DEN Noy,..Ainzi chuyem NA4.

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TEN CONG TI/CA NHAN COMPANY'S NAME/NAME NGUYEN THOY LY SO: ..../BC-.... No. .... ONG HOA XA HOI CHU NGHIA VleT NAM Dec 15p - Tv do - Hanh phac THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom — Happiness TP.HCM, ngay 29 thong 06 nam 2021 ..., month... day year... BAo cAo thay dOi so , hew cOa cO d8ng 16m, nha deu tu , nem gni , tir 5% tr . & len c6 phieu/ chi:mg chi qu9 &mg REPORT ON OWNERSHIP CHANGES OF MAJOR SHAREHOLDERS/INVESTORS HOLDING 5% OR MORE OF SHARES/CLOSE-ENDED FUND CERTIFICATES - Oy ban Chamg khoan Nha rank; - S6. Giao djch Chang khoan TP.HCM; - Celia ty ce phan Kim khi TP.HCM - The State Securities Commission; - The Stock Exchange; - Name of the public company/the securities investment fund management company, sO GIA0 DICH CHUNG KHOAN TP.Ho CH.I MINfi nh .1%2 )9 DEN Noy,..Ainzi chuyem NA4. To: Lull he so se: Th6ng tin ye cá nhan/t6 chtYc du liplInformation on individual/investor - Ho va ten ca nhen/Ten to chin dau tv/Name of individual/orgamsation: Nguyen Truly Ly - QuOc tichlNationality: Viet Nam - SO CMND, HO chieu, The can cute (d6i veri ca nhan) hoc se Gray chOng nhan clang k9 doanh nghiep, Giey phep hopt dOng hoc pies , ta phap 19 ttrung dwyng (d6i vai to ch6 , c), ngay cep, nai Sp/Number of ID card/Passport (in case of an individual) or number of Business Registration Certificate, Operation License or equivalent legal document (in case of an organisation), date of issue, place of issue: - Dia chi lien he/Dia chi try so , chinh/Contact address/address of head office: - Dien thopi: Fax: Email: Website. Nguti cd) lien quan cOa cá nhana chCyc dàu tu , (dang nem giCe Gang ioyi cO phieu/chtYng chi nu9)IAffiliated person of individual/organisation (currently holding the same types of shares/fund certificates): KhOng có - Ho va ten ca nhan/Ten to chat c6 lien quan/Full name of affiliated individual/organisation: - QuOc tichlNationality: - Se CMND, HO chieu, The can cutc (d6i v6 , i ca than) hoc se Giay chiing nhan clang k9 doanh nghiep, Giay phep hopt Ong hoc giey ta phap 19 twyng &rang (d6i vbi to chirc), ngey cap, nai c6p/Number of ID card/Passport (in case of an individual) or number of Business Registration Certificate, Operation License or equivalent legal document (In case of an organisation), date of issue, place of issue: - Critic vti hien nay tpi c6ng ty dpi chimg/cang ty quan l qu9 (neu GO)/ Current position in the public company/fund management company (if any): - Mei quan he v61 ca nhan/t6 chin dau tulRelationship with the individual/organization: Ten cO phieu/chimg chi qu9/ma chumg khoan set htiu/Name of shares/fund certificates/ code of securities owned: HMC

Transcript of DEN Noy,..Ainzi chuyem NA4.

Page 1: DEN Noy,..Ainzi chuyem NA4.

TEN CONG TI/CA NHAN COMPANY'S NAME/NAME

NGUYEN THOY LY

SO: ..../BC-.... No. ....

ONG HOA XA HOI CHU NGHIA VleT NAM Dec 15p - Tv do - Hanh phac

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom — Happiness

TP.HCM, ngay 29 thong 06 nam 2021 ..., month... day year...

BAo cAo thay dOi so, hew cOa cO d8ng 16m, nha deu tu, nem gni, tir 5% tr.& len c6 phieu/ chi:mg chi qu9 &mg

REPORT ON OWNERSHIP CHANGES OF MAJOR SHAREHOLDERS/INVESTORS HOLDING 5% OR MORE OF

SHARES/CLOSE-ENDED FUND CERTIFICATES

- Oy ban Chamg khoan Nha rank; - S6. Giao djch Chang khoan TP.HCM; - Celia ty ce phan Kim khi TP.HCM

- The State Securities Commission; - The Stock Exchange; - Name of the public company/the securities investment fund management company,

sO GIA0 DICH CHUNG KHOAN TP.Ho CH.I MINfinh

.1%2)9 DEN Noy,..Ainzi

chuyem NA4. To:

Lull he so se:

Th6ng tin ye cá nhan/t6 chtYc du liplInformation on individual/investor

- Ho va ten ca nhen/Ten to chin dau tv/Name of individual/orgamsation: Nguyen Truly Ly

- QuOc tichlNationality: Viet Nam

- SO CMND, HO chieu, The can cute (d6i veri ca nhan) hoc se Gray chOng nhan clang k9 doanh nghiep, Giey phep

hopt dOng hoc pies, ta phap 19 ttrung dwyng (d6i vai to ch6,c), ngay cep, nai Sp/Number of ID card/Passport (in case of an individual) or number of Business Registration Certificate, Operation License or equivalent legal document (in case of an organisation), date of issue, place of issue:

- Dia chi lien he/Dia chi try so, chinh/Contact address/address of head office:

- Dien thopi: Fax: Email: Website.

Nguti cd) lien quan cOa cá nhana chCyc dàu tu, (dang nem giCe Gang ioyi cO phieu/chtYng chi nu9)IAffiliated person

of individual/organisation (currently holding the same types of shares/fund certificates): KhOng có

- Ho va ten ca nhan/Ten to chat c6 lien quan/Full name of affiliated individual/organisation:

- QuOc tichlNationality:

- Se CMND, HO chieu, The can cutc (d6i v6,i ca than) hoc se Giay chiing nhan clang k9 doanh nghiep, Giay phep

hopt Ong hoc giey ta phap 19 twyng &rang (d6i vbi to chirc), ngey cap, nai c6p/Number of ID card/Passport (in case of an individual) or number of Business Registration Certificate, Operation License or equivalent legal document (In case of an organisation), date of issue, place of issue:

- Critic vti hien nay tpi c6ng ty dpi chimg/cang ty quan l qu9 (neu GO)/ Current position in the public company/fund

management company (if any):

- Mei quan he v61 ca nhan/t6 chin dau tulRelationship with the individual/organization:

Ten cO phieu/chimg chi qu9/ma chumg khoan set htiu/Name of shares/fund certificates/ code of securities owned:

HMC

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Cac tai khoen giao dich cif) chOng khoan ndu tai mix 3ITrading accounts with shares at above-mentioned 3

point Tai cong ty chaing khoan/in the securities company

SO krqng, t9 I co phieu/chamg chi qu9 nem giO, trutc khl Mot hien giao dich/Number, ownership percentage of

shares/fund certificates held before the transaction: 1,896,000 a phieu; tir 109.03%

SO luvng c6 phieu/chqng chi qu9 de mua/ban/chuyen nhugng/nhen chuyen nhuvng/hoon di (lam 41 le ser him c6

thay et& qua nguerng met phAn tram (1 %)/ Number of shares/fund certificates bought/sold/transferred/received the transfer/swaped (making the ownership percentage change over the threshold of one percent (1%):

Nghy 29/06/2021: Ban 16,000 CO phieu

SO luvng, 19 10 co phieu/chang chi qu9 clang n0rn gift' sau khi thqc hien giao djch/Number, ownership percentage

of shares/close-ended fund certificates held after the transaction: 1,880,000 c6 phieu; tit I 8.95%

SO krqng, t9 I c6 phieu/chOng chi qu9 d6ng ma ngutri c6 lien quan (Sang Am giCHNumber and ownership percentage of shares/close-ended fund certificates currently held by the affiliated person: !Chong c6

SO luvng, tjf 10 ci5 phieu/chOng chi qu9 dang ding nguai c6 lien quan (lam sau khl thqc hien giao dichlNumber, ownership percentage of shares/close-ended fund certificates held affiliated persons after the transaction: 1,880,000 A phieu; tY10 8.95%

LY do thay dOi se:/ hiru/Reasons for ownership change: Nhu au tai chinh co nhan

Ngay giao dich lem thay dei t9 le sd hOut Trading day changes the ownership percentage: Nghy 29/06/2021

Cac they dOi quan twig khac (Mu cO)/Other significant changes Cif any):

Ncri nhOn: cA NI-IAN/TO CHOC BAO cAoi tiButn DLIW BY ourEN cONG B6

Recipients: THONG TIN REPORTING ORGANISATIONANDIVIDUALMERSONS AUTHORIZED

- LLM: VT,... TO DISCLOSE INFORMATION

- Archived: .... (KV, ghi re he tan, clang el& - au c6) (Signature, full name and seal - if any)