

LOCATION AND S I Z E O F AUDIT: A l l personnel a r e located i n S T A F F DURING FY 1976 Washington, D.C.

FUNDING

LOC A u d i t group

c FY 1976 FY 1975 . - $119 m i l l i o n $99 m i l l i o n

.1 m i l l i o n .1 m i l l i o n -

52

- -

NATIONAL AERONAUTICS AND SPACE ADMINISTRATION (NASA)

AUDIT GROUP : Management Audit Office

AUDIT HEAD : Mqrton Cohen, Director

ADDRESS : Washington, DC 20546

TELEPHONE NUMBERS

Commercial FTS

(202) 755-3481 8 - 755-3481

LOCATION IN ORGANIZATION :,The Director of the Management Audit Office reports to the Associate Deputy Administrator. The Associate Deputy Administrator reports to the Administrator and Deputy Administrator of NASA.

STAFF SIZE

NASA Audit group

FY 19.76 FY 1975 24,316 24,300

54 59


Washington ‘ 8 C1 eve1 and 2 Greenbelt, MD 7 Houston 8 Hampton, VA 5 Los Angeles 1 Cape Canaveral, FL 7 Moffett Field, CA 6 Huntsville, AL 9 , Bay St. Louis, MS 1

I .

FUNDING

NASA Audit group



53

NATIONAL SCIENCE FOUNDATION (NSFL

AUDIT GROUP : NSF Aud i t Off ice

A U D I T HEAD : Rober t B. Boyden, Aud i t O f f i c e r

ADDRESS : 1 8 0 0 G S t r e e t , NW. Washington, DC 20550

TELEPHONE NUMBERS

C omme r c i a l FTS

(202) 632-4072 a - 632-4072

LOCATION I N ORGANIZATION : The NSF Aud i t Office i s under t h e O f f i c e of P l a n n i n g and Resources , Management. The Director of t h e O f f i c e of P l a n n i n g and Resources Management r e p o r t s d i r e c t l y t o t h e D i r e c t o r of NSF. O t h e r f u n c t i o n s , such as budge t , program review, and p l a n n i n g and a n a l y s i s , are a l so under t h e a u s p i c e s of t h e O f f i c e of P l a n n i n g and Resources Management.

STAFF SIZE

NSF Audi t g roup

FY 197’6 1 , 2 5 0

14 15

LOCATION AND S I Z E OF AUDIT: A l l p e r s o n n e l a re l o c a t e d i n STAFF DURING FY 1976 Washington, D.C.

. I

FUNDING

NSF Audi t g roup

F Y 1976 FY 1975 $715 m i l l i o n $716 , m i l l i o n


54

NUCLEAR REGULATORY COMMISSION (NRC)

AUDIT GROUP : Office of Inspector and Auditor

AUDIT HEAD : Thomas J. McTiernan, Director

ADDRESS : 4922 Fairmont Avenue " . Washington, DC 20555

TELEPHONE NUMBERS * .

Commercial FTS

(301) 492-7301 8 - 492-7301

LOCATION IN ORGANIZATION : The Director, Office of Inspector and Auditor , reports directly to the Commissioners of NRC.

STAFF SIZE FY 1975 I

FY 1976 - -NRC 2,289 2 , 056 Audit group 25 25

LOCATION AND SIZE OF AUDIT: All personnel are located in STAFF DURING FY 1976 Bethesda, MD.

FUNDING

NRC Audit group - .

FY 1976 FY 1975 $219.4 million $13T million

.6 million - a/

- a/Office staffed in late FY 1975, funding data not available.

55

SMALL BUSINESS ADMINISTRATION (SBA)

AUDIT GROUP

AUDIT BEAD

ADDRESS

TELEPHONE NUMBERS

Commercial FTS

LOCATION IN ORGAN1 ZATION

STAFF SIZE

SBA Audit group

: Office of Audits and Investigations

: Raymond F. Randolph, Director

: 1441 L Street, NW. Room 203 Washington, DC 20416

(202) 653-6613 8 - 653-6613

: The Office of Audits and Investiga- tions is under the Office of the Administrator and reports directly to the Administrator of SBA.


FUNDING

FY 1996 4,136 -I-

86

FY 1975 4,200

86

Washing ton 28 Atlanta 12 Boston 2 Chicago 3 New York 5 Dallas 11 Philadelphia 12 San Francisco 13

SBA Audit group

FY 1975 -I_-

FY 1976 -- $418.2 million $445.8 million


. -

5 6

SMITHSONIAN INSTITUTION

AUDIT GROUP

AUDIT HEAD

ADDRESS

- - - -

TELEPHONE NUMBERS + - . -

Commercial FTS


ST-AFF SIZF

Smithsonian Audit group

: Office of Audits

: Chris Peratino, Director

: Washington, DC 20560

(202) 381-6301 8 - 381-6301

: The Director, Office of Audits reports to the Assistant Secretary for Administration of the Smithso- nian Institution.

FY 1976 4,625

8

FY 1975 4,232

a


FUNDING - -

Smithsonian Audit group

- .

FY 1976 FY 1975 $ l T T m i o n - a/ $116 million


- a/ Includes transition.quarter - July through September 1976.

57

DEPARTMENT OF STATE

AUDIT STAFF

AUDIT HEAD

: Office of the Inspector General of Foreign Assistant (1GA)-

: John A . Shaw, Inspector General

ADDRESS : 2 2 0 1 C Street, NW. Wahington, DC 20520

. -

TELEPHONE NUMBERS

Commercial FTS

( 2 0 2 ) 632-8322 8 - 632-8322

LOCATION IN ORGANIZATION : The Inspector General of Foreign Assistance h a s rank administratively equivalent to an Assistant Secretary of State. He reports directly to the Secretary of State.

STAFF SIZE FY 1 9 7 6

10 ,007 FY 1 9 7 5

12,739 Foreign Assistance I G A 34 2 1

LOCATION AND S I Z E OF AUDIT: A l l personnel are located in STAFF DURING FY 1 9 7 6 Washington, D.C.

F UN D I NG FY 1 9 7 6 FY 1 9 7 5

. - Foreign Assistance - a/ $7,442 million $6,749 million IGA 1.5. million 1.4 million

- a/The funds listed are for the agencies and activities over which IGA has oversight responsibility.

58

DEPARTMENT OF STATE

AUDIT GROUP

A U D I T HEAD

- . ADDRESS

: O f f i c e o f t h e I n s p e c t o r Genera l Fo re ign S e r v i c e ( S / I G )

: Rober t M . S a y r e , I n s g e c t o r Genera l

: 2201 C S t r ee t , NW. Washington, DC 20520

c.. TELEPHONE NUMBERS - -

. Commercial (202) 632-3320 FTS 8 - 632-3320

LOCATION I N ORGANIZATION : The I n s p e c t o r Genera l , Fo re ign S e r v i c e , h a s r a n k admins t ra - t i v e l y e q u i v a l e n t t o a n A s s i s - t a n t S e c r e t a r y . H e s e r v e s under t h e d i r e c t s u p e r v i s i o n of t h e Deputy S e c r e t a r y and S e c r e t a r y , b u t r e c e i v e s day-to-day gu idance from t h e Deputy Under S e c r e t a r y f o r Management.

STAFF SIZE

S t a t e Aud it g roup

F Y 1976 F Y 1975 22,709 23,200

65 62

LOCATION AND SIZE OF AUDIT: A l l p e r s o n n e l a re l o c a t e d i n STAFF DURING FY 1976 Washington, D.C.

- . FUNDING

r S t a t e - - A u d i t g roup

F Y 1976 F Y 1975 $1,062 m i l l i o n $829 m i l l i o n


59

DEPARTMENT OF TRANSPORTATION (DOT)

AUDIT GROUP : Office of Audits

AUDIT HEAD : Joseph J. Genovese, Director

ADDRESS : 400 7th Street, SW.

TELEPHONE NUMBERS Washington, DC 20590

Commercial FTS

(202) 426-4080 8 426-4080

. ” - . LOCATION IN ORGANIZATION : The Office of Audits is within

the Office of the Assistant Secre- tary for Administration. The Assistant Secretary a l s o has authority over six other functional areas, egg., Personnel an6 Training and Installations and Logistics. The Assistant Secretary reports to the Secretary of Trans- portation.

STAFF SIZE

DOT Audit group


Wash i ng ton Boston New York Atlanta Chicago

FUNDING

DOT Audit group

46 7 9 9 8

FY 1976 FY 1975 72,381 69,900

117 11 7

Ft. Worth 8 Kansas City 6 Denver 7 San Francisco 10 Seattle 7

FY 1976 FY 1975 $ 1 0 , 2 ~ ~ i o n $9,912 million


60

DOT {con. 1

REGIONAL OFFICES . Gorden T. Hey R e g i o n a l A u d i t Manager O f f i c e of A u d i t s , DOT-OST ,

Room 930, T r a n s p o r t a t i o n

K e n d a l l S q u a r e - . Cambridge, MA 02142

Sys tems C e n t e r

( 6 1 7 ) 837-2135 FTS ( 8 ) 837-2135

- -

~. -~ Albert Mayolo R e g i o n a l A u d i t Manager O f f i c e of A u d i t s , DOT-OST Room 6310, T r a n s P o i n t Bldg. 2100 Second S t r e e t , S W . Washington, DC 20590 ( 2 0 2 ) 426-0776 FTS ( 8 ) 426-0776

James H. Ard R e g i o n a l A u d i t Manager Office of A u d i t s , DOT-OST S u i t e 710 300 S o u t h Wacker D r i v e Ch icago , I L 60606 ( 3 1 2 ) 353-0104 FTS ( 8 ) 353-0104

N i c h o l a s Be l l av ia Manager, Kansas C i t y S u b o f f i c e O f f i c e of A u d i t s , DOT-OST 601 E a s t 1 2 t h S t r e e t Room 1756 Kansas C i t y , MO 64106 ( 8 1 6 ) 758-2761 FTS ( 8 ) 758-2761

A l f r e d M. C l a v e l l i Regional A u d i t Manager Off ice of A u d i t s , DOT-OST S u i t e 580 2 Embarcadero C e n t e r S a n F r a n c i s c o , CA 94111 ( 4 1 5 ) 556-5785 FTS ( 8 ) 556-5785

I r v i n g - K r e i n d e l R e g i o n a l A u d i t Manager Office o f A u d i t s , DOT-OST

1 1 8 1 S o u t h F r a n k l i n Avenue . V a l l e y S t r eam, NY 11581

( 2 1 2 ) 665-7066 FTS ( 8 ) 665-7066

L. R. Hubbard R e g i o n a l A u d i t Manager O f f i c e o f A u d i t s , DOT-OST 1568 Wil l ingham D r i v e A t l a n t a , GA 30337 ( 4 0 4 ) 246-7826 FTS ( 8 ) 246-7826

Hugh E n n i s R e g i o n a l A u d i t Manager O f f i c e of A u d i t s , DOT-OST Room 9A31 F e d e r a l B u i l d i n g 819 T a y l o r S t r e e t F o r t Worth, TX 76102 (214) 334-3545 FTS ( 8 ) 334-3545

James R . Baron Regional A u d i t Manager Office o f A u d i t s , DOT-OST Room 105 9150 West Jewel1 Avenue Lakewood, CO 80226 ( 3 0 3 ) 327-3458 FTS ( 8 ) 327-3458

L. M . H i a t t R e g i o n a l A u d i t Manager Office of A u d i t s , DOT-OST F e d e r a l B u i l d i n g 915 Second Avenue Room ,3198 S e a t t l e , WA 98174 ( 2 0 6 ) 399-5720 FTS ( 8 ) 399-5720

AUDIT GROUP

AUDIT HEAD

ADDRESS

DEPARTMENT OF TRANSPORTATION FEDERAL-AVIATION-ADMINISTRATION [FAA)

TELEPHONE NUMBERS

Commercial FTS

LOCATION 'IN ORGANIZATION

STAFF SIZE

FA4 Audit group

: External Audit Division

: Robert B. Frey, Jr.

: 800 Independence Avenue, SW. Washington, DC 20591

(202) 426-8040 8 - 426-8040

: The External Audit Oivision is within the Office of Accounting and Audit, which is'under the pur- view of the Associate Administrator for Administration. The Associate Administrator reports directly to the Administrator of FAA. The Associate Administrator is also responsible for such other functional areas as management systems, accounting, personnel and training, logistics, labor relations, budget- ing, investigations, and security.


Washing ton Boston New York Atlanta Chicago Fort Worth

FUNDING

FAA Audit group

FY 1945 56,122 52,520

56 61

-- FY 1976

. I . -

12 Kansas City 3 1 Denver 3

' 6 L o s Angeles 4 7 Seattle 3 5 Other 8 4



62

DEPARTMENT OF TRANSPORTATION FEDERAL HIGHWAY ADMINISTRATION (FHWA) I

AUDIT GROUP : E x t e r n a l A u d i t D i v i s i o n

AUDIT HEAD : J o s e p h E. Al leo , C h i e f

ADDRESS : 4 0 0 S e v e n t h S t r e e t , SW. W a s h i n g t o n , DC 20590 . . TELEPHONE NUMBERS

- Commercial ( 2 0 2 ) 426-0500

” . FTS 8 - 426-0500

LOCATION I N ORGANIZATION : The E x t e r n a l A u d i t D i v i s i o n is u n d e r t h e O f f i c e o f Program Review and I n v e s t i g a t i o n s . T h e Director of t h e O f f i c e of Program Review and I n v e s t i g a t i o n s reports d i r e c t l y t o t h e Adminis t ra tor of FHWA. The FHWA regional e x t e r n a l a u d i t s t a f f is w i t h i n e a c h FHWA r e g i o n a l o f f i c e . Each R e g i o n a l A u d i t Manager repor t s d i r e c t l y t o t h e respect ive R e g i o n a l F e d e r a l Highway A d m i n i s t r a - t o r .

_ .

STAFF SIZE

FHWA A u d i t g r o u p

LOCATION AND S I Z E O F AUDIT: STAFF DURING FY 1976

W a s h i n g t o n A l b a n y Bal t imore A t l a n t a Homewood‘, I L

FUNDING

13 F o r t Worth 3 2 Kansas C i t y 30 Denver 39 San F r a n c i s c o 32 P o r t l a n a , OR

FHWA A u d i t g r o u p

FY 1975 FY 1 9 7 6 I__-

4 , 8 6 8 4 ,786 214 222

20 1 4 1 5 18 11

FY 1 9 7 6 FY 1 9 7 5 $6 ,428 m i l l i o n $ w E i l l i o n

4 . 9 m i l l i o n 4.4 m i l l i o n

6 3

FHWA ( c o n . )

REGIONAL OFFICES

Donald C , Hejtrnanek R e g i o n a l A u d i t Manager O ' B r i e n F e d e r a l B l d g .

C l i n t o n Avenue &

A l b a n y , NY 12207

' Room 729

N o r t h P e a r l S t r ee t

(518) 472-6476 FTS' ( 8 ) 526-4564

J u l i u s R. McDaniel R e g i o n a l A u d i t Manager S u i t e 200 1 7 2 0 P e a c h t r e e Road, NW. A t l a n t a , GA 30309 ( 4 0 4 ) 881-4078 FTS ( 8 ) 257-4343

Woodrow W . Gavenda R e g i o n a l A u d i t Manager 819 T a y l o r S t ree t F o r t Wor th , TX 76102 ( 8 1 7 ) 334-3221 FTS ( 8 ) 334-3226

W i l l i a m H . B ren ton R e g i o n a l . A u d i t Manager Denver F e d e r a l C e n t e r B u i l d i n g 40 P.O. Box 25246 D e n v e r , CO 80225 ( 3 0 3 ) 234-4051 FTS ( 8 ) 234-4073

Jack A , S m i t h R e g i o n a l A u d i t Manager Mohawk B u i l d i n g , Room 412 222 SW. M o r r i s o n S t r ee t P o r t l a n d , OR 97204 ( 5 0 3 ) 221-2052 FTS ( 8 ) 423-2091

F r a n k J. Nazay R e g i o n a l A u d i t Manager F a l l o n F e d e r a l O f f ice

31 Hopkins P l a z a , Rm. 1 6 3 3 Baltimore; MD 21201 ( 3 0 1 ) 962-2361 FTS ( 8 ) 922-3612 . *

B u i l d i n g

. I J o h n P, McCann - - R e g i o n a l A u d i t Manager 18209 D i x i e Highway Homewood, I L 60430 ( 3 1 2 ) 799-6300 FTS ( 8 ) 380-6300

Max D. Howard R e g i o n a l A u d i t Manager 6 3 0 1 R o c k h i l l Road P . O . Box 1 9 7 1 5 K a n s a s C i t y , MO 64141 ( 8 1 6 ) 926-7565 FTS ( 8 ) 926-7962 '

R i c h a r d W . S m i t h Regional A u d i t Manager 2 E m b a r c a d e r o C e n t e r S u i t e 530 San F r a n c i s c o , CA 94111 ( 4 1 5 ) 556-3850 FTS ( 8 ) 556-3255

- _

. -

64

.

DEPARTNENT OF TRANSPORTATION URBAN MASS T~NSPORTATION ADMINISTRATION ~UMTAI

AUDIT GROUP : Office of Program Audit

AUDIT HEAD : Nicholas Mondell, Director

ADDRESS : 2100 Second Street, SW. Washington, DC 20590

-.- TELEPHONE NUMBERS

comme r c i a1 FTS " . (202) 426-4014

8 - 426-4014 LOCATION IN ORGANIZATION : The Program Audit Division is

within the Office of Administratior. of UWTA. The Associate Administra- tor, who heads the Office of Admin- istration, reports directly to the Administrator of UMTA. The Asso- ciate Administrator is also responsible for several other functional areas, such as personnel and '

financial management.

STAFF SIZE

UMTA Audit group


. " Washington 8 Boston 2 New York 2

- .

FUNDING

UMTA Audit group

FY 1976 440 17

FY 197'5 395 17

Chicago 2 San Francisco 2 Atlanta 1



65

DEPARTMENT OF'THE TREASURY -- y__

AUDIT GROUP : Office of A u d i t ( O f f i c e of t h e S e c r e t a r y )

AUDIT HEAD : W i l b u r R. DeZerne , Director

ADDRESS : 1 5 t h and P e n n s y l v a n i a Avenue, NW.

TELEPHONE NUMBERS W a s h i n g t o n , DC 20220

Commercial FTS

( 2 0 2 ) 376-0695 8 - 376-0695

LOCATION I N ORGANIZATION : The Director of t h e O f f i c e of A u d i t repor t s d i r e c t l y t o t h e A s s i s t a n t Secre ta ry (Adminis - t r a t i o n ) . The A s s i s t a n t Secretary a l s o h a s a u t h o r i t y over several o t h e r f u n c t i o n a l areas, s u c h as b u d g e t a n d f i n a n c e , p e r s o n n e l a n d management , a n d o r g a n i z a t i o n . The A s s i s t a n t Secretary reports d i r e c t l y t o t h e Under Secretary, who i n t u r n repor t s t o t h e S e c r e t a r y o f t h e T r e a s u r y . a/ -

STAFF S I Z E a/ - T r e a s u r y A u d i t g r o u p s

LOCATION AND S I Z E OF AUDIT: STAFF D U R I N G FY 1976

Washing t o n B o s t o n N e w York P h i l a d e l p h i a A t l a n t a C h i c a g o Dal las Denver

F U N D I N G - a/

T r e a s u r y A u d i t g r o u p s

229 38 79 56 52 80 46

2

- F Y . 1 9 7 6 1 1 2 , 7 3 3

807 816

S a n F r a n c i s c o 69 C i n c i n n a t i 57 M i a m i 1 9 N e w O r l e a n s 13 Los A n g e l e s 27 Baltimore 1 7 H o u s t o n 18 P a r k e r s b u r g , WV 5

F Y 1976 FY 1 9 7 5 $ 4 7 , 6 2 4 m i l l i o n $39 ,696 m i l l i o n

19.3 m i l l i o n 18.1 m i l l i o n

66

TREASURY ( c o n . )

AUDIT COMPONENTS AND 2EGIONS:

W a s h i n s t o n , D.C.

A u d i t G r o u p A u d i t Head T e l e p h o n e

Off ice of Revenue T. J . Gary, J r . ( 2 0 2 ) 634-5230 S h a r i n g Manager , A u d i t D i v i s i o n FTS ( 8 ) 634-5230 . - - Columbia P l a z a

,- 2401 E S t . , NW. Rm. 1 5 3 2 - .

- - A l c o h o l , T o b a c c o L . , P . B l a c k m e r , J r . ( 2 0 2 ) 566-7219 a n d F i r e a r m s C h i e f , I n t e r n a l A u d i t FTS . ( 8 ) 566-7219

E i v i s i o n F e d e r a1 B l d g . 1 2 0 0 Penn. Avenue, NW. Rm. 4232

Comp t r ol l e r of T. G. DeShazo ( 2 0 2 ) 447-1753 t h e Currency Deputy Comptroller FTS ( 8 ) 447-1753

O p e r a t i o n s Review 490 L ' E n f a n t P l a z a E . , S W .

C u s t o m s S e r v i c e R. Vi. Hardy ( 2 0 2 ) 566-5376 I n t e r n a l A u d i t i n g D i r e c t o r , I n t e r n a l A u d i t FTS ( 8 ) 566-5376

D i v i s i o n 1 3 0 1 C o n s t . Ave., MW. Rm. 5327

C u s t o m s S e r v i c e W. P. T u r e k , Director ( 2 0 2 ) 566-2812 R e g u l a t o r y R e g u l a t o r y A u d i t D i v i s i o n FTS ( 8 ) 566-2812 A u d i t i n g 1 3 0 1 Cons t . P l a z a E . , S W .

Rm. 2116

e- . ,Engraving and P r i n t i n g .-

- .

Government F i n a n c i a l Ope r a t i o n s

I n t e r n a l Revenue S e r v i c e

J . L. Esserman, C h i e f ( 2 0 2 ) 447-9467 O f f i c e o f A u d i t FTS ( 8 ) 447-9467

Rm. 321-10A 1 4 t h & C S t r ee t s , SW.

J . F. R u f f l e y , J r . ( 2 0 2 ) - 634-5010 A s s t . Compt., A u d i t i n g FTS ( 8 ) 634-5010 1 1 0 0 Vermont Ave., NW. m. 200

R. W. Arena, Di rec tor ( 2 0 2 ) 566-4520 I n t e r n a l A u d i t D iv i s ion FTS ( 8 ) 566-4520 1111 C o n s t . Ave., NW. Rm. 3047

67

TREASURY ( c o n . )

A U D I T COMPONENTS AND REGIONS:

W a s h i n s t o n , D.C.

A u d i t Group Aud it Head

M i n t W. L. Humbert , C h i e f I n t e r n a l A u d i t S t a f f

Rm. 1034 501-13th S t . , NW.

P u b l i c Debt F. A. McGrath, D i r e c t o r I n t e r n a l A u d i t D i v i s i o n 1 3 t h & C S t r e e t s , S W . Rm. 737

Secret S e r v i c e R . D. Lawson I n t e r n a l A u d i t o r 1310 L S t r e e t , NW. Rm. 600

T e l e p h o n e

( 2 0 2 ) 376-0608 FTS ( 8 ) 376-0608

( 2 0 2 ) 447-1254 FTS ( 8 ) 447-1254 * ”

( 2 0 2 ) 566-8352 FTS ( 8 ) 566-8352

68

.

TREASURY (con . )

Bureau of Alcohol , Tobacco & Firearms I n t e r n a l Audi t

David A . Hol t sc l aw David S . Rosenberg Aud it Manager Audi t Manager

F e d e r a l O f f i c e Bldg. 550 Main S t r e e t Dallas, TX 75242

Rm. 7409 Rm. 8-C-13 1100 Commerce S t r e e t

* - C i n c i n n a t i , OH 45202 (214) 749-1605 - - (513) 684-3884 FTS (8) 749-1605

FTS (8) 684-3884 c .

' Pau l R. F r e y Aud i t Manager 34th Floor 525 Market S t r e e t San F r a n c i s c o , CA 9 4 1 0 5 (415) 556-0440 FTS (8) 556-0440

69

TREASURY (con. )

CUSTOMS SERVICE INTERNAL A U D I T

Guy A. Leonard, A s s i s t a n t W i l l i a m J . C i c i o , A s s i s t a n t Regional D i r e c t o r ( A u d i t ) Regional D i r e c t o r ( A u d i t ) 1 0 0 Summer S t r e e t , S u i t e 1 6 2 6 U . S . Customhouse, Room 5 0 2 Boston, MA 02110 6 World Trade Cen te r ( 6 1 7 ) 223-6604 N e w York, NY 1 0 0 4 8 - . *

FTS ( 8 ) 223-6604 ( 2 1 2 ) 466-5928 FTS ( 8 ) 668-5928 _ I

Robin B. Leonard, A s s i s t a n t Marion Bevard, A s s i s t a n t Regional D i r e c t o r ( A u d i t ) Regional D i r e c t o r ( A u d i t ) 4 0 South Gay S t r e e t , Room 424 5 3 0 Biscayne Boulevard U . S . Customhouse P.O. Box 3 2 0 1 B a l t i m o r e , MD 2 1 2 0 2 Miami, FL 3 3 1 0 1 ( 3 0 1 ) 922-3727 ( 3 0 5 ) 350-5306 FTS ( 8 ) 922-3727 FTS ( 8 ) 350-5306

Ronald R. Bernhard , A s s i s t a n t Melvin M. Melancon, A s s t . Regional D i r e c t o r ( A u d i t ) Regional D i r e c t o r ( A u d i t ) Canal-LaSal le Bldg. , S u i t e 2220 5 0 0 D a l l a s S t r e e t 1 4 4 0 Canal S t r ee t S u i t e 1 3 5 5 N e w Orleans, LA 70112 Houston, TX 7 7 0 0 2 ( 5 0 4 ) 589-2180 ( 7 1 3 ) 226-4854 FTS ( -8) 682-2180 FTS ( 8 ) 527-4854

Coontz Hatakeyama, A s s i s t a n t George Kira , A s s i s t a n t Regional D i r e c t o r ( A u d i t ) Regional D i r e c t o r ( A u d i t ) P.O. Box 9 5 1 2 1 1 Main S t r ee t , S u i t e 1 1 0 0 Plain P o s t O f f i c e San F r a n c i s c o , CA 9 4 1 0 5 Los A n g e l e s , CA 9 0 0 5 3 ( 4 1 5 ) 556-2110 ( 2 1 3 ) 688 -2564 FTS ( 8 ) 556-2110 FTS ( 8 ) 798-2564

James W. Arnold , A s s i s t a n t Reg i o n a l D i r e c t o r ( Aud it ) 5 5 E a s t Monroe S t ree t S u i t e 1 5 3 9 Chicago, I L , 60603 ( 3 1 2 ) 353-6154 ( 8 ) 353-6154

7 0

TREASURY f con. )

CUSTOMS SERVICE REGULATORY AUDIT

Edward J. Dunford Roger S i l v e s t r i Regional D i r e c t o r Regional D i r e c t o r R e g u l a t o r y A u d i t D i v i s i o n 100 Summer S t r ee t , S u i t e 1819 U.S. Customhouse, Room 716 Bos ton , MA 02110 ’ 6 World Trade Cen te r ( 6 1 7 ) 223-4277 N e w York, NY 10048

R e g u l a t o r y A u d i t D i v i s i o n

FTS ( 8 ) 223-4277 ( 2 1 2 ) 468-5589 FTS ( 8 ) 668-5989

z . -. Thomas J . Boyle Regional D i r e c t o r Regula t o r y Bud it D i v is i o n 40 South Gay S t r ee t U . S . Customhouse B a l t i m o r e , MD 21202 ( 3 0 1 ) 962-4173 FTS ( 8 ) 922-4173

R. K e i t h Richard Regional D i r e c t o r R e g u l a t o r y Audi t D i v i s i o n Canal -LaSal le B u i l d i n g S u i t e 2400 1 4 4 0 Canal S t r e e t N e w O r l e a n s , LA 70112 ( 5 0 4 ) 589-2146 FTS ( 8 ) 682-2146

Donald P. Fr igge Reg i o n a l D i r e c t o r R e g u l a t o r y Aud i t D i v i s i o n 300 Nor th Los Angeles S t r e e t

Los Angeles , CA 90053

- i . P o s t Off ice Box 2071

( 2 1 3 ) 688-3584 - I

L a - - - FTS ( 8 ) 798-3584

Harold Neeley Regional D i r e c t o r R e g u l a t o r y Aud i t D i v is i o n 55 E a s t Monroe S t r e e t S u i t e 1 4 1 3 Chicago , I L 60603 (312) 353-1213 FTS ( 8 ) 353-1213

A l f r e d J . J u l i a n o Regional D i r e c t o r R e g u l a t o r y Aud it Div is i o n 7370 NW. 3 6 t h S t . , S u i t e 300 M i a m i , FL 33166 ( 3 0 5 ) 350-4803 FTS (8) 350-4803

Ray D. Reynolds Regional D i r e c t o r Regu la to ry Aud i t D i v i s i o n 500 Dal las S t . , S u i t e 1240 Houston, TX 77002 ( 7 1 3 ) 226-4885 FTS ( 8 ) 527-4885

Hugh S t a h l Regional D i r e c t o r R e g u l a t o r y Aud i t D i v i s i o n 2 1 1 Main S t r e e t , S u i t e 1 0 0 0 San F r a n c i s c o , CA 94105 ( 4 1 5 ) 556-3798 FTS ( 8 ) 556-3798

7 1

TREASURY f con. 1

INTERNAL REVENUE SERVICE -

F r e d d i e R. Lynn, A s s i s t a n t Bernard B a r r , A s s i s t a n t Regional I n s p e c t o r Regional I n s p e c t o r P . O . Box 1116 P.O. Box 4 4 7 C i n c i n n a t i , OH 45201 P h i l a d e l p h i a , PA 19105 ( 5 1 3 ) 684-3566 (215) 597-0930 FTS ( 8 ) 684-3566 FTS ( 8 ) 597-0930

. i -

Lowell E. Gates, A s s i s t a n t P a t r i c k J. McCool, A s s i s t a n t

S u i t e 1 6 4 6 P . O . Box 213 35 E . Wacker Dr ive Church S t . S t a t i o n Chicago , I L 60601 N e w York, N Y 1 0 0 0 8

Regional I n s p e c t o r Regional I n s p e c t o r .-

( 3 1 2 ) 353-3670 ( 2 1 2 ) 264-9132 FTS ( 8 ) 353-3670 FTS ( 8 ) 264-9132

Donald D. F a r l e y , A s s i s t a n t Michael E . DeSalvo Regional I n s p e c t o r A s s i s t a n t Regional I n s p e c t o r 2 2 1 Cour t l and S t r e e t , N E . P.O. BOX 6 2 0 2 4 t h F l o o r Dal las , TX 75222 A t l a n t a , GA 30303 ( 2 1 4 ) 655-5030 ( 4 0 4 ) 242-4439 FTS ( 8 ) 655-5030 FTS ( 8 ) 242-4439

Joseph H . Da l ton , A s s i s t a n t Regional I n s p e c t o r 160 P i n e S t r e e t , S u i t e 500 San F r a n c i s c o , CA 9 4 1 1 1 ( 4 1 5 ) 556-5795 FTS ( 8 ) 556-5795

72

TREASURY ( c o n . ) -- I_

BUREAU O F THE MINT INTERNAL - A ~ F F T F A F F

Don A . Gil lesp ie S u p e r v i s o r y Aud i to r Bureau o f t h e Mint -760 M a r k e t S t ree t

L . Room 837 -- San F r a n c i s c o , CA 94102 1 (415) 556-1830

i . FTS (8) 556-1830 - -J

James A. Morgan S u p e r v i s o r y Aud i t o r U n i t e d States Mint Independence Mall P h i l a d e l p h i a , PA 19106 ( 2 1 5 ) 597-9760 FTS (8) 597-9760

Wil l iam W. Maxson S u p e r v i s o r y Aud i to r Uni ted S t a t e s Mint Denver, CO 802.04.

FTS (8) 327-2919 (303 ) 8.37-2919

Peter S. Weiss, Aud i to r U.S. Assay Office 32 Old S l i p N e w Y o r k , NY 10005 ( 2 1 2 ) 264-0089 FTS (8) 264-0089

73

TREASURY {con.) I

I BUREAU-OF THE-PUBLIC-DEPT DIVISION OF-INTERNAL A U E

Mr. Stanley D. Chips Res id en t Aud it o r Department of the Treasury Bureau of the Public Debt Internal Audit Branch 200 Third Street Parkersburg, WV 26101 (304) 923-6441 FTS (8) 923-6441

. ‘ C c’ -

- r . c

” . . .

- a/Figures for staff size and audit funding are for all Treasury internal audit cornponenets and third-party audit organizations at the Office of Revenue Sharing and U . S . Customs Service. Organizational location is for the Office of Audit. Other audit components are administratively responsible to operating bureau officials and technically responsible to the Office of Audit.

7 4

4

U. S. INFORMATION AGENCY (USIA) -

AUDIT GROUP : Inspection and Audit Staff

AUDIT HEAD : Jerome R. Broadus, Chief Auditor

ADDRESS \ -

: 1750 Pennsylvania Avenue, NW. Washington, DC 20547

. . - '. TELEPHONE NUMBERS

Commercial FTS

(202) 724-9333 8 - 724-9333

LOCATION IN ORGANIZATION : The Inspection and Audit Staff is part of the Office of the Chief Inspector. The Chief Inspector reports directly to the Deputy Director and Director of USIA.

* - v .

STAFF SIZE

USIA Audit group

4

- FY 1976 FY 1975 8,559 9,030

10 10


FUNDING

USIA Audit group

FY 1976 FY 1975 $273 million $237 million

. 3 million .3 million

75

AUDIT GROUP

AUDIT HEAD

ADDRESS .

TELEPHONE NUMBERS

Commercial FTS

U N I T E D STATES POSTAL SERVICE (USPS)

: P o s t a l I n s p e c t i o n Service Off ice o f A u d i t

: R. J . K l e n z A s s i s t a n t C h i e f I n s p e c t o r - A u d i t

: 475 L ' E n f a n t P l a z a W a s h i n g t o n , DC 20260

( 2 0 2 ) 245-5482 8 - 245-5482

LOCATION I N O R G A N I Z A T I O N : The A s s i s t a n t C h i e f I n s p e c t o r - A u d i t r e p o r t s t o t h e C h i e f Pos- t a l I n s p e c t o r . The C h i e f Pos ta l I n s p e c t o r r epor t s d i r e c t l y t o t h e Postmaster G e n e r a l . Besides t h e a u d i t f u n c t i o n , t h e Chief P o s t a l I n s p e c t o r is r e s p o n s i b l e f o r t h e f u n c t i o n s o f a d m i n i s t r a - t i o n , s e c u r i t y , a n d c r i m i n a l i n v e s t i g a t i o n s .

STAFF S I Z E

USPS A u d i t g r o u p

LOCATION AND SIZE OF AUDIT: STAFF DURING FY 1 9 7 6

F U N D I N G

FY 1 9 7 6 678,949

F Y 1 9 7 5 702,257

662 712

H e a d q u a r t e r s 24 C e n t r a l R e g i o n 169 N o r t h e a s t R e g i o n 1 0 3 S o u t h e r n R e g i o n 1 4 1 E a s t e r n R e g i o n 1 0 3 W e s t e r n R e g i o n 1 2 2

USPS Aud i t g r o u p

F Y 1 9 7 6 FY 1 9 7 5 $13.923 m i l l i o n $ 1 2 , 5 7 8 m i l l i o n

2 1 m i l l i o n 1 9 m i l l i o n

. . D'

- w - Y

76

4

VETERANS ADMINISTRATION (VA)

AUDIT GROUP : Internal Audit Service

AUDIT HEAD : W. E. Busbee, Director

ADDRESS : 810 Vermont Avenue, NW. Washington, DC 20420

TELEPHONE NUMBERS

Commercial FTS

(202) 389-2259 8 - 389-2259

LOCATION IN ORGANIZATION : The Internal Audit Service is under the.Office of Planning and Evalua- tion. The Assistant Administrator who heads the Ofkice .of Planning and Evaluation, reports to the Associate Deputy Administrator and he, in turn, reports to the Deputy Administrator of VA. Other functions of the Office of Planning and Evaluation include management engineering services, management services staff, and investigations and security services.

STAFF SIZE

VA Audit group

FY. 1936 206,533

76


u * -

FUNDING

Washington 71 Chicago 3

VA Audit group

FY'197.5 186,200.

70

Austin, TX 1 Philadelphia 1



77

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