8/3/2019 David S Doty Financial Disclosure Report for 2009

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~ o ~ o I FINANCIAL DISCLOSURE REPORT R ~ : , o r t ~ q ~ i r e d b y t h e E * h i c *in Government Act of 19782/2olo I FOR CALENDAR YEAR 2009 (5 u . s . c , opp. 1o1 -11])

1. Per son R epor t ing ( las t name, f i r s t , middle in i t i a l ) 2. Cour t or Orgsnizat ion 3. Date of Repor tD O T Y , D A V I D S . Dist r ic t Cout~ 4 / 13 / 20 10

4. Title (Article Ill judges indicate a ctive or senior status; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e ty p e ) 6. Repor t ing Per iodmagistrat~ judges indicate full- or pard-t ime) [ ] N o m i n a t i o n , D a t e 01101/2009S E N IO R . J U D G E , U . S . D I S T R I C T C O [] Initial [] Annual [] Final to12/3112009

5 b. [ ] A m e n d e d R e p o r t7 . C h a m b e r ~ or O f f i c e Addr e s s ! 8 . On the bas i s of the informat ion conta ined in thi s Rep or t and anymodi l i ca t lans per t a in ing there to, i t Ix , i n m y opin ion, In comp l iance300 S ou th Fou r th S t re e t w i t h a pp l i c a b le l a w s a nd r e gu l a t i ons .Minne a pol i s , MN 5 5415

R e v i e w i ng O f f i ce r Date

I M P O R T A N T N O T E S : The instructions accompanying this form mu~t be followed. Complete all pam,checking the NONE box for each part where you have no reportable information. Sign on last pag~

I . P O S I T I O N S . ~ n , ~ o , ~ z ~ , a ~ i ~ l o ~ l y : , ,e ~ . ~ - ~ ~ of f i l ing insu~ction~.)NONE (No reportable positions.)

POSITION NAME QF ORGANIZATION/ENTITYI.

7.-

F-;

~~ NONE (No reportable agreements.)DATE pARTIES AND TERMS

!.

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~Nsme of Person Reporting Date of ReportPageFINANCIAL2 of 7 DISCLOSURE REPORT [Dor,~, X~AVaD S. 4n 3tZ0t0

HI. NON-INVESTM ENT INCOME . rRepo,~gA. Filers Non-Inv~ent Income

NO~ ~o reportable non-investment i~ome.)~ SOURCE A~ T~E ~OME(you~, not ~o~es)

I.2.3.4.

B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - if you were married darlng any pergion #f the reporting J~ear, complete this section.(Dollar amount not required except for honoraria.)~] NONE i~ro reportable non-investment income.)

DATE S O I . IR CE A N D T Y PEI.2.3.4.

I V . R E I M B U R S E M E N T S - ,,~=~a,,.ao,~ ~.~.~oo,~, e ~ e n a ~ , ~ (Includes those to spouse and dependent children; ~ee pp. 2J-27 o f fding Inatructlon~.)

NONE (No reportable reimbursements.)S O U R C E D A T E S L O C AT IO N pUR PO S E IT E M S PAID O R PR O V ID E D

1.2.3.4.5.

8/3/2019 David S Doty Financial Disclosure Report for 2009

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FLNAN CIAL DISCLOSURE REPORT ~ , m , o r P e r so n R e p o r t i n g D a t e o r i ~ t p o r tPage 3 of 7 ~ )O T Y , D A V I D $ . 4 / 1 3 / 2 0 1 0

~ NO~ ~0 reportable g~s0SO~CE DESCR~ON ~LUE

I.

3.

5.

I~ NONE (No reportable liabilities.)CREDITOR DESCRIPTION VALUE CODE

1.2.3.4.5.

8/3/2019 David S Doty Financial Disclosure Report for 2009

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F IN A NC I A L D I SC L O S U R E R E P O R T r~a,~e O[ P ....n R e p o r t i n g D a t e O f R t p o r tPage 4 of 7 D O T Y , D A V I D S . 4 / 1 3 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . ~ , value, transaction$ (lnd,ud~$ HlOS, of .tp ..... d depetz~lent children; set pp. 34-60 of f!llng instruction.v.)D NONE (No reportable income, assets, or transactions.)

A. B. C. D.Desc r ip t ion o f Asse t~ Income luring G ros s v a lu e a t e n d Tra n sa c tion s d u rin g re p or tin g p ~ r iod( i n c l u d i n g t r u s t a s s e t s ) r e p or t in g p e r iod of re p o s in g pe r iod

P l a c e " ( X ) " a f l~ r e a c h a s s e t A m o u n t I ~(e .g. , V a l u e V a l u e T y p e ( e . g . , D a te V a lu e Gai n I d e n t i t y o fexempt from prior di~losure C o d e I I t v . , r e n t , C o d e 2 Met hod buy, r, ell, m n ~ d d / y ) t : C o d e 2 C o d e 1 buy er / sel l er( A - H ) ~ o r i n t . ) ( .I-P~ C od e 3 re d e m pt ion ) , (J-P) (A - H ) ( i f p r iv a te( Q - W ) [ t ransae t i0n )

1 . P r i m e M o n e y M a r k e t R B C I n v e s to r C l a s s A D i v i d e n d K T( f o rm e r l y T a m a r a c k )" 1 2 . Pooled In ves t . Comp ass In ves t . A D i x 6 d e a d N T3. Lang-Nelson Broadway LaneI-Real Est. Ltd C Rent L WP t n s h p Henn Co. MN

! 4. I R A - P,.BC Dain R a u s c h e r - C u s t o d i a n B Int./Div. N T5. -Prime Money Market RBC Investor Class( f o rm e r l y T a m a r a c k )6. - T e m p l e to n F o r e ig n F u n d7. -American Funds: Fundamental Investors A

8. - A m e r i c a n F u n d s : Growth Fund of AmericaA

9. - DOCPLANET.eom, Inc. Y1 0 . Wells F a x g o B a n k A Interest K T1 1 . AT&T - e/s A Dividend J T

1 2 . Medtrontie , Inc. c/s A Dividend Sold 08/03/09 J A

1 3 . Ford Motor Co. c/s A Dividend J T

1 4 . Medtox Sci., c!s A Dividend J T

1 5. Corn cas t Corp . , A, /s A Dividend J T1 6 . D u k e E n e r g y , e / s A D i v i d e n d J T1 7 . .Seligraan Comm A Dividend J T

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FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n Reporting Date of ReportPage 5 of 7 D O T Y , D A W D S . 4 n 3 a 0 1 o

V I I . I N V E S T M E N T S an d T R U S T S - i .c o m e , ~ t ~ . , t .~ a c e o n s a . ~ a ~ ~ h o ~ * . / ~ . . . . ~ depe~enf c h i ld r e n ; ~ e e p p . 3 4 ~ 0 of f!l~g i~tru~o~)~O~E ~o reportable income, ~se~, or ~a~actions.)

A. B. [ C.~scdp~on of Assets ~ d~g~

G~ value at ~d T~s~cfio~ dung ~ng ped~( i n c [ ~ in g t ~ s t a s s e t s ) m~ng p~ of ~oning

o)Pla~ "(~" a~er ~ch ~t ~unt [ T~e (e.g., V a l u e V~u T~ (e.g., Da~ V a l u e Gain ldcnfi~ of

exempt~m~ordisclos~ C~e 1 ~ d i v . , r e n ~ C~e2 Me~ b u y , s e ~ , ~d~ Code2 Co~ I b u y e r / s d l e r(A-H) [ orinQ O - P ) C~e3 ~ e m p ~ o a ) ( J - P ) (A - ~ ( i f p~vs~

1 8 . Alca te l Lucent A D i v i d e n d J T1 9 . S p e c t r a E n e r g y A D i v i d e n d J T

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i Name of Person Reporting Date of Repo~FINANCIALpage 6 o f 7 D ISCLOSURE R EPOR TI[ D O T Y , D A V ID S . 4 / 13 / 2 0 10

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

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", " FINANCIAL DISCLOSURE REPORT [ N a m e n[ P . . . . . R e por t i ng D a t e o f R e p o r ~Page 7 of 7

I 1 D O T Y , D A V I D S .4/13/2010

IX. CERTIFICATION.I c e r ti f y t h a t a ll In f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a bl e s t a t u to r yp r o v i s i o n s p e r m i t t i n g n o n - d l s c l o s u r e .I f u rt h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U ~ . C . a p p . 5 0 1 e L s e q , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

N O T E : A N Y I ND I V I D U A L W l lO K N O W I N G L Y A ND W I L F U LL Y F A L S IF I E S O R F A I LS T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsS u i t e 2 - 3 0 1One Columbus Circle, N.E. W ashington, D.C. 205 44