Colleen Kollar-Kotelly Financial Disclosure Report for 2010

8/3/2019 Colleen Kollar-Kotelly Financial Disclosure Report for 2010

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Rev. 1/2011 IFINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act @1978(5 U.S. C. app. ~ , . ~ 101-111)

I . P e r s o n Repo rt ing (las t name, fi rs t , midd le ini t ial)K O L L A R - K . O T E L L Y , C O L L E E N

4. Title (Article 111 judges indicate active or senior status;magistrate judges indicate full- or pan-time)

Dist r ic t Judge - Ac t ive

7 . C h a m b e r s o r O f f i ce A d d r e s sU.S. Distr ict Court333 Const i tut ion Avenue , NWWashington , D.C . 20001

2. Court or Organizat ionU n i t e d S t a t e s D i s t r ic t Co u r t

3. Date of R e p o r t05/13/201 I

5a. Report Type (check appropriate type)] N o m i n a t i o n , Da te[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Reviewing Off icer Date

6 . R e p o r t i n g P e r i o d01/01/2010

to12131/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o r t i n g indivMual only; seepp. 9-13 of f iring instructions.)D NONE(No reportableposi t ions.)I. Direc tor2.3.

4.5.

P O S I T I O N NAME OF ORGANIZATION/ENTITYRober t Shuker Schola r ship M emor ia l Fund

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~ N O N E (No reportable agreements.)

D A T E1. 2010 D .C . S upe r io r C our t Re t i re me n t P la n

PARTIES AND TERMS


2/9

FINANCIAL DISCLOSURE REPORTPag e 2 o f 9

N a m e o f P e rs o n R e p o r t i n gKOLLAR-KOTELLY, COLLEEN

D a t e o f R e p o r t05/13/2011

I II . N O N - IN V E S T M E N T I N C O M E . ( R e p o . i n g individual andspouse; seepp. 17-24 of filing instructions.)A. Fi |ers Non-lnvestment Income~-~ (No reportab le non - investmen t income. )O N E

D A T E SO U R C E A N D T Y P E I N C O M E(yours , not spouses)1 .2010 D.C. Super io r Cour t Ret i r emen t Fund $ I 15,931.28

2.3.4.

B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.(Dol lar amoun t not required except for honorar ia . )~ (No reportab le non - investmen t income. )O N E

D A T E SO U R C E A N D T Y P EI . 2010 Sel f -Employ ed A t tomey2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~(Includes those to spouse and dependent children," see pp. 25-27 of fi l ing instructions.)~] (No reporta ble reimbursements.)O N E

2.3.4.5.

SO U R C E D A T E S L O C A T IO N PURPOSE ITEMS PAID OR PI~OVIDED


3/9

FINANCIAL DISCLOSURE REPORTPage 3 of 9

Name of Person Repor t ingK O L L A R - K O T E L L Y , C O L L E E N

D a t e of Report05/I 3/201 I

V . G I F T S . a n d u d e s t h o s e t o s p o u s e u n d d e p e n d e n t c h i l d r e n ; s e e pp . 2 S - S t o filling instructions.)~] N O N E (No reportable gifts.)

SOURCE. DESCRIPTION1.2.3.4.5.

VALUE

V L L I A B I L I T I E S . a n d u , ~e s t h o s e o f s p o u s e a n d dependent chitdren; see p p . 3 2 - 3 3 of filing instructions.)NONE ( No reportable liabilities.)

CREDITOR DESCRIPTION1.2.3.

4.5.

VALUE CODE


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FINANCIAL DISCLOSURE REPORTPage 4 o f 9

N a m e o f P e r so n R e p o r t i n gKOLLAR-KOTELLY, COLLEEN

D a t e o f R e p o r t05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~] N O N E (No reportable income, assets, or transactions.)

D e scrip tio n o f A sse ts In c o m e d u r in g( i nclu ding t ru s t a s s e t s ) r e p o s i n g p e r i o d

(1 ) (2 )Place "(X)" after each asset Amount Type (e.g.,

exempt fromprior disclosure Code l div . , r en t ,( A - H ) or in t . )

P N C N a t io n a l B a n k

B a n k o f A m e r i ca

D S M P o s e i d o n L . L .C .

B a n k o f N e w Y o r k C o m . S to c k

G e ne ra l E le c t r i c C om. S t .

S c h w ab M o n e y M a r k e t F u n d

S te r l ing One Indus t r i a l L L C

2.

3.

1 4 .

5.

6.

7.

8.

9.

10 .

11 .

12 .

13 .

14 .

15 .

16 .

17 .

Pf ize r Com. S t .E M C C o m . S t.A p a c h e C o r p . C o m . S t .

S P D R G o l d T r u s t C o m . S t .

Wa t t s Wa t e r Te c h Co m . S t .

P ione e r Na tura l Re s ource C om. S t .



Wi sd o m t re e In t l.

E RentNone

A I n t e r e s t

None

A Dividend

A Dividend

A Dividend

D Dividend

A Dividend

None

A Dividend

None

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

Gross va lue a t endo f r e p o r t i n g p e r i o d

(1) (2)Value Value

C o d e 2 M e th o d( J -P) C o d e 3

( Q - W )

M WJ T

J TJ U

K T

K TM T

K U

K T

K T

K T

K T

K T

K T

K T

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(I) (2) (3)Type (e.g., D a t e Valuebuy, sell , m m/d d/y y C od e 2

r e d e m p t i o n ) (J-P)

Sold 03/11/10 KSold 09/28/I 0 J(part)

S o l d 01/15/10 J(par t )S o l d 05/25/10 K(par t )S o l d 09/09/ I 0 J(part)S o l d 05/10/10 K

(4 ) (5 )Gain I d e n t i t y o f

Code I buyer/seller(A-H) ( i f p r i v a t e

t r a n s a c t i o n )

I. In c o me Ga in Co d es :(See C ol um ns B I and D 4 )

2. Value Codes(See C ol um ns C I and D3)

3.Valu e M e th o d Co d es(See C ol um n C 2)

=$1,000 or less=$50,001 - $100,000=$15,000 or less

N =$250,001 o $500,000P3 =$25,000,001 - $50,000,000Q =Appraisal

= Bo o k Va lu e

B=$1,001 - $2,500G=$ 100,001 - $1,000,000K=$15,001 - $50,0~0O =$500,001 - $1,000,000R =Cost (Real Estate Only}V = Oth e r

C =$2,501 - $5,000H 1 =$ 1,000,001 - $5,000.000L =$50,001 -P I =$ 1.000.001 - $5,000,000P4 =More than $50,000.000S = Assc ssmc n lW = Es t ima ted

D =$5,001 - $15,000H2 =More than $5,000,000M $ t ~3,00 | - $250,000P2 =$5,000,001 - $25,000,000T = Cash M arke t

E =$15,001- $50,000


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N a m e o f P e r so n R e p o r t i n gK O L L A R - K O T E L L Y , C O L L E E N

D a l e o f R e p o r t0~ /13/201 I

V I I. I N V E S T M E N T S a n d T R U S T S - income, va~ue, tr ...... tlons (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)

A. B. C.Descrip tion o f A ssets Incom e during Gross value at end(including trust assets) repo rtin g perio d o f rep ortin g p eriod

(l ) (2 ) (l) (2)Place "(X), after each asset A moun t Ty pe (e.g., Value Valueexempt from prio r d isc losure Code I div., rent, Code 2 Method(A-H) o r i n t . ) ( J - P ) Code 3

(Q-W)

3 M C o m . S t. A D ivide nd K3 M C o m . S t. A D i v i d e n d KS c h l u m b e r g e r C o m . S t. A D i v i d e n d KG i l e a d S c i e n c e C o m . S t N o n eH a rr i s C orp . C om. S t . A D i v i d e n d K

Be a r S te a rns Note s B InterestM c D o n a l d s C o m . S t. A D i v i d e n d

1 8 .

1 9 .

20 .

21 .22 .23 .24 .25 .26 .27 .28 .29 .30 .31 .32 .33 .34 .

Transactions during reporting period

(I) (2) (3)Type (e.g., D a t e V a l u ebu y, s e l l , m m /d d/y y C od e 2

r e d e m p t i o n ) (J-P)

S o l d 06/29/10 KBu y 10/28/10 K

S o l d 12/08/10 J(part)S o l d 04/29/10 K

Matured 07/19/10 KS o l d 03/08/I0 K

Genera l Elec t r ic Capi ta l NotesG e n e r al D y n a m i c s C o m . S t .

BA

InterestDividend

K Sold 12/22/10 K(part)S o l d l 1/12/10 K

Walt Disney Com . S t . A Dividend KN o r f o l k S o u t h e m C o m . S t . B Dividend KCate rp i l la r F inanc ia l Notes A Interes t J

TTT

S o l d 03/30/10(part)Sold 10/27/10(part)

JJ

First Bank of Tennessee Notes A I n t e r e s t Matured 103/19/10 KA B B L i m i t e d C o m . S t . A D i v i d e n dA B B L i m i t e d C o m . S t . A D ivide nd

Sold 05/07 /10 J(part)Sold 0 6 /2 1 /1 0 J

G o l d m a n S a c h s N o t e s B Interest KN at ional Rur a l Ut i l i ty N o tes B I n t e r e s t K

( 4 ) ( 5 )Gain I d e n t i t y o f

Code I b uyer/seller(A-H) ( i f p r i v a t e


A

AA

I . Incom e G ai n C odes : A =$ 1,000 or less B =$ 1,001 - $ 2,500 C = $2,501 - $5 ,000 D = $ 5,001 - $ 15 ,000(See Co lu mn s B I an d D 4) F = $50,001 - $ 100,000 G =$ 100,001 - $ 1,000,000 H I = $ 1,000,001 - $ 5,000,000 H2 =More than $5,000,000

2. Value C o des J =$ 15,000 or less K =$15,001 - $50,000 L -$5 0.001 - $ 100,000 M -$ 100,001 - $ 25 0,000(See C ol um ns C I and D3) N =$250,001 - $500,000 O $ 500,001 - $1,000,000 P I -$ 1,000,001 -$ 5,0 00,000 P2 =$5,000,001 - $25,000,000

P3 =$ 25 ,000,001 - $ 50,000,000 14 = M ore than $ 50,000,0003 . Va lu e M e th o d Co d es Q =Appraisal R - Co s t (Rea l Es ta te On ly ) S = Asse ssmen t T =C ash Marke t(See C ol um n C 2) U =Book Value V = Oth e r W = Es t ima tc d

E =$15,001- $50,000


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N a m e o f P e r s o n R e p o r t i n gK O L L A R - K O T E L L Y , C O L L E E N

D a t e o f R e p o r t05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e scrip tio n o f A sse ts In co m e d ur in g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1 ) (2 )Place "(X)" after each asset A m o u n t T y pe ( e .g . ,exempt from prior disclosure C o d e 1 d i v . , r e n t ,(A-H) or in t . )

35 . V i a co m N o t e s B Interest36 . W i l m i n g t o n T r u s t b o n d s B Interest37 . Dupon t E . I . N emour Com . St . B Dividend38 . C V S C a r e m a r k C o m . S t . N o n e39 . Dominion Resource Com. S t . B Dividend40 . R e s e a r c h I n M o t i o n L T D C o m . S t . N o n e41 . R e se a rc h In M o t io n L TD C o m . S t. N o n e42 . Vanguard Corp . Bond B Dividend43 . Vanguard Corp . Bond B Dividend44. HCP I nc. Com. St . A Dividend45 . Eaton Com. S t . A Dividend46. Eaton Com. S t . A Dividend47. A tlas Pipe l ine Par tner s Com. St . A Dividend48 . D O W C h e m i c a lC o m . S t . N o n e49 . Roya l Car ibbean Notes B Interes t50 . Am er igas Pa r tne r s Bonds A Interest5 I. A nadar ko Pet r o leum N otes N o n e

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)

Value V a l u eC o d e 2 M e th o d

( J - P ) C o d e 3( Q - W )

K TK T

K TK TK TK TK TK TK TK TK TK TK T

K TK T

T r a n s a c t io n s d u r i n g r e p o r ti n g p e r i o d(l ) (2) (3)

Type (e.g., D a t e Valuebuy, sell, m m/dd/yy Code 2

redemption) ( J - P )

Sold 11/08/10 K

S old 10/28 /10 J(part)So ld 04/08 /10 K

Bu y 03/19/10 KBu y 04/08/10 J( add l )Bu y 05/11/10 KSo ld 12/22/10 J(part)Bu y 05/14/10 KBu y 0 8 / 1 9 / 1 0 KSo ld I 1/09 /10 J(part)Bu y 08/18/10 KBu y 0 9 / 2 8 / 1 0 KBu y 03/15/10 KBu y 07 /01/10 KBu y 0 8 / 1 8 / 1 0 K

(4 ) (5 )Gain Identity of

C o d e 1 buyer/seller(A-H) (if private


D

1. In com e Gain Cod es: A = $1,000 or lcss B = $1,001 - $ 2,500 C =$2,501 $5,000 D =$5,001 - $15,000(See Co lu n ms B I an d D 4) F =$50,001 - $ 100,000 G -$ 100,001 - $1,000,000 H I =$ 1.000,001 - $5,000,000 H2 =More than $5.000,0002. Value C o d es J = $ 15 .000 o r le ss K =$15,001 - $50,000 L =$50,001 - $ 100,000 M = $100,001 - $250,000(See C olum ns C 1 an d D 3) N = $25 0,001 - $ 500,000 O = $5 00.001 - $1,000,000 P I = $1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 P 2 =$ 5, 00 0, 00 1 - $ 25 ,0 00 .0 00

P3 $25,000,001 - $50,000,000 P4 =More than $50,000,0003 . Va lue M e th o d Co d es Q =Appraisal R - Co s t (Rea l Es ta te On ly ) S = Asse ssmen t T =C ash Marke t(See C ol um n C 2) U = Bo o k Va lu e V -Othcr W = Es t ima ted

E =$15,001 - $50,000


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N a m e o f P e r so n R e p o r t i n gK O L L A R - K O T E L L Y , C O L L E E N

D a t e o f R e p o r t05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( in clu d in g tru s t a ss e ts ) r e p o rt in g p e rio d o f r e p o r t i n g p e r i o d

(1) (2) ( 1 ) ( 2 )Place "(X)" after each asset A m o u n t Type (e.g., Value Value

exempt fromprior disclosure C o d e 1 div . , r en t , C o d e 2 M e t h o d( A - H ) or in t . ) ( J -P) C o d e 3(Q-W)

Type (e.g.,bu y, s e l l ,

r e d e m p t i o n )

Transac t ions dur ing repor t ing pe r iod

(2) (3) (4 )D a t e Value Gain

mm/dd/yy C o d e 2 Code 1( J - P ) ( A - H )

Iden t i ty o fbu ye r / s e l l e r( i f p r iva te

t r a ns a ct ion)

52 . S PD R B a r cl ay s Ca p it al B o nd A Dividend K T B uy 09/23/10 K53 . CIT Gro up No te s A I n t e r e s t K T B uy 10/28/10 K54. Su p er V a lu eNo te s A I n t e r e s t K T Bu y 12/22/10 K

1. In com e Gain Cod cs: A = $1,000 o r less B = $1,001 - $ 2.500 C = $ 2,5 01 - $ 5 ,000 D = $5,001 - $15,000(See C ol um ns B I and D4 ) F -$50,001 - $100,000 G =$100,001 - $1,000,000 H 1 =$1,000,0Ol - $5,000,000 H2 =More than $5,000,0002. Value Codes J =$15,000 or less K =$15,001 - $50,000 L -$5 0,001 - $ 100,000 M =$ 100.001 - $250,000(See Co lu mn s C I an d D 3 ) N =$ 250,001 $500,000 O = $500,001 - $ 1,000,000 P 1 =$ 1,000.001 - $5 ,000,000 P2 =$ 5 ,000,001 - $ 25 ,000,000

P3 =$ 25.000,001 - $50,000,000 P4 -M o re than $ 50,000.0003 . Va lue M e th o d Co d es Q =Appraisal R =Cost (Real Estate Only) S = Asse ssmen t T = Cash M arke t(See C ol um n C 2) U = Bo o k Va lu e V = Oth e r W = Es t ima lc d

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


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N a m e o f P e r so n R e p o r t i n gKOLLAR-KOTELLY, COLLEEN

D a t e o f R e p o r t05/13/201 I

V III . ADDITIONAL INFORM ATION OR EXPLANATIONS.


9/9


N a m e of Person Repor t ingK O L L A R - K O T E L L Y , C O L L E E N

Date of Report05/I 3/2011

IX. CERTIFICATION.I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s

a c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b le s t a t u to r yp rovi s ions permi t t i ng non-d i sc losure .I fu r t h e r ce r t i fy t h a t e a rn ed i n c o m e f ro m o u t s i d e em p l o y m en t an d h o n o ra r i a an d t h e ac c ep t an c e o f g i f ts wh i c h h av e b een r ep o r t ed a r e i ncom pl i ance wi th the p rov i s ions o f 5 U.S.C. app . 501 e t . s eq ., 5 U.S.C. 7353 , and Jud ic i a l Confe rence regula t ions .

Signature: S/COLLEEN KOLLAR-KOTELLY

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I VI LA N D C R I M I N A L S A N C T I O N S ( 5 U .S .C . ap p . 1 0 4)

C ommi t t e e on F i na nc i a l D i s c l o s u r eAdm inis t ra t ive Off ice of the Uni ted S ta tes Cour tsSui te 2-301O ne C o l u mb u s C i r cl e , N .E .W a s h i ng t on , D . C . 2 0 54 4

Colleen Kollar-Kotelly Financial Disclosure Report for 2010

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