David Hittner Financial Disclosure Report for 2009

8/3/2019 David Hittner Financial Disclosure Report for 2009

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I an t 0 [ F I N A N C I A L D I S C L O S U R E R E P O R T ~ e p o ~ t R ~ , i r* d b y t h e E t h ic sin Crovernment Act of 1978R~, vzoto [ FOR CALENDAR YEAR 2009 (s v.s.c, app . lomH)1 . Person Report ing ( last name, first, middle initial) 2. Court or Organiza t ion 3. Date of ReportHitmer, David United States Disuict Court 04/28/20!0

"4. Tit le (Article ~I judges indicate active o r senior status; 5a. Repor t Type (check appro pr iate type) 6. Repor t ing Per iodmagistrate judges indicate full- or part-t ime) [] Nomination, Date 01/01/2009Senior Star t le , [] Initial [] Annual [] Final to12/31 ]2009~. [] Amcnd,:M Report

" / . C h a m be r s o r Of f i c e Ad d re ss 8. On the basis of the information confined in this Reprt and anymodificat ions per tain |ng thereto, i t i s , in my opinion, in compl ianceU. S. Disffict Court with appl icable laws and reg ulat ions .515 Rusk Street Room 8509 Houston, Texas 77002 R ev ie w ing O ffice r. Da te

I M P O R T A N T N O T E S : The in~trucllans accompanying thinform must be followed Complete all parts,checking the NONE box for each part where ~a have no reportable inforraation. Sign on last pag~

~ N O N E (No reportable positions,)p OSI T I ON N A M E O F O R G A N I Z A T I O N /E N T I T Y

l Direc tor Sam Houston Area Coundt/Boy Scouts of America

2. Director South Texas Law Review

4. t 7 7 ;

II. AGREEMENTS. (Reporting indlvtdnal only; se~ pp. lg-16 of fiting lnstruetion$.)~ N O N E (No reportable agreements.)

PARTIES AND TE~S


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F I N A N C IA L D I SC L OSU R E R E P OR T [ Name of Person Rep orting I Date of ReportPage 2 of 11 Hittner, David 0 4 1 2 8 1 2 0 1 0

III. N O N - I N V E S T M E N T I N C O M E . (neporting individual and spouse; see pp. 17-24 of filing instructions.)A . F il e r s N o n - I n v e s t m e n t I n c o m e__~ NONE (No reportable non-investment income.)

~ SOURCE AND TyPE IN C OME( y o u r s , n o t s p o u s e s )I . 09/23/09 The West Group - Royalties on 5th Circuit Guide $4,438.31

2.04/09/09 The West Group - Royalties on 5th Circuit Guide $967.56

3.

4.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - If you were married during any portion of the reporting year, complete this sectio~(Dollar amount not required except for honoraria.)~-~ NONE (No reportable non-investment income.)

~ SOURCE AND TYPE1.

2.

3.

4.

I V . R E I I V I B U R S E M E N T S - ~ ,a ~ v o r t~ o n , ~oag~g,[ood, , n t e r t a i n m e n ~(Includes those to s pouse a nd dependent children." see p p 25 -27 off!ling instructtor~-,)

N O N E (No reportable reimbursements.)SOURCE_ ~ LO C A T IO N P U R P O S E 1 T E M S P A I D O R P R O V I D E D

12,3.4.5.


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FIN A N C IA L D ISC L OSU R E R E POR T[ N ~ m . o f ~ . e ~ o D R e ~ , o . ~ g

D . t ~ o ~ R . ~ r EPage 3 of 11 Hittner, David 0 4 / 2 8 / 2 0 1 0

V . G I F T S . ,~~,a~ ,~o~, ,o ~ .... d d~e~ ~Udren; seepp. 28-31 of fil~g ~ttucao~.)~, N ON E (No reportable g~ts.)

~ D E S C N P T I O N ~I.2,3 .4.5.

V I . L I A B I L I T I E S . ancl~s ,~o~ o ~ o ~ . ~ ~ dependent children; see tq. 32-33 of filing instructiotlg)NONE (]go reportable liabilities.)

CREDITOR DESCRIPTION V A L U E C O D E1.2.3 .4.5.


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N a m e o f P e r s o n R e l 0 o t ~ in g ] l)ate of g e p o r tFINANCIAL D I SC L OSU R E REPO RT] Hittner , David { ,

04/28/2010Page 4 o f 1 1

~ (No reportable income, ~sets, or transaction.)O N ED~cfi~ion of Asse~ I n c o m e d u r i n g ~ G r o s s v a l u e a t e n d T~actions during repo~ing peri~(including trust ~se~) repoaing ~ri~ of ~po~ng

Plaee"(X)"ag ... . c h a s s e ~ ~o~t T~e(e.g., V~I~ Value T~e[e.g. , Date ~Value b u y e r / s e l l e re x e m p t f r o m p r i o r d i s e lo ~ r e ~e I div., ~nl, ] C o d e 2 M e t h o d b u y , s e l l,(A-~=or~.) [

( J - P ) C ~ e 3 redemptio,) (J-P) /(A-~ ( i f p r i v a t e

1. B~KACCOU~S: 2. C~NChec~g - ~ Morgan Ch~e B~, A lnte~st L THouston, Texas3. I ~ C D - J P M o r g a n C h ~ e B ~ k , H o u s e , A ln te~s t K TT ex~

C~Savings - Morgan Chase B~k, A Interest L THouston, Texas5. Post Oak Ba~ - CD C In ~ r~ t L T6. Comm uniU National Ba~ - CD C Inter~t L T

8. Mutual Trst Lit~ ~s.. Co/Oakbr~k, IL C ~tere~t L T9. ~E~TME~S:

1 0 , I M S S E C U ~ T I E S ~ C :1 1 . Federated Capitol Rescues Money M~k~t C Divided J Tw/in Brok~age Acct.1 2. W M T ~ A Dividend J T~ 3 . PERSH~G ~VESTMENT: ...... ]

!4 , A CV A Dividend J T Buy 06/24/09 ] J1 5 . ASVIX A Dividend J T Buy 06~4/091 6 . B~ A Dividend ~ K T Buy 6/24/09 K1 7 . PGVFX A Dividend Buy 0t/01/09 J

1. Income Gain Codes: A =J;I 0013 or les~ B =51.~01 - 52.500 C =52.501 - 55,000 D =$5.001 - 515.000 E ~,15.001


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FINANCIAL DISCLOSURE REPORTI H i ~ e r , D ~ ) i d 0 4 / 2 8 / 2 0 1 0Page 5 of 11

VII. INVESTMENTS and TRUSTS -NO~ ~o reportable income, assets, or transactions.)

A,D~ription of Asse~ In,me during Gross value at end ~ Transactions du~ng reposing period(including ~st ~s~s) re~ing ~ri~ of re~ng ~od

Pla~ "~" ~er cinch ~t ~ount ~ T~e (e.g,, Value Val ue T~ (e.g,, Date [ Value Gain Identity ofexempt from prior di~losur C~e I [ div., r~t, C~e 2 Meth~ buy, ~I1. mnffd~ C~ 2 C~e 1 ~y~seller( A -H) or int.) (J-P) C~e 3 rede~tion) (J-P) (A-~ (if privatet~saction)

1 8 . PG~X None Sold 06/16/09 J~19. B~ None J T Buy 06/24/09 J

2 ~ . BER~ A Dividend J T Buy 01/02/09 J2 1 . B SX N o n e J T Bu y 06/24/09

2 2 . B 1 P N o n e J T Bu y 06/24/09

23. CVX A D i v i d o n d J T I B u y 06/24/0924. C H H A D i v i d e n d J T Bu y 06/24/092 5 . CTAS N o n e J T Bu y 06/24/09

2 6 . ~F A N o n e S o l d 01/01/09

2 7 . CFIMX A D i v i d e n d J T Bu y 01/02/09

2 8 . X O A D i v i d e n d J T B u y 06/24/092 9 . C O S T A Dividend J T Bu y 06/24/093 ~ i DMLP " A D i v i d e n d J T B u y 06/24/093 1 . EP E A D i v i d e n d J T B u y 06/24/093 ~ . ERi~ N o n e J T B u y 06/24/09

3 3 . GTEYX A Dividend K T B u y 06/04/093 4 . H NZ A D i v i d e n d J T B u y 0 6 /24/0 9


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FINANCIAL DISCLOSURE REPORT ~ , s . o f P e r s o n Repor~iag Date otRep ortPage 6 of 1 ] llittner, David 0 4 / 2 8 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - ~ ...... ~ e, t r a n s a c t i o n s / l n c 2 a d e s t h o s e of spouse and dependem childre~; see pt~ 34-60 of filing ic~structtons.)

N O N E (No reportable income, assets, or transactiot~.)A, B C. D .

D e s c r i p t i o n o f i L s s e t s I n c o m e d ur i n g G ro ss v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n o l u d i n g ~ u s t a s s e t s l r e p o r t i n g p o r i o d [ o f r e p o r t i n g p e r i o d

Code 1 [div., ~ent, C o d e 2 ] Method buy, sell. ]mm /dd/yy Code 2 [ Code 1 I b u y e r / s e l l e rr e d e m p t i o n )e x e m p l fr o m p r i o r d i s c l o s u r e (A-H) ] o r i n t . ) ( J - P ) I Code 3 [ (A-H) ] ( i f p r i v a t e

3 5 . HE W None J T I Buy 061 24/09 J3 6 . HP Q A Dividend J T Buy 0 6 1 2 4 / 0 9 [ J3 7 . IBM A Dividend 3 T Buy 0 6 1 2 4 1 0 9 i J~ 8 , HY G A Dividend Buy 01/02/09 J3 9 . HY G None Sold 0 5 1 1 8 1 0 9 K40. Y N J A Dividend J T Buy 06/24,09 J4 1 . K FT A Dividend J T Buy 0 6 / 2 4 1 0 9 J4 2 . K R A Dividend J T Buy 06!24/09 J4 3 . LSTR A Dividend J T Buy 06/24/09 34 4 . LMT A Dividend J T Buy 0 6 1 2 4 / 0 9 J4 5 . LOW A Dividend J T Buy 06/24/09 J46. E X W A , X A Dividend K T Buy 0 6 1 2 4 1 0 9 K47. MC D A Dividend J T Buy 06/24/094 8 . MH S None J T Buy 06/24/09 J4 9 . MSFT A Dividend J T Buy 06/24/09 J5 0 . NGPC A Dividend J T Buy 1 0 6 / 2 4 1 0 9 J5 1 . NH P A Dividend ,~ T Buy 06/24/09 J

I . I n c o m e G a i n C . o d e s : A = $ 1 , 0 0 0 o r l e s s B = $ 1 , 0 0 1 - $ 2 ,5 0 0 C = 5 ~ ,5 0 1 - $ 5 ,0 0 0 D = $ 5 ,0 0 1 - $ 1 5 ,0 0 0 E = $ 1 5 , 0 0 1 - $ 5 0 . 0 0 0(5cC o l u n m s B t a n d D4) F =550,001 - $100,000 O =$l~0,0~1 - $1,000,000 Ill =$1 ,000,00! - $5,000,0J0 H 2 = M o ~ t h an $5,000,0002. Value Codes J :~$15,000 or Iss g =$15,001 - $50,000 L = 550,001 - 51 00,000 M ~$1 00,001 - $250,000(See Co lum n s CI an d D3) N ~$250,001 - 5500,000 O =$500,001 - $1 ,000,000 Pl =$i,000,001 - $5,000,000 P2 =$5,090,001 - $25,000,01"gl

P3 = $25,000,001 - $50,000,000 P4 = More tha~ $50,000,0003. Value Mclhod Codes O =Appraisal R =Cost (Real [k~late Only) S =Assessment T =( ;ash Market(See Colmra~ C2) U = Book Val oe V =Other W =Estimated [


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Ia m e o f P e r s o n R e l ~ r f i n g I D a t e o f R e p o r t "FINANCIAL DIS CLO S URE R E P O R TI l - l | t t n e r , D a v i d ]

04/28/2010Page 7 of I 1V I I . I N V E S T M E N T S a n d T R U S T S - i . ~ o , ~ , . ,a ~ t ,u , ~ n c ~ , , O n e t u d , , th o , e o f ~ . ,, u , d a , ~ n d , , , children; s e , p p . 3 4 - 6 0 of filing i n s t r a c t i o n ~ )---] NONE (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s [ I n c o m e d u r i n g i Gross value ~t end T r a n s a c t i o n s d u r i n g r e p o r t i n g p a r t e d( i n c lu d i n g t r u s t a s s e t s ) i r e p o r t i n g p e r i o d [ of reporling periodP l a c e " ( X ) " a f t e r e a c , a s s e ~ Amount[Type (e.g.,/Value I Value I T : w e ( e . ~ . . Date I Value I Gain I d e n t i t y o f

e x e m p l fr o m p r i o r d i s c l o s u r e I Code 1 | div. , rent, I Code 2 M e t h o d I b u y . s e l l, mm/ddyy Code 2 Coda I b u y e r / s e l l e r(A-H)| orint.) |(J-P) I Code3 [ r e d e m p t i o n ) (J-P) t(A-H) ( i f p r i v a t e

5 2 . NK E A Dividend J T Bu y 06!24/09 J

5 3 . NVS A Dividend J T Buy 06/24/09 J5 4 . ORCL A Dividend J T Buy 0 6 / 2 4 1 0 9 J5 5 . OM I A Dividend J T Buy I ) 6 / 2 4 / 0 9 Jt6 . PAYX A Dividend J T Buy 06/24/09 J5 " 7 . P E P A Dividend J T Buy I ) 6 / 2 4 / 0 9 J5 8 . PG A Dividend J T Buy 0 6 1 2 4 / 0 9 J5 9 . PG R None J T Bu y 06/24/09 J6 0 . EFZ None Bu y 06/24/09 J6 1 . EFZ N o n e S o l d 1 2 / 2 8 / 0 9 J

6 2 . MYY None Buy 0 5 / 1 8 , 0 9 J6 3 . MY ~ None Sold 12/28/09 J6 4 . SH i None Ba y 0 1 / 1 5 ! 0 9 J6 5 . SH None Sold 1 2 / 2 8 / 0 9 L6 6 . QCOM A Dividend J T Buy 06/24/09 J6 7 . Q i A Dividend J T Buy 06/24/0~ J6 8 . RYN I A Dividend J T Buy 0 6 / 2 4 ! 0 ~ J

(See C~,[ur0as BI and D4) F=$50,00I - $100,0~0 G =$100,001 - $I,0~)0,000 tll :$|,000,001 - $5,001),000 H2 =Mo re than $5,000,0002. Va~ut Codes J =$ ] 5,000 or less K =$15,001 - $50;ffd0 1. =$50.001 - $100,000 M ~$100,0~1 - $250,000(See Cotuwa~s Cl and D3) N =$250,001 - $500,000 O = $500,001 - $1,000,000 P I =$1,000,001 - $5.000,000 P2 =$5,0~2,001 - $25,000,000P3 =$25.000.001 - $50,000~000 P4 =More ~hant $50,090,00~3. Value Method Codes Q ~Appraisal R ~Cost (Red! Es tate Only) S =Assessmem T ~ ~ . ~ : 1 ~ M ~ r k e ~(S e e Co lun ~ C2) U =l~ook Value " ~ ~ O t h c r W =Esfimsled


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FINANCIAL DISCLOSURE REPORT] Hi~ner . David

04/28/2010age 8 of 1 1VII. I N V E S T M E N T S a n d T R U S T S - i . . .. . .. ~ ~ . . .. ~ o ~ a , , a u ae , ~ t ,o~ oy~v . .. .. ~ aew,,a ,n , ~ ,ua , , , : ~ ,vv. z4-~o

N O ~ ~ o reportable income, assets, or transactions.)Description of Ass~ [ In,me during Gross v~ue at end Fmn~ctions during reposing(including ~t a~) ~mng ~fiod of ~po~mg period

[C~el[ (A-H)or]nt.) [ U - P ) C~e3 r ~ e m p t i o n ) ] , ( J-P) ] (A-H) ] ( i f p r i v a t

6 9 . ROST A Dividend J T Buy 06/24/09 J7 0 . ~ LD A Dividend J T Buy 06/24109 J7 1 . JNK A Divid end Buy 01/01/09 J7 2 . JNK None Sold 05/18/09 J7 3 . RW M None Buy 01/15/09 J7 4 . RW M None Sold 03/05/09 J7 ~ . ST J A Dividend J T Buy 06/24/09 J7 6 . HSIC None J T Buy 06/24/09 J7 7 . SG M A Dividend J T Buy 06/24/09 J7 8 . SPLS A Dividend J T Buy 06/24/09 J7 9 . SRCL None J T Buy 06/24/098 0 . SY Y , ., v A Dividend J T Buy 06/24/09 J8 1 . T . I X A Dividend J T Buy 06/24/09 J8 2 . MM~I - A Dividend J T Buy 06/24/09 J8 3 . U M B H ~ A Dividend J T Buy 06/24/098 4 . VZ A Dividend J T Buy 06/24/09 J8 5 . W MT A Dividend J T Buy 06/24/09 J

(~Colum~ ~) O = B~ k Valu e V =Other W = ~ t i m a le d


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Iame of Person Reporting Date of ReportF INANCIAL DIS CLO S URE REPO RTPage 9 of 1 1 m t m e r , D a ~ d 0 4 / 2 8 / 2 0 1 0~ N O N E (No reportable income, assets, or trw~sactions.)

Description of ~sets ~ Income dudng ~ Gross value at end [ Tmn~ctions during tepo~ngfinel~ing ~st assets ) [ r~o~ing ~i~ ~ of repo~ng ~fi~

Place "~" after ~ch ~set I~unt I T~ (e.g., Value VMu e T~e (e.g., Date /Vaiue/ Gain I ld~tity of!(A~ ]or int.) I (J-P) Code 3 redemption) ((J-P) ] (A-t~ (if private

8 6 . ~G A Divided J T Buy 06124109, J8 7 . ~ A Dividend J T Buy 06~4/09 i J8 8 . YHOO None J T Buy 06/24/098 9 . ~UM ....... A Dividend J T Buy 0&24/09 J

1. Income Gain Codes: A = i i .000 o r le ss B = $!.001 - $2.500 C = $2,501 - $5,000 D(Sge Columns Bl a~d D4) F =$50,001 - $100,000 G =$100,091 - $|,000,000 HI :$t,000,001 - $5,000,000 H2 = More thar~ $5,000,000(S~Colu~s Cl and D 3~ N =$250.00 | - $500,000 O =$500.001 - S t.O00,000 P 1 =$1 .000,001 - $5 .000,000 P2 =$5,000,001 - $25,000,000P3 =$25,000.001 - $50,000.000 P4 =More lha~3. Vat~ Method Code~ Q =Appraisal R ~Cost (Real Estat OniyJ S = A ssessm en t T = Cash M~ rkvt(Ste Coll.lr~rl C 2) U =Book Value V =O~r W


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FINANCIAL DISCLOSURE REPORT]

Pag~ 10 of 1 1 Hittner, David 0 4 / 2 8 / 2 0 ! 0V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .


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N a m e o f P e r ~ o n R e p o r t in g [ D a t e o f R e p o r tF INANCIAL DIS CLO S URE REPO RTPage 1 1 of 1 1 m ~ e r , B a v i d ] 0 4 / 2 8 / 2 0 1 0

I X . C E R TI F I C A TI ON .1 certify that all information given above (including information pertaining to my spouse a nd m inor or depen dent children, if any) isaccurate, true, and com plete to the best of my know ledge and belief, and that any information not reported w as withheld because l~ met applicable statutoryprovisions permitt ing non-d isclosure.I furlher certify that earned incom e from outside em ploymen t and honoraria and the acceptance of gifts which have been reported are incompliance ~th the provisions of 5 U.S.C. app. 501 et . seq. , 5 U.S.C. 7353, and Judicial Conference regulations.

Signature ~

NOTE: ANY INDIVIDUAL W H O K NOW INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TH IS REP ORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FI LI NG I NSTRUCTI ONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

David Hittner Financial Disclosure Report for 2009

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