CHLOROGENIC ACID AND ITS RELATIONSHIP WITH LIGNIN...

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UNIVERSIDADE ESTADUAL DE CAMPINAS INSTITUTO DE BIOLOGIA Nathalia Volpi e Silva CHLOROGENIC ACID AND ITS RELATIONSHIP WITH LIGNIN BIOSYNTHESIS ÁCIDO CLOROGÊNICO E SUA RELAÇÃO COM A BIOSSÍNTESE DE LIGNINA CAMPINAS - SP 2019

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UNIVERSIDADE ESTADUAL DE CAMPINAS

INSTITUTO DE BIOLOGIA

Nathalia Volpi e Silva

CHLOROGENIC ACID AND ITS RELATIONSHIP WITH LIGNIN BIOSYNTHESIS

ÁCIDO CLOROGÊNICO E SUA RELAÇÃO COM A BIOSSÍNTESE DE LIGNINA

CAMPINAS - SP

2019

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NATHALIA VOLPI E SILVA

CHLOROGENIC ACID AND ITS RELATIONSHIP WITH LIGNIN BIOSYNTHESIS

ÁCIDO CLOROGÊNICO E SUA RELAÇÃO COM A BIOSSÍNTESE DE LIGNINA

Thesis presented to the Institute of Biology of

the University of Campinas in partial fulfillment

of the requirements for the degree of Doctor in

Genetic and Molecular Biology in the area of

Plant Genetics and Breeding.

Tese apresentada ao Instituto de Biologia da

Universidade Estadual de Campinas como parte

dos requisitos exigidos para obtenção do Título

de Doutor em Genética e Biologia Molecular, na

área de Genética Vegetal e Melhoramento.

Supervisor / Orientador: Prof. Dr. Paulo Mazzafera

Co-supervisor / Co-Orientador: Prof. Dr. Igor Cesarino

ESTE ARQUIVO DIGITAL CORRESPONDE À VERSÃO FINAL DA

TESE DEFENDIDA PELA ALUNA NATHALIA VOLPI E SILVA,

ORIENTADA PELO PROF. DR. PAULO MAZZAFERA.

CAMPINAS - SP

2019

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Agência de fomento: FAPESP

N° Processo: 2014/17831-5, 2016/15834-2

Nº processo:0

Agência de fomento: Capes

N° Processo: 001

Nº processo:0

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Campinas, 31de julho de 2019

EXAMINATION COMMITTEE

Banca examinadora

Dr. Paulo Mazzafera (Supervisor/Orientador)

Dr. Paula Macêdo Nobile

Dra. Sara Adrian Lopez de Andrade

Dr. Douglas Silva Domingues

Dr. Michael dos Santos Brito

Os membros da Comissão Examinadora acima assinaram a Ata de Defesa, que se encontra

no processo de vida acadêmica do aluno.

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ACKNOWLEDGMENT

I would like to thank the São Paulo Research Foundation (Fundação de Amparo à

Pesquisa do Estado de São Paulo) Grant (Processo) nº 2014/17831-5, FAPESP and n°

2016/15834-2, FAPESP for the grant/fellowship and all financial support to develop this thesis.

This study was financed in part by the Coordenação de Aperfeiçoamento de Pessoal de Nível

Superior – Brasil (CAPES) – Finance Code 001.

I am profoundly grateful to my supervisor Dr. Paulo Mazzafera and my co-supervisor

Dr. Igor Cesarino for all knowledge shared and patience to guide me through this journey. I am

also extremely grateful to Dra. Nicola J Patron for receiving me in her laboratory at Earlham

Institute (Norwich – UK) and teach me about genome editing.

My sincere thanks to Tatiane Gregório, Felipe Tolentino, Ewerton Ribeiro, Dr. Oleg

Raitskin, Dra. Juliana Mayer and Dr. Eduardo Kiyota for helping me with my experiments when

I needed. I could not forget to thank Rafaela Bulgarelli, Dra. Sarah Caroline Ribeiro and Uiara

Romero Souza for all the help in taking care of my plants while I was in maternity leave.

Dr. Adilson Domingues Junior, Dr. Franklin Magnum Silva, Dr. Luciano Pereira, and

Dra. Flávia Shimpl also gave me invaluable help with my writing and academic talk. I also

would like to thank all LAFIMP’s team for friendship and support.

My research would have been impossible without the support of my family: my

husband, my parents, my daughter, my sister. You have always been there for me with unfailing

support and continuous encouragement, thank you. My husband, my mother and my mother-

in-law help taking care of my daughter Laura were essential while I was writing my thesis.

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ABSTRACT

Phenylpropanoids are compounds derived from phenylalanine and are involved in several

aspects related to the defense of biotic and abiotic stresses. One of the phenylpropanoids present

in most plants is chlorogenic acid (CGA). CGA biosynthesis is mediated by the enzyme

hydroxycinnamoyl quinate transferase (HQT). Although never proved, some papers have

suggested that the CGA pool could be related to lignin biosynthesis in plants. Another enzyme,

hydroxycinnamoyl shikimate transferase (HCT), appears to be involved with both lignin and

CGA pathway. Like HCT, HQT uses p-coumaroyl CoA for the formation of the

hydroxycinnamoyl shikimate or hydroxycinnamoyl quinate esters, respectively. In addition,

recently the enzyme caffeoyl shikimate esterase (CSE) has been described as involved in the

conversion of caffeoyl shikimate to caffeic acid, which is subsequently converted to caffeoyl

CoA in lignin route. CSE shares the substrate with the HCT enzyme, thus suggesting that a

change in its expression may interfere not only with lignin metabolism, but also with CGA.

Because they present common intermediates, it is possible that CGA can act as a donor of

carbon skeletons for lignin biosynthesis. In Chapter 1 we brought a review discussing the

interconnection among the main genes involved in CGA and lignin interdependency, HCT,

HQT, and CSE. In Chapter 2 we focused on the relationship between the genes CSE and HCT,

bringing important data to reinforce the importance of shikimate shunt in both pathways. In

Chapter 3 we constructed and validated CRISPR/Cas9 constructions to genome edit HCT, CSE,

and CCoAOMT aiming the development of tobacco stable mutants. The construction of mutant

and double mutants overexpressing and silencing the HCT, HQT and CSE genes may help to

clarify the nature of this interdependence between the CGA pool and lignin, as well as to

validate the role of the CSE enzyme as a common component in the lignin pathway.

Bioinformatics analyses identified four putative isoforms of the HCT gene and two of CSE in

Nicotiana tabacum, the species chosen for this study. In order to obtain mutants for these genes

we designed several transformation constructions: pCaMV35S::CSE (CSE overexpression),

pCaMV35S::HCT (HCT overexpression); pCaMV35S::HQT (HQT overexpression);

pCaMV35S::amiRNACSE (CSE downregulation),

pCaMV35S::HCT::pCsVMV::amiRNAHQT (HCT overexpression combined with HQT

downregulation); pCaMV35S::HQT::pCsVMV::amiRNAHCT (HQT overexpression

combined with HCT downregulation), and pCaMV35S::HCT::pCsVMV::amiRNACSE (HCT

overexpression combined with CSE downregulation). CSE silencing plants (amiCSE) showed

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severe dwarfed phenotype and did not produce any descendants indicating the importance of

CSE in plant normal development. On the other hand, HCTamiCSE and CSE developed

normally and were carried to generation T1 where it was conducted further analyses. The

mutants were assayed for phenotype, gene expression, lignin, plant cell wall polysaccharides,

saccharification, and phenolic profiling. The plants analyzed showed no alteration in the

composition of lignin, but presented alterations in the metabolism of chlorogenic acid,

especially the plants overexpressing CSE, indicating a probable role of CGA as carbon skeleton

of the lignin pathway. In addition, we also successfully constructed and validated vectors using

CRISPR/Cas9 tool for the CCoAOMT, CSE and HCT genes in tobacco leaves. Although several

studies suggest the interconnection between the lignin and chlorogenic acid routes, most of the

analyzes shown are in vitro. The fact that our mutants have the chlorogenic acid composition

affected strongly suggests that these pathways are interconnected and that CSE may play a

decisive role in the biosynthesis of chlorogenic acid in tobacco plants.

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RESUMO

Fenilpropanóides são compostos derivados da fenilalanina e estão envolvidos em vários

aspectos relacionados à defesa de plantas. Alguns desses fenilpropanóides são os ácidos

clorogênicos (CGA). A biossíntese de CGA é mediada pela enzima hidroxicinamoil quinato

transferase (HQT). Embora nunca provado, alguns trabalhos sugerem que o pool de CGA

poderia estar relacionado com a biossíntese de lignina. Outra enzima, a hidroxiciamoil

chiquimato esterase (HCT), parece estar envolvida nas rotas de biossíntese de lignina e ácido

clorogênico. Assim como a HCT, a HQT utiliza p-coumaoil CoA para formação de ésteres de

hidrocinamoil chiquimato ou hidroxicinamoil quinato, respectivamente. Além disso, a enzima

cafeoil chiquimato esterase (CSE) foi descrita como envolvida na conversão de cafeoil

chiquimato em ácido cafeico, o qual é convertido em cafeoil CoA. Dessa forma, CSE

compartilha o substrato com a enzima HCT, sugerindo que uma mudança em sua expressão

deva interferir não apenas no metabolismo de lignina, mas também no metabolismo de CGA.

Por terem intermediários em comum, é possível que haja interdependência entre essas vias, e

CGA possa atuar como doadora de esqueleto de carbono para a biossíntese de lignina. Desta

forma, este trabalho objetiva trazer mais informações a fim de entender a relação entre estas

duas vias de biossíntese. No Capítulo 1 trouxemos uma revisão com foco na relação entre os

principais genes envolvidos na interdependência entre CGA e lignina, os genes HCT, HQT e

CSE, com objetivo de conectar os dados disponíveis na literatura que tratam deste assunto. No

Capítulo 2 focamos na relação entre estas vias e os genes HCT e CSE, trazendo dados

importante que reforça a importância do braço da rota que utiliza chiquimato tanto para lignina

como para CGA. No Capítulo 3 construímos e validamos vetores para edição de genoma os

genes HCT, CSE e CCoAOMT com objetivo de futuramente desenvolvermos plantas mutantes

para estes genes via CRISPR/Cas9. A construção de mutantes e duplos mutantes super-

expressando e silenciando os genes HCT, HQT e CSE pode contribuir para esclarecer a natureza

dessa interdependência entre o pool de CGA e lignina, assim como validar o papel da enzima

CSE como um componente da via de lignina em Nicotiana tabacum. Análises de bioinformática

identificaram quatro isoformas putativas do gene HCT e duas do gene CSE em N. tabacum, a

espécie escolhida para estudo. Com objetivo de obtermos mutantes para estes genes foram

desenhadas várias construções para transformação estável: pCaMV35S::CSE (CSE super-

expressão), pCaMV35S::HCT (HCT super-expressão); pCaMV35S::HQT (HQT super-

expressão); pCaMV35S::amiRNACSE (CSE silenciamento),

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pCaMV35S::HCT::pCsVMV::amiRNAHQT (HCT super-expressão combinada com HQT

silenciamento); pCaMV35S::HQT::pCsVMV::amiRNAHCT (HQT super-expressão

combinada com HCT silenciamento), e pCaMV35S::HCT::pCsVMV::amiRNACSE (HCT

super-expressão combinada com CSE silenciamento). As plantas silenciadas para o gene CSE

(amiCSE) apresentaram comprometimento severo do desenvolvimento e não produziram

descendentes indicando a importância da CSE para o desenvolvimento normal em N. tabacum.

Em contrapartida, as linhagens de HCTamiCSE e CSE não apresentaram alteração do fenótipo.

Essas plantas foram cultivadas até T1 e então submetidos às seguintes análises: fenotípica,

expressão gênica, lignina, polissacarídeos de parede celular, sacarificação e perfil fenólico. As

plantas analisadas não apresentaram alteração da composição de lignina, mas apresentaram

alteração no metabolismo de CGA, especialmente as plantas super-expressando o gene CSE,

indicando um provável papel de CGA como esqueleto de carbono para o metabolismo de

lignina. Além disso, nós também construímos e validamos vetores utilizando a ferramenta de

edição de genoma via CRISPR/Cas9 para os genes HCT, CSE e CCoAOMT em folhas de N.

tabacum. Apesar de vários estudos sugerirem uma interconexão entre as vias de lignina e CGA,

a maior parte das análises foram feitas in vitro. O fato dos nossos mutantes terem a composição

de CGA afetada sugere fortemente que essas vias são interconectadas, e que CSE tem um papel

decisivo na via de biossíntese em N. tabacum.

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ABBREVIATION LIST

CGA – chlorogenic acid

5-CQA – 5- caffeoyl quinate

di-CQA – 3,5-dicaffeoyl quinate

CCT – chlorogenate:chlorogenate transferase

PAL – phenylalanine ammonia-lyase

C4H – cinnamate 4-hydroxylase

C3H – p-coumarate 3-hydroxylase (ascorbate peroxidase)

4CL – 4-coumarate:CoA ligase

HCT – hydroxycinnamoyl-CoA:shikimate hydroxycinnamoyl transferase

HQT – hydroxycinnamoyl-CoA:quinate hydroxycinnamoyl transferase

C3’H – p-coumaroyl shikimate 3′-hydroxylase (CYP98)

CSE – caffeoyl shikimate esterase

CCoAOMT – caffeoyl-CoA 3-O-methyltransferase

UGT84 – UDP-glucoside transferase

HCGQT – hydroxycinnamoyl D-glucose:quinate hydroxycinnamoyl transferase

H – p-hydroxyphenyl

G – guaiacyl

S – syringil

CCR – cinnamoyl-CoA reductase

CRISPR/Cas9 – Cluster Regulatory Interspaced Short Palindromic repeats/ Associated

protein 9 system

amiRNA – artificial microRNA

WT – Wild Type

pCaMV35S – Cauliflower Mosaic Virus 35S promoter

pCsVMV – Cassava vein mosaic virus promoter

UPLC- MS/MS – Ultra-Performance Liquid Chromatography coupled to a mass

spectrometer

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PCA – Principal Component Analyses

PC1 – Principal Component 1

PC2 – Principal Component 2

ORF – Open Read Frame

CDS – Coding Sequence

HCBPT – Anthranilate N-hydroxycinnamoyl/ benzoyltransferase

DAT – deacetylvindoline 4-O- acetyltransferase

CNRQ – Calibrated Normalized Relative Quantities

CA – Caffeic acid

LMID – Lignin modification induced dwarfism

PAM – Protospacer adjacent motif

gRNA – guide RNA

tracrRNA – trans acting RNA

crRNA – CRISPR RNA

trugRNA – truncated guideRNA

MoClo – Golden Gate Modular Cloning

PCR/RE – Restriction enzyme site loss-based PCR

NptII – neomycin phosphotransferase

pNOS – Nopaline synthase promoter

TNos – Nopaline synthase terminator

SpCas9h – Cas9 from Streptococcus pyogenes human códon optimized

T35S – 35S terminator

OsCald5H1 – conipheraldehyde 5-hydrolase

SNP – Single Nucleotide Polymorphism

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SUMMARY

INTRODUCTION .................................................................................................................... 14

Chlorogenic acids biosynthesis ............................................................................................. 17

Lignin biosynthesis ............................................................................................................... 21

Relationship with lignin and chlorogenic acids biosynthetic pathways ............................... 23

Chapter 1

Abstract ..................................................................................................................................... 28

Chapter 2

1. Introduction .......................................................................................................................... 30

2. Material and Methods ........................................................................................................... 32

2.1. Sequence analysis .......................................................................................................... 32

2.2. Vector assemble and amiRNA design ........................................................................... 33

2.3. Plant Transformation ..................................................................................................... 34

2.4. qRT-PCR analyses ......................................................................................................... 35

2.5. Phenolic profiling .......................................................................................................... 36

2.6. Lignin quantification ...................................................................................................... 36

2.7. Plant cell wall polysaccharides and saccharification ..................................................... 37

2.8. Morphological and histochemical analyses ................................................................... 37

2.9. Statistical analyses ......................................................................................................... 37

3. Results .................................................................................................................................. 38

3.1. Bioinformatic analysis ................................................................................................... 38

3.1.1. HCT ......................................................................................................................... 38

3.1.2. CSE.......................................................................................................................... 39

3.2. Vector assembly and amiRNA design ........................................................................... 40

3.3. Plant Transformation ..................................................................................................... 46

3.3. Gene expression in different tissues of WT and mutants of tobacco ............................. 47

3.3.1. Different tissues in Wild Type Plants ..................................................................... 47

3.3.2. qRT-PCR screening from double and single mutants ............................................. 49

3.5. Phenolic Profiling .......................................................................................................... 53

3.6. Lignin content and composition .................................................................................... 56

3.7. Plant cell wall polysaccharides and saccharification ..................................................... 58

3.8. Morphological and histochemical analyses ................................................................... 60

3.9. Pearson correlation and network analyses ..................................................................... 64

3.10. Principal Components Analysis ................................................................................... 66

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4. Discussion ............................................................................................................................. 68

4.1. Search of HCT and CSE alleles and expression profile ................................................. 68

4.2. Downregulation of CSE severely impact plant development ........................................ 69

4.3. HCT overexpression overcome cse dwarfism and CSE mutants accumulate CGA

without affecting lignin content ............................................................................................ 71

Chapter 3

1. Introduction .......................................................................................................................... 78

2. Material and Methods ........................................................................................................... 82

2.1. Target locus selection and sgRNA design ..................................................................... 82

2.2. Construct DNA assembly and multiplex targeting ........................................................ 82

2.3. Agroinfiltration: Development, test, and delivery of the constructions in tobacco leaves

.............................................................................................................................................. 83

2.4. Genotyping .................................................................................................................... 83

3. Results and Discussion ......................................................................................................... 83

3.1. Target locus selection and sgRNA design ..................................................................... 83

3.1.1. HCT ......................................................................................................................... 83

3.1.2. CCoAOMT .............................................................................................................. 86

3.1.3. CSE.......................................................................................................................... 89

3.2. Construct DNA assembly and multiplex targeting ........................................................ 90

3.3. Agroinfiltration and Genotyping ................................................................................... 96

4. Discussion ........................................................................................................................... 101

CONCLUSION ...................................................................................................................... 104

PERSPECTIVES .................................................................................................................... 106

REFERENCES ....................................................................................................................... 107

SUPPLEMENTARY INFORMATION ................................................................................. 124

ATTACHMENT ..................................................................................................................... 135

Attachment 1 ....................................................................................................................... 135

Attachment 2 ....................................................................................................................... 136

Attachment 3 ....................................................................................................................... 137

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INTRODUCTION

Plant cell wall, or lignocellulosic biomass, account for 70% of the biomass

produced worldwide and is therefore considered the most abundant renewable resource in the

world (Pauly and Keegstra, 2008; Mottiar et al., 2016). The cell wall is a component of the raw

material of various consumer goods such as wood, textiles, paper, films, explosives and biofuels

(Cosgrove, 2000; Neutelings, 2011). Despite the high economic and productive potential, the

use of lignocellulosic biomass feedstock is hampered by its chemical recalcitrance (Pauly and

Keegstra, 2008). The cell wall has a complex and dynamic structure and is composed mostly

of high molecular weight polysaccharides, glycosylated proteins and compounds derived from

the phenylpropanoid pathway (Somerville et al., 2004; Van de Wouwer et al., 2018; Lorenzo

et al., 2019; Terrett and Dupree, 2019). The architecture of the cell walls may vary according

to each cell type, however, in general, they are classified into two types: primary and secondary

(Taiz and Zeiger, 2006). Primary walls are formed while cells are still differentiating, usually

during expansion and stretching, and are generally non-lignified (Harris and Stone, 2008; Zeng

et al., 2014). They are composed mainly by polysaccharides – cellulose, hemicellulose and

pectin – and water (Figure 1 A – Loqué et al., 2015). In contrast, secondary walls are deposited

after cessed cell elongation inside the primary walls and typically present lignin in their

composition (Harris and Stone, 2008). There are two types of the secondary cell wall,

parenchyma type and sclerenchyma type (Zeng et al., 2014). The parenchyma type is present

in the parenchyma and collenchyma, which are living cells; the sclerenchyma type is thicker

and highly differentiated and is found in tracheids and fibers, which are dead cells (Zeng et al.,

2014). Although they have variable structures, the secondary walls are organized so that the

cellulose microfibrils are embedded in a complex matrix of hemicellulose, pectin, and lignin

(Figure 1 B) (Schubert, 2006; Loqué et al., 2015; Van de Wouwer et al., 2018; Lorenzo et al.,

2019; Terrett and Dupree, 2019). Due to the structural complexity and the way it chemically

binds to cellulose, lignin is the major contributor to secondary cell wall recalcitrant to

degradation (Li et al., 2008; Mottiar et al., 2016; Mahon and Mansfield, 2019).

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Figure 1. Schematic model of plant cell wall composition. (A) Primary plant cell wall found

n dicots (B) Lignified Secondary Plant cell wall. This figure is from Loqué et al., 2015.

The current world demands the production of large amounts of energy and

nowadays the main source comes from fossil representing 80% of total consumption (Seh et

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al., 2017; Correa et al., 2019). Population growth has increased the demand for energy and,

consequently, there are concerns about the depletion of oil and the environmental impacts

caused by the emission of greenhouse gases (Mccann and Buckeridge, 2014; Seh et al., 2017).

Studies indicate that by 2040 biofuel demand may increase to 4.7 mboe/d, representing 6% of

renewables will be used in transport (IEA, 2018). According to International Energy Agency,

(2018) to the world achieve the 2030 sustainable developmental scenario the biofuel production

would have to triplicate, and for this reason to implement more efficient biofuel production is

needed (Correa et al., 2019). Thus, the development of energy from renewable energy sources

to replace fossil fuels has been the priority of many countries (Himmel et al., 2007). The use of

biomass to generate energy is important for the sustainable development since this source of

energy can provide liquid fuel for transportation (Alalwan et al., 2019; Correa et al., 2019). The

production of biofuels such as biodiesel and bioethanol can contribute to supplying energy

demand in a safe way, promoting rural development and reducing the emission of noxious gases

(Macrelli et al., 2014).

Bioethanol production from biomass can be based on first-generation or second-

generation technology (Mccann and Buckeridge, 2014). The first-generation technology is

made by direct fermentation of extract obtained from plants with a high content of sucrose, such

as sugarcane and beet, or through saccharification (splitting of the starch into glucose) followed

by fermentation, such as corn and wheat (Mccann and Buckeridge, 2014). Despite the relative

success of ethanol production from sugarcane, corn, and wheat, the use of these sources of

biomass can generate competition due to its use as food for humans and animals and biodiverse

landscape (Alalwan et al., 2019; Correa et al., 2019). Second-generation biofuel production

could optimize the use of these plant resources and help to reduce the emission of polluting

gases from fossil fuel use (reviewed by Correa et al., 2019). Second-generation technology, in

turn, uses enzymatic conversion of lignocellulosic material to ethanol production (Mccann and

Buckeridge, 2014). In this case, the cell wall structural polysaccharides are broken down by

hydrolyzes or thermochemical process into fermentable monomeric sugars by microorganisms

(Alalwan et al., 2019). However, lignocellulosic biomass is underutilized because lignin

restricts the access of microbial enzymes to cellulose (Mahon and Mansfield, 2019). Besides

the negative effect on the production of biofuels, lignin in biomass also affects the efficiency

of paper industry, where lignin is undesirable because its removal increases costs (Ververis et

al., 2004; Alalwan et al., 2019; Mahon and Mansfield, 2019). Thus, it is of great economic

interest to produce plants which accumulate less lignin or contain lignin with altered

composition facilitating cellulose extraction. Several studies have been carried out in recent

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years in an attempt to understand the most varied aspects from lignin metabolism, from the

characterization of genes and enzymes involved in the biosynthesis pathway to the

identification of transcriptional regulators and enzymes related to polymerization (Wang and

Dixon, 2012; Faraji et al., 2018; Takeda et al., 2018; Pereira et al., 2018; Oyarce et al., 2019;

Ralph et al., 2019; Takeda et al., 2019; Terrett and Dupree, 2019).

Lignin is a phenylpropanoid and its route of biosynthesis shares common

intermediates with another economically important group of phenylpropanoids, chlorogenic

acids (CGA). Even though it is well known that lignin and CGAs biosynthesis pathway shares

common intermediates and enzymes, it has not been proven yet if CGAs can be used as

substrates for the biosynthesis of lignin (Joët et al., 2009; Escamilla-Treviño et al., 2014;

Valiñas et al., 2015). CGAs is commonly found in plants and some have significant amounts of

this phenol. Using the information available about each biosynthesis route, this work proposes

to investigate this superposition.

Chlorogenic acids biosynthesis

Chlorogenic acids (caffeoylquinic acids – CGAs) belong to an important group of

dietary antioxidants (Niggeweg et al., 2004; Lallemand et al., 2012a; Lallemand et al., 2012b).

These metabolites are soluble esters formed from the conjugation of trans-cinnamic acids and

quinic acid (Clifford, 1999; Lallemand et al., 2012a). CGAs have an important role in plant

defense, considering they act as antioxidants in plants. High levels of CGAs can increase

pathogen resistance (Niggeweg et al., 2004; Leiss et al., 2009; Pu et al., 2017) and prevent

damage caused by abiotic stresses (Clé et al., 2008; Comino et al., 2009). In fact, CGAs have

been described as involved in anti-herbivore compound (Leiss et al., 2009; Kundu and

Vadassery, 2019). Their pro-antioxidant effect gives to CGAs an anti-nutritive property when

consumed by insects (Kundu and Vadassery, 2019). For example, plants of chrysanthemum

(Dendranthema grandiflora) with a higher content of CGAs showed a higher level of resistance

to Frankliniella occidentalis, an important insect pest of agricultural (Leiss et al., 2009). In

sweet potato, the CGA content was associated with resistance to fungi and immature insects

(Peterson et al., 2005). Gauthier et al., (2016) associated an increase in CGA content as a

strategy to defend small-grain cereals and maize from fungi attack. In addition, its nutraceutical

value has been described against several different human conditions (Yoshimoto et al., 2002;

Islam, 2006; Thom, 2007; Yamaguchi et al., 2008; Van Dijk et al., 2009; Oboh et al., 2013;

Ohkawara et al., 2017).

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The biosynthetic pathway of CGA in plants has yet to be completely elucidated,

despite three routes have been proposed (Fig. 2) (Escamilla-Treviño et al., 2014). The first CGA

formed is 5-CQA and little is known on how the more complex chemical structures of this

chemical group are formed.

Figure 2. Proposed biochemical routes for the biosynthesis of CGAs and lignin. The

shikimate shunt is highlighted in blue and constitutes a common route towards both CGAs and

lignin. The quinate shunt towards CGAs is highlighted in red. An alternative route employing

cinnamoyl glucosides as activated intermediates are shown in green. For the biosynthesis of

diCQAs, caffeoyl quinate is first transported to the vacuole where HQT catalyzes

chlorogenate:chlorogenate transferase (CCT) activity at lower pH. The pathway from caffeoyl-

CoA towards G and S lignin units is channeled by CCoAOMT and involves other downstream

enzymes. Abbreviations: PAL, phenylalanine ammonia-lyase; C4H, cinnamate 4-

hydroxylase; C3H, p-coumarate 3-hydroxylase (ascorbate peroxidase); 4CL, 4-

coumarate:CoA ligase; HCT, hydroxycinnamoyl-CoA:shikimate hydroxycinnamoyl

transferase HQT, hydroxycinnamoyl-CoA:quinate hydroxycinnamoyl transferase; C3’H, p-

coumaroyl shikimate 3′-hydroxylase (CYP98); CSE, caffeoyl shikimate esterase;

CCoAOMT, caffeoyl-CoA 3-O-methyltransferase; UGT84, UDP-glucoside transferase;

HCGQT, hydroxycinnamoyl D-glucose:quinate hydroxycinnamoyl transferase. This figure

is from Silva et al., 2019.

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The first route described is also a branch of lignin pathway biosynthesis. In this

route the shikimate shunt, the enzyme hydroxycinnamoyl CoA: shikimate hydroxycinnamoyl

transferase (HCT) catalyzes the esterification of p-coumaroyl-CoA and shikimate in p-

coumaroyl shikimate. The 3’-hydroxylation of p-coumaroyl shikimate by p-coumaroyl

shikimate 3-hydroxylase (C3’H) produces caffeoyl shikimate, which is further converted in

caffeoyl-CoA by the activity of HCT (Hoffmann et al., 2004) or caffeoyl shikimate esterase

(CSE), with an intermediary step were caffeic acid is produced (Vanholme et al., 2013b). In

this route, until this point, lignin and CGAs would have the same pathway, and, only after

Caffeoyl-CoA production, this compound could either be channeled into the biosynthesis of

monolignols by the enzyme CCoAOMT or be converted into CQA by HCT/HQT. The second

pathway involves the conversion of p-coumaroyl-CoA into p-coumaroyl quinate through the

activity of HCT or HQT, followed by the 3’-hydroxylation by C3’H to produce 5-CQA, the

quinate shunt (Figure 2). In the last possibility, the 5-CQA is produced by a transesterification

reaction involving a caffeoyl glucoside as the activated intermediate instead of from caffeoyl-

CoA (Villegas and Kojima, 1986). It is important to highlight here the interconnection between

the shikimate and the quinate shunt by caffeoyl CoA since the conversion of caffeoyl CoA to

CGA mediated by HCT/HQT enzymes are reversible reactions (Figure 2). The fact that

HCT/HQT catalyzes more than one reaction and theses reactions are reversible, increases the

complexity between these routes and the importance of each reaction for a metabolic balance

between the pathways become a difficult task.

Although the route through HQT has been considered the main pathway to CGAs

production (Niggeweg et al., 2004) the involvement of HCT in CGAs metabolism has been

demonstrated in several species such as tobacco, Populus trichocarpa, coffee and switchgrass

(Hoffmann et al., 2003; Lallemand et al., 2012b; Escamilla-Treviño et al., 2014; Zhang et al.,

2018) even though HCT affinity to quinate is much lower than HQT (Lallemand et al., 2012b;

Walker et al., 2013). Moreover, it has been shown that not all species have HQT in their genome

(Escamilla-Treviño et al., 2014) leading to the argument that different species may have

different routes to produce CGAs. For example, an HCT was described displaying specificity

to both substrates quinate and shikimate in coffee (Lallemand et al., 2012a). For fruits from this

same species, Joët et al. (2009) suggested that HQT activity would be restricted to perisperm

while HCT would be responsible for CGAs production in the endosperm, suggesting that

different routes could operate in different tissues in other species too, i.e. the biosynthesis of

CGAs in plants might be tissue-dependent. In this sense, the routes could be regulated by

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enzymes and substrates availability and/or cellular pH since HQT and HCT seem to have

optimal activity at different pH (Lallemand et al., 2012b).

In Panicum virgatum L.(switchgrass), biochemical characterization with a

recombinant protein of PvHCT-like showed that PvHCT-like 1a and PvHCT-like 2a have

preference to shikimic acid as acyl acceptor while the PvHCT-like 1 prefers quinic acid as acyl

acceptor indicating that this last one has HQT activity (Escamilla-Treviño et al., 2014). The

same assay showed that although PvHCT-like 1 and PvHCT-like 2 can catalyze the reverse

reaction converting caffeoyl shikimate to caffeoyl CoA, this reaction occurs very inefficiently,

and it is unlikely that it occurs in switchgrass. Besides in vitro evidence, until this moment no

PvHCT-like mutant was developed to confirm the correlation between CGA and PvHCT-like

in switchgrass. The same work also suggested the involvement of CSE in CGA pathway in

switchgrass using the branch shared with lignin biosynthesis. When Escamilla-Treviño et al.

(2014) tested stem protein extracts to produce caffeoyl CoA from caffeoyl shikimate, the main

compound produced was caffeic acid, indicating that CSE bypass HCT second step to produce

caffeoyl CoA. Valiñas et al. (2015) found a positive correlation between CSE and HQT

transcripts and 5-CQA accumulation and an opposite pattern in HCT transcripts in potato tuber.

The authors attributed the negative correlation between HCT and 5-CQA by the competition by

substrate between CSE and HCT and indicate HCT as probably involved in 5-CQA catabolism.

This way, in potato tuber the CGA content would be the product of a dynamic balance between

5-CQA production via p-coumaroyl CoA by C4H and HQT and 5-CQA catabolism by HCT

and CSE. It is noteworthy that the CSE substrate (caffeoyl shikimate) is structurally similar to

caffeoyl quinate (CQA) and, thus, it is plausible to think that CSE could use CQA as a substrate

as well. Recombinant Arabidopsis CSE also showed a broader specificity (Vanholme et al.,

2013b) suggesting that CSE might be able to use shikimate and quinate esters as substrates,

even though with different efficiencies. Moreover, CSE steps end with caffeoyl CoA formation

(see figure 2) and that HCT may convert caffeoyl-shikimate to caffeoyl CoA form, the CGA

biosynthesis through HQT activity may change according to the pool size of caffeoyl CoA. In

this way, considering that caffeoyl CoA can be used as a substrate by both, CCoAOMT in lignin

and HQT/HCT in CGA, it is tempting to think that CGA is a metabolic reservoir of caffeoyl

acid and plays a role in lignin metabolism (Días et al., 1997; Joët et al., 2009; Escamilla-Treviño

et al., 2014). Considering this hypothesis, the CSE could have a key role in CGA accumulation

for species that use caffeoyl CoA as a substrate to produce this antioxidant. But, CSE has been

discovered recently and, although it had been added in the lignin/CGA shunt (Vanholme et al.,

2013b), its metabolic role has not been completely elucidated. There are only a few studies with

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CSE mutants (Vanholme et al. 2013; Ha et al. 2016; Saleme et al. 2017; Vargas et al., 2016)

and most of them have only evaluated its impact in lignin biosynthesis (Vanholme et al. 2013;

Ha et al. 2016; Vargas et al., 2016). For this reason, further studies are necessary to understand

CSE impact in CGA biosynthesis pathway.

Considering its complexity, the study of CGA biosynthesis goes beyond its health

benefits. Furthermore, CGA route may acts as a carbon skeleton to lignin pathway, a compound

with big impact in biofuel production (Días et al., 1997; Comino et al., 2009; Joët et al., 2009;

Escamilla-Treviño et al., 2014). It is a plausible idea, independently of which of these two main

routes are used to its biosynthesis, considering that both pathways have common intermediates

and branches to produce them. In Chapter 1 we discuss in further details this interconnection

and how the dynamic between lignin and CGA pathways possible happens in different species.

Even though there are several studies suggesting this interconnection how it happens still needs

further studies.

Lignin biosynthesis

Lignin is mainly deposited in vessels and fiber cells, enabling vascular plants to

stand upright, endure mechanical stresses, transport water in the xylem and avoid vasculature

collapse under negative pressures caused by transpiration (Ferrer et al., 2008; Bonawitz and

Chapple, 2010; Pereira et al., 2018). Lignin forms a complex linkage with cell wall

polysaccharides - cellulose, hemicellulose, and pectin – providing the plant cell wall with

recalcitrance against degradation (Lorenzo et al., 2019; Terrett and Dupree, 2019). Plant cell

wall polysaccharides can be converted to fermentable sugars to produce second-generation

biofuels (Mccann and Buckeridge, 2014; Alalwan et al., 2019), but the processing of

lignocellulosic biomass is still hampered by the presence of lignin (Mahon and Mansfield,

2019).

In most angiosperms, lignin is composed of two major monomers, the subunits

guaiacyl (G) and syringyl (S), with only trace amounts of the p-hydroxyphenyl (H) subunit

(Boerjan et al., 2003; Vanholme et al., 2019b). The ratio of the S/G subunits in lignin will

determine the degree and nature of polymeric cross-linking (Ferrer et al., 2008). The lower

methoxylation level in G subunits causes a higher rate of carbon-carbon linkages with a

consequent increase in chemical stability resulting in higher rigidity and hydrophobicity than

lignin-rich in S subunit (Ferrer et al., 2008). Radical coupling during lignin polymer deposition

is not enzymatically controlled and for this reason, lignin structure is determined by the

monomer’s availability during its polymerization (Mottiar et al., 2016; Ralph et al., 2019). For

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this same reason, several other phenylpropanoids derivates can be naturally incorporated into

polymeric lignin (Ralph et al., 2019; Vanholme et al., 2019b). Hydroxycinnamoyl alcohols,

hydroxycinnamoyl esters, hydroxypropanols, hydroxycinnamic acids,

hydroxycinnamaldehydes, hydroxystilbenes, flavone, and tricin are some examples of these

non-canonical monomers (reviewed by Vanholme et al. 2019). Another fact that influence

directly the complex nature of lignin structure is how different interunit linkage types connect

lignin monomers (Ralph et al., 2019). In addition, how this complex polymer cross-link into

cell wall polysaccharides may also influence plant cell wall recalcitrance (Terrett and Dupree,

2019). This way, due to the high complexity of lignin polymer and its interconnection with

polysaccharides in plant cell wall some strategies has been proposed to reduce biomass

recalcitrance: A) changing lignin composition; B) changes in lignin structure; C) changes in

lignin cross-linking with plant cell wall polysaccharides (Marriott et al., 2015; Ralph et al.,

2019; Terrett and Dupree, 2019; Vanholme et al., 2019b).

There are eleven main enzymes described as involved in lignin biosynthetic

pathway and enzyme HCT is positioned at the beginning of the lignin pathway and it was first

described as essential to produce G and S subunits in tobacco (Hoffmann et al., 2003).

Hoffmann et al. (2004) first proved HCT activity in planta through gene-silencing in

Arabidopsis thaliana and Nicotiana benthamiana. Since this finding, several studies have

shown that the silencing of HCT results in altered lignin content and composition (Hoffmann

et al., 2004; Chen et al., 2006; Shadle et al., 2007; Wagner et al., 2007; Gallego-Giraldo et al.,

2014; Peng et al., 2014; Ponniah et al., 2017). In the shikimate shunt (see Figure 1) this enzyme

catalyzes the esterification of p-coumaroyl-CoA into p-coumaroyl shikimate. In another step in

this same shunt, HCT uses caffeoyl shikimate to produce caffeoyl CoA (Hoffmann et al., 2003).

However, in vitro enzyme assays showed that after caffeoyl CoA, p-coumaroyl CoA was the

second-best substrate, thus suggesting a reverse reaction (Hoffmann et al., 2003). Although the

reaction caffeoyl shikimate/quinate to caffeoyl CoA was proved in vitro, the efficiency was low

(Hoffmann et al., 2004; Lallemand et al., 2012b; Escamilla-Treviño et al., 2014; Wang et al.,

2014a).

Caffeic acid was recently described as the product of the conversion of caffeoyl

shikimate by the enzyme caffeoyl shikimate esterase (CSE) in Arabidopsis thaliana (Vanholme

et al., 2013b). CSE role in lignin pathway was already described in A. thaliana, Medicago

truncatula, dicot, Leguminosae), poplar (Populus deltoides, dicot, Salicaceae), and switchgrass

(Panicum virgatum, monocot, Poaceae) (Vanholme et al. 2013; Ha et al. 2016; Saleme et al.

2017; Vargas et al., 2016). Escamilla-Treviño et al. (2014) could not determine the formation

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of caffeoyl CoA from caffeoyl shikimate when they used crude protein extract from

switchgrass. They found instead, caffeic acid as the main product of caffeoyl shikimate

conversion. Thus, altogether, although it still needs to be proved, at least for some species, the

conversion of caffeoyl shikimate into caffeoyl CoA by HCT may not be the preferable reaction

in vivo. It is plausible to think that CSE has an important role in the route, by-passing the

reaction catalyzed by HCT. Caffeic acid would be converted by 4CL to caffeoyl CoA

(Vanholme et al., 2013b), and CSE steps would end with caffeoyl CoA formation (see figure

1), which can be used in the monolignol route through CCoAOMT/CCR (Bonawitz and

Chapple, 2010) or CGA pathway by the action of HCT/HQT enzymes (Escamilla-Treviño et

al., 2014). Although CSE may be the preferable branch to caffeoyl CoA production it may not

be the only one, since some important species such as Brachypodium distachyon, maize,

sorghum, and sugarcane do not possess putative orthologues of this enzyme (Vicentini et al.,

2015; Ha et al., 2016).

Mutants down-expressing cse have less lignin and enrichment of H unit (Vanholme

et al., 2013b; Ha et al., 2016; Saleme et al., 2017), a phenotype usually found in hct (Chen et

al., 2006; Shadle et al., 2007; Wagner et al., 2007; Gallego-giraldo et al., 2011; Vanholme et

al., 2013a) and c3h (Franke et al., 2002a; Takeda et al., 2019) mutants. This result is in line

with the suggestion that CSE is part of the same branch in lignin biosynthesis. Thus, considering

that CSE steps end with caffeoyl CoA formation (see figure 2) and that HCT may convert

caffeoyl-shikimate to caffeoyl CoA form, the CGA biosynthesis through HQT activity may

change according to the pool size of caffeoyl CoA. It is possible that different factors may be

controlling the balance between these two metabolic alternatives, such as cellular localization

(vacuolar or cytoplasmatic), pH, and probably the concentration of CGA in the cell (Moglia et

al., 2014). In this way, considering that caffeoyl CoA can be used as a substrate by both,

CCoAOMT in lignin and HQT/HCT in CGA, it is tempting to think that CGA is a metabolic

reservoir of caffeoyl acid and plays a role in lignin metabolism (Días et al., 1997; Joët et al.,

2009; Escamilla-Treviño et al., 2014).

Relationship with lignin and chlorogenic acids biosynthetic pathways

Although the lignin route has been extensively studied, it is noteworthy that remains

unclear if chlorogenic acids (monocaffeoylquinic acids – CGAs) can be used as a carbon

skeleton to the lignin pathway. Several reports suggest that wounding stress in potato and

carrots can induce the conversion of CGA into lignin, probably as a defense against pathogens

(Gamborg, 1966; Friend et al., 1973; Becerra-Moreno et al., 2015; Jacobo-Velázquez et al.,

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2015). Joët et al. (2009) found a match between the time window of gene expression pattern

related to CGA catabolism and cell wall lignification in Coffea arabica, suggesting that this

conversion would be mediated by CaHCT1. In agreement with these findings, Lepelley et al.

(2007) observed that although CGA level maintains constant during grain development, quinic

acid (CGA precursor) level falls during endosperm expansion and grain maturation in coffee,

the same period when there is an increase in HCT and CCoAOMT gene expression. A decrease

of quinic acid (Rogers et al., 1999) and an increase in total CGA (Bertrand et al., 2003; Castro

and Marraccini, 2006) content during coffee grain development had been previously reported.

Also, in coffee, a decrease in CGAs coincides with an increase in lignin deposition in seedlings

(Aerts and Baumann, 1994). Similar results were described by Días et al. (1997) in Capsicum

annuum L. during plant early development. Thus, it might be possible that the balance between

the two routes changes depending on the cell types and the cell need for carbon allocation in

new structures. For example, HQT role might be punctual depending on the plant development

stage or environmental conditions.

The transcriptional profile developed by Joët et al. (2009) also suggests the

remobilization of CGA toward monolignols biosynthesis in coffee seeds, as the first three

enzymes of phenylpropanoid pathway (PAL, C4H, and 4CL) did not display a gene

transcription profile that matched with lignification process associated with endosperm

hardening during coffee seed development. Interestingly, Mondolot et al. (2006) reported in C.

canephora the transportation of CGA to vascular tissue in old leaves indicating its

remobilization among tissues. In coffee, most chlorogenic acid studies are in endosperm

(Rogers et al., 1999; Castro and Marraccini, 2006; Lepelley et al., 2007; Joët et al., 2009) due

the fact that these compounds have an important role in drink quality (Clifford, 1999;

Mazzafera, 1999; Casas et al., 2017). Despite its importance to drink quality, the coffee seed is

physiologically very different from the stem – the main source of lignocellulosic biomass.

Trees and grasses are the main biomass reservoir and the focus in most studies that try to

understand lignin biosynthesis. For example, maize and sugarcane have been gaining the

attention of scientists that study lignin due to its potential to improve biofuel production (Jung

et al., 2012; Vicentini et al., 2015; Fornalé et al., 2017). Thus, understanding the relationship

between HCT, CSE, and HQT and how they can influence lignin and CGA pathways can be

useful for the development of plants with lower lignin content and highest antioxidant potential

due to CGAs accumulation. On the one hand, studies in several species such as tobacco, coffee,

sorghum, poplar and switchgrass (Hoffmann et al., 2004; Lallemand et al., 2012b; Walker et

al., 2013; Escamilla-Treviño et al., 2014; Wang et al., 2014a) suggest that HCT can act in both

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lignin and CGA pathways. On the other hand, HCT has lower in vitro affinity to quinate

(Lallemand et al., 2012b) than HQT, which is described as the main enzyme responsible for

CGA biosynthesis in coffee, artichoke, potato, tomato and tobacco (Niggeweg et al., 2004;

Lepelley et al., 2007; Comino et al., 2009; Sonnante et al., 2010; Payyavula et al., 2015). In

addition, only a few studies have explored the potential role of CCoAOMT in CGA

accumulation (Campa et al., 2003; Jiang et al., 2014; Valiñas et al., 2015), despite its function

in stress response (Senthil-Kumar et al., 2010; Giordano et al., 2016; Wang and Balint-Kurti,

2016). Noteworthy, Valiñas et al., (2015) found a strong correlation between CCoAOMT

expression and CGA production in potato. Similarly, in coffee, a CCoAOMT allele seems to

be strongly related to CGA production (Campa et al., 2003). The correlation between CGAs

and lignin during early plant development was studied in Capsicum annuum L. (Días et al.,

1997). The authors suggested that CGAs were potential precursors for lignin biosynthesis, a

hypothesis later endorsed by the work of Joët et al., (2009) in coffee. Considering that caffeoyl-

CoA can be used as a substrate by both CCoAOMT in lignin and HQT/HCT in CGA

biosynthesis, it is plausible to think that CCoAOMT regulation may affect CGA content. There

is a possibility that CGA is a storage compound that is subsequently re-routed towards lignin

biosynthesis during specific developmental stages (Días et al., 1997).

This thesis – efforts to get stronger evidence that CGA is substrate for lignin

biosynthesis

In order to gain insights into the correlation between the two routes, we developed

transgenic tobacco downregulated for three key enzymes (CSE, HQT, and HCT), including

lines in which the overexpression of one gene is followed by the repression of another. Briefly,

we transformed plants with seven different constructs – pCaMV35S::CSE (CSE

overexpression), pCaMV35S::HCT (HCT overexpression); pCaMV35S::HQT (HQT

overexpression); pCaMV35S::amiRNACSE (CSE downregulation),

pCaMV35S::HCT::pCsVMV::amiRNAHQT (HCT overexpression combined with HQT

downregulation); pCaMV35S::HQT::pCsVMV::amiRNAHCT (HQT overexpression

combined with HCT downregulation), and pCaMV35S::HCT::pCsVMV::amiRNACSE (HCT

overexpression combined with CSE downregulation). Although we have developed transgenic

lines for all seven constructs, due to technical problems, not all were analyzed. We had powdery

mildew contamination in our greenhouse that destroyed half of our plants before flowering.

Moreover, our double mutants pCaMV35S::HCT::pCsVMV::amiRNAHQT (HCT

overexpression combined with HQT downregulation);

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pCaMV35S::HQT::pCsVMV::amiRNAHCT (HQT overexpression combined with HCT

downregulation) generated several lines (10 and 80 respectively) but we did not find in T0 any

line with high level of expression of the gene we were overexpressing combined with the

downregulation of the gene we were downregulating. When we screened the plants transformed

with pCaMV35S::HCT (HCT overexpression); pCaMV35S::HQT (HQT overexpression) we

were able to find only one line of each construct with a high level of expression of the gene we

were expressing. For this reason, we did not use transformed plants with these five constructs

in Chapter 2, although the construction of the vectors and the production of the plant mutants

took a considerable time. In Chapter 3, we applied genome editing by CRISPR/Cas9 to induce

mutations in tobacco by agro-transient expression in CSE, CCoAOMT, and HCT. We also

developed 8 stable plants containing the construction CRISPR HCT but we did not find any

mutation what may be related with the low number of plants evaluated. Genome editing by

CRISPR/Cas9 allows the development of more reproducible and accurate results, besides the

generation of “transgene-free” plants, which would imply in higher acceptance by the general

public (Belhaj et al., 2015; Lowder et al., 2015; Ma et al., 2015; Tong et al., 2015; Zhou et al.,

2015). In Chapter 3 we reviewed and discuss biochemical and molecular evidence of the

metabolic re-routing of CGAs towards lignin. Most of the studies regarding CGA and lignin

relationship evaluated the carbon flow between these pathways only in vitro by enzymatic assay

or by the analysis of the transcript level. Although these approaches are important and helpful,

it is only the first steps towards understanding CGA and lignin metabolic relationship. Studies

using mutants for different genes of both pathways with a metabolomic approach would help

to clarify the role of CGA in lignin and how it works in vivo. This information can be used to

improve biomass utilization for second-generation bioethanol and cellulose production, but also

to improve food quality, since high levels of antioxidants such as CGAs have high nutraceutical

value.

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Chapter 1 This Chapter was published as an article review at Phytochemistry

Volpi e Silva N, Mazzafera P, Cesarino I. Should I stay or should I go: are chlorogenic

acid mobilized towards lignin biosynthesis? V 166, October 2019, 112063, DOI:

https://doi.org/10.1016/j.phytochem.2019.112063

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Should I stay or should I go: are chlorogenic acids mobilized towards lignin biosynthesis?

Nathalia Volpi e Silvaa, Paulo Mazzaferaa,b, Igor Cesarinoc,*

a Department of Plant Biology, Institute of Biology, State University of Campinas, Campinas-

SP, Brazil

b Department of Crop Science, College of Agriculture “Luiz de Queiroz”, University of São

Paulo, Piracicaba - SP, Brazil

c Department of Botany, Institute of Biosciences, University of São Paulo, Rua do Matão 277,

CEP 05508-090, São Paulo - SP, Brazil

*Corresponding author: Igor Cesarino, +55 11 3091 7550, [email protected]

Abstract

Chlorogenic acids (CGAs) and the biopolymer lignin are both products of the

phenylpropanoid pathway. Whereas CGAs have been reported to play a role during stress

responses, lignin is a major component of secondary cell walls, providing physical strength and

hydrophobicity to supportive and water-conducting tissues. Because the chemical structure of

CGAs largely resembles those of some lignin intermediates and because CGAs can be

converted back to hydroxycinnamoyl-CoAs in vitro, CGAs have been considered authentic

intermediates of the lignin biosynthetic pathway. However, it is still unclear whether and how

the CGA pool can be channelled towards the production of lignin monomers in response to

developmental or environmental signals. Comprehensive studies on the catalytic activity of

recombinant enzymes together with functional characterizations in planta have been very useful

in understanding the potential interdependence between these two metabolic routes. Here we

present the current understanding on CGA metabolism and discuss the biochemical and

molecular evidence of the metabolic re-routing of CGAs towards lignin.

Key words: chlorogenic acids; lignin; phenylpropanoids; shikimate; quinate;

hydroxycinnamoyl CoA:shikimate/quinate hydroxycinnamoyl transferase; caffeoyl shikimate

esterase

Chapter 1 - The full version of this article is available online at the link:

https://www.sciencedirect.com/science/article/pii/S0031942219304868

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Chapter 2

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The role of CSE and HCT in chlorogenic acid and lignin biosynthesis in tobacco.

Nathalia Volpi e Silvaa; Felipe Thadeu Tolentinoa; Ewerton Ribeiroa; Rafaela Gagetti

Bulgarellia; Juliana Mayera; Franklin Magnum de Oliveira Silvaa; Eduardo Kiyotaa; Juan P.P.

Llerenaa; Igor Cesarinoc; Paulo Mazzaferaa,b.

a Department of Plant Biology, Institute of Biology, State University of Campinas, Campinas-

SP, Brazil

b Department of Crop Science, College of Agriculture “Luiz de Queiroz”, University of São

Paulo, Piracicaba - SP, Brazil

c Department of Botany, Institute of Biosciences, University of São Paulo, Rua do Matão 277,

CEP 05508-090, São Paulo - SP, Brazil

Abstract

Phenylpropanoids are involved in several aspects related to the defense of biotic and abiotic

stresses. Chlorogenic acids (CGA) and the lignin are both part phenylpropanoid pathway. While

CGAs have been related with tolerance to stresses and diseases, lignin is a major component of

secondary cell walls, providing physical strength and hydrophobicity to supportive and water-

conducting tissues. Although the metabolic pathway leading to the biosynthesis of CGAs and

lignin have several common intermediates, it is still unclear whether and how the CGA pool

can be used as a reservoir to lignin biosynthesis. Here we developed transgenic plants to HCT

and CSE genes, key genes from lignin metabolism, in order to understand the interconnection

between these metabolic pathways. We focused on the role of the enzymes CSE and HCT to

understand the interconnection between both pathways and the evaluate the impact of CGA as

carbon skeleton to lignin pathway in tobacco. Our results indicate that alteration in lignin

pathway affect CGA and plant cell wall content, especially in mutants overexpressing CSE that

showed a significant increase in CGA indicating that this gene might be also related to CGA

metabolism. In addition, a complex regulatory network among lignin biosynthesis seems to be

affected since other phenylpropanoid metabolites were also affected. In conclusion, our results

come to give strength to the hypothesis that CGA provides carbon skeleton to the lignin

pathway. In the opposite direction, an excess of lignin biosynthesis may redirect carbon to CGA

pathway.

1. Introduction

Chlorogenic acids (CGAs) belong to an important group of dietary antioxidants

(Niggeweg et al., 2004; Lallemand et al., 2012a; Lallemand et al., 2012b). These metabolites

are soluble esters formed from the conjugation of trans-cinnamic acids and quinic acid

(Clifford, 1999; Lallemand et al., 2012a). High levels of CGA can increase pathogen resistance

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(Niggeweg et al., 2004; Leiss et al., 2009; Pu et al., 2017) and prevent damage caused by abiotic

stresses (Clé et al., 2008; Comino et al., 2009). In addition, CGAs have great potential as

nutraceuticals considering its benefits for the human health, mainly as antioxidants (Olthof et

al., 2001; Thom, 2007; Yamamoto and Obokata, 2008; Van Dijk et al., 2009; Oboh et al., 2013).

Lignin and CGA biosynthetic pathways potentially share intermediates and

enzymes and several studies suggests the connection between these routes (Hoffmann et al.,

2004; Lepelley et al., 2007; Joët et al., 2009; Escamilla-Treviño et al., 2014; Becerra-Moreno

et al., 2015; Jacobo-Velázquez et al., 2015). Lignin is mainly deposited in the xylem cells and

fibers rays, enabling vascular plants to stand upright, endure mechanical stresses, transport

water in the xylem and avoid xylem collapsing under negative pressures during high

transpiration rates (Ferrer et al., 2008; Bonawitz and Chapple, 2010; Pereira et al., 2018). On

the other hand, lignin forms a complex matrix with the cell wall polysaccharides - cellulose,

hemicellulose, and pectin – and is a major contributor to biomass recalcitrance (Li et al., 2008;

Cesarino et al., 2012; Mottiar et al., 2016; Lorenzo et al., 2019). This recalcitrance has

consequences in downstream applications such as chemical pulping, forage digestibility and

production of biofuels paper industry since its removal demands chemical reagents increasing

the process costs (Ververis et al., 2004; Schubert, 2006; Faraji et al., 2018; Figueiredo et al.,

2019). However, manipulation of lignin biosynthesis has provided a basis for generating plants

with reduced lignin content and altered composition, and increased saccharification efficiency

(Hoffmann et al., 2004; Vanholme et al., 2013b; Tong et al., 2015; Vargas et al., 2016; Saleme

et al., 2017).

The key enzymes linking lignin and CGA metabolism are hydroxycinnamoyl CoA:

shikimate hydroxycinnamoyl transferase (HCT), hydroxycinnamoyl CoA: quinate

hydroxycinnamoyl transferase (HQT) and caffeoyl shikimate esterase (CSE). Together, these

enzymes are responsible for the balance among caffeoyl CoA, caffeoylquinic acid (CGA) and

caffeoyl shikimic acid (Hoffmann et al., 2003; Niggeweg et al., 2004; Vanholme et al., 2013b).

At this point in the route, caffeoyl CoA can be used by the enzyme caffeoyl CoA 3-O-

methyltransferase (CCoAOMT) to produce the coniferyl and sinapyl alcohols, which are the

precursors of the G and S units in the lignin backbone, respectively, or by HCT/HQT to produce

CGA. Theoretically, an excess of CGA could be converted to caffeoyl CoA to be used for lignin

production (Joët et al., 2009; Escamilla-Treviño et al., 2014). On the other hand, an over

stimulate lignin biosynthesis could re-direct precursors to CGA biosynthesis.

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So far, most of the data supporting this interconnection were obtained from in vitro

or transient assays (Hoffmann et al., 2004; Joët et al., 2009; Escamilla-Treviño et al., 2014;

Valiñas et al., 2015). Here, we used genetically modified tobacco plants to provoke an

unbalance between CGA and lignin pathways to obtain evidence of their interconnection. We

produced simple and double mutants to the enzymes HCT and CSE. It is already accepted that

there is an interconnection between CGA and lignin (Hoffmann et al., 2004; Lepelley et al.,

2007; Joët et al., 2009; Escamilla-Treviño et al., 2014; Becerra-Moreno et al., 2015; Jacobo-

Velázquez et al., 2015; Valiñas et al., 2015), but the intensity it happens and how this can affect

mainly lignin biosynthesis is still unknown. Here we aimed to study the interconnection

between lignin and CGA through Caffeoyl CoA and the role of CGA as carbon skeleton to

lignin biosynthesis. Moreover, CSE was recently discovered in lignin pathway (Vanholme et

al., 2013b) and before that, it was believed that HCT was responsible to convert caffeoyl

shikimate into caffeoyl CoA, even though in vitro reactions showed that HCT is more efficient

in the conversion of the reverse reaction (Hoffmann et al., 2004; Lallemand et al., 2012b; Wang

et al., 2014a). The role of HCT in caffeoyl CoA production has only been proved in an

enzymatic assay and no one has ever proved if HCT is able to convert caffeoyl shikimate into

caffeoyl CoA in plant. Here, we show that caffeoyl CoA is produced mainly via CSE in tobacco.

Furthermore, we obtained strong evidences that HCT is capable to produce caffeoyl CoA in

vivo in the absence of CSE and recover normal lignin and CGA biosynthesis.

2. Material and Methods

2.1. Sequence analysis

Search for the full length sequences of all alleles from HCT, HQT and CSE through

search by keywords and alignment with sequences previously described in the literature

[Hoffmann et al., (2003) (AJ5078251), Niggeweg et al., (2004) (AJ582651 e AJ582652) and

Vanholme et al., (2013b) (AT1G52760)] in public database available: NCBI (National Center

for Biotechnology Information), SOL Genomics (Bombarely et al., 2011) and Tabacco EST

clones from BY-2 cells Database Search (Altschul et al., 1997). Tobacco was chosen as plant

material for this study because it accumulates chlorogenic acids (Niggeweg et al., 2004). The

sequences were aligned in BioEdit Sequence Alignment Editor v. 7.0.9.0 (Hall, 1990) using the

following parameters: 85% minimum match percentage and 20 bp minimum overlap. The

contigs obtained were confronted with sequences from NCBI using the algorithm BlastX

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(Altschup et al., 1990). Domain search was performed using ScanProsite

(http://www.expasy.ch – Castro et al., (2006).

2.2. Vector assemble and amiRNA design

RNA was extracted from tobacco leaves based on Chang et al., (1993) protocol.

DNAse I from Bio-Rad™ was used to eliminate DNA and quantification was made at 260 nm

in a spectrophotometer. cDNA synthesis was performed with Superscript III ®(Invitrogen™).

Full-length HCT and partial CSE (877 from 984 bp) were amplified by RT-PCR and the product

of amplification was cloned in pDONR221® vector using Gateway® System. The vectors used

to create the cassette of expression are based in Gateway® technology this way, two rounds of

PCR were required to insert the attB recombination site into the PCR product. The first PCR

consists of the amplification of the gene of interest and partial addition of the attB site. The

second round of PCR completes the addition of the full attB site, which allows recombination

of the PCR product with the pDONR221, the entry vector. The PCR product was used for

recombination between the entry vector (pDONR221 ™) and the insert through the BP clone

enzyme. After confirming the identity of the cloned genes in pDONR221 ™, the LR clonase

reaction from the Gateway® system was performed for recombination of the genes with the

final expression vector pK7GW2.

To design the amiRNA primers to CSE gene we used the website

http://wmd3.weigelworld.org/cgi-bin/webapp.cgi (Ossowski et al., 2008). The amiRNA was

designed using MIR319a as a precursor by PCR-based mutagenesis and the plasmid pRS300

(Schwab et al., 2006). The first step in the construction of the amiRNAs consists of 3 PCRs:

(a), (b) and (c). The second step is to use the three reactions of the first step ((a), (b), (c)) as the

template for amiRNA production. After this step, we added the attB site by PCR using the

primers AttB1 and AttB2. The PCR product was used to perform the Gateway recombination

using BP clonase reaction with the pDONR221 ™ entry vector and the colonies obtained were

submitted to colony PCR to confirm the presence of amiRNAs in the vector. After confirmation

in the pDONR221 ™ vector, a colony was sequenced to confirm it the correct sequence was

inserted in the entry vector. Next, it was possible to proceed through the assembly of the

amiRNACSE to the final vector pK7GW2 by LR clonase reaction. The insertion of the amiRNA

into the pK7GW2 vector was confirmed by PCR. Moreover, the vector was transformed into A.

tumenfaciens and colonies that were positive in colony PCR were used for the transformation

of tobacco.

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In total, three different constructions were developed. First, we assembled by

Gateway® the amiRNA from CSE with the constitutive promoter CsVMV (Verdaguer et al.,

1996) into pK7WG2 vector, to create the downregulation vector. Second, we produced two

vectors, the overexpression vectors for HCT and CSE both using CaMV35S promoter in

pK7WG2. Third, we produced a double cassette construction using the cassette from Gateway®

Multisite pXB2m43GW2, to insert pCsVMV::amiCSE, and fuse it to pK7WG-HCT. After

cloning HCT into pK7WG2, we digested it with XbaI for linearization and treated with alkaline

phosphatase for dephosphorylation. The same enzyme was used to remove m43GW2 fragment

from pXB2m43GW2. After purification of the fragments, the DNA was quantitated using

Nanodrop and pK7GW2-HCT and the m43GW2 fragment was fused by T4 ligase from

Invitrogen, following manufacturer's guidelines. The engineered vector was cloned into E.coli

resistant to ccdb. Using this strategy, a new site of recombination by Gateway Multisite® was

created: pK7WG2-HCT::m43GW2. We used three building blocks to assemble this new

recombination site and generate a double cassette vector: to insert pCsVMV, we used pEN-L4-

4-R1, insert amiCSE we used pDONR221 and to insert the terminator tOCS we used pEN-R2-

8-L3. After recombination, the vectors were cloned in E.coli DH10B by thermal shock and

colony PCR was done to confirm if the construct was correct. After confirmation, the vectors

were inserted into A. tumenfaciens and the positive colonies were used for tobacco

transformation.

2.3. Plant Transformation

In order to generate stable tobacco plants, the binary vectors were introduced into

Agrobacterium tumenfaciens EHA105 and leaf tissues were transformed following the protocol

described by Horsch et al., (1985). We used 3 months old tobacco plants. Six rounds of

transformation were performed, in each of the experiments. Each transformation experiment

referred to the transformation of a specific construct described in Table 1. The plants that

showed normal roots development were transferred to the growth chamber under a photoperiod

of 12 h of light and 25°C. T1 plants were germinated in vitro in a B.O.D. chamber set to 16 h

of light and 25°C in MS medium (Murashige and Skoog, 1962), supplemented with Kanamycin

(100 mg / L) and transferred to greenhouse after one month.

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Table 1. Experiment design to obtain transgenic plants.

Construction

used

Expected Result Number of Plants

obtained

CSE 1 e 2 Overexpression of CSE 18

amiCSE Downregulation of CSE 9

HCT:amiCSE Overexpression of HCT and

downregulation of CSE

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2.4. qRT-PCR analyses

Six-months-old plants cultivated in pots with a capacity of 5 kg soil in a greenhouse

were used to carry the next steps of the experiments. To analyse the level of expression of CSE,

HCT and HQT in different tissues of wild type (WT) tobacco we extracted the RNA from the

following tissues: flowers, old leaves (2 basal leaves), young leaves (4 apical leaves), old stem

(10 cm from the basal stem), young stem (10cm from the apical stem) and root, all in four

biological replicates. The samples were immediately frozen in liquid nitrogen and stored at -80

ºC until further analysis. For qPCR analyses from T1 generation from mutants, 1-year-old

plants were collected. The stem was collected excluding the first 5 cm from the base up to the

7th internode and all leaves from 7th – 10th internode were collected and stored in -80°C for

subsequent analyses. For RNA extraction we used Trizol (Life Technologies) and DNase I from

Ambion. For cDNA synthesis, we used 1 µg of RNA and the iScript cDNA Synthesis Kit (Bio-

Rad). The cDNA was diluted 50X and 3 µl were used for each qPCR reaction, which was carried

out with the iTaq Universal SYBR Green Supermix (Bio-Rad). To screen and analyze mutants

and double-mutants we extracted RNA from leaves and stem using RNAeasy Plant Mini Kit

(Qiagen) and RNase-free DNase Set (Qiagen). cDNA was produced from 500 ng of RNA using

the iScript cDNA Synthesis Kit (Bio-Rad). The cDNA was diluted 25X and 3 µl were used for

each qPCR reaction. All the analyses were done using qbase+ software, version 3.0 (Biogazelle,

Zwijnaarde, Belgium - www.qbaseplus.com). The expression level was normalized with the

constitutive genes PP2a and EF1a (Schmidt and Delaney, 2010). The primers used are shown

in Table 2.

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Table 2. Primers designed to qRT-PCR analyses.

Primer Sequence 5’ - 3’ HQTqPCR1_F CAGATTTTGGATGGGGAAGG

HQTqPCR1_R GCCAAACGCAAGTTCCTATC

HCTqPCR_F AAACCAGCGTGTCCATCTTC

HCTqPCR_R ACACATGTCCTGCCAACATC

CSEqPCR_F TTGCCAGGCAGTGTGAATAC

CSEqPCR_R GCTTGAGGGATTTGTCCTTG

2.5. Phenolic profiling

Phenolic profiling was carried out by Ultra-Performance Liquid Chromatography

coupled to a Mass Spectrometer (UPLC-MS / MS) using the protocol described by Torras-

claveria et al., (2012) with modifications. Samples from leaf and stem (30 mg) from 1-year-old

mutants and WT plants were lyophilized and used for analyses. The stem was collected

excluding the first 5 cm from the base up to the 7th internode and all leaves from 7th – 10th

internode were collected and stored in -80°C for all biochemical analyses. The material was

extracted with 500 µL methanol:H2O (4:1, v/v). This mixture was then vortexed for 30 s,

sonicated for 10 min, and shaken for 2 h at room temperature. After centrifugation at 10.000

rpm for 15 min, the supernatant was collected and dried using a centrifugal vacuum evaporator.

The same volume of methanol:H2O (4:1, v/v) was added to the pellet and the procedure was

repeated. Dried N. tabacum extracts were made up in 600 µL ethanol:H2O (1:1, v/v) and filtered

through a 0.2 µm syringe filter (PTFE Millex-LG, Merck).

2.6. Lignin quantification

Lignin quantification was made using the acetyl bromide method (Foster et al.,

2010). We also quantified lignin monomers and S/G ratio using Ultra-Performance Liquid

Chromatography Coupled to a Mass Spectrometer (UPLC-MS) according to the protocol

described by (Mokochinski et al., 2015). After lyophilization of the samples from stem, 80mg

of each sample was used to determine S/G ratio. Initially, the samples were hydrolysed in 2mL

of 4M NaOH at 95° for 24 hours. Next, the samples were acidified with 1.6 mL of 6M HCl,

mixed for neutralization and centrifuged by 13.000 rpm for 5 minutes. An aliquot of 500 µL

from supernatant was transferred to a 2mL tube and 1mL of ethyl acetate was added to extract

the organic phase. The last step was repeated, and the samples dried under a stream of N2.

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Lastly, the sample was resuspended into 1mL of miliQ water and the solution was analyzed in

UPLC-MS.

2.7. Plant cell wall polysaccharides and saccharification

Stem of the plants was lyophilized and used (100 mg) to determine cell wall

polysaccharides, following the protocol described by (Chen et al., 2002). The percentage of

saccharification was determined using 30 mg of lyophilized tissue sample and followed the

protocol described by (Llerena et al., 2019).

2.8. Morphological and histochemical analyses

The transgenic lines selected (three for each: HCTamiCSE and CSE) together with

WT were grown randomly in the greenhouse for 1 year when they had approximately 60-70 cm

in height (Supplementary. Figure 1). Height, internode length, leaf number and area, leaf and

stem fresh and dry weight were measured in these plants, but the number of replicates varied

for each line according to the plants available for analysis. Histochemical analyses were

performed as a first step to verify changes in lignin deposition and morpho-anatomical

alterations. Such analyses were done according to a protocol described by Vanholme et al.,

(2013b). The cuts were made in the 7th internode of the plants. For each lineage, three plants

were analyzed in order to ensure that the differences found are due to the presence of the

transgene and not just biological variations. The fresh material was stained with the Wiesner

stain (1g of phloroglucinol in 100 mL of 95% EtOH and 16 mL of 37% HCl), placing a drop

on top of the cut. For Maule staining, the samples were prepared by incubating for 5 minutes in

1% KMnO4 solution, followed by rinsing with water and incubating in 37% HCl and adding

one drop of NH4OH (14.8M). The materials were observed in a Zeiss microscope, model

AXIOSKOPE, for documentation and later analysis.

2.9. Statistical analyses

The statistical analyses were carried out with RBio (Bhering, 2017) and R statistical

software version 3.1.2 (Team, 2011). We performed one-way analysis of variance (ANOVA),

and the means were tested by the Tukey test at a 5% significance level. In order to integrate

data, we performed multivariate analysis by Principal Component Analysis (PCA) with

Minitab® 17 (Minitab 17 Statistical Software). For PCA, data were normalized to maximize the

variance of each component. Moreover, to give the results an easy understanding, a graphical

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representation of the metabolic profiling data was provided as a heatmap (Howe et al., 2010)

and correlation network performed using RBio Software.

3. Results

3.1. Bioinformatic analysis

3.1.1. HCT

Four HCT genes (gene_27881, gene_45849, gene_29243, and gene_83292) were

identified using NCBI and SOL Genomics databases. These four genes were described in the

SOL genomics database and will be referred to in this work as HCT1, HCT2, HCT3, and HCT4

respectively. HCT1 was previously described by Hoffmann et al., (2003). In order to confirm

these data, the sequences found in BlastN were aligned to confirm the presence of 4 putative

isoforms. We used the ORF Finder (NCBI) to obtain the coding sequence (CDS) and they were

translated, aligned with each other and an identity matrix was made using the BioEdit program

(Supplementary Table 1). In order to verify the presence of the isoforms in the tobacco genome,

a BlastN was carried out in the SOL Genomics using the N. tabacum TN90 Genome database

(Figure 1). The presence of four HCT genes in the tobacco genome was confirmed at the

positions described in Supplementary Table 2.

Figure 1. BlastN in SOL Genomics from HCT in the N. tabacum TN90 Genome database

to identify tobacco haplotypes.

The search for conserved domains was performed using the Batch CD-Search tool

(Marchler-Bauer and Bryant, 2004) in the NCBI database, which allows searching of conserved

domains in multiple protein sequences. The search was done separately with the four putative

isoforms of HCT. The first domain found PLNO2663 is a nonspecific domain and is described

as domain hydroxycinnamoyl-CoA:shikimate/quinate hydroxycinnamoyltransferase.

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Moreover, a transferase domain (pfam02458) was also found (Yang et al., 1997), this domain

is characteristic of the BAHD family of plant CoA-dependent and is also present in enzymes

anthranilate N-hydroxycinnamoyl/benzoyltransferase (HCBT) involved in the biosynthesis of

phytoalexins (Yang et al., 1997; St-Pierre and Luca, 2000), and the enzyme deacetylvindoline

4-O-acetyltransferase (DAT) (EC: 2.3.1.107), which catalyses the last step in the vindoline

pathway (St-Pierre et al., 1998). The HXXXD motif is probably the active site and characterizes

the BAHD superfamily, to which belong the enzymes HCBT, DAT, HCT and HQT (St-Pierre

and Luca, 2000).

3.1.2. CSE

To find the homologous sequence from tobacco CSE we used the protein sequence

from Arabidopsis thaliana CSE, previously described by Vanholme et al., (2013b), obtained

from TAIR database (AT1G52760). Through the analyses in the NCBI and SOL Genomics

databases, it was possible to identify the presence of two possible CSE gene haplotypes

(mRNA_119258_cds and mRNA_108581_cds – Supplementary Table 3). Using the ORF

Finder program (NCBI) the CDSs sequences were obtained, which were compared to each other

using the BioEdit program. The translated protein sequences were used to construct an identity

matrix in the BioEdit program to verify their proximity, which showed 0.965 identities between

the haplotypes. In order to confirm if there are two isoforms of CSE in tobacco, a BlastN was

performed in SOL Genomics in Genomic database (N. tabacum TN90 Genome) and two

separate loci were identified for each sequence as shown in Figure 2 and Supplementary Table

4.

Figure 2. BlastN in SOL Genomics from CSE in the N. tabacum TN90 Genome database

to identify tobacco haplotypes.

Caffeoyl shikimate esterase or lysophospholipase 2 (CSE - At1g52760) was first

functionally described in the phospholipid repair during stress conditions (Gao et al., 2010).

This enzyme was described as having monoacylglycerol O-acyltransferase, monoacylglycerol

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lipase and lysophospholipase activities in vitro (Gao et al., 2010; Vijayaraj et al., 2012). Here,

we searched for conserved domains using the Batch CD-Search tool (Marchler-Bauer and

Bryant, 2004) in the NCBI database. The same domains were found for the two putative CSE

haplotypes we found in tobacco. We found the hydrolase_4 domain (Pfam 12146), part of the

Esterase-lipase superfamily (cl21494), and the multidomain PLN02298 and

lysophospholipases and alpha/beta hydrolases, PidB (Whayeb et al., 1996; Karlsson et al., 1997;

Nardini and Dijkstra, 1999). Other multidomain found were: PHA02857, described as

monoglyceride lipase (Esteban and Buller, 2005); Abhidrolase_6 (pfam12697), from the

alpha/beta hydrolases family; the PST-A (TIGR01607), found in Plasmodium falciparum and

Plasmodium yoelli and which is closely related to the lysophospholipases and alpha/beta

hydrolases of plants; and the multidomain PRK14875, described as the E2 subunit domain of

acetoin dehydrogenase.

3.2. Vector assembly and amiRNA design

The Sequences found (described in topic 3.1.) were used to design specific primers

(Table 3) in order to clone the genes HCT1, CSE1 and CSE2. The HCT1 was selected instead

of the other haplotypes since it has already been characterized in the literature and has its

function in the lignin pathway proved in vitro (Hoffmann et al., 2003; Hoffmann et al., 2004).

Two rounds of PCR were performed in order to clone CSE and HCT into pDONR221. The first

PCR can be seen in Figures 3A and 3Band the second round of PCR can be seen in Figure 3C.

As the first time PCR was done to add the attB overhang in CSE2 sequence had little

amplification (Figure 3C), the PCR reaction was performed again for this gene (Figure 3D).

Table 3. Primers designed to clone HCT1, CSE1, and CSE2.

Primer Sequence 5’ – 3’ AttB1 5'GGGGACAAGTTTGTACAAAAAAGCAGGCT3'

AttB2 5'GGGGACCACTTTGTACAAGAAAGCTGGGT3'

HCTTabGtw_R 5'AGAAAGCTGGGTCTCAAAAGTCATACAAGAACTTCT

C3'

HCTTabGtw_F 5'AAAAAGCAGGCTTCATGAAGATCGAGGTGAAAGA3'

CSETab2_RGtw 5'AGAAAGCTGGGTCTCAACGAGTGATACATTCCATC3'

CSETab2_FGtw 5'AAAAAGCAGGCTTCATGGCGTCCGACGTACC3'

CSETab1Gtw_F 5'AAAAAGCAGGCTTCATGGCGTCAGACGTGCC3'

CSETab1Gtw_R

5'AGAAAGCTGGGTCATGATACATTCCATCATAAAGCT

TGA3'

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Figure 3. PCR amplifying full-length genes HCT1; CSE1 and CSE2. A) First round -

Gradient PCR HCT1, and CSE1 M – 1Kb Ladder; 1 – Negative Control 62°C; 2 – HCT1 62°C;

3 – Negative Control; 4 – HCT1 66°C; 5 – Negative Control 68°C; 6 – HCT1 68°C; 13 –

Negative Control 62°C; 14 – CSE1 62°C; 15 – Negative Control 66°C; 16 – CSE1 66°C;17 –

Negative Control 68°C; 18 – CSE1 68°C. B) First round PCR CSE2 PCR M – 100pb Ladder;

1- Negative Control; 2 – CSE2. C) Second Round PCR -Adding attB overhang M – 100 pb

Ladder; 1 – HCT1; 3 – CSE1; 4 – CSE2. D) Second Round PCR – Adding attB overhang M –

100 pb Ladder; 1 – Negative Control; 2 – CSE2.

Figure 4. Colony PCR to confirm gene insertion into pDONR221™ vector. A) HCT1 (1-

6), M -1Kb Ladder; B) CSE1 (4-6), M -1Kb Ladder; C) CSE2 (2-14), 1 – Negative Control, M-

100 pb Ladder.

To confirm the insertion of CSE and HCT into pDONR221 ™ vectors, the positive

colonies (Figure 4 A-C) were sequenced by the Sanger methodology to verify the insertion and

identify the presence of CSE1, CSE2, and HCT1. Subsequently, the CSE and HCT1 were cloned

into pK7WG2 final vector.

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The vectors were inserted into Agrobacterium tumenfaciens strain EHA-105.

Colony PCR was used to confirm the presence of the vectors in the agrobacteria before

transformation (Figure 5). In addition, the vectors from HCT1 gene was used to produce the

multisite vector for the double mutant.

Figure 5. Colony PCR to confirm final vectors: pK7GW2-CSE1 (1-5); pK7GW2-CSE2 (6-

10) insertion in A.tumenfaciens. M – 1 Kb Ladder; B – Negative control; V1 – Vector pK7GW2-

CSE1; V2 – Vector pK7GW2-CSE2.

For the construction of the amiRNAs, we used a set of primers described in Table

8. The first step consisting of 3 PCRs: (a), (b) and (c) - Figure 6 A – were used as template as

the template for amiRNA production - Figure 7 B. After this step, we added the attB site by

PCR (Figure 6 C) using the primers AttB1 and AttB2 described in table 3. The PCR product

(Figure 6 C) was inserted into pDONR221 ™ entry vector and we developed colony PCR to

confirm the presence of amiRNAs in the vector (Figure 7). The insertion of the amiRNA into

the pK7GW2 vector was confirmed by PCR (Figure 8 - v1). Moreover, the vector was

transformed into A. tumenfaciens and colonies that were positive in colony PCR (Figure 8) were

used for the transformation of tobacco.

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Table 4. Primers used for amiRNA design.

Primers Sequence

amiRNA

MIR319aA

Gtw

5’ GGGG ACA AGT TTG TAC AAA AAA GCA GGCTTC CTG

CAA GGC GAT TAA GTT GGG TAA C 3’

MIR319aB

Gtw

5’GGGG AC CAC TTT GTA CAA GAA AGC TGG GTT GCG GAT

AAC AAT TTC ACA CAG GAA ACA G 3’

CSE

CSETabmi

Rs-I

5’GATGTCATGTAAACAGTGCGCTTTCTCTCTTTTGTATTCC

3’

CSETabmi

Ra-II

5’GAAAGCGCACTGTTTACATGACATCAAAGAGAATCAATG

A 3’

CSETabmi

R*s-III

5’GAAAACGCACTGTTTTCATGACTTCACAGGTCGTGATATG

3’

CSETabmi

R*a-IV

5’GAAGTCATGAAAACAGTGCGTTTTCTACATATATATTCCT

3’

Figure 6. Construction of amiRNA by PCR. A) First-round - 3 reactions (a),(b),(c) M – 100

bp Ladder, 7-9 CSE (a)(b)(c) respectively; B) Second round PCR- used the first reaction as

template M – 1Kb Ladder; 3 – amiRNA CSE, 4 – Negative control; C) Addition of attB

overhang clone it by Gateway®, M – 1Kb, 1 – Negative Control, 4 – amiRNA CSE.

Figure 7. Colony PCR to confirm insertion of amiRNAs into pDONR221™ by Gateway®.

M – 100 bp Ladder; 1 – Negative Control; 12-16 –amiRNACSE.

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Figure 8. Colony PCR to confirm amiRNACSE insertion the final into vector pK7GW2

in A. tumenfaciens. M – 1 Kb; B – Negative Control; V1 – Vector pK7GW2 amiRNACSE; 1-

5 Colonies from A.tumenfaciens with the construction pK7GW2 amiRNACSE.

We assembled a vector to contain two cassettes of expression, one to overexpress

HCT1 and the other to silence CSE: p35S::HCT-pCsVMV::amiRNACSE. For this, the vector

pK7GW2-HCT (p35S:: HCT) was digested with XbaI enzyme (Figure 9 A), and the vector

pXB2m43GW2 was digested with the same enzyme and the m43GW2 fragment was cut from

the gel (Figure 9 B). After assembled of both parts we developed colony PCR using the primers

(Table 5) to identify the one containing the insert in the desired orientation (Figure 10). Two

positive colonies were obtained for the pK7GW2-HCT construct fused to the m43GW2

fragment (Figure 11). The multisite vector was used in the subsequent steps for insertion of the

cassette pCsVMVamiRNACSE into the vector pK7GW2-HCT::m43GW2. The vectors were

cloned in E.coli DH10B by thermal shock and colony PCR was done with the primers

MIR319A and B (Table 4) to confirm if the construct was correct (Figures 9). After

confirmation, the vectors were inserted into A. tumenfaciens and the positive colonies were used

for tobacco transformation.

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Figure 9. Digestion with the enzyme XbaI from the vector used to multisite assemble. A)

Vector pK7GW2-HCT (1); B) Vector pXB2m43GW2 (1-9). M- 1 Kb Plus.

Table 5. Primers used to check the correct orientation of the insert m43GW into

pK7GW2HCT:m43.

Primer Sequence

KanF 5' ACTCTAATTGGATACCGAGGGG 3'

m43R 5' GAGCTCGTTTTCCCAGTCAC 3'

Figure 10. Colony PCR to check the correct orientation of m43GW2 into pK7GW2HCT-

m43GW2, two E.coli colonies were tested. M- 1 Kb Plus; B – Negative Control; 1 – 4 Colony

1 with different temperatures Tm 55°C, 57°C, 60°C e 62°, respectively; 5-8 Colony 2 with

different temperatures Tm 55°C, 57°C, 60°C e 62°C respectively.

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Figure 11. Colony PCR from final vector pK7GW2HCT-amiCSE to check if

pCsVMVamiRNACSE, was inserted. M- 1 Kb Plus; 1-10 pK7GW2HCT-amiCSE; 11 –

Positive Control (vector pCSVMVamiCSE).

3.3. Plant Transformation

The activity of CSE in lignin pathway has already been confirmed in several species

(Vanholme et al., 2013b; Ha et al., 2016; Saleme et al., 2017), and to confirm its importance in

tobacco we developed a series of mutants overexpressing and downregulating CSE. Moreover,

we developed a double mutant to overexpress HCT and downregulate CSE to try to recover the

dwarfism phenotype we found in plants downregulating CSE. The number of plants obtained

for each construction is described in Table 1.

Down-regulating CSE gene showed a severe impact in plant development

indicating this gene is essential for plant development in tobacco. These plants were severely

stunted. In culture media, we observed callus and leaves formation but stagnation of plant

development. To confirm the phenotype observed we performed five extra rounds of

transformation, all with around 200 explants each, and in all cases the phenotype found was the

same. These data indicate that product from CSE is essential for the normal development of

tobacco plants. The cse dwarf plants were cloned by tissue culture to obtain enough material to

perform qPCR in order to confirm the silencing of the CSE gene.

In contrast, plants overexpressing HCT and downregulating CSE (transformed with

the vector pK7GW2 HCT-amiCSE) showed normal development indicating that somehow the

HCT enzyme can reverse the cse phenotype and whatever is causing it. Indicating the possibility

of ensuring the production of caffeoyl CoA in the absence of CSE.

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3.3. Gene expression in different tissues of WT and mutants of tobacco

3.3.1. Different tissues in Wild Type Plants

To better understand the balance between lignin and CGA biosynthesis we

quantified the relative expression of the key genes of the pathway: HCT, HQT, and CSE in

different tissue of WT 6-month-old tobacco plants (Figures 12 A-C). The level of expression

of CSE was 3.52 higher in young leaves and 3.29 higher in young stem than old stem (the lower

level of expression in this gene). Old leaves and roots have an intermediate pattern of expression

(Figure 12 A). HCT had the highest level of expression in the young stem and the old leaves,

the lowest. Roots and old stem also have a high level of expression than old leaves (Figure 12

B). In contrast, HQT had highest level of expression in young leaves, followed by old stem, and

the lowest in flower (Figure 12 C).

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Figure 12. Gene expression in WT tobacco plants from different tissues. A) qPCR from

CSE gene; B) qPCR from HCT gene; C) qPCR from HQT gene. The letters represent the

different tissues used in the analyses: YS – Young stem; OS – old stem; F – flower; YL – Young

leaf; OL – old leaf; R – root. The bar represents the standard error of 4 replicates. The letters

represent the Tukey test and ANOVA statistical analyses with p<0.05 value. CNRQ =

Calibrated Normalized Relative Quantities.

A

B

C

CSE

HCT

HQT

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3.3.2. qRT-PCR screening from double and single mutants

Plants downregulating CSE – both haplotypes at the same time – had growth stunted

and displaying a severe dwarf phenotype, similar to the phenotype reported for tobacco plants

downregulating HCT (Hoffmann et al., 2004). For this reason, these plants did not generate

decedents and we just analyzed T0 plants. The expression of HCT and HQT and CSE in these

plants are shown in Figure 13 and the relative level of expression of each gene can be seen in

table 6. Generally, these plants had low transcript level of CSE and HQT and no change in HCT

transcript levels.

Table 6. The transcript level of genes CSE, HCT, and HQT in cse mutants.

Tobacco

Lines CSE HCT HQT

WT 1.00 1.00 1.00

amiCSE90 0.54 1.54 0.37

amiCSE102 0.45 0.67 0.15

amiCSE78 0.37 1.25 0.34

amiCSE103 0.43 0.47 0.41

amiCSE31 0.41 0.95 0.37

amiCSE19 0.61 0.68 0.32

amiCSE91 0.86 2.83 0.50

amiCSE75 0.42 0.77 0.42

amiCSE101 0.40 0.92 0.34

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Figure 13. Gene expression of CSE, HCT, and HQT by qRT-PCR of cse downregulated

tobacco plants. The bar represents the standard error of 3 replicates for WT plants, no statistical

analyses, and standard error was done to amiCSE lines since in T0 generation each line is

considered one independent line. CNRQ = Calibrated Normalized Relative Quantities.

We screened the other transgenic plants obtained – CSE and HCTamiCSE – (Table

1) by qRT-PCR to select the lineages to further analyses of T1 (Supplementary Figure 2). For

the double mutants (pK7WG2 HCTamiCSE) we screened 28 lineages and selected the lineages

1, 12 and 18. Plants overexpressing CSE1 and CSE2 were also screened, 9 of each haplotype.

Considering both haplotypes, only the transgenic overexpressing CSE2 showed high levels of

CSE expression, for this reason, we selected lineages 8, 9, 12 from CSE2.

In T1 generation we analyzed the relative expression of the transgenic lines

comparing it to wild type in two different tissues: stem and leaves. Although the transgenes

were transformed under the control of strong constitutive promoters, we decided to analyze

both tissues as lignin is mainly found in stem and CGA in leaves. The relative expression in

both tissues differed considerably for some transgenic lines and generally, the difference of

expression among WT and the transgenic plants were bigger in leaves than in the stem, (Figures

14 A- D). As expected, and opposite to CSE – except the event HCTamiCSE18 – the HCT

expression was increased in tobacco plants (Figure 14 A - B). Except for the expression in the

leaves of the event HCTamiCSE1, it was evident that CSE expression was decreased in tobacco

plants (Figures 15 C- D). The lowest and highest expression of CSE and HCT was observed in

the mutant HCTamiCSE12 (Figure 14 A-D).

0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

Re

lati

ve

Qu

an

titi

es

(CN

RQ

) CSE HCT HQT

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Figure 14. Gene expression of double mutants in the T1 generation. A) HCT leaves; B)

HCT stem; C) CSE leaves; D) CSE stem. The letters and asterisk represent the Tukey test and

ANOVA statistical analyses with p<0.05 value, graphics without letters or asterisk means the

data have no statistical difference. The bar represents the standard error of 4 replicates. CNRQ

= Calibrated Normalized Relative Quantities.

ab

a bc

c

0

1

2

3

4

5

6

Re

lati

ve

Qu

an

titi

es

(CN

RQ

)

HCT Stem

*

00.20.40.60.8

11.21.41.6

Rela

tive

Qu

an

titi

es

(CN

RQ

)

CSE Gene expression qRT-PCR - Leaves

bcc

b

a

0.00.20.40.60.81.01.21.41.61.82.0

Re

lati

ve

Qu

an

titi

es

(CN

RQ

)

b

a

c c

0

2

4

6

8

10

12

14

16

18

Re

lati

ve

Qu

an

titi

es

(CN

RQ

)

A

B

C

D

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As expected, the expression of CSE was increased in the tobacco plants transformed

with pCaMV35S::CSE (CSE overexpression). Even though the leaves of the event CSE8

showed a large variation (Figure 15 A), expression was increased in the stem and leaves of all

the events. CSE 8 was the line with the highest level of expression while CSE9 was the lowest

in both tissues (Figure 15 A – B).

Figure 15. Gene expression of overexpression mutants of CSE in the T1 generation. A)

CSE leaves; B) CSE stem. The letters represent the Tukey test and ANOVA statistical analyses

with p<0.05 value, graphics without letters means the data have no statistical difference. The

bar represents the standard error of 3 replicates for CSE9 and WT and 2 replicates for CSE12

and CSE8. CNRQ = Calibrated Normalized Relative Quantities.

ab

a

bc

c

0

5

10

15

20

25

30

35

40

45

Rela

tive

Qu

an

titi

es

(CN

RQ

)

a

b

ab

b

0

5

10

15

20

25

30

35

40

45

50

Rela

tive

Qu

an

titi

es

(CN

RQ

)

A

B

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3.5. Phenolic Profiling

We studied also the phenolic profile in stems and leaves of CSE and HCTamiCSE

mutants (Figures 16 and 17, respectively). In the stem, except to quinic acid, all other phenolics

analyzed – shikimic acid, CGA and caffeic acid (CA) – had their content affected in the mutants

(Figure 16 A – D). CA content in stem increased in all lines, ranging from 33% to 51% more

than WT, with exception to HCTamiCSE18 that did not differ from WT (Figure 16 C).

Following the same pattern from CA, CGA content changed in all mutants, with exception to

HCTamiCSE18, with an increase of up to 53% more than WT (Figure 16 D). In the leaves

(Figure 17 A – D) there was a large variation for quinic and shikimic acids (Figure 17 A; B),

but a discrete increase was observed for caffeic acid (Figure 17 C) and a clear increase in CGAs

in both mutants (Figure 17 D). In general, the largest increases of CGA were observed in the

CSE mutants, where it was observed an increased up to 67% more than WT (Figure 17 D).

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Figure 16. Phenolic profiling in the stem of transgenic lines. A) Quinic Acid; B) Shikimic

Acid; C) Caffeic Acid; D) Chlorogenic Acid. The letters represent the Tukey test and ANOVA

statistical analyses with p<0.05 value, graphics without letters means the data have no statistical

difference. The bar represents the standard error of 3 replicates for HCTamiCSE 1, 12 and 18;

CSE9 and WT and 2 replicates for CSE12 and CSE8.

ab

a a a a

b b

0

0.02

0.04

0.06

0.08

0.1

0.12

0.14

0.16

0.18

ug/m

g d

ry m

ass

0

5

10

15

20

25

ug/m

g d

ry m

ass

A

B

D

0

0.02

0.04

0.06

0.08

0.1

0.12

0.14

0.16

0.18

ug/m

g d

ry m

ass

C

0

2

4

6

8

10

12

14

16

ug/m

g d

ry m

ass

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Figure 17. Phenolic profiling in leaves of transgenic lines. A) Quinic Acid; B) Shikimic

Acid; C) Cafeic Acid; D) Chlorogenic Acid. The letters represent the Tukey test and ANOVA

statistical analyses with p<0.05 value, graphics without letters means the data have no statistical

difference. The bar represents the standard error of 3 replicates for HCTamiCSE 1, 12 and 18;

CSE9 and WT and 2 replicates for CSE12 and CSE8.

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

0.5

ug

/ m

g d

ry m

ass

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

ug

/mg

dry

ma

ss0

2

4

6

8

10

12

ug

/mg

dry

ma

ss

A

B

D

C

ab a

ab

bc bcac

c

0

5

10

15

20

25

30

ug

/mg

dry

ma

ss

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3.6. Lignin content and composition

In order to understand how the production of lignin in tobacco stems was impacted

in CSE and HCTamiCSE mutants, we determined the total lignin content by acetyl bromide

method and quantified the lignin monomers – S, G, and H – to understand if an alteration in

lignin pathway could change lignin structure. Even though no statistically significant difference

was found, probably due variation among the replicates, we noticed a tendency among mutants

and double mutants. Compared to WT, lines HCTamiCSE12 and CSE12 had the most

pronounced change in total lignin content increasing 14% and 15% (Figure 18 A). These same

lines also had the S/G ratio more affected, 19%, and 16% higher than WT respectively (Figure

18 B). When we analyzed H monomers, we could observe decreasing in almost all lines, where

CSE 8 and 9 showing the lowest levels – 36% and 20% lower than WT. CSE 12, HCTamiCSE1

and 18 decreased 12%, 14%, and 11%, respectively, while HCTamiCSE 12 increased 9%

(Figure 18 C).

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Figure 18. Lignin quantification in CSE mutants and HCTamiCSE double mutants

compared to WT. A) Total Lignin Content measured by acetyl bromide; B) S/G ratio; C)

Lignin Monomers. Tukey test and ANOVA statistical analyses with p<0.05 value but NO

statistical difference was found. The bar represents the standard error of 3 replicates for

HCTamiCSE 1, 12 and 18; CSE9 and WT and 2 replicates for CSE12 and CSE8.

0

10

20

30

40

50

60

nm

ol/100 m

g d

ry m

ass

S G H

00.10.20.30.40.50.60.70.80.9

1

S/G

Ra

tio

0

1

2

3

4

5

6

7

8

% C

ell W

all

A

B

C

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3.7. Plant cell wall polysaccharides and saccharification

To estimate the impact of CSE and HCT activities change in the plant cell wall of

the mutants we analyzed the polysaccharides – cellulose, hemicellulose, and pectin. The highest

increase of cellulose was observed in CSE12, 35%. In the other mutants, the increase was

discrete and in line HCTamiCSE1 there was a decrease of 18% in cellulose (Figure 19 A).

Hemicellulose content in all CSE lines increased by 9% compared to WT while in double

mutants it ranged from 1% to 5% (Figure 19 B). Pectin level changed in CSE 9 and 12 –

decreased by 14 and 12% WT – and in HCTamiCSE1 – an increase of 6% (Figure 19 C).

Interestingly, all transgenic lines of HCTamiCSE had an increase in plant saccharification

efficiency. HCTamiCSE1 had 57%, HCTamiCSE18 had 24%, and HCTamiCSE12 had 19% of

increase compared to WT. On another hand, the saccharification efficiency was 15% (±1) lower

in all CSE lines (Figure 19 D).

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Figure 19. Determination of plant cell wall polysaccharides and saccharification efficiency

of CSE mutants and HCTamiCSE double mutants. A) Cellulose; B) Hemicellulose; C)

Pectin; D) Percentage of saccharification. Tukey test and ANOVA statistical analyses with

p<0.05 value but no statistical difference were found. The bar represents the standard error of

3 replicates for HCTamiCSE 1, 12 and 18; CSE9 and WT and 2 replicates for CSE12 and CSE8.

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3.8. Morphological and histochemical analyses

In order to verify if the mutants had changed their growth, we measured the

following parameters: plant height, internode length, leaf number, leaf area, fresh and dry

weight of T1 plants with one-year-old. The morphological characteristics observed did not

change statistically, probably due to a large variation we found in each group. For example, we

counted the number of leaves in all mutants and WT plants and while almost all lines of CSE

and HCTamiCSE ranged between 30 – 41 leaves the CSE8 line had 53 leaves, this means an

increase in 50% compared to WT – which had 35 leaves (Figure 20 A). Even though this

difference is considerable, when we look closely, we observed that both groups (CSE8 and WT)

had a large variation among the replicates – CSE8 ranged from 44 to 62 while WT ranged from

29 to 49. Leaf area reduced in all mutants, but it is more notable in CES8 line, 40% the average

found for WT leaf area (Figure 20 B). Both parameter, fresh mass and dry mass from leaves,

followed the same pattern (Figure 20 C – D). It did not significantly among the groups but

showed a tendency to decrease in CSE8 line.

The internode length (Figure 20 E) varied a lot in all lines ranging from 1 to 5 cm

while in double mutants it was more stable – an average of 3 cm – and tended to decrease

compared to WT – an average of 3.75 cm. The variation inside each replicate had high variation

but generally, it did not change compared with WT plants (Figure 20 F). The stem fresh and

dry mass did not change significantly among the groups analyzed and tended to decrease CSE9

line (Figure 20 G – H). Interestingly, CSE8 line, who showed a tendency to losing dry mass in

leaves did not the same pattern in stem.

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Figure 20. Morphological analyses of CSE mutants and HCTamiCSE double mutants

compared to WT. A) Leaf Number; B) Leaf Area; C) Leaf Fresh Mass; D) Leaf Dry Mass; E)

Distance between internodes; F) Stem Height; G) Stem Fresh Mass; H) Stem Dry Mass. Tukey

test and ANOVA statistical analyses with p<0.05 value but NO statistical difference were

found. The bar represents the standard error of 3 replicates for HCTamiCSE 1, 12 and 18; CSE9

and WT and 2 replicates for CSE12 and CSE8.

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Plants downregulating CSE analyzed in T0 reached the maximum height after 1

month in culture and remained unchanged for the next 5 months (1 – 2 cm), as observed in

figure 21 A.

Figure 21. In vitro growth of cse mutants and WT after 2 months of transformation by A.

tumenfaciens. A) pK7GW2-amiRNACSE; B) Wild Type (WT).

Phloroglucinol-HCl stain showed a similar pattern of lignin in all plants analyzed.

Maüle staining showed a change of color from blood-red to brown-yellow in all transgenic lines

analyzed when comparing to WT indicating a decrease in S monomers (Figure 22 A – U) what

is not consistent with the analyses of lignin content and composition.

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Figure 22. Histochemical analysis of lignin in transgenic tobacco lines. Cross-section of

stems from 7th internode from the top from the plant with 1year-old, WT, and transgenic lines.

A) WT colored with Phloroglucinol-HCl reagent 10X - 100nm; B) WT coloured with

Phloroglucinol-HCl reagent 20X - 20nm; C) WT coloured with Maüle reagent 20X – 20 nm;

D) CSE8 coloured with Phloroglucinol-HCl reagent 10X - 100nm; E) CSE8 coloured with

Phloroglucinol-HCl reagent 20X - 20nm; F) CSE8 coloured with Maüle reagent 20X – 20 nm;

G) HCTamiCSE1 coloured with Phloroglucinol-HCl reagent 10X - 100nm; H) HCTamiCSE1

coloured with Phloroglucinol-HCl reagent 20X - 20nm; I) HCTamiCSE1 coloured with Maüle

reagent 20X – 20 nm; J) CSE12 coloured with Phloroglucinol-HCl reagent 10X - 100nm; K)

CSE12 coloured with Phloroglucinol-HCl reagent 20X - 20nm; L) CSE12 coloured with Maüle

reagent 20X – 20 nm; M) HCTamiCSE12 coloured with Phloroglucinol-HCl reagent 10X -

100nm; N) HCTamiCSE12 coloured with Phloroglucinol-HCl reagent 20X - 20nm; O)

HCTamiCSE12 coloured with Maüle reagent – 20 nm; P) HCTamiCSE18 coloured with

Phloroglucinol-HCl reagent - 100nm; Q) HCTamiCSE18 coloured with Phloroglucinol-HCl

reagent 20X - 20nm; R) HCTamiCSE18 coloured with Maüle reagent – 20 nm; S) CSE9

coloured with Phloroglucinol-HCl reagent 10X - 100nm; T) CSE9 coloured with

Phloroglucinol-HCl reagent 20X - 20nm; U) CSE9 coloured with Maüle reagent – 20 nm

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3.9. Pearson correlation and network analyses

We also performed Pearson correlation and network analysis from stem data of each

mutant group to access the level of association between the traits analyzed. The full data set of

correlation efficiency is shown as a heat map (Figure 23). In the stem of CSE mutants, a

statistically significant correlation was observed between cellulose and S/G (R=0.99), monomer

S (R=0.95) and CGA (R=0.96). Also, caffeic acid and shikimic acid displayed a positive

correlation (R=0.99), while pectin and S/G ratio (R=-0.97) showed a negative correlation.

When we analyze the HCTamiCSE double mutants, the metabolites connected differently, and

the statistically significant correlation was only found between quinic acid and hemicellulose

(R=0.97). However, while saccharification in CSE mutants was related with stem dry mass, the

network analyses for the HCTamiCSE mutants indicated that the changes in saccharification

efficiency were associated positively with pectin, hemicellulose, shikimic and quinic acid.

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Figure 23. Correlation matrix based on Pearson coefficient derived from the average data

of stem for 1-year old CSE and HCTamiCSE mutants. Significant correlation coefficient

(p<0.05) are indicated by an asterisk, with positive and negative correlations being

distinguished by red and blue, respectively.

A Pearson correlation and network analyses were also established for leaves (Figure

24). For CSE mutants, no statistically significant correlation was found. Interestingly, in the

HCTamiCSE double mutants’ negative correlations among almost all the compounds analyzed

were observed: caffeic acid and quinic acid (R=-1.00); CGA and quinic acid (R=-0.98); CGA

and shikimic acid (R=0.96); CGA and dry mass (R=-0.97). Positive correlations were found

between shikimic acid and dry mass (R=0.98), and CGA and caffeic acid (0.97). This strong

correlation is highlighted in the network analyses (Figure 24).

CSE_Stem

ChlorogenicAcid

ShikimicAcid

Caffeic Acid

Cellulose

Pectins

S

G

QuinicAcid

H

Hemicellulose

Sacarification

S/G

Stem DW

Lignin

HCTamiCSE_Stem

Lignin

Cellulose

ChlorogenicAcid

Caffeic Acid

ShikimicAcid

QuinicAcid

S

G

H

Pectins

Sacarification

Hemicellulose

S/G

Stem DW

Cellulose 0.51

Chlorogenic Acid 0.48 0.96

Caffeic Acid 0.67 0.55 0.71

Shikimic Acid 0.61 0.62 0.78 0.99

Quinic Acid -0.47 0.45 0.54 0.14 0.26

S 0.75 0.95 0.91 0.66 0.69 0.18

G 0.79 0.93 0.91 0.72 0.75 0.15 1.00

H 0.31 -0.28 -0.49 -0.48 -0.56 -0.85 -0.11 -0.13

Pectins -0.65 -0.92 -0.80 -0.37 -0.41 -0.13 -0.94 -0.91 -0.11

Hemicellulose 0.34 0.61 0.80 0.91 0.95 0.54 0.59 0.63 -0.79 -0.31

Sacarification 0.12 0.46 0.21 -0.43 -0.39 -0.01 0.40 0.31 0.51 -0.68 -0.42

S/G 0.58 0.99 0.92 0.49 0.55 0.33 0.97 0.94 -0.13 -0.97 0.51 0.55

Stem DW -0.31 0.35 0.14 -0.59 -0.51 0.34 0.16 0.06 0.20 -0.45 -0.40 0.89 0.39

Lign

in %

Cel

lulo

se

Ch

loro

gen

ic A

cid

Caf

feic

Aci

d

Shik

imic

Aci

d

Qu

inic

Aci

d

S G H Pec

tin

s

Hem

icel

lulo

se

Saca

rifi

cati

on

S/G

Cellulose 0.56

Chlorogenic Acid 0.65 -0.22

Caffeic Acid 0.21 -0.68 0.86

Shikimic Acid 0.23 -0.54 0.54 0.72

Quinic Acid 0.20 -0.31 0.22 0.38 0.92

S 0.84 0.14 0.71 0.50 0.72 0.68

G 0.79 0.36 0.39 0.14 0.59 0.71 0.92

H 0.72 0.49 0.60 0.17 -0.30 -0.49 0.31 0.13

Pectins -0.71 -0.93 -0.11 0.41 0.51 0.43 -0.24 -0.33 -0.78

Hemicellulose -0.03 -0.41 0.05 0.30 0.86 0.97 0.49 0.56 -0.68 0.58

Sacarification -0.23 -0.79 0.23 0.61 0.89 0.83 0.33 0.23 -0.64 0.83 0.88

S/G 0.76 -0.11 0.94 0.78 0.71 0.50 0.91 0.67 0.46 -0.12 0.31 0.35

Stem DW -0.18 -0.46 0.45 0.54 -0.19 -0.56 -0.31 -0.65 0.43 0.15 -0.57 -0.12 0.12

Lign

in %

Cel

lulo

se

Ch

loro

gen

ic A

cid

Caf

feic

Aci

d

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imic

Aci

d

Qu

inic

Aci

d

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tin

s

Hem

icel

lulo

se

Saca

rifi

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on

S/G

Positive 0.73-0.99 0.50-0.72 0.23-0.49 0.00-0.22

Negative 0.73-0.99 0.50-0.72 0.23-0.49 0.00-0.22

*

*

*

*

*

* *

*

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Figure 24. Correlation matrix based on Pearson coefficient derived from the average data

of leaves for 1-year old CSE and HCTamiCSE mutants. Significant correlation coefficient

(p<0.05) are indicated by an asterisk, with positive and negative correlations being

distinguished by red and blue, respectively.

3.10. Principal Components Analysis

In order to identify notable differences between mutants and WT plants we analyzed

all data by Principal Components Analysis - PCA (Figure 25). The first principal component

(PC1) and the second principal component (PC2) accounted for 39.9% and 20.2% of the total

variation, respectively. By PCA score plots we could identify three groups. The first group is

the WT contrasting with profiling of CSE mutant and HCTamiCSE double mutants – CSE

mutants are the second group and HCTamiCSE the third group. Interestingly, the line 9 behaved

differently than the other two lines of CSE mutants, as it grouped together with the double

mutants. One of the main contributors for the formation of WT and CSE8/CES12 groups were

Positive 0.73-0.99 0.50-0.72 0.23-0.49 0.00-0.22

Negative 0.73-0.99 0.50-0.72 0.23-0.49 0.00-0.22

Caffeic Acid 0.85

Quinic Acid -0.58 -0.06

Shikimic Acid 0.13 0.55 0.68

Leaf DW -0.88 -0.85 0.28 -0.51

Ch

loro

gen

ic A

cid

Caf

feic

Aci

d

Qu

inic

Aci

d

Shik

imic

Aci

d

CSE_Leaf

ChlorogenicAcid

Caffeic Acid

QuinicAcid

Leaf DW

ShikimicAcid

Caffeic Acid 0.97

Quinic Acid -0.98 -1.00

Shikimic Acid -0.96 -0.91 0.94

Leaf DW -0.97 -0.89 0.91 0.98

Ch

loro

gen

ic A

cid

Caf

feic

Aci

d

Qu

inic

Aci

d

Shik

imic

Aci

d

HCTamiCSE_Leaf

ChlorogenicAcid

Caffeic Acid

QuinicAcidShikimic

Acid

Leaf DW

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the higher levels of S and G monomers, and chlorogenic acid (both organs), caffeic acid (in

leaves) and hemicellulose in the this two CSE mutant lines. On the other hand, saccharification

level, quinic acid, and shikimic acid, both from stem provided a massive contribution for the

separation of the HCTamiCSE double mutants from all other transgenic plants we analyzed.

Figure 25. Principal component analyses (PCA) for transgenic plants and WT. PCA was

performed on the correlation matrix of least square means. The number in parentheses give the

percentage variation explained by the first (PC1 – 39.9%) and the second components (PC2 –

20.2%) which together comprise 60.1% of the total variance. A) shows the score plot where the

circle colors indicate the clusters to which metabolite was assigned using hierarchical cluster

formed by Pearson distance (red WT; green double mutants and CSE 9; yellow CSE 8 and

CSE12); B) shows the loading plots obtained for the resulting of the distribution of the analysed

parameters.

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4. Discussion

4.1. Search of HCT and CSE alleles and expression profile

The enzymes CSE and HCT are positioned at the beginning of the lignin pathway

and they were described as related with the production of G and S subunits (Vanholme et al.,

2013; Hoffmann et al. 2003). Hoffmann et al. (2004) first proved HCT activity in planta by

producing gene-silenced A. thaliana and Nicotiana benthamiana. CSE had its activity proved

more recently in A. thaliana by (Vanholme et al., 2013b). Here we search HCT and CSE

sequences in the databases available and found 4 haplotypes for HCT and 2 for CSE.

Considering that N. tabacum is an allotetraploid (2n=4x=48) that evolved from interspecific

hybridization between the ancestors Nicotiana sylvestris (2n=24) and Nicotiana

tomentosiformis (2n=24) (Leitch et al., 2008), it was expected to find up to four different

haplotypes for each locus. It was also analyzed the protein domains for all genes. For all HCT

we found the same motifs, characteristic of BAHD superfamily, group from which HCT

belongs. Similarly, for CSE it was also found the same motifs for both haplotypes, all of them

are in accordance with the characteristics of this enzyme as previously described (Gao et al.,

2010; Vijayaraj et al., 2012).

It is well known that CGA and lignin metabolic pathways share common

intermediates but the connection between CGA and lignin pathway are still unclear. It has been

suggested that CGA route probably acts as carbon donor to lignin pathway (Días et al., 1997;

Comino et al., 2009; Joët et al., 2009; Escamilla-Treviño et al., 2014). Another important

question is related to a balance between the pathways, i.e., is there a competition by

intermediates in these pathways? To answer this question first it is necessary to investigate if

the key genes involved in both metabolic pathways are expressed in the same organ or if they

have different expression pattern. For this reason, we analyzed the expression of the three genes

(HQT, HCT, and CSE) involved in the biosynthesis of CGA and lignin in different organs of

WT plants. According to Niggeweg et al., (2004), 98% of the CGA produced in tobacco is

produced by HQT. They also found evidence indicating that most of CGA in tobacco is found

in leaves. We found relatively high levels of HQT transcripts in leaves followed by old stem

(Figure 12 C). High levels of HQT was also found in potato leaves and skin tuber by Payyavula

et al., (2015). As an antioxidant, the CGA levels in the old part of the stem may be related to

the accumulation of reactive oxygen species in old tissues (Petrov et al., 2015). HCT transcripts

were mostly found in the young stem (Figure 12 B), probably because of the high activity of

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lignin metabolism during the formation of the vascular tissue (F. Evert, 2006). The expression

of HCT was also expressive in roots where xylem formation is important for water transport.

High level of lignin in roots and its importance to root development has been previously

reported (Abiven et al., 2011; Naseer et al., 2012; Zhao et al., 2013). It is noteworthy that HCT

and HQT showed an opposite pattern of expression, indicating a balance between lignin and

CGA routes. Interestingly, while HCT was more expressed in the stem (mostly in the young

stem) and HQT more expressed in young leaves, CSE has an intermediate pattern of expression,

i.e., it is found mostly expressed in young leaves and young stem respectively (Figure 12 A). A

positive correlation between CSE and HQT transcripts has been previously described in potato

tubers (Valiñas et al., 2015). Differently of we found here, in potato tuber CSE seems to have

a stronger relationship with HQT than with HCT, suggesting greater importance of CSE in CGA

instead of lignin pathway in this species (Valiñas et al., 2015). In tobacco this relationship

seems to be different, as our results suggest that CSE pattern of expression have similarities

with both genes (HCT and HQT), suggesting an involvement in both pathways.

4.2. Downregulation of CSE severely impact plant development

To better understand the impact of CSE in tobacco, we developed tobacco cse

mutants. The most significant characteristic of cse mutants was the dwarf phenotype with

growth and development severely affected (Figure 21 A). Defect in plant growth and

development caused by manipulation in lignin metabolism has been reported for several genes:

CCR1 (Ruel et al., 2009); HCT (Hoffmann et al., 2004; Shadle et al., 2007); C3’H (Franke et

al., 2002b; Takeda et al., 2018); C4H (Schilmiller et al., 2009) including for Medicago

truncatula cse mutants (Ha et al., 2016). Ruel et al., (2009) developed ccr1 Arabidopsis mutants

with a severe dwarfed phenotype and using transmission electron microscopy observed a strong

collapse of xylem cells. Recently, Meester et al., (2018) developed ccr1 ProSNBE: CCR1 able

to overcome this dwarfed phenotype described earlier using a vessel-specific promoter and

developed viable plants.

It has been argued that lignin dwarfed phenotype may have a collapse of conducting

vessels, making the development of these plants impossible (Pereira et al., 2018). Lignin

provides to the vascular system mechanical strength, stiffness and hydrophobicity to support

gravity, mechanical stress and negative pressure generated by perspiration allowing the

transport of water and solutes along with the plant (Ferrer et al., 2008; Pereira et al., 2018).

Recently, the dwarf phenotype was described as lignin modification-induced dwarfism - LMID

(for a recent review see Muro-Villanueva, Mao and Chapple, 2019) and was related with 1)

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collapse of conducting vessels; 2) accumulation of an intermediate or derivates compounds of

phenylpropanoid pathway; 3) changes in the integrity of plant cell wall structure. Taking into

account the second hypothesis, downregulation of CSE may affect the flow of the

phenylpropanoid pathway and other secondary metabolites may have their biosynthesis blocked

or overstimulated.

Our cse mutants have the caffeic acid production locked and this compound has

been described as the major regulator of monolignols biosynthesis (Wang et al., 2014a). Caffeic

acid content is responsible for regulating the expression of key enzymes of the phenylpropanoid

pathway such as PAL and 4CL (Wang et al., 2014a). The inhibition of PAL activity could lead

to an over-accumulation of cinnamic acid, which in excess could lead to dwarfism (Vanholme

et al., 2019a). The reduction in C4H activity leads to a dwarfed phenotype (Schilmiller et al.,

2009) and their drastic reduction in lignin metabolism was associated to an increase in cinnamic

acid derivates (Van de Wouwer et al., 2016). Perturbations in auxin signaling have been

associated with LMID and trans-cinnamic acid can act as an anti-auxin compound (Schilmiller

et al., 2009; Bonawitz and Chapple, 2013).

The CSE role in the lignin pathway was already investigated in A. thaliana, M.

truncatula, dicot, Leguminosae), poplar (Populus deltoides, dicot, Salicaceae), and switchgrass

(Panicum virgatum, monocot, Poaceae) (Vanholme et al., 2013b; Ha et al., 2016; Vargas et al.,

2016; Saleme et al., 2017). Although in all these species CSE has a clear role in the lignin

pathway, in each species CSE seems to have a different level of importance. Poplar cse mutants

did not show any phenotype abnormality compared to WT, whereas cse mutant of M. truncatula

plants was severely dwarfed (Ha et al., 2016; Saleme et al., 2017), similar to the phenotype we

obtained in tobacco. These data indicate that CSE is the preferable route for the biosynthesis of

caffeoyl CoA in the lignin pathway for these species. Ha et al., (2016) produced CSE loss of

function mutants using transposon insertion and observed in M. truncatula severe dwarfing,

altered development, reduction in lignin content, and preferential accumulation of

hydroxyphenyl (H) units. Even though in Arabidopsis cse mutants did not present severe

dwarfism, the plants were 37% smaller than WT and had an increase in up to 30% accumulation

of H units (Vanholme et al., 2013b). The same authors recovered normal phenotype in

Arabidopsis cse mutants using a vessel-specific promoter to drive CSE expression, suggesting

that at least in this species, the phenotype found was probably caused by the collapse of

conducting vessels. The differences in the impact of CSE downregulation in different species

might be a consequence of the HCT efficiency to produce caffeoyl CoA to the lignin

biosynthesis (Ha et al., 2016). Here, we could recover WT phenotype overexpressing HCT

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using a constitute promoter (pCaMV35S). Furthermore, besides dwarf phenotypes we also

observed a reduction of H units mainly in plants over-expressing CSE (CSE lines) and less in

the HCTamiCSE lines (Figure 18 C), indicating that HCT might be partially restoring H

biosynthesis.

To gain information about our mutant, we analyzed the level of expression of CSE,

HCT, and HQT by qRT-PCR in the cse mutants and although we did not find significant

changes in HCT transcript level, the expression of HQT was on average 64% reduced compared

to WT expression (Figure 13). As HQT has been suggested as the main enzyme in the

biosynthesis of CGA in tobacco (Niggeweg et al., 2004), this data suggests that CGA

metabolism was directly affected and it might be involved in dwarfing induction in the cse

mutants. Most of the known CGAs are conjugates of quinic acid and caffeic acid (Clifford,

1999), and an unbalance in caffeic acid could affect HQT level of expression by negative

feedback. Furthermore, these results are in accordance with 1) our analysis of qRT-PCR in

different plant organs (Figure 12), when we could clearly see a pattern of expression that

connects this gene to both CGA and lignin metabolic pathways, and 2) with the mutants

overexpressing CSE, that showed accumulation in CGA content (Figure 17 D).

4.3. HCT overexpression overcome cse dwarfism and CSE mutants accumulate

CGA without affecting lignin content

Interestingly, when we associate downregulation of CSE with overexpression of

HCT in the HCTamiCSE mutants, we obtained plants close to the normal phenotype of WT

plants. Despite a loss in up to 39% of dry mass (Figures 20 D and 20 H), our double mutants

generated fertile plants, which flowered at the same time of WT plants. This is a proof that at

least in tobacco, HCT is able to convert caffeoyl shikimate into caffeoyl CoA in planta, a

reaction that has only been shown before in vitro and indicates a clear preference in the reverse

reaction indicating this reaction could not happen in vivo (Hoffmann et al., 2004; Vanholme et

al., 2013b; Escamilla-Treviño et al., 2014; Wang et al., 2014a).

The phenolic profiling from these mutants showed that even though both mutants –

HCTamiCSE and CSE lines – showed their caffeic acid content affected in stem, the CGA was

only affected in leaves of the CSE mutants. Caffeic acid content increased in the stem of all

CSE mutants’ lines but it was only statistically significant for the lines CSE 9 and 12 (Figure

16 C). This compound also accumulated in the double mutants (lines HCTamiCSE1 and 12),

but less than the CSE mutants, even though these plants presented very low levels of expression

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of CSE. Whether and at which rate HCT and CSE operate modulating the formation of caffeoyl-

CoA is unknown in plants harbouring both enzyme activities. Tobacco hct mutants showed an

increase in CGA content in the stem indicating its involvement in CGA catabolism instead of

biosynthesis (Hoffmann et al., 2004). The caffeic acid accumulation in our double-mutants may

be related with a lower efficiency of HCT to convert caffeoyl CoA to CGA acid, thus inhibiting

the conversion of caffeic acid by 4CL. Escamilla-Treviño et al., (2014) showed in switchgrass

that two recombinant HCTs (PvHCT1a and PvHCT2a) displayed in vitro activity to convert

efficiently caffeoyl-shikimate to caffeoyl CoA, while an HCT-like (PvHCT-Like1) was able to

convert caffeoyl CoA to CGA, thus exhibiting HQT activity and preferring quinic acid as acyl

acceptor. The recombinant PvHCTLike1 was less efficient to catalyse the formation of CGA

from caffeoyl CoA than the reaction using 4-coumaroyl CoA and quinic acid to form 4-

coumaroyl quinate. Thus, we speculate that even the double mutants had over-expression of

HCT and inhibition of CSE, the low affinity of HCT for caffeoyl CoA may have led to the

inhibition of 4CL since it was observed an accumulation of caffeoyl CoA. This may also explain

the reason CSE and HCTamiCSE mutants accumulate caffeic acid. The accumulation of caffeic

acid also argues against a possible activity of CSE using CGA as substrate (see Figure 2 in

introduction).

Our double mutants downregulating cse and overexpressing HCT (HCTamiCSE)

did not have their CGA content significantly affected (Figure 17 D). However, the mutants

overexpressing CSE had their CGA content affected with an increase in up to 67% in leaves of

CSE9 line (Figure 17 D). This accumulation can be the result of a redirection of the excess of

caffeic acid produced by CSE overexpression, and CGA may serve as a carbon reservoir for the

excedant carbon flowing in the lignin metabolism. The increase in the stem was less expressive,

on average 31% compared with the WT plants (Figure 16 D). The major accumulation of caffeic

acid in stem instead of leaves is an indication that CGA was more actively synthesized in the

leaves, although quinic acid had not changed its level. In fact, caffeic acid is used both for CGA

and lignin biosynthesis. Additionally, the greater accumulation of CGA in leaves instead stem

could be explained by the fact that more HQT transcripts were found in leaves than in stem

(Figure 12 C). HQT is the preferable enzyme for CGA synthesis in tobacco (Niggeweg et al.,

2004) and for this reason, an excess of substrate could favor CGA production in leaves instead

of stem. It is noteworthy, that caffeic acid concentration might be a key point in lignin metabolic

flux. The excess of caffeic acid has been associated with inhibition of PAL and 4CL (Wang et

al., 2014a; Van de Wouwer et al., 2016). Once it is blocked, the metabolic pathway cannot flow

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to the lignin pathway until the excess was re-routed. This data may explain why we did not find

difference in lignin content for both mutants and indicates that the flow of carbon in the lignin

pathway is finely regulated.

Our correlation and network analyses in stem of CSE mutants found a positive

correlation between caffeic acid and shikimic acid content (R= 0.99 – Figure 23 A). Shikimate

also increased in the stem of the mutants indicating that whatever the same protein or not of the

reaction caffeoyl CoA → CGA, the accumulation of this phenolic is a strong indication that

CSE was the main route for lignin biosynthesis in tobacco, thus efficiently draining caffeoyl

CoA for monomers synthesis. The excess of caffeic acid produced in stem leads to an

overproduction of shikimic, which explains the over-accumulation of this intermediate

(Vanholme et al., 2019b). Shikimate esters intermediates are not essential for the biosynthesis

of monolignols but have been considered as the preferred substrate for C3H though, this way it

is possible that shikimic acid act in monolignol regulation (Vanholme et al., 2019b).

In spite of the changes in levels of caffeic and shikimic acids, there was not a change

in quinic acid. The Pearson correlation and network analyses from leaves (Figure 23) identified

a negative correlation between caffeic acid and quinic acid content (R=-1) in the double mutants

and this correlation have no significance in CSE mutants. This data indicates that although both

mutants have the same branch engineered, quinic and shikimate branches were affected

differently in leaves.

It is noteworthy, that transgenic lines with the highest level of CSE transcripts level

(lines CSE8 and 12 were 23 and 36-fold higher than the WT – Figure 15) are more contrasting

between themselves than when they are compared to WT. They also tended to accumulate more

caffeic acid and CGA (Figure 25). Differently of these lines, CSE9 tended to accumulate more

lignin then CGA and had less CSE expression (9-fold than the WT – Figure 15). Thus, it seems

that an overflow of the CSE branch favors CGA biosynthesis probably because of an increase

in the amounts of the intermediates. The balance, however, between the two routes for the

biosynthesis of caffeoyl CoA seems to be more complex as the double mutant with the highest

level of expression of HCT (19-fold than WT) and the lowest level of expression of CSE (0,1-

fold than WT – Figure 14) – HCTamiCSE12 – tended to be closer to the CSE lines and

accumulate more CGA while the other two double mutants with the lower expression level of

HCT, tend to accumulate more lignin.

Differently from what expected, our mutants did not increase massively lignin

content or had the ratio S/G changed (Figure 18 A – B). The lignin content showed large

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variation among replicates from both mutants – CSE and HCTamiCSE – and it did not

significantly differ from WT. The same happened to the S/G ratio. Alteration in lignin content

associated with an increase in H monomer due to C3H, HCT or CSE manipulation has been

described in the literature in several species but these works usually analyses downregulation

of these genes (Hoffmann et al., 2004; Shadle et al., 2007; Vanholme et al., 2013a; Vanholme

et al., 2013b; Tong et al., 2015; Ha et al., 2016; Ponniah et al., 2017; Saleme et al., 2017; Zhou

et al., 2018). Thus, we expected a decrease in H units in our mutants, especially in the CSE

mutants. Indeed, H units’ relative amount slightly decreased in CSE mutants, with an average

of 22%, although it was not statistically significant (Figure 18 C). Arabidopsis cse-2 loss-of-

function mutants had a decrease of 36% in total lignin content associated with an increase of

30X in H units in lignin polymer (Vanholme et al., 2013b). M. truncalata cse loss-of-function

mutants had a reduction in 80% of lignin with an increase of 50X of H unit relative amount (Ha

et al., 2016). Downregulation of HCT in alfalfa led to a reduction of lignin in up to 50%

associated with an increase in H unit into lignin polymer (Shadle et al., 2007). Saleme et al.,

(2017) described a reduction of 25% in lignin deposition associated with an increase of 113%

of H units in lignin polymer in Poplar cse mutants. Considering that there are differences in the

level of downregulation of these genes and differences among species, it is well accepted that

downregulation of genes positioned at the beginning of S and G metabolic branch can be

compensated by an overproduction of H subunit. Counterintuitively, the overexpression of F5H

driven by C4H promoter in poplar did not change total lignin content, it changed instead the

S/G ratio and lignin polymer was constituted mainly by S units (97.5%) (Stewart et al., 2009).

Highlighting the complexity of lignin pathway, our results showed that, lignin biosynthesis is

finely regulated in tobacco and the excess of carbon generated by overstimulation of shikimate

shunt in the mutants were reallocated into CGA. The correlation and network analysis in stem

of CSE mutants (Figure 23 A) showed a positive correlation between the monomer S and CGA

content (R=0.96), supporting the hypothesis that the accumulation of CGA did not affect the

production of lignin biosynthesis although a possible over stimulation of the pathway was in

part flowed into CGA.

Even though the saccharification efficiency did not differ between mutants and WT,

the CSE and HCTamiCSE plants had the opposite pattern of saccharification efficiency (Figure

19 D). Generally, CSE lines had lower saccharification efficiency than WT, whereas double

mutants improved saccharification efficiency in up to 57% in HCTamiCSE1 (Figure 19 D).

Furthermore, their cellulose content seems to follow the inverse pattern, while CSE lines

increased cellulose content, double mutants decreased it. This is especially pronounced

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comparing CSE12 and HCTamiCSE1, one increased their cellulose content by 35% whereas

the other decreased it by 19% (Figure 19 A). Generally, downregulation of C3H, HCT and CSE

increased saccharification efficiency and the cellulose content increased (Tong et al., 2015; Ha

et al., 2016; Vargas et al., 2016; Saleme et al., 2017; Zhou et al., 2018). Arabidopsis cse mutants

though, had saccharification efficiency increased and cellulose content decreased (Vanholme

et al., 2013b), the same response found in our mutants, i.e. an inverse relation between

saccharification and cellulose. Even though an increase in cellulose content is usually

associated with an increase in saccharification, changes in its crystalline structure can reduce

biomass degradability (Marriott et al., 2015; Van de Wouwer et al., 2016). Cellulose is a linear

polymer formed by β-1-4 linked glucopyranosyl residues, and adjacent residues are rotated 180°

to maintain linearity leading to a highly rigid and insoluble crystalline region (Van de Wouwer

et al., 2016). This crystallinity difficult the access of hydrolytic enzymes increasing biomass

recalcitrance (Marriott et al., 2015). Thus, increasing cellulose crystallinity could reduce cell

wall saccharification. Marriott et al., (2014) analyzed several mutants with enhanced

saccharification efficiency from Brachypodium distachyon and showed that it is not necessarily

associated with changes in lignin content. Sac1 and sac7 mutants did not change lignin content

but instead had a decrease in crystalline cellulose content associated with their increase in

saccharification. In addition, sac7 increased its total polysaccharide content whereas sac1 had

its cell-wall ester-bound ferulic acid decreased – which could affect the cross-linking between

cellulose with hemicellulose and lignin (Marriott et al., 2014). The correlation and network

analyses from stem of CSE mutants showed a positive correlation between S/G ratio and

cellulose content (R = 0.99) suggesting that the alterations in cellulose content in our mutants

may be caused by the perturbation in lignin metabolism.

In summary, our data indicate that there is no competition for the common

intermediates between CGA and lignin biosynthesis, while the first seems to be produced

mainly in leaves by HQT, the other occurs mainly in the stem by HCT. These enzymes seem to

be a key point to determine the flux, while both enzymes showed a very characteristic pattern

of expression, CSE showed a pattern of expression that suggests its involvement in both

pathways. Supporting this hypothesis, our CSE mutants had the excess of carbon generated by

overexpression of CSE remobilized into CGA in leaves but not in stem. It is tempting to

hypothesize that these differences in carbon remobilization observed between leaves and stem

are part of a strategy to finely regulate lignin branch since the excess of caffeic acid can inhibit

lignin route. Additionally, the overexpression of HCT in plants downregulating CSE recovered

the dwarfed phenotype completely indicating that HCT is capable to produce caffeoyl CoA

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from caffeoyl shikimate. This fact is remarkable since it is the first time that the ability of HCT

to convert caffeoyl shikimate was proved in planta. The differences found between the mutants

might be due to the pool of caffeoyl CoA available. CSE is more efficient in the conversion of

caffeoyl shikimate into caffeoyl CoA and possible the main route of production. For this reason,

it accumulates more caffeoyl CoA increasing its viability to CGA pathway. In another hand,

HCT conversion of caffeoyl shikimate to caffeoyl CoA is not so efficient and this way, lower

levels of caffeoyl CoA would be available to remobilized into CGA. Even though these genes

are part of the same branch in phenolic pathway they may have different roles in plant

metabolism and trigger different responses upon perturbation. Lignin metabolic flux seems to

be finely regulated in tobacco, since overexpression of shikimic branch does not affect

drastically lignin content. The accumulation of caffeic acid in both mutants is an indicator that

this compound might be a key point to regulate lignin pathway in tobacco. To conclude, our

data indicates that CSE is the preferable route for biosynthesis of caffeoyl CoA in tobacco and

its overproduction favor CGA pathway in leaves. On the other hand, HCT is critical for lignin

metabolism and its overexpression associated with cse downregulation does not seem to affect

CGA pool (i.e., probably due its low affinity to quinate), this enzyme is also capable to produce

Caffeoyl CoA even though it does not seem to be the preferable route of biosynthesis.

Acknowledgments

NVS thanks São Paulo Research Foundation for a doctoral fellowship (Processo FAPESP

n°2014/17831-5). This study was financed in part by the Coordenação de Aperfeiçoamento de

Pessoal de Nível Superior – Brasil (CAPES) – Finance Code 001.

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Chapter 3

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CRISPR/Cas9 genome editing to modify lignin biosynthesis in Nicotiana tabacum

Nathalia Volpi e Silva1,2, Ewerton Ribeiro1, Felipe Thadeu Tolentino1 Oleg Raitskin2, Nicola J

Patron2, Paulo Mazzafera1.

1 – Universidade Estadual de Campinas; 2 – Earlham Institute

Abstract

Genome editing using clustered regulatory interspaced short palindromic repeats/CRISPR-

associated protein 9 system (CRISPR/Cas9) has been proved as a powerful tool in genome

editing and promises to revolutionize the use of biotechnology for crop breeding. CRISPR/Cas9

allows the development of biallelic homozygous in T0 and open a new horizon in crop breeding

for the possibility to develop "transgenic-free" genome-edited mutants. Here, we propose the

genome editing of tobacco (Nicotiana tabacum) using CRISPR/Cas9 technology in order to

understand the carbon flow in lignin metabolism through chlorogenic acid (CGA). We are using

a key gene in lignin and chlorogenic acid (CGA) pathways, Caffeoyl CoA O-methyltransferase

(CCoAOMT), hydroxycinnamoyl-CoA shikimate/quinate hydroxycinnamoyl transferase (HCT)

and caffeoyl shikimate esterase (CSE), as a target to induce mutagenesis. Besides cellulose,

lignin represents the main compound in plant cell wall composition and a major challenge in

biomass processing, such as the production of second-generation bioethanol. On the other hand,

CGA is part of a group of phenolic antioxidants highly important for human dietary and plant

defense response. These two biosynthesis routes are inter-connected by caffeoyl CoA and

probably CGA acts as a carbon skeleton donor to lignin metabolism. We developed double and

single mutants for hydroxycinnamoyl-CoA shikimate hydroxycinnamoyl transferase (HCT), and

caffeoyl shikimate esterase (CSE) using traditional transformation methods to prove this

hypothesis. We successfully assembled and validated the constructions with two sgRNAs and

Cas9 by Agro-transient assay in tobacco leaves. Transiently we were successful in inducing

specific mutations in tobacco in both haplotypes of CSE and in two HCT haplotypes. This

approach enables the development of stable plants in order to overcome the dwarfism in HCT

silenced plants inducing mutation in only two of the four haplotypes present in tobacco. Due to

CRISPR/Cas9 specificity, it is possible to inactivate only specific haplotypes and isoforms

individually very precisely. This approach would help us to understand the role of HCT in lignin

and CGA pathways. In conclusion, our vectors enable the development of CCoAOMT, CSE and

HCT genome-edited stable plants to give us more information to confirm if CGA and lignin are

inter-connected.

1. Introduction

CRISPR system was discovered in prokaryotes as an antiviral defense mechanism,

found in ~40% of bacteria and ~90% of archaea, acting as an adaptive immune system against

phages or conjugative plasmids through horizontal gene transfer (Waters and Storz, 2009; Kaya

et al., 2016). In prokaryotes, CRISPR loci are a cluster of short repeats sequence separated by

a short spacer sequence with the invader DNA added during infections (Figure 1a). During a

new infection, a new spacer relative to the foreign DNA is integrated into the endogenous

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CRISPR array, conferring resistance to subsequent infections (Waters and Storz, 2009;

Marraffini, 2015). Adjacent to CRISPR loci is an operon of CRISPR associated (CAS) genes

that encode Cas proteins (Figure 1a). These endonucleases are guided by the space sequences

in the CRISPR-RNA to cleave the invader genome - Figure 1a (Waters and Storz, 2009; Belhaj

et al., 2015; Marraffini, 2015). Several CRISPR/Cas immunity systems have been described,

but type II has been the most extensively studied (Marraffini, 2015). Recently, the type II

nuclease system originated from Streptococcus pyogenes was engineered to be used as a tool

for genome editing in eukaryotes - Figure 1b (Pan et al., 2016).

The CRISPR/Cas type II system is comprised of a Cas9 endonuclease protein, two

small RNAs - the CRISPR-RNA (crRNA) and the trans-activating crRNA (tracrRNA) - and a

protospacer adjacent motif (PAM sequence of 5’-NGG-3’) downstream of the target sequence,

Figure 1a (Li et al., 2013; Mahfouz et al., 2014; Belhaj et al., 2015; Marraffini, 2015; Pan et al.,

2016). The CRISPR/Cas9 protein is guided by a duplex formed by the two small RNAs to

cleave the complementary sequence (Figure 1a). Recently, the duplex has been fused to form a

single chimeric guide RNA molecule (gRNA) containing a 20-nucleotide (nt) sequence to

mediate targeting information - Figure 1b (Mahfouz et al., 2014; Belhaj et al., 2015; Pan et al.,

2016). This finding makes CRISPR/Cas9 technology a promising tool for genome editing

considering that theoretically any genomic sequence bearing a PAM could be simply and easily

engineered (Li et al., 2013; Mahfouz et al., 2014; Ding et al., 2016). As PAM sequences are

highly frequent in genomes, virtually any gene could be targeted (Ding et al., 2016). Due to the

simple design of target specificity and its compact nature, CRISPR/Cas9 allows simultaneous

targeting of multiple gene loci (Lowder et al., 2015; Ma et al., 2015). Lowder et al., (2015)

described the simultaneous editing of up to eight different targets. The group developed a

toolbox that allows the transcriptional activation or repression of plant endogenous genes for

monocots and dicots. Similarly, Ma et al., (2015) edited 46 target sites in rice with a high

percentage of mutation, which was mostly biallelic and homozygous. They also provided loss-

of-function mutations by simultaneous targeting all members of a given gene family, either

genes from the same pathway or different targets in the same gene for both rice and Arabidopsis.

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Figure 1. CRISPR from prokaryotes immunity system and as a biotechnological tool for

genome editing. (a) CRISPR/Cas9 type II system in prokaryotes. The pre-crRNA is transcribed

from CRISPR region and it is processed by Cas9, RNaseIII and the tracrRNA. The tracrRNA

base-pairs with repeat region of pre-crRNA so the RNaseIII can cleave it. Cas9 is guided by the

crRNA to recognize the protospacer sequence in the foreign DNA and induces a double-break.

(b) The use of CRISPR/cas9 as a tool, in which the crRNA and the tracrRNA are fused into a

single guide RNA (sgRNA). In this remodeled system, the target is a specific region in the

genome of the target species. To enable the movement of Cas9 into the eukaryotic nuclear

compartment, a nuclear localization signal is added. This figure is from Belhaj et al., (2015).

Editing genome in plants using CRISPR/Cas9 has been successfully applied in

Arabidopsis thaliana (Jiang et al., 2013; Li et al., 2013; Fauser et al., 2014; Lowder et al., 2015),

Nicotiana tabacum (Gao et al., 2015), Nicotiana benthamiana (Jiang et al., 2013; Nekrasov et

al., 2013; Lowder et al., 2015), rice (Jiang et al., 2013; Lowder et al., 2015), wheat (Wang et

al., 2014b), maize (Feng et al., 2016), sorghum (Jiang et al., 2013), petunia (Zhang et al., 2016),

barley (Lawrenson et al., 2015), tomato (Brooks, C., Nekrasov, V., Lippman, Z.B. and Van

Eck, 2014; Pan et al., 2016), Populus (Zhou et al., 2015), soybean (Cai et al., 2015; Jacobs et

al., 2015), Brassica oleracea (Lawrenson et al., 2015) and sweet orange (Jia and Nian, 2014).

Tobacco plants (N. tabacum) edited via CRISPR/Cas9 were obtained with a mutation rate of

81.8%, a high level of biallelic mutations and no significant off-targets (Gao et al., 2015).

An advantage of using CRISPR/Cas9 in basic and applied research is the possibility

to produce homozygous and biallelic mutations already in the first generation (Xu et al., 2015;

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Zhou et al., 2015; Osakabe et al., 2016a), drastically reducing the time for functional analyses

comparing to conventional transgenic approaches. Because the CRISPR/Cas9-induced

mutations are transmitted to the next generation (Chen et al., 2001; Feng et al., 2014; Schiml et

al., 2014; Belhaj et al., 2015; Ding et al., 2016; Osakabe et al., 2016b) this genome-editing tool

can be used to accelerate breeding of elite clones. Osakabe et al., (2016b) was able to increase

the heritable efficiency in Arabidopsis thaliana using a truncated gRNA (tru-gRNA) guided-

Cas9 driven by a specific-promoter with high expression in germline in order to improve the

heritable pattern. The use of tru-gRNA was a strategy to avoid off-targets, a usual issue in

genome editing technologies.

Another advantage of this technology is the development of “transgenic-free” plants

carrying heritable biallelic mutations (Woo et al., 2015; Xu et al., 2015; Zhou et al., 2015). Woo

et al., (2015) reported the generation of genome-edited Arabidopsis, tobacco and lettuce plants

without introducing foreign DNA into plant cells and had up to 46% of mutants in regenerated

plants. Even though the study shows an unpredictable pattern of biallelic mutations in T0 lines,

the mutations in T1 lines were stably transmitted to the next generations. In addition, the

transgene from transgenic plants containing CRISPR/Cas9 can be segregated out and

independently from the edited region, generating “transgene-clean” and homozygous plants for

the desired mutation (Xu et al., 2015). Zhou et al., (2015) obtained a poplar plant with a CRISPR

biallelic mutation for an important gene from the lignin biosynthesis pathway – 4-

coumarate:CoA ligase (4CL). It was the first lignin-related gene engineered via CRISPR/Cas9.

Having the advantage of no direct influence from the T-DNA insertion, the group was able to

analyze the effect of the edited mutation in 30 independent lines. The results showed a reduction

in lignin content and in S/G ratio in 4cl1 mutants with high levels of efficiency and phenotypic

reproducibility, usually not found with the conventional techniques previously used,

highlighting the robustness of genome editing by CRISPR/Cas9 (Zhou et al., 2015).

Here, we genome-edited tobacco-cells by agro-transient method to lignin-related

genes: CSE, CCoAOMT, and HCT. The construction and validation of these constructs open

the possibility to develop stable plants with CRISPR/Cas9 to induce mutations to lignin genes

in tobacco. Moreover, we believe this way we could overcome the dwarfism previously

described in tobacco silenced to HCT (Hoffmann et al., 2004). The N.tabacum genome is

allotetraploid (2n=4x=48) (Leitch et al., 2008), therefore, it is expected to contain four

different haplotypes for each locus. CRISPR/Cas9 shows high specificity, allowing the accurate

targeting of only one haplotype. This strategy is particularly interesting if the idea is to

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understand the role of different haplotypes individually. Genome editing by CRISPR/Cas9

allows the development of more reproducible and accurate results, besides the generation of

“transgene-free” plants, which would imply in higher acceptance by the general public (Belhaj

et al., 2015; Lowder et al., 2015; Ma et al., 2015; Tong et al., 2015; Zhou et al., 2015). The use

of this technique can be applied to improve the production of second-generation ethanol and

food with high levels of antioxidants such as CGAs in a safer way and with better public

acceptance than with the use of conventional transgenic strategies.

2. Material and Methods

2.1. Target locus selection and sgRNA design

The sgRNA design was done using the gene sequence from Nicotiana tabacum

obtained from NCBI (National Center for Biotechnology Information) and SOL Genomics

(Bombarely et al., 2011) databases. After the identification of the gene sequences, the design

of the sgRNA followed the criteria described by (Parry et al., 2016). One important point to

consider when designing sgRNA is to have 100% identity between the seed sequence and the

sgRNA. Another important point is to identify the PAM sequence, the pattern necessary for

CRISPR/Cas9 to create the cut and enable the mutation. This region is constituted of the NGG

sequence and was used to identify possible targets (Xie et al., 2014). Subsequently, the search

for potential off-targets was done via Benchling (Benchling Inc., 2018 - https://benchling.com/)

and CRISPR RGEN Tools (Bae et al., 2014). The absence of off-targets is crucial considering

we want to target a specific locus. Moreover, the presence of non-CpG sensitive restriction site

sequence is also important to evaluate because they are predicted to be disrupted by Cas9

induced indels (Lawrenson et al., 2015).

2.2. Construct DNA assembly and multiplex targeting

Binary plasmid vector constructs were assembled using Golden Gate Modular

Cloning (MoClo) as described by (Engler et al., 2014; Lawrenson et al., 2015). NtHCT,

NtCCoAOMT, and NtCSE were targeted through the development of both single and multiple

haplotypes editing. Each sgRNA was designed following the criteria described by (Parry et al.,

2016).

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2.3. Agroinfiltration: Development, test, and delivery of the constructions in

tobacco leaves

To test the targeted mutagenesis of the tobacco genome, transient expression by

agroinfiltration was employed. Two-months-old plants cultivated in pots with a capacity of 5

kg soil in a greenhouse were used to carry the experiment. Leaf tissue from tobacco was agro-

infiltrated following the protocol described by (Nekrasov et al., 2013) with modifications. After

bacterial incubation, the O.D600 was adjusted to 0.1. The leaf was infiltrated with the solution

and incubated in the dark for 2 days in B.O.D in a temperature of 21ºC, after this period the

plants were transferred to a B.O.D in a photoperiod of 12 light / dark hours and a temperature

of 25 ° C. The leaves were collected 6 days after agro-infection and the genomic DNA was

extracted using Qiagen’s DNeasy Plant DNA Extraction Mini Kit.

2.4. Genotyping

The genomic DNA of the leaf tissue was analyzed by PCR/RE method as described

by (Nekrasov et al., 2013) with modifications. Using the restriction enzyme site loss method,

the genomic DNA was digested and PCR reaction with primers flanking the target site to detect

mutations was performed. The presence of edited sequences was increased in the PCR product

which then could be sequenced to identify mutations.

3. Results and Discussion

3.1. Target locus selection and sgRNA design

3.1.1. HCT

To design the sgRNA, we used as references the bioinformatic analysis from

Chapter 2. The analysis was done in the SOL genomics database using the sequence described

by Hoffmann et al., (2003) as reference. The results revealed the presence of four haplotypes

of HCT in N.tabacum genome as shown in the Supplementary Table 2. The next step was to

identify from which ancestor each haplotype has originated from. To achieve this goal, BlastN

in SOL Genomics database between the haplotypes was performed and it was created a matrix

of identity with the haplotypes and the HCTs found in the ancestors’ genomes using BioEdit,

shown in Supplementary Table 5. The matrix of identity showed the identity between the

sequences analyzed, we used this matrix with the purpose of identifying from which ancestor

each allele probably came from and this way try to group the alleles in groups in order to design

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the specific sgRNA. It was expected to find two haplotypes closer from N. tomentosiformis and

two haplotypes closer from N. sylvestri, instead of that we found HCT 1, 2 and 4 closers from

N. tomentosiformis and HCT 2 closer from N. sylvestri. While the haplotypes HCT 1 and 2

present high identity with gene 21152, the HCT 4 have high identity with gene 29186, both

from N. tomentosiformis. For this reason, we used the identity between the alleles from

N.tabacum as criteria to form two groups (Figure 2): Group 1 (HCTg1), formed by the

haplotype HCT 3 and 4 with the identity of 0.0473 and Group 2 (HCTg2), formed by HCT 1

and 2 with the identity of 0.0449. In addition to that and in order to select the best group to

target we also performed qPCR for both groups to see if they were differentially expressed in

leaves and stem, no significant variation was found (Supplementary Figure 3).

Figure 2. Alignment of HCT isoforms to identify the similarity among the haplotypes. The

program Benchling Inc., 2018 was used to align the sequences and the algorithm used was

MAFFT. The sequences showed inside the blue square represent the group1 while the

sequences inside the red square represent group 2.

After defining the groups of haplotypes, their sequences were aligned and the

pattern of CRISPR/Cas9 target sites NGG, the PAM, was searched. Although Benchling Inc.,

2018 (https://benchling.com/) offers a tool to design sgRNA for N.tabacum, we decided to

design the sgRNAs manually because we wanted to target two haplotypes per plant, while the

program considers the corresponding haplotype as an off-target. As mentioned before, the

region upstream of the PAM (20 nt) is the seed sequence and it needs to be 100% identical to

the sgRNA recognition sequence. For this reason, we selected regions that were identical

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between the haplotypes within a given group. In addition, to avoid off-targets, we used CRISPR

RGEN Tools Cas-OFFinder (Bae et al., 2014) that searches for off-targets in the N. tabacum

genome.

Since the best target was selected the next step was to select the sequence to the

sgRNA forward primer scaffold. The scaffold is variable depending on which template is used

for the next step and on the promoter used. In this case, the Arabidopsis U6-26 promoter (the

template pICSL9002) was used. The forward primers are in table 1:

Table 1. Primers and position in the gene to create the sgRNAs for all haplotypes of HCT.

Target 20nt Selected

Gene

region

bp

sgRNA F Primer sgRNA

Name

HCT3

and

HCT4

ACCCCAAGTGTT

TACTTTTAC 127-147

tgtggtctca ATTG

ACCCCAAGTGTTTACTTTTAC

gttttagagctagaaatagcaag

sgRNA.

1.1

HCT3

and

HCT4

AACACTTGGGGT

GTGGAAATT 116-138

tgtggtctca ATTG

AACACTTGGGGTGTGGAAATT

gttttagagctagaaatagcaag

sgRNA.

1.2

HCT3

and

HCT4

AAGACGCCGGA

GTTCCAAAGT 355-375

tgtggtctca ATTG

AAGACGCCGGAGTTCCAAAGT

gttttagagctagaaatagcaag

sgRNA.

1.4

HCT3

and

HCT4

TTGGTGATTTTG

CGCCTACTT 338-358

tgtggtctca ATTG

TTGGTGATTTTGCGCCTACTT

gttttagagctagaaatagcaag

sgRNA.

1.6

HCT1

and

HCT2

ACTTTTCCGTCG

AAGAAATTT 144-164

tgtggtctca ATTG

ACTTTTCCGTCGAAGAAATTT

gttttagagctagaaatagcaag

sgRNA

2.2

HCT1

and

HCT2

CACTTGTGCCGT

TTTATCCTA 188-208

tgtggtctca ATTG

CACTTGTGCCGTTTTATCCTA

gttttagagctagaaatagcaag

sgRNA

2.3

HCT1

and

HCT2

CAACGGCGGGG

ATGAGTTGA 345-364

tgtggtctca ATTG

CAACGGCGGGGATGAGTTGA

gttttagagctagaaatagcaag

sgRNA

2.6

HCT1

and

HCT2

CCCGCCGTTGAT

TACTCACA 355-374

tgtggtctca ATTG

CCCGCCGTTGATTACTCACA

gttttagagctagaaatagcaag

sgRNA

2.7

The reverse primer is the same (tgtggtctca AGCGTAATGCCAACTTTGTAC ) for

all sgRNAs. The vector pICSL70001 contains the sgRNA scaffold. Amplification with the

primer pair from the previous step resulted in a PCR product that is the specific sgRNA as

shown in Figure 3.

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Figure 3. PCR amplification with the vector pICSL70001 containing the sgRNA scaffold

and the sgRNA primer designed for each sgRNA from HCT and CSE; Tm= 60°C. M -

Marker NEB 2 -log; 1 - sgRNA 1.1; 2 – sgRNA 1.2; 3 – sgRNA 1.4; 4 – sgRNA 1.6; 5 –

sgRNA 2.3; 6 – sgRNA 2.6; 7 – sgRNA 2.7; 10 – sgRNA 3.3; 11 – sgRNA 3.4; 12 – sgRNA

4.1; 13 – sgRNA 4.2; 14 – sgRNA 4.4; 15 – sgRNA 4.5.

The PCR amplification that did not work were repeated with a different annealing

temperature (from 60°C to 58°C) and shown in Figure 4.

Figure 4. PCR amplification with the vector pICSL70001 containing the sgRNA scaffold

and the sgRNA primer designed for each sgRNA from HCT and CSE; Tm= 58°C. M -

Marker NEB 2 -log; 1 – sgRNA 1.2; 2 – sgRNA 1.4; 3 – sgRNA 2.2.; 4 – sgRNA 2.6; 7 –

sgRNA4.1; 8 – sgRNA 4.4.

3.1.2. CCoAOMT

CCoAOMT have been classified into three different classes (Maury et al., 2002).

We decided to focus on class I because it is the first expressed during stem development (Maury

et al., 2002). The presence of four isoforms of CCoAOMT from class I have been described

already by Martz et al., (1998). Therefore, this previous was used work as a reference for our

analyzes. In fact, the presence of extra isoforms or haplotypes in the tobacco genome were

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checked by BlastN searching in the SOL Genomics database, but no other sequences were

found. The alignment of CCoAOMT isoforms pointed a low identity level among them, making

it difficult to design sgRNA with 100% identity with all isoforms. Consequently, we decided

to design sgRNA to target each isoform individually. Considering the different results found

when the expression of different CCoAOMT isoforms was manipulated (Zhong et al., 1998;

Pinçon et al., 2001), it would be interesting to determine the potential role of one specific

isoform in both pathways: lignin and CGA.

Accordingly, to design the sgRNA specific for each isoform a tool offered by

Benchling Inc., 2018 (https://benchling.com/) was used, this tool analyzes the best targeting

region for each gene taking into consideration the match between the sequence and the sgRNA.

It also analyzes the possible off-targets through a screening of the N.tabacum genome. The

targets selected can be seen in Table 2. We used the same strategy previously described to create

the sgRNA for CCoAOMT isoforms and Table 2 shows the forward primers.

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Table 2. Primers and position in the gene to create the sgRNAs for all haplotypes of CCoAOMT.

Target 20nt Selected Gene

region sgRNA F Primer

sgRNA

Name

CCoAOMT 1 and 2

TGCCATCATCGGGAAGAGCCA

272-292

tgtggtctca ATTG TGCCATCATCGGGAAGAGCCA

gttttagagctagaaatagcaag

sgRNA5.1

CCoAOMT 3

TCATCAATGCCAAAAACACAA

206-226

tgtggtctca ATTG TCATCAATGCCAAAAACACAA gttttagagctagaaatagcaag

sgRNA5.5

CCoAOMT 1 and 2

TCATCGGCAGAGGTGGTCATG

156-176

tgtggtctca ATTG TCATCGGCAGAGGTGGTCATG

gttttagagctagaaatagcaag

sgRNA5.6

CCoAOMT 3

TCATCAGCAGAGGTGGTCATG

156-176

tgtggtctca ATTG TCATCAGCAGAGGTGGTCATG

gttttagagctagaaatagcaag

sgRNA5.7

CCoAOMT 1

CTTAGCTCTTTCATGGGCTC

-106 tgtggtctca ATTG CTTAGCTCTTTCATGGGCTC

gttttagagctagaaatagcaag sgRNA11

.1

CCoAOMT 1

AGATCACCGCAAAACACCCC

147 tgtggtctca ATTG AGATCACCGCAAAACACCCC

gttttagagctagaaatagcaag sgRNA11

.2

CCoAOMT 2

TTCTTTCGTTGGTGTTGAAG

-32 tgtggtctca ATTG TTCTTTCGTTGGTGTTGAAG

gttttagagctagaaatagcaag sgRNA10

.1

CCoAOMT 2

AATGGAAGACATCAAGAAGT

98 tgtggtctca ATTG AATGGAAGACATCAAGAAGT

gttttagagctagaaatagcaag sgRNA10

.2

CCoAOMT 3

GAGGTGGTCATGATGTTCCA

-157 tgtggtctca ATT GAGGTGGTCATGATGTTCCA

gttttagagctagaaatagcaag sgRNA9.

1

CCoAOMT 3

TGACCACCTCTGCTGATGAA

186 tgtggtctca ATTG TGACCACCTCTGCTGATGAA

gttttagagctagaaatagcaag sgRNA9.

2

CCoAOMT 3

CATCAATGCCAAAAACACAA

235 tgtggtctca ATTG CATCAATGCCAAAAACACAA

gttttagagctagaaatagcaag sgRNA9.

3

CCoAOMT 4

CACTGGTTTCAAGTATGTAC

-72 tgtggtctca ATTG CACTGGTTTCAAGTATGTAC

gttttagagctagaaatagcaag sgRNA8.

1

CCoAOMT 4

ATCCATGAAAGAGCTCAGGG

130 tgtggtctca ATTG ATCCATGAAAGAGCTCAGGG

gttttagagctagaaatagcaag sgRNA8.

4

CCoAOMT 4

AGGTGACTGCTAAGCATCCA

150 tgtggtctca ATTG AGGTGACTGCTAAGCATCCA

gttttagagctagaaatagcaag sgRNA8.

5

The vector pICSL70001 contains the sgRNA scaffold. Amplification with the

primers pair from the previous step resulted in a PCR product that is the specific sgRNA as

shown in Figure 5.

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Figure 5. PCR amplification with the vector pICSL70001 containing the sgRNA scaffold

and the sgRNA primer designed for each sgRNA from CCoAOMT 1 -4; Tm= 60°C. M -

Marker NEB 2 -log; 1 – sgRNA 5.1; 2 – sgRNA 5.5; 3 – sgRNA 5.6.; 4 – sgRNA 5.7; 5 –

sgRNA 8.1; 6 – sgRNA 8.4; 7 – sgRNA 8.5; 8 – sgRNA 9.1; 9 – sgRNA 9.2; 10 – sgRNA 9.3;

11 – sgRNA 10.1; 12 – sgRNA 10.2; 13 – sgRNA 11.1 14 – sgRNA 11.2.

3.1.3. CSE

The caffeoyl shikimate esterase (CSE) is an enzyme recently discovered as part of

the lignin pathway (Vanholme et al., 2013b). We have been already characterizing the role of

CSE in lignin biosynthesis in tobacco in Chapter 2. Our previous results showed that strong

CSE down-regulation leads to a similar phenotype found in HCT downregulated plants

(Hoffmann et al., 2004) (Results showed in Chapter 2). In order to confirm the dwarfed

phenotype found in Chapter 2 is due the downregulation o CSE and is not related to the use of

amiRNA, one of the advantages of using genome editing by CRISPR/Cas9 is that the results

are not affected by the position where the transgene was inserted since it can be easily removed

by Mendelian segregation. For this reason, we decided to create CRISPR/Cas9 mutants to edit

both CSE and validate these results.

The sgRNA design strategy was the same as previously described for HCT although

the goal was to target both CSE haplotypes (described in detail in the Chapter 2) at once. Table

3 describes the forward primers from sgRNA designed:

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Table 3. Primers and position in the gene to create the sgRNAs for all haplotypes of CSE.

Target 20nt Selected Gene

region sgRNA F Primer

sgRNA

Name

CSE ATCTTACTTCGAAACACCCAA 93-113

tgtggtctca ATTG ATCTTACTTCGAAACACCCAA gttttagagctagaaatagcaag sgRNA4.1

CSE ATTGAGTGAAGAGCTTGCCGT 113-133

tgtggtctca ATTG ATTGAGTGAAGAGCTTGCCGT gttttagagctagaaatagcaag sgRNA4.2

CSE GGCTACGGTTCCGATACCGGT 190-210

tgtggtctca ATT GGCTACGGTTCCGATACCGGT gttttagagctagaaatagcaag sgRNA4.4

CSE CCGGTATCGGAACCGTAGCCA 189-209

tgtggtctca ATTG CCGGTATCGGAACCGTAGCCA gttttagagctagaaatagcaag sgRNA4.5

The vector pICSL70001 contains the sgRNA scaffold. Amplification with the

primers pair from the previous step resulted in a PCR product that is the specific sgRNA as

shown in Figure 4.

3.2. Construct DNA assembly and multiplex targeting

To assemble CRISPR/Cas9 with the sgRNA we used the Golden Gate Modular

Cloning Toolkit (MoClo) (Addgene kit # 1000000044; Addgene kit # 1000000047). This tool

increases the speed of assembling of multiple genetic elements (Engler et al., 2008; Weber et

al., 2011; Werner et al., 2012; Engler et al., 2014; Marillonnet and Werner, 2015). This method

is based on the use of type IIS restriction enzymes, BsaI and BpI, combined with restriction-

ligation to create multiple gene constructs with just a few reactions and is based on different

vector levels: Level 0, Level 1, Level 2 (Engler et al., 2008).

Level 0 is the entry-level used to clone the promoter, terminator, and gene

individually. The next level is Level 1, a binary vector where it is necessary to insert the

promoter with the gene of interest and the terminator together by the combination of Level 0

constructs. There are seven positions of Level 1 vectors and its position will determine the

position of each construct in Level 2 vectors, depending how many constructs do you need to

assemble (Engler et al., 2008; Weber et al., 2011; Werner et al., 2012; Engler et al., 2014;

Marillonnet and Werner, 2015). Consequently, it is important to design the final construct

before start cloning into Level 1 vectors. To assemble our sgRNA with the hCas9 protein (Mali

et al., 2013) the first step was to design the final construct to determine in which position of the

Level 1 each gene or sgRNA should be cloned (Table 4). Then we had to determine which

resistance gene would be chosen for the final construct, a construct Level1 containing the nptII

gene fused with Nos promoter was used. Furthermore, a construct Level 1 with the Cas9

described by Mali et al., (2013) fused with the CaMV35S promoter (pICSL11021). The level 1

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containing sgRNA was done fusing the sgRNA with the U6-26 promoter from Arabidopsis

thaliana (Lawrenson et al., 2015). Level 0 containing the promoter and terminator were selected

from the existing library and assembled with the sgRNA to create the Level 1 U6-26::sgRNA.

The PCR to confirm the insertion of U6-26::sgRNA into Level 1 can be seen in Figure 5 and 6.

Table 4. Experiment design to assemble Level 1 vectors.

Position Gene Name of vector sgRNA name

1 Kan, CCoAOMT3 pICH47732 5.5; 9.3

2 Cas9 pICH47742 -

3 HCT1, CSE, CCoAOMT1,2,3 pICH47751 1.1; 1.4; 4.1; 5.1; 5.7; 9.1; 9.2; 11.1

4 HCT1, CSE, CCoAOMT1,2,3 pICH47761 1.2; 1.; 4.2; 5.5; 5.6; 9.3; 11.2

5 HCT2, CCoAOMT2,4 pICH47772 2.2; 2.6; 4.4; 8.1; 10.1

6 HCT2, CCoAOMT4 pICH47781 2.3; 2.7; 4.5;8.4; 8.5; 10.2

7 CCoAOMT3 pICH47791 5.7;9.1;9.2

Figure 5. Colony PCR amplification from Level 1 vectors contains the U6-26 fused with

HCT and CSE. Tm= 60°C. M – NEB 2-log; 1 – sgRNA 1.1; 2 – sgRNA 1.2 colony 1; 3 –

sgRNA 1.2 colony 2; 4 – sgRNA 1.4 colony 1; 5 – sgRNA 1.4 colony 2; 6 – sgRNA 1.6; 7 –

sgRNA 2.2 colony 1; 8 – sgRNA 2.2 colony 2; 9 – sgRNA 2.3 colony 1; 10 – sgRNA 2.3 colony

2; 11 – sgRNA 2.6 colony1; 12 – sgRNA 2.6 colony 2; 13 – sgRNA 2.7 colony 1; 14 – sgRNA

2.7 colony 2; 22 – sgRNA 4.1 colony 1; 23 – sgRNA 4.1 colony 2; 24 – sgRNA 4.2 colony 1;

25 – sgRNA 4.4 colony 1; 26 – sgRNA 4.4 colony 2; 27 – sgRNA 4.5 colony 1; 28 – sgRNA

4.5 colony 2.

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Figure 6. Colony PCR amplification from Level 1 vectors contains the U6-26 fused with

CCoAOMT 1-4. Tm= 60°C. M – NEB 2-log; 1 – sgRNA 5.1; 2 – sgRNA 5.1 colony 1; 3 –

sgRNA 5.5 colony 2; 4 – sgRNA 5.6; 5 – sgRNA 5.7 colony 1; 6 – sgRNA 5.7 colony 2; 7 –

sgRNA 8.1; 8 – sgRNA 8.4; 9 – sgRNA 8.5; 10 – sgRNA 9.1 colony 1; 11 – sgRNA 9.1 colony

2; 12 – sgRNA 9.2 colony 1; 13 – sgRNA 9.2 colony 2; 14 – sgRNA 9.3 colony 1; 15 – sgRNA

9.3 colony 2; 16 – sgRNA 10.1; 17 – sgRNA 10.2; 18 – sgRNA 11.1; 19 – sgRNA 11.2; 22 –

Blank.

The next level would be Level 2. For the constructs containing only 4 sgRNA, we

used Level 2 as the final binary level (Figure 7). In Level 2 it is possible to join 6 different

modules of Level 1 to create one Level 2 (Engler et al., 2014; Marillonnet and Werner, 2015).

To add more than 6 Level 1 modules, it is necessary to use Level M. The Level M works exactly

like the level 2, but it is not the final vector, there are 7 Level M vectors that can be combined

to form one Level P, the final binary vector (Weber et al., 2011; Werner et al., 2012). We used

a combination of two sgRNA per haplotype distant enough (100 bp) to create deletions to

produce truncated proteins. The sgRNAs were designed at the beginning of the mRNA to

guarantee the protein produced after the deletion would be non-functional. The design of Level

2 is shown in Figure 8 and the combination of sgRNAs used in each construction can be seen

in Supplementary Table 6.

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Figure 7. Schematic of binary vectors delivered in N.tabacum by agro-transient assay and

target sequence. A) The tobacco construct has a neomycin phosphotransferase II (NptII) gene

driven and terminated by Nopaline Synthase promoter (pNOS) and terminator (T-NOS); a Cas9

expression cassette consists in the sequence of Cas9 from S. pyogenes human codon-optimized

(SpCas9h) driven and terminated by 35S promoter and terminator; and two single guide RNA

(sgRNA) driven by A. thaliana U6 promoter; B) The gene model are represented by two exons

(blue boxes) and one intron (blue line), the sgRNA are shown below target region in exon one

in the same region of recognition of restriction enzymes (RE).

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Figure 8. Schematic of all binary vectors delivered in N.tabacum by agro-transient assay.

All constructs have a neomycin phosphotransferase II (NptII) gene driven and terminated by

Nopaline Synthase promoter (pNOS) and terminator (T-NOS); a Cas9 expression cassette

consisting in the sequence of Cas9 from S. pyogenes human codon-optimized (SpCas9h) driven

and terminated by 35S promoter and terminator; and two single guide RNA (sgRNA) driven by

A. thaliana U6 promoter. The figure (A – E) represent all constructions tested to target HCT

gene; (F) represent the construction tested to target CSE genes and (G – N) represent all the

constructions tested to target CCoAOMT.

Level 2 was assembled, and the positive colonies were mini-prepped and digested

with the enzyme HindIII for 1 hour at 37°C (Figure 9, 10 and 11). The plasmid with the correct

pattern of digestion was sequenced and introduced into Agrobacterium tumenfaciens for further

tests.

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Figure 9. Digestion of Level 2 constructs for HCT and CSE with the enzyme HindIII to

confirm the assembly of Level 1. M – NEB 2-log; A1 – Level 2 A colony 1; A2 – Level 2 A

colony 2; B1 – Level 2 B colony 1; C1 – Level 2 C colony 1; C2 – Level 2 C colony 2; D1 –

Level 2 D colony 1; D2 – Level 2 D colony 2; E1 – Level 2 E colony 1; E2 – Level 2 E colony

2; F1 – Level 2 F colony 1; F2 – Level 2 F colony 2.

The plasmids from construct E did not work and four new colonies were selected

and digested (Figure 10).

Figure 10. Digestion of Level 2 constructs for HCT and CSE with the enzyme HindIII to

confirm the assembly of Level 1. M – NEB 2-log; E3 – Level 2 E colony 3; E4 – Level 2 E

colony 4; E5 – Level 2 E colony 5; E6 – Level 2 E colony 6.

Figure 11. Digestion of Level 2 constructs for CCoAOMT 1-4 with the enzyme HindIII to

confirm the assembly of Level 1. M – NEB 2-log; M1 – Level 2 M colony 1; I1 – Level 2 I

colony 1; I2 – Level 2 I colony 2; I3 – Level 2 I colony 3; J1 – Level 2 J colony 1; J2 – Level

2 J colony 2; K1 – Level 2 K colony 1; M2 – Level 2 M colony 2.

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Figures 9, 10 and 11 show the Level 2 constructs for HCT and CSE which were

properly produced. According to Martz et al., (1998), CCoAOMT3 and CCoAOMT4 are the

isoforms most expressed in vascular tissue, suggesting that these isoforms are likely the most

important for lignification. CCoAOMT2 was more expressed in flowers (Martz et al., 1998).

Accordingly, the subsequent experiments were carried out with the constructs successfully

produced.

3.3. Agroinfiltration and Genotyping

To evaluate the efficiency of the designed sgRNAs we performed Agroinfiltration

in tobacco leaves. The plants were cultivated in greenhouse conditions for 4 weeks before the

Agro-infiltration, and 4 replicates were used per group. Before assembling the Level 2 vectors,

we performed the infiltration with different mixtures of Level 1 vectors (Supplementary Table

7) to test which would be the most efficient combination to construct the Level 2 vectors and

to evaluate whether the sgRNAs were working properly. Three days after infiltration, we

extracted the genomic DNA to perform PCR amplification and detect deletions.

Figure 12. PCR using as template the genomic DNA of leaves after the transient

expression assay. The name of each group can be found in table 11; each sample corresponds

to a mix of the four replicates. M – NEB 2-log; 1 – blank targeted with primers from HCT4; 2

– WT DNA targeted with primers from HCT4; 3 – TE 1 targeted with primers from HCT4; 4 –

TE 2 targeted with primers from HCT4; 5 – Blank targeted with primers from HCT3; 6 – WT

DNA targeted with primers HCT3; 7 – TE 1 targeted with primers HCT3; 8 – TE 2 targeted

with primers HCT3; 9 – Blank targeted with primers HCT1; 10 – WT DNA targeted with

primers HCT1; 11 – TE 3 targeted with primers HCT1; 12 – TE 4 targeted with primers HCT1;

13 - Blank targeted with primers HCT2; 14 – WT DNA targeted with primers HCT2; 15 – TE

3 targeted with primers HCT2; 16 – TE 4 targeted with primers HCT2; 17 – Blank targeted with

primers CSE1; 18 – WT DNA targeted with primers CSE1; 19 – T5 targeted with primers CSE1;

20 – T6 targeted with primers CSE1; 21 – T7 targeted with primers CSE1; 22 – Blank targeted

with primers CSE2; 23 – WT DNA targeted with primers CSE2; 24 – T5 targeted with primers

CSE2; 25 – T6 targeted with primers CSE2; 26 – T7 targeted with primers CSE2.

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We could not detect any mutation by PCR (Figure 12). Therefore, we decided to

use the restriction enzyme site loss method (RE) to enrich the DNA with the edited sequence.

In this strategy, we digested the PCR product with a restriction enzyme that cuts in the region

to be edited (Supplementary Table 7). Previous studies showed that Cas9 cuts around 3 or 4 bp

upstream of the PAM (Lawrenson et al., 2015). If we had success in the editing, the sequence

would lose the recognition site for the RE and it would not be cut (Nekrasov et al., 2013;

Lawrenson et al., 2015). After the digestion with the RE, the PCR was submitted to PCR again.

Even after the digestion, we could not identify any mutation (Supplementary Figure 4).

After analyzing the results, it was impossible to conclude whether the sgRNA was

working or not and for this reason we decided to change our strategy: 1) we had mixed Level 1

vectors to perform the Agro-infiltration, which could affect the efficiency of the transient assay,

this way, to guarantee that the Cas9 protein and the sgRNA were delivered to the same cell at

the same time the transient assay was performed using only Level 2 vectors (Figure 8). 2) we

had harvested the plants only 3 days after the transient assay as described in the literature

(Sparkes et al., 2006; Nekrasov et al., 2013). Although that´s the time with the peak of protein

expression (Sparkes et al., 2006; Nekrasov et al., 2013), perhaps the protein may not have

enough time to induce the mutation since in CRISPR/Cas9 genome editing we have to way until

the protein Cas9 to edit the genome. That is why we changed the harvest time from 3 days to 6

days (Figure 13), to provide enough time for genome editing. 3) we performed the RE assay

after the PCR, while it would have been more efficient to enrich the genomic DNA, for this

reason, we changed the restriction enzyme site loss method assay (RE): the genomic DNA was

digested before the first PCR, in order to enrich the genomic DNA with the edited sequences.

The enzymes used for each sgRNA are described in Table 10.

Figure 13. Transient assay – 6 days after Agro-infiltration; the plants were incubated for 2

days in the dark and for 4 days under a 12:12 dark: light photoperiod.

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After these changes, we could detect which sgRNA was working and sent them for

sequencing to detect mutations (Figure 14 B, Figure 15 B). For HCT, only the construct

targeting group 2 (haplotype HCT 1 and 2) worked properly (Figure 14). We sequenced the

PCR samples to confirm the genome editing, in all sequences analyzed we obtained a mixture

of sequences after the seed region indicating the presence cell with mutation and cell without

mutations (Figure 14 B). Considering that the HCT haplotype 1 was previously characterized

as important for lignin biosynthesis (Hoffmann et al., 2004), the production of stably edited

plants will be performed with these sgRNAs. Probably, the use of sgRNA that target only one

specific group of haplotypes can overcome the dwarf phenotype found previously by Hoffmann

et al., (2004).

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Figure 14. Results from Agro-transient assay with sgRNA from HCT. A) PCR from Agro-

transient assay with the sgRNA from HCT after digestion with the enzymes Hpy166 II and

BseLI, the figure shows which sample was digested with the enzymes. The first line is referent

from PCR using primers from HCT group 1 – Samples number 1 – 13 and 27 – 37 were

amplified with primers to target HCT 4; while samples numbers 14 – 26 and 38 – 48 were

amplified with primers to target HCT 3. M - NEB 2-log; 1 – WT DNAg digested with Hpy166II;

2 – 7 DNAg from TE using Construction A Replicate 1 – 6 digested with Hpy166 II; 7 – 11

DNAg from TE using Construction B Replicate 1 – 4 digested with Hpy166 II; 12 – WT DNAg

without digestion; 13 – Blank; 14 – WT DNAg digested with Hpy166II; 15 – 20 DNAg from

TE using Construction A Replicate 1 – 6 digested with Hpy166 II; 21 – 24 DNAg from TE

using Construction B Replicate 1 – 4 digested with Hpy166 II; 25 – WT DNAg without

digestion; 26 – Blank; 27 – WT DNAg digested with BseLI; 28 – 33 DNAg from TE using

Construction A Replicate 1 – 6 digested with BseLI; 34 – 37 DNAg from TE using Construction

B Replicate 1 – 4 digested with BseLI; 38 – WT DNAg digested with BseLI; 39 – 44 DNAg

from TE using Construction A Replicate 1 – 6 digested with BseLI; 45 – 48 DNAg from TE

using Construction B Replicate 1 – 4 digested with BseLI;. The second line is referent from

PCR using primers from HCT group 2 – Samples number 49 – 61 amplified with primers to

target HCT1; while samples numbers 62 – 74 to target HCT 2. M - NEB 2-log; 49 – Blank; 50

– WT DNAg; 51 – WT DNAg digested with Hpy166II; 52 – 57 DNAg from TE using

Construction A Replicate 1 – 6 digested with Hpy166 II; 58 – 61 DNAg from TE using

Construction B Replicate 1 – 4 digested with Hpy166 II; 62 – WT DNAg digested with Hpy166

II; 63 – 68 DNAg from TE using Construction A Replicate 1 – 6 digested with Hpy166 II; 69

– 72 DNAg from TE using Construction B Replicate 1 – 4 digested with Hpy166 II 73 – WT

DNAg; 74 – Blank; B) PCR sequencing to detect mutations – in the first line the WT sequence

(pointed in red) and below three sequences from hct-crispr mutated sequences (pointed in blue).

All CSE constructs worked as expected (Figure 15 A). The sequencing confirmed

the presence of mutations, both CSE1 and CSE2 were mutated to CRISPR/Cas9. While for

CSE1 we obtained deletions for CSE2 we obtained a chromatogram with a mixture of sequences

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after the seed region indicating the presence of cell with different sequences (Figure 15 B) but

in both cases, the mutations were enough to change the frame of the protein generated. Both

constructs for CCoAOMT4 worked properly (Figure 16).

Figure 15. Results from Agro-transient assay with sgRNA from CSE. A) PCR from Agro-

transient assay with the sgRNA from CSE after digestion with the enzymes AgeI and BceAI,

the figure shows which sample was digested with the enzymes. The first line is referent from

PCR using primers from CSE1. M - NEB 2-log; 1 – Blank; 2 – 5 DNAg from TE using

Construction F Replicate 1 – 4 digested with AgeI; 6 – WT DNAg digested with AgeI; 7 – WT

DNAg without digestion; 8 – WT DNAg digested with BceAI; 9 – 12 DNAg from TE using

Construction F Replicate 1 – 4 digested with BceAI. The second line represents the PCR using

the primers from CSE2. M - NEB 2-log; 13 – Blank; 14 – WT DNAg without digestion; 15 –

WT DNAg digested with AgeI; 16 – 19 DNAg from TE using Construction F Replicate 1 – 4

digested with AgeI; 20 – WT DNAg digested with BceAI; 21 – 24 DNAg from TE using

Construction F Replicate 1 – 4 digested with BceAI. B) PCR sequencing to detect mutations –

Pointed in blue the sequences from CSE 1- in the first line the WT sequence from CSE1 and

the two lines below are two sequences from cse1-crispr mutated sequences; pointed in red the

sequences from CSE2 – in the first line WT sequences and below two sequences from cse2-

crispr mutated sequences.

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Figure 16. PCR from Agro-transient assay with the sgRNA from CCoAOMT4 after

digestion with the enzymes Hpy166 II. M - NEB 2-log; 1 – Blank; 2 – WT DNAg without

digestion; 3 – WT DNAG digested with Hpy166 II; 4 – 7 DNAg from TE using Construction I

Replicate 1 – 4 digested with Hpy166 II; 8 – 11 DNAg from TE using Construction J Replicate

1 – 4 digested with Hpy166 II.

4. Discussion

In the present study, we achieved the targeted mutagenesis of three key genes from

lignin (CSE, HCT, and CCoAOMT) metabolism in tobacco using CRISPR/Cas9 system by

agrotransient expression. This achievement opens the possibility for the development of

tobacco stable transformation to genome edit lignin/CGA pathway. The CRISPR/Cas9 system

has been previously used to target gene from lignin metabolism as 4-coumarate:coenzyme A

(4CL), involved in early steps of the lignin pathway, in poplar and in switchgrass (Zhou et al.,

2015; Park et al., 2017). Recently, Takeda et al., (2019) target conipheraldehyde 5-hydrolase

(OsCAld5H1) in rice. All these studies showed a high level of accuracy and reproducibility in

the results to study lignin metabolism. In tobacco, previous studies have shown the use of

CRISPR/Cas9 to target marker genes either in protoplast or in stable plants (Jiang et al., 2013;

Li et al., 2013; Nekrasov et al., 2013; Gao et al., 2015) but none of them to target gene from

lignin metabolism.

Here, we used database and online designs tools to find the best sgRNA to CSE and

CCoAOMT genes, these online tools found the best seed sequence near PAM, already

considering potential off-targets. On the other hand, to HCT we designed sgRNA manually

since our goal was to distinguish between the four alleles found in the tobacco genome.

Comparing to conventional downregulation by transgenic approach (RNAi, amiRNA),

CRISPR/Cas9 has the advantage to enable transgene segregation and, therefore, eliminate the

effect of transgene insertion (Xu et al., 2015; Zhou et al., 2015). To design sgRNA to HCT, we

gather the alleles in two groups based on their similarities: one group closer from the ancestors

N. sylvestris (2n=24) and the other closer from N. tomentosiformis (2n=24). Tobacco

(N.tabacum) genome is allotetraploid (2n=4x=48) (Leitch et al., 2008) and, for this reason, the

design of specific sgRNA was more challenging, especially considering our goal of targeting

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only specific haplotypes. Thus, to achieve this goal, we eliminated the regions where the

sequences were similar to design the sgRNA manually in a region where PAM was present for

the alleles of interest and absent for the other two alleles. The allele-specific targeting has been

previously reported for genome editing of animal and human genome due to its applicability in

genic therapy (Yoshimi et al., 2014; Shin et al., 2016). Shin et al., (2016) developed a

CRISPR/Cas9 strategy using two sgRNA to increase specificity in human cells. The dual gRNA

approach, using PAM altering SNPs, improved allele discrimination. The same strategy was

used in rats by Yoshimi et al., (2014). The group used a combination of sgRNA, one targeting

the mutant’s allele of interest and the other targeting the wild-type allele. This way, it was

possible to correct only the disease-associated phenotypes in rats. Here we used a combination

of two sgRNAs (i.e., both specific to the alleles we wanted to target) in order to create a deletion.

To assemble the constructs containing sgRNAs, Cas9 and Gene Marker we used

Golden Gate MoCLo toolkit. We selected this methodology because it is the most used for

multiplex assembly to enable simultaneous assemble of multiples sgRNAs (for a review see

Volpi e Silva and Patron, 2017). Using this strategy, we designed vectors to enable us

successfully genome-edited CSE, CCoAOMT and HCT group 2 (HCT1 and HCT2) alleles. The

RE-PCR was sufficient to identify the sequence with mutation in HCT1 and HCT2 since the

sgRNAs were designed to induce a 100bp deletion (Figure 14 A). Considering we used

agrotransient assay to induce mutation it was expected to obtain a mixture of cells, some of

them with mutations. For this reason, we identified the presence of two bands in the agarose

gel, one representing the sequences without mutation and/or with punctual mutations and

another one (100bp smaller) with the deletion expected. In accordance with this data, our

sequencing showed the presence of mutation and deletions in the expected region (Figure 14

B). Therefore, we successfully achieved our goal for this gene, which was to create a construct

capable of targeting one group of HCT alleles. This construct enables us to evaluate HCT impact

in lignin biosynthesis without interfering in plant development. Furthermore, we successfully

targeted both alleles of CSE using a combination of two sgRNA (Figure 15 A and B). Both

alleles were sequenced, and we observed the presence of mutations in both CSE1 and CSE2

(Figure 15 B). The construct aimed to induce mutations in CCoAOMT4 also worked as

expected, the RE-PCR showed the presence of two bands: one indicating deletions and another

one with the WT sequence (Figure 16). RE-PCR based method is a common strategy to detect

CRISPR/Cas9 mutations, since the use of RE can enrich DNA and facilitate the mutation

detection via PCR (Nekrasov et al., 2013; Lor et al., 2014; Wang et al., 2014b; Lawrenson et

al., 2015). In N. benthamiana. this method was used to validate CRISPR/Cas9 efficiency via

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agro-transient expression assay (Nekrasov et al., 2013). Lawrenson et al., (2015) also used this

methodology in barley and B. oleraceae to screen stable plant transformants and find the

expected crispr/cas9-mutations. This way, the methodology used here to identify

CRISPR/Cas9 mutations in the agro-transient assay can also be applied in the screening of

tobacco stable plants using the constructions we designed.

In conclusion, we successfully designed and tested sgRNAs for HCT, CSE, and

CCoAOMT and induce mutations by transient expression in tobacco leaves using

CRISPR/Cas9. Our next step is to create stable edited plants and evaluate whether the resulting

loss-of-function mutants show any effect in lignin and/or CGA biosynthesis.

Acknowledgments

NVS thanks São Paulo Research Foundation for a BEPE doctoral fellowship (Processo

FAPESP n°2016/15834-2). This study was financed in part by the Coordenação de

Aperfeiçoamento de Pessoal de Nível Superior – Brasil (CAPES) – Finance Code 001.

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FINAL CONCLUSION

In conclusion, Chapter 1 was reviewed and discussed biochemical and molecular

evidence of the metabolic re-routing of CGAs towards lignin giving more support to data found

in Chapter 2. We developed transgenic tobacco plants by traditional agrobacterium

methodology for 7 different constructs and analyzed phenotypical, histochemical, biochemical

and molecular the transgenic from the construction HCTamiCSE, CSE and amiCSE –

overexpressing HCT and silencing CSE; only overexpressing CSE and only silencing CSE,

respectively. Our qPCR analyses from different organs from WT plants indicates that there is

no competition for the common intermediates between CGA and lignin biosynthesis. CSE

showed a pattern of expression that suggests its involvement in both pathways. The abundance

of HCT in stem seems to favor lignin branch, probably due to its low affinity to convert caffeoyl

CoA into CGA. On the other hand, in leaves, where there is an abundance of HQT, the higher

affinity from this enzyme to quinate seems to favor CGA biosynthesis. To support this

hypothesis, our CSE mutants had the excess of carbon generated by overexpression of CSE

remobilized into CGA in leaves but not in stem. These differences in carbon remobilization

observed between leaves and stem might be part of a strategy to finely regulate lignin branch

since the excess of caffeic acid can inhibit lignin route. The development of cse mutants

indicates CSE is essential for plant development since plants were severely dwarfed, possibly

due to the collapse of vascular vessels. The downregulation of CSE leads to a reduction of HQT

transcript level, reinforcing the interconnection between both pathways. Interestingly, the

overexpression of HCT in plants downregulating CSE recover the dwarfed phenotype

completely indicating that HCT is capable to produce caffeoyl CoA from caffeoyl shikimate.

This fact is remarkable since it is the first time that the ability of HCT to convert caffeoyl

shikimate was proved in planta. Moreover, comparing both mutants we found an opposite

pattern of cellulose content which might be associated with the differences in saccharification

efficiency found in these plants. Even though HCT and CSE are part of the same branch in

phenolic pathway they have different roles in plant metabolism and trigger different responses

upon perturbation. Lignin metabolic flux seems to be finely regulated in tobacco, since

overexpression of shikimic branch does not affect drastically lignin content. The accumulation

of caffeic acid in both mutants is an indicator that this compound might be a key point to

regulate lignin pathway in tobacco. In Chapter 3 we developed constructs to genome edit

tobacco by CRISPR/Cas9 and tested it by agro-transient assay. Furthermore, to help us to clarify

the data found in Chapter 2 we also developed constructs to partially silence the gene HCT to

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try to overcome the dwarfed phenotype previously described and designed a construct to target

CCoAOMT4 – the isoform with higher level of expression in stem and the next step the pathway

after Caffeoyl CoA formation by HCT or CSE. All these constructs were tested by agro-

transient assay in tobacco and we were successful in generating mutations. The development of

these constructs enables us to generate mutated plants more specifically and with more accurate

results to understand lignin/CGA connection. We were able to develop 8 stable plants with HCT

CRISPR/Cas9 constructs, but these plants did not show any mutation, probably due to the low

number of plants analyzed. To summarize, our data indicate that CSE is main role of production

of Caffeoyl CoA in shikimate branch since its downregulation severely affect plant

development. Moreover, CSE overproduction favor CGA pathway, indicating a role of

shipmate branch in the production of CGA in tobacco. On the other hand, HCT is critical for

lignin metabolism and its overexpression associated with cse downregulation does not seem to

affect CGA pool (i.e., probably due its low affinity to quinate). Our work also indicates that

HCT is capable to produce caffeoyl CoA even though it is probably not the main route of

production.

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PERSPECTIVES

Our next step to finalize Chapter 2 is to analyse by qPCR other genes from lignin

pathway to see how the route was affected. In addition to that, a biochemical analysis from cse

mutants would help us to better understand the dwarfed phenotype we observed. In order to

finalize Chapter 3 we will develop stable mutants with the constructs we develop, in this step

we will be able to obtain transgene free plant in order to analyse the mutations in HCT, CSE

and CCoAOMT genes with more accuracy.

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SUPPLEMENTARY INFORMATION

Supplementary Table 1. The matrix of identity from HCT isoforms.

Sequence HCT1 HCT2 HCT3 HCT4

HCT1 - 0.956 0.814 0.813

HCT2 0.956 - 0.823 0.821

HCT3 0.814 0.823 - 0.954

HCT4 0.813 0.821 0.954 -

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Supplementary Table 2. BlastN from HCT in N.tabacum TN90 Genome in Sol Genomics

database.

Description e-

value Ident Region mRNA Name

Ntab-TN90_AYMY-

SS16269 0 100%

396784-397686, 401711-

402118

gene_27881 HCT1

Ntab-TN90_AYMY-SS218 0 96% 92884-93786, 89665-90072 gene_45849 HCT2

Ntab-TN90_AYMY-

SS16452 0 83%

476756-477647, 481209-

481619

gene_29243 HCT3

Ntab-TN90_AYMY-SS9042 0 83% 50610-51501, 48086-48496 gene_83292 HCT4

Ntab-TN90_AYMY-

SS10287 1e-127 91%

522424-522775 -

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Supplementary Table 3. BlastP to search CSE from tobacco in SOL genomics database.

ID Sol Genomics ID Name Query

Cover

e-

value Ident ID

Name

mRNA_119258_cds Lysophospholipase

2 89%

e-

153 80%

AT1G52760

.1

CSE2

mRNA_108581_cds Lysophospholipase

2 88%

e-

153 80%

AT1G52760

.1

CSE1

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Supplementary Table 4. BlastN from CSE in Sol Genomics database – N. tabacum TN90

Genome.

ID Sol Genomics Sequence Cromossome Localization

Ntab-TN90_AYMY-SS390 mRNA_119258 - gene_55941

(CSE2)

13652-14489, 22395-22962

Ntab-TN90_AYMY-

SS2876

mRNA_108581 - gene_50887

(CSE1)

200285-201004, 198409-

198999

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Supplementary Figure 1. Example of age and size from tobacco plants used in the

analyses. A) Region was the histological cuts were done – 7th internode; B) Height from plants

used for the analyses.

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Supplementary Figure 2. qPCR from CSE Mutants and HCTamiCSE double-mutants in

T0 in order to select the lines to analyze in T1 generation. A) qPCR from CSE gene in T0

CSE mutants; B) qPCR from CSE gene in T0 HCTamiCSE double mutants; C) qPCR from

HCT1 gene in T0 HCTamiCSE double mutants.

0

10

20

30

40

50

60

70C

SE

1 P

1

CS

E1 P

2

CS

E1 P

3

CS

E1 P

4

CS

E1 P

6

CS

E1 P

7

CS

E1 P

8

CS

E1 P

9

CS

E1 P

12

CS

E2 P

1

CS

E2 P

2

CS

E2 P

3

CS

E2 P

5

CS

E2 P

6

CS

E2 P

8

CS

E2 P

9

CS

E2 P

12

CS

E2 P

14

WT

Rela

tive

Qu

an

titi

es

(CN

RQ

) qPCR CSE - CSE mutants T0

0

1

2

3

4

5

6

Re

lati

ve

Qu

an

titi

es

(CN

RQ

) qPCR CSE - HCTamiCSE mutants T0

0

5

10

15

20

Re

lati

ve

Qu

an

titi

es

(CN

RQ

) qPCR HCT - HCTamiCSE mutants T0

A

B

C

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Supplementary Table 5. Matrix of identity between the haplotypes of HCT from N.tabacum

and the haplotypes found in the genomes of the ancestors. The number highlighted in red

represent the closest ones. Gene N.sylv.

gene_31158

N. tomen

gene_29186

N.tomen

gene_21152

HCT4 HCT1 HCT3 HCT2

N.sylv

gene_31158

0.0000 0.0464 0.2056 0.0480 0.2068 0.0008 0.1949

N.tom

gene_29186

0.0464 0.0000 0.2045 0.0015 0.2057 0.0456 0.1951

N.tom

gene_21152

0.2056 0.2045 0.0000 0.2066 0.0008 0.2052 0.0457

HCT4 0.0480 0.0015 0.2066 0.0000 0.2078 0.0473 0.1972

HCT1 0.2068 0.2057 0.0008 0.2078 0.0000 0.2063 0.0449

HCT3 0.0008 0.0456 0.2052 0.0473 0.2063 0.0000 0.1944

HCT2 0.1949 0.1951 0.0457 0.1972 0.0449 0.1944 0.0000

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Supplementary Figure 3. qPCR from tobacco stem and leaves to compare the expression

from both groups of HCT alleles.

0.0

0.2

0.4

0.6

0.8

1.0

1.2

1.4

1.6

HCT Group 2 HCT Group 1

Re

lati

ve

qu

an

tite

CN

RQ

Groups of HCT haplotypes

Stem Leaves

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Supplementary Figure 4. Second round of PCR after BseLI digestion from PCR of agro-

transient assay using Level 1 vectors. M - NEB 2-log; 2 – negative control; 3 – Digestion

from genomic DNAg used as control (HCT1); 4 – 7 PCR after digestion of samples 9 -12

from Figure 11 (HCT1);8 – Digestion from genomic DNAg used as control (HCT2); 9 – 12

PCR after digestion of samples 13 – 16 from Figure 11 (HCT2).

M 1 2 3 4 5 6 7 8 9 10 11 12

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Supplementary Table 6. Experiment design to assemble Level 2 vectors.

Name Level 1

Position1

Level

1

Position2

Level 1

Position3

Level 1

Position4

Level 1

Position5

Level 1

Position6

Level 1

Position

7

A NOS::Kana

mycin

CaMV35

S:: Cas9

U6-

26::sgRNA

1.1

U6::26sgRN

A1.6

U6-

26::sgRNA

2.6

U6-

26::sgRNA2

.3

pICH418

22

B NOS::Kana

mycin

CaMV35

S:: Cas9

U6-

26::sgRNA

1.4

U6-

26::sgRNA1.

2

U6-

26::sgRNA

2.6

U6-

26::sgRNA2

.3

pICH418

22

C NOS::Kana

mycin

CaMV35

S:: Cas9

U6-

26::sgRNA

1.1

U6-

26::sgRNA1.

6

pICH41780 - -

D NOS::Kana

mycin

CaMV35

S:: Cas9

U6-

26::sgRNA

1.4

U6-

26::sgRNA1.

2

pICH41780 - -

E NOS::Kana

mycin

CaMV35

S:: Cas9 pICH54033 pICH54044

U6-

26::sgRNA

2.3

U6-

26::sgRNA2

.6

pICH418

22

F NOS::Kana

mycin

CaMV35

S:: Cas9 pICH54033

U6-

26::sgRNA4.

2

U6-

26::sgRNA

4.4

pICH41800 -

G NOS::Kana

mycin

CaMV35

S:: Cas9

U6-

26::sgRNA

5.1

U6-

26::sgRNA

5.6

pICH41780 - -

H NOS::Kana

mycin

CaMV35

S:: Cas9

U6-

26::sgRNA

5.7

U6-

26::sgRNA5.

5

pICH41780 - -

I NOS::Kana

mycin

CaMV35

S:: Cas9 pICH54033 pICH54044

U6-

26::sgRNA

8.1

U6-

26::sgRNA8

.4

pICH418

22

J NOS::Kana

mycin

CaMV35

S:: Cas9 pICH54033 pICH54044

U6-

26::sgRNA

8.1

U6-

26::sgRNA8

.5

pICH418

22

K NOS::Kana

mycin

CaMV35

S:: Cas9

U6-

26::sgRNA

9.1

U6-

26::sgRNA

9.3

pICH41780 - -

L NOS::Kana

mycin

CaMV35

S:: Cas9

U6-

26::sgRNA

9.2

U6-26::

sgRNA 9.3 pICH41780 - -

M NOS::Kana

mycin

CaMV35

S:: Cas9 pICH54033 pICH54044

U6-

26::sgRNA

10.1

U6-

26::sgRNA1

0.2

pICH418

22

N NOS::Kana

mycin

CaMV35

S:: Cas9

U6-

26::sgRNA

11.1

U6-

26::sgRNA

11.2

pICH41780 - -

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Supplementary Table 7. Experiment design to Agro-infiltration. The table describes the

gene/group of genes targeted, which sgRNA combination was used, the expected size of

deletion, the enzyme used to the restriction enzyme (RE) site loss method and the target from

RE.

Group

Name Gene sgRNA sgRNA

Size

Deletion

Restriction

Enzyme

sgRNA

Targeted

RE

TE 1 HCT

group1 1.1 1.2 20pb Hpy166II Deletion

TE 2 HCT

group1 1.4 1.6 37pb None -

TE 3 HCT

group2 2.2 2.3 60pb BseLI 2.3

TE 4 HCT

group2 2.6 2.7 29pb HincII 2.6

TE 5 CSE 4.1 4.2 30pb BceAI Deletion

TE 6 CSE 4.1 4.5 100pb NcoI 4.5

TE 7 CSE 4.2 4.4 76pb AgeI 4.4

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ATTACHMENT

Attachment 1

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Attachment 2

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Attachment 3